Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018
Name of foundation
CLAYTON & FRANCES ALEXANDER FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 1908
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
ORLANDO, FL328021908
A Employer identification number

20-7164125
B Telephone number (see instructions)

(919) 918-2442
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$737,002J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 17,074 17,031  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 24,447
b Gross sales price for all assets on line 6a 146,128
7 Capital gain net income (from Part IV, line 2)... 24,447
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 41,521 41,478  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 12,706 6,353   6,353
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... Click to see attachment 2,500 0 0 2,500
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 759 332   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule).......        
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 15,965 6,685 0 8,853
25 Contributions, gifts, grants paid....... 30,305 30,305
26 Total expenses and disbursements. Add lines 24 and 25 46,270 6,685 0 39,158
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -4,749
b Net investment income (if negative, enter -0-) 34,793
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............   -15,097 -15,097
2 Savings and temporary cash investments......... 8,696 14,200 14,200
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule).......   Click to see attachment108,497 170,878
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 677,678 Click to see attachment573,055 567,021
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 686,374 680,655 737,002
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 686,374 680,655
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)..... 686,374 680,655
31 Total liabilities and net assets/fund balances (see instructions). 686,374 680,655
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
686,374
2
Enter amount from Part I, line 27a .....................
2
-4,749
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
542
4
Add lines 1, 2, and 3 ..........................
4
682,167
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
1,512
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
680,655
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 55. INTEL CORP COM   2012-12-20 2018-01-04
b 53. BAKER HUGHES, A GE CO     2018-01-31
c 22. CELGENE CORP COM     2018-01-31
d 178.278 CAMBIAR INTL EQUITY FUND-INS   2016-07-20 2018-02-05
e 114.851 JOHCM INTERNATIONAL SEL-I   2015-06-15 2018-02-05
5. ALLSTATE CORP COM   2012-09-07 2018-02-05
4. AMGEN INC COM   2009-03-30 2018-02-05
10. APPLE INC COM     2018-02-05
36. BANK OF AMERICA CORP COM   2009-05-28 2018-02-05
660.131 BLACKSTONE ALT MULTI-STRAT-I   2017-10-16 2018-02-05
1102.32 BRANDES INTL S/C EQUITY-I     2018-02-05
28.522 BRANDES INTL S/C EQUITY-I   2017-10-16 2018-02-05
3. CIGNA CORP COM     2018-02-05
5. CAPITAL ONE FINL CORP COM   2010-03-01 2018-02-05
4. CHEVRON CORP COM   2003-07-16 2018-02-05
17. CISCO SYS INC COM     2018-02-05
15. CITIZENS FINANCIAL GROUP INC   2015-08-19 2018-02-05
13. COMCAST CORP COM CL A   2012-09-07 2018-02-05
13. CORNING INC COM   2013-05-15 2018-02-05
4. COSTCO WHOLESALE CORP COM   2016-07-07 2018-02-05
3. CROWN CASTLE INTL CORP REIT   2016-08-23 2018-02-05
10. DELTA AIR LINES INC DEL COM NEW     2018-02-05
3. DIGITAL REALTY TR INC REIT   2016-06-17 2018-02-05
6. WALT DISNEY CO COM   2007-01-16 2018-02-05
8. DOWDUPONT INC   2016-12-05 2018-02-05
3. EOG RESOURCES INC COM   2014-02-26 2018-02-05
6. EASTMAN CHEMICAL CO COM   2014-08-20 2018-02-05
47.605 EATON VANCE ATLANTA CAP SMID-CAP-I   2017-05-15 2018-02-05
3. ECOLAB INC COM   2012-03-06 2018-02-05
4. FACEBOOK INC CL A COM   2017-06-15 2018-02-05
7. FLOWSERVE CORP COM   2016-11-21 2018-02-05
7. FORTUNE BRANDS HOME & SEC INC COM   2013-05-15 2018-02-05
3. GOLDMAN SACHS GROUP INC COM   2016-12-02 2018-02-05
5. HOME DEPOT INC COM   2009-02-27 2018-02-05
3. HONEYWELL INTL INC COM   2016-12-02 2018-02-05
6. INTEL CORP COM   2012-12-20 2018-02-05
8. KRAFT HEINZ CO   2016-07-07 2018-02-05
3. LEAR CORP COM NEW   2013-07-30 2018-02-05
9. MERCK AND INC COM   2011-01-21 2018-02-05
16. MICROSOFT CORP COM     2018-02-05
4. NEXTERA ENERGY INC COM   2015-01-21 2018-02-05
5.375 NUVEEN SMALL CAP VALUE-I   2017-10-16 2018-02-05
6. OCCIDENTAL PETE CORP COM   2014-04-23 2018-02-05
5. PNC FINL SVCS GROUP INC COM   2011-01-21 2018-02-05
18. PFIZER INC COM   2011-08-30 2018-02-05
93.966 ABBEY CAP FUTURES STRAT-I   2016-02-08 2018-02-05
3. RAYTHEON CO NEW COM   2016-05-16 2018-02-05
17.855 T ROWE PRICE DIVRSFD SMALLCAP GROWTH   2012-09-04 2018-02-05
9. SCHLUMBERGER LTD COM   2016-04-04 2018-02-05
1. THERMO FISHER SCIENTIFIC INC COM   2017-09-15 2018-02-05
8. TYSON FOODS INC CL A COM   2015-06-24 2018-02-05
5. UNION PACIFIC CORP COM   2016-11-21 2018-02-05
2. UNITEDHEALTH GROUP INC COM   2016-07-18 2018-02-05
1. UNITEDHEALTH GROUP INC COM   2017-02-06 2018-02-05
8. VERIZON COMMUNICATIONS COM     2018-02-05
7. VISA INC CL A COM   2009-05-26 2018-02-05
11. WELLS FARGO & CO COM NEW   2011-07-18 2018-02-05
3. WHIRLPOOL CORP COM   2016-10-20 2018-02-05
6. INGERSOLL-RAND PLC COM   2016-09-13 2018-02-05
5. MEDTRONIC PLC   2016-08-23 2018-02-05
33. NABORS INDUSTRIES LTD COM   2015-03-11 2018-02-05
2. BROADCOM LTD   2016-06-29 2018-02-05
22. APPLE INC COM   2008-09-10 2018-02-07
13. KRAFT HEINZ CO   2016-07-07 2018-02-22
12. TYSON FOODS INC CL A COM   2015-06-24 2018-02-22
13. WHIRLPOOL CORP COM   2016-10-20 2018-03-16
65. WELLS FARGO & CO COM NEW     2018-03-20
25. MEDTRONIC PLC     2018-03-20
11. FACEBOOK INC CL A COM     2018-03-29
82. COMCAST CORP COM CL A   2012-09-07 2018-04-24
36. TYSON FOODS INC CL A COM   2015-06-24 2018-05-16
7. GOLDMAN SACHS GROUP INC COM     2018-08-09
26.085 EATON VANCE ATLANTA CAP SMID-CAP-I   2017-05-15 2018-08-16
245. ISHARES TR MSCI SMALL CAP INDEX ETF   2018-02-05 2018-08-16
1297.922 ABBEY CAP FUTURES STRAT-I     2018-08-16
62.996 ABBEY CAP FUTURES STRAT-I   2017-10-16 2018-08-16
10.93 T RWE PR QM US S/C GR EQ-I   2012-09-04 2018-08-16
10. BROADCOM INC   2016-06-29 2018-08-23
2. LEAR CORP COM NEW   2013-07-30 2018-08-23
13. LEAR CORP COM NEW   2013-07-30 2018-09-18
1. GARRETT MOTION INC   2016-12-02 2018-10-02
.6 GARRETT MOTION INC   2016-12-02 2018-10-12
31. BANK OF AMERICA CORP COM   2009-05-28 2018-11-06
43. FORTUNE BRANDS HOME & SEC INC COM     2018-11-06
31. KRAFT HEINZ CO     2018-11-06
46. SYSCO CORP COM     2018-11-06
.6667 RESIDEO TECHNOLOGIES INC   2016-12-02 2018-11-12
13. SCHLUMBERGER LTD COM   2016-04-04 2018-11-20
181. NABORS INDUSTRIES LTD COM   2015-03-11 2018-11-20
23. DELTA AIR LINES INC DEL COM NEW   2014-03-25 2018-12-04
11. GOLDMAN SACHS GROUP INC COM     2018-12-04
9. INGERSOLL-RAND PLC COM     2018-12-04
19. CIGNA CORP   2015-01-28 2018-12-28
2. RESIDEO TECHNOLOGIES INC   2016-12-02 2018-12-28
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 2,409   1,157 1,252
b 1,696   2,948 -1,252
c 2,229   1,879 350
d 5,072   4,248 824
e 2,614   2,381 233
487   192 295
747   200 547
1,592   223 1,369
1,121   397 724
7,037   7,268 -231
14,804   14,766 38
383   411 -28
610   329 281
503   187 316
467   143 324
694   526 168
679   397 282
537   224 313
402   204 198
763   651 112
335   281 54
540   361 179
322   306 16
645   208 437
557   450 107
335   280 55
593   491 102
1,590   1,415 175
410   178 232
748   592 156
310   326 -16
452   303 149
772   669 103
950   104 846
466   338 128
278   126 152
618   707 -89
555   206 349
526   306 220
1,449   486 963
624   438 186
137   140 -3
438   563 -125
781   303 478
656   339 317
1,090   1,176 -86
613   394 219
621   313 308
655   652 3
217   192 25
594   357 237
644   505 139
462   284 178
231   162 69
421   270 151
834   116 718
645   296 349
531   499 32
567   384 183
421   440 -19
242   400 -158
469   307 162
3,523   485 3,038
877   1,148 -271
898   535 363
2,097   2,164 -67
3,564   1,661 1,903
1,995   2,103 -108
1,743   1,822 -79
2,739   1,416 1,323
2,459   1,604 855
1,645   1,240 405
962   775 187
14,844   16,101 -1,257
14,783   16,066 -1,283
718   715 3
429   192 237
2,077   1,537 540
328   137 191
2,013   891 1,122
17   12 5
9   7 2
873   342 531
1,950   1,778 172
1,651   2,732 -1,081
2,956   2,772 184
14   13 1
612   942 -330
728   2,192 -1,464
1,342   791 551
2,072   1,430 642
945   564 381
3,591   2,080 1,511
40   40  
      2,444
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       1,252
b       -1,252
c       350
d       824
e       233
      295
      547
      1,369
      724
      -231
      38
      -28
      281
      316
      324
      168
      282
      313
      198
      112
      54
      179
      16
      437
      107
      55
      102
      175
      232
      156
      -16
      149
      103
      846
      128
      152
      -89
      349
      220
      963
      186
      -3
      -125
      478
      317
      -86
      219
      308
      3
      25
      237
      139
      178
      69
      151
      718
      349
      32
      183
      -19
      -158
      162
      3,038
      -271
      363
      -67
      1,903
      -108
      -79
      1,323
      855
      405
      187
      -1,257
      -1,283
      3
      237
      540
      191
      1,122
      5
      2
      531
      172
      -1,081
      184
      1
      -330
      -1,464
      551
      642
      381
      1,511
       
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 24,447
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 37,965 786,974 0.048242
2016 39,860 764,952 0.052108
2015 39,722 811,082 0.048974
2014 31,094 832,017 0.037372
2013 48,797 801,351 0.060893
2
Total of line 1, column (d) .....................
2
0.247589
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.049518
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
794,380
5
Multiply line 4 by line 3......................
5
39,336
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
348
7
Add lines 5 and 6........................
7
39,684
8
Enter qualifying distributions from Part XII, line 4,.............
8
39,158
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 696
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 696
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 696
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 280
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 280
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 416
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet0 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNC
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletSUNTRUST BANK Telephone no.bullet (919) 918-2442

    Located atbulletPO BOX 1908ORLANDOFL ZIP+4bullet328021908
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    SUNTRUST BANK TRUSTEE
    1     		12,706    
    PO BOX 1908
    ORLANDO,FL328021908
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    788,080
    b
    Average of monthly cash balances.......................
    1b
    18,397
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    806,477
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    806,477
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    12,097
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    794,380
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    39,719
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    39,719
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    696
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    696
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    39,023
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    39,023
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    39,023
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    39,158
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    39,158
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    39,158
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 39,023
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 30,306
    b Total for prior years:2016, 2015, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013...... 0
    b From 2014...... 0
    c From 2015...... 0
    d From 2016...... 0
    e From 2017...... 0
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 39,158
    a Applied to 2017, but not more than line 2a 30,306
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 8,852
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2018. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		30,171
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2014.... 0
    b Excess from 2015.... 0
    c Excess from 2016.... 0
    d Excess from 2017.... 0
    e Excess from 2018.... 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    HAYWOOD COMMUNITY COLLEGE FOUNDATION
    185 FREELANDER DRIVEHARDIN
    CLYDE,NC28721     		NONE PC GENERAL OPERATING 18,977
    MAGGIE VALLEY UNITED METHODIST
    4192 SOCO ROAD
    MAGGIE VALLEY,NC28751     		NONE PC GENERAL OPERATING 5,664
    HAYWOOD REGIONAL MEDICAL FOUNDATION
    262 LEROY GEORGE DRIVE
    CLYDE,NC28721     		NONE PC GENERAL OPERATING 5,664
    Total .................................bullet 3a 30,305
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 17,074  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 24,447  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   41,521  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    41,521
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2018 AccountingFeesSchedule
    Name:
    CLAYTON & FRANCES ALEXANDER FOUNDATION
    EIN:
    20-7164125
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE (NON-ALLOC 2,500     2,500

    TY 2018 GeneralExplanationAttachment
    Name:
    CLAYTON & FRANCES ALEXANDER FOUNDATION
    EIN:
    20-7164125
    Identifier Return Reference Explanation
    The compensation reported in column (c) is calculated based on periodic market values and/or the applicable fee agreement. It is not determined on an hourly basis and the reference to one hour per week is an estimate only. Corporate trustee services include, but are not limited to, administrative services such as fiduciary accounting, custody of assets, complying with tax filing requirements, complying with distribution provisions, and complying with federal and state laws applicable to private foundations, plus asset management services such as creating asset allocation strategies, investments reporting and reallocating and rebalancing of portfolios as necessary.

    TY 2018 InvestmentsCorpStockSchedule
    Name:
    CLAYTON & FRANCES ALEXANDER FOUNDATION
    EIN:
    20-7164125
    Name of Stock End of Year Book Value End of Year Fair Market Value
    26875P101 EOG RESOURCES INC CO 1,776 1,657
    278865100 ECOLAB INC COM 1,009 2,505
    580135101 MCDONALDS CORP COM 2,113 2,308
    58933Y105 MERCK AND INC COM 1,430 3,821
    023135106 AMAZON INC COM 4,754 7,510
    101137107 BOSTON SCIENTIFIC CO 2,377 3,004
    254687106 WALT DISNEY CO COM 1,095 3,618
    14040H105 CAPITAL ONE FINL COR 1,964 2,721
    285512109 ELECTRONIC ARTS INC 1,143 710
    723787107 PIONEER NATURAL RESO 1,374 1,184
    883556102 THERMO FISHER SCIENT 2,585 2,909
    91324P102 UNITEDHEALTH GROUP I 2,284 4,733
    G47791101 INGERSOLL-RAND PLC C 1,539 2,281
    031162100 AMGEN INC COM 851 3,309
    437076102 HOME DEPOT INC COM 645 5,326
    46120E602 INTUITIVE SURGICAL I 2,153 2,395
    67066G104 NVIDIA CORP COM 2,615 1,602
    907818108 UNION PACIFIC CORP C 694 3,870
    174610105 CITIZENS FINANCIAL G 2,266 2,557
    806857108 SCHLUMBERGER LTD COM 2,413 1,299
    76118Y104 RESIDEO TECHNOLOGIES 40 41
    458140100 INTEL CORP COM 1,514 3,379
    693475105 PNC FINL SVCS GROUP 1,624 3,507
    79466L302 SALESFORCE COM INC C 1,882 2,328
    92826C839 VISA INC CL A COM 564 4,486
    084670702 BERKSHIRE HATHAWAY I 4,393 4,288
    G6564A105 NOMAD FOODS LTD 1,422 1,338
    65339F101 NEXTERA ENERGY INC C 2,079 3,303
    30303M102 FACEBOOK INC CL A CO 2,055 1,966
    060505104 BANK OF AMERICA CORP 1,751 4,509
    22160K105 COSTCO WHOLESALE COR 3,364 4,278
    34354P105 FLOWSERVE CORP COM 1,284 1,597
    438516106 HONEYWELL INTL INC C 1,732 2,114
    717081103 PFIZER INC COM 2,071 4,802
    151020104 CELGENE CORP COM 1,426 1,218
    17275R102 CISCO SYS INC COM 2,894 4,073
    654106103 NIKE INC CL B COM 2,823 3,114
    674599105 OCCIDENTAL PETE CORP 2,227 1,964
    874054109 TAKE-TWO INTERACTIVE 1,161 926
    892356106 TRACTOR SUPPLY CO CO 2,041 1,919
    931142103 WAL-MART STORES INC 2,977 2,701
    125523100 CIGNA CORP 2,080 3,608
    097023105 BOEING CO COM 2,480 2,258
    166764100 CHEVRON CORP COM 717 2,176
    192446102 COGNIZANT TECH SOLUT 1,860 1,460
    219350105 CORNING INC COM 1,000 2,054
    277432100 EASTMAN CHEMICAL CO 2,103 2,120
    02079K107 ALPHABET INC CL C 1,207 5,178
    594918104 MICROSOFT CORP COM 2,746 9,446
    742718109 PROCTER & GAMBLE CO 1,644 1,655
    833034101 SNAP ON INC COM 2,035 1,889
    92343V104 VERIZON COMMUNICATIO 1,901 3,036
    247361702 DELTA AIR LINES INC 1,100 1,597
    020002101 ALLSTATE CORP COM 1,039 2,231
    755111507 RAYTHEON CO NEW COM 1,969 2,300
    02079K305 ALPHABET INC CL A 702 3,135
    26078J100 DOWDUPONT INC 2,589 2,460
    037833100 APPLE INC COM 705 5,048
    04621X108 ASSURANT INC COM 2,216 2,057

    TY 2018 InvestmentsOtherSchedule2
    Name:
    CLAYTON & FRANCES ALEXANDER FOUNDATION
    EIN:
    20-7164125
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    277902698 EATON VANCE ATLANTA AT COST 16,112 20,444
    683974604 OPPENHEIMER DEVELOPI AT COST 39,661 45,841
    22822V101 CROWN CASTLE INTL CO AT COST 1,779 2,064
    00770G847 JOHCM INTERNATIONAL AT COST 59,151 59,418
    997001YB2 BAXTER INTERNATIONAL      
    46434G822 ISHARES MSCI JAPAN E AT COST 17,911 14,954
    997001QH8 WASHINGTON MUTUAL IN      
    722005816 PIMCO INVT GRADE COR AT COST 81,592 78,418
    997001151 BANK OF AMERICA CLAS      
    87283A102 T RWE PR QM US S/C G AT COST 3,748 6,720
    09257V201 BLACKSTONE ALT MULTI AT COST 49,671 48,601
    997001VJ8 JOHNSON & JOHNSON -      
    258620103 DOUBLELINE TOTAL RET AT COST 78,325 73,425
    670678200 NUVEEN SMALL CAP VAL AT COST 8,033 6,260
    9970015J7 FACEBOOK - AB DATA 2      
    253868103 DIGITAL REALTY TR IN AT COST 1,838 1,918
    997001VB5 HEWLET PACKARD - CLA      
    46429B267 ISHARES TREASURY BON AT COST 114,256 111,048
    277911491 EATON VANCE FLTG-RT- AT COST 24,468 23,675
    92206C755 VANGUARD MTG BACKED AT COST 45,987 45,087
    00769G543 CAMBIAR INTL EQUITY AT COST 30,523 29,148

    TY 2018 OtherDecreasesSchedule
    Name:
    CLAYTON & FRANCES ALEXANDER FOUNDATION
    EIN:
    20-7164125
    Description Amount
    CY PENDING SALE ADJUSTMENT 1,510
    ROUNDING 2


    TY 2018 OtherIncreasesSchedule
    Name:
    CLAYTON & FRANCES ALEXANDER FOUNDATION
    EIN:
    20-7164125
    Description Amount
    MF TIMING DIFFERENCE 542


    TY 2018 TaxesSchedule
    Name:
    CLAYTON & FRANCES ALEXANDER FOUNDATION
    EIN:
    20-7164125
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 281 281   0
    FEDERAL TAX PAYMENT - PRIOR YE 147 0   0
    FEDERAL ESTIMATES - PRINCIPAL 280 0   0
    FOREIGN TAXES ON NONQUALIFIED 51 51   0