Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018
Name of foundation
HANS AND MAVIS LOPATER FOUNDATION
C/O BARBARA F WAND DAY PITNEY LLP
Number and street (or P.O. box number if mail is not delivered to street address)ONE INTERNATIONAL PLACE
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
BOSTON, MA02110
A Employer identification number

45-5498376
B Telephone number (see instructions)

(617) 345-4628
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$19,246,471J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 509,561 509,561  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 749,936
b Gross sales price for all assets on line 6a 6,420,768
7 Capital gain net income (from Part IV, line 2)... 749,936
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 1,259,497 1,259,497  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 60,115 30,057   30,058
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 3,675 3,675   0
c Other professional fees (attach schedule).... Click to see attachment 117,992 117,992   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 32,124 15,377   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 535 535   0
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 214,441 167,636   30,058
25 Contributions, gifts, grants paid....... 1,200,000 1,200,000
26 Total expenses and disbursements. Add lines 24 and 25 1,414,441 167,636   1,230,058
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -154,944
b Net investment income (if negative, enter -0-) 1,091,861
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 150,878 733,473 733,473
2 Savings and temporary cash investments.........      
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 0 Click to see attachment347,795 332,605
b Investments—corporate stock (attach schedule)....... 11,502,341 Click to see attachment10,982,802 13,922,089
c Investments—corporate bonds (attach schedule)....... 4,634,187 Click to see attachment4,410,413 4,208,735
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 392,986 Click to see attachment49,871 49,569
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 16,680,392 16,524,354 19,246,471
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 16,680,392 16,680,392
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 0 -156,038
30 Total net assets or fund balances (see instructions)..... 16,680,392 16,524,354
31 Total liabilities and net assets/fund balances (see instructions). 16,680,392 16,524,354
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
16,680,392
2
Enter amount from Part I, line 27a .....................
2
-154,944
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
277
4
Add lines 1, 2, and 3 ..........................
4
16,525,725
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
1,371
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
16,524,354
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a ABBVIE INC 2.0%11/06/18 200K P 2018-03-01 2018-11-06
b CANADIAN PACIFIC RAILWAY LTD 270 SHS P 2018-02-01 2018-03-29
c CONSTELLATION BRANDS INC 295 SHS P 2018-02-01 2018-04-23
d CANADIAN PACIFIC RAILWAY LTD 340 SHS P 2018-02-01 2018-12-19
e NEWFIELD EXPLORATION CO 13800 SHS P 2018-02-01 2018-10-29
SRC ENERGY INC 38,500 P 2018-10-29 2018-12-10
THERMO FISHER SCI 2.4% 2/01/19 P 2017-06-21 2018-05-04
VANGUARD SHORT TERM CORP BOND ETF 500 P 2018-03-01 2018-10-16
VANGUARD SHORT TERM CORP BOND ETF 500 P 2018-02-18 2018-11-19
VANGUARD SHORT-TERM TIPS 1060 P 2018-09-25 2018-10-30
ALPHABET INC CL C 50 SHS P 2015-09-22 2018-07-12
APPLE COMPUTER INC 500 SHS P 2017-01-01 2018-03-01
CBS CORPORATION CL B 775 SHS P 2016-05-23 2018-11-13
CISCO SYS INC 3000 SHS P 2016-08-18 2018-02-12
CISCO SYS INC 6000 SHS P 2017-01-02 2018-04-11
CISCO SYS INC 600 SHS P 2013-06-24 2018-11-13
CONSTELLATION BRANDS INC 960 SHS P 2017-11-07 2018-12-19
CVS CORP 600 SHS P 2013-06-24 2018-11-13
DANAHER CORP 475 SHS P 2015-10-01 2018-11-13
DELL TECHNOLOGIES INC CL V 650 SHS P 2016-09-22 2018-04-30
IQVIA HOLDINGS INC 2000 SHS P 2015-02-04 2018-04-11
ISHARES CORE MSCI EAFE ETF 2000 SHS P 2016-04-28 2018-02-15
ISHARES CORE MSCI EAFE ETF 1000 SHS P 2016-04-28 2018-11-13
ISHARES CORE US AGGREGATE BO 3000 SHS P 2017-01-02 2018-03-01
ISHARES IBOXX INV GRD CORP BONND ETF 1400 SHS P 2017-01-02 2018-03-01
ISHARES MSCI EAFE SMALL CAP ETF 700 SHS P 2016-04-06 2018-04-23
ISHARES MSCI SWENEDN ETF 1575 SHS P 2017-09-20 2018-11-13
ISHARES MSCI SWENEDN ETF 8000 SHS P 2017-09-20 2018-11-27
ISHARES MSCI UNITED KINGDOM ETF 837 SHS P 2016-06-02 2018-02-15
ISHARES MSCI UNITED KINGDOM ETF 2500 SHS P 2016-06-02 2018-04-23
MELLANOX TECHNOLOGIES LTD 575 SHS P 2016-08-18 2018-04-30
NIKE INC CL B 400 SHS P 2012-09-12 2018-11-13
ORACLE CORP 5.75% 4/15/18 100,000 P 2016-07-18 2018-04-15
PIOMCO 1-5 YEAR US TIPS INDEX ETF 1000 P 2016-08-10 2018-09-25
PUBLIC SERVICE ENTERPRISE GROUP 5525 P 2017-01-02 2018-02-01
ROYAL DUTCH-ADRB 700 SHS P 2015-09-23 2018-03-29
ROYAL DUTCH-ADRB 2800 SHS P 2017-01-02 2018-06-06
TARGET CORP 1250 SHS P 2017-01-02 2018-03-01
UNITED TECHNOLOGIES CORP 700 SHS P 2017-01-02 2018-05-14
VANGUARD SHORT TERM BOND ETF 2500 P 2017-01-02 2018-07-12
VANGUARD SMALL-CAP ETF 500 SHS P 2013-06-24 2018-02-15
VERIZON COMMUNICATIONS INC 900 SHS P 2013-06-24 2018-11-13
XTRACKERS MSCI EUROPE HEDGED EQ ETF 1500 P 2015-04-09 2018-04-23
BANK OF AMER CRP MNT 5.65% 5/1/18 200000 P 2017-01-02 2018-05-01
DELL TECHNOLOGIES INC CL V 7400 SHS P 2016-09-22 2018-12-31
GEN ELEC CAP MTN 5.625% 5/1/18 P 2013-09-09 2018-05-01
PEPSICO INC 5% 6/1/18 100000 P 2013-02-01 2018-06-01
PFIZER INC 4.65% 3/1/18 P 2013-03-13 2018-03-01
CVS CORP 325 SHS P 2013-06-24 2018-02-15
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 200,000   200,000 0
b 47,708   50,001 -2,293
c 67,138   65,009 2,129
d 59,458   74,925 -15,467
e 265,118   359,118 -94,000
186,792   261,614 -74,822
260,109   260,109 0
38,939   39,190 -251
621,841   626,555 -4,714
51,102   51,198 -96
58,915   30,979 27,936
87,778   37,707 50,071
44,135   41,167 2,968
121,878   91,042 30,836
256,935   158,960 97,975
27,084   14,433 12,651
167,882   207,473 -39,591
48,143   34,104 14,039
47,723   30,419 17,304
46,477   31,447 15,030
192,684   121,577 71,107
133,179   109,489 23,690
58,709   54,744 3,965
319,403   321,030 -1,627
163,026   156,072 6,954
46,304   34,174 12,130
46,052   56,002 -9,950
229,838   284,454 -54,616
29,638   26,968 2,670
90,573   80,549 10,024
45,306   24,178 21,128
30,064   10,078 19,986
100,000   100,000 0
51,219   52,530 -1,311
280,433   168,868 111,565
45,759   33,589 12,170
202,225   125,408 76,817
92,425   85,363 7,062
87,456   71,409 16,047
195,273   199,859 -4,586
73,268   45,480 27,788
52,896   44,208 8,688
42,704   45,274 -2,570
200,000   231,167 -31,167
569,553   137,410 432,143
51,000   57,870 -6,870
100,000   118,531 -18,531
164,000   190,630 -26,630
22,626   18,471 4,155
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       0
b       -2,293
c       2,129
d       -15,467
e       -94,000
      -74,822
      0
      -251
      -4,714
      -96
      27,936
      50,071
      2,968
      30,836
      97,975
      12,651
      -39,591
      14,039
      17,304
      15,030
      71,107
      23,690
      3,965
      -1,627
      6,954
      12,130
      -9,950
      -54,616
      2,670
      10,024
      21,128
      19,986
      0
      -1,311
      111,565
      12,170
      76,817
      7,062
      16,047
      -4,586
      27,788
      8,688
      -2,570
      -31,167
      432,143
      -6,870
      -18,531
      -26,630
      4,155
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 749,936
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 1,226,478 20,843,237 0.058843
2016 764,383 19,348,295 0.039506
2015 765,547 20,320,236 0.037674
2014 772,957 19,934,311 0.038775
2013 546,403 3,924,790 0.139218
2
Total of line 1, column (d) .....................
2
0.314016
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.062803
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
21,525,641
5
Multiply line 4 by line 3......................
5
1,351,875
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
10,919
7
Add lines 5 and 6........................
7
1,362,794
8
Enter qualifying distributions from Part XII, line 4,.............
8
1,230,058
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 21,837
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 21,837
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 21,837
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 12,476
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 12,476
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 9,361
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
     
    No
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletBARBARA F WAND DAY PITNEY LLP Telephone no.bullet (617) 345-4628

    Located atbulletONE INTERNATIONAL PLACEBOSTONMA ZIP+4bullet02110
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    BARBARA FREEDMAN WAND TRUSTEE
    1.00     		60,115 0 0
    C/O DAY PITNEY LLP ONE INTERNATIONA
    PLACE
    BOSTON,MA02110
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    21,190,746
    b
    Average of monthly cash balances.......................
    1b
    662,697
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    21,853,443
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    21,853,443
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    327,802
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    21,525,641
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    1,076,282
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,076,282
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    21,837
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    21,837
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,054,445
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    1,054,445
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    1,054,445
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    1,230,058
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,230,058
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    1,230,058
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 1,054,445
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 93,295
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013......  
    b From 2014......  
    c From 2015......  
    d From 2016......  
    e From 2017......  
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 1,230,058
    a Applied to 2017, but not more than line 2a 93,295
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 1,054,445
    e Remaining amount distributed out of corpus 82,318
    5 Excess distributions carryover applied to 2018. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 82,318
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		82,318
    10 Analysis of line 9:
    a Excess from 2014....  
    b Excess from 2015....  
    c Excess from 2016....  
    d Excess from 2017....  
    e Excess from 2018.... 82,318
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AMERICAN CIVIL LIBERTIES UNION FOUNDATION OF MASSACHUSETTS
    211 CONGRESS STREET
    BOSTON,MA02110     		NONE PUBLIC CHARITY SUPPORT ACTIVITES OF THE ACLU AIMED AT GUARANTEENG THE SEPARATION OF RELIGION AND GOVERNMENT IN MASSACHUSETTS. 200,000
    ANTI-DEFAMATION LEAGUE FOUNDATION
    40 COURT STREET
    BOSTON,MA02108     		NONE PUBLIC CHARITY TO THE ANTI-DEFAMATION LEAGUE FOUNDATION, NEW YORK, NEW YORK, TO BENEFIT THE NEW ENGLAND REGIONAL OFFICE, THE DISTRIBUTION MADE EACH YEAR TO BE USED FOR THE "A WORLD OF DIFFERENCE INSTITUTE" (OR ANY SIMILAR PROGRAM) IN ITS FIGHT AGAINST PREJUDICE, BIGOTRY AND ANTI SEMITISM AND ALL FORMS OF DISCRIMINATION IN THE SCHOOLS, THE WORKPLACE AND COLLEGE CAMPUSES IN THE COMMONWEALTH OF MASSACHUSETTS. 200,000
    BRANDEIS UNIVERSITY ATTN BETH ANN BURNS
    415 SOUTH STREET MS-122
    WALTHAM,MA02453     		NONE PUBLIC CHARITY NEEDS-BASED UNDERGRADUATE SCHOLARSHIPS 400,000
    DANA-FARBER CANCER INSTITUE
    10 BROOKLINE PLACE WEST 6TH FL
    BROOKLINE,MA024457226     		NONE PUBLIC CHARITY MEDICAL RESEARCH 200,000
    EMERSON HEALTH CARE FOUNDATION INC
    133 OLD ROAD TO NINE ACRE CORNER
    CONCORD,MA01742     		NONE PUBLIC CHARITY PATIENT NAVIGATOR FOR HIGH RISK PATIENTS PROGRAM, 8 HOURS OF A REGISTERED DIETICIAN FOR NUTRITIONAL COUNSELING AND EDUCATION FOR CANCER PATIENTS AND LASTLY TO SUPPORT THE HOSPITAL'S ANNUAL APPEAL PROGRAM. 200,000
    Total .................................bullet 3a 1,200,000
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 509,561  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 749,936  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 1,259,497 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    1,259,497
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2018 AccountingFeesSchedule
    Name:
    HANS AND MAVIS LOPATER FOUNDATION
     
    C/O BARBARA F WAND DAY PITNEY LLP
    EIN:
    45-5498376
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    DAY PITNEY LLP ACCOUNTING FEES 3,675 3,675   0

    TY 2018 InvestmentsCorpBondsSchedule
    Name:
    HANS AND MAVIS LOPATER FOUNDATION
     
    C/O BARBARA F WAND DAY PITNEY LLP
    EIN:
    45-5498376
    Name of Bond End of Year Book Value End of Year Fair Market Value
    5,000 VANGUARD SHORT-TERM BOND ETF 390,170 389,700
    100M WAL-MART STORES INC DTD 01/23/2009 4.125% 02/01/2019 NC 114,328 100,077
    200M CATERPILLAR FINANCIAL SVCS MEDIUM TERM NOTE DTD 02/12/2009 7.15% 02/15N 257,984 200,926
    150M BANK OF NEW YORK MELLON MEDIUM TERM NOTE DTD 11/16/2009 4.6% 01/15/2020 154,980 152,504
    100M PNC FUNDING CORP DTD 02/08/2010 5.125% 02/08/2020 NC 111,547 102,113
    100M MICROSOFT CORP DTD 9/27/2010 3% 10/01/2020 NC 106,639 100,676
    31M CORNING INC DTD 08/15/1991 8.875% 8/15/2021 NC 43,786 35,026
    100M MOBILE CORP DTD 8/15/1991 8.625% 139,074 114,476
    250M NORTHERN TRUST CORP DTD 08/22/2011 3.375% 253,618 251,795
    100M COCA COLA ENTERPRISES INC DTD 02/11/1992 8.5% 141,020 115,618
    150M 3M COMPANY MEDIUM TERM NOTE DTD 06/26/2012 137,135 144,996
    100M AT&T BROADBAND CORP 9.455% 11/15/22 123,986 121,494
    200M STATE STREET CORP DTD 05/15/2013 3.1% 201,052 196,526
    200M GILEAD SCIENCES INC 2.05% 4/1/19 200,324 199,542
    200M AMGEN INC 2.2% 5/22/19 199,832 199,228
    100M CVS CAREMARK CORP 2.25% 8/12/19 249,237 248,775
    100M STRYKER CORP 4.375% 1/15/20 103,498 101,545
    100M UNITED TECH CORP 4.5% 4/15/20 103,774 101,351
    250M JPMORGAN CH CO 4.25% 10/15/20 256,379 254,505
    225M JOHN DEERE CAP MTN 2.8% 3/4/21 225,759 223,711
    250M DUPONT EL NEMOUR 4.625% 1/15/20 256,307 254,345
    200M APPLE INC 2.85% 5/06/21 199,648 200,244
    200M JPMORGAN CHASE & CO 6.3% 4/23/19 242,981 201,956
    200M WALT DISNEY CO MTM 2.15% 9/17/20 197,355 197,606

    TY 2018 InvestmentsCorpStockSchedule
    Name:
    HANS AND MAVIS LOPATER FOUNDATION
     
    C/O BARBARA F WAND DAY PITNEY LLP
    EIN:
    45-5498376
    Name of Stock End of Year Book Value End of Year Fair Market Value
    600 ALPHABET INC CL C 289,528 621,366
    2,500 APPLE INC 120,294 315,480
    6,275 CBS CORPORATION CLASS B 288,388 240,460
    2,500 CHUBB LTD 157,709 322,950
    10,400 CISCO SYSTEMS INC 186,815 450,632
    4,000 CVS HEALTH CORPORATION 207,702 262,080
    1,600 DANAHER CORP COM 102,464 164,992
    9,500 XTRACKERS EUROPE HEDGED EQ ETF 286,738 239,115
    4,794.23 DELL TECHNOLOGIES INC CL V 218,785 234,294
    7,125 ENI S P A SPON ADR 222,820 224,438
    25,000 ISHARES CORE MSCI EAFE ETF 1,330,131 1,375,000
    30,000 ISHARES CORE MSCI EMERGING MARKETS ETF 1,273,436 1,414,500
    8,800 ISHARES MSCI EAFE SMALL-CAP ETF 429,616 456,016
    16,500 ISHARES MSCI UNITED KINGDOM ETF 525,068 484,275
    1,075 JAZZ PHARMACEUTICAL SPLC 122,281 133,257
    6,200 MELLANOX TECHNOLOGIES LTD 260,698 572,756
    8,150 METLIFE INCORPORATED 311,554 334,639
    7,200 NIKE INC CL B 181,396 533,808
    5,600 ORACLE CORPORATION COM 168,453 252,840
    4,300 IQVIA HOLDINGS, INC 261,391 499,531
    3,200 ROYAL DUTCH ADRB 128,651 191,808
    4,000 TARGET CORP COM 243,829 264,360
    2,000 UNITED TECHNOLOGIES CORP COM 173,493 212,960
    11,000 VANGUARD SMALL-CAP ETF 1,022,878 1,451,890
    4,200 VERIZON COMMUNICATIONS COM 182,962 236,124
    6,500 WELLS FARGO & CO 206,945 299,520
    2,500 ZIMMER BIOMET HOLDINGS, INC 162,578 259,300
    2,500 CANADIAN PACIFIC RAILWAY LTD 420,578 444,050
    18,000 BANK OF AMERICA 429,569 443,520
    145 AMAZON COM INC 229,376 217,786
    1,900 ALEXION PHARMACEUTICALS INC 215,216 184,984
    2,975 WALGREENS BOOTS ALLIANCE INC 224,805 203,282
    13,050 PROPETRO HOLDINGS CORP 193,354 160,776
    2,000 WALT DISNEY COMPANY 203,301 219,300

    TY 2018 InvestmentsGovtObligationsSch
    Name:
    HANS AND MAVIS LOPATER FOUNDATION
     
    C/O BARBARA F WAND DAY PITNEY LLP
    EIN:
    45-5498376
    US Government Securities - End of Year Book Value:

    347,795
    US Government Securities - End of Year Fair Market Value:

    332,605
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2018 InvestmentsOtherSchedule2
    Name:
    HANS AND MAVIS LOPATER FOUNDATION
     
    C/O BARBARA F WAND DAY PITNEY LLP
    EIN:
    45-5498376
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    975 PIMCO 1-5 YEAR US TIPS INDEX EXCHANGE-TRADED FUND AT COST 49,871 49,569

    TY 2018 OtherDecreasesSchedule
    Name:
    HANS AND MAVIS LOPATER FOUNDATION
     
    C/O BARBARA F WAND DAY PITNEY LLP
    EIN:
    45-5498376
    Description Amount
    CURRENT YEAR INCOME RECEIVED IN 2019 1,371


    TY 2018 OtherExpensesSchedule
    Name:
    HANS AND MAVIS LOPATER FOUNDATION
     
    C/O BARBARA F WAND DAY PITNEY LLP
    EIN:
    45-5498376
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    STATE OF MASSACHUSETTS FILING FEE 250 250   0
    OTHER INVESTMENT FEES 285 285   0


    TY 2018 OtherIncreasesSchedule
    Name:
    HANS AND MAVIS LOPATER FOUNDATION
     
    C/O BARBARA F WAND DAY PITNEY LLP
    EIN:
    45-5498376
    Description Amount
    PRIOR YEAR INCOME RECEIVED IN 2018 229
    CHECK FROM WILMINGTON TRUST 105005000 48


    TY 2018 OtherProfessionalFeesSchedule
    Name:
    HANS AND MAVIS LOPATER FOUNDATION
     
    C/O BARBARA F WAND DAY PITNEY LLP
    EIN:
    45-5498376
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    STIFEL INVESTMENT MANAGEMENT FEES 117,992 117,992   0


    TY 2018 TaxesSchedule
    Name:
    HANS AND MAVIS LOPATER FOUNDATION
     
    C/O BARBARA F WAND DAY PITNEY LLP
    EIN:
    45-5498376
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAX PAID ON DIVIDENDS 15,377 15,377   0
    PRIOR YEAR EXCISE TAX 4,271 0   0
    CURRENT YEAR ESTIMATED EXCISE TAX PAID 12,476 0   0