Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018
Name of foundation
ROBERT AND DANA EMERY FAMILY FOUNDATION
ROCKEFELLER TRUST COMPANY
Number and street (or P.O. box number if mail is not delivered to street address)1201 N MARKET STREET
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
WILMINGTON, DE19801
A Employer identification number

37-6537105
B Telephone number (see instructions)

(302) 498-6000
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$58,363,225J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 8,000,000
2 Check bullet.............
3 Interest on savings and temporary cash investments 2,528 2,528  
4 Dividends and interest from securities... 3,547,514 3,547,514  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10  
b Gross sales price for all assets on line 6a  
7 Capital gain net income (from Part IV, line 2)...  
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment -8,818,296    
12 Total. Add lines 1 through 11........ 2,731,746 3,550,042  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 5,000 2,500   2,500
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 7,640 3,820   3,820
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 34,661      
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule).......        
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 47,301 6,320   6,320
25 Contributions, gifts, grants paid....... 2,707,227 2,707,227
26 Total expenses and disbursements. Add lines 24 and 25 2,754,528 6,320   2,713,547
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -22,782
b Net investment income (if negative, enter -0-) 3,543,722
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 1,088,249 2,314,797 2,314,797
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule).......      
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 57,297,758 56,048,428 56,048,428
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 58,386,007 58,363,225 58,363,225
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................. 58,386,007 58,363,225
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)..... 58,386,007 58,363,225
31 Total liabilities and net assets/fund balances (see instructions). 58,386,007 58,363,225
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
58,386,007
2
Enter amount from Part I, line 27a .....................
2
-22,782
3
Other increases not included in line 2 (itemize) bullet
3
 
4
Add lines 1, 2, and 3 ..........................
4
58,363,225
5
Decreases not included in line 2 (itemize) bullet
5
 
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
58,363,225
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1a
b
c
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2  
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 1,817,353 53,935,524 0.03370
2016 1,552,127 37,411,342 0.04149
2015 1,292,446 32,192,790 0.04015
2014 576,671 25,930,216 0.02224
2013 727 11,601,743 0.00006
2
Total of line 1, column (d) .....................
2
0.137632
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.027526
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
57,152,649
5
Multiply line 4 by line 3......................
5
1,573,184
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
35,437
7
Add lines 5 and 6........................
7
1,608,621
8
Enter qualifying distributions from Part XII, line 4,.............
8
2,713,547
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 35,437
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 35,437
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 35,437
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 33,000
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 47,494
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 80,494
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 57
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 45,000
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet45,000 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
No
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletDE
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletROCKEFELLER TRUST COMPANY Telephone no.bullet (302) 498-6007

    Located atbullet1201 N MARKET STREET STE 1401WILMINGTONDE ZIP+4bullet19801
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
    No
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
    No
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    THE ROCKEFELLER TRUST COMPANY Trustee
    0.00     		5,000    
    1201 N MARKET STREET STE 1401
    WILMINGTON,DE19801
    ROBERT L EMERY CO ROCKEFLLER Trustee
    0.00     		0    
    1201 N MARKET STREET STE 1401
    WILMINGTON,DE19801
    DANA M EMERY CO ROCKEFELLER Trustee
    0.00     		0    
    1201 N MARKET STREET STE 1401
    WILMINGTON,DE19801
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    57,348,183
    b
    Average of monthly cash balances.......................
    1b
    674,811
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    58,022,994
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    58,022,994
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    870,345
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    57,152,649
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    2,857,632
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    2,857,632
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    35,437
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    35,437
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    2,822,195
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    2,822,195
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    2,822,195
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    2,713,547
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    2,713,547
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    35,437
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    2,678,110
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 2,822,195
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 2,662,207
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2018:
    a From 2013......  
    b From 2014......  
    c From 2015......  
    d From 2016......  
    e From 2017......  
    fTotal of lines 3a through e........  
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 2,713,547
    a Applied to 2017, but not more than line 2a 2,662,207
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 51,340
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2018.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		2,770,855
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2014....  
    b Excess from 2015....  
    c Excess from 2016....  
    d Excess from 2017....  
    e Excess from 2018....  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    ROBERT DANA EMERY FAMILY FOUNDATION
    1201 N MARKET STREET STE 1401
    WILMINGTON,DE19801
    (302) 498-6008
    emeryfamilyfoundation@gmail.com
    bThe form in which applications should be submitted and information and materials they should include:
    NO REQUIRED FORMAT. WRITTEN REQUEST ONLY.
    cAny submission deadlines:
    JUNE 30TH
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    IRC SECTION 501 (C)(3) ORGANIZATIONS.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    10000 DEGREES
    1650 LOS GAMOS DRIVE 110
    SAN RAFAEL,CA94903     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO SUPPORT HIGHER EDUCATION SCHOLARSHIPS FOR STUDENTS OF NEED 47,227
    AIM HIGH
    PO BOX 410715
    SAN FRANCISCO,CA94141     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO SUMMER SCHOOL FOR UNDERRESOURCED MIDDLE SCHOOL YOUTH 10,000
    BISHOP O'DOWD HIGH SCHOOL
    9500 STERNS AVENUE
    OAKLAND,CA94605     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO SCHOLARSHIPS 25,000
    BOYS GIRLS CLUB OF SAN FRANCISCO
    55 HAWTHORNE STREET SUITE 600
    SAN FRANISCO,CA94105     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO YOUTH ACADEMICS AND ENRICHMENT 500,000
    BREAKTHROUGH COLLABORATIVE
    545 SANSOME STREET SUITE 700
    SAN FRANCISCO,CA94111     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO SCHOLARSHIPS 115,000
    CALIFORNIA ACADEMY OF SCIENCES
    55 MUSIC CONCORSE DRIVE
    SAN FRANCISCO,CA94118     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO YOUTH ACADEMICS AND ENRICHMENT 60,000
    FINE ARTS MUSEUM OF SAN FRANCISCO
    50 HAGIWARA TEA GARDEN DRIVE
    SAN FRANCISCO,CA94118     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO CULTURAL ACTIVITIES 50,000
    FIRST GRADUATE
    3130 - 20TH STREET SUITE 275
    SAN FRANCISCO,CA94110     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO YOUTH ACADEMICS AND ENRICHMENT 25,000
    BAY AREA DISCOVERY MUSEUM
    557 MCREYNOLDS ROAD
    SAUSALITO,CA94965     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO YOUTH ACADEMICS AND ENRICHMENT 25,000
    LEADERSHIP PUBLIC SCHOOLS
    344 THOMAS L BERKLEY WAY SUITE 340
    OAKLAND,CA94612     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO YOUTH ACADEMICS AND ENRICHMENT 15,000
    LEGAL SERVICES FOR CHILDREN
    1254 MARKET STREET 3RD FLOOR
    SAN FRANCISCO,CA94102     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO LEGAL ASSISTANCE FOR CHILDREN 15,000
    MAKING WAVES FOUNDATION
    3045 RESEARCH DRIVE
    RICHMOND,CA94806     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO YOUTH ACADEMICS AND ENRICHMENT 25,000
    OLYMPIC CLUB FOUNDATION
    524 POST STREET
    SAN FRANCISCO,CA94102     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO YOUTH ACADEMICS AND ENRICHMENT 10,000
    POSSE FOUNDATION
    14 WALL STREET SUITE 8A-60
    NEW YORK,NY10005     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO SCHOLARSHIPS 25,000
    RIGHT TO PLAY
    49 WEST 27TH STREET SUITE 930
    NEW YORK,NY10001     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO YOUTH ACADEMICS AND ENRICHMENT 15,000
    SAN FRANCISCO EDUCATION FUND
    2730 BRYANT STREET
    SAN FRANCISCO,CA94110     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO YOUTH ACADEMICS AND ENRICHMENT 25,000
    ST IGNATIUS COLLEGE PREP
    2001 37TH AVENUE
    SAN FRANCISCO,CA94116     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO SCHOLARSHIPS 125,000
    STANFORD - BUCK CARDINAL CLUB
    326 GALVEZ STREET
    STANFORD,CA94305     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO ATHLETICS 50,000
    TEACH FOR AMERICA
    22 FOURTH STREET 7TH FLOOR
    SAN FRANCISCO,CA94103     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO EDUCATIONAL ACTIVITIES 25,000
    TEN STRANDS
    330 IGNACIO BLVD SUITE 201
    NOVATO,CA94949     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO EDUCATIONAL ACTIVITIES 25,000
    UNIVERSITY OF VIRGINIA ALUMNI ASSOC
    PO BOX 400314
    CHARLOTTESVILLE,VA22904     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO EDUCATION ACTIVITIES 60,000
    SUMMER SEARCH
    500 SANSOME STREET SUITE 350
    SAN FRANCISCO,CA94111     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO SCHOLARSHIPS 325,000
    CHILDREN OF SHELTERS
    2269 CHESTNUT STREET BOX 439
    SAN FRANCISCO,CA94123     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO SCHOLARSHIPS 10,000
    COLEMAN ADVOCATES FOR CHILDREN YOUT
    459 VIENNA STREET
    SAN FRANCISCO,CA94122     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO POVERTY 10,000
    GATEWAY PUBLIC SCHOOLS
    1430 SCOTT STREET
    SAN FRANCISCO,CA94115     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO YOUTH ACADEMICS/ENRICHMENT 15,000
    GLIDE
    330 ELLIE STREET
    SAN FRANCISCO,CA94102     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO POVERTY 10,000
    SAN FRANCISCO GENERAL HOSPITAL FOUN
    2789 25TH STREET SUITE 2028
    SAN FRANCISCO,CA94110     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO MEDICALACTIVITIES 15,000
    TENDERLOIN NEIGHBORHOOD DEVELOPMENT
    215 TAYLOR STREET
    SAN FRANCISCO,CA94102     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO POVERTY 10,000
    OUTWARD BOUND CALIFORNIA
    1539 PERSHING DRIVE
    SAN FRANCISCO,CA94129     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO YOUTH ACADEMICS/ENRICHMENT 15,000
    POMEROY RECREATION REHABILITATION C
    207 SKYLINE BLVD
    SAN FRANCISCO,CA94132     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO REHABILITATION FACILITY 10,000
    UVA COLLEGE FUND
    PO BOX 5527
    CHARLOTTESVILLE,VA22905     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO EDUCATIONAL ACTIVITIES 5,000
    TODAY'S YOUTH MATTER
    469 VALLEY WAY
    MILPITAS,CA95035     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO YOUTH ACADEMICS/ENRICHMENT 50,000
    HARLAM LACROSSE LEADERSHIP
    PO BOX 708
    NEW YORK,NY10030     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO YOUTH ACADEMICS/ENRICHMENT 25,000
    PICKLEBERRY PIE
    305 DICKENS WAY
    SANTA CRUZ,CA95064     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO YOUTH ACADEMICS/ENRICHMENT 10,000
    LARKIN STREET YOUTH CENTER
    134 GOLDEN GATE AVENUE
    SAN FRANCISCO,CA94102     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO POVERTY 15,000
    SAN FRANCISCO ACHIEVERS
    244 KEARNEY STREET 6TH FLOOR
    SAN FRANCISCO,CA94108     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO YOUTH ACADEMICS/ENRICHMENT 15,000
    A BETTER CHANCE
    353 W 35TH STREET 6
    NEW YORK,NY10001     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO EDUCATIONAL ACTIVITIES 25,000
    YKI COACHING CORP
    120 VANTIS SUITE 300
    ALISO VIEJO,CA92656     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO EDUCATIONAL ACTIVITIES 15,000
    DEER HILL FOUNDATION
    PO BOX 180
    MANCOS,CO81328     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO EDUCATIONAL ACTIVITIES 50,000
    JUMA VENTURES
    190 NINTH STREET SUITE 100
    SAN FRANCISCO,CA94110     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO EDUCATIONAL ACTIVITIES 15,000
    THE PAINTED TURTLE
    1300 4TH STREET SUITE 300
    SANTA MONICA,CA90401     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO EDUCATIONAL ACTIVITIES 25,000
    TOWN SCHOOL FOR BOYS
    2750 JACKSON STREET
    SAN FRANCISCO,CA94115     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO EDUCATIONAL ACTIVITIES 25,000
    BLUE BEAR SCHOOL OF MUSIC
    2 MARINA BLVD BLDG D
    SAN FRANCISCO,CA94123     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO EDUCATIONAL ACTIVITIES 5,000
    EAST PALO ALTO ACADEMY FOUNDATION
    PO BOX 50803
    PALO ALTO,CA94303     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO EDUCATIONAL ACTIVITIES 25,000
    GOOD SAMARITAN FAMILY RESOURCE CENT
    1294 POTRERO AVENUE
    SAN FRANCISCO,CA94110     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO SOCIAL SERVICES PROGRAMS FOR IMMIGRANTS 20,000
    HUCKLEBERRY YOUTH PROGRAM
    3310 GEARY BLVD
    SAN FRANCSICO,CA94118     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO EDUCATE, INSPIRE AND SUPPORT UNDER SERVED YOUTH 10,000
    KIPP BAY AREA SCHOOLS
    1404 FRANKLIN STREET STE 500
    OAKLAND,CA94612     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO EDUCATE, INSPIRE AND SUPPORT UNDER SERVED YOUTH 50,000
    ONE PURPOSE SCHOOL
    948 HOLLISTER STREET
    SAN FRANCISCO,CA94124     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO EDUCATE, INSPIRE AND SUPPORT UNDER SERVED YOUTH 10,000
    ROBERTS ENTERPRISE DEVELOPMENT FUND
    631 HOWARD STREET SUITE 320
    SAN FRANCISCO,CA94104     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO HELPING EMPLOY AND SUPPORT PEOPLE WITH EMPLOYMENT BARRIERS 25,000
    AFC GROWTH FUND
    1020 19TH STREET NW SUITE 675
    WASHINGTON,DC20036     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO SUPPORT EDUCATIONAL CHOICE AND INNOVATION 25,000
    BRIDGE THE GAP
    105 DRAKE AVENUE
    SAUSALITO,CA94965     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO SUPPORT PREPARING STUDENTS FOR COLLEGE SUCCESS 10,000
    COLLEGE SPRING
    1333 BROADWAY SUITE 250
    OAKLAND,CA94612     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO SUPPORT PREPARING STUDENTS FOR SAT & ACT EXAMS 25,000
    EDUCATION OUTSIDE
    135 VAN NESS AVENUE SUITE 408
    SAN FRANCISCO,CA94102     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO SUPPORT STUDENTS LEARNING OUTSIDE 10,000
    FIRST EXPOSURE
    PO BOX 881971
    SAN FRANCISCO,CA94188     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO SUPPORT EMPOWERING YOUTH THR OUGH PHOTOGRAPY 5,000
    IMAGINE WORLDWIDE
    1080 EDGEWOOD AVENUE
    MILL VALLEY,CA94941     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO SUPPORT THE LITERACY & NUMERACY SKILLS OF CHILDREN 335,000
    JEWISH COMMUNITY CENTER OF SF
    3200 CALIFORNIA STREET
    SAN FRANCISCO,CA94118     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO PROMOTE EDUCATIONAL, SOCIAL, CULTURAL AND FITNESS PROGRAMS TO THE COMMUNITY 5,000
    NEW DOOR VENTURES
    3221 20TH STREET
    SAN FRANCISCO,CA94110     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO PROMOTE SKILLS TRAINING, MEANING JOBS, EDUCATIONAL ASSISTANCE AND PERSONAL SUPPORT TO DISCONNECTED YOUTH 5,000
    SALESIAN COLLEGE PREPARATORY
    2851 SALESIAN AVENUE
    RICHMOND,CA94804     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO PROMOTE COLLEGE PREPARATORY SKILLS TO YOUTH 25,000
    SAN FRANCISCO ARTS EDUCATION PROJEC
    135 VAN NESS AVENUE
    SAN FRANCISCO,CA94102     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO PROVIDING HANDS-ON ARTS EDUCATION TO YOUTH 10,000
    THE BASIC FUND
    1301 CLAY STREET 70450
    OAKLAND,CA94612     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO PROVIDING PARTIAL TUITION FUNDING TO LOW INCOME FAMILIES 25,000
    VIRGINIA ATHLETICS FOUNDATION
    PO BOX 400833
    CHARLOTTESVILLE,VA22904     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO ATHLETICS 25,000
    YOUNG WOMENS CHORAL PROJECTS
    PO BOX 170508
    SAN FRANCISCO,CA94117     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO YOUTH ARTISTIC ACTIVITIES 5,000
    OAKLAND LACROSSE CLUB
    1970 BROADWAY 920
    OAKLAND,CA94612     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO ATHLETICS 25,000
    SUGAR BOWL SKI TEAM AND ACADEMY
    2 EMBARCADERO CENTER 650
    SAN FRANCISCO,CA94111     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO ATHLETICS 10,000
    uASPIRE
    180 GRAND AVENUE 810
    OAKLAND,CA94612     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO PROVIDING FUNDING THE OPPORTUNITY GAP AND INEQUITY IN ATTAINING HIGHER EDUCATION 25,000
    TENACITY PROJECT
    1585 62ND STREET 8713
    EMERYVILLE,CA94608     		N/A PUBLIC UNRESTRICTED GRANT RELATED TO ATHLETICS AND EMPOWERMENT 25,000
    Total .................................bullet 3a 2,707,227
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 2,528  
    4 Dividends and interest from securities....     14 3,547,514  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		         
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aFMV ADJUSTMENT-SECURITIES     		    1 -8,818,296  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   -5,268,254  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    -5,268,254
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID: 18007218
    Software Version: 2018v3.1


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2018 AccountingFeesSchedule
    Name:
    ROBERT AND DANA EMERY FAMILY FOUNDATION
     
    ROCKEFELLER TRUST COMPANY
    EIN:
    37-6537105
    Software ID:
    18007218
    Software Version:
    2018v3.1
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEES 7,640 3,820 0 3,820

    TY 2018 OtherIncomeSchedule2
    Name:
    ROBERT AND DANA EMERY FAMILY FOUNDATION
     
    ROCKEFELLER TRUST COMPANY
    EIN:
    37-6537105
    Software ID:
    18007218
    Software Version:
    2018v3.1
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    FMV ADJUSTMENT-SECURITIES -8,818,296    


    TY 2018 TaxesSchedule
    Name:
    ROBERT AND DANA EMERY FAMILY FOUNDATION
     
    ROCKEFELLER TRUST COMPANY
    EIN:
    37-6537105
    Software ID:
    18007218
    Software Version:
    2018v3.1
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAXES 34,661