Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018
Name of foundation
JOHN H HART FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)1500 NORTH LAKE SHORE DRIVE 13-A
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHICAGO, IL60610
A Employer identification number

20-0156873
B Telephone number (see instructions)

(312) 502-5427
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$11,660,121J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 10,724,495
2 Check bullet.............
3 Interest on savings and temporary cash investments 43,782 43,782  
4 Dividends and interest from securities... 321,235 321,235  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 -351,113
b Gross sales price for all assets on line 6a 8,117,652
7 Capital gain net income (from Part IV, line 2)... 4,901,852
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 2,908 2,908  
12 Total. Add lines 1 through 11........ 10,741,307 5,269,777  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 200     200
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 34 34    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 5,706 5,706    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 5,940 5,740   200
25 Contributions, gifts, grants paid....... 784,519 784,519
26 Total expenses and disbursements. Add lines 24 and 25 790,459 5,740   784,719
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 9,950,848
b Net investment income (if negative, enter -0-) 5,264,037
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 229,961 1,915,114 1,915,114
3 Accounts receivable bullet2,840
Less: allowance for doubtful accounts bullet     2,840 2,840
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 2,750,886 Click to see attachment10,372,318 9,096,606
c Investments—corporate bonds (attach schedule).......   Click to see attachment641,423 645,561
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 2,980,847 12,931,695 11,660,121
Liabilities 17 Accounts payable and accrued expenses.......... 30 30
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 30 30
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 2,980,817 12,931,665
30 Total net assets or fund balances (see instructions)..... 2,980,817 12,931,665
31 Total liabilities and net assets/fund balances (see instructions). 2,980,847 12,931,695
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
2,980,817
2
Enter amount from Part I, line 27a .....................
2
9,950,848
3
Other increases not included in line 2 (itemize) bullet
3
 
4
Add lines 1, 2, and 3 ..........................
4
12,931,665
5
Decreases not included in line 2 (itemize) bullet
5
 
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
12,931,665
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 9100 SHS ALTRIA GROUP D 2000-01-04 2018-01-22
b 200 SHS INTEL D 2000-12-07 2018-11-16
c 75 SHS WALMART D 2003-04-21 2018-11-16
d 4000 SHS CYS INVESTMENTS P 2011-02-28 2018-08-02
e 2930 SHS MCDONALDS D 2002-03-13 2018-01-22
75 SHS JOHNSON & JOHNSON D 2002-09-12 2018-11-16
200 SHS WELLS FARGO D 2000-12-07 2018-11-16
1000 SHS TEVA PHARMACEUTICALS P 2018-02-15 2018-08-03
9570 SHS PHILLIP MORRIS D 2000-01-04 2018-01-22
1600 SHS MCDONALDS D 2002-03-13 2018-11-16
2736 SHS SPDR S&P 500 P 2018-11-16 2018-11-21
1000 SHS TWITTER P 2016-05-31 2018-08-20
5110 SHS PHILLIP MORRIS D 2000-01-04 2018-01-22
500 SHS MICROSOFT D 2000-07-06 2018-11-16
124 SHS AETNA P 2018-11-21 2018-11-29
556 SHS ALLSTATE D 1990-01-01 2018-11-16
468 SHS MORGAN STANLEY D 1990-01-01 2018-11-16
15 SHS VERISK P 2018-11-21 2018-11-30
2992 SHS ALTRIA GROUP D 2000-01-04 2018-11-16
1250 SHS NXP SEMICONDUCTORS D 2014-04-29 2018-11-16
1378 SHS SPDR S&P 500 P 2018-12-04 2018-12-07
5838 SHS ALTRIA GROUP D 2000-01-04 2018-11-16
400 SHS ORACLE D 2000-07-06 2018-11-16
36 SHS MARSH & MCCLENNAN P 2018-11-21 2018-12-10
666 SHS APTAR GROUP D 1990-01-01 2018-11-16
125 SHS PFIZER D 2002-09-12 2018-11-16
9 SHS THERMO FISHER P 2018-12-07 2018-12-26
247 SHS AT&T D 1990-01-01 2018-11-16
16000 SHS PHILLIP MORRIS D 2000-01-04 2018-11-16
63 SHS VF CORP P 2018-11-21 2018-12-26
100 SHS AT&T D 2004-08-24 2018-11-16
250 SHS PHILLIP MORRIS D 2000-01-04 2018-11-16
2736 SHS SPDR S&P 500 P 2018-11-16 2018-11-21
200 SHS BANK OF AMERICA D 2003-04-21 2018-11-16
2130 SHS PROCTER & GAMBLE D   2018-11-16
75 SHS ACUITY BRANDS P 2018-11-21 2018-12-07
23 SHS CITIGROUP D 1990-01-01 2018-11-16
1745 SHS KRAFT HEINZ D   2018-11-16
1378 SHS SPDR S&P 500 P 2018-12-04 2018-12-07
550 SHS DOMINION D 2003-04-21 2018-11-16
58 SHS KRAFT HEINZ D 2003-11-10 2018-11-16
113 SHS CITIGROUP P 2018-11-21 2018-12-14
275 SHS EXXONMOBIL D 1990-01-01 2018-11-16
162 SHS KRAFT HEINZ D 2005-10-13 2018-11-16
30 SHS ESTEE LAUDER P 2018-11-21 2018-12-14
350 SHS GENERAL ELECTRIC D 2004-08-24 2018-11-16
915 SHS VERIZON D 1990-01-01 2018-11-16
84 SHS GENERAL DYNAMICS P 2018-11-21 2018-12-24
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 646,755   50,203 596,552
b 9,778   6,525 3,253
c 7,317   4,159 3,158
d 29,402   51,139 -21,737
e 514,890   83,871 431,019
10,959   4,097 6,862
10,606   4,981 5,625
21,855   21,105 750
1,043,201   120,306 922,895
300,194   45,800 254,394
727,424   749,963 -22,539
32,475   15,184 17,291
557,028   64,239 492,789
54,317   19,844 34,473
26,294   25,424 870
49,767   2,168 47,599
20,723   2,495 18,228
1,849   1,812 37
169,423   16,506 152,917
106,186   73,988 32,198
372,777   375,037 -2,260
330,579   1 330,578
20,516   14,825 5,691
3,032   3,032  
71,006   7,881 63,125
5,441   3,786 1,655
1,883   2,174 -291
7,479   9,714 -2,235
1,377,774   201,139 1,176,635
4,345   4,345  
3,028   2,564 464
21,528   6,416 15,112
729,985   749,963 -19,978
5,558   7,276 -1,718
200,132   1 200,131
9,037   9,371 -334
1,491   4,629 -3,138
91,001   1 91,000
366,320   375,037 -8,717
40,441   16,252 24,189
3,025   937 2,088
6,327   6,327  
21,733   9,830 11,903
8,448   3,903 4,545
4,157   4,157  
2,800   11,393 -8,593
55,101   9,735 45,366
12,265   12,265  
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       596,552
b       3,253
c       3,158
d       -21,737
e       431,019
      6,862
      5,625
      750
      922,895
      254,394
      -22,539
      17,291
      492,789
      34,473
      870
      47,599
      18,228
      37
      152,917
      32,198
      -2,260
      330,578
      5,691
       
      63,125
      1,655
      -291
      -2,235
      1,176,635
       
      464
      15,112
      -19,978
      -1,718
      200,131
      -334
      -3,138
      91,000
      -8,717
      24,189
      2,088
       
      11,903
      4,545
       
      -8,593
      45,366
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 4,901,852
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 -52,462
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 400,775 2,684,931 0.149268
2016 496,020 1,929,526 0.257068
2015 194,005 1,738,775 0.111576
2014 365,351 1,866,637 0.195727
2013 315,925 1,900,819 0.166205
2
Total of line 1, column (d) .....................
2
0.879844
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.175969
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
11,073,291
5
Multiply line 4 by line 3......................
5
1,948,556
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
52,640
7
Add lines 5 and 6........................
7
2,001,196
8
Enter qualifying distributions from Part XII, line 4,.............
8
784,719
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 105,281
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 105,281
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 105,281
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 2,348
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 129,500
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 131,848
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 26,567
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet26,567 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletIL
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletNONE
    14
    The books are in care ofbulletJOHN H HART Telephone no.bullet (312) 502-5427

    Located atbullet1500 N LAKE SHORE DRIVE UNIT 13ACHICAGOIL ZIP+4bullet60610
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
     
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    JOHN H HART PRES/TREAS/D
    000.00     		0 0 0
    1500 N LAKE SHORE DRIVE UNIT 13A
    CHICAGO,IL60610
    CAROL PRINS VICE PRES/ D
    000.00     		0 0 0
    1500 N LAKE SHORE DRIVE UNIT 13A
    CHICAGO,IL60610
    RONALD SCHREIBER SECRETARY/ D
    000.00     		0 0 0
    131 SOUTH DEARBORN SUITE 2400
    CHICAGO,IL60603
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    8,652,961
    b
    Average of monthly cash balances.......................
    1b
    2,588,959
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    11,241,920
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    11,241,920
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    168,629
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    11,073,291
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    553,665
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    553,665
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    105,281
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    105,281
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    448,384
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    448,384
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    448,384
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    784,719
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    784,719
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    784,719
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 448,384
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2018:
    a From 2013...... 232,082
    b From 2014...... 275,995
    c From 2015...... 111,922
    d From 2016...... 400,684
    e From 2017...... 268,490
    fTotal of lines 3a through e........ 1,289,173
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 784,719
    a Applied to 2017, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		 
    d Applied to 2018 distributable amount..... 448,384
    e Remaining amount distributed out of corpus 336,335
    5 Excess distributions carryover applied to 2018.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 1,625,508
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		232,082
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		1,393,426
    10 Analysis of line 9:
    a Excess from 2014.... 275,995
    b Excess from 2015.... 111,922
    c Excess from 2016.... 400,684
    d Excess from 2017.... 268,490
    e Excess from 2018.... 336,335
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ASPEN SANTA FE BALLET
    550B ST MICHAELS DRIVE
    SANTA FE,NM87505     		NONE PUBLIC CHARITABLE CONTRIBUTION 2,500
    CAMPERSHIPS FOR NEBAGAMON
    PO BOX 331
    EAST TROY,WI53120     		NONE PUBLIC CHARITABLE CONTRIBUTION 1,000
    CENTER ON HALSTED
    3656 N HALSTED
    CHICAGO,IL60613     		NONE PUBLIC CHARITABLE CONTRIBUTION 500
    CHI ARTS
    521 EAST 35TH STREET
    CHICAGO,IL60616     		NONE PUBLIC CHARITABLE CONTRIBUTION 46,960
    BALLET CHICAGO
    17 N STATE ST STE 1900
    CHICAGO,IL60602     		NONE PUBLIC CHARITABLE CONTRIBUTION 5,000
    CALIFORNIA COMMUNITY FOUNDATION
    221 S FIGUEROA ST
    STE 400
    LOS ANGELES,CA90012     		NONE PUBLIC CHARITABLE CONTRIBUTION 500
    CANCER FOUNDATION NEW MEXICO
    PO BOX 5038
    SANTA FE,NM87502     		NONE PUBLIC CHARITABLE CONTRIBUTION 500
    CHICAGO COALITION FOR THE HOMELESS
    70 EAST LAKE STREET
    STE 720
    CHICAGO,IL60601     		NONE PUBLIC CHARITABLE CONTRIBUTION 500
    CHICAGO SYMPHONY ORCHESTRA
    220 S MICHIGAN AVE
    CHICAGO,IL60604     		NONE PUBLIC CHARITABLE CONTRIBUTION 89,340
    CLASSICAL MOVEMENTS
    711 PRINCESS ST
    ALEXANDRIA,VA22314     		NONE PUBLIC CHARITABLE CONTRIBUTION 15,500
    COMPASSION BEYOND BORDERS
    PO BOX 22991
    SANTA FE,NM87502     		NONE PUBLIC CHARITABLE CONTRIBUTION 500
    DOCTORS WITHOUT BORDERS
    333 7TH AVE
    NEW YORK,NY10001     		NONE PUBLIC CHARITABLE CONTRIBUTION 1,000
    FEEDING AMERICA
    35 E WACKER DRIVE
    STE 2000
    CHICAGO,IL60601     		NONE PUBLIC CHARITABLE CONTRIBUTION 1,000
    FIRST SERVE NEW MEXICO
    PO BOX 31904
    SANTA FE,NM87594     		NONE PUBLIC CHARITABLE CONTRIBUTION 5,000
    FOOD DEPOT
    1222 A SILER RD
    SANTA FE,NM87507     		NONE PUBLIC CHARITABLE CONTRIBUTION 250
    GOLDEN APPLE AWARDS
    8 S MICHIGAN AVE
    STE 700
    CHICAGO,IL60603     		NONE PUBLIC CHARITABLE CONTRIBUTION 1,000
    GOODMAN THEATRE
    170 N DEARBORN
    CHICAGO,IL60601     		NONE PUBLIC CHARITABLE CONTRIBUTION 100,000
    GREATER CHICAGO FOOD DEPOSITORY
    4100 W 42ND PL
    CHICAGO,IL60632     		NONE PUBLIC CHARITABLE CONTRIBUTION 5,000
    HABITAT FOR HUMANITY
    931 W 75TH ST
    STE 137-110
    NAPERVILLE,IL60565     		NONE PUBLIC CHARITABLE CONTRIBUTION 1,000
    HUCKLEBERRY YOUTH PROGRAMS
    3310 GEARY BLVD
    SAN FRANCISCO,CA94118     		NONE PUBLIC CHARITABLE CONTRIBUTION 500
    HUMAN RIGHTS WORLD
    440 NORTH WELLS ST
    STE 200
    CHICAGO,IL60654     		NONE PUBLIC CHARITABLE CONTRIBUTION 7,500
    LAKESIDE CONGREGATION
    1221 LAKE COOK RD
    HIGHLAND PARK,IL60035     		NONE PUBLIC CHARITABLE CONTRIBUTION 2,000
    LAWYERS FOR THE CREATIVE ARTS
    161 NORTH CLARK ST
    STE 4300
    CHICAGO,IL60601     		NONE PUBLIC CHARITABLE CONTRIBUTION 500
    LINCOLN PARK ZOO
    PO BOX 14903 CANNON DR
    FULLERTON PARKWAY
    CHICAGO,IL60614     		NONE PUBLIC CHARITABLE CONTRIBUTION 40,000
    LYRIC OPERA OF CHICAGO
    20 N WACKER DR
    CHICAGO,IL60606     		NONE PUBLIC CHARITABLE CONTRIBUTION 13,000
    MERIT SCHOOL OF MUSIC
    38 S PEORIA STREET
    CHICAGO,IL60607     		NONE PUBLIC CHARITABLE CONTRIBUTION 9,640
    MUSEUM OF CONTEMPORARY ART
    200 EAST CHICAGO
    CHICAGO,IL60611     		NONE PUBLIC CHARITABLE CONTRIBUTION 60,129
    MUSIC INSTITUTE OF CHICAGO
    517 GREEN BAY ROAD
    WILMETTE,IL60091     		NONE PUBLIC CHARITABLE CONTRIBUTION 5,500
    NDI NEW MEXICO
    1140 ALTO STREET
    SANTA FE,NM87501     		NONE PUBLIC CHARITABLE CONTRIBUTION 3,500
    NEW MEXICO SCHOOL FOR THE ARTS
    275 EAST ALAMEDA
    SANTA FE,NM87501     		NONE PUBLIC CHARITABLE CONTRIBUTION 1,500
    NORTHWESTERN MEMORIAL FOUNDATION
    251 E HURON ST
    STE 3-200
    CHICAGO,IL60611     		NONE PUBLIC CHARITABLE CONTRIBUTION 50,000
    SANTA FE CHAMBER MUSIC FESTIVAL
    PO BOX 2227
    SANTA FE,NM87501     		NONE PUBLIC CHARITABLE CONTRIBUTION 4,450
    SANTA FE OPERA
    PO BOX 2408
    SANTA FE,NM87504     		NONE PUBLIC CHARITABLE CONTRIBUTION 5,000
    SIMON WIESENTHAL CENTER
    1399 SOUTH ROXBURY DR
    LOS ANGELES,CA90035     		NONE PUBLIC CHARITABLE CONTRIBUTION 2,500
    STEPPENWOLF THEATRE
    1650 N HALSTED ST
    CHICAGO,IL60614     		NONE PUBLIC CHARITABLE CONTRIBUTION 49,500
    THE BRENTWOOD SCHOOL FUND
    100 S BARRINGTON PL
    LOS ANGELES,CA90049     		NONE PUBLIC CHARITABLE CONTRIBUTION 2,500
    THE CHICAGO FOUNDATION FOR WOMEN
    140 S DEARBORN ST
    STE 400
    CHICAGO,IL60603     		NONE PUBLIC CHARITABLE CONTRIBUTION 10,000
    THE JESSICA FUND
    1500 NORTH LAKE SHORE DR
    CHICAGO,IL60610     		NONE PUBLIC CHARITABLE CONTRIBUTION 225,000
    THE JOFFREY BALLET
    10 EAST RANDOLPH ST
    CHICAGO,IL60601     		NONE PUBLIC CHARITABLE CONTRIBUTION 4,500
    THE SOLTI FOUNDATION
    1555 SHERMAN AVE 310
    EVANSTON,IL60201     		NONE PUBLIC CHARITABLE CONTRIBUTION 1,000
    THE STUTTERING FOUNDATION
    1805 MORIAH WOODS BLVD
    STE 3
    MEMPHIS,TN38117     		NONE PUBLIC CHARITABLE CONTRIBUTION 3,500
    THINK NEW MEXICO
    1227 PASEO DE PERALTA
    SANTA FE,NM87501     		NONE PUBLIC CHARITABLE CONTRIBUTION 500
    TREASURED TIME
    PO BOX 152
    SEYMOUR,CT06483     		NONE PUBLIC CHARITABLE CONTRIBUTION 250
    WRITER'S THEATRE
    376 PARK AVENUE
    GLENCOE,IL60022     		NONE PUBLIC CHARITABLE CONTRIBUTION 2,500
    WTTW 11 WFMT
    5400 N ST LOUIS AVE
    CHICAGO,IL60625     		NONE PUBLIC CHARITABLE CONTRIBUTION 2,500
    Total .................................bullet 3a 784,519
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 43,782  
    4 Dividends and interest from securities....     14 321,235  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....     15 2,908  
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 -351,113  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   16,812  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    16,812
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2018
    Name of the organization
    JOHN H HART FOUNDATION
     
    Employer identification number

    20-0156873
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution. An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018) Page 2
    Name of organization
    JOHN H HART FOUNDATION
          		Employer identification number
    20-0156873
    Part I
    Contributors (See instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    LOUISE S HART  
    20 LAKEWOOD DRIVE
     
    GLENCOE, IL60022

    		$ 9,045,176


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
    LOUISE S & HENRY G HART JR
    CHARITABLE FOUNDATION
    20 N WACKER DRIVE SUITE 1520
     
    CHICAGO, IL60606

    		$ 1,679,319


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Page 3
    Name of organization
    JOHN H HART FOUNDATION
          		Employer identification number

    20-0156873
    Part II
    Noncash Property (See instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 32250 SHS ALTRIA GROUP $ 2,266,853 2018-01-10
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    2
    		 5838 SHS ALTRIA GROUP $ 384,549 2018-10-30
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    2
    		 275 SHS EXXONMOBIL $ 21,665 2018-10-30
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    2
    		 468 SHS MORGAN STANLEY $ 20,826 2018-10-30
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    2
    		 1965 SHS KRAFT HEINZ $ 109,745 2018-10-30
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 11546 SHS MCDONALDS $ 2,003,346 2018-01-10
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Name of organization
    JOHN H HART FOUNDATION
          		Employer identification number

    20-0156873
    Part II
    Noncash Property (See instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    2
    		 666 SHS APTARGROUP $ 67,512 2018-10-30
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    2
    		 350 SHS GENERAL ELECTRIC $ 3,563 2018-10-30
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    2
    		 1250 SHS NXP SEMICONDUCTORS $ 94,363 2018-10-30
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    2
    		 915 SHS VERIZON $ 53,235 2018-10-30
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 5848 SHS MONDELEZ INTL $ 249,300 2018-01-10
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    2
    		 347 SHS AT&T $ 10,573 2018-10-30
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Name of organization
    JOHN H HART FOUNDATION
          		Employer identification number

    20-0156873
    Part II
    Noncash Property (See instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    2
    		 200 SHS INTEL $ 9,552 2018-10-30
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    2
    		 400 SHS ORACLE CORP $ 19,428 2018-10-30
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    2
    		 75 SHS WALMART $ 7,682 2018-10-30
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 38110 SHS PHILIP MORRIS $ 4,025,559 2018-01-10
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    2
    		 200 SHS BANK OF AMERICA $ 5,356 2018-10-30
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    2
    		 75 SHS JOHNSON & JOHNSON $ 10,556 2018-10-30
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Name of organization
    JOHN H HART FOUNDATION
          		Employer identification number

    20-0156873
    Part II
    Noncash Property (See instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    2
    		 125 SHS PFIZER $ 5,361 2018-10-30
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    2
    		 200 SHS WELLS FARGO $ 10,538 2018-10-30
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 5528 SHS PROCTER & GAMBLE $ 500,118 2018-01-10
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    2
    		 23 SHS CITIGROUP $ 1,484 2018-10-30
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    2
    		 500 SHS MICROSOFT $ 51,865 2018-10-30
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    2
    		 955 SHS PHILIP MORRIS $ 86,399 2018-10-30
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Name of organization
    JOHN H HART FOUNDATION
          		Employer identification number

    20-0156873
    Part II
    Noncash Property (See instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    2
    		 556 SHS ALLSTATE $ 53,092 2018-10-30
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    2
    		 550 SHS DOMINION ENERGY $ 40,062 2018-10-30
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    2
    		 5895 SHS MONDELEZ INTL $ 248,297 2018-10-30
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    2
    		 3118 SHS PROCTER & GAMBLE $ 278,094 2018-10-30
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Page 4
    Name of organization
    JOHN H HART FOUNDATION
          		Employer identification number

    20-0156873
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2018 InvestmentsCorpBondsSchedule
    Name:
    JOHN H HART FOUNDATION
    EIN:
    20-0156873
    Name of Bond End of Year Book Value End of Year Fair Market Value
    50000 ABBOTT LABS 49,000 49,566
    50000 ANHEUSER-BUSCH 51,497 51,532
    50000 AUTONATION 50,937 51,090
    50000 BIOGEN 49,441 49,628
    50000 BOEING 48,180 48,525
    50000 CATERPILLAR 49,992 50,206
    50000 COVIDIEN INTL 50,667 50,799
    50000 MCKESSON CORP 49,977 50,239
    50000 MONDELEZ 49,645 49,815
    50000 TEXAS INSTRUMENTS 47,706 48,257
    50000 THERMO FISHER 48,149 48,645
    50000 TJX COMPANIES 47,933 48,553
    50000 WALMART 48,299 48,706

    TY 2018 InvestmentsCorpStockSchedule
    Name:
    JOHN H HART FOUNDATION
    EIN:
    20-0156873
    Name of Stock End of Year Book Value End of Year Fair Market Value
    4000 SHS CYS INVESTMENTS    
    12000 SHS ALTRIA 298,200 592,680
    2000 SHS ASCENA RETAIL GROUP 9,437 5,020
    7000 SHS ASCENA RETAIL GROUPS 93,380 17,570
    3000 SHS KRAFT HEINZ COMPANY 100,680 129,120
    9000 MONDELEZ INTL 186,240 360,270
    2500 OMEGA 73,407 87,875
    PERMIANVILLE REALTY (ENDURO) 198,798 28,200
    5496 SHS PHILIP MORRIS INT'L 499,806 366,913
    1000 PHILIP MORRIS INT'L 44,902 66,760
    26000 SHS REDIFF.COM INDIA LTD 55,307 286
    6113 SHS REDIFF.COM INDIA LTD 1,532 67
    7887 SHS REDIFF.COM INDIA LTD 2,529 87
    10000 SANDRIDGE MISS TRUST II 99,065 8,500
    1000 SHS TWITTER 15,184 28,740
    1872 SHS TWO HARBORS INV 29,016 24,036
    ARIEL INTERNATIONAL 506,310 475,295
    GS GQG PARTNERS 502,685 485,224
    20158 SHS ALTRIA 1,416,906 995,604
    7016 SHS MCDONALDS 1,217,346 1,245,831
    11743 SHS MONDELEZ 497,598 470,072
    17705 SHS PHILIP MORRIS INT'L 1,859,491 1,181,986
    6516 SHS PROCTER & GAMBLE 588,238 598,951
    684 SHS ABBOTT LABS 47,322 49,474
    35 SHS ALPHABET 36,930 36,574
    552 SHS AMERICAN INTL 22,248 21,754
    82 SHS APPLE INC 14,494 12,935
    441 SHS AXALTA COATING 11,032 10,328
    170 SHS BERKSHIRE HATHAWAY 35,951 34,711
    579 SHS BORGWARNER 22,470 20,114
    151 SHS BRIGHTHOUSE 5,753 4,602
    54 SHS CHARTER COMMUNICATIONS 16,959 15,388
    262 SHS CIMAREX 21,550 16,152
    805 SHS CITIGROUP 49,441 41,908
    510 SHS COMCAST 19,162 17,366
    436 SHS CVS 33,428 28,567
    515 SHS DEVON ENERGY 14,493 11,608
    555 SHS DISCOVER FINANCIAL 38,034 32,734
    143 SHS EASTMAN CHEMICAL 11,418 10,455
    157 SHS FACEBOOK 21,564 20,581
    141 SHS FIRST REPUBLIC BANK 13,356 12,253
    452 SHS GENERAL MOTORS 15,968 15,119
    158 SHS GILEAD SCIENCES 10,716 9,883
    480 SHS GOODYEAR TIRES 10,942 9,797
    691 SHS HANESBRANDS 10,787 8,658
    386 SHS HARTFORD 16,960 17,158
    96 SHS HONEYWELL 13,835 12,684
    258 SHS JP MORGAN 27,854 25,186
    145 SHS KIMBERLY-CLARK 16,269 16,521
    105 SHS LINDE PLC 16,741 16,384
    406 SHS LOEWS 19,379 18,481
    190 SHS MARSH & MCLENNAN 16,389 15,153
    315 SHS MEDTRONIC PUBLIC 29,379 28,652
    801 SHS METLIFE 34,341 32,889
    252 SHS MICROSOFT 26,449 25,596
    451 SHS MORGAN STANLEY 19,529 17,882
    230 SHS NOBLE ENERGY 5,642 4,315
    8 SHS NVR 19,772 19,496
    128 SHS PARKER-HANNIFIN 21,169 19,090
    212 SHS PEPSICO 24,592 23,422
    684 SHS PFIZER 29,767 29,857
    361 SHS PHILIP MORRIS 30,689 24,100
    119 SHS PNC FINANCIAL 15,789 13,912
    264 SHS PROCTER & GAMBLE 24,395 24,267
    423 SHS TEGNA 5,313 4,598
    169 SHS TEXAS INSTRUMENTS 16,385 15,971
    82 SHS THERMO FISHER 19,359 18,351
    634 SHS TJX COMPANIES 29,542 28,365
    177 SHS UNITED CONTINENTAL 16,349 14,820
    253 SHS UNITED TECH 31,758 26,939
    70 SHS VERISK ANALYTICS 8,381 7,633
    144 SHS VF CORP 12,066 10,273
    145 SHS WALT DISNEY 16,439 15,899
    238 SHS WORLDPAY 19,065 18,190
    419 SHS ABBVIE 36,165 38,628
    45 SHS ACUITY BRANDS 5,623 5,173
    2540 SHS ARES CAPITAL 42,939 39,573
    1819 SHS AT&T 54,767 51,914
    300 SHS BERKSHIRE HATHAWAY 63,208 61,254
    3483 SHS CAMECO CORP 41,434 39,532
    383 SHS CITIGROUP 24,458 19,939
    264 SHS ECOLAB 40,969 38,900
    391 SHS ELECTRONIC ARTS 32,813 30,854
    191 SHS ESTEE LAUDER 26,870 24,849
    196 SHS GENERAL DYNAMICS 36,689 30,813
    312 SHS HOME DEPOT 53,554 53,608
    1072 SHS KNIGHT-SWIFT TRANSPORT 33,791 26,875
    7957 SHS KOSMOS ENERGY 42,958 32,385
    169 SHS MASTERCARD 32,465 31,882
    502 SHS MICROSOFT 52,633 50,988
    153 SHS MOODY'S 22,818 21,426
    1643 SHS NEW RESIDENTIAL INVESTMENTS 27,598 23,347
    201 SHS ROPER TECH 57,842 53,571
    146 SHS SHERWIN-WILLIAMS 59,765 57,445
    322 SHS SNAP-ON 51,055 46,783
    315 SHS TEXAS INSTRUMENTS 30,380 29,768
    143 SHS THERMO FISHER 33,650 32,002
    230 SHS UNITED HEALTH 61,173 57,298
    380 SHS WALT DISNEY 43,029 41,667

    TY 2018 LegalFeesSchedule
    Name:
    JOHN H HART FOUNDATION
    EIN:
    20-0156873
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    SEYFARTH SHAW LLP 200     200


    TY 2018 OtherExpensesSchedule
    Name:
    JOHN H HART FOUNDATION
    EIN:
    20-0156873
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXPENSES        
    LICENSES & FEES 15 15    
    ADR PASS THRU FEES 800 800    
    BANK FEE        
    ROYALTY EXPENSE - SANDRIDGE 917 917    
    INVESTMENT EXPENSE - SANDRIDG 378 378    
    DEPLETION - SANDRIDGE 3,596 3,596    


    TY 2018 OtherIncomeSchedule2
    Name:
    JOHN H HART FOUNDATION
    EIN:
    20-0156873
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    SANDRIDGE ROYALTY INC 2,908 2,908  


    TY 2018 TaxesSchedule
    Name:
    JOHN H HART FOUNDATION
    EIN:
    20-0156873
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES PAID 34 34