TY 2018 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
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Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2018

Open to Public Inspection

For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018

Name of foundation
MATTIE HELEN ELLIOTT SCHOLARSHIP TRUST

Number and street (or P.O. box number if mail is not delivered to street address)P O BOX 11647
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
BIRMINGHAM, AL35202

A Employer identification number

61-6222167

B Telephone number (see instructions)

(205) 420-7753

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$638,874J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check .............
3	Interest on savings and temporary cash investments
4	Dividends and interest from securities...	18,880		18,819
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		-1,955
b	Gross sales price for all assets on line 6a 389,997
7	Capital gain net income (from Part IV, line 2)...			0
8	Net short-term capital gain.........				0
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......
12	Total. Add lines 1 through 11........	16,925		18,819
13	Compensation of officers, directors, trustees, etc.	9,769		7,815		1,954
14	Other employee salaries and wages......			0	0	0
15	Pension plans, employee benefits.......			0	0
16a	Legal fees (attach schedule).........					0
b	Accounting fees (attach schedule).......		900	0	0	900
c	Other professional fees (attach schedule)....					0
17	Interest...............					0
18	Taxes (attach schedule) (see instructions)...		269	191		0
19	Depreciation (attach schedule) and depletion...		0	0
20	Occupancy..............
21	Travel, conferences, and meetings.......			0	0
22	Printing and publications..........			0	0
23	Other expenses (attach schedule).......		355	355
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	11,293		8,361	0	2,854
25	Contributions, gifts, grants paid.......	27,057				27,057
26	Total expenses and disbursements. Add lines 24 and 25	38,350		8,361	0	29,911
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-21,425
b	Net investment income (if negative, enter -0-)			10,458
c	Adjusted net income (if negative, enter -0-)...				0

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2018)

Form 990-PF (2018)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............	691
	2	Savings and temporary cash investments.........	7,476	35,005	35,005
	3	Accounts receivable
		Less: allowance for doubtful accounts		0	0
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts 0
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)	111,589
	b	Investments—corporate stock (attach schedule).......	59,962
	c	Investments—corporate bonds (attach schedule).......	208,378
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........	279,648	611,620	603,868
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )	1	1	1
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	667,745	646,626	638,874
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........		0
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted..................
	25	Temporarily restricted...............
	26	Permanently restricted...............
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds........	667,745	646,626
	28	Paid-in or capital surplus, or land, bldg., and equipment fund
	29	Retained earnings, accumulated income, endowment, or other funds
	30	Total net assets or fund balances (see instructions).....	667,745	646,626
	31	Total liabilities and net assets/fund balances (see instructions).	667,745	646,626

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............

667,745

Enter amount from Part I, line 27a .....................

-21,425

Other increases not included in line 2 (itemize) bullet

312

Add lines 1, 2, and 3 ..........................

646,632

Decreases not included in line 2 (itemize) bullet

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .

646,626

Form 990-PF (2018)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	20.2 FHLMC GOLDG01840 5.0% 7/01/35		2011-08-11	2018-01-01
b	14.11 FHLMC GOLDG04774 4.5% 1/01/38		2012-07-09	2018-01-01
c	26.01 FHLMC GOLD G14056 4.0% 8/01/25		2011-08-11	2018-01-01
d	8.4 FHLMC POOL G0-8344		2012-04-06	2018-01-01
e	19.28 FHLMC POOL G0-8463		2012-05-07	2018-01-01
	144.42 FHLMC GOLD G08681 3.5% 12/01/45		2016-04-07	2018-01-01
	88.57 FHLMC GOLD G18536 2.5% 1/01/30		2015-02-06	2018-01-01
	17.05 FG J12243 4% 01 MAY 2025		2014-01-08	2018-01-01
	20.53 FHLMC GOLDJ16353 3.5% 8/01/26		2011-08-11	2018-01-01
	68.78 FHLMC GOLD J17508 3.0% 12/01/26		2016-07-08	2018-01-01
	20.97 FNMA POOL 0190370		2011-05-06	2018-01-01
	33.7 FNMA POOL #0357426		2016-02-05	2018-01-01
	34.4 FNMA POOL AH6827 4.0% 3/01/26		2011-08-09	2018-01-01
	67.44 FN AJ7715 3% 01 DEC 2026		2016-11-07	2018-01-01
	40.1 FNMA POOL AJ9355 3.0% 1/01/27		2013-08-07	2018-01-01
	30.13 FNMA POOL AL0393 4.5% 6/01/41		2011-11-04	2018-01-01
	7.89 FNMA POOL AO4144 4.0% 6/01/42		2013-07-11	2018-01-01
	22.22 FNMA POOL AQ0546 3.5% 11/01/42		2013-07-08	2018-01-01
	49.58 FNMA POOL # AS6191 3.5% 11/01/45		2016-03-07	2018-01-01
	42.5 FNMA POOL # AT2062 2.5% 4/01/28		2014-03-07	2018-01-01
	66.52 FNMA POOL AT2720 3% 5/1/43		2015-02-06	2018-01-01
	35.74 FNMA POOL 0AU3735		2014-11-07	2018-01-01
	23.54 FNMA POOL 735580 5.0% 6/01/35		2011-08-09	2018-01-01
	36.7 FNMA POOL 0888249		2009-04-06	2018-01-01
	11.37 FEDERAL NAT'L MTGE ASSN POOL 889291		2011-05-10	2018-01-01
	65.19 FN 889414 6% 01 NOV 2037		2009-04-06	2018-01-01
	8.48 FNMA POOL 985615 5.5% 4/01/34		2012-03-06	2018-01-01
	12.99 FNMA POOL AA7236 4.0% 6/01/39		2012-02-07	2018-01-01
	17.11 FN AD8527 4.5% 01 AUG 2040		2017-12-12	2018-01-01
	13.38 FNMA POOL AE0207 4.5% 11/01/33		2012-06-07	2018-01-01
	27.48 FNMA POOL 0AE0981		2013-03-06	2018-01-01
	29.5 FNMA POOL 0AE3066		2011-08-09	2018-01-01
	31.45 FN AE5439 4% 01 OCT 2040		2017-12-12	2018-01-01
	1000. US TREASURY N/B 1.25% 31 JAN 2020		2017-04-06	2018-01-04
	7000. US TREASURY N/B 1.25% 31 JAN 2020		2017-04-06	2018-01-10
	168.436 VANGUARD S/T BND INDX-ADM		2017-08-21	2018-01-10
	3000. US TREASURY N/B 1.25% 31 JAN 2020		2017-04-06	2018-01-12
	3000. US TREASURY N/B .75% 15 JUL 2019		2017-09-07	2018-01-17
	1000. TEVA PHARMACEUTICALS NE 2.8% 21 JUL 2023		2017-12-07	2018-01-18
	3000. TEVA PHARMACEUTICALS NE 2.8% 21 JUL 2023		2016-07-19	2018-01-18
	3000. US TREASURY N/B 1.75% 30 APR 2022		2017-12-06	2018-01-19
	21.56 FHLMC GOLDG01840 5.0% 7/01/35		2011-08-11	2018-02-01
	12.32 FHLMC GOLDG04774 4.5% 1/01/38		2012-07-09	2018-02-01
	26.45 FHLMC GOLD G14056 4.0% 8/01/25		2011-08-11	2018-02-01
	9.16 FHLMC POOL G0-8344		2012-04-06	2018-02-01
	8.47 FHLMC POOL G0-8463		2012-05-07	2018-02-01
	136.22 FHLMC GOLD G08681 3.5% 12/01/45		2016-04-07	2018-02-01
	93.52 FHLMC GOLD G18536 2.5% 1/01/30		2015-02-06	2018-02-01
	18.26 FG J12243 4% 01 MAY 2025		2014-01-08	2018-02-01
	51.82 FHLMC GOLDJ16353 3.5% 8/01/26		2011-08-11	2018-02-01
	59.37 FHLMC GOLD J17508 3.0% 12/01/26		2016-07-08	2018-02-01
	17.68 FNMA POOL 0190370		2011-05-06	2018-02-01
	14.88 FNMA POOL #0357426		2016-02-05	2018-02-01
	26.61 FNMA POOL AH6827 4.0% 3/01/26		2011-08-09	2018-02-01
	65.56 FN AJ7715 3% 01 DEC 2026		2016-11-07	2018-02-01
	32.58 FNMA POOL AJ9355 3.0% 1/01/27		2013-08-07	2018-02-01
	3.47 FNMA POOL AL0393 4.5% 6/01/41		2011-11-04	2018-02-01
	13.55 FNMA POOL AO4144 4.0% 6/01/42		2013-07-11	2018-02-01
	30.83 FNMA POOL AQ0546 3.5% 11/01/42		2013-07-08	2018-02-01
	35.92 FNMA POOL # AS6191 3.5% 11/01/45		2016-03-07	2018-02-01
	36.51 FNMA POOL # AT2062 2.5% 4/01/28		2014-03-07	2018-02-01
	58.68 FNMA POOL AT2720 3% 5/1/43		2015-02-06	2018-02-01
	26.71 FNMA POOL 0AU3735		2014-11-07	2018-02-01
	17.78 FNMA POOL 735580 5.0% 6/01/35		2011-08-09	2018-02-01
	27.55 FNMA POOL 0888249		2009-04-06	2018-02-01
	21.05 FEDERAL NAT'L MTGE ASSN POOL 889291		2011-05-10	2018-02-01
	12.28 FN 889414 6% 01 NOV 2037		2009-04-06	2018-02-01
	5.32 FNMA POOL 985615 5.5% 4/01/34		2012-03-06	2018-02-01
	3.22 FNMA POOL AA7236 4.0% 6/01/39		2012-02-07	2018-02-01
	16.51 FN AD8527 4.5% 01 AUG 2040		2017-12-12	2018-02-01
	15.31 FNMA POOL AE0207 4.5% 11/01/33		2012-06-07	2018-02-01
	22.81 FNMA POOL 0AE0981		1901-01-01	2018-02-01
	33.67 FNMA POOL 0AE3066		2011-08-09	2018-02-01
	32.81 FN AE5439 4% 01 OCT 2040		2017-12-12	2018-02-01
	184.66 VANGUARD S/T BND INDX-ADM		2017-09-20	2018-02-02
	1000.87642 US TREASURY N/B .75% 15 JUL 2019		2017-03-25	2018-02-05
	4999.12358 US TREASURY N/B .75% 15 JUL 2019		2017-08-26	2018-02-05
	1000. US TREASURY N/B 1.75% 15 MAY 2023		2018-01-05	2018-02-05
	3000. DEUTSCHE BANK AG LONDON 1.875% 13 FEB 2018		2017-04-06	2018-02-13
	2000. US TREASURY N/B .75% 15 JUL 2019		2017-12-06	2018-02-13
	1000.08585 US TREASURY N/B 1.625% 15 MAY 2026		2017-11-28	2018-02-16
	2999.91415 US TREASURY N/B 1.625% 15 MAY 2026		2017-12-06	2018-02-16
	580.126 SWAN DEFINED RISK-I		2016-12-13	2018-02-26
	483.561 VANGUARD S/T BND INDX-ADM		2017-10-19	2018-02-26
	17.87 FHLMC GOLDG01840 5.0% 7/01/35		2011-08-11	2018-03-01
	8.93 FHLMC GOLDG04774 4.5% 1/01/38		2012-07-09	2018-03-01
	24.06 FHLMC GOLD G14056 4.0% 8/01/25		2011-08-11	2018-03-01
	8.47 FHLMC POOL G0-8344		2012-04-06	2018-03-01
	14.81 FHLMC POOL G0-8463		2012-05-07	2018-03-01
	120.21 FHLMC GOLD G08681 3.5% 12/01/45		2016-04-07	2018-03-01
	85.64 FHLMC GOLD G18536 2.5% 1/01/30		2015-02-06	2018-03-01
	12.37 FG J12243 4% 01 MAY 2025		2014-01-08	2018-03-01
	17.86 FHLMC GOLDJ16353 3.5% 8/01/26		2011-08-11	2018-03-01
	56.74 FHLMC GOLD J17508 3.0% 12/01/26		2016-07-08	2018-03-01
	16.17 FNMA POOL 0190370		2011-05-06	2018-03-01
	24.49 FNMA POOL #0357426		2016-02-05	2018-03-01
	30.55 FNMA POOL AH6827 4.0% 3/01/26		2011-08-09	2018-03-01
	59.33 FN AJ7715 3% 01 DEC 2026		2016-11-07	2018-03-01
	42.6 FNMA POOL AJ9355 3.0% 1/01/27		2013-08-07	2018-03-01
	18.17 FNMA POOL AL0393 4.5% 6/01/41		2011-11-04	2018-03-01
	11.56 FNMA POOL AO4144 4.0% 6/01/42		2013-07-11	2018-03-01
	13.04 FNMA POOL AQ0546 3.5% 11/01/42		2013-07-08	2018-03-01
	47.14 FNMA POOL # AS6191 3.5% 11/01/45		2016-03-07	2018-03-01
	37.45 FNMA POOL # AT2062 2.5% 4/01/28		2014-03-07	2018-03-01
	86.8 FNMA POOL AT2720 3% 5/1/43		2015-02-06	2018-03-01
	19.96 FNMA POOL 0AU3735		2014-11-07	2018-03-01
	18.74 FNMA POOL 735580 5.0% 6/01/35		2011-08-09	2018-03-01
	24.65 FNMA POOL 0888249		2009-04-06	2018-03-01
	12.99 FEDERAL NAT'L MTGE ASSN POOL 889291		2011-05-10	2018-03-01
	65.3 FN 889414 6% 01 NOV 2037		2009-04-06	2018-03-01
	9.5 FNMA POOL 985615 5.5% 4/01/34		2012-03-06	2018-03-01
	21.31 FNMA POOL AA7236 4.0% 6/01/39		2012-02-07	2018-03-01
	15.17 FN AD8527 4.5% 01 AUG 2040		2017-12-12	2018-03-01
	15.77 FNMA POOL AE0207 4.5% 11/01/33		2012-06-07	2018-03-01
	19.51 FNMA POOL 0AE0981		2013-03-06	2018-03-01
	25.8 FNMA POOL 0AE3066		2011-08-09	2018-03-01
	18.03 FN AE5439 4% 01 OCT 2040		2017-12-12	2018-03-01
	86. REGAL ENTMT GROUP		2016-09-30	2018-03-01
	3000. US TREASURY N/B 1.25% 31 JAN 2020		2017-04-06	2018-03-07
	3000. US TREASURY N/B 1.25% 31 JAN 2020		2017-04-06	2018-03-12
	4000. US TREASURY N/B 1.625% 15 MAY 2026		2017-03-15	2018-03-16
	76.55 FN AJ7715 3% 01 DEC 2026		2016-11-07	2018-04-01
	21.05 FHLMC GOLDG01840 5.0% 7/01/35		2011-08-11	2018-04-02
	10.06 FHLMC GOLDG04774 4.5% 1/01/38		2012-07-09	2018-04-02
	30.37 FHLMC GOLD G14056 4.0% 8/01/25		2011-08-11	2018-04-02
	6.65 FHLMC POOL G0-8344		2012-04-06	2018-04-02
	10.15 FHLMC POOL G0-8463		2012-05-07	2018-04-02
	113.49 FHLMC GOLD G08681 3.5% 12/01/45		2016-04-07	2018-04-02
	93. FHLMC GOLD G18536 2.5% 1/01/30		2015-02-06	2018-04-02
	17.29 FG J12243 4% 01 MAY 2025		2014-01-08	2018-04-02
	32.53 FHLMC GOLDJ16353 3.5% 8/01/26		2011-08-11	2018-04-02
	56.71 FHLMC GOLD J17508 3.0% 12/01/26		2016-07-08	2018-04-02
	15.8 FNMA POOL 0190370		2011-05-06	2018-04-02
	22.03 FNMA POOL #0357426		2016-02-05	2018-04-02
	38.49 FNMA POOL AH6827 4.0% 3/01/26		2011-08-09	2018-04-02
	42.52 FNMA POOL AJ9355 3.0% 1/01/27		2013-08-07	2018-04-02
	16.74 FNMA POOL AL0393 4.5% 6/01/41		2011-11-04	2018-04-02
	30.53 FNMA POOL AO4144 4.0% 6/01/42		2013-07-11	2018-04-02
	14.76 FNMA POOL AQ0546 3.5% 11/01/42		2013-07-08	2018-04-02
	58.41 FNMA POOL # AS6191 3.5% 11/01/45		2016-03-07	2018-04-02
	38.58 FNMA POOL # AT2062 2.5% 4/01/28		2014-03-07	2018-04-02
	78.08 FNMA POOL AT2720 3% 5/1/43		2015-02-06	2018-04-02
	33.64 FNMA POOL 0AU3735		2014-11-07	2018-04-02
	16.79 FNMA POOL 735580 5.0% 6/01/35		2011-08-09	2018-04-02
	23.53 FNMA POOL 0888249		2009-04-06	2018-04-02
	17.12 FEDERAL NAT'L MTGE ASSN POOL 889291		2011-05-10	2018-04-02
	12.51 FN 889414 6% 01 NOV 2037		2009-04-06	2018-04-02
	9.29 FNMA POOL 985615 5.5% 4/01/34		2012-03-06	2018-04-02
	12.32 FNMA POOL AA7236 4.0% 6/01/39		2012-02-07	2018-04-02
	15.33 FN AD8527 4.5% 01 AUG 2040		2017-12-12	2018-04-02
	12.2 FNMA POOL AE0207 4.5% 11/01/33		2012-06-07	2018-04-02
	22.3 FNMA POOL 0AE0981		2013-03-06	2018-04-02
	32.89 FNMA POOL 0AE3066		2011-08-09	2018-04-02
	38.95 FN AE5439 4% 01 OCT 2040		2017-12-12	2018-04-02
	1000. CSX CORP 3.8% 01 MAR 2028		2018-02-16	2018-04-05
	1000. LLOYDS BANKING GROUP PLC 4.375% 22 MAR 2		2018-03-16	2018-04-05
	4000. US TREASURY N/B 1.25% 31 JAN 2020		2017-04-06	2018-04-05
	3000. US TREASURY N/B .75% 15 JUL 2019		2018-01-05	2018-04-11
	1000. ORACLE CORP 5.75% 15 APR 2018		2017-12-07	2018-04-16
	2000. ORACLE CORP 5.75% 15 APR 2018		2009-04-06	2018-04-16
	5000. ANHEUSER-BUSCH INBEV FIN 1.9% 01 FEB 2019		2016-01-21	2018-04-23
	2000. ANHEUSER-BUSCH INBEV FIN 1.9% 01 FEB 2019		2017-12-07	2018-04-23
	1000. BANK OF AMERICA CORP 6.875% 25 APR 2018		2017-12-07	2018-04-25
	2000. BANK OF AMERICA CORP 6.875% 25 APR 2018		2009-07-23	2018-04-25
	18.28 FHLMC GOLDG01840 5.0% 7/01/35		2011-08-11	2018-05-01
	18.92 FHLMC GOLDG04774 4.5% 1/01/38		2012-07-09	2018-05-01
	19.63 FHLMC GOLD G14056 4.0% 8/01/25		2011-08-11	2018-05-01
	9.77 FHLMC POOL G0-8344		2012-04-06	2018-05-01
	11.59 FHLMC POOL G0-8463		2012-05-07	2018-05-01
	112.75 FHLMC GOLD G08681 3.5% 12/01/45		2016-04-07	2018-05-01
	84.66 FHLMC GOLD G18536 2.5% 1/01/30		2015-02-06	2018-05-01
	16.24 FG J12243 4% 01 MAY 2025		2014-01-08	2018-05-01
	50.85 FHLMC GOLDJ16353 3.5% 8/01/26		2011-08-11	2018-05-01
	55.2 FHLMC GOLD J17508 3.0% 12/01/26		2016-07-08	2018-05-01
	15.39 FNMA POOL 0190370		2011-05-06	2018-05-01
	13.33 FNMA POOL #0357426		2016-02-05	2018-05-01
	34.48 FNMA POOL AH6827 4.0% 3/01/26		2011-08-09	2018-05-01
	68.25 FN AJ7715 3% 01 DEC 2026		2016-11-07	2018-05-01
	39.07 FNMA POOL AJ9355 3.0% 1/01/27		2013-08-07	2018-05-01
	16.77 FNMA POOL AL0393 4.5% 6/01/41		2011-11-04	2018-05-01
	16.86 FNMA POOL AO4144 4.0% 6/01/42		2013-07-11	2018-05-01
	43.76 FNMA POOL AQ0546 3.5% 11/01/42		2013-07-08	2018-05-01
	25.5 FNMA POOL # AS6191 3.5% 11/01/45		2016-03-07	2018-05-01
	38.76 FNMA POOL # AT2062 2.5% 4/01/28		2014-03-07	2018-05-01
	78.51 FNMA POOL AT2720 3% 5/1/43		2015-02-06	2018-05-01
	25.97 FNMA POOL 0AU3735		2014-11-07	2018-05-01
	22.2 FNMA POOL 735580 5.0% 6/01/35		2011-08-09	2018-05-01
	32.05 FN BH9288 4% 01 FEB 2048		2018-04-10	2018-05-01
	24.22 FNMA POOL 0888249		2009-04-06	2018-05-01
	11.02 FEDERAL NAT'L MTGE ASSN POOL 889291		2011-05-10	2018-05-01
	51.61 FN 889414 6% 01 NOV 2037		2009-04-06	2018-05-01
	9.67 FNMA POOL 985615 5.5% 4/01/34		2012-03-06	2018-05-01
	11.02 FNMA POOL AA7236 4.0% 6/01/39		2012-02-07	2018-05-01
	17.86 FN AD8527 4.5% 01 AUG 2040		2017-12-12	2018-05-01
	12.3 FNMA POOL AE0207 4.5% 11/01/33		2012-06-07	2018-05-01
	21.74 FNMA POOL 0AE0981		2013-03-06	2018-05-01
	27.98 FNMA POOL 0AE3066		2011-08-09	2018-05-01
	4.74 FN AE5439 4% 01 OCT 2040		2017-12-12	2018-05-01
	1000. US TREASURY N/B .75% 15 JUL 2019		2018-01-05	2018-05-04
	3000. AT&T INC 5.06% 5/15/18		2009-04-06	2018-05-15
	3000. TORONTO-DOMINION BANK 2.625% 10 SEP 2018		2015-08-27	2018-05-18
	21. ALTRIA GROUP INC		2016-02-02	2018-05-30
	389.007 MFS SER TR I RESH INTL FD CL I		2017-03-20	2018-05-30
	10. REPUBLIC SVCS INC CL A		2016-09-30	2018-05-30
	38. WELLS FARGO & CO NEW COM		2012-08-17	2018-05-30
	18.75 FHLMC GOLDG01840 5.0% 7/01/35		2011-08-11	2018-06-01
	12.44 FHLMC GOLDG04774 4.5% 1/01/38		2012-07-09	2018-06-01
	25.56 FHLMC GOLD G14056 4.0% 8/01/25		2011-08-11	2018-06-01
	8.52 FHLMC POOL G0-8344		2012-04-06	2018-06-01
	15.02 FHLMC POOL G0-8463		2012-05-07	2018-06-01
	138.55 FHLMC GOLD G08681 3.5% 12/01/45		2016-04-07	2018-06-01
	98.34 FHLMC GOLD G18536 2.5% 1/01/30		2015-02-06	2018-06-01
	15.69 FG J12243 4% 01 MAY 2025		2014-01-08	2018-06-01
	15.98 FHLMC GOLDJ16353 3.5% 8/01/26		2011-08-11	2018-06-01
	60.17 FHLMC GOLD J17508 3.0% 12/01/26		2016-07-08	2018-06-01
	20.53 FNMA POOL 0190370		2011-05-06	2018-06-01
	22.55 FNMA POOL #0357426		2016-02-05	2018-06-01
	25.37 FNMA POOL AH6827 4.0% 3/01/26		2011-08-09	2018-06-01
	51.73 FN AJ7715 3% 01 DEC 2026		2016-11-07	2018-06-01
	39.21 FNMA POOL AJ9355 3.0% 1/01/27		2013-08-07	2018-06-01
	22.59 FNMA POOL AL0393 4.5% 6/01/41		2011-11-04	2018-06-01
	24.73 FNMA POOL AO4144 4.0% 6/01/42		2013-07-11	2018-06-01
	17.57 FNMA POOL AQ0546 3.5% 11/01/42		2013-07-08	2018-06-01
	60.87 FNMA POOL # AS6191 3.5% 11/01/45		2016-03-07	2018-06-01
	38.13 FNMA POOL # AT2062 2.5% 4/01/28		2014-03-07	2018-06-01
	119.18 FNMA POOL AT2720 3% 5/1/43		2015-02-06	2018-06-01
	37.71 FNMA POOL 0AU3735		2014-11-07	2018-06-01
	18.24 FNMA POOL 735580 5.0% 6/01/35		2011-08-09	2018-06-01
	39.69 FN BH9288 4% 01 FEB 2048		2018-04-10	2018-06-01
	22.69 FNMA POOL 0888249		2009-04-06	2018-06-01
	9.97 FEDERAL NAT'L MTGE ASSN POOL 889291		2011-05-10	2018-06-01
	70.14 FN 889414 6% 01 NOV 2037		2009-04-06	2018-06-01
	3.56 FNMA POOL 985615 5.5% 4/01/34		2012-03-06	2018-06-01
	9.34 FNMA POOL AA7236 4.0% 6/01/39		2012-02-07	2018-06-01
	33.41 FN AD8527 4.5% 01 AUG 2040		2017-12-12	2018-06-01
	17.46 FNMA POOL AE0207 4.5% 11/01/33		2012-06-07	2018-06-01
	19.82 FNMA POOL 0AE0981		2013-03-06	2018-06-01
	27.92 FNMA POOL 0AE3066		2011-08-09	2018-06-01
	29.82 FN AE5439 4% 01 OCT 2040		2017-12-12	2018-06-01
	125.448 CALAMOS MARKET NEU INC FD-I		2016-12-13	2018-06-12
	497.153 MFS SER TR I RESH INTL FD CL I		2016-12-13	2018-06-12
	1187.123 SWAN DEFINED RISK-I		2017-03-20	2018-06-12
	837.569 PRUDENTIAL HIGH YIELD FUND-Z		2017-03-20	2018-06-12
	171.379 TEMPLETON GLOBAL BD FD ADVISOR CL		2017-03-20	2018-06-12
	3999.62874 US TREASURY N/B 1.25% 31 JAN 2020		2017-12-06	2018-06-12
	3000.37126 US TREASURY N/B 1.25% 31 JAN 2020		2017-12-06	2018-06-12
	8000. US TREASURY N/B 1.25% 31 JAN 2020		2017-04-06	2018-06-12
	2000. US TREASURY N/B 2.625% 15 NOV 2020		2017-12-06	2018-06-12
	8000. US TREASURY N/B 2.625% 15 NOV 2020		2011-02-14	2018-06-12
	6999.93802 US TREASURY N/B 1.625% 15 MAY 2026		2017-03-15	2018-06-12
	3000.06198 US TREASURY N/B 1.625% 15 MAY 2026		2017-03-15	2018-06-12
	4000. US TREASURY N/B 1.75% 15 MAY 2023		2018-01-18	2018-06-12
	1000. US TREASURY N/B 1.75% 15 MAY 2023		2018-05-04	2018-06-12
	3000. US TREASURY N/B 1.75% 15 MAY 2023		2014-01-15	2018-06-12
	3000. US TREASURY N/B 1.75% 30 APR 2022		2017-03-08	2018-06-12
	6000. US TREASURY N/B 1.75% 30 APR 2022		2017-03-08	2018-06-12
	13.962 VANGUARD S/T BND INDX-ADM		2017-10-19	2018-06-12
	958.773 VANGUARD S/T BND INDX-ADM		2017-03-20	2018-06-12
	3000. CISCO SYSTEMS INC 1.6% 2/28/19		2017-01-09	2018-06-21
	20.76 FHLMC GOLDG01840 5.0% 7/01/35		2011-08-11	2018-07-02
	11.69 FHLMC GOLDG04774 4.5% 1/01/38		2012-07-09	2018-07-02
	23.48 FHLMC GOLD G14056 4.0% 8/01/25		2011-08-11	2018-07-02
	8.94 FHLMC POOL G0-8344		2012-04-06	2018-07-02
	13.92 FHLMC POOL G0-8463		2012-05-07	2018-07-02
	135.27 FHLMC GOLD G08681 3.5% 12/01/45		2016-04-07	2018-07-02
	103.48 FHLMC GOLD G18536 2.5% 1/01/30		2015-02-06	2018-07-02
	12.83 FG J12243 4% 01 MAY 2025		2014-01-08	2018-07-02
	27.69 FHLMC GOLDJ16353 3.5% 8/01/26		2011-08-11	2018-07-02
	68.84 FHLMC GOLD J17508 3.0% 12/01/26		2016-07-08	2018-07-02
	11.53 FNMA POOL 0190370		2011-05-06	2018-07-02
	24.52 FNMA POOL #0357426		2016-02-05	2018-07-02
	21.93 FNMA POOL AH6827 4.0% 3/01/26		2011-08-09	2018-07-02
	60.79 FN AJ7715 3% 01 DEC 2026		2016-11-07	2018-07-02
	41.13 FNMA POOL AJ9355 3.0% 1/01/27		2013-08-07	2018-07-02
	25.34 FNMA POOL AL0393 4.5% 6/01/41		2011-11-04	2018-07-02
	9.39 FNMA POOL AO4144 4.0% 6/01/42		2013-07-11	2018-07-02
	29.11 FNMA POOL AQ0546 3.5% 11/01/42		2013-07-08	2018-07-02
	56.25 FNMA POOL # AS6191 3.5% 11/01/45		2016-03-07	2018-07-02
	39.2 FNMA POOL # AT2062 2.5% 4/01/28		2014-03-07	2018-07-02
	95.16 FNMA POOL AT2720 3% 5/1/43		2015-02-06	2018-07-02
	43.95 FNMA POOL 0AU3735		2014-11-07	2018-07-02
	20.23 FNMA POOL 735580 5.0% 6/01/35		2011-08-09	2018-07-02
	42.19 FN BH9288 4% 01 FEB 2048		2018-04-10	2018-07-02
	21.54 FNMA POOL 0888249		2009-04-06	2018-07-02
	12.19 FEDERAL NAT'L MTGE ASSN POOL 889291		2011-05-10	2018-07-02
	109.63 FN 889414 6% 01 NOV 2037		2009-04-06	2018-07-02
	8.24 FNMA POOL 985615 5.5% 4/01/34		2012-03-06	2018-07-02
	10.51 FNMA POOL AA7236 4.0% 6/01/39		2012-02-07	2018-07-02
	26.02 FN AD8527 4.5% 01 AUG 2040		2017-12-12	2018-07-02
	12.54 FNMA POOL AE0207 4.5% 11/01/33		2012-06-07	2018-07-02
	22.59 FNMA POOL 0AE0981		2013-03-06	2018-07-02
	39.76 FNMA POOL 0AE3066		2011-08-09	2018-07-02
	15.6 FN AE5439 4% 01 OCT 2040		2017-12-12	2018-07-02
	1000. AMERICAN HONDA FINANCE 2.65% 12 FEB 2021		2018-02-12	2018-07-06
	1000. AMGEN INC 2.25% 8/19/23		2016-08-10	2018-07-06
	1000. APPLE INC 2.1% 12 SEP 2022		2017-09-15	2018-07-06
	1000. BANK OF MONTREAL 1.5% 7/18/19		2017-04-06	2018-07-06
	2000. BIOGEN INC 2.9% 9/15/20		2017-08-23	2018-07-06
	1000. CISCO SYSTEMS INC 2.5% 20 SEP 2026		2016-09-13	2018-07-06
	1000. COMCAST CORP		2017-12-07	2018-07-06
	1000. DUKE ENERGY CORP 2.4% 15 AUG 2022		2018-01-18	2018-07-06
	1000. FED NATL MTG ASSN 2.125% 4/24/26		2018-06-06	2018-07-06
	1000. GENERAL ELEC CAP CORP		2017-12-07	2018-07-06
	1000. GOLDMAN SACHS GROUP IN 7.5% 2/15/19		2017-12-07	2018-07-06
	1000. GOLDMAN SACHS GROUP INC 2.905% 24 JUL		2018-01-12	2018-07-06
	1000. INTEL CORP		2011-09-15	2018-07-06
	1000. JP MORGAN CHASE & CO 6.3% 4/23/19		2015-07-23	2018-07-06
	1000. KROGER CO 2.65% 15 OCT 2026		2016-09-27	2018-07-06
	2000. MORGAN STANLEY 3.7% 23 OCT 2024		2014-10-20	2018-07-06
	1000. PRUDENTIAL FINANCIAL INC 4.5% 15 NOV 2020		2017-12-07	2018-07-06
	1000. STATOIL ASA		2018-04-27	2018-07-06
	1000. SUNTRUST BANKS INC 2.7% 27 JAN 2022		2016-11-28	2018-07-06
	1000. TOYOTA MOTOR CREDIT CORP 3.4% 15 SEP 2021		2011-09-08	2018-07-06
	5000. US TREASURY N/B 2% 15 FEB 2025		2016-11-16	2018-07-06
	1000. VERIZON COMMUNICATIONS 2.625% 15 AUG 2026		2016-07-28	2018-07-06
	16.96 FHLMC GOLDG01840 5.0% 7/01/35		2011-08-11	2018-08-01
	9.61 FHLMC GOLDG04774 4.5% 1/01/38		2012-07-09	2018-08-01
	28.98 FHLMC GOLD G14056 4.0% 8/01/25		2011-08-11	2018-08-01
	7.52 FHLMC POOL G0-8344		2012-04-06	2018-08-01
	15.12 FHLMC POOL G0-8463		2012-05-07	2018-08-01
	115.32 FHLMC GOLD G08681 3.5% 12/01/45		2016-04-07	2018-08-01
	93.46 FHLMC GOLD G18536 2.5% 1/01/30		2015-02-06	2018-08-01
	12.35 FG J12243 4% 01 MAY 2025		2014-01-08	2018-08-01
	15.69 FHLMC GOLDJ16353 3.5% 8/01/26		2011-08-11	2018-08-01
	56.39 FHLMC GOLD J17508 3.0% 12/01/26		2016-07-08	2018-08-01
	12.3 FNMA POOL 0190370		2011-05-06	2018-08-01
	13.04 FNMA POOL #0357426		2016-02-05	2018-08-01
	24.77 FNMA POOL AH6827 4.0% 3/01/26		2011-08-09	2018-08-01
	72.67 FN AJ7715 3% 01 DEC 2026		2016-11-07	2018-08-01
	38.96 FNMA POOL AJ9355 3.0% 1/01/27		2013-08-07	2018-08-01
	10.35 FNMA POOL AL0393 4.5% 6/01/41		2011-11-04	2018-08-01
	9.42 FNMA POOL AO4144 4.0% 6/01/42		2013-07-11	2018-08-01
	32.08 FNMA POOL AQ0546 3.5% 11/01/42		2013-07-08	2018-08-01
	40.16 FNMA POOL # AS6191 3.5% 11/01/45		2016-03-07	2018-08-01
	36.69 FNMA POOL # AT2062 2.5% 4/01/28		2014-03-07	2018-08-01
	85.56 FNMA POOL AT2720 3% 5/1/43		2015-02-06	2018-08-01
	31.77 FNMA POOL 0AU3735		2014-11-07	2018-08-01
	18.01 FNMA POOL 735580 5.0% 6/01/35		2011-08-09	2018-08-01
	48.35 FN BH9288 4% 01 FEB 2048		2018-04-10	2018-08-01
	19.9 FNMA POOL 0888249		2009-04-06	2018-08-01
	10.45 FEDERAL NAT'L MTGE ASSN POOL 889291		2011-05-10	2018-08-01
	170.46 FN 889414 6% 01 NOV 2037		2009-04-06	2018-08-01
	7.46 FNMA POOL 985615 5.5% 4/01/34		2012-03-06	2018-08-01
	8.51 FNMA POOL AA7236 4.0% 6/01/39		2012-02-07	2018-08-01
	37.14 FN AD8527 4.5% 01 AUG 2040		2017-12-12	2018-08-01
	10.86 FNMA POOL AE0207 4.5% 11/01/33		2012-06-07	2018-08-01
	20.95 FNMA POOL 0AE0981		2013-03-06	2018-08-01
	24.2 FNMA POOL 0AE3066		2011-08-09	2018-08-01
	10.48 FN AE5439 4% 01 OCT 2040		2017-12-12	2018-08-01
	3000. ASTRAZENECA PLC 1.75% 11/16/18		2017-01-09	2018-08-06
	3000. BANK OF NY MELLON CORP 3.85% 28 APR 2028		2018-04-24	2018-08-06
	21.54 FHLMC GOLDG01840 5.0% 7/01/35		2011-08-11	2018-09-04
	9.55 FHLMC GOLDG04774 4.5% 1/01/38		2012-07-09	2018-09-04
	21.66 FHLMC GOLD G14056 4.0% 8/01/25		2011-08-11	2018-09-04
	8.78 FHLMC POOL G0-8344		2012-04-06	2018-09-04
	14.98 FHLMC POOL G0-8463		2012-05-07	2018-09-04
	134.39 FHLMC GOLD G08681 3.5% 12/01/45		2016-04-07	2018-09-04
	84.88 FHLMC GOLD G18536 2.5% 1/01/30		2015-02-06	2018-09-04
	17.48 FG J12243 4% 01 MAY 2025		2014-01-08	2018-09-04
	24.43 FHLMC GOLDJ16353 3.5% 8/01/26		2011-08-11	2018-09-04
	63.28 FHLMC GOLD J17508 3.0% 12/01/26		2016-07-08	2018-09-04
	12.43 FNMA POOL 0190370		2011-05-06	2018-09-04
	9.33 FNMA POOL #0357426		2016-02-05	2018-09-04
	22.47 FNMA POOL AH6827 4.0% 3/01/26		2011-08-09	2018-09-04
	87.97 FN AJ7715 3% 01 DEC 2026		2016-11-07	2018-09-04
	36.23 FNMA POOL AJ9355 3.0% 1/01/27		2013-08-07	2018-09-04
	6.63 FNMA POOL AL0393 4.5% 6/01/41		2011-11-04	2018-09-04
	25.22 FNMA POOL AO4144 4.0% 6/01/42		2013-07-11	2018-09-04
	32.64 FNMA POOL AQ0546 3.5% 11/01/42		2013-07-08	2018-09-04
	52.1 FNMA POOL # AS6191 3.5% 11/01/45		2016-03-07	2018-09-04
	47.42 FN AS9585 4% 01 MAY 2047		2018-08-10	2018-09-04
	41.76 FNMA POOL # AT2062 2.5% 4/01/28		2014-03-07	2018-09-04
	104.31 FNMA POOL AT2720 3% 5/1/43		2015-02-06	2018-09-04
	24.23 FNMA POOL 0AU3735		2014-11-07	2018-09-04
	23.21 FNMA POOL 735580 5.0% 6/01/35		2011-08-09	2018-09-04
	35.36 FN BH9288 4% 01 FEB 2048		2018-04-10	2018-09-04
	19.64 FNMA POOL 0888249		2009-04-06	2018-09-04
	10.8 FEDERAL NAT'L MTGE ASSN POOL 889291		2011-05-10	2018-09-04
	11.68 FN 889414 6% 01 NOV 2037		2009-04-06	2018-09-04
	4.1 FNMA POOL 985615 5.5% 4/01/34		2012-03-06	2018-09-04
	3.3 FNMA POOL AA7236 4.0% 6/01/39		2012-02-07	2018-09-04
	27.6 FN AD8527 4.5% 01 AUG 2040		2017-12-12	2018-09-04
	20.93 FNMA POOL AE0207 4.5% 11/01/33		2012-06-07	2018-09-04
	21.9 FNMA POOL 0AE0981		2013-03-06	2018-09-04
	29.95 FNMA POOL 0AE3066		2011-08-09	2018-09-04
	9.84 FN AE5439 4% 01 OCT 2040		2017-12-12	2018-09-04
	3000. US TREASURY N/B 1.25% 31 JAN 2020		2017-12-30	2018-09-07
	1000. US TREASURY N/B 1.25% 31 JAN 2020		2017-04-30	2018-09-07
	2000. GOLDMAN SACHS GROUP IN 7.5% 2/15/19		2010-05-20	2018-09-19
	3000. SHELL INTERNATIONAL 1.375% 10 MAY 2019		2017-04-06	2018-09-19
	15.49 FHLMC GOLDG01840 5.0% 7/01/35		2011-08-11	2018-10-01
	7.64 FHLMC GOLDG04774 4.5% 1/01/38		2012-07-09	2018-10-01
	19.58 FHLMC GOLD G14056 4.0% 8/01/25		2011-08-11	2018-10-01
	5.73 FHLMC POOL G0-8344		2012-04-06	2018-10-01
	11.47 FHLMC POOL G0-8463		2012-05-07	2018-10-01
	99.09 FHLMC GOLD G08681 3.5% 12/01/45		2016-04-07	2018-10-01
	79.75 FHLMC GOLD G18536 2.5% 1/01/30		2015-02-06	2018-10-01
	14.14 FG J12243 4% 01 MAY 2025		2014-01-08	2018-10-01
	56.86 FHLMC GOLDJ16353 3.5% 8/01/26		2011-08-11	2018-10-01
	52.37 FHLMC GOLD J17508 3.0% 12/01/26		2016-07-08	2018-10-01
	13.83 FNMA POOL 0190370		2011-05-06	2018-10-01
	4.97 FNMA POOL #0357426		2016-02-05	2018-10-01
	26.55 FNMA POOL AH6827 4.0% 3/01/26		2011-08-09	2018-10-01
	53.71 FN AJ7715 3% 01 DEC 2026		2016-11-07	2018-10-01
	31.9 FNMA POOL AJ9355 3.0% 1/01/27		2013-08-07	2018-10-01
	15.77 FNMA POOL AL0393 4.5% 6/01/41		2011-11-04	2018-10-01
	31.52 FNMA POOL AO4144 4.0% 6/01/42		2013-07-11	2018-10-01
	17.62 FNMA POOL AQ0546 3.5% 11/01/42		2013-07-08	2018-10-01
	27.66 FNMA POOL # AS6191 3.5% 11/01/45		2016-03-07	2018-10-01
	32.97 FN AS9585 4% 01 MAY 2047		2018-08-10	2018-10-01
	28.07 FNMA POOL # AT2062 2.5% 4/01/28		2014-03-07	2018-10-01
	71.57 FNMA POOL AT2720 3% 5/1/43		2015-02-06	2018-10-01
	27.79 FNMA POOL 0AU3735		2014-11-07	2018-10-01
	17.53 FNMA POOL 735580 5.0% 6/01/35		2011-08-09	2018-10-01
	76. FN BH9288 4% 01 FEB 2048		2018-04-10	2018-10-01
	16.33 FN CA0853 3.5% 01 DEC 2047		2018-09-12	2018-10-01
	21.67 FNMA POOL 0888249		2009-04-06	2018-10-01
	16.73 FEDERAL NAT'L MTGE ASSN POOL 889291		2011-05-10	2018-10-01
	65.2 FN 889414 6% 01 NOV 2037		2009-04-06	2018-10-01
	4.77 FNMA POOL 985615 5.5% 4/01/34		2012-03-06	2018-10-01
	14.68 FNMA POOL AA7236 4.0% 6/01/39		2012-02-07	2018-10-01
	47.04 FN AD8527 4.5% 01 AUG 2040		2017-12-12	2018-10-01
	19.61 FNMA POOL AE0207 4.5% 11/01/33		2012-06-07	2018-10-01
	18.75 FNMA POOL 0AE0981		2013-03-06	2018-10-01
	23.29 FNMA POOL 0AE3066		2011-08-09	2018-10-01
	17.09 FN AE5439 4% 01 OCT 2040		2017-12-12	2018-10-01
	3000. US TREASURY N/B 1.75% 15 MAY 2023		2018-02-11	2018-10-31
	18.54 FHLMC GOLDG01840 5.0% 7/01/35		2011-08-11	2018-11-01
	7.87 FHLMC GOLDG04774 4.5% 1/01/38		2012-07-09	2018-11-01
	20.01 FHLMC GOLD G14056 4.0% 8/01/25		2011-08-11	2018-11-01
	8.02 FHLMC POOL G0-8344		2012-04-06	2018-11-01
	9.56 FHLMC POOL G0-8463		2012-05-07	2018-11-01
	109.55 FHLMC GOLD G08681 3.5% 12/01/45		2016-04-07	2018-11-01
	71.13 FHLMC GOLD G18536 2.5% 1/01/30		2015-02-06	2018-11-01
	17.35 FG J12243 4% 01 MAY 2025		2014-01-08	2018-11-01
	38.33 FHLMC GOLDJ16353 3.5% 8/01/26		2011-08-11	2018-11-01
	58.01 FHLMC GOLD J17508 3.0% 12/01/26		2016-07-08	2018-11-01
	11.34 FNMA POOL 0190370		2011-05-06	2018-11-01
	11.18 FNMA POOL #0357426		2016-02-05	2018-11-01
	25.39 FNMA POOL AH6827 4.0% 3/01/26		2011-08-09	2018-11-01
	55.96 FN AJ7715 3% 01 DEC 2026		2016-11-07	2018-11-01
	35.54 FNMA POOL AJ9355 3.0% 1/01/27		2013-08-07	2018-11-01
	11.31 FNMA POOL AL0393 4.5% 6/01/41		2011-11-04	2018-11-01
	22.21 FNMA POOL AO4144 4.0% 6/01/42		2013-07-11	2018-11-01
	23.91 FNMA POOL AQ0546 3.5% 11/01/42		2013-07-08	2018-11-01
	38.07 FNMA POOL # AS6191 3.5% 11/01/45		2016-03-07	2018-11-01
	40.95 FN AS9585 4% 01 MAY 2047		2018-08-10	2018-11-01
	32.95 FNMA POOL # AT2062 2.5% 4/01/28		2014-03-07	2018-11-01
	79.74 FNMA POOL AT2720 3% 5/1/43		2015-02-06	2018-11-01
	33.69 FNMA POOL 0AU3735		2014-11-07	2018-11-01
	17.84 FNMA POOL 735580 5.0% 6/01/35		2011-08-09	2018-11-01
	45.67 FN BH9288 4% 01 FEB 2048		2018-04-10	2018-11-01
	40.04 FN CA0853 3.5% 01 DEC 2047		2018-09-12	2018-11-01
	18.99 FNMA POOL 0888249		2009-04-06	2018-11-01
	13.94 FEDERAL NAT'L MTGE ASSN POOL 889291		2011-05-10	2018-11-01
	11.79 FN 889414 6% 01 NOV 2037		2009-04-06	2018-11-01
	9.29 FNMA POOL 985615 5.5% 4/01/34		2012-03-06	2018-11-01
	8.22 FNMA POOL AA7236 4.0% 6/01/39		2012-02-07	2018-11-01
	20.29 FN AD8527 4.5% 01 AUG 2040		2017-12-12	2018-11-01
	11.56 FNMA POOL AE0207 4.5% 11/01/33		2012-06-07	2018-11-01
	17.04 FNMA POOL 0AE0981		2013-03-06	2018-11-01
	22.87 FNMA POOL 0AE3066		2011-08-09	2018-11-01
	16.93 FN AE5439 4% 01 OCT 2040		2017-12-12	2018-11-01
	3000. CSX CORP 3.8% 01 MAR 2028		2018-02-15	2018-11-06
	3000. JOHN DEERE CAPITAL COR 2.3% 9/16/19		2014-09-12	2018-11-06
	1000. JP MORGAN CHASE & CO 6.3% 4/23/19		2015-07-23	2018-11-06
	1000. JP MORGAN CHASE & CO 6.3% 4/23/19		2017-12-07	2018-11-06
	2000. US TREASURY N/B 1.75% 15 MAY 2023		2018-09-07	2018-11-15
	2000. COMCAST CORP		2009-07-07	2018-11-28
	15.33 FHLMC GOLDG01840 5.0% 7/01/35		2011-08-11	2018-12-03
	12.07 FHLMC GOLDG04774 4.5% 1/01/38		2012-07-09	2018-12-03
	18.08 FHLMC GOLD G14056 4.0% 8/01/25		2011-08-11	2018-12-03
	8.15 FHLMC POOL G0-8344		2012-04-06	2018-12-03
	12.86 FHLMC POOL G0-8463		2012-05-07	2018-12-03
	82.17 FHLMC GOLD G08681 3.5% 12/01/45		2016-04-07	2018-12-03
	71.61 FHLMC GOLD G18536 2.5% 1/01/30		2015-02-06	2018-12-03
	11.61 FG J12243 4% 01 MAY 2025		2014-01-08	2018-12-03
	15.38 FHLMC GOLDJ16353 3.5% 8/01/26		2011-08-11	2018-12-03
	45.3 FHLMC GOLD J17508 3.0% 12/01/26		2016-07-08	2018-12-03
	51.54 FG G67709 3.5% 01 MAR 2048		2018-11-09	2018-12-03
	8.17 FNMA POOL 0190370		2011-05-06	2018-12-03
	5.21 FNMA POOL #0357426		2016-02-05	2018-12-03
	18.32 FNMA POOL AH6827 4.0% 3/01/26		2011-08-09	2018-12-03
	70.59 FN AJ7715 3% 01 DEC 2026		2016-11-07	2018-12-03
	29.76 FNMA POOL AJ9355 3.0% 1/01/27		2013-08-07	2018-12-03
	6. FNMA POOL AL0393 4.5% 6/01/41		2011-11-04	2018-12-03
	23.46 FNMA POOL AO4144 4.0% 6/01/42		2013-07-11	2018-12-03
	26. FNMA POOL AQ0546 3.5% 11/01/42		2013-07-08	2018-12-03
	23.58 FNMA POOL # AS6191 3.5% 11/01/45		2016-03-07	2018-12-03
	29.32 FN AS9585 4% 01 MAY 2047		2018-08-10	2018-12-03
	32.25 FNMA POOL # AT2062 2.5% 4/01/28		2014-03-07	2018-12-03
	65.12 FNMA POOL AT2720 3% 5/1/43		2015-02-06	2018-12-03
	24.62 FNMA POOL 0AU3735		2014-11-07	2018-12-03
	14.37 FNMA POOL 735580 5.0% 6/01/35		2011-08-09	2018-12-03
	35.96 FN BH9288 4% 01 FEB 2048		2018-04-10	2018-12-03
	35.92 FN CA0853 3.5% 01 DEC 2047		2018-09-12	2018-12-03
	18.02 FNMA POOL 0888249		2009-04-06	2018-12-03
	11.9 FEDERAL NAT'L MTGE ASSN POOL 889291		2011-05-10	2018-12-03
	72.5 FN 889414 6% 01 NOV 2037		2009-04-06	2018-12-03
	7.56 FNMA POOL 985615 5.5% 4/01/34		2012-03-06	2018-12-03
	5.86 FNMA POOL AA7236 4.0% 6/01/39		2012-02-07	2018-12-03
	25.69 FN AD8527 4.5% 01 AUG 2040		2017-12-12	2018-12-03
	9.17 FNMA POOL AE0207 4.5% 11/01/33		2012-06-07	2018-12-03
	16. FNMA POOL 0AE0981		2013-03-06	2018-12-03
	21.18 FNMA POOL 0AE3066		2011-08-09	2018-12-03
	50.06 FN AE5439 4% 01 OCT 2040		2017-12-12	2018-12-03
	5. AT&T INC		2018-06-12	2018-12-14
	583.629 ADVISERS INVT TR JOHCM INTL SL I		2017-11-29	2018-12-14
	374.367 ADVISERS INVT TR JOHCM INTL SL I		2018-06-12	2018-12-14
	649.66 INVESCO INTL GRWTH-R5		2017-11-29	2018-12-14
	259.602 ARTISAN MID CAP FUND-INS		2017-03-20	2018-12-14
	41. CISCO SYSTEMS INC		2016-09-30	2018-12-14
	2032.55 DRIEHAUS ACTIVE INCOME FUND		2017-03-20	2018-12-14
	504.541 DRIEHAUS ACTIVE INCOME FUND		2018-06-12	2018-12-14
	311.636 JPMORGAN MID CAP VALUE-L		2017-03-20	2018-12-14
	19. HOLLYFRONTIER CORP		2016-09-30	2018-12-14
	14. KAR AUCTION SERVICES INC		2016-09-30	2018-12-14
	2. LOCKHEED MARTIN CORP COM		2016-12-20	2018-12-14
	1518.93 LOOMIS SAYLES FDS II GROWTH FD CL Y		2018-06-12	2018-12-14
	5. NEXTERA ENERGY INC		2013-03-28	2018-12-14
	1681.332 PRUDENTIAL HIGH YIELD FUND-Z		2017-10-19	2018-12-14
	343.86 PRUDENTIAL QMA SM CAP VAL-Z		2017-03-20	2018-12-14
	426.384 TEMPLETON GLOBAL BD FD ADVISOR CL		2017-03-20	2018-12-14
	6. 3M CO COM		2016-09-30	2018-12-14
	4. 3M CO COM		2018-06-12	2018-12-14
	147.75 VICTORY RS SM CAP GROW-Y		2017-03-20	2018-12-14
	11. WESTROCK CO		2016-09-30	2018-12-14
	4. WESTROCK CO		2018-06-12	2018-12-14
	999.87686 US TREASURY N/B 1.25% 31 JAN 2020		2017-04-30	2018-12-17
	6000.12314 US TREASURY N/B 1.25% 31 JAN 2020		2017-04-30	2018-12-17
	2000. US TREASURY N/B 2% 15 FEB 2025		2016-11-16	2018-12-17
	7000. US TREASURY N/B 2.625% 15 NOV 2020		2018-08-06	2018-12-17
	6000. US TREASURY N/B 1.75% 30 APR 2022		2017-04-01	2018-12-17
	CAPITAL GAIN DIVIDENDS	P

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	20	22	-2
b	14	15	-1
c	26	27	-1
d	8	9	-1
e	19	20	-1
	144	150	-6
	89	91	-2
	17	18	-1
	21	21
	69	72	-3
	21	23	-2
	34	37	-3
	34	36	-2
	67	70	-3
	40	41	-1
	30	32	-2
	8	8
	22	22
	50	52	-2
	43	42	1
	67	68	-1
	36	36
	24	25	-1
	37	38	-1
	11	12	-1
	65	68	-3
	8	9	-1
	13	14	-1
	17	19	-2
	13	14	-1
	27	29	-2
	30	30
	31	33	-2
	986	995	-9
	6,897	6,967	-70
	1,745	1,769	-24
	2,954	2,985	-31
	2,947	2,965	-18
	881	884	-3
	2,642	2,998	-356
	2,926	2,958	-32
	22	23	-1
	12	13	-1
	26	28	-2
	9	10	-1
	8	9	-1
	136	141	-5
	94	96	-2
	18	19	-1
	52	54	-2
	59	62	-3
	18	19	-1
	15	16	-1
	27	28	-1
	66	68	-2
	33	33
	3	4	-1
	14	14
	31	31
	36	37	-1
	37	36	1
	59	60	-1
	27	27
	18	19	-1
	28	28
	21	22	-1
	12	13	-1
	5	6	-1
	3	3
	17	18	-1
	15	16	-1
	23		23
	34	35	-1
	33	35	-2
	1,902	1,936	-34
	983	988	-5
	4,908	4,939	-31
	957	972	-15
	3,000	2,996	4
	1,963	1,971	-8
	910	949	-39
	2,729	2,844	-115
	7,356	7,043	313
	4,971	5,057	-86
	18	19	-1
	9	9
	24	25	-1
	8	9	-1
	15	16	-1
	120	125	-5
	86	88	-2
	12	13	-1
	18	18
	57	59	-2
	16	17	-1
	24	27	-3
	31	31
	59	62	-3
	43	43
	18	19	-1
	12	12
	13	13
	47	49	-2
	37	38	-1
	87	89	-2
	20	20
	19	20	-1
	25	25
	13	13
	65	68	-3
	10	10
	21	22	-1
	15	16	-1
	16	17	-1
	20	21	-1
	26	26
	18	19	-1
	1,978	1,869	109
	2,945	2,985	-40
	2,944	2,985	-41
	3,648	3,697	-49
	77	80	-3
	21	22	-1
	10	11	-1
	30	31	-1
	7	7
	10	11	-1
	113	118	-5
	93	95	-2
	17	18	-1
	33	33
	57	59	-2
	16	17	-1
	22	24	-2
	38	40	-2
	43	43
	17	18	-1
	31	31
	15	15
	58	61	-3
	39	39
	78	80	-2
	34	34
	17	18	-1
	24	24
	17	18	-1
	13	13
	9	10	-1
	12	13	-1
	15	17	-2
	12	13	-1
	22	24	-2
	33	34	-1
	39	41	-2
	993	1,003	-10
	1,007	1,004	3
	3,925	3,980	-55
	2,946	2,953	-7
	1,000	1,000
	2,000	2,000
	5,000	4,982	18
	2,000	1,997	3
	1,000	1,000
	2,000	1,993	7
	18	19	-1
	19	20	-1
	20	20
	10	10
	12	12
	113	117	-4
	85	87	-2
	16	17	-1
	51	52	-1
	55	58	-3
	15	17	-2
	13	15	-2
	34	35	-1
	68	71	-3
	39	40	-1
	17	18	-1
	17	17
	44	44
	26	27	-1
	39	39
	79	81	-2
	26	26
	22	23	-1
	32	33	-1
	24	24
	11	11
	52	53	-1
	10	10
	11	12	-1
	18	19	-1
	12	13	-1
	22	23	-1
	28	29	-1
	5	5
	981	982	-1
	3,000	2,945	55
	3,002	3,007	-5
	1,164	1,272	-108
	7,679	6,580	1,099
	673	505	168
	2,036	1,301	735
	19	20	-1
	12	13	-1
	26	26
	9	9
	15	16	-1
	139	144	-5
	98	101	-3
	16	16
	16	16
	60	63	-3
	21	22	-1
	23	25	-2
	25	26	-1
	52	54	-2
	39	40	-1
	23	24	-1
	25	25
	18	18
	61	63	-2
	38	38
	119	122	-3
	38	38
	18	19	-1
	40	41	-1
	23	23
	10	10
	70	73	-3
	4	4
	9	10	-1
	33	36	-3
	17	18	-1
	20	21	-1
	28	28
	30	31	-1
	1,681	1,651	30
	9,983	7,920	2,063
	15,231	14,408	823
	4,548	4,598	-50
	1,988	2,117	-129
	3,920	3,951	-31
	2,941	2,964	-23
	7,841	7,960	-119
	2,001	2,033	-32
	8,002	7,841	161
	6,349	6,462	-113
	2,721	2,769	-48
	3,805	3,879	-74
	951	951
	2,854	2,850	4
	2,889	2,940	-51
	5,777	5,898	-121
	143	146	-3
	9,808	10,000	-192
	2,981	2,999	-18
	21	22	-1
	12	12
	23	24	-1
	9	9
	14	15	-1
	135	140	-5
	103	106	-3
	13	13
	28	28
	69	72	-3
	12	12
	25	27	-2
	22	23	-1
	61	63	-2
	41	42	-1
	25	27	-2
	9	10	-1
	29	29
	56	59	-3
	39	39
	95	98	-3
	44	44
	20	21	-1
	42	44	-2
	22	22
	12	13	-1
	110	113	-3
	8	9	-1
	11	11
	26	28	-2
	13	13
	23	24	-1
	40	41	-1
	16	16
	990	999	-9
	940	997	-57
	963	992	-29
	987	991	-4
	1,994	2,033	-39
	933	999	-66
	1,027	1,055	-28
	963	978	-15
	940	933	7
	1,047	1,068	-21
	1,027	1,031	-4
	965	988	-23
	1,011	995	16
	1,027	1,030	-3
	892	998	-106
	1,980	2,004	-24
	1,029	1,049	-20
	1,014	1,013	1
	974	999	-25
	1,009	997	12
	4,761	4,931	-170
	898	997	-99
	17	18	-1
	10	10
	29	30	-1
	8	8
	15	16	-1
	115	120	-5
	93	96	-3
	12	13	-1
	16	16
	56	59	-3
	12	13	-1
	13	14	-1
	25	25
	73	76	-3
	39	40	-1
	10	11	-1
	9	10	-1
	32	32
	40	42	-2
	37	37
	86	88	-2
	32	32
	18	19	-1
	48	50	-2
	20	20
	10	11	-1
	170	176	-6
	7	8	-1
	9	9
	37	40	-3
	11	11
	21	22	-1
	24	25	-1
	10	11	-1
	2,994	3,001	-7
	3,040	2,994	46
	22	23	-1
	10	10
	22	22
	9	9
	15	16	-1
	134	139	-5
	85	87	-2
	17	18	-1
	24	25	-1
	63	66	-3
	12	13	-1
	9	10	-1
	22	23	-1
	88	91	-3
	36	37	-1
	7	7
	25	26	-1
	33	33
	52	54	-2
	47	48	-1
	42	42
	104	107	-3
	24	24
	23	24	-1
	35	37	-2
	20	20
	11	11
	12	12
	4	4
	3	3
	28	30	-2
	21	22	-1
	22	23	-1
	30	30
	10	10
	2,944	2,966	-22
	981	996	-15
	2,041	2,002	39
	2,978	2,978
	15	16	-1
	8	8
	20	20
	6	6
	11	12	-1
	99	102	-3
	80	81	-1
	14	15	-1
	57	58	-1
	52	54	-2
	14	15	-1
	5	5
	27	27
	54	56	-2
	32	32
	16	16
	32	32
	18	18
	28	29	-1
	33	34	-1
	28	28
	72	73	-1
	28	28
	18	18
	76	79	-3
	16	16
	22	22
	17	17
	65	67	-2
	5	5
	15	15
	47	50	-3
	20	21	-1
	19	20	-1
	23	24	-1
	17	18	-1
	2,844	2,926	-82
	19	19
	8	8
	20	20
	8	8
	10	10
	110	113	-3
	71	72	-1
	17	18	-1
	38	39	-1
	58	60	-2
	11	12	-1
	11	12	-1
	25	26	-1
	56	58	-2
	36	36
	11	12	-1
	22	23	-1
	24	24
	38	39	-1
	41	42	-1
	33	33
	80	81	-1
	34	34
	18	19	-1
	46	47	-1
	40	40
	19	19
	14	14
	12	12
	9	10	-1
	8	8
	20	22	-2
	12	12
	17	18	-1
	23	23
	17	18	-1
	2,890	2,998	-108
	2,982	2,998	-16
	1,016	1,017	-1
	1,016	1,019	-3
	1,903	1,924	-21
	2,030	2,000	30
	15	16	-1
	12	13	-1
	18	18
	8	8
	13	13
	82	85	-3
	72	73	-1
	12	12
	15	16	-1
	45	47	-2
	52	50	2
	8	9	-1
	5	6	-1
	18	19	-1
	71	73	-2
	30	30
	6	6
	23	24	-1
	26	26
	24	24
	29	30	-1
	32	32
	65	66	-1
	25	25
	14	15	-1
	36	37	-1
	36	36
	18	18
	12	12
	73	74	-1
	8	8
	6	6
	26	27	-1
	9	10	-1
	16	17	-1
	21	21
	50	52	-2
	151	172	-21
	12,280	13,000	-720
	7,877	9,000	-1,123
	18,652	21,742	-3,090
	8,645	10,495	-1,850
	1,901	629	1,272
	19,248	20,649	-1,401
	4,778	5,000	-222
	10,910	11,814	-904
	1,065	452	613
	695	603	92
	578	505	73
	23,938	25,103	-1,165
	901	388	513
	8,827	9,399	-572
	5,894	7,352	-1,458
	4,929	5,266	-337
	1,182	1,062	120
	788	822	-34
	11,657	11,000	657
	481	528	-47
	175	247	-72
	984	996	-12
	5,905	5,975	-70
	1,914	1,972	-58
	6,990	7,002	-12
	5,821	5,915	-94
			5,102

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			-2
b			-1
c			-1
d			-1
e			-1
			-6
			-2
			-1

			-3
			-2
			-3
			-2
			-3
			-1
			-2


			-2
			1
			-1

			-1
			-1
			-1
			-3
			-1
			-1
			-2
			-1
			-2

			-2
			-9
			-70
			-24
			-31
			-18
			-3
			-356
			-32
			-1
			-1
			-2
			-1
			-1
			-5
			-2
			-1
			-2
			-3
			-1
			-1
			-1
			-2

			-1


			-1
			1
			-1

			-1

			-1
			-1
			-1

			-1
			-1
			23
			-1
			-2
			-34
			-5
			-31
			-15
			4
			-8
			-39
			-115
			313
			-86
			-1

			-1
			-1
			-1
			-5
			-2
			-1

			-2
			-1
			-3

			-3

			-1


			-2
			-1
			-2

			-1


			-3

			-1
			-1
			-1
			-1

			-1
			109
			-40
			-41
			-49
			-3
			-1
			-1
			-1

			-1
			-5
			-2
			-1

			-2
			-1
			-2
			-2

			-1


			-3

			-2

			-1

			-1

			-1
			-1
			-2
			-1
			-2
			-1
			-2
			-10
			3
			-55
			-7


			18
			3

			7
			-1
			-1



			-4
			-2
			-1
			-1
			-3
			-2
			-2
			-1
			-3
			-1
			-1


			-1

			-2

			-1
			-1


			-1

			-1
			-1
			-1
			-1
			-1

			-1
			55
			-5
			-108
			1,099
			168
			735
			-1
			-1


			-1
			-5
			-3


			-3
			-1
			-2
			-1
			-2
			-1
			-1


			-2

			-3

			-1
			-1


			-3

			-1
			-3
			-1
			-1

			-1
			30
			2,063
			823
			-50
			-129
			-31
			-23
			-119
			-32
			161
			-113
			-48
			-74

			4
			-51
			-121
			-3
			-192
			-18
			-1

			-1

			-1
			-5
			-3


			-3

			-2
			-1
			-2
			-1
			-2
			-1

			-3

			-3

			-1
			-2

			-1
			-3
			-1

			-2

			-1
			-1

			-9
			-57
			-29
			-4
			-39
			-66
			-28
			-15
			7
			-21
			-4
			-23
			16
			-3
			-106
			-24
			-20
			1
			-25
			12
			-170
			-99
			-1

			-1

			-1
			-5
			-3
			-1

			-3
			-1
			-1

			-3
			-1
			-1
			-1

			-2

			-2

			-1
			-2

			-1
			-6
			-1

			-3

			-1
			-1
			-1
			-7
			46
			-1



			-1
			-5
			-2
			-1
			-1
			-3
			-1
			-1
			-1
			-3
			-1

			-1

			-2
			-1

			-3

			-1
			-2





			-2
			-1
			-1


			-22
			-15
			39

			-1



			-1
			-3
			-1
			-1
			-1
			-2
			-1


			-2




			-1
			-1

			-1


			-3



			-2


			-3
			-1
			-1
			-1
			-1
			-82





			-3
			-1
			-1
			-1
			-2
			-1
			-1
			-1
			-2

			-1
			-1

			-1
			-1

			-1

			-1
			-1




			-1

			-2

			-1

			-1
			-108
			-16
			-1
			-3
			-21
			30
			-1
			-1



			-3
			-1

			-1
			-2
			2
			-1
			-1
			-1
			-2


			-1


			-1

			-1

			-1
			-1



			-1


			-1
			-1
			-1

			-2
			-21
			-720
			-1,123
			-3,090
			-1,850
			1,272
			-1,401
			-222
			-904
			613
			92
			73
			-1,165
			513
			-572
			-1,458
			-337
			120
			-34
			657
			-47
			-72
			-12
			-70
			-58
			-12
			-94

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	-1,955
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see instructions before making any entries.

(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2017	39,459	704,857	0.055982
2016	36,313	707,868	0.051299
2015	37,183	741,041	0.050177
2014	37,660	766,676	0.049121
2013	37,058	759,434	0.048797

Total of line 1, column (d) .....................

0.255376

Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......

0.051075

Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......

673,820

Multiply line 4 by line 3......................

34,415

Enter 1% of net investment income (1% of Part I, line 27b)...........

105

Add lines 5 and 6........................

34,520

Enter qualifying distributions from Part XII, line 4,.............

29,911

If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2018)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	209
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	209
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	209
6	Credits/Payments:

a	2018 estimated tax payments and 2017 overpayment credited to 2018	6a	320
b	Exempt foreign organizations—tax withheld at source......	6b
c	Tax paid with application for extension of time to file (Form 8868)...	6c	0
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	320
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	111
11	Enter the amount of line 10 to be: Credited to 2019 estimated tax111	Refunded	11	0

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions

for definition).................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2018)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

REGIONS BANK TRUST DEPARTMENT Telephone no. bullet

(205) 420-7753

Located at bullet

201 MILAN PARKWAYBIRMINGHAMAL ZIP+4 bullet

35211

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2018?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2018, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2018?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2018.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?

Form 990-PF (2018)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
REGIONS BANK	TRUSTEE 1	9,769
201 MILAN PKWY BIRMINGHAM,AL35211	TRUSTEE 1	9,769

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2018)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2018)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

684,081

Average of monthly cash balances.......................

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

684,081

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

684,081

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

10,261

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

673,820

Minimum investment return. Enter 5% of line 5..................

33,691

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

33,691

Tax on investment income for 2018 from Part VI, line 5......

209

Income tax for 2018. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

209

Distributable amount before adjustments. Subtract line 2c from line 1............

33,482

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

33,482

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

33,482

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

29,911

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

29,911

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

29,911

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2018)

Page 9

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2017	(c) 2017	(d) 2018
1 Distributable amount for 2018 from Part XI, line 7					33,482
2 Undistributed income, if any, as of the end of 2018:
a Enter amount for 2017 only.......				27,057
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2018:
a From 2013......	0
b From 2014......	0
c From 2015......	0
d From 2016......	0
e From 2017......	0
fTotal of lines 3a through e........		0
4Qualifying distributions for 2018 from Part
XII, line 4: $ 29,911
a Applied to 2017, but not more than line 2a				27,057
b Applied to undistributed income of prior years (Election required—see instructions).....			0
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2018 distributable amount.....					2,854
e Remaining amount distributed out of corpus		0
5 Excess distributions carryover applied to 2018.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		0
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2017. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2018. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2019 ..........					30,628
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		0
8 Excess distributions carryover from 2013 not applied on line 5 or line 7 (see instructions) ...		0
9Excess distributions carryover to 2019. Subtract lines 7 and 8 from line 6a ......		0
10 Analysis of line 9:
a Excess from 2014....	0
b Excess from 2015....	0
c Excess from 2016....	0
d Excess from 2017....	0
e Excess from 2018....	0

Form 990-PF (2018)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2018	(b) 2017	(c) 2016	(d) 2015	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

NONE

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

NONE

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:

SOMERSET COMMUNITY COLLEGE
808 MONTICELLO RD
SOMERSET,KY42501
(606) 451-6618

bThe form in which applications should be submitted and information and materials they should include:

SOMERSET COMMUNITY COLLEGE SCHOLARSHIP APPLICATION

cAny submission deadlines:

MARCH 1- PRIORITY RANKING FOR FALL, JULY 1- FALL, JANUARY 1- SPRING

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

STUDENTS ATTENDING SOMERSET COMMUNITY COLLEGE AND THEIR RESIDENCE IS PULASKI COUNTY, KY

Form 990-PF (2018)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
SOMERSET COMMUNITY COLLEGE 808 MONTICELLO RD SOMERSET,KY42501	NONE	PC	FUND SCHOLARSHIP PROGRAM	27,057
Total ................................. 3a				27,057

bApproved for future payment

Total ................................. 3b

Form 990-PF (2018)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........
4 Dividends and interest from securities....			14	18,880
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory ............			18	-1,955
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				16,925

13Total. Add line 12, columns (b), (d), and (e)..................

16,925

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2018)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.)? Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2018)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Name of Bond	End of Year Book Value	End of Year Fair Market Value
GOLDMAN SACHS GRP INC NOTE
TARGET CORP NOTE
AT&T 5.6% 5/15/18
CATERPILLAR INC 7.9% 12/15/18
COMCAST 5.7% 7/1/19
MERRILL LYNCH SER 6.875%
ORACLE CORP 5.75% 4/15/18
WACHOVIA 5.75% 6/15/17
CA INC 5.375% 12/1/19
PRUDENTIAL FIN 4.5% 11/15/20
GENERAL ELECTRIC 5.3% 2/11/21
INTEL CORP 3.3% 10/01/21
TOYOTA MTR CREDIT 3.4% 9/15/21
JOHN DEERE CAPITAL CORP 2.3%
FORD MOTOR CREDIT 1.724%
MOLSON COORS 3.5%
MORGAN STANLEY 3.7%
WALGREENS BOOTS ALLIANCE 3.8%
AMERICAN EXPRESS CREDIT CORPC
AMGEN INC CALLABLE DTD08/19/2
ANHEUSER-BUSCH INBEV FIN DTD0
CISCO SYSTEMS INC CALLABLE DTD
CITIGROUP INC DTD 10/26/20152
FIFTH THIRD BANK CALLABLE DTD
GILEAD SCIENCES INC CALLABLE D
GLAXOSMITHKLINE CAP PLC CALLAB
IBM CORP DTD 02/19/2016 3.45%
J P MORGAN CHASE & CO DTD04/2
KROGER CO/THE CALLABLE DTD10/
MARATHON OIL CORP CALLABLE DTD
PEPSICO INC SERIES: 1 DTD10/1
SHELL INTL FIN DTD 05/10/2016
SUNTRUST BKS INC CALLABLE DTD
TEVA PHARMACEUTICALS NE DTD07
TORONTO-DOMINION BANK SERIES M
VALERO ENERGY CORP CALLABLE D
VERIZON COMMUNICATIONS CALLABL
APPLE INC 2.1% 12 SEP 2022
APPLE INC 2.3% 11 MAY 2022
ASTRAZENECA PLC 1.75% 16 NOV 2
BANK OF AMERICA CORP 6.875% 25
BANK OF MONTREAL 1.5% 18 JUL 2
BIOGEN INC 2.9% 15 SEP 2020
CAPITAL ONE FINANCIAL CORP 2.5
CISCO SYSTEMS INC 1.6% 28 FEB
DEUTSCHE BANK AG/LONDON 1.875%
FANNIE MAE POOL FN 190370 6% 0
FANNIE MAE POOL FN 357426 5% 0
FANNIE MAE POOL FN 735580 5% 0
FANNIE MAE POOL FN 888249 5% 0
FANNIE MAE POOL FN 889291 5% 0
FANNIE MAE POOL FN 889414 6% 0
FANNIE MAE POOL FN 985615 5.5%
FANNIE MAE POOL FN AA7236 4% 0
FANNIE MAE POOL FN AD8527 4.5%
FANNIE MAE POOL FN AE0207 4.5%
FANNIE MAE POOL FN AE0981 3.5%
FANNIE MAE POOL FN AE3066 3.5%
FANNIE MAE POOL FN AE5439 4% 0
FANNIE MAE POOL FN AH6827 4% 0
FANNIE MAE POOL FN AJ7715 3% 0
FANNIE MAE POOL FN AJ9355 3% 0
FANNIE MAE POOL FN AL0393 4.5%
FANNIE MAE POOL FN AO4144 4% 0
FANNIE MAE POOL FN AQ0546 3.5%
FANNIE MAE POOL FN AS6191 3.5%
FANNIE MAE POOL FN AT2062 2.5%
FANNIE MAE POOL FN AT2720 3% 0
FANNIE MAE POOL FN AU3735 3% 0
FORD MOTOR CREDIT CO LLC 3.157
FREDDIE MAC GOLD POOL FG G0184
FREDDIE MAC GOLD POOL FG G0477
FREDDIE MAC GOLD POOL FG G0834
FREDDIE MAC GOLD POOL FG G0846
FREDDIE MAC GOLD POOL FG G0868
FREDDIE MAC GOLD POOL FG G1405
FREDDIE MAC GOLD POOL FG G1853
FREDDIE MAC GOLD POOL FG J1224
FREDDIE MAC GOLD POOL FG J1635
FREDDIE MAC GOLD POOL FG J1750
GOLDMAN SACHS GROUP INC/THE 7.

Name of Stock	End of Year Book Value	End of Year Fair Market Value
EXXON MOBIL CORP
INTEL CORP
PEPSICO INC
CISCO SYSTEMS INC
QUALCOMM INC
3M CO
CHEVRON CORP
GENERAL ELECTRIC
MERCK & CO INC NEW
BLACKROCK INC
JP MORGAN CHASE & CO
PRUDENTIAL FINANCIAL INC
TARGET CORP
VERIZON COMMUNICATIONS
WELLS FARGO & CO
NEXTERA ENERGY, INC.
SCHLUMBERGER LTD
WAL-MART STORES INC.
INVESCO LTD
LYONDELLBASELL INDUSTRIES CL-A
WASTE MANAGEMENT INC
AT&T INC
AMERICAN EUROPACIFIC GRTH-F2
ALLIANT CORP
ALTRIA GROUP INC
AQR MANAGED FUTURES STRATEGYF
ARTISAN MID CAP FUND INVESTOR
BARON EMERGING MARKETS INST
BB&T CORP
BRISTOL MYERS SQUIBB CO
CALAMOS MARKET NEU INC FD-I
CHUBB LIMITED
COCA COLA CO
DOMINION RES INC VA
DRIEHAUS ACTIVE INCOME FUND
EATON CORP PLC ISIN:IE00B8KQN
ELI LILLY & CO
FASTENAL CO
FHLM #G01840 DTD 06/01/2005 5
FHLM #G04774 DTD 10/01/2008 4
FHLM #G08344 DTD 05/01/2009 4
FHLM #G08463 DTD 10/01/2011 4
FHLM #G14056 DTD 02/01/2011 4
FHLM #G18536 DTD 01/01/2015 2
FHLM #J12243 DTD 05/01/2010 4
FHLM #J16353 DTD 08/01/2011 3
FHLM #J17508 DTD 12/01/2011 3
FHLM# G08681 DTD 12/01/2015 3
FNMA # 889414 6%11/01
FNMA #190370 DTD 05/01/2006 6
FNMA #357426 DTD 09/01/2003 5
FNMA #735580 DTD 05/01/05 5%
FNMA #888249 5% 07/01/2020
FNMA #889291 DTD 03/01/2008 5
FNMA #985615 DTD 06/01/2008 5
FNMA #A04144 DTD 06/01/2012 4
FNMA #AA7236 DTD 05/01/2009 4
FNMA #AE0207 DTD 07/01/2010 4
FNMA #AE0981 DTD 02/01/2011 3
FNMA #AE3066 DTD 09/01/2010 3
FNMA #AH6827 DTD 03/01/2011 4
FNMA #AJ7715 DTD 12/01/2011 3
FNMA #AJ9355 DTD 01/01/2012 3
FNMA #AL0393 DTD 06/01/2011 4
FNMA #AQ0546 DTD 11/01/2012 3
FNMA #AT2062 DTD 04/01/2013 2
FNMA #AT2720 DTD 05/01/2013 3
FNMA #AU3735 DTD 08/01/2013 3
FNMA# AS6191 DTD 10/01/2015 3
GALLAGHER ARTHUR J & CO
HASBRO INC
HELMERICH & PAYNE INC
HOLLYFRONTIER CORPORATION
INVESCO INTERNATIONAL GROWTH F
KAR AUCTION SERVICES INC.
KRAFT HEINZ CO
LOCKHEED MARTIN CORP
MAINGATE MLP FUND
MFS RESH INTL FD CL I
MICROSOFT CORP
OCCIDENTAL PETE CORP
PFIZER INC
PNC FINANCIAL SERVICES
RAYTHEON CO
REGAL ENTMT GROUP CL A
REPUBLIC SVCS INC CL A
SOUTHERN CO
SWAN DEFINED RISK FUND
US BANCORP DEL
WESTROCK COMPANY
WILLIAM BLAIR MACRO ALLOCATION
XILINX INC
AIR PRODUCTS & CHEMICALS INC
ARTHUR J GALLAGHER & CO
BANK OF AMERICA CORP
HOME DEPOT INC/THE
METLIFE INC
PPL CORP
PROCTER & GAMBLE CO/THE
SABRE CORP
UNITED PARCEL SERVICE INC

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
ADVISERS INVT TR JOHCM INTL SL
AQR MANAGED FUTURES STRATEGY F
ARTISAN MID CAP FUND
BARON EMERGING MARKETS FUND
CALAMOS MARKET NEUTRAL INCOME
DRIEHAUS ACTIVE INCOME FUND
INVESCO INTERNATIONAL GROWTH F
JPMORGAN MID CAP VALUE FUND
MFS RESEARCH INTERNATIONAL FUN
PRUDENTIAL HIGH YIELD FUND
PRUDENTIAL QMA SMALL-CAP VALUE
SWAN DEFINED RISK FUND
TEMPLETON GLOBAL BOND FUND/UNI
VANGUARD SHORT-TERM BOND INDEX
VICTORY RS SM CAP GROW
WILLIAM BLAIR MACRO ALLOCATION
880208400 TEMPLETON GLOBAL BD	AT COST	15,941	14,581
89233P5F9 TOYOTA MOTOR CREDIT	AT COST	1,995	2,016
902973304 US BANCORP DEL	AT COST	1,332	1,371
912828J27 U S TREASURY NOTE	AT COST	11,677	11,608
0258M0DX4 AMERICAN EXPRESS CRE	AT COST	2,997	2,969
060505104 BANK AMER CORP	AT COST	1,867	1,602
06367THQ6 BANK OF MONTREAL	AT COST	2,969	2,977
31419AGR2 FNMA POOL AE0207	AT COST	827	829
31677QBG3 FIFTH THIRD BANK	AT COST	2,998	2,929
375558103 GILEAD SCIENCES INC	AT COST	1,599	1,501
423452101 HELMERICH & PAYNE IN	AT COST	1,543	1,246
458140AJ9 INTEL CORP	AT COST	1,990	2,021
46625H100 J P MORGAN CHASE & C	AT COST	1,502	2,929
717081103 PFIZER INC COM	AT COST	2,022	2,619
744320102 PRUDENTIAL FINL INC	AT COST	1,778	1,794
755111507 RAYTHEON CO	AT COST	834	767
9128283W8 US TREASURY N/B 2.75	AT COST	2,938	3,016
92343V104 VERIZON COMMUNICATIO	AT COST	1,323	1,687
94988J5N3 WELLS FARGO BANK NA	AT COST	2,999	2,963
H1467J104 CHUBB LTD	AT COST	2,514	2,584
3138EGNK6 FNMA POOL AL0393	AT COST	1,050	1,067
3140Q75P8 FN CA0853 3.5% 01 DE	AT COST	4,650	4,694
437076102 HOME DEPOT INC USD 0	AT COST	1,905	1,718
65339F101 NEXTERA ENERGY INC	AT COST	1,164	2,607
69351T106 PPL CORP	AT COST	1,651	1,275
74432QBP9 PRUDENTIAL FINANCIAL	AT COST	1,986	2,046
931142ED1 WALMART INC 3.55% 26	AT COST	2,995	3,033
3128MJXK1 FHLMC GOLD G08681	AT COST	10,034	9,766
3128PRP45 FG J12243 4% 01 MAY	AT COST	562	561
3138E2MD4 FNMA POOL AJ9355	AT COST	1,715	1,702
3138WPJG0 FNMA POOL # AT2062	AT COST	2,084	2,054
3138X3EH1 FNMA POOL 0AU3735	AT COST	3,051	3,004
38141GWM2 GOLDMAN SACHS GROUP	AT COST	2,957	2,858
501044DE8 KROGER CO 2.65% 15 O	AT COST	2,933	2,671
539439AR0 LLOYDS BANKING GROUP	AT COST	3,003	2,846
3138E0SD2 FN AJ7715 3% 01 DEC	AT COST	3,056	2,966
3138LUTA3 FNMA POOL AO4144	AT COST	1,291	1,301
345397XK4 FORD MOTOR CREDIT CO	AT COST	3,041	2,940
553530106 MSC INDL DIRECT INC	AT COST	941	769
031162CH1 AMGEN INC	AT COST	2,949	2,839
3138MFTC1 FNMA POOL AQ0546	AT COST	2,103	2,127
31410FZN8 FNMA POOL 0888249	AT COST	135	137
31418WPM6 FN AD8527 4.5% 01 AU	AT COST	1,655	1,620
G491BT108 INVESCO LTD	AT COST	644	335
00206R102 AT&T INC	AT COST	2,226	1,712
09247X101 BLACKROCK INC CL A	AT COST	927	1,178
110122108 BRISTOL MYERS SQUIBB	AT COST	766	624
14040HBP9 CAPITAL ONE FINANCIA	AT COST	3,002	2,961
17275RBL5 CISCO SYSTEMS INC 2.	AT COST	2,940	2,797
172967KB6 CITIGROUP INC	AT COST	2,997	2,960
20030N101 COMCAST CORP NEW CL	AT COST	1,579	1,464
25746U109 DOMINION RES INC VA	AT COST	1,467	1,429
3128PXKV7 FHLMC GOLD J17508	AT COST	2,696	2,621
3132XCR64 FG G67709 3.5% 01 MA	AT COST	8,308	8,551
31368HMT7 FNMA POOL 019037	AT COST	782	814
3138A8SR8 FNMA POOL AH6827	AT COST	1,057	1,069
681919106 OMNICOM GROUP INC CO	AT COST	1,506	1,465
713448108 PEPSICO INC	AT COST	739	2,210
806857108 SCHLUMBERGER LIMITED	AT COST	2,100	1,082
969251750 WILLIAM BLAIR MACRO	AT COST	12,094	11,786
02665WCD1 AMERICAN HONDA FINAN	AT COST	3,994	3,955
037833DC1 APPLE INC 2.1% 12 SE	AT COST	2,953	2,899
189054109 CLOROX COMPANY COMMO	AT COST	1,282	1,541
26078JAB6 DOWDUPONT INC 4.205%	AT COST	2,001	2,044
26441CAW5 DUKE ENERGY CORP 2.4	AT COST	2,926	2,882
3128LXBH2 FHLMC GOLDG01840	AT COST	1,083	1,100
3138WF2Z8 FNMA POOL # AS6191	AT COST	3,572	3,463
3138WKUK9 FN AS9585 4% 01 MAY	AT COST	4,449	4,470
3140GYKA6 FN BH9288 4% 01 FEB	AT COST	6,803	6,757
31410KDT8 FN 889414 6% 01 NOV	AT COST	3,827	4,105
363576109 GALLAGHER ARTHUR J &	AT COST	1,322	1,843
369622SM8 GENERAL ELEC CAP COR	AT COST	1,997	2,002
532457108 ELI LILLY & CO COM	AT COST	1,631	2,314
59156R108 METLIFE INC	AT COST	1,407	1,232
78012KKU0 ROYAL BANK OF CANADA	AT COST	3,000	2,966
85771PAN2 STATOIL ASA	AT COST	2,026	2,037
87236YAH1 TD AMERITRADE HOLDIN	AT COST	2,993	3,051
92343VDD3 VERIZON COMMUNICATIO	AT COST	2,939	2,720
009158106 AIR PRODUCTS AND CHE	AT COST	1,251	1,280
631103108 NASDAQ STK MKT INC	AT COST	1,432	1,224
674599105 OCCIDENTAL PETROLEUM	AT COST	729	614
682680103 ONEOK INC NEW	AT COST	692	540
742718109 PROCTER & GAMBLE CO	AT COST	1,708	1,838
579780206 MC CORMICK & CO INC	AT COST	1,580	2,089
68389XBR5 ORACLE CORP 2.625% 1	AT COST	2,993	2,926
74440Y801 PRUDENTIAL HIGH YIEL	AT COST	31,311	29,242
808513AW5 THE CHARLES SCHWAB C	AT COST	3,003	3,015
867914BM4 SUNTRUST BANKS INC 2	AT COST	2,983	2,926
91913YAU4 VALERO ENERGY CORP 3	AT COST	2,967	2,752
931427AH1 WALGREENS BOOTS ALLI	AT COST	3,006	2,954
58933Y105 MERCK & CO INC	AT COST	2,180	2,674
594918104 MICROSOFT CORP COM	AT COST	980	1,727
60871RAC4 MOLSON COORS BREWING	AT COST	3,013	2,982
747525103 QUALCOMM INC	AT COST	1,613	1,423
78573M104 SABRE CORP	AT COST	905	801
89236TEU5 TOYOTA MOTOR CREDIT	AT COST	3,000	3,000
911312106 UNITED PARCEL SVC IN	AT COST	1,181	975
912828R36 U S TREASURY NOTE	AT COST	15,909	15,875
921943809 VANGUARD TAX-MANAGED	AT COST	40,000	39,021
931142103 WAL MART STORES INC	AT COST	1,151	1,770
44932HAM5 IBM CREDIT LLC 3.6%	AT COST	1,999	2,018
46637K265 JPMORGAN HEDGED EQUI	AT COST	24,000	23,231
018802108 ALLIANT ENERGY CORP	AT COST	1,369	1,479
037833CQ1 APPLE INC 2.3% 11 MA	AT COST	2,995	2,928
126650DA5 CVS HEALTH CORP 3.12	AT COST	3,003	2,994
30231G102 EXXON MOBIL CORP	AT COST	2,173	1,978
3128MCWR2 FHLMC GOLD G14056	AT COST	862	871
3128MMS20 FHLMC GOLD G18536	AT COST	5,638	5,441
31376KA30 FNMA POOL #035742	AT COST	1,048	1,030
3138WQAW2 FNMA POOL AT2720 3%	AT COST	6,617	6,375
31402RFV6 FNMA POOL 735580	AT COST	1,147	1,172
31416RBE2 FNMA POOL AA7236	AT COST	952	952
61761JVL0 MORGAN STANLEY	AT COST	5,048	4,917
94106L109 WASTE MANAGEMENT INC	AT COST	1,305	1,780
969904101 WILLIAMS SONOMA INC	AT COST	783	757
N53745100 LYONDELLBASELL INDU-	AT COST	1,129	1,164
054937107 BB&T CORP COM	AT COST	1,091	1,256
06416CAB4 BANK OF NOVA SCOTIA	AT COST	2,944	2,966
166764100 CHEVRONTEXACO CORP	AT COST	2,120	2,176
191216100 COCA-COLA CO USD	AT COST	1,503	1,657
3128MJQR4 FHLMC POOL G0-846	AT COST	1,026	1,024
31410G7C1 FEDERAL NAT'L MTGE A	AT COST	332	335
31415P3Y2 FNMA POOL 985615	AT COST	495	510
31419BCT0 FNMA POOL 0AE098	AT COST	1,864	1,805
31419GBH6 FN AE5439 4% 01 OCT	AT COST	1,813	1,778
375558BF9 GILEAD SCIENCES INC	AT COST	2,992	2,941
418056107 HASBRO INC	AT COST	834	813
464287507 ISHARES TR S&P MIDCA	AT COST	20,018	18,931
464287804 ISHARES TR S & P SMA	AT COST	20,029	18,855
500754106 KRAFT HEINZ CO/THE	AT COST	2,309	1,119
539830109 LOCKHEED MARTIN CORP	AT COST	2,022	2,095
G29183103 EATON CORP PLC	AT COST	1,276	1,373
00203H859 AQR MANAGED FUTURES	AT COST	12,513	11,709
06828M876 BARON EMERGING MARKE	AT COST	28,445	29,879
10373QAB6 BP CAP MARKETS AMERI	AT COST	3,004	3,014
110709BN1 BRITISH COLUMBIA PRO	AT COST	2,973	2,997
128119880 CALAMOS MARKET NEU I	AT COST	49,404	47,447
31419DMQ1 FNMA POOL 0AE3066	AT COST	1,132	1,135
459200JG7 I B M CORP	AT COST	2,990	2,918
464287309 ISHARES S&P 500 GROW	AT COST	19,841	18,984
00912XAU8 AIR LEASE CORP 2.125	AT COST	2,953	2,957
09062XAC7 BIOGEN INC	AT COST	5,067	4,963
258620509 DOUBLELINE EMG MKTS	AT COST	15,000	14,970
3128M6T73 FHLMC GOLDG04774	AT COST	661	659
3128MJL24 FHLMC POOL G0-8344	AT COST	562	569
3128PWBW7 FHLMC GOLDJ16353	AT COST	1,391	1,391
3135G0K36 FED NATL MTG ASSN	AT COST	2,770	2,858

Category	Amount	Net Investment Income
FOREIGN TAXES	131	131
FEDERAL ESTIMATES - PRINCIPAL	78	0
FOREIGN TAXES ON NONQUALIFIED	60	60

Description	Amount
MF TIMING DIFFERENCE	23
COST BASIS ADJUSTMENT	289