Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018
Name of foundation
THE WILLIAM G BAKER JR MEMORIAL FUND
 
Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 609
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PITTSBURGH, PA152309738
A Employer identification number

52-6057178
B Telephone number (see instructions)

(216) 257-6118
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$23,802,751J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 473,068 473,068  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,787,159
b Gross sales price for all assets on line 6a 9,114,966
7 Capital gain net income (from Part IV, line 2)... 1,787,159
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 133 1,249  
12 Total. Add lines 1 through 11........ 2,260,360 2,261,476  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 94,357 84,921   9,436
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 51,232 1,814   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 342 342    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 145,931 87,077 0 9,436
25 Contributions, gifts, grants paid....... 1,254,615 1,254,615
26 Total expenses and disbursements. Add lines 24 and 25 1,400,546 87,077 0 1,264,051
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 859,814
b Net investment income (if negative, enter -0-) 2,174,399
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 779,924 809,649 809,649
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 2,204,201    
b Investments—corporate stock (attach schedule)....... 2,853,952 14,360,757 16,181,824
c Investments—corporate bonds (attach schedule)....... 3,193,526 6,830,601 6,741,510
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 12,342,237 233,283 69,768
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 21,373,840 22,234,290 23,802,751
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 21,373,840 22,234,290
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)..... 21,373,840 22,234,290
31 Total liabilities and net assets/fund balances (see instructions). 21,373,840 22,234,290
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
21,373,840
2
Enter amount from Part I, line 27a .....................
2
859,814
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
636
4
Add lines 1, 2, and 3 ..........................
4
22,234,290
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
22,234,290
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 274.1 FEDERAL NATL MTG ASSN POOL AS5327   2017-02-08 2018-01-02
b 416.88 FEDERAL NATL MTG ASSN POOL AS8018   2017-05-17 2018-01-02
c 698.25 FEDERAL NATL MTG ASSN POOL BC4777   2016-11-09 2018-01-02
d 2479.65 FEDERAL NATL MTG ASSN POOL MA2498   2016-05-11 2018-01-02
e 757.2 FEDERAL NATL MTG ASSN POOL MA2484   2016-04-14 2018-01-02
525.15 FEDERAL NATL MTG ASSN POOL MA2803   2017-02-03 2018-01-02
25000. USA TREASURY NOTES 01.750% DUE 10/31/2020   2017-10-31 2018-01-09
700. ABBOTT LABORATORIES INC     2018-01-11
60. THERMO ELECTRON CORP COM   2016-07-12 2018-01-11
25000. USA TREASURY NOTES 01.625% DUE 08/15/2022   2017-08-30 2018-01-12
1620.38 FORD CREDIT AUTO LEASE TRUST SERIES 2017 A CLASS A2   2017-03-21 2018-01-15
1090.35 HONDA AUTO RECEIVABLES OWNER T SERIES 2016 2 CLASS A3   2016-08-05 2018-01-15
1249.42 JOHN DEERE OWNER TRUST SERIES 2016 A CLASS A3   2016-02-23 2018-01-15
1445.62 NISSAN AUTO RECEIVABLES OWNER SERIES 2015 C CLASS A3   2015-10-06 2018-01-15
50000. UNITED PARCEL SERVICE SR NOTES   2008-11-19 2018-01-15
240. DTE ENERGY CO   2016-08-12 2018-01-16
520. TRANSCANADA CORP (HOLDING CO) NAME CHANGE 05/09/2019   2016-10-10 2018-01-16
450. TRANSCANADA CORP (HOLDING CO) NAME CHANGE 05/09/2019     2018-01-16
135. DTE ENERGY CO     2018-01-17
20000. DEUTSCHE BANK AG SEDOL ISIN US25152R2U64     2018-01-17
15000. DEUTSCHE BANK AG SEDOL BZ044G0 ISIN US251541AQ13   2017-05-23 2018-01-17
20000. USA TREASURY NOTES 02.000% DUE 02/28/2021   2016-01-27 2018-01-17
25000. USA TREASURY NOTES 01.750% DUE 10/31/2020     2018-01-17
20000. WESTPAC BANKING CORP SEDOL ISIN US961214CS01   2017-10-27 2018-01-17
10000. BANK OF AMERICA CORP SER MTN CALL 10/21/21 @100 UNSC   2016-10-18 2018-01-19
5000. BANK OF AMERICA CORP SER MTN CALL 10/21/21 @100 UNSC   2017-03-08 2018-01-19
5000. BANK OF AMERICA CORP SER MTN CALL 10/21/21 @100 UNSC   2017-03-08 2018-01-19
60. GENERAL DYNAMICS CORP   2013-08-02 2018-01-19
355000. USA TREASURY NOTES 01.750% DUE 03/31/2022     2018-01-22
5000. USA TREASURY NOTES 02.250% DUE 11/15/2025   2017-03-03 2018-01-25
10000. USA TREASURY NOTES 01.625% DUE 05/15/2026   2017-06-29 2018-01-25
10000. USA TREASURY NOTES 01.625% DUE 05/15/2026   2017-06-29 2018-01-26
25000. USA TREASURY NOTES 01.625% DUE 05/15/2026     2018-01-29
15000. USA TREASURY NOTE 01.625% DUE 12/31/2019   2018-01-17 2018-01-30
268.1 FEDERAL NATL MTG ASSN POOL AS5327   2017-02-08 2018-01-31
603.32 FEDERAL NATL MTG ASSN POOL AS8018   2017-05-17 2018-01-31
512.86 FEDERAL NATL MTG ASSN POOL BC4777   2016-11-09 2018-01-31
1387.14 FEDERAL NATL MTG ASSN POOL MA2498   2016-05-11 2018-01-31
824.92 FEDERAL NATL MTG ASSN POOL MA2484   2016-04-14 2018-01-31
560.2 FEDERAL NATL MTG ASSN POOL MA2803   2017-02-03 2018-01-31
35000. USA TREASURY NOTE 01.625% DUE 12/31/2019   2018-01-17 2018-01-31
25000. BEAR STEARNS CO INC SR UNSECURED   2017-01-20 2018-02-01
16. J P MORGAN CHASE & CO COM   2011-09-09 2018-02-07
104. J P MORGAN CHASE & CO COM     2018-02-07
100000. CHASE ISSUANCE TRUST SERIES 2015 A2 CLASS A   2015-10-23 2018-02-15
393. CROWN HOLDINGS INC   2017-06-19 2018-02-15
37. CROWN HOLDINGS INC   2017-06-19 2018-02-15
1899.47 FORD CREDIT AUTO LEASE TRUST SERIES 2017 A CLASS A2   2017-03-21 2018-02-15
1083.11 HONDA AUTO RECEIVABLES OWNER T SERIES 2016 2 CLASS A3   2016-08-05 2018-02-15
1397.53 JOHN DEERE OWNER TRUST SERIES 2016 A CLASS A3   2016-02-23 2018-02-15
1571.83 NISSAN AUTO RECEIVABLES OWNER SERIES 2015 C CLASS A3   2015-10-06 2018-02-15
30000. BANK OF AMERICA CREDIT CARD TR SERIES 2015 A2 CLASS A   2015-04-22 2018-02-16
10000. USA TREASURY NOTES 01.500% DUE 12/31/2018   2018-02-01 2018-02-16
190. INGREDION INC   2016-10-10 2018-02-20
90. INGREDION INC   2017-10-30 2018-02-20
620. PROLOGIS INC     2018-02-22
290. PROLOGIS INC   2017-06-15 2018-02-22
148. PROLOGIS INC     2018-02-23
135. WELLTOWER INC   2014-12-10 2018-02-23
5. WELLTOWER INC   2017-09-28 2018-02-23
25. WELLTOWER INC   2017-09-28 2018-02-23
5000. PRICELINE GROUP INC/THE CALL 12/15/2024 @ 100.000 UNSC   2015-03-16 2018-02-26
47. PROLOGIS INC   2017-07-24 2018-02-26
20000. NISOURCE FINANCE CORP CALL 02/15/2027 COGT   2017-05-11 2018-02-27
15000. USA TREASURY NOTES 01.500% DUE 12/31/2018   2018-02-01 2018-02-27
20000. USA TREASURY NOTES 01.750% DUE 10/31/2020     2018-02-27
311.16 FEDERAL NATL MTG ASSN POOL AS5327   2017-02-08 2018-02-28
397.84 FEDERAL NATL MTG ASSN POOL AS8018   2017-05-17 2018-02-28
371.61 FEDERAL NATL MTG ASSN POOL BC4777   2016-11-09 2018-02-28
640.79 FEDERAL NATL MTG ASSN POOL MA2498   2016-05-11 2018-02-28
367.13 FEDERAL NATL MTG ASSN POOL MA2484   2016-04-14 2018-02-28
488.35 FEDERAL NATL MTG ASSN POOL MA2803   2017-02-03 2018-02-28
300. PEPSICO INC COM     2018-03-06
10000. USA TREASURY NOTES 02.125% DUE 09/30/2021     2018-03-06
5000. USA TREASURY NOTES 02.250% DUE 11/15/2025   2017-03-03 2018-03-06
20000. VERIZON COMMUNICATIONS CALL 05/15/2026 @ 100.000 UNSC   2017-08-08 2018-03-06
20000. HONDA AUTO RECEIVABLES OWNER T SERIES 2017 2 CLASS A3   2017-06-20 2018-03-08
730. ORACLE CORP     2018-03-12
190. STANLEY BLACK & DECKER INC     2018-03-12
390. DOLLAR TREE INC   2017-09-20 2018-03-13
145. MAGELLAN MIDSTREAM PARTNERS LP     2018-03-13
45. VALERO ENERGY CORP NEW COM   2016-11-14 2018-03-13
25000. ASSURANT INC UNSC     2018-03-15
1782.18 FORD CREDIT AUTO LEASE TRUST SERIES 2017 A CLASS A2   2017-03-21 2018-03-15
996.12 HONDA AUTO RECEIVABLES OWNER T SERIES 2016 2 CLASS A3   2016-08-05 2018-03-15
951.67 JOHN DEERE OWNER TRUST SERIES 2016 A CLASS A3   2016-02-23 2018-03-15
376.09 MERCEDES-BENZ AUTO RECEIVABLES SERIES 2016 1 CLASS A3   2016-09-09 2018-03-15
1405.36 NISSAN AUTO RECEIVABLES OWNER SERIES 2015 C CLASS A3   2015-10-06 2018-03-15
299. AMERICAN ELECTRIC POWER INC     2018-03-16
41. AMERICAN ELECTRIC POWER INC   2015-10-14 2018-03-16
420. BANK OF AMERICA CORP     2018-03-16
90. BANK OF AMERICA CORP   2017-05-02 2018-03-16
15000. USA TREASURY NOTES 01.750% DUE 10/31/2020   2017-03-17 2018-03-16
25000. ANHEUSER-BUSCH INBEV FIN CALL 01/01/2021 @ 100.000 COGT   2018-02-14 2018-03-20
19. POST HOLDINGS INC-W CLASS I   2017-09-01 2018-03-20
1. POST HOLDINGS INC-W CLASS I   2017-09-01 2018-03-20
366. POST HOLDINGS INC-W CLASS I     2018-03-20
24. POST HOLDINGS INC-W CLASS I   2017-10-30 2018-03-20
14. GENERAL MILLS INC COM   2016-07-14 2018-03-23
176. GENERAL MILLS INC COM   2016-07-14 2018-03-23
35. WYNDHAM WORLDWIDE CORP     2018-03-23
14623. MERCEDES-BENZ AUTO RECEIVABLES SERIES 2016 1 CLASS A3   2016-09-09 2018-03-27
20000. BMW VEHICLE OWNER TRUST SERIES 2016 A CLASS A3   2016-07-12 2018-03-28
85000. USA TREASURY NOTES 01.750% DUE 10/31/2020   2017-03-17 2018-03-28
821. FEDERAL NATL MTG ASSN POOL AS5327   2017-02-08 2018-03-31
645.48 FEDERAL NATL MTG ASSN POOL AS8018   2017-05-17 2018-03-31
759.7 FEDERAL NATL MTG ASSN POOL BC4777   2016-11-09 2018-03-31
1418.88 FEDERAL NATL MTG ASSN POOL MA2498   2016-05-11 2018-03-31
635.73 FEDERAL NATL MTG ASSN POOL MA2484   2016-04-14 2018-03-31
483.85 FEDERAL NATL MTG ASSN POOL MA2803   2017-02-03 2018-03-31
5000. USA TREASURY NOTES 02.000% DUE 02/28/2021   2016-01-27 2018-04-03
15000. USA TREASURY NOTES 02.000% DUE 02/28/2021   2016-03-16 2018-04-03
160. MOHAWK INDS INC     2018-04-05
25000. AT&T INC CALL 05/14/2027 UNSC     2018-04-12
1937.28 FORD CREDIT AUTO LEASE TRUST SERIES 2017 A CLASS A2   2017-03-21 2018-04-15
1057.18 HONDA AUTO RECEIVABLES OWNER T SERIES 2016 2 CLASS A3   2016-08-05 2018-04-15
1051.67 JOHN DEERE OWNER TRUST SERIES 2016 A CLASS A3   2016-02-23 2018-04-15
1530.82 NISSAN AUTO RECEIVABLES OWNER SERIES 2015 C CLASS A3   2015-10-06 2018-04-15
25000. APPLE INC UNSC     2018-04-17
140. AETNA INC NEW   2017-04-25 2018-04-19
40. ILLINOIS TOOL WORKS INC COM   2016-04-21 2018-04-19
160. ILLINOIS TOOL WORKS INC COM   2016-04-21 2018-04-19
20000. USA TREASURY NOTES 02.375% DUE 05/15/2027   2018-04-12 2018-04-19
60.88 BMW VEHICLE OWNER TRUST SERIES 2016 A CLASS A3   2016-07-12 2018-04-24
15000. USA TREASURY NOTES 01.500% DUE 12/31/2018   2018-03-27 2018-04-26
5000. USA TREASURY NOTES 01.750% DUE 10/31/2020   2017-03-17 2018-04-26
402.91 FEDERAL NATL MTG ASSN POOL AS5327   2017-02-08 2018-04-30
396.97 FEDERAL NATL MTG ASSN POOL AS8018   2017-05-17 2018-04-30
1026.39 FEDERAL NATL MTG ASSN POOL BC4777   2016-11-09 2018-04-30
2126.41 FEDERAL NATL MTG ASSN POOL MA2498   2016-05-11 2018-04-30
475.75 FEDERAL NATL MTG ASSN POOL MA2484   2016-04-14 2018-04-30
529.98 FEDERAL NATL MTG ASSN POOL MA2803   2017-02-03 2018-04-30
10000. NORTHEAST UTILITIES UNSC   2013-05-08 2018-05-01
470. UNUMPROVIDENT CORP COM   2018-01-16 2018-05-03
5000. ATMOS ENERGY CORP CALL 03/15/2027 UNSC   2017-06-05 2018-05-07
15000. AMERICAN EXPRESS CREDIT SER MTN CALL 02/01/2020   2017-02-28 2018-05-08
5000. WELLS FARGO & COMPANY SER MTN SUB   2017-12-14 2018-05-08
20000. WELLS FARGO & COMPANY SER MTN UNSC   2016-11-08 2018-05-08
20000. CITIGROUP INC UNSC   2017-06-06 2018-05-09
10000. SPIRIT REALTY LP CALL 06/15/2026 COGT   2017-06-02 2018-05-09
45000. USA TREASURY NOTES 02.125% DUE 09/30/2021   2017-03-09 2018-05-11
5000. USA TREASURY NOTES 01.625% DUE 05/15/2026   2017-07-28 2018-05-11
120. UNUMPROVIDENT CORP COM     2018-05-11
155. VALERO ENERGY CORP NEW COM   2016-11-14 2018-05-11
5000. USA TREASURY NOTES 02.000% DUE 02/28/2021   2017-10-18 2018-05-14
10000. USA TREASURY NOTES 02.000% DUE 02/28/2021   2017-10-18 2018-05-14
5000. USA TREASURY NOTES 02.500% DUE 08/15/2023   2017-08-08 2018-05-14
105. UNUMPROVIDENT CORP COM   2017-11-13 2018-05-14
1947.91 FORD CREDIT AUTO LEASE TRUST SERIES 2017 A CLASS A2   2017-03-21 2018-05-15
967.37 HONDA AUTO RECEIVABLES OWNER T SERIES 2016 2 CLASS A3   2016-08-05 2018-05-15
1078.64 JOHN DEERE OWNER TRUST SERIES 2016 A CLASS A3   2016-02-23 2018-05-15
1440.22 NISSAN AUTO RECEIVABLES OWNER SERIES 2015 C CLASS A3   2015-10-06 2018-05-15
20000. SANTANDER UK GROUP HLDGS SEDOL BYZDT48 ISIN US80281LAC90     2018-05-16
381. BERRY GLOBAL GROUP INC     2018-05-17
159. BERRY GLOBAL GROUP INC   2016-08-12 2018-05-17
190. HONEYWELL INTL INC   2015-02-05 2018-05-17
10000. FIFTH THIRD BANCORP UNSC   2016-11-09 2018-05-23
10000. USA TREASURY NOTES 02.125% DUE 09/30/2021   2017-03-09 2018-05-23
765.83 BMW VEHICLE OWNER TRUST SERIES 2016 A CLASS A3   2016-07-12 2018-05-24
40. PRICE T ROWE GROUP INC COM   2016-12-21 2018-05-24
65. PRICE T ROWE GROUP INC COM     2018-05-24
55. ROYAL DUTCH SHELL PLC ADR A   2017-11-02 2018-05-24
300. ANALOG DEVICES INC   2017-06-13 2018-05-29
901.077 BLACKROCK INFLATION PROTECTED BD PORTFOLIO     2018-05-30
42422.429 BLACKROCK INFLATION PROTECTED BD PORTFOLIO     2018-05-30
10000. TEVA PHARMACEUTICALS NE SEDOL ISIN US88167AAE10     2018-05-30
15000. USA TREASURY NOTES 02.500% DUE 08/15/2023   2017-08-08 2018-05-30
50000. USA TREASURY NOTES 01.750% DUE 10/31/2020   2017-03-17 2018-05-30
149. CITIGROUP INC     2018-05-31
770. CITIGROUP INC     2018-05-31
161. CITIGROUP INC   2017-07-25 2018-05-31
540.21 FEDERAL NATL MTG ASSN POOL AS5327   2017-02-08 2018-05-31
616.8 FEDERAL NATL MTG ASSN POOL AS8018   2017-05-17 2018-05-31
828.59 FEDERAL NATL MTG ASSN POOL BC4777   2016-11-09 2018-05-31
959.84 FEDERAL NATL MTG ASSN POOL MA2498   2016-05-11 2018-05-31
857.13 FEDERAL NATL MTG ASSN POOL MA2484   2016-04-14 2018-05-31
608.24 FEDERAL NATL MTG ASSN POOL MA2803   2017-02-03 2018-05-31
210. CUMMINS INC   2017-05-30 2018-06-01
330. DIAMOND BACK ENERGY INC     2018-06-01
110. DIAMOND BACK ENERGY INC   2017-06-01 2018-06-01
111. FIRST AMERICAN FINANCIAL W/I     2018-06-04
10000. GOLDMAN SACHS GROUP INC SR UNSEC   2016-12-05 2018-06-04
65. FIRST AMERICAN FINANCIAL W/I   2017-12-19 2018-06-05
119. FIRST AMERICAN FINANCIAL W/I   2017-12-19 2018-06-05
5000. PHILLIPS 66 CALL 12/15/2027 COGT   2018-02-26 2018-06-05
15000. PHILLIPS 66 CALL 12/15/2027 COGT     2018-06-05
15000. QUALCOMM INC CALL 03/20/2024 UNSC   2017-05-19 2018-06-07
115. WYNDHAM WORLDWIDE CORP   2011-10-28 2018-06-11
38. SMUCKER J M CO COM NEW   2018-03-06 2018-06-12
212. SMUCKER J M CO COM NEW   2018-03-06 2018-06-12
5000. USA TREASURY NOTES 02.375% DUE 05/15/2027   2018-05-31 2018-06-12
10000. DOMINION RESOURCES INC UNSC   2016-08-05 2018-06-15
2044.46 FORD CREDIT AUTO LEASE TRUST SERIES 2017 A CLASS A2   2017-03-21 2018-06-15
930.36 HONDA AUTO RECEIVABLES OWNER T SERIES 2016 2 CLASS A3   2016-08-05 2018-06-15
725.87 JOHN DEERE OWNER TRUST SERIES 2016 A CLASS A3   2016-02-23 2018-06-15
1366.54 NISSAN AUTO RECEIVABLES OWNER SERIES 2015 C CLASS A3   2015-10-06 2018-06-15
98. LAMAR ADVERTISING CO-A     2018-06-18
15000. USA TREASURY NOTES 02.375% DUE 05/15/2027   2018-05-31 2018-06-18
77. LAMAR ADVERTISING CO-A   2016-01-25 2018-06-19
15000. USA TREASURY NOTES 02.500% DUE 05/15/2024   2017-12-15 2018-06-19
5000. USA TREASURY NOTES 02.375% DUE 05/15/2027   2018-05-31 2018-06-19
10000. USA TREASURY NOTES 02.375% DUE 05/15/2027   2018-05-31 2018-06-20
15000. USA TREASURY NOTES 02.375% DUE 08/15/2024   2017-03-17 2018-06-21
20000. VERIZON COMMUNICATIONS UNSC   2018-05-23 2018-06-21
15000. USA TREASURY NOTES 02.375% DUE 08/15/2024   2017-03-17 2018-06-22
736.65 BMW VEHICLE OWNER TRUST SERIES 2016 A CLASS A3   2016-07-12 2018-06-24
1. L3 COMMUNICATIONS XXX-XX-XXXX   2001-01-01 2018-06-27
15000. USA TREASURY NOTES 01.750% DUE 10/31/2020   2017-03-17 2018-06-27
22. CUMMINS INC     2018-06-28
48. CUMMINS INC   2017-05-24 2018-06-28
85. 3M COMPANY COM     2018-06-28
265.97 FEDERAL NATL MTG ASSN POOL AS5327   2017-02-08 2018-06-30
583.16 FEDERAL NATL MTG ASSN POOL AS8018   2017-05-17 2018-06-30
678.3 FEDERAL NATL MTG ASSN POOL BC4777   2016-11-09 2018-06-30
1012.54 FEDERAL NATL MTG ASSN POOL MA2498   2016-05-11 2018-06-30
827.43 FEDERAL NATL MTG ASSN POOL MA2484   2016-04-14 2018-06-30
532.82 FEDERAL NATL MTG ASSN POOL MA2803   2017-02-03 2018-06-30
80. CDW CORP/DE   2014-07-10 2018-07-05
80. CDW CORP/DE   2018-05-29 2018-07-05
330. CARNIVAL CORP SEDOL 2523044     2018-07-05
300. CARNIVAL CORP SEDOL 2523044   2016-04-14 2018-07-05
50. CONSTELLATION BRANDS INC CL A   2014-07-09 2018-07-05
80. J P MORGAN CHASE & CO COM     2018-07-05
50. J P MORGAN CHASE & CO COM   2009-03-17 2018-07-05
10. PRUDENTIAL FINANCIAL INC COM   2017-05-02 2018-07-05
140. PRUDENTIAL FINANCIAL INC COM   2017-11-09 2018-07-05
470. BANK OF AMERICA CORP     2018-07-09
110. CONSTELLATION BRANDS INC CL A   2014-07-09 2018-07-09
130. GENERAL DYNAMICS CORP   2015-05-21 2018-07-09
130. THERMO ELECTRON CORP COM   2016-07-12 2018-07-09
2023.99 FORD CREDIT AUTO LEASE TRUST SERIES 2017 A CLASS A2   2017-03-21 2018-07-15
897.22 HONDA AUTO RECEIVABLES OWNER T SERIES 2016 2 CLASS A3   2016-08-05 2018-07-15
702.79 JOHN DEERE OWNER TRUST SERIES 2016 A CLASS A3   2016-02-23 2018-07-15
1335.87 NISSAN AUTO RECEIVABLES OWNER SERIES 2015 C CLASS A3   2015-10-06 2018-07-15
25000. TEVA PHARMACEUTICALS NE SEDOL ISIN US88167AAD37     2018-07-19
720.8 BMW VEHICLE OWNER TRUST SERIES 2016 A CLASS A3   2016-07-12 2018-07-24
150. PARKER HANNIFIN CORP   2017-03-21 2018-07-25
500. STATE STR CORP COM     2018-07-25
170. TYSON FDS INC COM   2017-10-30 2018-07-25
400. TYSON FDS INC COM   2016-02-26 2018-07-25
15000. USA TREASURY NOTES 01.750% DUE 10/31/2020   2017-03-17 2018-07-27
35000. USA TREASURY NOTES 01.750% DUE 10/31/2020     2018-07-27
5000. ANDEAVOR CALL 01/01/2028 UNSC   2017-12-14 2018-07-30
5000. ANDEAVOR CALL 09/15/2026 COGT   2018-01-25 2018-07-30
15000. COMCAST CORP CALL 11/15/2024 @ 100.000 UNSC   2018-06-19 2018-07-30
15000. ENERGY TRANSFER PARTNERS CALL 12/15/2024 @ 100.000 UNSC   2018-06-22 2018-07-30
15000. WALMART INC CALL 04/26/2025 UNSC   2018-06-20 2018-07-30
15000. BANK OF NY MELLON CORP SER MTN CALL 02/04/26 @100 UNSC   2017-12-12 2018-07-31
418.28 FEDERAL NATL MTG ASSN POOL AS5327   2017-02-08 2018-07-31
275.96 FEDERAL NATL MTG ASSN POOL AS8018   2017-05-17 2018-07-31
815.19 FEDERAL NATL MTG ASSN POOL BC4777   2016-11-09 2018-07-31
756.87 FEDERAL NATL MTG ASSN POOL MA2498   2016-05-11 2018-07-31
435.49 FEDERAL NATL MTG ASSN POOL MA2484   2016-04-14 2018-07-31
533.96 FEDERAL NATL MTG ASSN POOL MA2803   2017-02-03 2018-07-31
25000. NEXTERA ENERGY CAPITAL COGT   2017-04-07 2018-08-06
580. PINNACLE FOODS INC MERGED 10/26/18 @ $43.11 P/S   2017-05-10 2018-08-09
100. TRANSDIGM GROUP INC   2018-04-19 2018-08-09
20000. USA TREASURY NOTES 02.500% DUE 08/15/2023     2018-08-09
30000. ACTIVISION BLIZZARD CALL 05/15/2022 UNSC     2018-08-10
85. ILLINOIS TOOL WORKS INC COM   2017-01-30 2018-08-13
150. LAM RESEARCH CORP   2016-01-28 2018-08-13
15000. USA TREASURY NOTES 01.625% DUE 08/15/2022   2017-08-30 2018-08-13
2086.65 FORD CREDIT AUTO LEASE TRUST SERIES 2017 A CLASS A2   2017-03-21 2018-08-15
850.75 HONDA AUTO RECEIVABLES OWNER T SERIES 2016 2 CLASS A3   2016-08-05 2018-08-15
858.31 JOHN DEERE OWNER TRUST SERIES 2016 A CLASS A3   2016-02-23 2018-08-15
1330.5 NISSAN AUTO RECEIVABLES OWNER SERIES 2015 C CLASS A3   2015-10-06 2018-08-15
20. JOHNSON & JOHNSON COM   2016-02-11 2018-08-21
200. JOHNSON & JOHNSON COM     2018-08-21
15000. KIMCO REALTY CORP UNSC   2018-03-20 2018-08-23
723.53 BMW VEHICLE OWNER TRUST SERIES 2016 A CLASS A3   2016-07-12 2018-08-24
15000. XILINX INC UNSC     2018-08-24
5000. USA TREASURY NOTES 02.125% DUE 09/30/2021   2017-03-09 2018-08-27
160000. USA TREASURY NOTES 02.125% DUE 09/30/2021   2018-01-22 2018-08-27
15000. UNITED TECHNOLOGIES CORP CALL 06/16/2025 UNSC   2018-08-13 2018-08-30
615.77 FEDERAL NATL MTG ASSN POOL AS5327   2017-02-08 2018-08-31
545.38 FEDERAL NATL MTG ASSN POOL AS8018   2017-05-17 2018-08-31
775.46 FEDERAL NATL MTG ASSN POOL BC4777   2016-11-09 2018-08-31
1053.35 FEDERAL NATL MTG ASSN POOL MA2498   2016-05-11 2018-08-31
489.7 FEDERAL NATL MTG ASSN POOL MA2484   2016-04-14 2018-08-31
549.73 FEDERAL NATL MTG ASSN POOL MA2803   2017-02-03 2018-08-31
20000. VERIZON COMMUNICATIONS UNSC   2018-06-25 2018-09-04
430. ROYAL DUTCH SHELL PLC ADR A   2017-11-03 2018-09-05
10000. KINDER MORGAN ENER PART SR UNSEC     2018-09-07
15000. ANDEAVOR CALL 01/01/2028 UNSC   2017-12-14 2018-09-10
15000. USA TREASURY NOTES 02.375% DUE 05/15/2027   2018-06-27 2018-09-13
5000. USA TREASURY NOTES 02.375% DUE 05/15/2027   2018-06-27 2018-09-14
2267.06 FORD CREDIT AUTO LEASE TRUST SERIES 2017 A CLASS A2   2017-03-21 2018-09-15
826.59 HONDA AUTO RECEIVABLES OWNER T SERIES 2016 2 CLASS A3   2016-08-05 2018-09-15
826.86 JOHN DEERE OWNER TRUST SERIES 2016 A CLASS A3   2016-02-23 2018-09-15
1274.43 NISSAN AUTO RECEIVABLES OWNER SERIES 2015 C CLASS A3   2015-10-06 2018-09-15
35000. USA TREASURY NOTES 02.500% DUE 08/15/2023     2018-09-17
115. WYNDHAM HOTELS & RESORTS I   2011-10-28 2018-09-17
85. WYNDHAM HOTELS & RESORTS I   2018-06-11 2018-09-17
15000. AMERICAN CAMPUS CMNTYS CALL 09/01/2020 @ 100.000 COGT     2018-09-18
15000. USA TREASURY NOTES 02.000% DUE 02/28/2021   2018-01-17 2018-09-18
10000. USA TREASURY NOTES 02.125% DUE 09/30/2021     2018-09-18
15000. USA TREASURY NOTES 02.125% DUE 09/30/2021   2018-08-10 2018-09-18
15000. CAPITAL ONE FINANCIAL CO CALL 04/12/2020 UNSC   2017-05-09 2018-09-19
150. S&P GLOBAL INC     2018-09-21
60. AT&T INC   2015-07-30 2018-09-24
20. ABBVIE INC   2017-07-12 2018-09-24
40. ALTRIA GROUP INC   2018-02-20 2018-09-24
30. AMERICAN WATER WORKS CO INC   2014-06-24 2018-09-24
10. AMGEN INC   2018-01-11 2018-09-24
40. ARCHER DANIELS MIDLAND CO   2018-08-09 2018-09-24
672.15 BMW VEHICLE OWNER TRUST SERIES 2016 A CLASS A3   2016-07-12 2018-09-24
260. BANK OF AMERICA CORP   2018-07-25 2018-09-24
70. BANK NEW YORK MELLON CORP COM   2018-05-03 2018-09-24
35000. BANK OF NOVA SCOTIA SEDOL BQRYVD6 ISIN US06416CAA62     2018-09-24
30. BAXTER INTERNATIONAL INC   2018-05-03 2018-09-24
40. BORG WARNER INC.   2017-11-10 2018-09-24
80. CBRE GROUP INC   2018-02-22 2018-09-24
20. CDW CORP/DE   2014-07-10 2018-09-24
30. CSX CORP COM   2018-07-25 2018-09-24
20. CAPITAL ONE FINANCIAL CORP   2018-09-21 2018-09-24
10. CATERPILLAR INC   2018-06-01 2018-09-24
20. CELANESE CORP   2018-05-17 2018-09-24
20. CENTENE CORP   2018-04-19 2018-09-24
20. CHEVRON CORPORATION   2018-06-12 2018-09-24
50. CISCO SYS INC COM   2011-09-13 2018-09-24
80. CITIZENS FINANCIAL GROUP     2018-09-24
60. COMCAST CORPORATION CL A   2009-09-04 2018-09-24
90. CONOCOPHILLIPS   2018-05-03 2018-09-24
20. CULLEN FROST BANKERS INC   2018-05-31 2018-09-24
20. DANAHER CORP   2018-08-21 2018-09-24
100. DISCOVERY INC CLASS A   2018-07-05 2018-09-24
30. DOWDUPONT INC REV SPLIT 06/03/19   2016-02-04 2018-09-24
25000. E.I. DU PONT DE NEMOURS UNSC   2018-03-07 2018-09-24
20. EASTMAN CHEM CO   2018-02-15 2018-09-24
10. FEDEX CORPORATION   2018-05-17 2018-09-24
70. FIRST DATA CORP- CLASS A MERGED 07/29/19   2018-08-13 2018-09-24
10. GOLDMAN SACHS GROUP INC COM   2018-07-25 2018-09-24
34248.1 HARBOR FD INTL FD     2018-09-24
20. HOME DEPOT INC COM   2017-06-19 2018-09-24
80. INTEL CORP   2018-05-29 2018-09-24
70. J P MORGAN CHASE & CO COM   2009-03-17 2018-09-24
30. JACOBS ENGINEERING GROUP INC   2018-08-09 2018-09-24
20. JOHNSON & JOHNSON COM   2009-03-18 2018-09-24
40. KELLOGG CO   2018-07-25 2018-09-24
40. KOHLS CORP COM   2018-03-13 2018-09-24
20. LILLY ELI & CO   2018-07-09 2018-09-24
20. MARATHON PETROLEUM CORP   2018-09-05 2018-09-24
20. MCCORMICK & CO INC COM NON VTG   2018-08-09 2018-09-24
30. MERCK & CO INC   2016-11-28 2018-09-24
20. MICROSOFT CORP   2018-07-05 2018-09-24
80. MORGAN STANLEY   2017-10-20 2018-09-24
30. MOTOROLA SOLUTIONS INC   2018-05-29 2018-09-24
40. OCCIDENTAL PETE CORP COM   2018-05-31 2018-09-24
90. PFIZER INC COM   2017-11-16 2018-09-24
30. PRICE T ROWE GROUP INC COM   2017-08-28 2018-09-24
30. PRUDENTIAL FINANCIAL INC COM   2017-05-02 2018-09-24
10. RAYTHEON COMPANY   2015-12-03 2018-09-24
120. REGIONS FINANCIAL CORP   2018-03-16 2018-09-24
30. ROYAL DUTCH SHELL PLC ADR A     2018-09-24
10. S&P GLOBAL INC   2016-05-23 2018-09-24
70. SERVICE CORP INTL COM   2018-04-05 2018-09-24
20. SIMON PROPERTY GROUP INC   2018-07-09 2018-09-24
60. SUNCOR ENERGY INC ISIN CA8672241079 SEDOL B3NB1P2   2018-06-01 2018-09-24
50. SUNTRUST BANKS INC COM   2016-05-23 2018-09-24
30. SYNOVUS FINANCIAL CORP   2018-05-31 2018-09-24
20. T-MOBILE US INC   2017-05-12 2018-09-24
20. TEXAS INSTRS INC COM   2016-05-04 2018-09-24
15000. TORONTO-DOMINION BANK SEDOL ISIN US89114QAS75   2014-06-26 2018-09-24
60. TOTAL FINA S A   2016-04-14 2018-09-24
20. UNITED RENTALS INC COM   2017-02-03 2018-09-24
60. US FOODS HOLDING CORP   2018-03-20 2018-09-24
10. UNITEDHEALTH GROUP INC COM   2017-06-13 2018-09-24
1872. VANGUARD GROWTH ETF   2013-02-04 2018-09-24
20. WEC ENERGY GROUP INC   2009-05-20 2018-09-24
20. WASTE MANAGEMENT INC   2018-03-12 2018-09-24
40. XCEL ENERGY INC COM   2015-02-26 2018-09-24
60. ZIONS BANCORP   2017-10-20 2018-09-24
20. LYONDELLBASELL INDUSTRIES N.V. ISIN NL0009434992 SEDOL B3SPXZ3   2018-07-09 2018-09-24
25000. KLA-TENCOR CORP CALL 09/01/2021 @ 100.000 UNSC     2018-09-25
15000. USA TREASURY NOTES 01.500% DUE 12/31/2018   2018-08-30 2018-09-25
30000. USA TREASURY NOTES 01.500% DUE 12/31/2018   2018-08-30 2018-09-26
967.48 FEDERAL NATL MTG ASSN POOL AS5327   2017-02-08 2018-09-30
431.83 FEDERAL NATL MTG ASSN POOL AS8018   2017-05-17 2018-09-30
514.33 FEDERAL NATL MTG ASSN POOL BC4777   2016-11-09 2018-09-30
987.83 FEDERAL NATL MTG ASSN POOL MA2498   2016-05-11 2018-09-30
445.23 FEDERAL NATL MTG ASSN POOL MA2484   2016-04-14 2018-09-30
494.1 FEDERAL NATL MTG ASSN POOL MA2803   2017-02-03 2018-09-30
25000. ROYAL BANK OF CANADA SEDOL ISIN US780082AA14   2015-01-29 2018-10-01
25000. USA TREASURY NOTES 02.250% DUE 11/15/2025     2018-10-02
510. CONOCOPHILLIPS     2018-10-03
25000. NBCUNIVERSAL MEDIA LLC WI SR UNSEC   2018-02-14 2018-10-03
40000. CAPITAL ONE MULTI-ASSET EXECUT SERIES 2016 A3 CLASS A3   2016-07-18 2018-10-04
10000. CVS HEALTH CORP CALL 12/25/2027 UNSC   2018-03-06 2018-10-05
16. GARRETT MOTION INC-WI   2015-01-13 2018-10-05
15000. EXXON MOBIL CORPORATION UNSC   2016-02-29 2018-10-10
15000. KIMCO REALTY CORP CALL 12/01/2024 UNSC   2017-08-01 2018-10-10
25000. TYSON FOODS INC UNSC   2017-05-23 2018-10-10
880. US FOODS HOLDING CORP   2018-03-20 2018-10-10
25000. AT&T INC CALL 11/15/2020 @ 100.000 UNSC     2018-10-11
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25000. LOWE'S COS INC UNSC     2018-10-11
5000. USA TREASURY NOTES 02.375% DUE 08/15/2024   2017-03-17 2018-10-11
5000. USA TREASURY NOTES 02.250% DUE 11/15/2025   2017-03-08 2018-10-11
210. BORG WARNER INC.     2018-10-12
100. GOLDMAN SACHS GROUP INC COM   2018-07-25 2018-10-12
170. BORG WARNER INC.   2017-11-09 2018-10-15
28. BORG WARNER INC.   2017-11-09 2018-10-15
2112.73 FORD CREDIT AUTO LEASE TRUST SERIES 2017 A CLASS A2   2017-03-21 2018-10-15
747.96 HONDA AUTO RECEIVABLES OWNER T SERIES 2016 2 CLASS A3   2016-08-05 2018-10-15
691.61 JOHN DEERE OWNER TRUST SERIES 2016 A CLASS A3   2016-02-23 2018-10-15
9. JOHNSON & JOHNSON COM   2017-06-27 2018-10-15
91. JOHNSON & JOHNSON COM     2018-10-15
31. JOHNSON & JOHNSON COM   2009-03-18 2018-10-15
301. JOHNSON & JOHNSON COM   2009-03-18 2018-10-15
1081.33 NISSAN AUTO RECEIVABLES OWNER SERIES 2015 C CLASS A3   2015-10-06 2018-10-15
15000. USA TREASURY NOTES 02.125% DUE 09/30/2021     2018-10-15
110. BORG WARNER INC.     2018-10-16
42. BORG WARNER INC.   2017-11-09 2018-10-16
10000. USA TREASURY NOTES 02.125% DUE 09/30/2021   2018-09-26 2018-10-16
130. CBRE GROUP INC   2018-02-22 2018-10-22
1030. CBRE GROUP INC   2018-02-22 2018-10-22
603.78 BMW VEHICLE OWNER TRUST SERIES 2016 A CLASS A3   2016-07-12 2018-10-24
160. CATERPILLAR INC   2018-06-01 2018-10-26
10000. JOHN DEERE CAPITAL CORP UNSC   2015-09-08 2018-10-26
610. DISCOVERY INC CLASS A   2018-07-05 2018-10-26
318. DOWDUPONT INC REV SPLIT 06/03/19     2018-10-26
12. DOWDUPONT INC REV SPLIT 06/03/19   2015-05-06 2018-10-26
434. DOWDUPONT INC REV SPLIT 06/03/19     2018-10-26
16. DOWDUPONT INC REV SPLIT 06/03/19   2015-10-14 2018-10-26
460. SYNOVUS FINANCIAL CORP   2018-05-31 2018-10-26
250. TEXAS INSTRS INC COM   2016-05-04 2018-10-26
15000. USA TREASURY NOTES 01.500% DUE 12/31/2018   2018-08-30 2018-10-30
656.89 FEDERAL NATL MTG ASSN POOL AS5327   2017-02-08 2018-10-31
417.71 FEDERAL NATL MTG ASSN POOL AS8018   2017-05-17 2018-10-31
594.07 FEDERAL NATL MTG ASSN POOL BC4777   2016-11-09 2018-10-31
818.74 FEDERAL NATL MTG ASSN POOL MA2498   2016-05-11 2018-10-31
284.74 FEDERAL NATL MTG ASSN POOL MA2484   2016-04-14 2018-10-31
515.2 FEDERAL NATL MTG ASSN POOL MA2803   2017-02-03 2018-10-31
25000. USA TREASURY NOTES 01.750% DUE 10/31/2020     2018-10-31
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482. FIRST DATA CORP- CLASS A MERGED 07/29/19   2018-08-13 2018-11-05
50. FIRST DATA CORP- CLASS A MERGED 07/29/19   2018-08-13 2018-11-05
20000. USA TREASURY NOTES 02.375% DUE 08/15/2024   2017-03-17 2018-11-05
408. FIRST DATA CORP- CLASS A MERGED 07/29/19   2018-08-13 2018-11-06
80. FIRST DATA CORP- CLASS A MERGED 07/29/19   2018-08-13 2018-11-06
27. RESIDEO TECHNOLOGIES INC-W/I   2015-01-13 2018-11-06
524. KELLOGG CO     2018-11-07
36. KELLOGG CO   2018-10-10 2018-11-07
20000. USA TREASURY NOTES 02.375% DUE 08/15/2024   2017-03-17 2018-11-07
5000. USA TREASURY NOTES 02.125% DUE 09/30/2021   2018-09-26 2018-11-07
25000. USA TREASURY NOTES 02.125% DUE 09/30/2021     2018-11-07
15000. MUFG AMERICAS HLDGS CORP CALL 01/10/2020 @ 100.000 UNSC   2018-03-16 2018-11-08
30000. USA TREASURY NOTES 01.625% DUE 05/15/2026     2018-11-08
10000. USA TREASURY NOTES 01.625% DUE 08/15/2022   2017-08-30 2018-11-08
20000. WELLTOWER INC CALL 08/01/2023 UNSC   2018-08-09 2018-11-14
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1932.06 FORD CREDIT AUTO LEASE TRUST SERIES 2017 A CLASS A2   2017-03-21 2018-11-15
740.41 HONDA AUTO RECEIVABLES OWNER T SERIES 2016 2 CLASS A3   2016-08-05 2018-11-15
935.95 JOHN DEERE OWNER TRUST SERIES 2016 A CLASS A3   2016-02-23 2018-11-15
1247.87 NISSAN AUTO RECEIVABLES OWNER SERIES 2015 C CLASS A3   2015-10-06 2018-11-15
5000. USA TREASURY NOTES 02.250% DUE 11/15/2025   2017-03-08 2018-11-16
15000. USA TREASURY NOTES 01.625% DUE 05/15/2026   2017-09-28 2018-11-16
70. AT&T INC     2018-11-19
545. AT&T INC     2018-11-19
261. WELLS FARGO & CO NEW COM   2008-12-04 2018-11-19
9. WELLS FARGO & CO NEW COM   2008-12-04 2018-11-19
20000. USA TREASURY NOTES 02.125% DUE 09/30/2021   2018-10-11 2018-11-20
642.34 BMW VEHICLE OWNER TRUST SERIES 2016 A CLASS A3   2016-07-12 2018-11-24
20000. USA TREASURY NOTES 02.375% DUE 05/15/2027     2018-11-27
10000. USA TREASURY NOTES 02.375% DUE 05/15/2027   2018-08-30 2018-11-27
15000. JPMORGAN CHASE & CO CALL 05/07/2021 @ 100.000 UNSC   2017-05-22 2018-11-28
170. MOTOROLA SOLUTIONS INC     2018-11-28
10000. USA TREASURY NOTES 01.625% DUE 08/15/2022   2017-08-30 2018-11-28
10000. DOWDUPONT INC UNSC   2018-11-14 2018-11-29
20000. USA TREASURY NOTES 01.625% DUE 08/15/2022     2018-11-29
50000. USA TREASURY NOTES 02.500% DUE 08/15/2023     2018-11-29
230.86 FEDERAL NATL MTG ASSN POOL AS5327   2017-02-08 2018-11-30
524.77 FEDERAL NATL MTG ASSN POOL AS8018   2017-05-17 2018-11-30
611.95 FEDERAL NATL MTG ASSN POOL BC4777   2016-11-09 2018-11-30
733.41 FEDERAL NATL MTG ASSN POOL MA2498   2016-05-11 2018-11-30
422.79 FEDERAL NATL MTG ASSN POOL MA2484   2016-04-14 2018-11-30
471.35 FEDERAL NATL MTG ASSN POOL MA2803   2017-02-03 2018-11-30
100. FEDEX CORPORATION   2018-05-17 2018-11-30
450. JACOBS ENGINEERING GROUP INC   2018-08-09 2018-11-30
15000. AMGEN INC CALL 04/11/2022 UNSC   2017-05-09 2018-12-06
10000. PACCAR FINANCIAL CORP UNSC SER MTN   2013-12-03 2018-12-06
5000. PACKAGING CORP OF AMERIC CALL 09/15/2027 UNSC   2017-12-11 2018-12-07
10000. AMGEN INC CALL 04/11/2022 UNSC   2017-05-09 2018-12-10
320. PRINCIPAL FINANCIAL GROUP COM     2018-12-10
17. PRINCIPAL FINANCIAL GROUP COM   2015-02-03 2018-12-10
48. PRUDENTIAL FINANCIAL INC COM     2018-12-10
105. UNITED TECHNOLOGIES CORP COM   2008-12-04 2018-12-10
15000. PACKAGING CORP OF AMERIC CALL 09/15/2027 UNSC   2017-12-11 2018-12-11
108. PRINCIPAL FINANCIAL GROUP COM     2018-12-11
10000. SPIRIT REALTY LP CALL 06/15/2026 COGT     2018-12-11
870. SUNCOR ENERGY INC ISIN CA8672241079 SEDOL B3NB1P2   2018-06-01 2018-12-11
20000. VERIZON COMMUNICATIONS SER WI UNSC   2018-09-04 2018-12-11
10000. SPIRIT REALTY LP CALL 06/15/2026 COGT   2017-06-30 2018-12-13
20000. BP CAPITAL MARKETS PLC SEDOL ISIN US05565QDL95   2017-02-08 2018-12-14
693.16 HONDA AUTO RECEIVABLES OWNER T SERIES 2016 2 CLASS A3   2016-08-05 2018-12-15
650.74 JOHN DEERE OWNER TRUST SERIES 2016 A CLASS A3   2016-02-23 2018-12-15
1066.54 NISSAN AUTO RECEIVABLES OWNER SERIES 2015 C CLASS A3   2015-10-06 2018-12-15
15000. XLIT LTD SEDOL ISIN US98420EAA38     2018-12-15
90. JOHNSON & JOHNSON COM     2018-12-18
80. KIMBERLY-CLARK CORP COM   2017-02-22 2018-12-18
541.19 BMW VEHICLE OWNER TRUST SERIES 2016 A CLASS A3   2016-07-12 2018-12-24
30. ALTRIA GROUP INC   2015-01-13 2018-12-27
195. ALTRIA GROUP INC   2015-01-13 2018-12-27
45000. USA TREASURY NOTES 01.500% DUE 12/31/2018   2018-08-30 2018-12-31
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 274   283 -9
b 417   430 -13
c 698   713 -15
d 2,480   2,586 -106
e 757   810 -53
525   527 -2
24,794   25,019 -225
41,058   27,250 13,808
12,414   9,211 3,203
24,243   24,877 -634
1,620   1,620  
1,090   1,093 -3
1,249   1,249  
1,446   1,445 1
50,000   49,526 474
24,937   23,165 1,772
25,009   24,678 331
21,643   21,402 241
14,049   12,659 1,390
19,964   19,979 -15
15,494   15,474 20
19,884   20,325 -441
24,747   25,011 -264
20,025   20,243 -218
9,798   10,000 -202
4,899   4,826 73
4,900   4,826 74
12,495   5,239 7,256
346,153   350,439 -4,286
4,880   4,914 -34
9,247   9,510 -263
9,243   9,510 -267
23,048   23,771 -723
14,862   14,883 -21
268   276 -8
603   622 -19
513   524 -11
1,387   1,446 -59
825   882 -57
560   562 -2
34,664   34,728 -64
25,000   25,000  
1,805   521 1,284
11,785   3,386 8,399
100,000   100,299 -299
20,187   22,855 -2,668
1,888   2,152 -264
1,899   1,899  
1,083   1,086 -3
1,398   1,397 1
1,572   1,572  
29,974   29,996 -22
9,957   9,963 -6
24,594   25,578 -984
11,650   11,279 371
37,243   32,897 4,346
17,420   16,946 474
9,061   8,910 151
7,299   10,268 -2,969
270   352 -82
1,340   1,762 -422
4,963   5,005 -42
2,875   2,822 53
19,616   19,997 -381
14,933   14,944 -11
19,660   19,989 -329
311   321 -10
398   410 -12
372   380 -8
641   668 -27
367   392 -25
488   490 -2
32,676   30,847 1,829
9,877   10,068 -191
4,793   4,914 -121
18,163   18,454 -291
19,695   19,998 -303
38,598   36,761 1,837
30,020   31,216 -1,196
37,127   32,576 4,551
9,325   9,479 -154
4,222   2,817 1,405
25,000   24,982 18
1,782   1,782  
996   998 -2
952   952  
376   376  
1,405   1,405  
20,186   17,430 2,756
2,759   2,384 375
13,586   10,710 2,876
2,911   2,114 797
14,750   14,989 -239
24,660   24,737 -77
1,413   1,633 -220
74   86 -12
27,256   30,877 -3,621
1,787   1,982 -195
633   1,009 -376
7,875   12,688 -4,813
4,016   1,440 2,576
14,482   14,621 -139
19,805   20,000 -195
83,659   84,937 -1,278
821   846 -25
645   666 -21
760   776 -16
1,419   1,479 -60
636   679 -43
484   485 -1
4,943   5,076 -133
14,831   15,186 -355
38,315   40,075 -1,760
25,231   24,963 268
1,937   1,937  
1,057   1,059 -2
1,052   1,052  
1,531   1,531  
24,163   24,918 -755
24,730   18,762 5,968
6,334   4,204 2,130
25,342   16,817 8,525
19,134   19,270 -136
61   61  
14,935   14,935  
4,899   4,996 -97
403   415 -12
397   409 -12
1,026   1,048 -22
2,126   2,216 -90
476   508 -32
530   531 -1
10,000   9,993 7
18,352   26,595 -8,243
4,744   4,999 -255
14,807   14,984 -177
4,875   5,251 -376
19,669   20,246 -577
19,726   20,162 -436
9,493   9,814 -321
44,111   45,065 -954
4,523   4,751 -228
4,560   6,353 -1,793
17,753   9,704 8,049
4,907   5,031 -124
9,815   10,061 -246
4,910   5,134 -224
3,990   5,557 -1,567
1,948   1,948  
967   969 -2
1,079   1,078 1
1,440   1,440  
19,827   19,996 -169
18,110   16,485 1,625
7,544   6,767 777
27,941   19,265 8,676
9,975   10,037 -62
9,795   10,014 -219
766   766  
4,840   3,098 1,742
7,866   5,406 2,460
3,835   3,511 324
28,325   24,329 3,996
9,479   10,138 -659
446,284   457,597 -11,313
8,113   9,550 -1,437
14,857   15,400 -543
49,139   49,963 -824
9,834   10,711 -877
51,165   46,366 4,799
10,698   10,974 -276
540   557 -17
617   636 -19
829   846 -17
960   1,000 -40
857   916 -59
608   610 -2
30,175   33,057 -2,882
38,275   33,001 5,274
12,758   10,343 2,415
5,744   6,378 -634
10,741   10,942 -201
3,365   3,709 -344
6,135   6,790 -655
4,933   5,003 -70
14,780   14,993 -213
14,207   14,957 -750
5,598   1,741 3,857
4,020   4,902 -882
22,455   27,351 -4,896
4,772   4,818 -46
10,000   10,000  
2,044   2,044  
930   932 -2
726   726  
1,367   1,366 1
6,859   5,431 1,428
14,365   14,454 -89
5,332   4,261 1,071
14,741   15,188 -447
4,802   4,818 -16
9,564   9,636 -72
14,585   15,024 -439
19,857   19,724 133
14,607   15,024 -417
737   737  
1,315     1,315
14,729   14,989 -260
2,921   3,415 -494
6,373   7,440 -1,067
16,633   13,713 2,920
266   274 -8
583   601 -18
678   693 -15
1,013   1,055 -42
827   884 -57
533   534 -1
6,524   2,548 3,976
6,524   6,497 27
18,761   17,053 1,708
17,027   15,486 1,541
10,731   4,514 6,217
8,318   7,922 396
5,199   1,208 3,991
941   1,074 -133
13,180   15,789 -2,609
13,583   10,775 2,808
23,854   9,931 13,923
24,920   18,274 6,646
27,432   19,957 7,475
2,024   2,024  
897   899 -2
703   703  
1,336   1,336  
22,250   23,655 -1,405
721   721  
24,289   23,650 639
43,487   34,739 8,748
10,609   12,189 -1,580
24,962   26,240 -1,278
14,684   14,989 -305
34,263   34,651 -388
4,774   4,993 -219
5,279   5,464 -185
14,534   14,421 113
14,669   14,406 263
15,130   14,957 173
14,141   14,667 -526
418   431 -13
276   284 -8
815   832 -17
757   788 -31
435   465 -30
534   535 -1
24,928   25,049 -121
38,407   33,762 4,645
36,046   32,674 3,372
19,712   19,783 -71
29,041   29,908 -867
11,597   10,917 680
26,792   10,433 16,359
14,379   14,926 -547
2,087   2,086 1
851   852 -1
858   858  
1,331   1,330 1
2,718   2,020 698
27,104   12,737 14,367
15,638   15,629 9
724   724  
14,930   14,893 37
4,914   5,007 -93
157,238   158,875 -1,637
15,087   14,975 112
616   634 -18
545   562 -17
775   792 -17
1,053   1,097 -44
490   523 -33
550   551 -1
19,841   19,750 91
27,858   27,573 285
10,149   10,193 -44
14,370   14,978 -608
14,337   14,471 -134
4,770   4,824 -54
2,267   2,267  
827   828 -1
827   827  
1,274   1,274  
34,368   34,580 -212
6,393   2,277 4,116
4,725   5,276 -551
14,960   15,072 -112
14,698   14,922 -224
9,782   9,879 -97
14,669   14,741 -72
14,809   14,976 -167
31,931   16,426 15,505
2,032   2,088 -56
1,865   1,438 427
2,449   2,584 -135
2,637   1,460 1,177
2,074   1,822 252
1,983   2,003 -20
672   672  
7,977   8,027 -50
3,662   3,749 -87
34,752   35,119 -367
2,331   2,094 237
1,782   2,089 -307
3,617   3,605 12
1,779   637 1,142
2,202   2,101 101
1,953   1,991 -38
1,540   1,533 7
2,332   2,279 53
2,854   2,233 621
2,449   2,559 -110
2,425   811 1,614
3,231   2,132 1,099
2,129   487 1,642
6,947   5,920 1,027
2,145   2,314 -169
2,157   2,019 138
3,190   2,761 429
2,046   1,419 627
24,657   24,691 -34
1,976   2,000 -24
2,439   2,493 -54
1,784   1,688 96
2,326   2,355 -29
2,201,468   1,329,000 872,468
4,186   3,169 1,017
3,753   4,418 -665
8,163   1,691 6,472
2,321   2,185 136
2,816   1,007 1,809
2,896   2,827 69
2,998   2,576 422
2,115   1,761 354
1,717   1,656 61
2,601   2,427 174
2,125   1,856 269
2,290   1,987 303
3,890   4,035 -145
3,855   3,301 554
3,241   3,367 -126
3,952   3,191 761
3,337   2,525 812
3,102   3,223 -121
2,026   1,230 796
2,314   2,357 -43
2,051   1,878 173
2,103   1,087 1,016
3,062   2,670 392
3,540   3,440 100
2,378   2,423 -45
3,510   2,123 1,387
1,417   1,631 -214
1,377   1,318 59
2,195   1,132 1,063
14,932   14,982 -50
3,864   2,906 958
3,366   2,570 796
1,854   2,072 -218
2,670   1,803 867
299,920   139,726 160,194
1,334   374 960
1,809   1,736 73
1,885   1,418 467
3,115   2,808 307
2,083   2,188 -105
25,384   25,053 331
14,971   14,965 6
29,940   29,930 10
967   996 -29
432   445 -13
514   525 -11
988   1,028 -40
445   476 -31
494   495 -1
24,624   24,997 -373
23,764   24,524 -760
39,922   28,859 11,063
25,564   25,892 -328
39,617   40,000 -383
9,808   9,859 -51
253   166 87
15,046   15,000 46
14,115   14,976 -861
25,081   25,000 81
25,799   30,387 -4,588
25,533   25,775 -242
8   5 3
25,071   24,931 140
4,819   5,007 -188
4,730   4,890 -160
7,935   10,943 -3,008
21,379   23,552 -2,173
6,471   8,821 -2,350
1,069   1,453 -384
2,113   2,113  
748   749 -1
692   692  
1,205   1,227 -22
12,245   10,116 2,129
4,151   1,561 2,590
40,502   15,155 25,347
1,081   1,081  
14,655   14,715 -60
4,197   5,707 -1,510
1,603   2,178 -575
9,768   9,776 -8
5,147   5,858 -711
40,493   46,416 -5,923
604   604  
18,281   24,535 -6,254
9,872   9,994 -122
18,461   16,841 1,620
16,592   16,348 244
624   614 10
22,644   20,524 2,120
832   757 75
16,879   25,009 -8,130
22,746   14,149 8,597
14,980   14,965 15
657   676 -19
418   430 -12
594   606 -12
819   852 -33
285   304 -19
515   517 -2
24,455   24,537 -82
11   9 2
8,891   11,624 -2,733
925   1,206 -281
19,259   20,030 -771
7,621   9,839 -2,218
1,493   1,929 -436
638   475 163
33,515   36,993 -3,478
2,302   2,504 -202
19,249   20,030 -781
4,879   4,888 -9
24,392   24,431 -39
15,000   14,795 205
26,918   28,468 -1,550
9,493   9,951 -458
19,906   19,993 -87
       
1,932   1,932  
740   742 -2
936   936  
1,248   1,248  
4,766   4,890 -124
13,611   14,216 -605
2,124   2,560 -436
16,534   17,336 -802
13,853   7,403 6,450
479   255 224
19,618   19,543 75
642   642  
19,027   19,281 -254
9,514   9,632 -118
14,561   15,009 -448
22,044   18,594 3,450
9,566   9,951 -385
10,043   10,000 43
19,143   19,888 -745
49,209   49,217 -8
231   238 -7
525   541 -16
612   624 -12
733   763 -30
423   451 -28
471   473 -2
22,722   24,927 -2,205
29,471   32,770 -3,299
14,524   14,979 -455
10,000   10,000  
4,622   4,993 -371
9,691   9,986 -295
13,769   16,339 -2,570
734   829 -95
3,992   5,311 -1,319
12,466   4,971 7,495
13,882   14,951 -1,069
4,593   5,105 -512
9,507   9,659 -152
26,789   35,127 -8,338
19,423   19,441 -18
9,518   9,505 13
19,633   19,999 -366
693   694 -1
651   651  
1,067   1,066 1
15,000   14,952 48
11,770   5,399 6,371
9,108   10,815 -1,707
541   541  
1,430   1,536 -106
9,362   9,983 -621
45,000   44,895 105
      570,952
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -9
b       -13
c       -15
d       -106
e       -53
      -2
      -225
      13,808
      3,203
      -634
       
      -3
       
      1
      474
      1,772
      331
      241
      1,390
      -15
      20
      -441
      -264
      -218
      -202
      73
      74
      7,256
      -4,286
      -34
      -263
      -267
      -723
      -21
      -8
      -19
      -11
      -59
      -57
      -2
      -64
       
      1,284
      8,399
      -299
      -2,668
      -264
       
      -3
      1
       
      -22
      -6
      -984
      371
      4,346
      474
      151
      -2,969
      -82
      -422
      -42
      53
      -381
      -11
      -329
      -10
      -12
      -8
      -27
      -25
      -2
      1,829
      -191
      -121
      -291
      -303
      1,837
      -1,196
      4,551
      -154
      1,405
      18
       
      -2
       
       
       
      2,756
      375
      2,876
      797
      -239
      -77
      -220
      -12
      -3,621
      -195
      -376
      -4,813
      2,576
      -139
      -195
      -1,278
      -25
      -21
      -16
      -60
      -43
      -1
      -133
      -355
      -1,760
      268
       
      -2
       
       
      -755
      5,968
      2,130
      8,525
      -136
       
       
      -97
      -12
      -12
      -22
      -90
      -32
      -1
      7
      -8,243
      -255
      -177
      -376
      -577
      -436
      -321
      -954
      -228
      -1,793
      8,049
      -124
      -246
      -224
      -1,567
       
      -2
      1
       
      -169
      1,625
      777
      8,676
      -62
      -219
       
      1,742
      2,460
      324
      3,996
      -659
      -11,313
      -1,437
      -543
      -824
      -877
      4,799
      -276
      -17
      -19
      -17
      -40
      -59
      -2
      -2,882
      5,274
      2,415
      -634
      -201
      -344
      -655
      -70
      -213
      -750
      3,857
      -882
      -4,896
      -46
       
       
      -2
       
      1
      1,428
      -89
      1,071
      -447
      -16
      -72
      -439
      133
      -417
       
      1,315
      -260
      -494
      -1,067
      2,920
      -8
      -18
      -15
      -42
      -57
      -1
      3,976
      27
      1,708
      1,541
      6,217
      396
      3,991
      -133
      -2,609
      2,808
      13,923
      6,646
      7,475
       
      -2
       
       
      -1,405
       
      639
      8,748
      -1,580
      -1,278
      -305
      -388
      -219
      -185
      113
      263
      173
      -526
      -13
      -8
      -17
      -31
      -30
      -1
      -121
      4,645
      3,372
      -71
      -867
      680
      16,359
      -547
      1
      -1
       
      1
      698
      14,367
      9
       
      37
      -93
      -1,637
      112
      -18
      -17
      -17
      -44
      -33
      -1
      91
      285
      -44
      -608
      -134
      -54
       
      -1
       
       
      -212
      4,116
      -551
      -112
      -224
      -97
      -72
      -167
      15,505
      -56
      427
      -135
      1,177
      252
      -20
       
      -50
      -87
      -367
      237
      -307
      12
      1,142
      101
      -38
      7
      53
      621
      -110
      1,614
      1,099
      1,642
      1,027
      -169
      138
      429
      627
      -34
      -24
      -54
      96
      -29
      872,468
      1,017
      -665
      6,472
      136
      1,809
      69
      422
      354
      61
      174
      269
      303
      -145
      554
      -126
      761
      812
      -121
      796
      -43
      173
      1,016
      392
      100
      -45
      1,387
      -214
      59
      1,063
      -50
      958
      796
      -218
      867
      160,194
      960
      73
      467
      307
      -105
      331
      6
      10
      -29
      -13
      -11
      -40
      -31
      -1
      -373
      -760
      11,063
      -328
      -383
      -51
      87
      46
      -861
      81
      -4,588
      -242
      3
      140
      -188
      -160
      -3,008
      -2,173
      -2,350
      -384
       
      -1
       
      -22
      2,129
      2,590
      25,347
       
      -60
      -1,510
      -575
      -8
      -711
      -5,923
       
      -6,254
      -122
      1,620
      244
      10
      2,120
      75
      -8,130
      8,597
      15
      -19
      -12
      -12
      -33
      -19
      -2
      -82
      2
      -2,733
      -281
      -771
      -2,218
      -436
      163
      -3,478
      -202
      -781
      -9
      -39
      205
      -1,550
      -458
      -87
       
       
      -2
       
       
      -124
      -605
      -436
      -802
      6,450
      224
      75
       
      -254
      -118
      -448
      3,450
      -385
      43
      -745
      -8
      -7
      -16
      -12
      -30
      -28
      -2
      -2,205
      -3,299
      -455
       
      -371
      -295
      -2,570
      -95
      -1,319
      7,495
      -1,069
      -512
      -152
      -8,338
      -18
      13
      -366
      -1
       
      1
      48
      6,371
      -1,707
       
      -106
      -621
      105
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,787,159
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 1,166,354 25,062,017 0.046539
2016 1,205,409 23,512,141 0.051268
2015 1,174,748 24,632,689 0.047691
2014 1,098,266 24,859,162 0.04418
2013 1,064,436 23,285,459 0.045712
2
Total of line 1, column (d) .....................
2
0.23539
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.047078
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
25,923,991
5
Multiply line 4 by line 3......................
5
1,220,450
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
21,744
7
Add lines 5 and 6........................
7
1,242,194
8
Enter qualifying distributions from Part XII, line 4,.............
8
1,264,051
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 21,744
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 21,744
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 21,744
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 36,200
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 36,200
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 14,456
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet10,872 RefundedBullet 11 3,584
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMD
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletpncsites.com/pncfoundation/charitable_trusts.
    14
    The books are in care ofbulletPNC BANK NA Telephone no.bullet (216) 257-6118

    Located atbulletPO BOX 609PITTSBURGHPA ZIP+4bullet152309738
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    CONSTANCE IMBODEN CO-TRUSTEE
    1     		0    
    2005 RUXTON ROAD
    TOWSON,MD21204
    PNC BANK CO-TRUSTEE
    18     		94,357    
    116 ALLEGHENY CENTER MALL
    PITTSBURGH,PA15212
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    26,318,773
    b
    Average of monthly cash balances.......................
    1b
    0
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    26,318,773
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    26,318,773
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    394,782
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    25,923,991
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    1,296,200
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,296,200
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    21,744
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    21,744
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,274,456
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    1,274,456
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    1,274,456
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    1,264,051
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,264,051
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    21,744
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    1,242,307
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 1,274,456
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 1,220,074
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013...... 0
    b From 2014...... 0
    c From 2015...... 0
    d From 2016...... 0
    e From 2017...... 0
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 1,264,051
    a Applied to 2017, but not more than line 2a 1,220,074
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 43,977
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2018. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		1,230,479
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2014.... 0
    b Excess from 2015.... 0
    c Excess from 2016.... 0
    d Excess from 2017.... 0
    e Excess from 2018.... 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    PNC CHARITABLE TRUST GRANT COMMITTE
    300 FIFTH AVE
    PITTSBURGH,PA15222
    (412) 762-5157
    bThe form in which applications should be submitted and information and materials they should include:
    Please reference the name of the trust in all communications. See footnote
    cAny submission deadlines:
    See website: www.pncsites.com/pncfoundation/charitable_trusts.html for specific information
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    See website: www.pncsites.com/pncfoundation/charitable_trusts.html for specific information
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    HEALTHY NEIGHBORHOODS INC
    2 E READ ST
    BALTIMORE,MD21202     		NONE PC DANCE BALTIMORE CELEBRATION 10,000
    ARTSCENTRIC INC
    2224 DECKMAN LANE
    SILVER SPRING,MD21201     		NONE PC LA CAGE AUX FOLLES 10,000
    ARTSCENTRIC INC
    2224 DECKMAN LANE
    SILVER SPRINGS,MD21201     		NONE PC GENERAL OPERATING 1,500
    AUDREY HERMAN SPOTLIGHTERS THEATRE INC
    817 ST PAUL ST
    BALTIMORE,MD21202     		NONE PC AUDIENCE DEVELOPMENT 15,000
    AUDREY HERMAN SPOTLIGHTERS THEATRE INC
    817 SAINT PAUL ST
    BALTIMORE,MD21202     		NONE PC GENREAL SUPPORT 1,500
    BACH CONCERT SERIES
    701 S CHARLES ST
    BALTIMORE,MD21230     		NONE PC FY19 CORE OPERATIONS 5,000
    BACH CONCERT SERIES
    701 S CHARLES ST
    BALTIMORE,MD21230     		NONE PC RESERVE FUND 10,000
    BALTIMORE ANNEX THEATRE
    219 PARK AVE
    BALTIMORE,MD21201     		NONE PC GENERAL OPERATING 1,500
    BALTIMORE CHORAL ARTS SOCIETY INC
    1316 PARK AVE
    BALTIMORE,MD21217     		NONE PC MULTI SENSORY CONCERT 10,000
    BALTIMORE CHORAL ARTS SOCIETY INC
    1316 PARK AVE
    BALTIMORE,MD21217     		NONE PC GENERAL OPERATING 2,500
    BALTIMORE CLASSICAL GUITAR SOCIETY
    4607 MAPLE AVE
    BALTIMORE,MD21227     		NONE PC GNERAL OPERATING 1,500
    BALTIMORE CLAYWORKS INC
    5707 SMITH AVE
    BALTIMORE,MD21209     		NONE PC CHARETTE PROCESS 15,000
    BALTIMORE COMMUNITY FOUNDATION INC
    2 E READ ST FL 9
    BALTIMORE,MD21202     		NONE PC GBCA DONOR ADVISED FUND 10,000
    BALTIMORE COMMUNITY FOUNDATION INC
    2 E READ ST FL 9
    BALTIMORE,MD21202     		NONE PC BAKER MEMORIAL 190,600
    BALTIMORE COMMUNITY FOUNDATION INC
    2 READ ST FL 9
    BALTIMORE,MD21202     		NONE PC BALTIMORE THEATRE PROJECT 22,500
    BALTIMORE CONCERT OPERA INC
    11 WEST MOUNT VERNON PLACE STE 30
    BALTIMORE,MD21201     		NONE PC MARKETING & PROGRAM SUPPORT 13,695
    BALTIMORE CONCERT OPERA INC
    11 WEST MOUNT VERNON PLACE STE 30
    BALTIMORE,MD21201     		NONE PC GENERATING OPERATING 1,500
    BALTIMORE IMPROV GROUP INC
    1727 N CHARLES ST
    BALTIMORE,MD21201     		NONE PC FY19 CORE OPERATIONS 10,000
    BALTIMORE IMPROV GROUP INC
    1727 N CHARLES ST
    BALTIMORE,MD21201     		NONE PC GENERAL OPERATING 1,500
    BALTIMORE JEWELRY CENTER INC
    10 E NORTH AVE STE 13
    BALTIMORE,MD21202     		NONE PC GENERATING OPERATING 1,500
    BALTIMORE MUSEUM OF ART INC
    10 ART MUSEUM DR
    BALTIMORE,MD21218     		NONE PC FY19 CORE OPERATIONS 40,000
    BALTIMORE MUSEUM OF INDUSTRY
    1415 KEY HWY
    BALTIMORE,MD212305115     		NONE PC FUNDRAISING CAPACITY 20,000
    BALTIMORE MUSEUM OF INDUSTRY
    1415 KEY HWY
    BALTIMORE,MD212305115     		NONE PC GENERAL OPERATING 4,000
    BALTIMORE ROCK OPERA SOCIETY INC
    1539 N CALVERT ST
    BALTIMORE,MD212022801     		NONE PC PART-TIME STAFF 5,000
    BALTIMORE ROCK OPERA SOCIETY INC
    1539 N CALVERT ST
    BALTIMORE,MD212022801     		NONE PC GENERAL OPERATING 1,500
    BALTIMORE SYMPHONE ORCHESTRA INC
    1212 CATHEDRAL ST
    BALTIMORE,MD21201     		NONE PC FY19 CORE OPERATIONS 40,000
    BALTIMORE THEATRE PROJECT
    45 W PRESTON ST
    BALTIMORE,MD212015717     		NONE PC FY19 CORE OPERATIONS 15,000
    BALTIMORE THEATRE PROJECT
    45 W PRESTON ST
    BALTIMORE,MD212015717     		NONE PC RESERVE FUND 5,000
    CENTER STAGE ASSOCIATES INC
    700 N CALVERT ST
    BALIMORE,MD212023602     		NONE PC 2017/2018 SEASON 35,000
    CENTER STAGE ASSOCIATES
    700 CALVERT ST
    BALTIMORE,MD212023602     		NONE PC GENERAL OPERATING 5,000
    CHARM CITY FRINGE
    2842 SAINT PAUL ST APT 3
    BALTIMORE,MD212184571     		NONE PC CY18 CORE OPERATIONS 5,000
    CHARM CITY FRINGE
    2842 INT PAUL ST APT 3
    BALTIMORE,MD212184571     		NONE PC GENERAL OPERATING 1,500
    CHESAPEAKE SHAKESPEARE COMPANY
    75 CALVERT ST
    BALTIMORE,MD212021513     		NONE PC FUNDRAISING CAPACITY 20,000
    CHESAPEAKE SHAKESPEARE COMPANY
    75 CALVERT ST
    BALTIMORE,MD212021513     		NONE PC RESERVE FUND 5,000
    CITYLIT PROJECT INC
    120 S CURLEY ST
    BALTIMORE,MD21224     		NONE PC WEBSITE REDESIGN 10,000
    COMMUNITY CONCERTS AT SECOND
    4200 SAINT PAUL ST
    BALTIMORE,MD212180019     		NONE PC GENERAL OPERATING 1,500
    CONTEMPORARY ARTS INC
    7221 CROYDON RD
    GWYNN OAK,MD212074410     		NONE PC FY19 PROGRAMMING 7,000
    EMP COLLECTIVE INC
    2108 SAINT PAUL STREET 1
    BALTIMORE,MD21218     		NONE PC GENERAL OPERATING 1,500
    ENOCH PRATT FREE LIBRARY OF BALTIMORE
    400 CATHEDRAL ST
    BALTIMORE,MD212014401     		NONE PC FY19 CORE OPERATIONS 35,000
    EUBIE BLAKE NATL JAZZ INST & CULTL CTR
    847 N HOWARD
    BALTIMORE,MD212014605     		NONE PC GENERAL OPERATING 1,500
    FELLS POINT CREATIVE ALLIANCE INC
    3134 EASTERN AVE
    BALTIMORE,MD212243963     		NONE PC FY19 CORE OPERATIONS 30,000
    FELLS POINT CREATIVE ALLIANCE INC
    3134 EASTERN AVE
    BALTIMORE,MD212243963     		NONE PC GENERAL OPERATING 4,000
    FIRE MUSEUM OF MARYLAND INC
    1301 YORK RD
    LUTHERVILLE,MD210936035     		NONE PC RESERVE FUND 2,500
    FRACTURED ATLAS PRODUCTIONS INC
    248 W 35TH ST 10TH FL
    NEW YORK,NY10001     		NONE PC CASTLES IN THE AIR 1,500
    FRACTURED ATLAS PRODUCTIONS INC
    248 W 35TH ST 10TH FL
    NEW YORK,NY10001     		NONE PC CURRENT SPACE 1,500
    GRANTMAKERS IN THE ARTS
    522 COURTLANDT AVE 1ST FL
    BRONX,NY104515008     		NONE PC FY2018 MEMBERSHIP 1,000
    GRANTMAKERS IN THE ARTS
    522 COURTLANDT AVE 1ST FL
    BRONX,NY104515008     		NONE PC 2019 RENEWAL 1,000
    GREATER BALTIMORE CULTURAL ALLIANCE
    120 W NORTH AVE STE 305
    BALTIMORE,MD21201     		NONE PC CY17 CORE OPERATIONS 40,000
    GREATER BALTIMORE CULTURAL ALLIANCE
    120 W NORTH AVE STE 305
    BALTIMORE,MD21201     		NONE PC BAKER ARTIST AWARDS 248,520
    GREATER BALTIMORE CULTURAL ALLIANCE
    120 W NORTH AVE STE 305
    BALTIMORE,MD21201     		NONE PC RESERVE FUND 5,000
    GREATER BALTIMORE CULTURAL ALLIANCE
    120 W NORTH AVE STE 305
    BALTIMORE,MD21201     		NONE PC STRATEGIC PLANNING 15,000
    HIGH ZERO FOUNDATION INC
    3618 FALLS ROAD STE 300
    BALTIMORE,MD21211     		NONE PC GENERAL OPERATING 2,500
    IRON CROW THEATRE COMPANY
    PO BOX 50074
    BALTIMORE,MD212114074     		NONE PC GENERAL OPERATING 1,500
    JEWISH MUSEUM OF MARYLAND INC
    15 LLOYD ST
    BALTIMORE,MD21202     		NONE PC GENERAL OPERATING 1,500
    LE MONDO INC
    1629 N CALVERT ST
    BALTIMORE,MD21202     		NONE PC GENERAL OPERATING 1,500
    MARYLAND ART PLACE INC
    218 WEST SARATOGA ST
    BALTIMORE,MD212013528     		NONE PC REPURPOSED WITH PURPOSE 9,300
    MARYLAND CTR FOR THE VISUAL & PERFORMING
    ARTS INC
    PO BOX 687
    BEL AIR,MD210140687     		NONE PC POE CELEBRATION CONCERT 10,000
    MARYLAND CITIZENS FOR THE ARTS INC
    3600 CLIPPER MILL RD STE 215
    BALTIMORE,MD212112149     		NONE PC FY CORE OPERATIONS 25,000
    MARYLAND LAWYERS FOR THE ARTS INC
    1500 UNION AVE STE 1330
    BALTIMORE,MD21211     		NONE PC FY19 CORE OPERATIONS 10,000
    SINGLE CARROT THEATRE INC
    2600 N HOWARD ST
    BALTIMORE,MD21218     		NONE PC FY19 CORE OPERATIONS 15,000
    SINGLE CARROT THEATRE INC
    2600 N HOWARD ST
    BALTIMORE,MD21218     		NONE PC WORKING CAPITAL RESERVE 5,000
    STATION NORTH ARTS & ENT INC
    1800 N CHARLES ST STE 810
    BALTIMORE,MD21201     		NONE PC YNOT LOT, WEBSITE & 15,000
    STRAND THEATER COMPANY INC
    PO BOX 42258
    BALTIMORE,MD21284     		NONE PC GENERAL OPERATING 1,500
    STRONG CITY BALTIMORE
    3503 NORTH CHARLES ST
    BALTIMORE,MD21218     		NONE PC THE MONUMENT QUILT 8,000
    THE EVERYMAN THEATRE INC
    315 W FAYETTE ST
    BALTIMORE,MD212015801     		NONE PC FY19 CORE OPERATIONS 35,000
    THE EVERYMAN THEATRE INC
    315 W FAYETTE ST
    BALTIMORE,MD212015801     		NONE PC GENERAL OPERATING 4,000
    THE PEALE CTR FOR BALTIMORE HIST & ARCH
    225 HOLIDAY ST
    BALTIMORE,MD21202     		NONE PC GATEWAY TIME TRAVEL AGENCY 1,500
    THE PEALE CTR FOR BALTIMORE HIST & ARCH
    225 HOLIDAY ST
    BALTIMORE,MD21202     		NONE PC CY18 CORE OPERATIONS 25,000
    THE PEALE CTR FOR BALTIMORE HIST & ARCH
    225 HOLIDAY ST
    BALTIMORE,MD21202     		NONE PC GENERAL OPERATING 5,000
    THE PRODUCERS CLUB OF MARYLAND INC
    34 E 25TH ST
    BALTIMORE,MD21117     		NONE PC 2018 OPERATING SHORTS 35,000
    THE PRODUCERS CLUB OF MARYLAND INC
    34 E 25TH ST
    BALTIMORE,MD21117     		NONE PC RESERVE FUND 5,000
    TRUSTEES OF LADEW TOPIARY GARDENS INC
    3535 JARRETTSVL PIKE
    MONKTON,MD211111910     		NONE PC DEVELOPMENT CONSULTANT 10,000
    TOWSON UNIVERSITY PUBLIC MEDIA
    1 OLYMPIC PL STE 100
    TOWSON,MD212015118     		NONE PC THE BAKER STAGE & MPT 25,000
    WALTERS ART MUSEUM FOUNDATION
    600 N CHARLES ST
    BALTIMORE,MD212015118     		NONE PC FY18 CORE OPERATIONS 40,000
    YOUR PUBLIC RADIO CORP
    2218 NORTH CHARLES ST
    BALTIMORE,MD21218     		NONE PC FY19 PROGRAMMING 20,000
    Total .................................bullet 3a 1,254,615
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 473,068  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....       0  
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 1,787,159  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aMAGELLAN MIDSTREAM     		    14 133  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   2,260,360  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    2,260,360
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2018 OtherExpensesSchedule
    Name:
    THE WILLIAM G BAKER JR MEMORIAL FUND
    EIN:
    52-6057178
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ADR SERVICE FEES 342 342   0


    TY 2018 OtherIncomeSchedule2
    Name:
    THE WILLIAM G BAKER JR MEMORIAL FUND
    EIN:
    52-6057178
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    MAGELLAN MIDSTREAM PARTNERS LP 133 1,249  


    TY 2018 OtherIncreasesSchedule
    Name:
    THE WILLIAM G BAKER JR MEMORIAL FUND
    EIN:
    52-6057178
    Description Amount
    ADJ FOR ACCRUED INT & AMORTIZATION 636


    TY 2018 TaxesSchedule
    Name:
    THE WILLIAM G BAKER JR MEMORIAL FUND
    EIN:
    52-6057178
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 1,814 1,814   0
    FEDERAL TAX PAYMENT - PRIOR YE 13,218 0   0
    FEDERAL ESTIMATES - PRINCIPAL 36,200 0   0