Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 07-01-2018 , and ending 06-30-2019
Name of foundation
CASE JAMES W - UW
 
Number and street (or P.O. box number if mail is not delivered to street address)BNY MELLON NA - PO BOX 185
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PITTSBURGH, PA152300185
A Employer identification number

25-6031784
B Telephone number (see instructions)

(412) 234-5891
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$4,766,597J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 103,877 102,177  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 97,715
b Gross sales price for all assets on line 6a 2,440,996
7 Capital gain net income (from Part IV, line 2)... 97,715
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 201,592 199,892  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 41,345 24,717   16,538
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 10,802 1,446   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule).......        
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 52,147 26,163 0 16,538
25 Contributions, gifts, grants paid....... 184,268 184,268
26 Total expenses and disbursements. Add lines 24 and 25 236,415 26,163 0 200,806
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -34,823
b Net investment income (if negative, enter -0-) 173,729
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 94,742 112,676 112,676
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule).......      
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 4,012,718 Click to see attachment3,959,961 4,653,921
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 4,107,460 4,072,637 4,766,597
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 4,107,460 4,072,637
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)..... 4,107,460 4,072,637
31 Total liabilities and net assets/fund balances (see instructions). 4,107,460 4,072,637
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
4,107,460
2
Enter amount from Part I, line 27a .....................
2
-34,823
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
4,072,637
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
4,072,637
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 4774.306 BNY MELLON S/T US GVT SECS FD CL M   2009-11-25 2018-12-27
b 5037.784 DREYFUS ALTERN DIVERS STR-Y   2017-11-30 2018-12-27
c 14728.7 BNY MELLON LARGE CAP STK FD CL M   2018-12-11 2019-01-08
d 82463.427 BNY MELLON LARGE CAP STK FD CL M   2008-12-17 2019-01-08
e 6487.89 BNY MELLON SMALL/MID CAP FUND-M   2011-02-16 2019-01-08
1748.3 BNY MELLON FOCUSED EQUITY OPP-M   2018-12-12 2019-01-08
9684.097 BNY MELLON FOCUSED EQUITY OPP-M   2011-02-16 2019-01-08
2611.306 BNY MELLON MID CAP STK FD CL M   2018-12-19 2019-01-08
11570.271 BNY MELLON MID CAP STK FD CL M   1996-03-01 2019-01-08
22530.329 BNY MELLON S/T US GVT SECS FD CL M   2005-04-12 2019-01-08
3882.958 BNY MELLON SMALL CAP STK FD CL M SHS   2018-12-17 2019-01-08
8458.814 BNY MELLON SMALL CAP STK FD CL M SHS   2006-12-06 2019-01-08
28209.322 BNY MELLON INTERMEDIATE BOND FD CL M   1997-07-01 2019-01-08
6927.466 BNY MELLON BOND FD CL M   1997-07-01 2019-01-08
3469.21 DREYFUS DIVERSIFIED INTL-Y   2014-07-17 2019-01-08
1170.961 DREYFUS US EQUITY FUND-Y   2017-04-27 2019-01-08
12. AMERICAN TOWER CORP-CL A   2019-01-10 2019-01-15
30. EXELON CORP   2019-01-10 2019-01-15
5. NEXTERA ENERGY INC   2019-01-10 2019-01-15
20. ATLASSIAN CORP PLC-CLASS A   2019-01-10 2019-01-16
70. CISCO SYS INC   2019-01-10 2019-01-17
9. HOME DEPOT INC USD 0.05   2019-01-10 2019-01-17
16. JOHNSON & JOHNSON COM   2019-01-10 2019-01-17
40. PFIZER INC COM   2019-01-10 2019-01-17
90. QUALCOMM INC   2019-01-10 2019-01-17
5. AMERICAN TOWER CORP-CL A   2019-01-10 2019-01-18
30. CISCO SYS INC   2019-01-10 2019-01-18
3. EQUINIX INC   2019-01-10 2019-01-18
20. EXELON CORP   2019-01-10 2019-01-18
5. NEXTERA ENERGY INC   2019-01-10 2019-01-18
10. ATLASSIAN CORP PLC-CLASS A   2019-01-10 2019-01-18
16. APPLE COMPUTER INC COM   2019-01-10 2019-01-24
31. JOHNSON & JOHNSON COM   2019-01-10 2019-01-24
12. LAM RESH CORP COM   2019-01-10 2019-01-24
40. QUALCOMM INC   2019-01-10 2019-01-24
1. AMAZON COM INC   2019-01-10 2019-01-29
80. QUALCOMM INC   2019-01-10 2019-01-31
40. VERIZON COMMUNICATIONS INC   2019-01-10 2019-01-31
16. MICROSOFT CORP COM   2019-01-17 2019-02-08
12. APPLE COMPUTER INC COM   2019-01-10 2019-02-11
20. MICROSOFT CORP COM   2019-01-17 2019-02-11
50. COMCAST CORP NEW CL A   2019-01-10 2019-02-13
30. VERIZON COMMUNICATIONS INC   2019-01-10 2019-02-13
30. CORNING INC COM   2019-01-10 2019-02-19
17. TEXAS INSTRUMENTS INC   2019-01-10 2019-02-19
30. GILEAD SCIENCES INC   2019-01-10 2019-02-20
10. CSX CORP COM   2019-01-10 2019-02-27
60. NUCOR CORP   2019-01-10 2019-02-27
5. ILLUMINA INC   2019-01-10 2019-02-28
11. UNITED HEALTH GROUP INC   2019-01-10 2019-02-28
20. MEDTRONIC PLC   2019-01-10 2019-02-28
120. INTERCONTINENTALEXCHANGE GRO   2019-01-10 2019-03-04
2. AMAZON COM INC   2019-01-10 2019-03-06
13. LAM RESH CORP COM   2019-01-10 2019-03-07
4. ALIGN TECHNOLOGY INC   2019-01-10 2019-03-08
90. PFIZER INC COM   2019-01-10 2019-03-08
40. T -MOBILE US INC   2019-01-10 2019-03-08
30. CISCO SYS INC   2019-01-10 2019-03-14
33. TEXAS INSTRUMENTS INC   2019-01-10 2019-03-14
11. ADOBE SYS INC COM   2019-01-16 2019-03-18
40. MONSTER BEVERAGE CORP   2019-01-10 2019-03-19
40. CISCO SYS INC   2019-01-10 2019-03-20
20. T -MOBILE US INC   2019-01-10 2019-03-20
20. VERIZON COMMUNICATIONS INC   2019-01-10 2019-03-20
15. BIOGEN IDEC INC   2019-01-10 2019-03-21
19. TEXAS INSTRUMENTS INC   2019-01-10 2019-03-25
20. YUM BRANDS INC   2019-01-10 2019-03-28
10. MERCK & CO INC   2019-01-10 2019-04-02
10. MEDTRONIC PLC   2019-01-10 2019-04-02
70. CORNING INC COM   2019-01-10 2019-04-03
9. MICROSOFT CORP COM   2019-01-17 2019-04-03
30. CORNING INC COM   2019-01-10 2019-04-04
59. WORLDPAY INC   2019-01-10 2019-04-10
40. VERIZON COMMUNICATIONS INC   2019-01-10 2019-04-11
61. WORLDPAY INC   2019-01-10 2019-04-11
20. CSX CORP COM   2019-01-10 2019-04-12
9. HONEYWELL INTL INC   2019-01-10 2019-04-12
.3333 DOW INC.   2019-04-12 2019-04-15
9. ILLINOIS TOOL WORKS INC COM   2019-01-10 2019-04-17
25. UNITED HEALTH GROUP INC   2019-01-10 2019-04-17
60. CORNING INC COM   2019-01-10 2019-04-18
30. CORNING INC COM   2019-01-10 2019-04-24
160. INTEL CORPORATION   2019-01-24 2019-04-29
50. MONSTER BEVERAGE CORP   2019-01-10 2019-04-30
90. SYNCHRONY FINANCIAL   2019-01-10 2019-05-02
120. ANADARKO PETE CORP   2019-01-10 2019-05-09
60. INTEL CORPORATION   2019-01-24 2019-05-09
120. MARATHON PETROLEUM CORP   2019-01-10 2019-05-09
50. CORNING INC COM   2019-01-10 2019-05-20
11. APPLE COMPUTER INC COM   2019-01-10 2019-05-24
50. WESTERN DIGITAL CORP   2019-04-17 2019-05-24
70. NUTANIX INC   2019-01-18 2019-06-03
70. GILEAD SCIENCES INC   2019-01-10 2019-06-05
33. STATE ST CORP COM   2019-01-10 2019-06-05
107. STATE ST CORP COM   2019-01-10 2019-06-05
43. CORTEVA INC   2019-01-10 2019-06-10
.333 DUPONT DE NEMOURS INC   2019-01-10 2019-06-12
.3333 CORTEVA INC   2019-01-10 2019-06-13
120. WESTERN DIGITAL CORP   2019-04-17 2019-06-13
8. NETFLIX COM INC   2019-03-20 2019-06-14
40. COMERICA INC COM   2019-01-10 2019-06-19
30. MERCK & CO INC   2019-01-10 2019-06-19
90. MICRON TECHNOLOGY   2019-01-31 2019-06-21
13. LAM RESH CORP COM   2019-01-10 2019-06-24
140. MICRON TECHNOLOGY   2019-01-10 2019-06-24
12. LAM RESH CORP COM   2019-01-10 2019-06-25
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 55,000   59,155 -4,155
b 60,000   64,383 -4,383
c 71,729   73,054 -1,325
d 401,597   496,833 -95,236
e 75,000   105,067 -30,067
23,724   24,266 -542
131,413   135,164 -3,751
39,405   37,786 1,619
174,595   143,886 30,709
260,000   274,192 -14,192
61,351   58,827 2,524
133,649   137,136 -3,487
345,000   356,418 -11,418
85,000   90,849 -5,849
40,000   41,831 -1,831
20,000   21,803 -1,803
1,948   1,914 34
1,372   1,355 17
871   867 4
1,883   1,902 -19
3,077   3,020 57
1,559   1,602 -43
2,055   2,050 5
1,694   1,728 -34
4,915   5,059 -144
821   797 24
1,347   1,294 53
1,127   1,069 58
921   903 18
879   867 12
921   951 -30
2,431   2,437 -6
3,923   3,972 -49
1,917   1,717 200
2,036   2,248 -212
1,601   1,642 -41
3,968   4,497 -529
2,178   2,295 -117
1,676   1,686 -10
2,038   1,828 210
2,107   2,108 -1
1,847   1,796 51
1,632   1,721 -89
1,026   886 140
1,817   1,628 189
2,005   2,033 -28
725   638 87
3,644   3,348 296
1,565   1,522 43
2,669   2,772 -103
1,822   1,678 144
9,136   8,678 458
3,365   3,283 82
2,173   1,860 313
924   796 128
3,664   3,888 -224
2,821   2,698 123
1,579   1,294 285
3,507   3,161 346
2,812   2,796 16
2,312   2,131 181
2,127   1,726 401
1,443   1,349 94
1,152   1,148 4
3,402   4,885 -1,483
2,031   1,820 211
1,978   1,818 160
832   755 77
902   839 63
2,404   2,066 338
1,082   949 133
1,033   886 147
6,677   4,673 2,004
2,336   2,295 41
6,899   4,832 2,067
1,522   1,277 245
1,455   1,218 237
19   19  
1,407   1,152 255
5,374   6,052 -678
2,089   1,771 318
1,042   886 156
8,192   8,343 -151
2,978   2,663 315
3,070   2,332 738
8,828   5,679 3,149
2,776   2,990 -214
6,366   7,700 -1,334
1,481   1,476 5
1,976   1,676 300
2,050   2,744 -694
1,886   3,674 -1,788
4,483   4,743 -260
1,852   2,189 -337
5,973   7,097 -1,124
1,107   1,273 -166
25   27 -2
8   10 -2
4,445   6,358 -1,913
2,698   2,986 -288
2,805   2,926 -121
2,539   2,265 274
2,963   3,722 -759
2,363   1,995 368
4,668   5,215 -547
2,154   1,717 437
      238,331
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -4,155
b       -4,383
c       -1,325
d       -95,236
e       -30,067
      -542
      -3,751
      1,619
      30,709
      -14,192
      2,524
      -3,487
      -11,418
      -5,849
      -1,831
      -1,803
      34
      17
      4
      -19
      57
      -43
      5
      -34
      -144
      24
      53
      58
      18
      12
      -30
      -6
      -49
      200
      -212
      -41
      -529
      -117
      -10
      210
      -1
      51
      -89
      140
      189
      -28
      87
      296
      43
      -103
      144
      458
      82
      313
      128
      -224
      123
      285
      346
      16
      181
      401
      94
      4
      -1,483
      211
      160
      77
      63
      338
      133
      147
      2,004
      41
      2,067
      245
      237
       
      255
      -678
      318
      156
      -151
      315
      738
      3,149
      -214
      -1,334
      5
      300
      -694
      -1,788
      -260
      -337
      -1,124
      -166
      -2
      -2
      -1,913
      -288
      -121
      274
      -759
      368
      -547
      437
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 97,715
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 161,753 4,692,522 0.03447
2016 250,425 4,424,662 0.056598
2015 251,476 4,344,736 0.057881
2014 250,341 4,713,153 0.053115
2013 293,386 4,607,223 0.06368
2
Total of line 1, column (d) .....................
2
0.265744
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.053149
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
4,591,053
5
Multiply line 4 by line 3......................
5
244,010
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
1,737
7
Add lines 5 and 6........................
7
245,747
8
Enter qualifying distributions from Part XII, line 4,.............
8
200,806
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 3,475
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 3,475
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 3,475
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 5,084
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 5,084
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 1,609
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet1,609 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletPA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletBNY MELLON NA Telephone no.bullet (412) 234-5891

    Located atbulletPO BOX 185PITTSBURGHPA ZIP+4bullet152300185
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    BNY MELLON NA TRUSTEE
    0     		41,345    
    PO Box 185
    Pittsburgh,PA152300185
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    4,575,454
    b
    Average of monthly cash balances.......................
    1b
    85,514
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    4,660,968
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    4,660,968
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    69,915
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    4,591,053
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    229,553
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    229,553
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    3,475
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    3,475
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    226,078
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    226,078
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    226,078
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    200,806
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    200,806
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    200,806
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 226,078
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 0
    b Total for prior years:2016, 2015, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013...... 0
    b From 2014...... 13,928
    c From 2015...... 37,383
    d From 2016...... 30,812
    e From 2017...... 0
    fTotal of lines 3a through e........ 82,123
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 200,806
    a Applied to 2017, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 200,806
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2018. 25,272 25,272
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 56,851
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		56,851
    10 Analysis of line 9:
    a Excess from 2014.... 0
    b Excess from 2015.... 26,039
    c Excess from 2016.... 30,812
    d Excess from 2017.... 0
    e Excess from 2018.... 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    MASONIC VLGS OF GRAND LODGE OF PA
    ONE MASONIC DRIVE
    ELIZABETHTOWN,PA170222199     		NONE PC GENERAL OPERATING PURPOSES 55,280
    B P O ELKS CHARITY FUND OF FKLN LODGE 11
    1309 BUFFALO STREET
    FRANKLIN,PA16323     		NONE PC GENERAL OPERATING PURPOSES 18,427
    ODD FELLOWS HOME OF WESTERN PENNSYLVANIA
    400 NORTH MAIN STREET
    MEADVILLE,PA16335     		NONE PC GENERAL OPERATING PURPOSES 18,427
    SHRINERS HOSPITALS FOR CHILDREN
    PO BOX 863770
    ORLANDO,FL328863770     		NONE PC GENERAL OPERATING PURPOSES 92,134
    Total .................................bullet 3a 184,268
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 103,877  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 97,715  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   201,592  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    201,592
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2018 InvestmentsOtherSchedule2
    Name:
    CASE JAMES W - UW
    EIN:
    25-6031784
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    552953101 MGM MIRAGE AT COST 9,614 10,000
    723787107 PIONEER NAT RES CO AT COST 6,775 7,231
    G5876H105 MARVELL TECHNOLOGY G AT COST 8,242 10,742
    023135106 AMAZON COM INC AT COST 26,265 30,298
    05588Q507 BNYM RESEARCH GROWTH AT COST 155,000 176,728
    097023105 BOEING COMPANY AT COST 7,966 8,372
    12572Q105 CME GROUP INC AT COST 11,262 12,229
    126408103 CSX CORP COM AT COST 11,489 13,927
    244199105 DEERE & COMPANY AT COST 10,910 11,765
    260557103 DOW INC. AT COST 4,614 4,093
    26614N102 DUPONT DE NEMOURS IN AT COST 4,256 3,979
    438516106 HONEYWELL INTL INC AT COST 11,908 15,364
    478160104 JOHNSON & JOHNSON CO AT COST 9,899 10,446
    G29183103 EATON CORP PLC AT COST 6,861 8,328
    G5960L103 MEDTRONIC PLC AT COST 5,871 6,817
    05588L888 BNYM YLD ENHAN STRAT AT COST 315,000 320,343
    060505104 BANK AMER CORP AT COST 15,603 17,690
    21036P108 CONSTELLATION BRANDS AT COST 6,417 8,075
    30303M102 FACEBOOK INC AT COST 20,606 27,792
    437076102 HOME DEPOT INC USD 0 AT COST 8,012 9,359
    64110L106 NETFLIX COM INC AT COST 6,869 7,714
    808513105 SCHWAB CHARLES CORP AT COST 9,130 8,440
    G1151C101 ACCENTURE PLC IRELAN AT COST 8,524 8,869
    03027X100 AMERICAN TOWER CORP- AT COST 12,759 16,356
    037833100 APPLE COMPUTER INC C AT COST 10,359 13,459
    05569M442 BNY MELLON SMALL/MID AT COST 123,117 127,551
    05587K832 BNYM US EQUITY FUND- AT COST 178,197 191,404
    05588L839 BNYM ALT DIV STRAT-Y AT COST 265,617 266,971
    G0177J108 ALLERGAN PLC AT COST 4,917 5,693
    05569M301 BNY MELLON INCOME ST AT COST 268,616 356,071
    05569M509 BNY MELLON MID CAP S AT COST 197,536 358,704
    17275R102 CISCO SYS INC AT COST 8,196 10,399
    452327109 ILLUMINA INC AT COST 5,175 6,259
    61174X109 MONSTER BEVERAGE COR AT COST 3,729 4,468
    852234103 SQUARE INC - A AT COST 9,473 9,429
    874039100 TAIWAN SEMICONDUCTOR AT COST 8,915 8,226
    92343V104 VERIZON COMMUNICATIO AT COST 5,164 5,142
    98138H101 WORKDAY INC AT COST 4,187 4,112
    78486Q101 SVB FINL GROUP AT COST 8,764 9,433
    848637104 SPLUNK INC AT COST 9,967 10,312
    882508104 TEXAS INSTRUMENTS IN AT COST 5,842 7,000
    91324P102 UNITED HEALTH GROUP AT COST 9,442 9,516
    929089100 VOYA FINANCIAL INC AT COST 7,940 10,507
    988498101 YUM BRANDS INC AT COST 11,815 14,387
    G47791101 INGERSOLL-RAND PLC AT COST 14,103 19,001
    007903107 ADVANCED MICRO DEVIC AT COST 8,633 11,237
    717081103 PFIZER INC COM AT COST 8,640 8,664
    718172109 PHILIP MORRIS INTERN AT COST 12,620 14,135
    79466L302 SALESFORCE COM INC AT COST 11,902 12,290
    872590104 T -MOBILE US INC AT COST 3,373 3,707
    92826C839 VISA INC AT COST 17,924 22,735
    G06242104 ATLASSIAN CORP PLC-C AT COST 6,801 8,243
    101137107 BOSTON SCIENTIFIC CO AT COST 8,290 9,885
    254687106 DISNEY (WALT) COMPAN AT COST 13,100 16,338
    58933Y105 MERCK & CO INC AT COST 11,323 12,578
    742718109 PROCTER & GAMBLE CO AT COST 9,354 11,075
    78409V104 S & P GLOBAL INC AT COST 10,187 10,478
    594918104 MICROSOFT CORP COM AT COST 26,196 33,356
    65339F101 NEXTERA ENERGY INC AT COST 11,612 13,726
    654106103 NIKE INC CL B AT COST 14,375 15,951
    70450Y103 PAYPAL HOLDINGS INC AT COST 8,702 9,271
    92532F100 VERTEX PHARMACEUTICA AT COST 6,495 6,785
    05569M780 BNY MELLON S/T US GV AT COST 40,316 39,304
    05569M806 BNY MELLON SMALL CAP AT COST 131,700 208,320
    05569M830 BNY MELLON BOND FD C AT COST 361,852 380,628
    150870103 CELANESE CORP DEL AT COST 9,336 10,780
    166764100 CHEVRONTEXACO CORP AT COST 19,172 21,155
    30063P105 EXACT SCIENCES CORP AT COST 4,029 5,902
    883556102 THERMO ELECTRON CORP AT COST 9,495 10,572
    91913Y100 VALERO ENERGY CORP N AT COST 6,215 6,849
    016255101 ALIGN TECHNOLOGY INC AT COST 3,781 5,200
    02079K305 ALPHABET INC/CA AT COST 22,720 22,739
    05569M384 BNY MELLON INTL EQUI AT COST 155,000 163,085
    05587N703 BNY MELLON DYNAMIC V AT COST 155,000 173,402
    05588F600 BNYM DIVERSIFIED INT AT COST 133,169 161,639
    00724F101 ADOBE SYS INC COM AT COST 8,424 10,607
    040413106 ARISTA NETWORKS INC AT COST 7,300 7,529
    05569M814 BNY MELLON INTERMEDI AT COST 193,569 199,972
    05588D811 BNYM DIV EMG MKTS-Y AT COST 30,000 33,147
    09661F701 BNYM INTL SMALL CAP- AT COST 100,000 110,033
    126650100 CVS CORP AT COST 9,884 8,174
    452308109 ILLINOIS TOOL WORKS AT COST 9,985 11,763
    46625H100 J P MORGAN CHASE & C AT COST 16,731 18,671
    87165B103 SYNCHRONY FINANCIAL AT COST 8,031 10,748
    110122108 BRISTOL MYERS SQUIBB AT COST 4,710 4,535
    20030N101 COMCAST CORP NEW CL AT COST 15,116 17,335
    200340107 COMERICA INC COM AT COST 5,852 5,811
    22160K105 COSTCO WHSL CORP NEW AT COST 8,951 11,363
    256746108 DOLLAR TREE INC AT COST 8,167 8,699
    29444U700 EQUINIX INC AT COST 6,770 9,582
    595112103 MICRON TECHNOLOGY AT COST 4,938 5,403
    609207105 MONDELEZ INTERNATION AT COST 13,423 17,248
    002824100 ABBOTT LABORATORIES AT COST 9,048 10,933
    026874784 AMERICAN INTERNATION AT COST 6,223 7,992
    05569M855 BNY MELLON EMERGING AT COST 138,878 203,170
    05569M871 BNY MELLON INTL FD C AT COST 195,700 243,747
    05587N851 BNYM GLBL DYN BND IN AT COST 35,000 36,837
    30161N101 EXELON CORP AT COST 10,389 11,026
    30231G102 EXXON MOBIL CORP AT COST 12,234 12,261
    369604103 GENERAL ELECTRIC CO AT COST 4,403 4,305

    TY 2018 TaxesSchedule
    Name:
    CASE JAMES W - UW
    EIN:
    25-6031784
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 1,420 1,420   0
    FEDERAL TAX PAYMENT - PRIOR YE 4,272 0   0
    FEDERAL ESTIMATES - INCOME 5,084 0   0
    FOREIGN TAXES ON NONQUALIFIED 26 26   0