Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018
Name of foundation
The Block Grausman Fund
c/o Stroock & Stroock & Lavan
Number and street (or P.O. box number if mail is not delivered to street address)180 Maiden Lane
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
New York, NY10038
A Employer identification number

13-6086092
B Telephone number (see instructions)

(212) 806-6027
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$943,619J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 353 353  
4 Dividends and interest from securities... 21,436 21,436  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 109,247
b Gross sales price for all assets on line 6a 415,855
7 Capital gain net income (from Part IV, line 2)... 109,247
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 131,036 131,036 0
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0 0 0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 8,043 4,022 4,021 4,021
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... Click to see attachment 11,140 11,140 11,140 0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 455 455 455 0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 250 0 0 250
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 19,888 15,617 15,616 4,271
25 Contributions, gifts, grants paid....... 66,306 66,306
26 Total expenses and disbursements. Add lines 24 and 25 86,194 15,617 15,616 70,577
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 44,842
b Net investment income (if negative, enter -0-) 115,419
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 8,169 7,237 7,237
2 Savings and temporary cash investments......... 14,984 25,832 25,832
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 595,725 Click to see attachment618,651 705,506
c Investments—corporate bonds (attach schedule)....... 203,315 Click to see attachment215,315 205,044
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 822,193 867,035 943,619
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 822,193 867,035
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 0 0
30 Total net assets or fund balances (see instructions)..... 822,193 867,035
31 Total liabilities and net assets/fund balances (see instructions). 822,193 867,035
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
822,193
2
Enter amount from Part I, line 27a .....................
2
44,842
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
867,035
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
867,035
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 30SHS ABBVIE INC P 2017-10-20 2018-06-02
b 6SHS ALEXION PHARMACEUTICALS INC P 2017-12-08 2018-08-06
c 3SHS ALIGN TECHNOLOGY INC P 2017-08-15 2018-01-18
d 2SHS ALIGN TECHNOLOGY INC P 2017-08-15 2017-07-31
e 3SHS AMERICAN TOWER CORP P 2017-10-31 2018-08-02
10SHS ANADARKO PETROLEUM CORP P 2018-06-20 2018-08-02
2SHS ANDEAVOR P 2017-09-27 2018-01-03
5SHS ANDEAVOR P 2017-09-27 2018-08-02
8SHS APPLE INC P 2017-10-17 2018-02-06
4SHS APPLE INC P 2018-07-12 2018-08-02
3SHS APPLE INC P 2018-08-02 2018-08-02
4SHS APPLE INC P 2018-08-15 2018-11-02
7SHS APPLE INC P 2018-09-13 2018-11-02
19SHS APPLE INC P 2018-08-15 2018-11-12
7SHS APPLE INC P 2018-08-15 2018-11-23
12SHS APPLE INC P 2018-07-12 2018-12-07
10SHS AT&T INC P 2017-10-26 2018-08-02
1SHS BIOGEN INC P 2018-01-18 2018-08-02
380.12 SHS BNY MELLON MID CAP STK FD P 2018-08-03 2018-12-06
2SHS BOEING CO P 2018-06-15 2015-08-02
6SHS BROADCOM LTD P 2018-03-15 2018-07-12
10SHS CHEVRON CORPORATION P 2018-03-29 2018-08-02
20SHS COLGATE-PALMOLIVE CO P 2018-01-16 2018-05-09
10SHS COLGATE-PALMOLIVE CO P 2018-01-16 2018-08-02
20SHS COLGATE-PALMOLIVE CO P 2018-01-16 2018-10-02
20SHS COLGATE-PALMOLIVE CO P 2018-01-16 2018-10-03
20SHS COMCAST CORP P 2017-12-21 2018-08-02
30SHS COMCAST CORP P 2017-12-21 2018-08-24
30SHS COMCAST CORP P 2018-11-12 2018-12-03
10SHS COMCAST CORP P 2018-11-12 2018-12-12
4SHS CONSTELLATION BRANDS INC P 2018-06-29 2018-08-02
1SHS CONSTELLATION BRANDS INC P 2018-06-29 2018-12-06
3SHS CONSTELLATION BRANDS INC P 2018-10-02 2018-12-06
30SHS CORNING INC P 2017-12-14 2018-08-02
10SHS CORNING INC P 2017-12-14 2018-09-21
3SHS COSTCO WHOLESALE P 2018-10-02 2018-10-08
8SHS DEERE & CO P 2017-08-08 2018-08-02
6SHS DISNEY(WALT) CO P 2017-12-15 2018-08-02
68.25SHS DREYFUS FLOATING RATE INC P 2018-08-03 2018-12-06
236.64SHS DREYFUS MIDCAP INDEX FUND P 2018-08-03 2018-12-06
10SHS ELECTRONIC ARTS INC P 2018-09-19 2018-10-31
3SHS EXACT SCIENCES CORP P 2018-01-11 2018-08-02
7SHS EXACT SCIENCES CORP P 2018-01-16 2018-08-02
1SHS EXACT SCIENCES CORP P 2018-01-12 2018-08-23
9SHS EXACT SCIENCES CORP P 2018-01-16 2018-08-23
10SHS EXACT SCIENCES CORP P 2018-01-12 2018-09-18
1SHS EXACT SCIENCES CORP P 2018-01-12 2018-11-20
9SHS EXACT SCIENCES CORP P 2018-01-12 2018-11-20
10SHS EXELON CORP P 2018-11-12 2018-12-19
10SHS EXXON MOBIL CORP P 2017-10-25 2018-01-03
10SHS EXXON MOBIL CORP P 2017-10-25 2018-01-03
10SHS EXXON MOBIL CORP P 2017-10-25 2018-08-02
10SHS EXXON MOBIL CORP P 2018-06-27 2018-08-17
1SH ALPHABET INC/CLA P 2018-07-17 2018-08-02
10SHS GILEAD SCIENCES INC P 2018-06-21 2018-10-19
30SHS HALLIBURTON CO P 2017-06-21 2018-06-21
10SHS HALLIBURTON CO P 2017-09-27 2018-06-21
1SHS HILL-ROM HOLDINGS INC P 2017-05-31 2018-01-12
3SHS HILL-ROM HOLDINGS INC P 2017-06-02 2018-01-11
4SHS HILL-ROM HOLDINGS INC P 2017-06-01 2018-01-12
3SHS HILL-ROM HOLDINGS INC P 2017-06-05 2018-01-12
1SHS HILL-ROM HOLDINGS INC P 2017-06-06 2018-01-12
4SHS HILL-ROM HOLDINGS INC P 2017-06-06 2018-01-12
2SHS HILL-ROM HOLDINGS INC P 2017-05-24 2018-01-16
2SHS HILL-ROM HOLDINGS INC P 2017-05-25 2018-01-16
5SHS HILL-ROM HOLDINGS INC P 2017-05-26 2018-01-16
1SHS HILL-ROM HOLDINGS INC P 2017-05-30 2018-01-16
4SHS HILL-ROM HOLDINGS INC P 2017-05-31 2018-01-16
4SHS HOME DEPOT INC P 2017-09-14 2018-02-14
7SHS HOME DEPOT INC P 2018-06-29 2018-08-02
3SHS ILLUMINA INC P 2018-07-31 2018-08-02
4SHS ILLUMINA INC P 2018-07-31 2018-11-20
10SHS INTERCONTINENTAL EXCHANGE P 2018-02-16 2018-08-02
5SHS JOHNSON & JOHNSON P 2017-08-11 2018-03-29
6SHS JOHNSON & JOHNSON P 2017-08-11 2018-08-02
5SHS JPMORGAN CHASE & CO P 2017-11-21 2018-08-02
10SHS JPMORGAN CHASE & CO P 2018-03-21 2018-08-02
70SHS KIMCO REALTY P 2017-06-16 2018-01-03
7SHS LAM RESEARCH CORP P 2017-11-07 2018-05-18
5SHS LAM RESEARCH CORP P 2017-10-12 2018-08-02
1SH LAM RESEARCH CORP P 2017-10-12 2018-08-07
2SHS LAM RESEARCH CORP P 2017-10-12 2018-08-15
30SHS MGM RESORTS INTL P 2018-04-23 2018-08-02
10SHS MICRON TECHNOLOGY INC P 2018-03-09 2018-08-07
30SHS MICRON TECHNOLOGY INC P 2018-03-09 2018-08-15
200SHS MICRON TECHNOLOGY INC P 2018-05-18 2018-08-15
10SHS MICROSOFT CORP P 2018-04-20 2018-08-02
10SHS MONSTER BEVERAGE CORP P 2018-10-02 2018-12-06
20SHS MONDELEZ INTERNATIONAL P 2017-12-19 2018-08-02
3SHS NETFLIX COM INC P 2018-08-24 2018-10-29
4SHS NETFLIX COM INC P 2018-09-28 2018-10-29
7SHS NEXTERA ENERGY INC P 2018-06-27 2018-08-02
2SHS NEXTERA ENERGY INC P 2018-08-17 2018-12-19
4SHS NEXTERA ENERGY INC P 2018-11-12 2018-12-19
10SHS NIKE INC P 2018-06-29 2018-08-02
20SHS PFIZER INC COM P 2017-10-24 2018-08-02
11SHS PHILIP MORRIS INTL INC P 2018-04-17 2018-08-02
3SHS PHILIP MORRIS INTL INC P 2018-05-04 2018-08-02
7SHS SALESFORCE.COM INC P 2017-08-03 2018-08-02
6SHS SEMPRA ENERGY P 2018-01-03 2018-06-15
33SHS SEMPRA ENERGY P 2018-01-03 2018-06-27
20SHS STARBUCKS CORP P 2017-06-05 2018-04-23
30SHS STARBUCKS CORP P 2017-07-20 2018-06-29
20SHS STARBUCKS CORP P 2017-09-14 2018-06-29
20SHS STARBUCKS CORP P 2017-11-08 2018-06-29
11SHS STRYKER CORP P 2018-04-18 2018-06-12
16SHS STRYKER CORP P 2018-03-29 2018-07-31
3SHS STRYKER CORP P 2018-04-18 2018-07-31
30SHS SYNCHRONY FINANCIAL P 2018-08-01 2018-08-02
10SHS TAIWAN SEMICONDUCTOR MFG CO P 2017-11-20 2018-04-19
4SHS TEXAS INSTRUMENTS INC P 2018-08-01 2018-08-02
10SHS VERIZON COMMUNICATIONS P 2018-10-29 2018-12-06
20SHS VERIZON COMMUNICATIONS P 2018-11-12 2018-12-06
10SHS YUM! BRANDS INC P 2018-06-29 2018-08-02
20SHS ATLASSIAN CORP P 2018-03-06 2018-08-02
10SHS ATLASSIAN CORP P 2018-03-05 2018-08-15
10SHS ATLASSIAN CORP P 2018-04-20 2018-09-19
10SHS ATLASSIAN CORP P 2018-04-20 2018-10-08
10SHS ATLASSIAN CORP P 2018-04-20 2018-11-20
7SHS ALLERGAN PLC P 2018-03-15 2018-10-30
10SHS MARVELL TECH GROUP P 2018-01-24 2018-08-01
30SHS MARVELL TECH GROUP P 2018-01-24 2018-08-02
30SHS MARVELL TECH GROUP P 2018-01-24 2018-11-08
20SHS MARVELL TECH GROUP P 2018-02-01 2018-11-20
40SHS MARVELL TECH GROUP P 2018-02-01 2018-11-30
20SHS MARVELL TECH GROUP P 2018-04-19 2018-11-30
30SHS INVESCO LTD P 2018-03-21 2018-08-02
20SHS INVESCO LTD P 2018-08-01 2018-10-11
10SHS AT&T INC P 2015-08-12 2018-08-02
10SHS AT&T INC P 2015-08-12 2018-09-28
20SHS AT&T INC P 2015-09-29 2018-09-28
20SHS AT&T INC P 2015-09-29 2018-11-08
40SHS ABBOTT LAB P 2017-01-31 2018-03-29
10SHS ABBOTT LAB P 2014-04-08 2018-08-02
30SHS ABBOTT LAB P 2014-04-08 2018-10-18
1SHS ADOBE SYS INC P 2013-02-07 2018-07-17
3SHS ADOBE SYS INC P 2015-08-04 2018-07-17
3SHS ADOBE SYS INC P 2017-04-05 2018-07-17
9SHS ADOBE SYS INC P 2013-02-07 2018-08-02
5SHS ADOBE SYS INC P 2013-02-07 2018-09-19
4SHS ADOBE SYS INC P 2013-02-07 2018-09-21
2SHS ADOBE SYS INC P 2013-02-07 2018-10-08
5SHS ADOBE SYS INC P 2013-02-07 2018-10-16
2SHS ADOBE SYS INC P 2013-02-07 2018-10-19
2SHS ADOBE SYS INC P 2013-02-07 2018-10-30
8SHS ADOBE SYS INC P 2013-02-07 2018-11-19
59.791SHS DREYFUS OPPORTUNISTIC SMALL P 2015-01-07 2018-12-06
22SHS AGILENT TECHNOLOGIES INC P 2015-12-09 2018-06-20
20SHS AGILENT TECHNOLOGIES INC P 2017-05-24 2018-06-20
30SHS AGILENT TECHNOLOGIES INC P 2015-12-08 2018-06-21
8SHS AGILENT TECHNOLOGIES INC P 2015-12-09 2018-06-21
1SHS ALEXION PHARMACEUTICALS INC P 2016-11-04 2018-08-02
7SHS ALEXION PHARMACEUTICALS INC P 2016-11-04 2018-08-03
2SHS ALEXION PHARMACEUTICALS INC P 2016-11-04 2018-08-06
6SHS ALEXION PHARMACEUTICALS INC P 2016-12-19 2018-08-06
1SHS ALIGN TECHNOLOGY INC P 2017-06-19 2018-07-31
3SHS ALIGN TECHNOLOGY INC P 2017-06-19 2018-08-02
1SHS ALIGN TECHNOLOGY INC P 2017-06-19 2018-08-02
2SHS ALIGN TECHNOLOGY INC P 2017-06-19 2018-10-08
2SHS ALIGN TECHNOLOGY INC P 2017-06-19 2018-10-19
100SHS ALLY FINANCIAL INC P 2015-01-07 2018-08-01
10SHS ALLY FINANCIAL INC P 2015-01-07 2018-08-02
20SHS ALLY FINANCIAL INC P 2015-01-26 2018-08-02
20SHS ALLY FINANCIAL INC P 2015-01-27 2018-08-02
10SHS ALLY FINANCIAL INC P 2015-01-27 2018-08-02
30SHS ALLY FINANCIAL INC P 2015-01-28 2018-08-02
10SHS ALLY FINANCIAL INC P 2016-12-12 2018-08-02
60SHS ALLY FINANCIAL INC P 2016-11-15 2018-08-03
40SHS ALLY FINANCIAL INC P 2016-12-12 2018-08-03
1SH ALPHABET INC/CLA P 2015-07-17 2018-08-02
1SH ALPHABET INC/CLA P 2015-08-11 2018-10-15
1SH ALPHABET INC/CLA P 2015-08-19 2018-10-16
1SH ALPHABET INC/CLA P 2015-08-19 2018-10-19
1SH ALPHABET INC/CLA P 2015-07-27 2018-10-30
1SH ALPHABET INC/CLA P 2015-08-19 2018-10-30
2SHS AMAZON.COM INC P 2011-06-02 2018-07-31
1SHS AMAZON.COM INC P 2015-10-30 2018-07-31
2SHS AMAZON.COM INC P 2011-06-02 2018-08-02
1SHS AMAZON.COM INC P 2011-06-02 2018-10-23
3SHS ANDEAVOR P 2017-01-30 2018-08-02
17SHS ANDEAVOR P 2017-01-30 2018-10-04
20SHS ANDEAVOR P 2017-02-01 2018-10-04
80SHS BANK AMER CORP P 2015-02-25 2018-08-02
10SHS BROADCOM INC P 2013-11-20 2018-07-12
20SHS C S X CORP P 2017-01-13 2018-08-02
17SHS CELGENE CORP P 2014-10-24 2018-01-18
8SHS CELGENE CORP P 2016-08-11 2018-01-18
8SHS CELGENE CORP P 2016-12-19 2018-01-18
10SHS COMCAST CORP P 2017-05-04 2018-08-24
20SHS COMCAST CORP P 2017-04-20 2018-12-12
7SHS CONSTELLATION BRANDS INC P 2015-08-14 2018-05-04
6SHS CONSTELLATION BRANDS INC P 2017-01-06 2018-05-04
2SHS CONSTELLATION BRANDS INC P 2015-08-14 2018-12-06
20SHS CORNING INC P 2017-07-25 2018-09-21
8SHS COSTCO WHSL CORP P 2017-01-06 2015-05-09
4SHS COSTCO WHSL CORP P 2017-06-29 2018-08-02
1SHS COSTCO WHSL CORP P 2017-06-29 2018-10-08
4SHS DISNEY(WALT) CO P 2016-12-06 2018-08-02
20SHS DOWDUPONT INC P 2014-10-07 2018-08-02
477.33SHS DREYFUS FLOATING RATE INC P 2013-11-19 2018-12-06
476.57SHS DREYFUS FLOATING RATE INC P 2014-08-19 2018-12-06
681.31SHS DREYFUS NEWTON INTERN EQTY-I P 2013-05-31 2018-08-03
468.26SHS DREYFUS NEWTON INTERN EQTY-I P 2015-02-11 2018-08-03
29.03SHS DREYFUS NEWTON INTERN EQTY-I P 2015-02-27 2018-08-03
1SHS ELECTRONIC ARTS INC P 2017-01-25 2018-08-02
9SHS ELECTRONIC ARTS INC P 2017-02-10 2018-08-02
1SHS ELECTRONIC ARTS INC P 2016-11-02 2018-10-31
9SHS ELECTRONIC ARTS INC P 2017-01-25 2018-10-31
20SHS ELECTRONIC ARTS INC P 2016-10-28 2018-11-30
19SHS ELECTRONIC ARTS INC P 2016-11-02 2018-11-30
10SHS EXELON CORP P 2015-08-20 2018-08-02
2SHS FACEBOOK INC P 2013-11-20 2018-03-02
15SHS FACEBOOK INC P 2014-04-08 2018-03-02
6SHS FACEBOOK INC P 2013-11-20 2018-03-09
9SHS FACEBOOK INC P 2013-11-20 2018-03-15
8SHS FACEBOOK INC P 2013-11-20 2018-03-28
6SHS FACEBOOK INC P 2013-11-20 2018-08-02
4SHS FACEBOOK INC P 2013-11-20 2018-08-07
2SHS FACEBOOK INC P 2013-11-20 2018-09-21
10SHS HALLIBURTON CO P 2014-01-13 2018-04-11
10SHS HALLIBURTON CO P 2014-02-04 2018-04-11
10SHS HALLIBURTON CO P 2014-02-04 2018-06-21
30SHS HALLIBURTON CO P 2014-12-31 2018-06-21
20SHS HARTFORD FINL SVCS GROUP P 2014-10-20 2018-02-16
20SHS HARTFORD FINL SVCS GROUP P 2014-10-20 2018-08-02
70SHS HARTFORD FINL SVCS GROUP P 2014-10-20 2018-11-02
11SHS ILLINOIS TOOL WORKS INC P 2014-08-15 2018-08-02
5SHS ILLINOIS TOOL WORKS INC P 2014-08-15 2018-10-08
19SHS INCYTE CORP P 2016-10-06 2018-03-15
20SHS INTERCONTINENTAL EXCHANGE P 2017-11-13 2018-11-30
127SHS ISHARES CORE S&P SMALL-CAP ETF P 2016-12-02 2018-08-03
150SHS ISHARES CORE S&P SMALL-CAP ETF P 2016-12-02 2018-12-06
10SHS LAM RESH CORP P 2017-07-27 2018-08-15
10SHS ELI LILLY & CO P 2016-01-20 2018-04-18
10SHS ELI LILLY & CO P 2016-07-08 2018-04-18
10SHS ELI LILLY & CO P 2016-10-19 2018-04-18
10SHS MERCK & CO INC P 2014-01-24 2018-08-02
20SHS MICRON TECHNOLOGY INC P 2016-11-11 2018-08-15
40SHS MICRON TECHNOLOGY INC P 2016-11-11 2018-09-13
30SHS MONDELEZ INTERNATIONAL0 P 2017-05-12 2018-06-29
10SHS MONDELEZ INTERNATIONAL0 P 2017-05-12 2018-08-02
30SHS MONSTER BEVERAGE CORP P 2014-01-13 2018-08-02
10SHS MONSTER BEVERAGE CORP P 2014-01-13 2018-12-06
20SHS NUCOR CORP P 2013-04-24 2018-08-02
20SHS NUCOR CORP P 2013-04-24 2018-08-09
6SHS NVIDIA CORP P 2016-11-11 2018-03-09
3SHS NVIDIA CORP P 2016-10-18 2018-08-01
5SHS NVIDIA CORP P 2016-11-11 2018-08-01
9SHS NVIDIA CORP P 2016-10-18 2018-08-02
1SHS NVIDIA CORP P 2016-10-18 2018-08-07
5SHS NVIDIA CORP P 2016-10-18 2018-09-20
4SHS NVIDIA CORP P 2016-10-18 2018-09-21
1SHS NVIDIA CORP P 2016-10-18 2018-10-08
4SHS NVIDIA CORP P 2018-10-13 2018-10-29
7SHS NVIDIA CORP P 2016-10-18 2018-10-29
26SHS NVIDIA CORP P 2018-10-13 2018-11-19
6SHS PHILIP MORRIS INTERNATIONAL P 2017-05-12 2018-08-02
1SH PIONEER NATURAL RESOURCES P 2015-02-17 2018-08-02
10SHS PROCTER & GAMBLE CO P 2016-01-06 2018-04-17
4SHS SVB FINANCIAL GROUP P 2017-07-13 2018-08-02
5SHS SALESFORCE.COM INC P 2017-08-03 2018-09-19
3SHS SALESFORCE.COM INC P 2017-08-03 2018-09-21
5SHS SALESFORCE.COM INC P 2017-08-03 2018-10-16
50SHS SCHWAB CHARLES CORP P 2015-05-11 2018-03-21
10SHS SCHWAB CHARLES CORP P 2015-06-29 2018-03-21
20SHS SCHWAB CHARLES CORP P 2015-05-11 2018-08-02
3SHS SPLUMK INC P 2017-03-01 2018-05-14
10SHS SPLUMK INC P 2017-03-01 2018-08-02
16SHS SPLUMK INC P 2017-03-01 2018-08-24
5SHS SPLUMK INC P 2017-03-01 2018-09-21
4SHS SPLUMK INC P 2017-03-01 2018-10-08
2SHS SPLUMK INC P 2017-03-01 2018-10-19
2SHS SPLUMK INC P 2017-05-30 2018-10-19
18SHS SPLUMK INC P 2017-05-30 2018-11-06
3SHS SPLUMK INC P 2017-06-13 2018-11-06
30SHS STARBUCKS CORP P 2017-05-25 2018-06-29
10SHS T-MOBILE US INC P 2017-06-08 2018-08-02
20SHS T-MOBILE US INC P 2017-06-08 2018-09-07
10SHS T-MOBILE US INC P 2017-06-08 2018-09-28
10SHS TAIWAN SEMICONDUCTOR MFG CO P 2016-06-30 2018-04-19
60SHS TAIWAN SEMICONDUCTOR MFG CO P 2016-06-27 2018-04-20
40SHS TAIWAN SEMICONDUCTOR MFG CO P 2016-06-30 2018-04-20
10SHS TARGA RESOURCES INVESTMENT P 2017-03-06 2018-03-29
40SHS TARGA RESOURCES INVESTMENT P 2017-03-07 2018-03-29
16SHS 3M CO P 2015-09-03 2018-05-18
11SHS 3M CO P 2015-09-03 2018-06-15
30SHS TWENTY-FIRST CENTURY FOX P 2017-03-17 2018-04-23
20SHS TWENTY-FIRST CENTURY FOX P 2017-03-16 2018-04-26
20SHS TWENTY-FIRST CENTURY FOX P 2017-03-17 2018-04-26
70SHS TWENTY-FIRST CENTURY FOX INC P 2017-03-16 2018-06-07
2SHS UNITED HEALTH GROUP INC P 2016-10-19 2018-07-31
5SHS UNITED HEALTH GROUP INC P 2017-06-26 2018-07-31
1SHS UNITED HEALTH GROUP INC P 2016-09-14 2018-08-02
6SHS UNITED HEALTH GROUP INC P 2016-10-19 2018-08-02
6SHS UNITED HEALTH GROUP INC P 2016-09-14 2018-09-18
10SHS VALERO ENERGY P 2016-06-22 2018-01-03
4SHS VISA INC P 2016-07-20 2018-08-02
10SHS VISA INC P 2017-01-24 2018-08-02
8SHS VOYA FINANCIAL INC P 2015-10-20 2018-08-02
12SHS VOYA FINANCIAL INC P 2015-10-21 2018-08-02
10SHS WORLDPAY INC P 2017-07-12 2018-08-02
4SHS ALLERGAN PLC P 2016-05-19 2018-08-02
1SH ALLERGAN PLC P 2016-11-30 2018-08-02
3SHS ALLERGAN PLC P 2016-11-30 2018-10-30
10SHS EATON CORP P 2012-11-30 2018-08-02
20SHS INGERSOLL-RAND PLC P 2012-02-17 2018-08-02
30SHS INVESCO LTD P 2016-07-20 2018-10-08
7SHS BROADCOM LTD P 2013-11-20 2018-01-24
6SHS BROADCOM LTD P 2013-11-20 2018-02-01
35SHS AT&T INC P 2010-08-12 2018-11-08
18SHS CELANESE CORP DEL P 2010-04-16 2018-08-02
20SHS EXXON MOBIL CORP P 2005-12-25 2018-08-17
29SHS EXXON MOBIL CORP P 2005-12-25 2018-09-06
4SHS GARRETT MOTION INC P 2005-02-08 2018-10-02
0.7SHS GARRETT MOTION INC P 2005-02-08 2018-11-14
11SHS HOME DEPOT INC P 2004-03-25 2018-02-14
1SHS HOME DEPOT INC P 2004-03-25 2018-08-02
3SHS HOME DEPOT INC P 2004-03-25 2018-10-08
13SHS HONEYWELL INTL INC P 2005-02-08 2018-08-02
50SHS PEPSICO INC COM P 2004-11-16 2018-01-16
10SHS PROCTER & GAMBLE CO P 2002-10-01 2018-04-17
30SHS PROCTER & GAMBLE CO P 2002-10-01 2018-08-09
7SHS RESIDEO TECHNOLOGIES P 2005-02-08 2018-11-02
0.83 SHS RESIDEO TECHNOLOGIES P 2005-02-08 2018-11-28
3SHS SALESFORCE.COM INC P 2010-07-07 2018-10-16
3SHS SALESFORCE.COM INC P 2010-07-07 2018-10-19
9SHS SALESFORCE.COM INC P 2010-07-07 2018-10-22
3SHS SALESFORCE.COM INC P 2010-07-07 2018-10-30
37SHS SCHLUMBERGER LTD P 2006-05-16 2018-04-11
14SHS VALERO ENERGY P 2009-10-20 2018-06-20
8SHS VALERO ENERGY P 2009-10-20 2018-08-02
110SHS INVESTCO LTD P 2009-05-22 2018-10-11
70SHS INVESTCO LTD P 2009-05-22 2018-10-12
Capital Gains Dividends P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 2,967   2,873 94
b 738   689 49
c 807   533 274
d 693   355 338
e 447   429 18
694   699 -5
233   204 29
741   510 231
1,254   1,282 -28
832   764 68
624   617 7
826   837 -11
1,446   1,588 -142
3,693   3,974 -281
1,206   1,464 -258
2,036   2,291 -255
319   338 -19
349   344 5
6,500   7,097 -597
700   711 -11
1,241   1,603 -362
1,238   1,139 99
1,237   1,511 -274
673   756 -83
1,347   1,511 -164
1,346   1,511 -165
697   819 -122
1,093   1,228 -135
1,171   1,149 22
370   383 -13
833   894 -61
189   224 -35
568   638 -70
982   966 16
359   322 37
666   709 -43
1,139   1,054 85
679   666 13
801   818 -17
8,500   9,305 -805
913   1,122 -209
151   165 -14
353   374 -21
71   53 18
634   481 153
725   527 198
65   53 12
584   474 110
458   460 -2
855   835 20
855   833 22
801   833 -32
780   822 -42
1,240   1,212 28
736   714 22
1,348   1,269 79
449   455 -6
87   77 10
260   237 23
348   312 36
261   236 25
87   79 8
348   315 33
173   151 22
173   153 20
432   382 50
86   77 9
346   309 37
733   640 93
1,368   1,376 -8
987   957 30
1,205   1,276 -71
729   719 10
637   671 -34
789   805 -16
578   496 82
1,156   1,153 3
1,255   1,280 -25
1,365   1,459 -94
935   940 -5
186   188 -2
344   376 -32
848   1,085 -237
532   555 -23
1,427   1,665 -238
951   1,077 -126
1,077   954 123
578   573 5
864   872 -8
887   1,066 -179
1,183   1,516 -333
1,180   1,176 4
352   350 2
703   717 -14
788   802 -14
796   729 67
945   1,136 -191
258   247 11
981   632 349
664   645 19
3,829   3,546 283
1,163   1,290 -127
1,463   1,754 -291
975   1,092 -117
975   1,152 -177
1,805   1,816 -11
2,627   2,584 43
493   495 -2
890   881 9
393   422 -29
449   446 3
576   569 7
1,152   1,183 -31
810   786 24
1,496   1,184 312
776   583 193
900   580 320
809   580 229
699   580 119
1,109   1,159 -50
212   233 -21
643   699 -56
500   699 -199
304   458 -154
637   915 -278
319   432 -113
746   1,000 -254
404   536 -132
319   336 -17
335   336 -1
669   639 30
620   639 -19
2,397   1,661 736
646   379 267
2,043   1,136 907
256   38 218
768   246 522
768   393 375
2,261   342 1,919
1,323   190 1,133
1,046   152 894
505   76 429
1,278   190 1,088
497   76 421
477   76 401
1,771   304 1,467
2,000   1,778 222
1,384   908 476
1,258   1,184 74
1,879   1,237 642
501   330 171
127   137 -10
868   956 -88
246   273 -27
737   694 43
347   152 195
1,095   452 643
365   152 213
673   301 372
634   301 333
2,667   2,311 356
263   231 32
525   411 114
525   415 110
263   207 56
788   622 166
263   201 62
1,582   1,155 427
1,055   804 251
1,240   696 544
1,111   694 417
1,124   691 433
1,108   691 417
1,038   665 373
1,038   690 348
3,534   385 3,149
1,767   628 1,139
3,656   385 3,271
1,725   193 1,532
445   249 196
2,589   1,411 1,178
3,045   1,615 1,430
2,493   1,320 1,173
2,068   432 1,636
1,422   774 648
1,728   1,748 -20
813   910 -97
813   938 -125
364   384 -20
740   760 -20
1,553   894 659
1,331   895 436
379   255 124
719   642 77
1,555   1,301 254
883   637 246
222   159 63
453   402 51
1,324   1,000 324
5,604   6,000 -396
5,595   6,000 -405
14,539   13,000 1,539
9,993   9,000 993
620   578 42
128   81 47
1,153   775 378
91   80 11
821   733 88
1,683   1,596 87
1,599   1,520 79
422   341 81
351   94 257
2,633   875 1,758
1,102   282 820
1,647   423 1,224
1,230   376 854
1,053   282 771
737   188 549
328   94 234
495   501 -6
495   493 2
449   493 -44
1,348   1,179 169
1,086   872 214
1,056   730 326
3,145   2,554 591
1,531   955 576
700   434 266
1,697   1,791 -94
1,630   1,343 287
10,941   8,461 2,480
11,235   9,993 1,242
1,719   1,670 49
799   818 -19
799   796 3
799   790 9
653   520 133
951   352 599
1,724   704 1,020
1,234   1,348 -114
432   449 -17
1,778   697 1,081
577   232 345
1,293   875 418
1,276   875 401
1,463   522 941
738   201 537
1,230   435 795
2,244   602 1,642
257   67 190
1,331   334 997
1,056   267 789
262   67 195
793   262 531
1,387   468 919
3,920   1,701 2,219
516   667 -151
188   157 31
782   780 2
1,274   731 543
764   451 313
467   271 196
729   451 278
2,802   1,604 1,198
560   324 236
1,006   642 364
341   191 150
1,020   636 384
2,003   1,018 985
585   318 267
412   254 158
196   127 69
196   123 73
1,706   1,110 596
284   175 109
1,463   1,887 -424
620   657 -37
1,289   1,314 -25
701   657 44
393   262 131
2,335   1,494 841
1,557   1,050 507
442   575 -133
1,769   2,193 -424
3,185   2,281 904
2,206   1,568 638
1,092   930 162
727   614 113
727   620 107
2,750   2,149 601
510   292 218
1,274   925 349
256   133 123
1,533   875 658
1,580   799 781
930   530 400
555   318 237
1,387   830 557
404   322 82
606   481 125
836   629 207
741   910 -169
185   194 -9
475   581 -106
813   400 413
1,942   643 1,299
673   842 -169
1,800   302 1,498
1,435   259 1,176
1,087   939 148
2,073   611 1,462
1,559   14 1,545
2,338   20 2,318
68   16 52
10   3 7
2,015   408 1,607
195   37 158
589   111 478
2,029   486 1,543
5,894   2,559 3,335
782   307 475
2,445   922 1,523
149   47 102
16   5 11
437   67 370
429   67 362
1,264   202 1,062
396   67 329
2,492   2,451 41
1,623   258 1,365
918   147 771
2,220   1,639 581
1,400   1,043 357
11,961     11,961
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       94
b       49
c       274
d       338
e       18
      -5
      29
      231
      -28
      68
      7
      -11
      -142
      -281
      -258
      -255
      -19
      5
      -597
      -11
      -362
      99
      -274
      -83
      -164
      -165
      -122
      -135
      22
      -13
      -61
      -35
      -70
      16
      37
      -43
      85
      13
      -17
      -805
      -209
      -14
      -21
      18
      153
      198
      12
      110
      -2
      20
      22
      -32
      -42
      28
      22
      79
      -6
      10
      23
      36
      25
      8
      33
      22
      20
      50
      9
      37
      93
      -8
      30
      -71
      10
      -34
      -16
      82
      3
      -25
      -94
      -5
      -2
      -32
      -237
      -23
      -238
      -126
      123
      5
      -8
      -179
      -333
      4
      2
      -14
      -14
      67
      -191
      11
      349
      19
      283
      -127
      -291
      -117
      -177
      -11
      43
      -2
      9
      -29
      3
      7
      -31
      24
      312
      193
      320
      229
      119
      -50
      -21
      -56
      -199
      -154
      -278
      -113
      -254
      -132
      -17
      -1
      30
      -19
      736
      267
      907
      218
      522
      375
      1,919
      1,133
      894
      429
      1,088
      421
      401
      1,467
      222
      476
      74
      642
      171
      -10
      -88
      -27
      43
      195
      643
      213
      372
      333
      356
      32
      114
      110
      56
      166
      62
      427
      251
      544
      417
      433
      417
      373
      348
      3,149
      1,139
      3,271
      1,532
      196
      1,178
      1,430
      1,173
      1,636
      648
      -20
      -97
      -125
      -20
      -20
      659
      436
      124
      77
      254
      246
      63
      51
      324
      -396
      -405
      1,539
      993
      42
      47
      378
      11
      88
      87
      79
      81
      257
      1,758
      820
      1,224
      854
      771
      549
      234
      -6
      2
      -44
      169
      214
      326
      591
      576
      266
      -94
      287
      2,480
      1,242
      49
      -19
      3
      9
      133
      599
      1,020
      -114
      -17
      1,081
      345
      418
      401
      941
      537
      795
      1,642
      190
      997
      789
      195
      531
      919
      2,219
      -151
      31
      2
      543
      313
      196
      278
      1,198
      236
      364
      150
      384
      985
      267
      158
      69
      73
      596
      109
      -424
      -37
      -25
      44
      131
      841
      507
      -133
      -424
      904
      638
      162
      113
      107
      601
      218
      349
      123
      658
      781
      400
      237
      557
      82
      125
      207
      -169
      -9
      -106
      413
      1,299
      -169
      1,498
      1,176
      148
      1,462
      1,545
      2,318
      52
      7
      1,607
      158
      478
      1,543
      3,335
      475
      1,523
      102
      11
      370
      362
      1,062
      329
      41
      1,365
      771
      581
      357
      11,961
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 109,247
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 71,429 1,018,750 0.070114
2016 70,862 943,387 0.075114
2015 71,881 1,021,864 0.070343
2014 80,211 1,138,420 0.070458
2013 63,045 1,075,108 0.058641
2
Total of line 1, column (d) .....................
2
0.344670
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.068934
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
1,082,959
5
Multiply line 4 by line 3......................
5
74,653
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
1,154
7
Add lines 5 and 6........................
7
75,807
8
Enter qualifying distributions from Part XII, line 4,.............
8
70,577
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 2,308
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 2,308
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 2,308
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 1,406
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 1,406
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 902
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletStroock Stroock Lavan Telephone no.bullet (212) 806-6115

    Located atbullet180 Maiden LaneNew YorkNY ZIP+4bullet10038
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    Philip Grausman Trustee
    1.00     		0 0 0
    Barnes Road
    Washington,CT06798
    Richard Grausman Trustee
    1.00     		0 0 0
    505 Eighth Avenue Room 1400
    New York,NY10018
    Etta Brandman Trustee
    1.00     		0 0 0
    c/o-StroockStroockLavan 180 Maiden
    Lane
    New York,NY10038
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    1,076,136
    b
    Average of monthly cash balances.......................
    1b
    23,315
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    1,099,451
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    1,099,451
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    16,492
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    1,082,959
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    54,148
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    54,148
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    2,308
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    2,308
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    51,840
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    51,840
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    51,840
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    70,577
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    70,577
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    70,577
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 51,840
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013...... 11,356
    b From 2014...... 24,748
    c From 2015...... 22,324
    d From 2016...... 24,289
    e From 2017...... 21,245
    fTotal of lines 3a through e........ 103,962
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 70,577
    a Applied to 2017, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 51,840
    e Remaining amount distributed out of corpus 18,737
    5 Excess distributions carryover applied to 2018. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 122,699
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		11,356
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		111,343
    10 Analysis of line 9:
    a Excess from 2014.... 24,748
    b Excess from 2015.... 22,324
    c Excess from 2016.... 24,289
    d Excess from 2017.... 21,245
    e Excess from 2018.... 18,737
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    A S A P
    P O Box 15
    Washington Depot,CT06794     		N/A Charity General Charitable Purpose 200
    ACLU
    125 Broad Street
    New York,NY100042427     		N/A Charity General Charitable Purpose 1,000
    American Academy in Rome
    Via Angelo Masina 5
    Rome,Italy  
    IT     		N/A Charity General Charitable Purpose 250
    American Red Cross
    520 West 49th Street
    New York,NY10019     		N/A Charity General Charitable Purpose 500
    Anti Defamation League
    520 West 49th Street
    New York,NY10019     		N/A Charity General Charitable Purpose 653
    Boston University Tanglewood Institute
    855 Commonwealth Avenue
    Boston,MA02215     		N/A Charity General Charitable Purpose 3,000
    C-Cap
    505 Eighth Avenue Room 1400
    New York,NY10018     		N/A Charity General Charitable Purpose 29,753
    Channel Thirteen
    825 Eighth Avenue
    New York,NY10019     		N/A Charity General Charitable Purpose 2,800
    Children's Literature for Children
    2710 Woodland Brook Lane
    Smyrna,GA30080     		N/A Charity General Charitable Purpose 100
    Cranberry Isles Education Fund
    P O Box 262
    Islesford,ME04646     		N/A Charity General Charitable Purpose 1,000
    Cranberry Isles Realty Trust
    P O Box 262
    Islesford,ME04646     		N/A Charity General Charitable Purpose 200
    Cranbrook Academy of Art
    39221 Woodward Avenue
    Bloomfield Hills,MI48304     		N/A Charity General Charitable Purpose 250
    CT Food Bank
    P O Box 8686
    New Haven,CT06531     		N/A Charity General Charitable Purpose 300
    CPBN Public Broadcasting Network
    1049 Asylum Avenue
    Hartford,CT06105     		N/A Charity General Charitable Purpose 400
    Duke University
    Durham
    Durham,NC28405     		N/A Charity General Charitable Purpose 500
    George School
    1690 Newtown Langhome Rd
    Newtown,PA189402414     		N/A Charity General Charitable Purpose 750
    Gunn Memorial Library
    5 Wykeham Road P O Box 1273
    Washington,CT06793     		N/A Charity General Charitable Purpose 300
    Housatonic Valley Association
    1383 Pleasant Street
    South Lee,MA01260     		N/A Charity General Charitable Purpose 100
    INH Garden
    P O Box 122
    Islesford,ME64646     		N/A Charity General Charitable Purpose 100
    Island Institute
    P O Box 648
    Rockland,ME04841     		N/A Charity General Charitable Purpose 100
    Isleford Library
    P O Box 1
    Islesford,ME046460001     		N/A Charity General Charitable Purpose 350
    Isleford Neighborhood House
    1 Kimball Road
    Northeast Harbor,ME04662     		N/A Charity General Charitable Purpose 350
    Mahaiwe Performing Arts Center
    P O Box 690
    Great Barrington,MA01230     		N/A Charity General Charitable Purpose 2,500
    Maine Sea Coast Mission
    127 West Street
    Bar Harbor,ME046091430     		N/A Charity General Charitable Purpose 100
    Metropolitan Museum of Art
    1000 Fifth Avenue
    New York,NY10028     		N/A Charity General Charitable Purpose 250
    Mt Desert Land & Garden Preserve
    92 Cooksey Dr
    Mount Desert,ME04660     		N/A Charity General Charitable Purpose 100
    National Academy of Design
    1083 5th Avenue
    New York,NY101280114     		N/A Charity General Charitable Purpose 500
    Northeast Harbor Ambulance Service
    P O Box 122
    Northeast Harbor,ME04662     		N/A Charity General Charitable Purpose 100
    Palliative Care Program
    Mt Sinai 1190 Fifth Avenue
    New York,NY10029     		N/A Charity General Charitable Purpose 1,250
    Planned Parenthood
    20 Bleecker Street
    New York,NY10012     		N/A Charity General Charitable Purpose 500
    Skowhegan
    200 Park Avenue South Suite 1116
    New York,NY100031503     		N/A Charity General Charitable Purpose 200
    Southern Poverty Law Center
    400 Washington Avenue
    Montgomery,AL36104     		N/A Charity General Charitable Purpose 1,000
    Steep Rock Association
    P O Box 243
    Washington Depot,CT06794     		N/A Charity General Charitable Purpose 250
    Susan B Anthony Project
    179 Water Street
    Torrington,CT06790     		N/A Charity General Charitable Purpose 100
    The ALS Association
    42 Broadway
    New York,NY10004     		N/A Charity General Charitable Purpose 100
    The Ashley Bryan Center
    307 7th Avenue
    New York,NY10001     		N/A Charity General Charitable Purpose 6,500
    The Spence School
    22 East 91 Street
    New York,NY10028     		N/A Charity General Charitable Purpose 500
    University of North Carolina
    Chapel Hill
    Chapel Hill,NC28405     		N/A Charity General Charitable Purpose 500
    Urbuntu Educational Fund
    32 Broadway Suite 414
    New York,NY10004     		N/A Charity General Charitable Purpose 100
    Village Improvement
    P O Box 132
    Washington Depot,CT06794     		N/A Charity General Charitable Purpose 500
    VNA Northwest Inc
    607 Bantam Road Unit F
    Banham,CT06750     		N/A Charity General Charitable Purpose 200
    Washington Ambulance
    P O Box 294
    Washington Depot,CT06794     		N/A Charity General Charitable Purpose 750
    Washington Art Association
    4 Bryan Plaza
    Washington Depot,CT06793     		N/A Charity General Charitable Purpose 4,000
    Washington Community Fund
    41 River Road
    Washington Depot,CT06794     		N/A Charity General Charitable Purpose 500
    Washington Environmental Council
    P O Box 283
    Washington Depot,CT06794     		N/A Charity General Charitable Purpose 400
    Washington Scholarship Fund
    P O Box 243
    Washington Depot,CT06794     		N/A Charity General Charitable Purpose 800
    Washington Volunteer Firemen
    P O Box 244
    Washington Depot,CT06794     		N/A Charity General Charitable Purpose 1,500
    Women's City Club
    307 7th Avenue 1403
    New York,NY100016176     		N/A Charity General Charitable Purpose 150
    Total .................................bullet 3a 66,306
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		        353
    4 Dividends and interest from securities....         21,436
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		        109,247
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 0 131,036
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    131,036
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    3 INVESTMENT INCOME
    4 INVESTMENT INCOME
    7 INVESTMENT INCOME
    8 INVESTMENT INCOME
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2018 InvestmentsCorpBondsSchedule
    Name:
    The Block Grausman Fund
     
    c/o Stroock & Stroock & Lavan
    EIN:
    13-6086092
    Name of Bond End of Year Book Value End of Year Fair Market Value
    2986.917shs BNY Mellon Bond Fund 38,796 36,649
    7705.643shs BNY Mellon Intermediate Bond Fund 99,519 94,317
    4049.999shs BNY Mellon Corp Bond Fund 52,000 49,855
    2100.84shs BNY Mellon Short-Term US Government Fund 25,000 24,223

    TY 2018 InvestmentsCorpStockSchedule
    Name:
    The Block Grausman Fund
     
    c/o Stroock & Stroock & Lavan
    EIN:
    13-6086092
    Name of Stock End of Year Book Value End of Year Fair Market Value
    20 shares Proctor & Gamble Co. 1,839 1,838
    160 shares Pfizer Inc 6,181 6,984
    2621.129 Dreyfus High Yield Fund 18,100 14,940
    35shs Home Depot 1,297 6,014
    55shs Eaton Corp 2,308 3,776
    48shs Honeywell Intl Inc 1,832 6,342
    53shs Apple Inc 1,676 8,360
    82shs Philip Morris International Inc 5,314 5,474
    49shs Chevron corporation 3,742 5,331
    38shs Valero energy 699 2,849
    58shs Walt Disney co 3,385 6,360
    52shs Celanese Corp Series A 1,765 4,678
    80shs Yum! Brands Inc 3,061 7,354
    21shs Costco Wholesale Corp 1,827 4,278
    27shs Salesforce.com Inc 606 3,698
    3992.92shs Dryfus Intl Stock Fund 57,678 67,001
    1759.776shs Dreyfus Global real estate Fd 12,610 14,448
    2781.552shs BNY Mellon Mid Cap Stock Fund 27,903 40,360
    573.283shs Dreyfus Opportunistic Small Cap Fund 14,222 13,323
    10shs Amazon. Com Inc 1,926 15,020
    3514.387shs BNY Mellon Intl Appr Fund 45,624 42,208
    80shs Ingersoll-Rand PLC 2,572 7,298
    200shs Comcast Corp Cl A 5,360 6,810
    1766.611shs Dreyfus Floating Rate Income Fund 21,182 20,139
    40shs Abbott Laboratories 1,515 2,893
    17shs Adobe Systems Inc 646 3,846
    50shs Bristol-Myers Squibb Co 2,591 2,599
    70shs Dowdupont Inc 3,402 3,744
    67shs Facebook Inc 7,301 8,783
    44shs Illinois Tools Wks Inc 3,819 5,574
    55shs Intercontinentalexchange Group Inc 1,468 4,143
    90shs Merck & Co Inc 5,198 6,877
    74shs Monster Beverage corp 1,666 3,642
    35shs Nucor Cro 1,531 1,813
    1326.332shs Dreyfus Midcap Index Fund 50,695 38,026
    864.779shs Dfa Emerging Markets Core Euity FD 17,192 16,647
    1655.464shs Virtus Emerging Markets Opportunity Fund 17,300 16,488
    8shs Alphabet, Inc 3,519 8,360
    49shs American Tower Corp 5,701 7,751
    66shs Visa Inc 5,067 8,708
    90shs Voya Financial Inc 2,871 3,613
    310shs Bank of America Corp 5,113 7,638
    20shs Constellation Brands Inc 2,549 3,216
    140shs Exelon Corp 4,971 6,314
    46shs Johnson & Johnson 6,334 5,936
    104shs Microsoft Corp 8,541 10,563
    90shs Nike Inc 5,920 7,266
    24shs Pioneer Natural Resources Company 3,505 3,156
    110shs Schwab Charles Corp 3,509 4,568
    17shs Allergan PLC 2,513 2,272
    70shs Micron Technology Inc 2,637 2,221
    160shs Mondelez International 6,610 6,405
    190shs Synchrony Financial 5,213 4,457
    34shs Unitedhealth Group Inc 4,530 8,470
    273shs Ishares TR S & P Small Cap 600 18,187 18,924
    656.168shs Dreyfus Global real return Fd 10,000 9,206
    12shs Align Technology Inc 1,767 2,513
    150shs Corning Inc 4,605 4,532
    36shs Deere & Co 4,622 5,370
    75shs JP Morgan Chase & Co 7,434 7,322
    18shs Lam Resh Corp 2,825 2,451
    21shs Svb Financial Group 4,030 3,988
    17shs Splunk Inc. 993 1,782
    50shs T-Mobile US 3,371 3,181
    11shs Equinix, Inc. 4,726 3,878
    653.595shs Dreyfus International Small Cap Fund 11,000 7,739
    40shs Atlassian Corp 2,199 3,559
    120shs Marvell Technology Group Ltd 2,420 1,943
    70shs Medtronic Plc 6,148 6,367
    40shs American International Group 1,585 1,576
    100shs Anadarko Petroleum Corp 6,808 4,384
    8shs Biogen Idec Inc 2,749 2,407
    12shs The Boeing Company 4,229 3,870
    50shs Boston Scientific Corp 1,877 1,767
    110shs C S X corp 4,255 6,834
    30shs CVS Health Corp 2,331 1,966
    170shs Cisco Systems Inc 8,055 7,366
    60shs Comerica Inc 5,592 4,121
    20shs Exact Sciences Corp 986 1,262
    50shs Gilead Sciences Inc 3,568 3,128
    11shs Illumina Inc 3,510 3,299
    180shs MGM Mirage 5,731 4,367
    8shs Netflix Com Inc 2,837 2,141
    38shs Nextera Energy Inc 6,279 6,605
    110shs Qualcomm Inc 6,204 6,260
    70shs State Street Corp 5,532 4,415
    64shs Texas Instruments Inc 6,971 6,048
    110shs Verizon Communications 6,027 6,184
    60shs Worldpay Inc 3,769 4,586
    Adjustment 9,293 9,293

    TY 2018 LegalFeesSchedule
    Name:
    The Block Grausman Fund
     
    c/o Stroock & Stroock & Lavan
    EIN:
    13-6086092
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Legal fees 8,043 4,022 4,021 4,021


    TY 2018 OtherExpensesSchedule
    Name:
    The Block Grausman Fund
     
    c/o Stroock & Stroock & Lavan
    EIN:
    13-6086092
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    New York State fees 250 0 0 250


    TY 2018 OtherProfessionalFeesSchedule
    Name:
    The Block Grausman Fund
     
    c/o Stroock & Stroock & Lavan
    EIN:
    13-6086092
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Investment fees 11,140 11,140 11,140 0


    TY 2018 TaxesSchedule
    Name:
    The Block Grausman Fund
     
    c/o Stroock & Stroock & Lavan
    EIN:
    13-6086092
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Foreign tax 455 455 455 0