Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018
Name of foundation
BROOKS FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)116 ALLEGHENY CENTER MALL P8YB3502L
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PITTSBURGH, PA15212
A Employer identification number

25-6026627
B Telephone number (see instructions)

(412) 762-9161
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$4,732,862J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 115,032 115,032  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 216,667
b Gross sales price for all assets on line 6a 2,055,289
7 Capital gain net income (from Part IV, line 2)... 216,667
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 4,812    
12 Total. Add lines 1 through 11........ 336,511 331,699  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 64,738 51,790   12,948
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 5,145 445   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule).......        
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 69,883 52,235 0 12,948
25 Contributions, gifts, grants paid....... 223,120 223,120
26 Total expenses and disbursements. Add lines 24 and 25 293,003 52,235 0 236,068
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 43,508
b Net investment income (if negative, enter -0-) 279,464
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 248,782 203,727 203,727
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 1,007,579 1,006,262 1,124,254
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 3,389,977 Click to see attachment3,479,856 3,404,881
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 4,646,338 4,689,845 4,732,862
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 4,622,846 4,660,856
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 23,492 28,989
30 Total net assets or fund balances (see instructions)..... 4,646,338 4,689,845
31 Total liabilities and net assets/fund balances (see instructions). 4,646,338 4,689,845
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
4,646,338
2
Enter amount from Part I, line 27a .....................
2
43,508
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
4,689,846
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
1
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
4,689,845
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 54. AGILENT TECHNOLOGIES (IPO)   2017-08-18 2018-01-04
b 28. AGILENT TECHNOLOGIES (IPO)   2017-04-21 2018-01-04
c 19. THERMO ELECTRON CORP COM   2015-08-20 2018-01-04
d 166. WYNDHAM WORLDWIDE CORP   2015-05-11 2018-01-04
e 9. ABBVIE INC   2017-12-08 2018-01-11
22.398 CAMBIAR INTL EQUITY FUND-INS   2016-12-20 2018-01-11
5. AETNA INC NEW   2015-05-11 2018-01-11
14. AGILENT TECHNOLOGIES (IPO)   2017-04-21 2018-01-11
3. ALPHABET INC/CA-CL A   2015-08-05 2018-01-11
16. ALTRIA GROUP INC   2015-05-11 2018-01-11
11. AMERICAN WATER WORKS CO INC   2016-02-05 2018-01-11
10. AMGEN INC   2015-05-11 2018-01-11
15. ANALOG DEVICES INC   2017-09-01 2018-01-11
27. APPLE INC   2017-04-28 2018-01-11
22. APPLIED MATERIALS INC   2016-07-14 2018-01-11
59.901 ARTISAN INTERNATIONAL FD-ADV   2002-05-02 2018-01-11
39.994 BAIRD MIDCAP INST   2016-04-06 2018-01-11
18. BANK NEW YORK MELLON CORP COM   2016-05-02 2018-01-11
15. BAXTER INTERNATIONAL INC   2018-01-04 2018-01-11
25. BERRY GLOBAL GROUP INC   2016-10-14 2018-01-11
5. BIOGEN INC   2016-08-03 2018-01-11
5. BOEING CO   2017-10-20 2018-01-11
25. BORG WARNER INC.   2017-09-29 2018-01-11
13. BURLINGTON STORES INC   2017-03-13 2018-01-11
15. CBS CORP CLASS B WI   2016-08-05 2018-01-11
22. CISCO SYS INC COM   2015-05-11 2018-01-11
17. CITIGROUP INC   2017-07-28 2018-01-11
40. CITIZENS FINANCIAL GROUP   2016-11-11 2018-01-11
49. COMCAST CORPORATION CL A   2015-05-11 2018-01-11
20. CONOCOPHILLIPS   2017-11-03 2018-01-11
11. CONSTELLATION BRANDS INC CL A   2015-05-11 2018-01-11
6. CUMMINS INC   2017-02-17 2018-01-11
125. XTRACKERS MSCI JAPAN HEDGED ETF   2015-05-11 2018-01-11
21. DOWDUPONT INC   2016-10-14 2018-01-11
17. FACEBOOK INC   2016-03-02 2018-01-11
6. GENERAL DYNAMICS CORP   2015-05-27 2018-01-11
24. HALLIBURTON CO   2017-01-27 2018-01-11
26.736 HARDING LOEVNER INTERNATIONAL EQUITY PORTFOLIO   2015-05-11 2018-01-11
12. HOME DEPOT INC COM   2015-05-11 2018-01-11
8. HONEYWELL INTL INC   2015-05-11 2018-01-11
9. ILLINOIS TOOL WORKS INC COM   2016-02-17 2018-01-11
24. INTEL CORP   2016-08-22 2018-01-11
105. ISHARES MSCI EMERGING MKTS INDEX FUND   2017-11-30 2018-01-11
6. ISHARES TR S&P SMLCP VALU   2017-09-14 2018-01-11
20. ISHARES TR S&P SMLCP VALU   2015-05-11 2018-01-11
17. ISHARES TR S&P SMLCP GROW   2015-05-11 2018-01-11
3. ISHARES TR S&P SMLCP GROW   2017-09-14 2018-01-11
25. ISHARES MSCI EAFE SMALL-CAP ETF   2017-11-30 2018-01-11
204. ISHARES EDGE MSCI USA QUALITY FACTOR ETF   2016-09-30 2018-01-11
177. ISHARES EDGE MSCI USA VALUE FACTOR ETF   2016-09-30 2018-01-11
34. J P MORGAN CHASE & CO COM   2015-05-11 2018-01-11
7. JOHNSON & JOHNSON COM   2015-05-11 2018-01-11
5. LAM RESEARCH CORP   2015-12-18 2018-01-11
12. LAUDER ESTEE COS INC CL A   2017-09-29 2018-01-11
10. MARRIOTT INTERNATIONAL INC CL A   2018-01-04 2018-01-11
10. MCDONALDS CORP COM   2017-07-28 2018-01-11
16. MICROSOFT CORP   2015-05-11 2018-01-11
5. MOHAWK INDS INC   2017-08-18 2018-01-11
28. MORGAN STANLEY   2016-10-21 2018-01-11
4. NORTHROP GRUMMAN CORPORATION   2015-05-11 2018-01-11
7. PARKER HANNIFIN CORP   2017-04-07 2018-01-11
12. PEPSICO INC COM   2016-10-20 2018-01-11
35. PFIZER INC COM   2017-11-10 2018-01-11
15. PRICE T ROWE GROUP INC COM   2017-08-25 2018-01-11
28. PROLOGIS INC   2017-06-02 2018-01-11
6. RAYTHEON COMPANY   2016-02-01 2018-01-11
14. ROYAL DUTCH SHELL PLC ADR A   2017-10-20 2018-01-11
11. S&P GLOBAL INC   2016-05-20 2018-01-11
17. SECTOR SPDR TR SBI INT-TECH   2017-04-28 2018-01-11
8. SECTOR SPDR TR SBI INT-TECH   2017-11-30 2018-01-11
2. SHERWIN-WILLIAMS CO   2017-06-19 2018-01-11
7. STANLEY BLACK & DECKER INC   2017-11-03 2018-01-11
18. STATE STR CORP COM   2016-09-07 2018-01-11
6. STRYKER CORP   2017-03-13 2018-01-11
28. SUNTRUST BANKS INC COM   2016-06-24 2018-01-11
17. T-MOBILE US INC   2017-04-28 2018-01-11
19. TEXAS INSTRS INC COM   2015-11-11 2018-01-11
5. THERMO ELECTRON CORP COM   2015-08-20 2018-01-11
26. TOTAL FINA S A   2016-05-06 2018-01-11
19. TRANSCANADA CORP (HOLDING CO)   2017-06-02 2018-01-11
8. UNITED RENTALS INC COM   2017-05-25 2018-01-11
6. UNITEDHEALTH GROUP INC COM   2017-01-27 2018-01-11
11. VISA INC CLASS A SHARES   2015-05-11 2018-01-11
20. WEC ENERGY GROUP INC   2015-05-11 2018-01-11
383. WISDOMTREE U.S. QUALITY DIVI ETF   2016-09-30 2018-01-11
18. TE CONNECTIVITY LTD SEDOL B62B7C3 ISIN CH0102993182   2017-06-19 2018-01-11
12. ROYAL CARRIBEAN CRUISES LTD SEDOL 2754907 ISIN LR0008862868   2017-04-07 2018-01-11
239. TRANSCANADA CORP (HOLDING CO)   2017-06-02 2018-01-19
189. CBS CORP CLASS B WI   2016-08-05 2018-02-02
21. HOME DEPOT INC COM   2015-05-11 2018-02-02
8. MOHAWK INDS INC   2017-03-13 2018-02-02
7. MOHAWK INDS INC   2017-08-18 2018-02-02
161. PEPSICO INC COM   2016-06-03 2018-02-23
267. PROLOGIS INC   2016-10-21 2018-02-23
73. PROLOGIS INC   2017-06-02 2018-02-23
32. SHERWIN-WILLIAMS CO   2017-06-19 2018-03-02
76. STANLEY BLACK & DECKER INC   2017-11-03 2018-03-09
58. MOHAWK INDS INC   2016-08-05 2018-04-05
12147.67 BLACKROCK STRATEGIC INCOME OPPORTUNITIES PORTFOLIO   2015-05-11 2018-04-06
486.264 BLACKROCK STRATEGIC INCOME OPPORTUNITIES PORTFOLIO   2017-06-13 2018-04-06
532.267 BLACKROCK STRATEGIC INCOME OPPORTUNITIES PORTFOLIO   2018-01-11 2018-04-06
8229.634 TEMPLETON GLOBAL BOND FUND AD FUND   2015-05-11 2018-04-06
536.3 TEMPLETON GLOBAL BOND FUND AD FUND   2018-01-11 2018-04-06
71. AETNA INC NEW   2015-05-11 2018-04-26
113. ILLINOIS TOOL WORKS INC COM   2016-02-17 2018-04-26
345. ISHARES MSCI EAFE SMALL-CAP ETF   2017-11-30 2018-04-30
199. ALTRIA GROUP INC   2015-05-11 2018-05-04
133. COMCAST CORPORATION CL A   2015-05-11 2018-05-04
27. ROYAL CARRIBEAN CRUISES LTD SEDOL 2754907 ISIN LR0008862868   2017-04-07 2018-05-04
311. BERRY GLOBAL GROUP INC   2016-08-24 2018-05-15
94. HONEYWELL INTL INC   2015-05-11 2018-05-15
208. ANALOG DEVICES INC   2017-06-14 2018-05-23
69. ISHARES MSCI EMERGING MKTS INDEX FUND   2015-05-11 2018-05-31
399. ISHARES MSCI EMERGING MKTS INDEX FUND   2017-11-30 2018-05-31
19. SECTOR SPDR TR SBI INT-TECH   2017-04-28 2018-05-31
286. HALLIBURTON CO   2017-01-27 2018-06-13
149. SMUCKER J M CO COM NEW   2018-02-23 2018-06-13
188. AGILENT TECHNOLOGIES (IPO)   2017-04-21 2018-06-15
807. AMEX FINANCIAL SELECT SPDR   2018-04-30 2018-06-29
57. CONSTELLATION BRANDS INC CL A   2015-05-11 2018-07-02
70. CUMMINS INC   2017-02-17 2018-07-02
70. CONSTELLATION BRANDS INC CL A   2015-05-11 2018-07-13
76. GENERAL DYNAMICS CORP   2015-05-27 2018-07-13
66. THERMO ELECTRON CORP COM   2015-08-20 2018-07-13
90. PARKER HANNIFIN CORP   2017-04-07 2018-07-27
208. STATE STR CORP COM   2016-09-07 2018-07-27
147. TYSON FDS INC COM   2016-03-14 2018-07-27
77. TYSON FDS INC COM   2018-01-11 2018-07-27
300. SECTOR SPDR TR SBI INT-ENERGY   2018-05-31 2018-07-31
1. AMERICAN INTERNATIONAL GROUP INC   2001-01-01 2018-08-10
94. JOHNSON & JOHNSON COM   2015-05-11 2018-08-16
165. LAUDER ESTEE COS INC CL A   2017-09-01 2018-08-16
76. FACEBOOK INC   2016-03-02 2018-08-17
200. ROYAL DUTCH SHELL PLC ADR A   2017-10-20 2018-08-23
327. SECTOR SPDR TR SBI INT-TECH   2017-04-28 2018-08-31
72. LAM RESEARCH CORP   2015-12-18 2018-09-14
124. MARRIOTT INTERNATIONAL INC CL A   2018-01-04 2018-09-14
83. STRYKER CORP   2017-03-13 2018-09-14
1150. XTRACKERS MSCI JAPAN HEDGED ETF   2015-05-11 2018-09-25
7213. XTRACKERS MSCI EUROPE HEDGED ETF   2015-05-11 2018-09-25
21. XTRACKERS MSCI EUROPE HEDGED ETF   2018-01-11 2018-09-25
2294.91 ARTISAN INTERNATIONAL FD-ADV   2002-05-02 2018-09-26
2258.857 HARDING LOEVNER INTERNATIONAL EQUITY PORTFOLIO   2015-05-11 2018-09-26
10330.367 MAINSTAY EPOCH GLOBAL EQUITY YIELD FUND CLASS I   2015-05-11 2018-09-26
135.016 MAINSTAY EPOCH GLOBAL EQUITY YIELD FUND CLASS I   2018-01-11 2018-09-26
48.443 TEMPLETON INSTL FDS INC FOREIGN EQUITY SER   2018-01-11 2018-09-26
3459.844 TEMPLETON INSTL FDS INC FOREIGN EQUITY SER   2015-05-11 2018-09-26
269. ISHARES TR S&P SMLCAP 600   2018-06-29 2018-09-28
211. SECTOR SPDR TR SBI CYCL TRANS   2018-07-31 2018-09-28
326. SECTOR SPDR TR SBI INT-ENERGY   2018-08-31 2018-09-28
1. APPLE INC   2017-04-28 2018-10-11
370. BORG WARNER INC.   2017-08-18 2018-10-11
1. MICROSOFT CORP   2018-09-14 2018-10-11
364. US FOODS HOLDING CORP   2018-06-13 2018-10-11
264. APPLIED MATERIALS INC   2016-07-14 2018-10-25
261. DOWDUPONT INC   2015-05-11 2018-10-25
553. FIRST DATA CORP- CLASS A   2018-08-17 2018-11-02
235. TEXAS INSTRS INC COM   2015-11-11 2018-11-02
119. ROYAL CARRIBEAN CRUISES LTD SEDOL 2754907 ISIN LR0008862868   2017-04-07 2018-11-08
1. ABBVIE INC   2017-12-08 2018-11-16
1. ALPHABET INC/CA-CL A   2015-08-05 2018-11-16
1. AMAZON.COM INC   2018-05-04 2018-11-16
2. AMGEN INC   2015-05-11 2018-11-16
4. AMPHENOL CORP NEW CL A   2018-11-02 2018-11-16
11. APPLE INC   2017-04-28 2018-11-16
6. ARCHER DANIELS MIDLAND CO   2018-08-16 2018-11-16
4. AUTOMATIC DATA PROCESSING INC   2018-05-23 2018-11-16
689.501 BAIRD MIDCAP INST   2016-04-06 2018-11-16
15. BANK OF AMERICA CORP   2018-07-27 2018-11-16
6. BANK NEW YORK MELLON CORP COM   2016-05-02 2018-11-16
2. BAXTER INTERNATIONAL INC   2018-01-04 2018-11-16
1. BIOGEN INC   2016-08-03 2018-11-16
1. BOEING CO   2017-10-20 2018-11-16
5. BRISTOL MYERS SQUIBB CO   2018-09-14 2018-11-16
3. BURLINGTON STORES INC   2017-03-13 2018-11-16
11. CBRE GROUP INC   2018-02-23 2018-11-16
5. CELANESE CORP   2018-05-15 2018-11-16
2. CENTENE CORP   2018-04-26 2018-11-16
4. CHEVRON CORPORATION   2018-06-13 2018-11-16
14. CISCO SYS INC COM   2018-10-25 2018-11-16
4. CITIGROUP INC   2017-07-28 2018-11-16
12. CITIZENS FINANCIAL GROUP   2016-11-11 2018-11-16
20. COMCAST CORPORATION CL A   2018-10-11 2018-11-16
6. CONOCOPHILLIPS   2017-11-03 2018-11-16
2. COSTCO WHSL CORP NEW COM   2018-07-27 2018-11-16
2. DANAHER CORP   2018-06-15 2018-11-16
2. DOLLAR GENERAL CORP   2018-11-08 2018-11-16
4. EASTMAN CHEM CO   2018-03-02 2018-11-16
4. FACEBOOK INC   2016-03-02 2018-11-16
58. FEDEX CORPORATION   2018-05-15 2018-11-16
2. HOME DEPOT INC COM   2015-05-11 2018-11-16
13. INTEL CORP   2018-11-02 2018-11-16
57. ISHARES TIPS BOND ETF   2016-08-25 2018-11-16
170. ISHARES CORE US AGGREGATE BOND ETF   2013-03-11 2018-11-16
9. ISHARES TR S&P SMLCP VALU   2015-05-11 2018-11-16
30. ISHARES TR S&P SMLCP GROW   2015-05-11 2018-11-16
166. ISHARES EDGE MSCI USA QUALITY FACTOR ETF   2016-09-30 2018-11-16
34. ISHARES EDGE MSCI USA VALUE FACTOR ETF   2016-09-30 2018-11-16
18. ISHARES EDGE MSCI USA MOMENTUM FACTOR ETF   2018-09-28 2018-11-16
6. J P MORGAN CHASE & CO COM   2015-05-11 2018-11-16
3. KOHLS CORP COM   2018-04-05 2018-11-16
480.577 LAZARD GLOBAL LISTED INFRASTRUCTURE PORTFOLIO   2018-09-26 2018-11-16
3. LILLY ELI & CO   2018-07-13 2018-11-16
4. MCCORMICK & CO INC COM NON VTG   2018-10-11 2018-11-16
1. MCDONALDS CORP COM   2017-07-28 2018-11-16
7. MORGAN STANLEY   2016-10-21 2018-11-16
2. NORFOLK SOUTHN CORP COM   2018-11-16 2018-11-16
1. NORTHROP GRUMMAN CORPORATION   2015-05-11 2018-11-16
4. OCCIDENTAL PETE CORP COM   2018-01-19 2018-11-16
11. PFIZER INC COM   2017-11-10 2018-11-16
2. PRICE T ROWE GROUP INC COM   2017-08-25 2018-11-16
3. PROCTER & GAMBLE CO   2018-10-25 2018-11-16
1. RAYTHEON COMPANY   2016-02-01 2018-11-16
47.442 ROWE T PRICE VALUE FD INC COM   2018-01-11 2018-11-16
2. S&P GLOBAL INC   2016-05-20 2018-11-16
8. SUNCOR ENERGY INC ISIN CA8672241079 SEDOL B3NB1P2   2018-08-23 2018-11-16
7. SUNTRUST BANKS INC COM   2016-06-24 2018-11-16
4. T-MOBILE US INC   2017-04-28 2018-11-16
5. TOTAL FINA S A   2016-05-06 2018-11-16
3. UNITED TECHNOLOGIES CORP COM   2018-07-13 2018-11-16
1. UNITEDHEALTH GROUP INC COM   2017-01-27 2018-11-16
1647.463 VANGUARD TOTL BD MKT IDX-ADM   2015-05-11 2018-11-16
2. VISA INC CLASS A SHARES   2015-05-11 2018-11-16
545.235 VIRTUS SEIX FLOATING RATE HIGH INCOME FUND CLASS I   2017-06-13 2018-11-16
347.737 VIRTUS SEIX FLOATING RATE HIGH INCOME FUND CLASS I   2018-01-11 2018-11-16
1. WEC ENERGY GROUP INC   2015-05-11 2018-11-16
3. WASTE MANAGEMENT INC   2018-03-09 2018-11-16
2. WELLCARE HEALTH PLANS, INC.   2018-08-16 2018-11-16
40.58 WELLS FARGO SPECIAL US MID CAP VALUE I   2018-01-11 2018-11-16
291. WISDOMTREE U.S. QUALITY DIVI ETF   2016-09-30 2018-11-16
4. TE CONNECTIVITY LTD SEDOL B62B7C3 ISIN CH0102993182   2017-06-19 2018-11-16
321. SUNCOR ENERGY INC ISIN CA8672241079 SEDOL B3NB1P2   2018-08-23 2018-12-13
131. UNITED TECHNOLOGIES CORP COM   2018-07-13 2018-12-13
1. WYETH XXX-XX-XXXX   2001-01-01 2018-12-17
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 3,756   3,279 477
b 1,947   1,493 454
c 3,784   2,525 1,259
d 19,263   13,186 6,077
e 891   868 23
663   544 119
920   549 371
988   746 242
3,323   1,997 1,326
1,123   826 297
928   701 227
1,816   1,615 201
1,362   1,271 91
4,727   3,881 846
1,166   571 595
2,073   1,132 941
795   606 189
1,040   724 316
1,026   1,024 2
1,501   1,111 390
1,662   1,457 205
1,632   1,304 328
1,389   1,281 108
1,587   1,224 363
863   780 83
879   644 235
1,280   1,148 132
1,806   1,190 616
2,080   1,424 656
1,183   1,056 127
2,405   1,299 1,106
1,105   906 199
5,727   5,339 388
1,576   1,127 449
3,187   1,866 1,321
1,231   841 390
1,285   1,394 -109
626   512 114
2,327   1,344 983
1,263   818 445
1,516   852 664
1,040   849 191
5,139   4,866 273
951   840 111
3,171   2,360 811
2,979   2,188 791
526   470 56
1,662   1,595 67
17,440   13,762 3,678
15,362   11,544 3,818
3,761   2,227 1,534
1,010   708 302
942   388 554
1,547   1,298 249
1,391   1,361 30
1,729   1,557 172
1,403   762 641
1,357   1,242 115
1,516   925 591
1,237   627 610
1,458   1,126 332
1,397   1,274 123
1,276   1,228 48
1,687   1,260 427
1,725   1,591 134
1,160   758 402
976   854 122
1,932   1,193 739
1,127   925 202
530   508 22
848   707 141
1,207   1,141 66
1,903   1,270 633
950   785 165
1,896   1,152 744
1,082   1,147 -65
2,099   1,104 995
1,039   664 375
1,508   1,265 243
907   891 16
1,438   893 545
1,353   982 371
1,316   762 554
1,268   961 307
16,339   12,362 3,977
1,788   1,429 359
1,501   1,175 326
11,524   11,208 316
10,549   9,829 720
4,119   2,353 1,766
2,153   1,844 309
1,884   1,739 145
17,519   16,698 821
16,340   13,968 2,372
4,467   4,149 318
12,608   11,306 1,302
12,013   12,388 -375
13,897   12,269 1,628
120,383   123,663 -3,280
4,819   4,824 -5
5,275   5,339 -64
98,344   101,377 -3,033
6,409   6,441 -32
12,659   7,792 4,867
16,449   10,692 5,757
22,692   22,012 680
11,224   10,272 952
4,242   3,866 376
2,889   2,644 245
14,788   13,534 1,254
13,818   9,608 4,210
19,638   17,065 2,573
3,147   2,937 210
18,197   18,493 -296
1,330   1,033 297
13,745   16,608 -2,863
15,619   18,252 -2,633
12,348   10,023 2,325
21,708   22,432 -724
12,223   6,733 5,490
9,212   10,575 -1,363
15,201   8,269 6,932
14,652   10,643 4,009
13,966   8,770 5,196
14,839   14,471 368
18,124   14,675 3,449
9,392   9,898 -506
4,920   6,162 -1,242
23,165   22,903 262
78     78
12,400   9,506 2,894
22,072   17,760 4,312
13,136   8,342 4,794
12,997   12,204 793
24,701   17,784 6,917
11,047   5,587 5,460
16,196   16,872 -676
14,211   10,861 3,350
50,997   45,766 5,231
206,656   203,329 3,327
602   613 -11
78,096   41,154 36,942
52,586   43,016 9,570
200,203   204,736 -4,533
2,617   2,730 -113
1,049   1,098 -49
74,906   74,635 271
23,474   22,624 850
24,778   23,475 1,303
24,874   24,253 621
216   144 72
14,398   17,085 -2,687
107   113 -6
10,446   13,529 -3,083
8,585   6,856 1,729
13,811   13,557 254
10,221   13,526 -3,305
22,128   13,335 8,793
12,771   11,655 1,116
91   96 -5
1,061   666 395
1,583   1,580 3
386   323 63
354   360 -6
2,121   1,581 540
279   302 -23
585   511 74
14,080   10,439 3,641
416   464 -48
296   241 55
132   137 -5
321   291 30
334   261 73
269   303 -34
485   282 203
477   498 -21
505   540 -35
273   216 57
474   508 -34
648   636 12
259   270 -11
437   357 80
769   692 77
394   317 77
456   441 15
204   203 1
220   235 -15
329   401 -72
555   439 116
13,162   14,360 -1,198
352   224 128
630   615 15
6,227   6,627 -400
17,777   18,678 -901
1,354   1,062 292
5,398   3,861 1,537
13,903   11,199 2,704
2,779   2,217 562
1,925   2,147 -222
660   393 267
216   200 16
7,247   7,353 -106
339   268 71
599   533 66
186   156 30
308   231 77
346   345 1
271   157 114
290   302 -12
478   386 92
191   168 23
284   266 18
181   126 55
1,733   1,821 -88
361   217 144
267   329 -62
443   288 155
276   270 6
285   243 42
388   388  
269   164 105
16,936   17,818 -882
281   139 142
4,689   4,765 -76
2,991   3,036 -45
71   48 23
277   258 19
497   588 -91
1,496   1,598 -102
12,207   9,393 2,814
310   318 -8
9,914   13,193 -3,279
15,668   16,951 -1,283
15     15
      33,596
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       477
b       454
c       1,259
d       6,077
e       23
      119
      371
      242
      1,326
      297
      227
      201
      91
      846
      595
      941
      189
      316
      2
      390
      205
      328
      108
      363
      83
      235
      132
      616
      656
      127
      1,106
      199
      388
      449
      1,321
      390
      -109
      114
      983
      445
      664
      191
      273
      111
      811
      791
      56
      67
      3,678
      3,818
      1,534
      302
      554
      249
      30
      172
      641
      115
      591
      610
      332
      123
      48
      427
      134
      402
      122
      739
      202
      22
      141
      66
      633
      165
      744
      -65
      995
      375
      243
      16
      545
      371
      554
      307
      3,977
      359
      326
      316
      720
      1,766
      309
      145
      821
      2,372
      318
      1,302
      -375
      1,628
      -3,280
      -5
      -64
      -3,033
      -32
      4,867
      5,757
      680
      952
      376
      245
      1,254
      4,210
      2,573
      210
      -296
      297
      -2,863
      -2,633
      2,325
      -724
      5,490
      -1,363
      6,932
      4,009
      5,196
      368
      3,449
      -506
      -1,242
      262
      78
      2,894
      4,312
      4,794
      793
      6,917
      5,460
      -676
      3,350
      5,231
      3,327
      -11
      36,942
      9,570
      -4,533
      -113
      -49
      271
      850
      1,303
      621
      72
      -2,687
      -6
      -3,083
      1,729
      254
      -3,305
      8,793
      1,116
      -5
      395
      3
      63
      -6
      540
      -23
      74
      3,641
      -48
      55
      -5
      30
      73
      -34
      203
      -21
      -35
      57
      -34
      12
      -11
      80
      77
      77
      15
      1
      -15
      -72
      116
      -1,198
      128
      15
      -400
      -901
      292
      1,537
      2,704
      562
      -222
      267
      16
      -106
      71
      66
      30
      77
      1
      114
      -12
      92
      23
      18
      55
      -88
      144
      -62
      155
      6
      42
       
      105
      -882
      142
      -76
      -45
      23
      19
      -91
      -102
      2,814
      -8
      -3,279
      -1,283
      15
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 216,667
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 240,206 5,003,768 0.048005
2016 195,779 4,718,085 0.041495
2015 208,993 4,315,222 0.048432
2014 233,036 4,893,890 0.047618
2013 210,613 4,520,352 0.046592
2
Total of line 1, column (d) .....................
2
0.232142
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.046428
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
5,124,392
5
Multiply line 4 by line 3......................
5
237,915
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
2,795
7
Add lines 5 and 6........................
7
240,710
8
Enter qualifying distributions from Part XII, line 4,.............
8
236,068
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 5,589
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 5,589
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 5,589
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 5,526
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 5,526
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 63
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet0 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletPA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletPNC BANK NA Telephone no.bullet (412) 762-9161

    Located atbullet116 ALLEGHENY CENTER MALLPITTSBURGHPA ZIP+4bullet15212
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    PNC BANK N A TRUSTEE
    12     		64,738    
    116 ALLEGHENY CENTER MALL
    PITTSBURGH,PA15212
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    5,202,428
    b
    Average of monthly cash balances.......................
    1b
    0
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    5,202,428
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    5,202,428
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    78,036
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    5,124,392
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    256,220
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    256,220
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    5,589
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    5,589
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    250,631
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    4,687
    5
    Add lines 3 and 4............................
    5
    255,318
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    255,318
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    236,068
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    236,068
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    236,068
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 255,318
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 223,120
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013...... 0
    b From 2014...... 0
    c From 2015...... 0
    d From 2016...... 0
    e From 2017...... 0
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 236,068
    a Applied to 2017, but not more than line 2a 223,120
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 12,948
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2018. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		242,370
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2014.... 0
    b Excess from 2015.... 0
    c Excess from 2016.... 0
    d Excess from 2017.... 0
    e Excess from 2018.... 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    VENTURE OUTDOORS INC
    33 TERMINAL WAY STE 537A
    PITTSBURGH,PA15219     		NONE PC VENTURE OUTDOORS AGAIN 10,000
    MANCHESTER ACADEMIC CHARTER
    SCHOOL
    1214 LIVERPOOL STREET
    PITTSBURGH,PA15233     		NONE PC LSDI 15,000
    CARNEGIE LIBRARY OF PITTSBURGH
    4400 FORBES AVENUE
    PITTSBURGH,PA15213     		NONE PC SUMMER SKILLS INTENSIVES 10,000
    GENEVA COLLEGE
    3200 COLLEGE AVENUE
    BEAVER FALLS,PA15010     		NONE PC GERSTNER COLLECTION 18,280
    LAURELVILLE MENNONITE CHURCH
    CENTER
    941 LAURELVILLE LANE
    MOUNT PLEASANT,PA15666     		NONE PC 2018/2019 SUMMER CAMP 12,500
    YMCA OF INDIANA COUNTY
    60 BEN FRANKLIN ROAD N
    INDIANA,PA15701     		NONE PC BIG HEARTS LITTLE HANDS 4,060
    COALITION FOR CHRISTIAN OUTREACH
    5912 PENN AVENUE
    PITTSBURGH,PA15206     		NONE PC STAFF/LEADERSHIP PIPELINE 17,500
    PINE VALLEY BIBLE CONFERENCE
    504 CHAPEL DRIVE
    ELWOOD CITY,PA16117     		NONE PC SUMMER CAMPER SCHOLARSHIPS 7,500
    UNITED METHODIST CHURCH UNION
    971 BEECH AVENUE
    PITTSBURGH,PA15233     		NONE PC 2018 & 2019 SUMMER KIDS 37,500
    TRANSITIONAL PATHS TO INDEPENDENT
    LIVING
    69 E BEAU STREET
    WASHINGTON,PA15301     		NONE PC ASSIST TECH NEEDS & 15,000
    EMMAUS COMMUNITY OF PITTSBURGH
    2821 SARAH STREET
    PITTSBURGH,PA15203     		NONE PC RESIDENTIAL & IN-HOME 20,000
    FUND FOR ADVANCEMENT OF
    MINORITIES THROUGH EDUCATION
    6031 BROAD STREET STS 200
    PITTSBURGH,PA15206     		NONE PC FUND A SCHOLAR 20,000
    VETERANS PLACE OF WASHINGTON
    BOULEVARD
    945 WASHINGTON BLVD
    PITTSBURGH,PA15219     		NONE PC DAY PROGRAM 25,000
    CHUCK COOPER FOUNDATION
    49 THORNCREST DRIVE
    PITTSBURGH,PA15235     		NONE PC SCHOLARSHIPS 10,780
    Total .................................bullet 3a 223,120
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    aRECOVERY OF GRANTS         4,687
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 115,032  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 216,667  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aFEDERAL TAX REFUND     		    14 125  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   331,824 4,687
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    336,511
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2018 InvestmentsOtherSchedule2
    Name:
    BROOKS FOUNDATION
    EIN:
    25-6026627
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    MUTUAL FUNDS - FIXED AT COST 1,692,522 1,639,162
    MUTUAL FUNDS - EQUITY AT COST 1,787,334 1,765,719

    TY 2018 OtherDecreasesSchedule
    Name:
    BROOKS FOUNDATION
    EIN:
    25-6026627
    Description Amount
    ROUNDING ADJ FOR SALES AND TRANSACTIONS 1


    TY 2018 OtherIncomeSchedule2
    Name:
    BROOKS FOUNDATION
    EIN:
    25-6026627
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    FEDERAL TAX REFUND FROM PRIOR YEAR 125 0  
    RECOVERY OF GRANTS 4,687 0  


    TY 2018 TaxesSchedule
    Name:
    BROOKS FOUNDATION
    EIN:
    25-6026627
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 445 445   0
    FEDERAL ESTIMATES - PRINCIPAL 4,700 0   0