TY 2018 Form 990PF

- TIN:

Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
bullet

Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2018

Open to Public Inspection

For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018

Name of foundation
BROWN SAMUEL RTUW

Number and street (or P.O. box number if mail is not delivered to street address)6325 S RAINBOW BLVD STE 300
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
LAS VEGAS, NV89118

A Employer identification number

95-6088139

B Telephone number (see instructions)

(888) 730-4933

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$6,286,033J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check .............
3	Interest on savings and temporary cash investments
4	Dividends and interest from securities...	143,134		138,567
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		51,019
b	Gross sales price for all assets on line 6a 2,121,538
7	Capital gain net income (from Part IV, line 2)...			51,019
8	Net short-term capital gain.........				0
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		84,631	76,054
12	Total. Add lines 1 through 11........	278,784		265,640
13	Compensation of officers, directors, trustees, etc.	77,713		69,942		7,771
14	Other employee salaries and wages......			0	0	0
15	Pension plans, employee benefits.......			0	0
16a	Legal fees (attach schedule).........					0
b	Accounting fees (attach schedule).......		1,184	0	0	1,184
c	Other professional fees (attach schedule)....					0
17	Interest...............					0
18	Taxes (attach schedule) (see instructions)...		18,325	3,648		0
19	Depreciation (attach schedule) and depletion...		0	0
20	Occupancy..............
21	Travel, conferences, and meetings.......			0	0
22	Printing and publications..........			0	0
23	Other expenses (attach schedule).......		4,860	100		4,760
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	102,082		73,690	0	13,715
25	Contributions, gifts, grants paid.......	320,500				320,500
26	Total expenses and disbursements. Add lines 24 and 25	422,582		73,690	0	334,215
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-143,798
b	Net investment income (if negative, enter -0-)			191,950
c	Adjusted net income (if negative, enter -0-)...				0

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2018)

Form 990-PF (2018)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............
	2	Savings and temporary cash investments.........	95,905	289,647	289,647
	3	Accounts receivable
		Less: allowance for doubtful accounts		0	0
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts 0
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......
	c	Investments—corporate bonds (attach schedule).......
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........	4,683,658	4,342,828	5,996,386
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	4,779,563	4,632,475	6,286,033
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........		0
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted..................
	25	Temporarily restricted...............
	26	Permanently restricted...............
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds........	4,779,563	4,632,475
	28	Paid-in or capital surplus, or land, bldg., and equipment fund
	29	Retained earnings, accumulated income, endowment, or other funds
	30	Total net assets or fund balances (see instructions).....	4,779,563	4,632,475
	31	Total liabilities and net assets/fund balances (see instructions).	4,779,563	4,632,475

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............

4,779,563

Enter amount from Part I, line 27a .....................

-143,798

Other increases not included in line 2 (itemize) bullet

465

Add lines 1, 2, and 3 ..........................

4,636,230

Decreases not included in line 2 (itemize) bullet

3,755

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .

4,632,475

Form 990-PF (2018)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	125. BOEING CO			2018-01-29
b	250. SPIRIT AEROSYTSEMS HOLD-CL A		2016-10-04	2018-01-29
c	125. AMERIPRISE FINL INC		2016-11-15	2018-02-16
d	325. SCHLUMBERGER LTD			2018-02-16
e	525. CISCO SYSTEMS INC		2016-04-26	2018-03-16
	75. THERMO FISHER SCIENTIFIC INC		2011-12-02	2018-03-16
	225. UNION PACIFIC CORP		2009-07-10	2018-03-16
	875. ISHARES MSCI EAFE ETF		2009-06-09	2018-04-03
	275. AT & T INC		2018-02-16	2018-04-04
	200. CVS HEALTH CORPORATION		2018-01-29	2018-04-04
	25. CVS HEALTH CORPORATION		2005-05-13	2018-04-04
	2350. UBS GROUP AG		2018-01-29	2018-04-04
	350. AFFILIATED MANAGERS GROUP, INC COM			2018-04-13
	14218.009 PIMCO FOREIGN BD FD USD H-INST #103		2016-08-18	2018-06-14
	325. BAYER AG ADR- RIGHTS DEEMED 7/15/18		2016-12-12	2018-07-02
	1025. COMCAST CORP CLASS A			2018-07-16
	925. HAIN CELESTIAL GROUP INC		2018-03-16	2018-07-16
	300. MCKESSON CORP		2013-06-24	2018-07-20
	100. APPLE INC		2008-01-25	2018-07-25
	200. MICROSOFT CORP		2015-12-23	2018-07-25
	284. BAYER AG - ADR		2016-12-12	2018-07-31
	1016. BAYER AG - ADR		2016-12-12	2018-08-01
	225. LAM RESEARCH CORP COM		2018-07-25	2018-11-01
	175. LAS VEGAS SANDS CORP		2018-07-31	2018-11-01
	3475. FLEXTRONICS INTL LTD			2018-11-01
	6375. ISHARES IBOXX $ INV GR CORP BD FD			2018-11-15
	700. SCHLUMBERGER LTD			2018-11-28
	48195.867 METROPOLITAN WEST T/R BD-PLN #712		2016-08-22	2018-11-30
	2125. AT & T INC			2018-12-18
	300. EOG RESOURCES, INC		2018-04-13	2018-12-18
	1650. MANULIFE FINANCIAL CORP			2018-12-18
	75. UNITED PARCEL SERVICE-CL B		2017-03-27	2018-12-18
	100. TE CONNECTIVITY LTD		2017-05-24	2018-12-18
	CAPITAL GAIN DIVIDENDS	P

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	42,623	10,365	32,258
b	25,713	11,451	14,262
c	19,955	14,191	5,764
d	21,604	24,646	-3,042
e	23,687	14,945	8,742
	15,856	3,493	12,363
	30,815	5,601	25,214
	60,269	41,561	18,708
	9,815	10,271	-456
	12,877	16,583	-3,706
	1,610	673	937
	39,882	48,318	-8,436
	59,122	35,940	23,182
	152,701	150,000	2,701
	541		541
	35,845	19,874	15,971
	27,013	32,011	-4,998
	39,865	33,447	6,418
	19,381	1,911	17,470
	21,946	11,157	10,789
	7,875	7,141	734
	28,280	25,547	2,733
	34,069	38,655	-4,586
	9,931	12,578	-2,647
	29,644	58,857	-29,213
	710,467	749,814	-39,347
	32,017	42,537	-10,520
	464,126	500,000	-35,874
	63,119	72,551	-9,432
	28,213	33,267	-5,054
	24,058	27,604	-3,546
	7,263	7,862	-599
	7,268	7,668	-400
			14,088

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			32,258
b			14,262
c			5,764
d			-3,042
e			8,742
			12,363
			25,214
			18,708
			-456
			-3,706
			937
			-8,436
			23,182
			2,701
			541
			15,971
			-4,998
			6,418
			17,470
			10,789
			734
			2,733
			-4,586
			-2,647
			-29,213
			-39,347
			-10,520
			-35,874
			-9,432
			-5,054
			-3,546
			-599
			-400

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	51,019
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see instructions before making any entries.

(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2017	268,710	6,538,914	0.041094
2016	248,684	6,472,856	0.03842
2015	249,064	6,874,682	0.036229
2014	357,293	6,705,631	0.053283
2013	164,754	6,166,648	0.026717

Total of line 1, column (d) .....................

0.195743

Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......

0.039149

Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......

6,776,664

Multiply line 4 by line 3......................

265,300

Enter 1% of net investment income (1% of Part I, line 27b)...........

1,920

Add lines 5 and 6........................

267,220

Enter qualifying distributions from Part XII, line 4,.............

334,215

If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2018)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	1,920
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	1,920
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	1,920
6	Credits/Payments:

a	2018 estimated tax payments and 2017 overpayment credited to 2018	6a	7,620
b	Exempt foreign organizations—tax withheld at source......	6b
c	Tax paid with application for extension of time to file (Form 8868)...	6c	0
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	7,620
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	5,700
11	Enter the amount of line 10 to be: Credited to 2019 estimated tax1,920	Refunded	11	3,780

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions

for definition).................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2018)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

Telephone no. bullet

(888) 730-4933

Located at bullet

100 N MAIN ST MAC D4001-117WINSTON SALEMNC ZIP+4 bullet

27101

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2018?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2018, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2018?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2018.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?

Form 990-PF (2018)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
Wells Fargo Bank NA	TRUSTEE 1	77,713
100 N MAIN ST MAC D4001-117 WINSTON SALEM,NC27101	TRUSTEE 1	77,713

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2018)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2018)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

6,674,395

Average of monthly cash balances.......................

205,467

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

6,879,862

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

6,879,862

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

103,198

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

6,776,664

Minimum investment return. Enter 5% of line 5..................

338,833

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

338,833

Tax on investment income for 2018 from Part VI, line 5......

1,920

Income tax for 2018. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

1,920

Distributable amount before adjustments. Subtract line 2c from line 1............

336,913

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

336,913

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

336,913

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

334,215

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

334,215

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

1,920

Adjusted qualifying distributions. Subtract line 5 from line 4..............

332,295

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2018)

Page 9

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2017	(c) 2017	(d) 2018
1 Distributable amount for 2018 from Part XI, line 7					336,913
2 Undistributed income, if any, as of the end of 2018:
a Enter amount for 2017 only.......				309,557
b Total for prior years:2016, 2015, 20			0
3 Excess distributions carryover, if any, to 2018:
a From 2013......	0
b From 2014......	0
c From 2015......	0
d From 2016......	0
e From 2017......	0
fTotal of lines 3a through e........		0
4Qualifying distributions for 2018 from Part
XII, line 4: $ 334,215
a Applied to 2017, but not more than line 2a				309,557
b Applied to undistributed income of prior years (Election required—see instructions).....			0
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2018 distributable amount.....					24,658
e Remaining amount distributed out of corpus		0
5 Excess distributions carryover applied to 2018.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		0
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2017. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2018. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2019 ..........					312,255
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		0
8 Excess distributions carryover from 2013 not applied on line 5 or line 7 (see instructions) ...		0
9Excess distributions carryover to 2019. Subtract lines 7 and 8 from line 6a ......		0
10 Analysis of line 9:
a Excess from 2014....	0
b Excess from 2015....	0
c Excess from 2016....	0
d Excess from 2017....	0
e Excess from 2018....	0

Form 990-PF (2018)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2018	(b) 2017	(c) 2016	(d) 2015	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

NONE

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

NONE

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or email address of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2018)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
WILLIAMS COLLEGE TRUST AND ESTATE ADMIN OFFICE WILLIAMSTOWN,MA01267	NONE	PC	GENERAL OPERATING	64,100
UNIVERSITY OF SOUTHERN CALIFORNIA 3470 TROUSDALE PKWY Los Angeles,CA90089	NONE	PC	GENERAL OPERATING	64,100
GRINNELL COLLEGE ATTN BUDDY BOULTON GRINNELL,IA50112	NONE	PC	GENERAL OPERATING	64,100
LELAND STANFORD JR UNIVERSITY OFFICE OF PLANNED GIVING CO KELLY S STANFORD,CA943056105	NONE	PC	GENERAL OPERATING	64,100
POMONA COLLEGE ATTN JANIS MOORMANN ASSISTANT TREAS CLAREMONT,CA91711	NONE	PC	GENERAL OPERATING	64,100
Total ................................. 3a				320,500

bApproved for future payment

Total ................................. 3b

Form 990-PF (2018)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........
4 Dividends and interest from securities....			14	143,134
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory ............			18	51,019
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: aPARTNERSHIP/S-CORP			1	65,898
bFEDERAL TAX REFUND			1	8,577
cOTHER INCOME			1	10,156
d
e
12 Subtotal. Add columns (b), (d), and (e)..				278,784

13Total. Add line 12, columns (b), (d), and (e)..................

278,784

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2018)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.)? Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2018)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

- TIN:

TY 2018 AccountingFeesSchedule

Name:

BROWN SAMUEL RTUW

EIN:

95-6088139

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
TAX PREPARATION FEE (NON-ALLOC	1,184			1,184

- TIN:

TY 2018 GeneralExplanationAttachment

Name:

BROWN SAMUEL RTUW

EIN:

95-6088139

Identifier	Return Reference	Explanation
The compensation reported in column (c) is calculated based on	periodic market values and/or the applicable fee agreement. It is not	determined on an hourly basis and the reference to one hour per week is an estimate only. Corporate trustee services include, but are not limited to, administrative services such as fiduciary accounting, custody of assets, complying with tax filing requirements, complying with distribution provisions, and complying with federal and state laws applicable to private foundations, plus asset management services such as creating asset allocation strategies, investments reporting and reallocating and rebalancing of portfolios as necessary.

- TIN:

TY 2018 InvestmentsOtherSchedule2

Name:

BROWN SAMUEL RTUW

EIN:

95-6088139

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
464287242 ISHARES IBOXX $ INV	AT COST	200,362	200,256
74925K581 ROBECO BP LNG/SHRT R	AT COST	275,000	259,620
17275R102 CISCO SYSTEMS INC	AT COST	46,675	100,742
25243Q205 DIAGEO PLC - ADR	AT COST	49,301	49,630
532457108 ELI LILLY & CO COM	AT COST	43,946	66,539
907818108 UNION PACIFIC CORP	AT COST	18,047	100,217
56501R106 MANULIFE FINANCIAL C	AT COST	19,839	20,576
464287481 ISHARES TR RUSSELL M	AT COST	66,433	233,106
H84989104 TE CONNECTIVITY LTD	AT COST	38,024	43,487
03076C106 AMERIPRISE FINL INC	AT COST	26,460	28,702
609207105 MONDELEZ INTERNATION	AT COST	53,374	50,038
512807108 LAM RESEARCH CORP CO	AT COST	34,563	34,043
872540109 TJX COS INC NEW	AT COST	29,550	53,688
464287465 ISHARES MSCI EAFE	AT COST	54,623	67,597
166764100 CHEVRON CORP	AT COST	16,705	35,357
084670702 BERSHIRE HATHAWAY IN	AT COST	19,490	51,045
72201F516 PIMCO EMERGING LOCAL	AT COST	98,642	86,316
02079K107 ALPHABET INC/CA	AT COST	14,670	51,781
12572Q105 CME GROUP INC	AT COST	26,983	79,951
G29183103 EATON CORP PLC	AT COST	32,814	39,480
921937827 VANGUARD BD INDEX FD	AT COST	199,818	200,354
912828XE5 US TREASURY NOTE	AT COST	196,234	197,062
693475105 PNC FINANCIAL SERVIC	AT COST	45,126	55,532
902641646 E-TRACS ALERIAN MLP	AT COST	214,816	146,298
922908553 VANGUARD REIT VIPER	AT COST	168,657	175,240
98978V103 ZOETIS INC	AT COST	29,201	44,909
464287804 ISHARES TR SMALLCAP	AT COST	99,515	180,232
097023105 BOEING COMPANY	AT COST	12,530	56,438
9128283H1 US TREASURY NOTE	AT COST	198,070	198,430
464287234 ISHARES TR MSCI EMER	AT COST	200,286	207,018
517834107 LAS VEGAS SANDS CORP	AT COST	48,410	54,653
150870103 CELANESE CORP	AT COST	29,933	51,733
126650100 CVS/CAREMARK CORPORA	AT COST	36,881	63,882
594918104 MICROSOFT CORP	AT COST	58,981	170,130
654106103 NIKE INC CL B	AT COST	58,908	81,554
693390841 PIMCO HIGH YIELD FD-	AT COST	99,886	88,937
771195104 ROCHE HOLDINGS LTD -	AT COST	42,139	41,958
89151E109 TOTAL FINA ELF S.A.	AT COST	65,984	69,139
3U0004276 SOUTH TEXAS LAND LP	AT COST	470,156	699,531
867224107 SUNCOR ENERGY INC NE	AT COST	59,997	64,331
20030N101 COMCAST CORP CLASS A	AT COST	13,853	40,009
848574109 SPIRIT AEROSYTSEMS H	AT COST	26,336	41,452
192446102 COGNIZANT TECH SOLUT	AT COST	38,437	46,023
254687106 WALT DISNEY CO	AT COST	24,222	90,461
375558103 GILEAD SCIENCES INC	AT COST	13,267	40,658
91324P102 UNITEDHEALTH GROUP I	AT COST	20,083	124,560
09247X101 BLACKROCK INC	AT COST	30,919	39,282
9128285Q9 US TREASURY NOTE	AT COST	199,813	200,906
746763226 PUTNAM FLOATING RATE	AT COST	199,470	194,994
037833100 APPLE COMPUTER INC C	AT COST	21,017	173,514
911312106 UNITED PARCEL SERVIC	AT COST	25,702	39,012
87612E106 TARGET CORP	AT COST	14,767	19,827
46625H100 JPMORGAN CHASE & CO	AT COST	37,363	97,620
H42097107 UBS GROUP AG	AT COST	32,710	31,569
02079K305 ALPHABET INC/CA	AT COST	14,794	52,248
172967424 CITIGROUP INC	AT COST	56,443	61,171
437076102 HOME DEPOT INC	AT COST	9,522	60,137
883556102 THERMO FISHER SCIENT	AT COST	15,138	72,732
58933Y105 MERCK & CO INC NEW	AT COST	47,943	70,679

- TIN:

TY 2018 OtherDecreasesSchedule

Name:

BROWN SAMUEL RTUW

EIN:

95-6088139

Description	Amount
PY RETURN OF CAPITAL ADJUSTMENT	3,755

- TIN:

TY 2018 OtherExpensesSchedule

Name:

BROWN SAMUEL RTUW

EIN:

95-6088139

Description	Revenue and Expenses per Books	Net Investment Income	Disbursements for Charitable Purposes
OTHER ADMINISTRATIVE EXPENSE	4,750	0	4,750
FILING FEE/STATE TAX	10	0	10
INVESTMENT EXPENSES-DIVIDEND I	100	100	0

- TIN:

TY 2018 OtherIncomeSchedule2

Name:

BROWN SAMUEL RTUW

EIN:

95-6088139

Description	Revenue And Expenses Per Books	Net Investment Income
FEDERAL TAX REFUND	8,577	0
OTHER INCOME	10,156	10,156
FROM PARTNERSHIP/S-CORP	65,898	65,898

- TIN:

TY 2018 OtherIncreasesSchedule

Name:

BROWN SAMUEL RTUW

EIN:

95-6088139

Description	Amount
MUTUAL FUND TIMING DIFFERENCE	35
COST BASIS ADJUSTMENT	430

- TIN:

TY 2018 TaxesSchedule

Name:

BROWN SAMUEL RTUW

EIN:

95-6088139

Category	Amount	Net Investment Income
FOREIGN TAXES	3,548	3,548
FEDERAL TAX PAYMENT - PRIOR YE	13,200	0
FEDERAL ESTIMATES - PRINCIPAL	1,477	0
FOREIGN TAXES ON NONQUALIFIED	100	100