TY 2017 Form 990

(A) Name and title	(B) Average hours per week (list any hours for related organizations below dotted line)	(C) Position (do not check more than one box, unless person is both an officer and a director/trustee)	(E) Reportable compensation from related organizations (W-2/1099-MISC)
(1) Nicholas S Zeppos See Schedule O	50.0 ................. 0.0	X	X	1,510,325	451,293
(2) Greg S Allen Trustee	1.0 ................. 0.0	X		0	0
(3) Lee M Bass Trustee	1.0 ................. 0.0	X		0	0
(4) Adolpho A Birch III Trustee	1.0 ................. 0.0	X		0	0
(5) Shirley M Collado Secretary	1.0 ................. 0.0	X		0	0
(6) Daniel M Crown Trustee	1.0 ................. 0.0	X		0	0
(7) Charles H Esserman Trustee	1.0 ................. 0.0	X		0	0
(8) Bruce R Evans Chairman	1.0 ................. 0.0	X		0	0
(9) Jay C Hoag Trustee	1.0 ................. 0.0	X		0	0
(10) John R Ingram Trustee	1.0 ................. 0.0	X		0	0
(11) Kathleen E Justice-Moore Trustee	1.0 ................. 0.0	X		0	0
(12) Carrol E Kimball Trustee	1.0 ................. 0.0	X		0	0
(13) Steven H Madden Sr Trustee	1.0 ................. 0.0	X		0	0
(14) Mark P Mays Trustee	1.0 ................. 0.0	X		0	0
(15) Courtney C Pastrick Trustee	1.0 ................. 0.0	X		0	0
(16) David W Patterson Trustee	1.0 ................. 0.0	X		0	0
(17) H Ross Perot Jr Trustee	1.0 ................. 0.0	X		0	0

(A) Name and title	(B) Average hours per week (list any hours for related organizations below dotted line)	(C) Position (do not check more than one box, unless person is both an officer and a director/trustee)	(E) Reportable compensation from related organizations (W-2/1099-MISC)	(F) Estimated amount of other compensation from the organization and related organizations
(18) Jeffrey J Rothschild Trustee	1.0 .......................0.0	X					0	0
(19) Sidanth Sapru Trustee	1.0 .......................0.0	X					0	0
(20) Robert C Schiff Jr Trustee	1.0 .......................0.0	X					0	0
(21) Alexander C Taylor Trustee	1.0 .......................0.0	X					0	0
(22) Patricia E White Trustee	1.0 .......................0.0	X					0	0
(23) Mark Wilf Trustee	1.0 .......................0.0	X					0	0
(24) Jon Winkelried Vice-Chairman	1.0 .......................0.0	X					0	0
(25) Audrey J Anderson See Schedule O	50.0 .......................0.1		X				823,180	103,908
(26) Steve Ertel See Schedule O	50.0 .......................0.0		X				332,919	34,797
(27) Nathan Green See Schedule O	50.0 .......................0.0		X				298,500	35,015
(28) Anders W Hall See Schedule O	50.0 .......................4.0		X				932,378	547,795
(29) Eric C Kopstain See Schedule O	50.0 .......................0.3		X				523,045	28,193
(30) John M Lutz See Schedule O	50.0 .......................0.0		X				1,004,184	130,346
(31) Tina Smith See Schedule O	50.0 .......................0.0		X				237,237	21,445
(32) Susie S Stalcup See Schedule O	50.0 .......................0.0		X				650,670	21,884
(33) Brett C Sweet See Schedule O	50.0 .......................1.3		X				1,607,630	84,534
(34) Susan Wente See Schedule O	50.0 .......................0.4		X				810,272	50,659
(35) David Williams II See Schedule O	50.0 .......................0.8		X				1,060,100	43,918
(36) Lauren Benton See Schedule O	50.0 .......................0.0			X			721,787	44,671
(37) Lawrence J Marnett See Schedule O	50.0 .......................0.0			X			580,760	48,772
(38) Timothy C Corbin See Schedule O	50.0 .......................0.0				X		1,182,417	135,745
(39) Bryce Drew See Schedule O	50.0 .......................0.0				X		1,901,923	80,168
(40) Derek Mason See Schedule O	50.0 .......................0.0				X		3,158,194	210,050
(41) Hunter McCrossin See Schedule O	50.0 .......................2.0				X		1,149,394	302,164
(42) Travis W Shore See Schedule O	50.0 .......................5.0				X		1,065,458	269,492
(43) George C Hill See Schedule O	50.0 .......................0.0					X	204,007	9,713
(44) Richard C McCarty See Schedule O	50.0 .......................0.0					X	549,625	32,265

(A) Name and business address	(B) Description of services	(C) Compensation
Vanderbilt University Medical Center 1161 21st Ave S D-3300 MCN Nashville,TN37232	Affiliation Services	61,071,344
RC Matthews Contractor 300 Broadway PO Box 24687 Nashville,TN37201	Construction Services	39,562,931
Clark Parent a Joint Venture 7500 Old Georgetown Road Bethesda,MD20814	Construction Services	11,173,559
Hastings Architecture Associates LLC 127 3rd Ave S Nashville,TN37201	Architecture Services	10,213,427
Burns Services Inc 2320 Clifton Avenue Nashville,TN37209	Construction Services	7,933,935
2 Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization 180

- TIN:

SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service

Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow

Attach to Form 990 or Form 990-EZ.
right arrow

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public
Inspection

Name of the organization

Vanderbilt University

Employer identification number

62-0476822

Part I

Reason for Public Charity Status (All organizations must complete this part.) See instructions.

The organization is not a private foundation because it is: (For lines 1 through 12, check only one box.)

A church, convention of churches, or association of churches described in section 170(b)(1)(A)(i).

A school described in section 170(b)(1)(A)(ii). (Attach Schedule E (Form 990 or 990-EZ).)

A hospital or a cooperative hospital service organization described in section 170(b)(1)(A)(iii).

A medical research organization operated in conjunction with a hospital described in section 170(b)(1)(A)(iii). Enter the hospital's name, city, and state:

An organization operated for the benefit of a college or university owned or operated by a governmental unit described in section 170(b)(1)(A)(iv). (Complete Part II.)

A federal, state, or local government or governmental unit described in section 170(b)(1)(A)(v).

An organization that normally receives a substantial part of its support from a governmental unit or from the general public described in section 170(b)(1)(A)(vi). (Complete Part II.)

A community trust described in section 170(b)(1)(A)(vi). (Complete Part II.)

An agricultural research organization described in 170(b)(1)(A)(ix) operated in conjunction with a land-grant college or university or a non-land grant college of agriculture. See instructions. Enter the name, city, and state of the college or university:

An organization that normally receives: (1) more than 331/3% of its support from contributions, membership fees, and gross receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)

An organization organized and operated exclusively to test for public safety. See section 509(a)(4).

An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2). See section 509(a)(3). Check the box in lines 12a through 12d that describes the type of supporting organization and complete lines 12e, 12f, and 12g.

Type I. A supporting organization operated, supervised, or controlled by its supported organization(s), typically by giving the supported organization(s) the power to regularly appoint or elect a majority of the directors or trustees of the supporting organization. You must complete Part IV, Sections A and B.

Type II. A supporting organization supervised or controlled in connection with its supported organization(s), by having control or management of the supporting organization vested in the same persons that control or manage the supported organization(s). You must complete Part IV, Sections A and C.

Type III functionally integrated. A supporting organization operated in connection with, and functionally integrated with, its supported organization(s) (see instructions). You must complete Part IV, Sections A, D, and E.

Type III non-functionally integrated. A supporting organization operated in connection with its supported organization(s) that is not functionally integrated. The organization generally must satisfy a distribution requirement and an attentiveness requirement (see instructions). You must complete Part IV, Sections A and D, and Part V.

Check this box if the organization received a written determination from the IRS that it is a Type I, Type II, Type III functionally integrated, or Type III non-functionally integrated supporting organization.

Enter the number of supported organizations ...............................

Provide the following information about the supported organization(s).

(i) Name of supported organization	(ii) EIN	(iv) Is the organization listed in your governing document?		(v) Amount of monetary support (see instructions)	(vi) Amount of other support (see instructions)
(i) Name of supported organization	(ii) EIN	Yes	No	(v) Amount of monetary support (see instructions)	(vi) Amount of other support (see instructions)


Total

For Paperwork Reduction Act Notice, see the Instructions for
Form 990 or 990-EZ.

Cat. No. 11285F

Schedule A (Form 990 or 990-EZ) 2019

Page 2

Part II

Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization failed to qualify under the tests listed below, please complete Part III.)

Section A. Public Support

Calendar year (or fiscal year beginning in)		(a) 2015	(b) 2016	(c) 2017	(d) 2018	(e) 2019	(f) Total
1	Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grant.") ..	494,500,126	469,664,344	488,603,616	306,804,251	316,042,655	2,075,614,992
2	Tax revenues levied for the organization's benefit and either paid to or expended on its behalf....						0
3	The value of services or facilities furnished by a governmental unit to the organization without charge..						0
4	Total. Add lines 1 through 3	494,500,126	469,664,344	488,603,616	306,804,251	316,042,655	2,075,614,992
5	The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..						0
6	Public support. Subtract line 5 from line 4.						2,075,614,992

Section B. Total Support

Calendar year (or fiscal year beginning in)		(a) 2015	(b) 2016	(c) 2017	(d) 2018	(e) 2019	(f) Total
7	Amounts from line 4..	494,500,126	469,664,344	488,603,616	306,804,251	316,042,655	2,075,614,992
8	Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...	138,255,832	19,467,670	49,271,521	43,041,890	51,331,677	301,368,590
9	Net income from unrelated business activities, whether or not the business is regularly carried on..						0
10	Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.)..	4,535,825	30,824,998	404,224	104,778	99,457	35,969,282
11	Total support. Add lines 7 through 10						2,412,952,864

Gross receipts from related activities, etc. (see instructions) ..................

12,729,094,817

First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here........................................ right arrow

Section C. Computation of Public Support Percentage

Public support percentage for 2019 (line 6, column (f) divided by line 11, column (f)) .........

86.02 %

Public support percentage for 2018 Schedule A, Part II, line 14 ...............

81.22 %

16a

33 1/3% support test—2019. If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box
and stop here. The organization qualifies as a publicly supported organization ....................... right arrow

33 1/3% support test—2018. If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this
box and stop here. The organization qualifies as a publicly supported organization ..................... right arrow

17a

10%-facts-and-circumstances test—2019. If the organization did not check a box on line 13, 16a, or 16b, and line 14
is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain
in Part VI how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported
organization ..................................................... right arrow

10%-facts-and-circumstances test—2018. If the organization did not check a box on line 13, 16a, 16b, or 17a, and line
15 is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here.
Explain in Part VI how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly
supported organization ................................................ right arrow

Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow

Schedule A (Form 990 or 990-EZ) 2019

Page 3

Part III

Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)

Section A. Public Support

Calendar year (or fiscal year beginning in)		(a) 2015	(b) 2016	(c) 2017	(d) 2018	(e) 2019	(f) Total
1	Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .
2	Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose
3	Gross receipts from activities that are not an unrelated trade or business under section 513 .....
4	Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...
5	The value of services or facilities furnished by a governmental unit to the organization without charge
6	Total. Add lines 1 through 5
7a	Amounts included on lines 1, 2, and 3 received from disqualified persons
b	Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.
c	Add lines 7a and 7b..
8	Public support. (Subtract line 7c from line 6.)

Section B. Total Support

Calendar year (or fiscal year beginning in)		(a) 2015	(b) 2016	(c) 2017	(d) 2018	(e) 2019	(f) Total
9	Amounts from line 6...
10a	Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..
b	Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.
c	Add lines 10a and 10b.
11	Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.
12	Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ..
13	Total support. (Add lines 9, 10c, 11, and 12.)..

First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization,
check this box and stop here............................................. right arrow

Section C. Computation of Public Support Percentage

Public support percentage for 2019 (line 8, column (f) divided by line 13, column (f)) .........

Public support percentage from 2018 Schedule A, Part III, line 15 ...............

Section D. Computation of Investment Income Percentage

Investment income percentage for 2019 (line 10c, column (f) divided by line 13, column (f)) ......

Investment income percentage from 2018 Schedule A, Part III, line 17 .............

19a

331/3% support tests—2019. If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization ....... right arrow

33 1/3% support tests—2018. If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3% and line 18 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization .... right arrow

Private foundation. If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions .... right arrow

Schedule A (Form 990 or 990-EZ) 2019

Page 4

Part IV

Supporting Organizations

(Complete only if you checked a box on line 12 of Part I. If you checked 12a of Part I, complete Sections A and B. If you checked 12b of Part I, complete Sections A and C. If you checked 12c of Part I, complete Sections A, D, and E. If you checked 12d of Part I, complete Sections A and D, and complete Part V.)

Section A. All Supporting Organizations

Yes

Are all of the organization’s supported organizations listed by name in the organization’s governing documents?
If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose,
describe the designation. If historic and continuing relationship, explain.

Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2).

Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer (b) and (c) below.

Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination.

Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use.

Was any supported organization not organized in the United States ("foreign supported organization")? If “Yes” and if you checked 12a or 12b in Part I, answer (b) and (c) below.

Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If “Yes,” describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations.

Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If “Yes,” explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes.

Did the organization add, substitute, or remove any supported organizations during the tax year? If “Yes,” answer (b) and (c) below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; (iii) the authority under the organization's organizing document authorizing such action; and (iv) how the action was accomplished (such as by amendment to the organizing document).

Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document?

Substitutions only. Was the substitution the result of an event beyond the organization's control?

Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization’s supported organizations? If “Yes,” provide detail in Part VI.

Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ) .

Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ).

Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If “Yes,” provide detail in Part VI.

Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If “Yes,” provide detail in Part VI.

Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If “Yes,” provide detail in Part VI.

10a

Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If “Yes,” answer line 10b below.

10a

Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings).

10b

Schedule A (Form 990 or 990-EZ) 2019

Page 5

Part IV

Supporting Organizations (continued)

Yes

Has the organization accepted a gift or contribution from any of the following persons?

A person who directly or indirectly controls, either alone or together with persons described in (b) and (c) below, the governing body of a supported organization?

11a

A family member of a person described in (a) above?

11b

A 35% controlled entity of a person described in (a) or (b) above? If “Yes” to a, b, or c, provide detail in Part VI.

11c

Section B. Type I Supporting Organizations

Yes

Did the directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization’s directors or trustees at all times during the tax year? If “No,” describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization’s activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.

Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If “Yes,” explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised or controlled the supporting organization.

Section C. Type II Supporting Organizations

Yes

Were a majority of the organization’s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization’s supported organization(s)? If “No,” describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).

Section D. All Type III Supporting Organizations

Yes

Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization’s tax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the organization’s governing documents in effect on the date of notification, to the extent not previously provided?

Were any of the organization’s officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s).

By reason of the relationship described in (2), did the organization’s supported organizations have a significant voice in the organization’s investment policies and in directing the use of the organization’s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization’s supported organizations played in this regard.

Section E. Type III Functionally-Integrated Supporting Organizations

Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions):

The organization satisfied the Activities Test. Complete line 2 below.

The organization is the parent of each of its supported organizations. Complete line 3 below.

The organization supported a governmental entity. Describe in Part VI how you supported a government entity (see instructions)

Activities Test. Answer (a) and (b) below.

Yes

Did substantially all of the organization’s activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.

Did the activities described in (a) constitute activities that, but for the organization’s involvement, one or more of the organization’s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization’s position that its supported organization(s) would have engaged in these activities but for the organization’s involvement.

Parent of Supported Organizations. Answer (a) and (b) below.

Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations? Provide details in Part VI.

Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of its supported organizations? If "Yes," describe in Part VI. the role played by the organization in this regard.

Schedule A (Form 990 or 990-EZ) 2019

Page 6

Part V

Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations

Check here if the organization satisfied the Integral Part Test as a qualifying trust on Nov. 20, 1970 (explain in Part VI). See instructions. All other Type III non-functionally integrated supporting organizations must complete Sections A through E.

	Section A - Adjusted Net Income		(A) Prior Year	(B) Current Year (optional)
1	Net short-term capital gain	1
2	Recoveries of prior-year distributions	2
3	Other gross income (see instructions)	3
4	Add lines 1 through 3	4
5	Depreciation and depletion	5
6	Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions)	6
7	Other expenses (see instructions)	7
8	Adjusted Net Income (subtract lines 5, 6 and 7 from line 4)	8

	Section B - Minimum Asset Amount		(A) Prior Year	(B) Current Year (optional)
1	Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year):	1
a	Average monthly value of securities	1a
b	Average monthly cash balances	1b
c	Fair market value of other non-exempt-use assets	1c
d	Total (add lines 1a, 1b, and 1c)	1d
e	Discount claimed for blockage or other factors (explain in detail in Part VI):
2	Acquisition indebtedness applicable to non-exempt use assets	2
3	Subtract line 2 from line 1d	3
4	Cash deemed held for exempt use. Enter 1-1/2% of line 3 (for greater amount, see instructions).	4
5	Net value of non-exempt-use assets (subtract line 4 from line 3)	5
6	Multiply line 5 by .035	6
7	Recoveries of prior-year distributions	7
8	Minimum Asset Amount (add line 7 to line 6)	8

	Section C - Distributable Amount		Current Year
1	Adjusted net income for prior year (from Section A, line 8, Column A)	1
2	Enter 85% of line 1	2
3	Minimum asset amount for prior year (from Section B, line 8, Column A)	3
4	Enter greater of line 2 or line 3	4
5	Income tax imposed in prior year	5
6	Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions)	6

Check here if the current year is the organization's first as a non-functionally-integrated Type III supporting organization (see instructions)

Schedule A (Form 990 or 990-EZ) 2019

Page 7

Part V

Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations(continued)

Section D - Distributions		Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in excess of income from activity
3 Administrative expenses paid to accomplish exempt purposes of supported organizations
4 Amounts paid to acquire exempt-use assets
5 Qualified set-aside amounts (prior IRS approval required)
6 Other distributions (describe in Part VI). See instructions
7Total annual distributions. Add lines 1 through 6.
8 Distributions to attentive supported organizations to which the organization is responsive (provide details in Part VI). See instructions
9 Distributable amount for 2019 from Section C, line 6
10 Line 8 amount divided by Line 9 amount

Section E - Distribution Allocations (see instructions)		(i) Excess Distributions	(ii) Underdistributions Pre-2019	(iii) Distributable Amount for 2019
1 Distributable amount for 2019 from Section C, line 6
2 Underdistributions, if any, for years prior to 2019 (reasonable cause required-- explain in Part VI). See instructions.
3 Excess distributions carryover, if any, to 2019:
a From 2014.......
b From 2015.......
c From 2016.......
d From 2017.......
e From 2018.......
fTotal of lines 3a through e
g Applied to underdistributions of prior years
h Applied to 2019 distributable amount
i Carryover from 2014 not applied (see instructions)
j Remainder. Subtract lines 3g, 3h, and 3i from 3f.
4Distributions for 2019 from Section D, line 7:
$
a Applied to underdistributions of prior years
b Applied to 2019 distributable amount
c Remainder. Subtract lines 4a and 4b from 4.
5 Remaining underdistributions for years prior to 2019, if any. Subtract lines 3g and 4a from line 2. If the amount is greater than zero, explain in Part VI. See instructions.
6 Remaining underdistributions for 2019. Subtract lines 3h and 4b from line 1. If the amount is greater than zero, explain in Part VI. See instructions.
7 Excess distributions carryover to 2020. Add lines 3j and 4c.
8 Breakdown of line 7:
a Excess from 2015.....
b Excess from 2016.....
c Excess from 2017.....
d Excess from 2018.....
e Excess from 2019.....

Schedule A (Form 990 or 990-EZ) (2019)

Schedule A (Form 990 or 990-EZ) 2019

Page 8

Part VI

Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions).

Facts And Circumstances Test

Return Reference	Explanation
Schedule A, Part II, Line 10 Other Income	DESCRIPTION - GROSS FUNDRAISING REVENUE AND MISC. OPERATING INCOME, COLUMN A - 4535825.0, COLUMN B - 30824998.0, COLUMN C - 404224.0, COLUMN D - 104778.0, COLUMN E - 99457.0, COLUMN F - 35969282.0;

Schedule A (Form 990 or 990-EZ) 2019

Additional Data

Software ID:	17005876
Software Version:	2017v2.2

- TIN:

Schedule B
(Form 990, 990-EZ,
or 990-PF)

Department of the Treasury
Internal Revenue Service

Schedule of Contributors

Attach to Form 990, 990-EZ, or 990-PF.

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2019

Name of the organization

Vanderbilt University

Employer identification number

62-0476822

Organization type (check one):

Filers of:

Section:

Form 990 or 990-EZ

501(c)( ) (enter number) organization

4947(a)(1) nonexempt charitable trust not treated as a private foundation

527 political organization

Form 990-PF

501(c)(3) exempt private foundation

4947(a)(1) nonexempt charitable trust treated as a private foundation

501(c)(3) taxable private foundation

Check if your organization is covered by the General Rule or a Special Rule.
Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.

General Rule

For an organization filing Form 990, 990-EZ, or 990-PF that received, during the year, contributions totaling $5,000 or more (in money or other property) from any one contributor. Complete Parts I and II. See instructions for determining a contributor's total contributions.

Special Rules

For an organization described in section 501(c)(3) filing Form 990 or 990-EZ that met the 33¹/3% support test of the regulations
under sections 509(a)(1) and 170(b)(1)(A)(vi), that checked Schedule A (Form 990 or 990-EZ), Part II, line 13, 16a, or 16b, and that received from any one contributor, during the year, total contributions of the greater of (1) $5,000 or (2) 2% of the amount on (i) Form 990, Part VIII, line 1h, or (ii) Form 990-EZ, line 1. Complete Parts I and II.

For an organization described in section 501(c)(7), (8), or (10) filing Form 990 or 990-EZ that received from any one contributor,
during the year, total contributions of more than $1,000 exclusively for religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals. Complete Parts I, II, and III.

For an organization described in section 501(c)(7), (8), or (10) filing Form 990 or 990-EZ that received from any one contributor,
during the year, contributions exclusively for religious, charitable, etc., purposes, but no such contributions totaled more than $1,000. If this box is checked, enter here the total contributions that were received during the year for an exclusively religious, charitable, etc., purpose. Don't complete any of the parts unless the General Rule applies to this organization because it received nonexclusively religious, charitable, etc., contributions totaling $5,000 or more during the year ......... Arrow Bullet

Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).

For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.

Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2019)

Schedule B (Form 990, 990-EZ, or 990-PF) (2019) Page 2

Name of organization Vanderbilt University

Part I Contributors	Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)

Schedule B (Form 990, 990-EZ, or 990-PF) (2019)

Page 3

Name of organization Vanderbilt University		Employer identification number 62-0476822

Part II	Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)

Schedule B (Form 990, 990-EZ, or 990-PF) (2019)

Page 4


Name of organization Vanderbilt University			Employer identification number 62-0476822
Part III Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) $ Use duplicate copies of Part III if additional space is needed.

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

Schedule B (Form 990, 990-EZ, or 990-PF) (2019)

Additional Data

Software ID:	17005876
Software Version:	2017v2.2

- TIN:

SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527

SchCMd Bullet

Complete if the organization is described below. SchCMd Bullet

Attach to Form 990 or Form 990-EZ.
SchCMd Bullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public
Inspection

If the organization answered "Yes" on Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet

Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet

Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet

Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" on Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet

Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet

Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" on Form 990, Part IV, Line 5 (Proxy Tax) (see separate instructions) or Form 990-EZ, Part V, line 35c (Proxy Tax) (see separate instructions), then
Round Bullet

Section 501(c)(4), (5), or (6) organizations: Complete Part III.

Name of the organization

Vanderbilt University

Employer identification number

62-0476822

Part I-A

Complete if the organization is exempt under section 501(c) or is a section 527 organization.

Provide a description of the organization’s direct and indirect political campaign activities in Part IV (see instructions for definition of “political campaign activities")

Political campaign activity expenditures (see instructions) .................................................................... SchCMd Bullet

Volunteer hours for political campaign activities (see instructions) ..................................................................

Part I-B

Complete if the organization is exempt under section 501(c)(3).

Enter the amount of any excise tax incurred by the organization under section 4955 ................................ SchCMd Bullet

Enter the amount of any excise tax incurred by organization managers under section 4955 ....................... SchCMd Bullet

If the organization incurred a section 4955 tax, did it file Form 4720 for this year? .........................................

Yes No

Was a correction made? ......................................................................................................................

Yes No

If "Yes," describe in Part IV.

Part I-C

Complete if the organization is exempt under section 501(c), except section 501(c)(3).

Enter the amount directly expended by the filing organization for section 527 exempt function activities ..... SchCMd Bullet

Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ............................................................................................................................ SchCMd Bullet

Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b........... SchCMd Bullet

Did the filing organization file Form 1120-POL for this year? ...................................................................

Yes No

Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.

(a) Name	(b) Address	(c) EIN	(d) Amount paid from filing organization's funds. If none, enter -0-.	(e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.
1
2
3
4
5
6

For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.

Cat. No. 50084S

Schedule C (Form 990 or 990-EZ) 2019

Page 2

Part II-A

Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).

A Check SchCMd Bullet

if the filing organization belongs to an affiliated group (and list in Part IV each affiliated group member's name, address, EIN, expenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet

if the filing organization checked box A and "limited control" provisions apply.

Limits on Lobbying Expenditures (The term "expenditures" means amounts paid or incurred.)		(a) Filing organization's totals	(b) Affiliated group totals
1a	Total lobbying expenditures to influence public opinion (grass roots lobbying) ......................
b	Total lobbying expenditures to influence a legislative body (direct lobbying) ........................	106,151
c	Total lobbying expenditures (add lines 1a and 1b) ............................................................	106,151
d	Other exempt purpose expenditures ...............................................................................	1,483,499,485
e	Total exempt purpose expenditures (add lines 1c and 1d) ..................................................	1,483,605,636
f	Lobbying nontaxable amount. Enter the amount from the following table in both columns.	1,000,000	0
	If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
	Not over $500,00020% of the amount on line 1e.
	Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
	Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
	Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
	Over $17,000,000$1,000,000.

g	Grassroots nontaxable amount (enter 25% of line 1f) .................................................	250,000
h	Subtract line 1g from line 1a. If zero or less, enter -0-. ................................................	0
i	Subtract line 1f from line 1c. If zero or less, enter -0-. ................................................	0
j	If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting section 4911 tax for this year? ...................................................................................................................		Yes No

4-Year Averaging Period Under Section 501(h) (Some organizations that made a section 501(h) election do not have to complete all of the five columns below. See the separate instructions for lines 2a through 2f.)
Lobbying Expenditures During 4-Year Averaging Period
	Calendar year (or fiscal year beginning in)	(a) 2016	(b) 2017	(c) 2018	(d) 2019	(e) Total

2a	Lobbying nontaxable amount	1,000,000	1,000,000	1,000,000	1,000,000	4,000,000

b	Lobbying ceiling amount (150% of line 2a, column(e))					6,000,000

c	Total lobbying expenditures	357,019	458,726	280,327	106,151	1,202,223

d	Grassroots nontaxable amount	250,000	250,000	250,000	250,000	1,000,000

e	Grassroots ceiling amount (150% of line 2d, column (e))					1,500,000

f	Grassroots lobbying expenditures			0	0	0

Schedule C (Form 990 or 990-EZ) 2019

Page 3

Part II-B

Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).

For each "Yes" response on lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.

(a)

Yes|No

(b)

Amount

During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:

Volunteers? ...........................................................................................................

Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ........

Media advertisements? ...................................................................................................

Mailings to members, legislators, or the public? .............................................................................

Publications, or published or broadcast statements? ...........................................................

Grants to other organizations for lobbying purposes? ..........................................................

Direct contact with legislators, their staffs, government officials, or a legislative body? .......................

Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ..................

Other activities? ...................................................................................................................

Total. Add lines 1c through 1i ....................................................................................................

Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....

If "Yes," enter the amount of any tax incurred under section 4912 ...........................................

If "Yes," enter the amount of any tax incurred by organization managers under section 4912 ...................

If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? ........................

Part III-A

Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).

Yes

Were substantially all (90% or more) dues received nondeductible by members? ...............................................

Did the organization make only in-house lobbying expenditures of $2,000 or less? ............................................

Did the organization agree to carry over lobbying and political expenditures from the prior year? .................................

Part III-B

Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."

Dues, assessments and similar amounts from members ......................................................................

Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political expenses for which the section 527(f) tax was paid).

Current year .............................................................................................................................

Carryover from last year ............................................................................................................

Total ...........................................................................................................................................

Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .

If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ......................................................................................................................

Taxable amount of lobbying and political expenditures (see instructions) .........................................

Part IV

Supplemental Information

Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see instructions), and Part ll-B, line 1. Also, complete this part for any additional information.

Return Reference	Explanation

Schedule C (Form 990 or 990EZ) 2019

Additional Data

Software ID:	17005876
Software Version:	2017v2.2

- TIN:

SCHEDULE D
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Financial Statements

Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet

Attach to Form 990.
SchDMd Bullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization

Vanderbilt University

Employer identification number

62-0476822

Part I

Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.

		(a) Donor advised funds	(b) Funds and other accounts
1	Total number at end of year .........
2	Aggregate value of contributions to (during year)
3	Aggregate value of grants from (during year)
4	Aggregate value at end of year ........

Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization’s property, subject to the organization’s exclusive legal control? ............

Yes No

Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................

Yes No

Part II

Conservation Easements.
Complete if the organization answered "Yes" on Form 990, Part IV, line 7.

Purpose(s) of conservation easements held by the organization (check all that apply).

Preservation of land for public use (e.g., recreation or education) Preservation of an historically important land area

Protection of natural habitat Preservation of a certified historic structure

Preservation of open space

Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.


a	Total number of conservation easements ......................	2a
b	Total acreage restricted by conservation easements ....................	2b
c	Number of conservation easements on a certified historic structure included in (a) .....	2c
d	Number of conservation easements included in (c) acquired after 7/25/06, and not on a historic structure listed in the National Register ...	2d

Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet

Number of states where property subject to conservation easement is located SchDMd Bullet

Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............

Yes No

Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet

Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet

Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................

Yes No

In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.

If the organization elected, as permitted under FASB ASC 958, not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.

If the organization elected, as permitted under FASB ASC 958, to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:

(i)

Revenue included on Form 990, Part VIII, line 1 ......................... SchDMd Bullet

$ 0

(ii)

Assets included in Form 990, Part X ............................... SchDMd Bullet

$ 4,724,584

If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under FASB ASC 958 relating to these items:

Revenue included on Form 990, Part VIII, line 1 .......................... SchDMd Bullet

Assets included in Form 990, Part X ............................... SchDMd Bullet

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 52283D

Schedule D (Form 990) 2019

Page 2

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)

Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):

Public exhibition

Loan or exchange programs

Scholarly research

Other Education

Preservation for future generations

Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.

During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...

Yes No

Part IV

Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.

Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................

Yes No


b	If "Yes," explain the arrangement in Part XIII and complete the following table:		Amount
c	Beginning balance .............................	1c
d	Additions during the year ............................	1d
e	Distributions during the year ..........................	1e
f	Ending balance ................................	1f

Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ...

Yes No

If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ....

Part V

Endowment Funds.
Complete if the organization answered "Yes" on Form 990, Part IV, line 10.

		(a) Current year	(b) Prior year	(c) Two years back	(d) Three years back	(e) Four years back

1a	Beginning of year balance ....	4,136,465,261	3,795,585,401	4,093,387,484	4,046,250,379	3,635,343,038
b	Contributions ...	172,664,350	129,140,956	154,345,834	75,832,665	88,751,983
c	Net investment earnings, gains, and losses	519,217,263	428,676,790	-172,420,504	148,787,412	491,337,590
d	Grants or scholarships ...	115,304,268	109,451,788	103,887,979	75,364,887	69,952,281
e	Other expenditures for facilities and programs ...	91,535,316	93,745,467	162,527,753	89,465,646	87,607,660
f	Administrative expenses ....	13,045,999	13,740,631	13,311,681	12,652,439	11,622,291
g	End of year balance ......	4,608,461,291	4,136,465,261	3,795,585,401	4,093,387,484	4,046,250,379

Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:

Board designated or quasi-endowment SchDMd Bullet

39.67 %

Permanent endowment SchDMd Bullet

27.8 %

Term endowment SchDMd Bullet

32.53 %

The percentages on lines 2a, 2b, and 2c should equal 100%.

Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes

(i) Unrelated organizations .................

3a(i)

(ii) Related organizations .................

3a(ii)

If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........

Describe in Part XIII the intended uses of the organization's endowment funds.

Part VI

Land, Buildings, and Equipment.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.

Description of property		(a) Cost or other basis (investment)	(b) Cost or other basis (other)	(c) Accumulated depreciation	(d) Book value

1a	Land .....	91,776,308		91,776,308
b	Buildings ....	1,492,142,420	813,526,759	678,615,661
c	Leasehold improvements	15,300,299	4,759,839	10,540,460
d	Equipment ....	387,880,265	260,285,659	127,594,606
e	Other .....	184,360,447	16,507,559	167,852,888
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..				1,076,379,923

Schedule D (Form 990) 2019

Page 3

Part VII

InvestmentsOther Securities.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.

(a) Description of security or category (including name of security)	(b) Book value	(c) Method of valuation: Cost or end-of-year market value
(1) Financial derivatives.........
(2) Closely-held equity interests........	2,368,221	C
(3) Other (A) Limited Partnerships	1,680,567,809	F
(B) Interests in trusts held by others	30,752,339	F
(C) Other Investments & Securities	249,521,404	F
(D) Minority Interest	49,416,761	F
(E)
(F)
(G)
(H)
(I)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)	2,012,626,534

Part VIII

InvestmentsProgram Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.

(a) Description of investment	(b) Book value	(c) Method of valuation: Cost or end-of-year market value

(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)

Part IX

Other Assets.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.

(a) Description				(b) Book value

(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........

Part X

Other Liabilities.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.

1.(a) Description of liability	(b) Book value
(1) Federal income taxes
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)	329,985,617
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII

Schedule D (Form 990) 2019

Page 4

Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1	Total revenue, gains, and other support per audited financial statements .......		1
2	Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a	Net unrealized gains (losses) on investments ....	2a
b	Donated services and use of facilities .........	2b
c	Recoveries of prior year grants ...........	2c
d	Other (Describe in Part XIII.) ............	2d
e	Add lines 2a through 2d .....................		2e
3	Subtract line 2e from line 1..................		3
4	Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b .	4a
b	Other (Describe in Part XIII.) ...........	4b
c	Add lines 4a and 4b....................		4c
5	Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ......		5

Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1	Total expenses and losses per audited financial statements ...........		1
2	Amounts included on line 1 but not on Form 990, Part IX, line 25:
a	Donated services and use of facilities .........	2a
b	Prior year adjustments ............	2b
c	Other losses ................	2c
d	Other (Describe in Part XIII.) ............	2d
e	Add lines 2a through 2d....................		2e
3	Subtract line 2e from line 1...................		3
4	Amounts included on Form 990, Part IX, line 25, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b ..	4a
b	Other (Describe in Part XIII.) ............	4b
c	Add lines 4a and 4b.....................		4c
5	Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ......		5

Part XIII

Supplemental Information

Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.

Return Reference	Explanation
Schedule D, Part III, Line 5 Solicitation of Art, etc.	Vanderbilt University solicited works of art to be sold at fundraising events in silent auctions. The fair market value of these items can range in value, and in FY18 the fair market value of these items did not meet the thresholds required for Form 8282 to be filed.
Schedule D, Part III, Line 4 Collections of art - description of collections	Vanderbilt University maintains various collections of art, historical treasures and other similar assets in departments across the University. Such collections include, but are not limited to, historical drawings; historical scientific instruments; historical furniture; paintings; photography; book collections; and other similar items and artifacts. All such collections further Vanderbilt's exempt purpose by providing historical materials for students and researchers, and by providing cultural, historical and educational opportunities to Vanderbilt University students and the community at large through exhibits, displays, and loan or exchange programs.
Schedule D, Part IV, Line 2b Explanation of escrow agreement	Agency funds are held by Vanderbilt university, which serves as a custodian or fiscal agent for student groups and other university related organizations.
Schedule D, Part V, Line 4 Intended uses of endowment funds	Vanderbilt University's endowment funds, as related to Part V, are intended to be used for scholarships, fellowships, endowed academic chair support, and capital and operational support.
Schedule D, Part X, Line 2 FIN 48 (ASC 740) footnote	Vanderbilt is a tax-exempt organization as described in Section 501(c)(3) of the Internal Revenue Code (the Code), and generally is exempt from federal income taxes on related income pursuant to Section 501(a) of the code. Vanderbilt is, however, subject to federal and state income tax on unrelated business income, and provision for such taxes is included in the consolidated financial statements. Vanderbilt regularly evaluates its tax position and does not believe it has any material uncertain tax positions that require disclosure or adjustment to the consolidated financial statements.

Schedule D (Form 990) 2019

Additional Data

Software ID:	17005876
Software Version:	2017v2.2

- TIN:

SCHEDULE E(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Schools

Complete if the organization answered "Yes" on Form 990,
Part IV, line 13, or Form 990-EZ, Part VI, line 48.
Right pointing arrow large image

Attach to Form 990 or Form 990-EZ.
Right pointing arrow large image

Go to www.irs.gov/Form990EZ for the latest information.

OMB No. 1545-0047 2019Open to Public Inspection

Name of the organization

Vanderbilt University

Employer identification number

62-0476822

Part I

YES

Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,

other governing instrument, or in a resolution of its governing body? . . . . . . . . . . . . . . . . . . .

Yes

Does the organization include a statement of its racially nondiscriminatory policy toward students in all its

brochures, catalogues, and other written communications with the public dealing with student admissions,

programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during

the period of solicitation for students, or during the registration period if it has no solicitation program, in a way

that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"

please explain. If you need more space use Part II. . . . . . . . . . . . . . . . . . . . . . . . .

Yes

Does the organization maintain the following?

Records indicating the racial composition of the student body, faculty, and administrative staff? . . . . . . . . .

Yes

Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory

basis? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

Copies of all catalogues, brochures, announcements, and other written communications to the public dealing

with student admissions, programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . .

Yes

Copies of all material used by the organization or on its behalf to solicit contributions? . . . . . . . . . . . .

Yes

If you answered "No" to any of the above, please explain. If you need more space, use Part II.

Does the organization discriminate by race in any way with respect to:

Students' rights or privileges? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Admissions policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Employment of faculty or administrative staff? . . . . . . . . . . . . . . . . . . . . . . . . .

Scholarships or other financial assistance? . . . . . . . . . . . . . . . . . . . . . . . . . .

Educational policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Use of facilities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Athletic programs? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Other extracurricular activities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.

Does the organization receive any financial aid or assistance from a governmental agency? . . . . . . . . . .

Yes

Has the organization's right to such aid ever been revoked or suspended? . . . . . . . . . . . . . . . .

If you answered "Yes" to either line 6a or line 6b, explain on Part II.

Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05

of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II. . . . . . . . .

Yes

Paperwork Reduction Act Notice, see the Instructions for Form 990 or Form 990-EZ.

Cat. No. 50085D

Schedule E (Form 990 or 990-EZ) (2019)

Schedule E (Form 990 or 990EZ) (2019)

Page 2

Part II

Supplemental Information. Provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also provide
any other additional information. See instructions.

Return Reference

Explanation

Schedule E, Part I, Line 3 RACIALLY NONDISCRIMINATORY POLICY

Vanderbilt University's nondiscrimination policy is widely disseminated through newspapers or broadcast media, various university-related websites, online application portals, orientation sessions, publication in catalogs, application materials and handbooks. In compliance with federal law, including the provisions of Title VI and Title VII of the Civil Rights Act of 1964, Title IX of the Education Amendments of 1972, Sections 503 and 504 of the Rehabilitation Act of 1973, the Americans with Disabilities Act (ADA) of 1990, the ADA Amendments Act of 2008, Executive Order 11246, and the Vietnam Era Veterans Readjustment Assistance Act of 1974 as amended by the Jobs for Veterans Act, and the Uniformed Services Employment and Reemployment Rights Act, as amended, and the Genetic Information Nondiscrimination Act of 2008, Vanderbilt University does not discriminate against individuals on the basis of their race, sex, sexual orientation, gender identity, religion, color, national or ethnic origin, age, disability, military service, covered veterans status, or genetic information in its administration of educational policies, programs, or activities, admissions policies, scholarship and loan programs, athletic or other University-administered programs, or employment. In addition, the university does not discriminate against individuals on the basis of their gender expression consistent with the university's nondiscrimination policy.

Schedule E, Part I, Line 6(a) FINANCIAL AID OR ASSISTANCE FROM A GOVERNMENT

Vanderbilt University participates in the following programs: Federal Pell Grants, Federal Supplemental Educational Opportunity Grants (FSEOG), Federal Direct Stafford Subsidized/Unsubsidized Loans, Federal Perkins Loans, Federal Direct Graduate Plus Loans, Federal Direct Parent Loan for Undergraduate Students (PLUS Loans), Federal Work Study Program, Tennessee Student Assistance Awards, and the Tennessee Education Lottery Scholarship Program. Vanderbilt University also receives various federal and state grants and contracts for academic and scientific research.

Schedule E (Form 990 or 990-EZ) (2019)

Additional Data

Software ID:	17005876
Software Version:	2017v2.2

- TIN:

SCHEDULE F(Form 990)

Department of the Treasury
Internal Revenue Service

Statement of Activities Outside the United States

Complete if the organization answered "Yes" to Form 990, Part IV, line 14b, 15, or 16. Right pointing arrow large image

Attach to Form 990. Right pointing arrow large image

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization
Vanderbilt University

Employer identification number

62-0476822

Part I

General Information on Activities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 14b.

For grantmakers. Does the organization maintain records to substantiate the amount of its grants and

other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used

to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.

Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)

(a) Region		(b) Number of offices in the region	(c) Number of employees, agents, and independent contractors in the region	(d) Activities conducted in region (by type) (such as, fundraising, program services, investments, grants to recipients located in the region)	(e) If activity listed in (d) is a program service, describe specific type of service(s) in the region	(f) Total expenditures for and investments in the region
	East Asia and the Pacific	0	0	Fundraising		573
	Europe (Including Iceland and Greenland)	0	0	Fundraising		7,447
	South America	0	0	Fundraising		7,313
	Central America and the Caribbean	0	0	Investments		529,159,340
	East Asia and the Pacific	0	5	Investments		97,616,937
	Europe (Including Iceland and Greenland)	0	4	Investments		281,761,184
	North America (Canada & Mexico only)	0	0	Investments		14,185,801
	Sub-Saharan Africa	0	0	Investments		29,972,946
	Central America and the Caribbean	0	7	Grantmaking		244,526
	East Asia and the Pacific	0	3	Grantmaking		217,427
	Europe (Including Iceland and Greenland)	0	2	Grantmaking		160,789
	North America (Canada & Mexico only)	0	2	Grantmaking		130,080
	South America	0	1	Grantmaking		18,486
	Sub-Saharan Africa	0	1	Grantmaking		49,860
	Central America and the Caribbean	0	9	,Send Agents to Attend and Speak at Seminars and Conferences		15,450
	East Asia and the Pacific	0	94	,Send Agents to Attend and Speak at Seminars and Conferences		269,342
	Europe (Including Iceland and Greenland)	0	330	,Send Agents to Attend and Speak at Seminars and Conferences		765,986
	Middle East and North Africa	0	7	,Send Agents to Attend and Speak at Seminars and Conferences		16,535
	North America (Canada & Mexico only)	0	155	,Send Agents to Attend and Speak at Seminars and Conferences		216,874
	Russia and Neighboring States	0	6	,Send Agents to Attend and Speak at Seminars and Conferences		5,857
	South America	0	20	,Send Agents to Attend and Speak at Seminars and Conferences		30,920
	South Asia	0	14	,Send Agents to Attend and Speak at Seminars and Conferences		42,122
	Sub-Saharan Africa	0	8	,Send Agents to Attend and Speak at Seminars and Conferences		28,811
	Central America and the Caribbean	0	51	Program Services	Education, Research	267,164
	East Asia and the Pacific	0	139	Program Services	Education, Research	722,132
	Europe (Including Iceland and Greenland)	2	437	Program Services	Education, Research	1,555,793
	Middle East and North Africa	0	44	Program Services	Education, Research	274,608
	North America (Canada & Mexico only)	0	114	Program Services	Education, Research	159,158
	Russia and Neighboring States	0	9	Program Services	Education, Research	15,815
	South America	0	83	Program Services	Education, Research	257,115
	South Asia	0	35	Program Services	Education, Research	123,673
	Sub-Saharan Africa	0	34	Program Services	Education, Research	128,406
3a	Sub-total ....	0	458			953,817,501
b	Total from continuation sheets to Part I ...	2	1,156			4,610,969
c	Totals (add lines 3a and 3b)	2	1,614			958,428,470

For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2019

Schedule F (Form 990) 2019

Page 2

Part II

Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.

(c) Region	(d) Purpose of grant	(e) Amount of cash grant	(f) Manner of cash disbursement	(h) Description of noncash assistance	(i) Method of valuation (book, FMV, appraisal, other)
Central America and the Caribbean	Research	32,705	Wire	Not Applicable	Not Applicable
Central America and the Caribbean	Research	80,451	Wire	Not Applicable	Not Applicable
Central America and the Caribbean	Research	25,265	Wire	Not applicable	Not applicable
Central America and the Caribbean	Research	55,760	Wire	Not applicable	Not applicable
Central America and the Caribbean	Research	24,044	Wire	Not applicable	Not applicable
East Asia and the Pacific	Research	48,691	Wire	Not applicable	Not applicable
East Asia and the Pacific	Research	85,814	Wire	Not applicable	Not applicable
East Asia and the Pacific	Instruction	82,922	Wire	Not applicable	Not applicable
Europe (Including Iceland and Greenland)	Research	139,269	Wire	Not applicable	Not applicable
Europe (Including Iceland and Greenland)	Research	21,520	Wire	Not applicable	Not applicable
North America (Canada & Mexico only)	Research	22,544	Wire	Not applicable	Not applicable
North America (Canada & Mexico only)	Research	107,536	Wire	Not applicable	Not applicable
South America	Research	18,486	Wire	Not applicable	Not applicable
Sub-Saharan Africa	Instruction	49,860	Wire	Not applicable	Not applicable

2	Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......	9
3	Enter total number of other organizations or entities .......................	5

Schedule F (Form 990) 2019

Schedule F (Form 990) 2019Page 3

Part III

Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 16.

Part III can be duplicated if additional space is needed.

	(b) Region	(c) Number of recipients	(d) Amount of cash grant	(e) Manner of cash disbursement	(g) Description of noncash assistance	(h) Method of valuation (book, FMV, appraisal, other)
Cash Assistance to Conduct Surveys	Central America and the Caribbean	2	26,301	Wire	Not applicable	Not applicable

Schedule F (Form 990) 2019

Page 4

Part IV

Foreign Forms

Schedule F (Form 990) 2019

Page 5

Part V

Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information. See instructions.

ReturnReference	Explanation
Schedule F, Part I, Line 2 Procedures for monitoring use of grant funds	Vanderbilt University maintains a formal policy defining its procedures for monitoring the use of sponsored funds by subrecipients located outside the United States who are performing a portion of a sponsored project externally awarded to Vanderbilt. The policy provides guidance to ensure that subrecipients conduct their portions of the sponsored projects in compliance with laws, regulations and terms and conditions of awards and subawards and that reimbursed costs incurred by subrecipients are allowed. The policy addresses the roles and responsibilities of the central offices and academic departments of the university and describes the monitoring procedures for each area. The full text of Vanderbilt's Subrecipient Monitoring Guidelines is available online at the following web address: HTTP://WWW.VANDERBILT.EDU/OCGA/DOCS/VUPOLICIES/SUBRECIPIENT/REVISEDVUSUBRECIPIENTMONITO RINGGUIDELINES_EFFECTIVE12_26_2014.PDF
Schedule F, Part I, Line 2 PROCEDURES FOR MONITORING USE OF GRANT FUNDS	Vanderbilt University maintains a formal policy defining its procedures for monitoring the use of sponsored funds by subrecipients located outside the United States who are performing a portion of a sponsored project externally awarded to Vanderbilt. The policy provides guidance to ensure that subrecipients conduct their portions of the sponsored projects in compliance with laws, regulations and terms and conditions of awards and subawards and that reimbursed costs incurred by subrecipients are allowed. The policy addresses the roles and responsibilities of the central offices and academic departments of the university and describes the monitoring procedures for each area. The full text of Vanderbilt's Subrecipient Monitoring Guidelines is available online at the following web address: HTTP://WWW.VANDERBILT.EDU/OCGA/DOCS/VUPOLICIES/SUBRECIPIENT/REVISEDVUSUBRECIPIENTMONITO RINGGUIDELINES_EFFECTIVE12_26_2014.PDF

Schedule F (Form 990) 2019

Additional Data

Software ID:	17005876
Software Version:	2017v2.2

- TIN:

SCHEDULE G (Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Supplemental Information Regarding
Fundraising or Gaming Activities

Complete if the organization answered "Yes" on Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrow

Attach to Form 990 or Form 990-EZ.
right arrow

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization
Vanderbilt University

Employer identification number

62-0476822

Part I

Fundraising Activities.Complete if the organization answered "Yes" on Form 990, Part IV, line 17.

Form 990-EZ filers are not required to complete this part.

Indicate whether the organization raised funds through any of the following activities. Check all that apply.

a	Mail solicitations	e	Solicitation of non-government grants
b	Internet and email solicitations	f	Solicitation of government grants
c	Phone solicitations	g	Special fundraising events
d	In-person solicitations

Did the organization have a written or oral agreement with any individual (including officers, directors, trustees

or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?

YesNo

If "Yes," list the 10 highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.

(i) Name and address of individual or entity (fundraiser)		(ii) Activity	(iii) Did fundraiser have custody or control of contributions?		(iv) Gross receipts from activity	(v) Amount paid to (or retained by) fundraiser listed in col. (i)	(vi) Amount paid to (or retained by) organization
			Yes	No
	Ruffalo Noel Levitz LLC 65 Kirkwood North Rd SW Cedar Rapids, IA52404	Call Center		No	886,873	432,175	454,698
	Washburn & McGoldrick LLC 24 N Bryn Mawr Ave 252 Bryn Mawr, PA19010	Consulting		No		60,040	-60,040
	Crabtree Lane LLC 26 Walsh Ave Barrington, RI02806	Consulting		No		45,000	-45,000
	Pentera LLC 8650 Commerce Park Place Building A Suite G Indianapolis, IN46268	Consulting		No		9,575	-9,575






Total . . . . . . . . . . . . . . . . . . . .					886,873	546,790	340,083

List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 50083H

Schedule G (Form 990 or 990-EZ) 2019

Page 2

Part II

Fundraising Events. Complete if the organization answered "Yes" on Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.

		(a) Event #1 Vandy Golf Day (event type)	(b) Event #2 PISF Silent Auction (event type)	(c) Other events 3 (total number)	(d) Total events (add col. (a) through col. (c))
1	Gross receipts . . . . .	77,566	33,775	81,291	192,632
2	Less: Contributions . . . .	49,127	14,550	29,498	93,175
3	Gross income (line 1 minus line 2) . . . . . .	28,439	19,225	51,793	99,457

4	Cash prizes . . . . .	1,159			1,159
5	Noncash prizes . . . .	20			20
6	Rent/facility costs . . . .
7	Food and beverages . . .	1,438	1,161	29,413	32,012
8	Entertainment . . . .	12,600	3,127		15,727
9	Other direct expenses . . .	6,507	4,587	3,842	14,936
10	Direct expense summary. Add lines 4 through 9 in column (d) . . . . . . . . . .				63,854
11	Net income summary. Subtract line 10 from line 3, column (d). . . . . . . . . .				35,603

Part III

Gaming. Complete if the organization answered "Yes" on Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.

		(a) Bingo	(b) Pull tabs/Instant bingo/progressive bingo	(c) Other gaming	(d) Total gaming (add col.(a) through col.(c))
1	Gross revenue . . . . .

2	Cash prizes . . . . .
3	Noncash prizes . . . .
4	Rent/facility costs . . . .
5	Other direct expenses . . .

Volunteer labor . . . .

	Yes %
	No

	Yes %
	No

	Yes %
	No

Direct expense summary. Add lines 2 through 5 in column (d) . . . . . . . . . . right arrow

Net gaming income summary. Subtract line 7 from line 1, column (d). . . . . . . . . right arrow

Enter the state(s) in which the organization conducts gaming activities:

Is the organization licensed to conduct gaming activities in each of these states? . . . . . . . .

YesNo

If "No," explain:

10a

Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? . . .

YesNo

If "Yes," explain:

Schedule G (Form 990 or 990-EZ) 2019

Page 3

Does the organization conduct gaming activities with nonmembers? . . . . . . . . . . .

YesNo

Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity

formed to administer charitable gaming? . . . . . . . . . . . . . . . . .

YesNo

Indicate the percentage of gaming activity conducted in:

The organization's facility . . . . . . . . . . . . . . . . . .

13a

An outside facility . . . . . . . . . . . . . . . . . . . .

13b

Enter the name and address of the person who prepares the organization's gaming/special events books and records:

Name

Address

15a

Does the organization have a contract with a third party from whom the organization receives gaming

revenue? . . . . . . . . . . . . . . . . . . . . . . . .

YesNo

If "Yes," enter the amount of gaming revenue received by the organization right arrow

$ and the

amount of gaming revenue retained by the third party right arrow

$ .

If "Yes," enter name and address of the third party:

Name

Address

Gaming manager information:

Name

Gaming manager compensation right arrow

Description of services provided right arrow

Director/officer Employee Independent contractor

Mandatory distributions:

Is the organization required under state law to make charitable distributions from the gaming proceeds to

retain the state gaming license? . . . . . . . . . . . . . . . . . . .

YesNo

Enter the amount of distributions required under state law distributed to other exempt organizations or spent

in the organization's own exempt activities during the tax year right arrow

Part IV

Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v); and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also provide any additional information. See instructions.

Return Reference

Explanation

Schedule G, Part I, Line 2b(v) payment of fees or payment of expenses

RUFFALO NOEL LEVITZ LLC-THE TOTAL AMOUNT PAID TO RUFFALO NOEL LEVITZ LLC FOR FISCAL YEAR 2018 WAS $433,208 WHICH INCLUDES PROFESSIONAL FUNDRAISING FEES OF $432,175 AND FUNDRAISING EXPENSES OF $1,034. THE CONTRACT BETWEEN VANDERBILT UNIVERSITY AND RUFFALO NOEL LEVITZ LLC CALLS FOR THE REIMBURSEMENT OF FUNDRAISING EXPENSES INCURRED BY RUFFALO NOEL LEVITZ LLC, SUCH AS INTERNET FEES FOR THE CALL CENTER WHICH ARE INVOICED SEPARATELY FROM PROFESSIONAL SERVICE FEES.;WASHBURN & MCGOLDRICK, LLC-THE TOTAL AMOUNT PAID TO WASHBURN AND MCGOLDRICK LLC FOR FISCAL YEAR 2018 WAS $61,081 WHICH INCLUDES PROFESSIONAL FUNDRAISING FEES OF $60,040 AND FUNDRAISING EXPENSES OF $1,041. THE CONTRACT BETWEEN VANDERBILT UNIVERSITY AND WASHBURN AND MCGOLDRICK LLC CALLS FOR THE REIMBURSEMENT OF FUNDRAISING EXPENSES INCURRED BY WASHBURN AND MCGOLDRICK LLC, SUCH AS PRINTING AND POSTAGE, WHICH ARE INVOICED SEPARATELY FROM PROFESSIONAL SERVICE FEES.;CRABTREE LANE LLC-THE TOTAL AMOUNT PAID TO CRABTREE LANE LLC FOR FISCAL YEAR 2018 WAS $48,379 WHICH INCLUDES PROFESSIONAL FUNDRAISING FEES OF $45,000 AND FUNDRAISING EXPENSES OF $3,379. THE CONTRACT BETWEEN VANDERBILT UNIVERSITY AND CRABTREE LANE LLC CALLS FOR THE REIMBURSEMENT OF FUNDRAISING EXPENSES INCURRED BY CRABTREE LANE LLC, SUCH TRAVEL EXPENSES WHICH ARE INVOICED SEPARATELY FROM PROFESSIONAL SERVICE FEES.;PENTERA LLC-THE TOTAL AMOUNT PAID TO PENTERA LLC FOR FISCAL YEAR 2018 WAS $18,357 WHICH INCLUDES PROFESSIONAL FUNDRAISING FEES OF $9,575 AND FUNDRAISING EXPENSES OF $8,782. THE CONTRACT BETWEEN VANDERBILT UNIVERSITY AND PENTERA LLC CALLS FOR THE REIMBURSEMENT OF FUNDRAISING EXPENSES INCURRED BY PENTERA LLC, SUCH AS PRINTING AND POSTAGE, WHICH ARE INVOICED SEPARATELY FROM PROFESSIONAL SERVICE FEES.;

Schedule G (Form 990 or 990-EZ) 2019

Additional Data

Software ID:	17005876
Software Version:	2017v2.2

- TIN:

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

Schedule I
(Form 990)

Department of the Treasury
Internal Revenue Service

Grants and Other Assistance to Organizations,
Governments and Individuals in the United States

Complete if the organization answered "Yes," on Form 990, Part IV, line 21 or 22.
lBullet

Attach to Form 990.
lBullet

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2019

Open to Public
Inspection

Name of the organization
Vanderbilt University

Employer identification number
62-0476822

Part I

General Information on Grants and Assistance

Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ........................

Yes No

Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.

Part II

Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any recipient

that received more than $5,000. Part II can be duplicated if additional space is needed.

(a) Name and address of organization or government	(b) EIN	(c) IRC section (if applicable)	(d) Amount of cash grant	(f) Method of valuation (book, FMV, appraisal, other)	(g) Description of noncash assistance	(h) Purpose of grant or assistance
(1) Aerospace Corporation 2310 East El Segundo Blvd El Segundo,CA902454691	95-2102389	501(c)(3)	9,908	N/A	N/A	Research
(2) Alignment Nashville 21 White Bridge Pike Suite 201 Nashville,TN37205	45-0549393	501(c)(3)	5,000	N/A	N/A	Contribution
(3) Arizona State University Research Project Administration Box 873503 Tempe,AZ852873503	86-0196696	GOVT	9,248	N/A	N/A	Research
(4) Baylor College of Medicine Office of Grants Contracts 1 Baylor Plaza Houston,TX77030	74-1613878	501(c)(3)	220,726	N/A	N/A	Research
(5) Beth Israel Deaconess Medical Center Inc 330 Brookline Avenue Boston,MA02215	04-2103881	501(c)(3)	20,506	N/A	N/A	Research
(6) Brigham and Women's Hospital Inc Partners Healthcare Research Mgmt 101 Huntington Ave Boston,MA02199	04-2312909	501(c)(3)	272,550	N/A	N/A	Research
(7) California Institute of Technology Ws 31b Financial Services MC 201-15 Pasadena,CA91125	95-1643307	501(c)(3)	388,696	N/A	N/A	Research
(8) Carnegie-Mellon University Sponsored Projects Acctg 5000 Forbes Avenue Pittsburgh,PA152133890	25-0969449	501(c)(3)	345,242	N/A	N/A	Research
(9) Case Western Reserve University Sears Library 10900 Euclid Avenue Cleveland,OH441061712	34-1018992	501(c)(3)	264,204	N/A	N/A	Research
(10) Children's Hospital of Los Angeles 4650 Sunset Blv MS 97 Los Angeles,CA900276062	95-1690977	501(c)(3)	167,745	N/A	N/A	Research
(11) Claremont Graduate University 150 East Tenth Street Harper Hall 152 Claremont,CA91711	95-1664100	501(c)(3)	508,001	N/A	N/A	Research
(12) Cleveland Clinic Lerner College of Case Western Reserve University 9500 Euclid Avenue JJN5-01 Cleveland,OH44195	34-0714585	501(c)(3)	44,102	N/A	N/A	Research
(13) Cleveland State Community College 3535 Adkisson Drive PO Box 3570 Cleveland,TN373203570	62-0762876	GOVT	20,959	N/A	N/A	Public Service
(14) Columbia State Community College 1665 Hampshire Pike Columbia,TN38401	23-7106327	501(c)(3)	6,267	N/A	N/A	Research
(15) Columbia University Office of the Controller Sponsored Projects Finance New York,NY10027	13-5598093	501(c)(3)	498,989	N/A	N/A	Research
(16) Conexion Americas 2195 Nolensville Pike Nashville,TN37211	62-1715618	501(c)(3)	10,000	N/A	N/A	Contribution
(17) Country Music Foundation Inc 222 5th Avenue South Accounting Department Nashville,TN37203	62-0753887	501(c)(3)	7,034	N/A	N/A	Research
(18) Dismas Inc 1513 16th Ave S Nashville,TN37212	27-7376100	501(c)(3)	7,500	N/A	N/A	Contribution
(19) Duke University OSP Box 104135 Durham,NC277080077	56-0532129	501(c)(3)	81,240	N/A	N/A	Research
(20) Dynamic Object Language Labs Inc 2 Parsonage Hill Road Haverhill,MA01832	10-0142007	N/A	356,082	N/A	N/A	Research
(21) East Tennessee University ORSP Box 70565 Johnson City,TN376141707	62-6021046	GOVT	24,157	N/A	N/A	Instruction
(22) ETR Associates 100 Enterprise Way Suite G3600 Scotts Valley,CA95066	92-2760764	501(c)(3)	44,106	N/A	N/A	Research
(23) Fisk University Sponsored Programs 1000 17th Avenue North Nashville,TN372083051	62-0202000	501(c)(3)	473,384	N/A	N/A	Research, Instruction
(24) Florida Atlantic University PO Box 3091 777 Glades Road Boca Raton,FL33431	65-0385507	GOVT	108,225	N/A	N/A	Research
(25) Florida State University Sponsored Research Accounting 874 Traditions Way 3rd Floor SSB Tallahassee,FL323064166	59-6001138	501(c)(3)	211,472	N/A	N/A	Research
(26) Frist Center for the Visual Arts Inc (aka Frist Art Museum) 919 Broadway Nashville,TN37203	62-1731492	501(c)(3)	5,000	N/A	N/A	Contribution
(27) GE Global Research - General Electric Company One Research Circle KW-C248 Niksayuna,NY12309	14-0689340	N/A	43,573	N/A	N/A	Research
(28) Georgetown University Medical Center 3307 M Street NW Suite 401 Washington,DC20007	53-0196603	501(c)(3)	44,017	N/A	N/A	Research
(29) Georgia Tech Research Corporation Office of Sponsored Programs 550 Tenth Street NW Atlanta,GA303320250	58-0603146	501(c)(3)	313,877	N/A	N/A	Research
(30) Global Action Platform 8 City Blvd Ste 402 Nashville,TN37209	20-8691236	501(c)(3)	50,000	N/A	N/A	Contribution
(31) H Lee Moffitt Cancer Center and Research Institute 12902 Magnolia Drive MBC-OGCA Tampa,FL336129497	59-2451713	501(c)(3)	109,127	N/A	N/A	Research
(32) Howard Live Oak LLC 1800 Peter Pan Street Norman,OK73072	27-5308663	N/A	37,433	N/A	N/A	Research
(33) Howard University Sponsored Projects Res Admin 576 W Street NW Washington,DC20059	53-0204707	501(c)(3)	15,464	N/A	N/A	Research
(34) Humanities Tennessee 807 Main Street Suite B Nashville,TN37206	62-0933337	501(c)(3)	10,000	N/A	N/A	Contribution
(35) Institute for Broadening Participation PO Box 607 281 Main Street Damariscotta,ME04543	20-1891162	501(c)(3)	61,529	N/A	N/A	Research
(36) Iowa State University Sponsored Programs 3609 Administrative Services Bldg Ames,IA50011	42-6004224	501(c)(3)	21,308	N/A	N/A	Research
(37) Joslin Diabetes Research Foundation One Joslin Place Boston,MA02215	04-2203836	501(c)(3)	8,101	N/A	N/A	Research
(38) KUMC Research Institute Inc 3901 Rainbow Blvd Mailstop 1039 Kansas City,KS66103	48-1108830	501(c)(3)	9,292	N/A	N/A	Research
(39) Lipscomb University One University Park Drive Nashville,TN372043951	62-0485733	501(c)(3)	29,693	N/A	N/A	Research
(40) Mannheimer Foundation Inc 20255 SW 360th S Homestead,FL33034	22-1851590	501(c)(3)	58,875	N/A	N/A	Research
(41) Mary Parrish Center PO Box 6009 Nashville,TN37206	62-1816561	501(c)(3)	73,238	N/A	N/A	Contribution
(42) Mayo Clinic Rochester PO Box 860334 Minneapolis,MN554860334	41-6011702	501(c)(3)	246,512	N/A	N/A	Research
(43) Meharry Medical College Grants and Contracts 1005 DB Todd Blvd Nashville,TN37208	62-0488046	501(c)(3)	63,629	N/A	N/A	Research, Instruction
(44) Mental Health America of Middle TN 446 Metroplex Drive Suite A224 Nashville,TN37211	62-0637710	501(c)(3)	10,000	N/A	N/A	Contribution
(45) Metro Nashville Public Schools 2601 Bransford Ave Nashville,TN37204	62-0717138	GOVT	5,000	N/A	N/A	Contribution
(46) Middle Tennessee State University ORSP 1301 East Main Street Murfreesboro,TN371320001	62-6005794	GOVT	77,072	N/A	N/A	Research, Instruction
(47) Nashvile Pride PO box 330931 Nashville,TN37203	62-1828153	501(c)(3)	5,000	N/A	N/A	Contribution
(48) Nashville Ballet 3630 Redmon St Nashville,TN37209	58-1440788	501(c)(3)	5,000	N/A	N/A	Contribution
(49) Nashville Cares 633 Thompson Lane Nashville,TN37204	62-1274532	501(c)(3)	5,000	N/A	N/A	Contribution
(50) Nashville Civic Design Center 138 Second Ave N Ste 106 Nashville,TN37201	31-1743508	501(c)(3)	5,000	N/A	N/A	Contribution
(51) Nashville Downtown Partnership Inc 150 4th Ave No Suite G-150 Nashville,TN37219	62-1774641	501(c)(6)	10,750	N/A	N/A	Contribution
(52) Nashville Opera Guild 06/04/20183622 Redmon St Nashville,TN37209	62-1119830	501(c)(3)	5,000	N/A	N/A	Contribution
(53) Nashville Public Education Foundation 1207 18th Ave S Suite 202 Nashville,TN37212	48-1266314	501(c)(3)	40,000	N/A	N/A	Contribution
(54) Nashville Public Library Foundation 615 Church St Nashville,TN37219	62-1681766	501(c)(3)	25,000	N/A	N/A	Contribution
(55) New York University New York School of Medicine 545 First Avenue New York,NY10016	13-5562308	501(c)(3)	18,860	N/A	N/A	Research
(56) Nissan Technical Center North America 39001 Sunrise Drive Farmington Hills,MI48331	95-2108010	N/A	313,262	N/A	N/A	Research
(57) North Carolina State Board of Education 6302 Mail Service Center Raleigh,NC276996302	56-1492826	GOVT	190,320	N/A	N/A	Research
(58) North Carolina State University Contracts and Grants Campus Box 7214 Raleigh,NC276957214	56-6000756	GOVT	121,819	N/A	N/A	Research
(59) Northeast State Community College 2425 Highway 75 PO Box 246 Blountville,TN37617	62-1033870	GOVT	16,331	N/A	N/A	Public Service
(60) Northwestern University ASRSP 619 Clark Street Evanston,IL602081112	36-2167817	501(c)(3)	411,228	N/A	N/A	Research
(61) Oasis Center Inc 1704 Charlotte Pk Ste 200 Nashville,TN37203	62-0968273	501(c)(3)	57,902	N/A	N/A	Research
(62) Ohio State University Research Foundation The Ohio State University 1960 Kenny Road Columbus,OH432101063	31-6401599	501(c)(3)	68,647	N/A	N/A	Research
(63) Oregon Health & Science University Research Support 2525 SW 1st Ave Portland,OR97201	23-7083114	501(c)(3)	251,837	N/A	N/A	Research
(64) Oregon State University Office of Sponsored Programs 312 Kerr Administration Bldg Corvallis,OR973312140	48-1278540	GOVT	360,769	N/A	N/A	Research
(65) Pellissippi State Community College 10915 Hardin Valley Road PO Box 22990 Knoxville,TN379330990	62-0938734	GOVT	45,395	N/A	N/A	Public Service
(66) Porch Writers' Collective 205 31st AveN 106 Nashville,TN37203	46-4658139	501(c)(3)	5,000	N/A	N/A	Instruction
(67) Purdue University Young Hall Sponsored Program Admin West Lafayette,IN479072040	35-6002041	GOVT	198,038	N/A	N/A	Research
(68) Rand Corporation 1776 Main Street PO Box 2138 Santa Monica,CA904072138	95-1958142	501(c)(3)	183,314	N/A	N/A	Research
(69) Research Foundation for Mental Hygiene Inc 150 Broadway Suite 301 Menands,NY12204	14-1410842	501(c)(3)	97,097	N/A	N/A	Research
(70) Research Institute at Nationwide Children's Research 700 Childrens Drive Columbus,OH43205	31-6056230	501(c)(3)	108,107	N/A	N/A	Research
(71) Roane State Community College 276 Patton Lane Harriman,TN377488615	62-0819102	GOVT	8,021	N/A	N/A	Public Service
(72) Robust Chip Inc 7901 Stoneridge Dr 226 Pleasanton,CA94588	20-1892175	N/A	160,000	N/A	N/A	Research
(73) Rutgers University ABS III 3 Rutgers Plaza New Brunswick,NJ08901	23-7318742	501(c)(3)	247,771	N/A	N/A	Research
(74) Salem State University 352 Lafayette Street Salem,MA01970	04-2325342	N/A	13,704	N/A	N/A	Research
(75) Second Harvest Food Bank 331 Great Circle Rd Nashville,TN37228	62-1049447	501(c)(3)	5,330	N/A	N/A	Contribution
(76) Securboration Inc 1050 West NASA Blvd Suite 155 Melbourne,FL32901	59-3729686	N/A	136,373	N/A	N/A	Research
(77) Society of Women Engineers 130 East Randolph Street Suite 3500 Chicago,IL60601	13-1947735	501(c)(3)	5,000	N/A	N/A	Contribution
(78) Southern Methodist University PO Box 750259 Dallas,TX752750259	75-0800689	501(c)(3)	484,978	N/A	N/A	Research, Instruction
(79) SRI International 333 Ravenwood Avenue Menlo Park,CA94025	94-1160950	501(c)(3)	227,734	N/A	N/A	Research
(80) Stanford University Office of Sponsored Research 651 Serra Street Stanford,CA943054125	94-1156365	501(c)(3)	264,451	N/A	N/A	Research
(81) Tampa VA Research and Education Foundation 5620 E Fowler Ave Suite B Temple Terrace,FL336172373	59-3444354	501(c)(3)	80,348	N/A	N/A	Research
(82) Tennessee Performing Arts Center 505 Deadrick St Nashville,TN37243	58-1320590	501(c)(3)	15,000	N/A	N/A	Contribution
(83) Tennessee State University Finance Accounting 3500 John Merritt Blvd Nashville,TN372091561	62-0786119	GOVT	13,445	N/A	N/A	Research, Instruction
(84) Tennessee Technological University ORGS Box 5012 Cookeville,TN385050001	62-0646806	GOVT	40,559	N/A	N/A	Instruction
(85) The Conservancy For The Parthenon And Centennial Park PO Box 196340 Nashville,TN37219	58-1609026	501(c)(3)	10,000	N/A	N/A	Contribution
(86) University of Alabama Box 870104 Tuscaloosa,AL358470104	63-6001138	501(c)(3)	38,403	N/A	N/A	Research
(87) University of Arizona Sponsored Projects Services P O Box 3308 Tucson,AZ857223308	86-6004791	501(c)(3)	20,518	N/A	N/A	Research
(88) University of California - Berkeley Sponsored Projects Office 2150 Shattuck Avenue Room 313 Berkeley,CA94704	95-2226406	501(c)(3)	54,431	N/A	N/A	Research
(89) University of California - Davis 1441 Research Park Dr Davis,CA95618	94-6036494	501(c)(3)	47,374	N/A	N/A	Research
(90) University of California - Los Angeles Box 951406 11000 Kinross Bldg Ste 102 Los Angeles,CA90095	95-6006143	501(c)(3)	69,002	N/A	N/A	Research
(91) University of California San Diego 9500 Gilman Drive Mail Code 0934 La Jolla,CA920930934	95-6006144	501(c)(3)	15,219	N/A	N/A	Research
(92) University of California - San Francisco 3333 California Street Suite 315 San Francisco,CA941430962	94-6036493	501(c)(3)	91,662	N/A	N/A	Research
(93) University of California - Santa Barbara 3227 Cheadle Hall Santa Barbara,CA931062050	95-6006145	501(c)(3)	390,432	N/A	N/A	Research
(94) University of Chicago Post Award Admin 1225 East 60th Street Chicago,IL606372801	36-2177139	501(c)(3)	128,614	N/A	N/A	Research
(95) University of Colorado Office of Contracts Grants 3100 Marine Street Boulder,CO80309	84-6000555	501(c)(3)	84,232	N/A	N/A	Research
(96) University of Connecticut 438 Whitney Road Extension Unit 1133 Storrs Mansfield,CT062691133	06-0772160	GOVT	126,679	N/A	N/A	Instruction
(97) University of Florida Research Grad Education PO Box 115500 219 Grinter Hall Gainesville,FL326115500	59-6002052	501(c)(3)	13,458	N/A	N/A	Research
(98) University of Houston Office of Contracts Grants 4302 University Dr Rm 316 Houston,TX77204	74-6001399	GOVT	15,730	N/A	N/A	Research
(99) University of Illinois at Chicago Office of Business Affairs M/C551 809 South Marshfield Ave Chicago,IL606127205	37-6000511	501(c)(3)	463,365	N/A	N/A	Research; Instruction
(100) University of Iowa Belin-Blank Center 600 Blank Honors Center Iowa City,IA52242	42-6004813	GOVT	10,000	N/A	N/A	Contribution
(101) University of Kentucky Research Foundation 1000 South Limestone Street Room A00115 Lexington,KY405360293	61-6033693	501(c)(3)	30,246	N/A	N/A	Research
(102) University of Louisville Research Foundation 300 East Market St Suite 300 Louisville,KY40202	61-1029626	501(c)(3)	23,413	N/A	N/A	Research
(103) University of Massachusetts Boston 100 Morrissey Blvd Boston,MA021253393	04-3167352	GOVT	9,847	N/A	N/A	Research
(104) University of Memphis Office of Research Support Services Administration Bldg Memphis,TN38152	62-0648618	GOVT	48,097	N/A	N/A	Instruction
(105) University of Miami 1320 South Dixie Highway Gables One Tower Coral Gables,FL33146	59-0624458	501(c)(3)	20,928	N/A	N/A	Research
(106) University of Michigan Spons Progr 3003 South State Street Ann Arbor,MI481091287	38-6006309	GOVT	201,595	N/A	N/A	Research
(107) University of Minnesota Sponsored Financial Reporting 200 Oak Street SE Minneapolis,MN554552070	41-6007513	GOVT	387,771	N/A	N/A	Research
(108) University of Nebraska Medical Center Sponsored Program Accounting 985100 Nebraska Medical Center Omaha,NE68198	47-0049123	501(c)(3)	273,807	N/A	N/A	Research
(109) University of Norte Dame Office of Research 511 Main Building Notre Dame,IN46556	35-0868188	501(c)(3)	14,856	N/A	N/A	Research
(110) University of North Carolina-Chapel Hill Office of Research 104 Airport Dr Chapel Hill,NC275991350	56-6001393	GOVT	463,507	N/A	N/A	Research
(111) University of North Dakota 264 Centennial Drive Stop 7306 Grand Forks,ND582027306	45-6002491	501(c)(3)	22,189	N/A	N/A	Research
(112) University of North Florida 1 UNF Drive Jacksonville,FL32224	59-2976169	GOVT	24,901	N/A	N/A	Research
(113) University of Oklahoma Health Sciences Center Grants and Contracs Accounting 865 Research Parkway Suite 490 Oklahoma City,OK73104	73-1563627	501(c)(3)	10,050	N/A	N/A	Research
(114) University of Pennsylvania 3440 Market Street Suite 560 Philadelphia,PA191043325	23-1352685	501(c)(3)	199,434	N/A	N/A	Research
(115) University of Pittsburgh Research/Cost Acctg 3130 Cathedral of Learning Pittsburgh,PA15620	25-0965591	501(c)(3)	527,461	N/A	N/A	Research
(116) University of Rochester Research Acct Cost Standards Brooks Landing Bus Ctr Rochester,NY14627	16-0743209	501(c)(3)	8,661	N/A	N/A	Research
(117) University of South Florida Research Financial Management 4202 E Fowler Ave Tampa,FL336209951	59-0879015	501(c)(3)	147,304	N/A	N/A	Research
(118) University of Tennessee Controllers Office 201 Andy Holt Tower Knoxville,TN379960100	62-6001636	501(c)(3)	141,687	N/A	N/A	Research, Instruction
(119) University of Tennessee at Chattanooga OGPR 615 McCallie Avenue Chattanooga,TN374032598	62-6001636	501(c)(3)	119,019	N/A	N/A	Research, Instruction
(120) University of Texas at Arlington Grant and Contract Accounitng Svcs Box 19136 Arlington,TX76019	75-6000121	501(c)(3)	89,274	N/A	N/A	Research
(121) University of Texas at Austin ARL Admin Group PO Box 8029 Austin,TX787138029	74-6000203	501(c)(3)	588,931	N/A	N/A	Research , Instruction
(122) University of Texas Health Science Center at San Antonio 7703 Floyd Curl Drive MSC 7828 San Antonio,TX782293900	74-1586031	501(c)(3)	89,671	N/A	N/A	Research
(123) University of Texas Medical Branch at Galveston PO Box 660120 Dept 750 Dallas,TX75266	74-6000949	GOVT	6,446	N/A	N/A	Research
(124) University of Utah 201 S Presidents Circle Room 145 Salt Lake City,UT84112	87-6000525	GOVT	8,032	N/A	N/A	Research
(125) University of Virginia OSP P O Box 400195 Charlottesville,VA229044195	54-6001796	501(c)(3)	355,455	N/A	N/A	Research
(126) University of Washington OSP Box 359472 Seattle,WA98195	91-6001537	501(c)(3)	411,109	N/A	N/A	Research
(127) University of Wisconsin-Madison Research and Sponsored Prog Drawer 538 Milwaukee,WI53278	39-6006492	501(c)(3)	288,022	N/A	N/A	Research
(128) US Womens Amateur Championship Nashville Inc 414 Union St Suite 100 Nashville,TN37219	81-3910551	501(c)(3)	25,000	N/A	N/A	Contribution
(129) Vanderbilt University Medical Center 3319 West End Ave Suite 700 Nashville,TN372036840	35-2528741	501(c)(3)	32,476,806	N/A	N/A	Research
(130) Virginia Commonwealth University Sponsored Project Administraton 800 East Leigh Street Richmond,VA23219	54-6001758	501(c)(3)	157,027	N/A	N/A	Instruction
(131) Wake Forest University Health Sciences Medical Center Blvd Winston Salem,NC27157	22-3849199	501(c)(3)	253,528	N/A	N/A	Research
(132) Washington State University 240 French Administration Building Post Office Box 641025 Pullman,WA991641025	91-6001108	501(c)(3)	235,456	N/A	N/A	Research
(133) YOUR Center 1601 W Atherton Road PO Box 7025 Flint,MI48506	38-3399998	501(c)(3)	7,333	N/A	N/A	Research
(134) Youth Villages Inc 3320 Brother Blvd Memphis,TN38133	58-1716970	501(c)(3)	8,074	N/A	N/A	Research, Instruction
(135) YWCA of Nashville & Middle TN 1608 Woodmont Blvd Nashville,TN37215	62-0475702	501(c)(3)	5,000	N/A	N/A	Contribution

Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image

127

Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50055P

Schedule I (Form 990) 2019

Page 2

Part III

Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" on Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.

(a) Type of grant or assistance	(b) Number of recipients	(c) Amount of cash grant	(d) Amount of noncash assistance	(e) Method of valuation (book, FMV, appraisal, other)	(f) Description of noncash assistance

(1) Student Financial Assistance	10792	312,213,353	0	N/A	N/A
(1)
(2)
(3)
(4)
(5)
(6)
(7)

Part IV

Supplemental Information. Provide the information required in Part I, line 2; Part III, column (b); and any other additional information.

Return Reference

Explanation

Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds.

subrecipient grants: Vanderbilt University maintains a formal policy defining its procedures for monitoring the use of sponsored funds by subrecipients who are performing a portion of a sponsored project externally awarded to Vanderbilt. The policy provides guidance to ensure that subrecipients conduct their portions of sponsored projects in compliance with laws, regulations, terms and conditions of awards and subawards, and that reimbursed costs incurred by subrecipients are allowed. The policy addresses the roles and responsibilities of central offices and academic departments of the university and describes the monitoring procedures for each area. The full text of Vanderbilt's subrecipient policy is available online at the following web address: https://www.vanderbilt.edu/ocga/docs/vupolicies/subrecipient/RevisedVUSubrecipientMonitoringGuidelines_effective12_26_2014.pdf Financial Aid: Assistance offered from institutional funds by Vanderbilt to our students is awarded on the basis of merit and/or financial need. Such assistance helps students and their families support the cost of attendance which includes tuition, mandatory fees, room & board, books, other course materials/supplies, and allowances for personal/miscellaneous and travel expenses. Merit-based awards are competitively awarded in recognition of academic achievement, leadership, and commitment to community service, contributions to society, and other forms of accomplishment. Need-based assistance is awarded on the basis of documented financial need, resulting from a need analysis evaluation accomplished in accordance with relevant and applicable federal, state, and/or institutional programs, policies, and eligibility requirements. The units responsible for administering student financial aid at Vanderbilt regularly initiate system-generated reviews, as well as other cross-checks on an ad hoc basis. Results from these reviews, along with recurring management reports, are regularly evaluated. Subsequently, follow-up corrective actions are taken when appropriate and potentially include award revisions or cancellations. These provisions are designed to help ensure that student assistance funds are awarded to eligible recipients, in accordance with applicable federal, state, institutional, and other program legislation, as well as relevant internal University policies and operational guidelines/criteria.

Schedule I (Form 990) 2019

Additional Data

Software ID:	17005876
Software Version:	2017v2.2

- TIN:

Schedule J
(Form 990)

Department of the Treasury
Internal Revenue Service

Compensation Information

For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet

Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
SchJMediumBullet

Attach to Form 990.
SchJMediumBullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization

Vanderbilt University

Employer identification number

62-0476822

Part I

Questions Regarding Compensation

Yes

Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.

First-class or charter travel Housing allowance or residence for personal use

Travel for companions Payments for business use of personal residence

Tax idemnification and gross-up payments Health or social club dues or initiation fees

Discretionary spending account Personal services (e.g., maid, chauffeur, chef)

If any of the boxes on Line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain .........

Yes

Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked on Line 1a? ..

Yes

Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.

Compensation committee Written employment contract

Independent compensation consultant Compensation survey or study

Form 990 of other organizations Approval by the board or compensation committee

During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization:

Receive a severance payment or change-of-control payment? .............

Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........

Yes

Participate in, or receive payment from, an equity-based compensation arrangement? .........

If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.

Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.

For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:

The organization? ....................

Any related organization? .......................

If "Yes," on line 5a or 5b, describe in Part III.

For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:

The organization? ..................

Any related organization? ......................

If "Yes," on line 6a or 6b, describe in Part III.

For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............

Yes

Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III ..........................

Yes

If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................

Yes

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50053T

Schedule J (Form 990) 2019

Page 2

Part II

Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.

For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.

(A) Name and Title		(B) Breakdown of W-2 and/or 1099-MISC compensation			(C) Retirement and other deferred compensation	(D) Nontaxable benefits	(E) Total of columns (B)(i)-(D)	(F) Compensation in column (B) reported as deferred on prior Form 990
(A) Name and Title		(i) Base compensation	(ii) Bonus & incentive compensation	(iii) Other reportable compensation	(C) Retirement and other deferred compensation	(D) Nontaxable benefits	(E) Total of columns (B)(i)-(D)
1Nicholas S Zeppos See Schedule O	(i) (ii)	1,097,341 ------------- 0	357,617 ------------- 0	55,367 ------------- 0	427,624 ------------- 0	23,669 ------------- 0	1,961,618 ------------- 0	0 ------------- 0
2Audrey J Anderson See Schedule O	(i) (ii)	674,570 ------------- 0	147,368 ------------- 0	1,242 ------------- 0	74,767 ------------- 0	29,141 ------------- 0	927,088 ------------- 0	0 ------------- 0
3Steve Ertel See Schedule O	(i) (ii)	257,622 ------------- 0	75,000 ------------- 0	297 ------------- 0	7,200 ------------- 0	27,597 ------------- 0	367,716 ------------- 0	0 ------------- 0
4Nathan Green See Schedule O	(i) (ii)	297,405 ------------- 0	0 ------------- 0	1,095 ------------- 0	8,100 ------------- 0	26,915 ------------- 0	333,515 ------------- 0	0 ------------- 0
5Anders W Hall See Schedule O	(i) (ii)	753,528 ------------- 0	160,540 ------------- 0	18,310 ------------- 0	532,420 ------------- 0	15,375 ------------- 0	1,480,173 ------------- 0	0 ------------- 0
6Eric C Kopstain See Schedule O	(i) (ii)	460,270 ------------- 0	43,992 ------------- 0	18,783 ------------- 0	13,338 ------------- 0	14,855 ------------- 0	551,238 ------------- 0	0 ------------- 0
7John M Lutz See Schedule O	(i) (ii)	789,951 ------------- 0	208,911 ------------- 0	5,322 ------------- 0	110,112 ------------- 0	20,234 ------------- 0	1,134,530 ------------- 0	0 ------------- 0
8Tina Smith See Schedule O	(i) (ii)	236,899 ------------- 0	0 ------------- 0	338 ------------- 0	11,735 ------------- 0	9,710 ------------- 0	258,682 ------------- 0	0 ------------- 0
9Susie S Stalcup See Schedule O	(i) (ii)	610,618 ------------- 0	36,488 ------------- 0	3,564 ------------- 0	13,338 ------------- 0	8,546 ------------- 0	672,554 ------------- 0	0 ------------- 0
10Brett C Sweet See Schedule O	(i) (ii)	873,463 ------------- 0	715,357 ------------- 0	18,810 ------------- 0	53,338 ------------- 0	31,196 ------------- 0	1,692,164 ------------- 0	444,444 ------------- 0
11Susan Wente See Schedule O	(i) (ii)	636,975 ------------- 0	142,475 ------------- 0	30,822 ------------- 0	13,338 ------------- 0	37,321 ------------- 0	860,931 ------------- 0	0 ------------- 0
12David Williams II See Schedule O	(i) (ii)	877,483 ------------- 0	140,324 ------------- 0	42,293 ------------- 0	13,338 ------------- 0	30,580 ------------- 0	1,104,018 ------------- 0	0 ------------- 0
13Lauren Benton See Schedule O	(i) (ii)	553,678 ------------- 0	35,000 ------------- 0	133,109 ------------- 0	13,338 ------------- 0	31,333 ------------- 0	766,458 ------------- 0	0 ------------- 0
14Lawrence J Marnett See Schedule O	(i) (ii)	545,441 ------------- 0	0 ------------- 0	35,319 ------------- 0	33,338 ------------- 0	15,434 ------------- 0	629,532 ------------- 0	0 ------------- 0
15Timothy C Corbin See Schedule O	(i) (ii)	1,075,148 ------------- 0	95,500 ------------- 0	11,769 ------------- 0	117,548 ------------- 0	18,197 ------------- 0	1,318,162 ------------- 0	0 ------------- 0
16Bryce Drew See Schedule O	(i) (ii)	1,809,478 ------------- 0	92,000 ------------- 0	445 ------------- 0	58,100 ------------- 0	22,068 ------------- 0	1,982,091 ------------- 0	0 ------------- 0
17Derek Mason See Schedule O	(i) (ii)	2,929,264 ------------- 0	207,500 ------------- 0	21,430 ------------- 0	180,005 ------------- 0	30,045 ------------- 0	3,368,244 ------------- 0	0 ------------- 0
18Hunter McCrossin See Schedule O	(i) (ii)	357,162 ------------- 0	773,832 ------------- 0	18,400 ------------- 0	273,848 ------------- 0	28,316 ------------- 0	1,451,558 ------------- 0	183,938 ------------- 0
19Travis W Shore See Schedule O	(i) (ii)	333,533 ------------- 0	713,559 ------------- 0	18,366 ------------- 0	253,556 ------------- 0	15,936 ------------- 0	1,334,950 ------------- 0	169,615 ------------- 0
20George C Hill See Schedule O	(i) (ii)	193,384 ------------- 0	0 ------------- 0	10,623 ------------- 0	9,633 ------------- 0	80 ------------- 0	213,720 ------------- 0	0 ------------- 0
21Richard C McCarty See Schedule O	(i) (ii)	515,234 ------------- 0	0 ------------- 0	34,391 ------------- 0	13,338 ------------- 0	18,927 ------------- 0	581,890 ------------- 0	0 ------------- 0

Schedule J (Form 990) 2019

Page 3

Part III

Supplemental Information

Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.

Return Reference	Explanation
Schedule J, Part I, Line 1a First-class or charter travel	Vanderbilt excludes first-class and charter travel from taxable income when a documented business purpose is served. First-class or charter travel - Travelers should fly via commercial airline and work to obtain the lowest fare possible. Business class or first class seating may only be used if the traveler's Vice Chancellor provides approval in writing in advance. This approval is only provided for limited circumstances as provided in Vanderbilt's Travel and Business Expense Policy. In cases where it is not possible to fly commercial due to scheduling commitments, and the travel is of the highest importance, travelers may request that the Chancellor approve a charter flight. After weighing the benefits of the trip against the cost of the charter, the chancellor may approve a charter flight. The Board of Trust has approved first class and charter travel for the Chancellor when necessitated by his schedule. Per Vanderbilt's athletics travel policy, the Vice Chancellor for University Affairs and Athletics can approve non-student travel on team charter flights, when there are extra seats, without requiring reimbursement to the university since the charter fee is not determined by the number of actual passengers. 4 officers, 3 highest compensated employees, and 2 trustees were provided first-class or charter travel that was not included in taxable compensation.
Schedule J, Part I, Line 1a Travel for companions	1 officer was provided companion travel that was included in taxable compensation. 1 highest compensated employee and 1 trustee were provided companion travel that was not included in taxable compensation.
Schedule J, Part I, Line 4b Supplemental nonqualified retirement plan	Certain individuals listed in Form 990. Schedule J, Part II, participate in nonqualified deferred compensation plans. Amounts contributed to the plans include fixed %s of annual bonus payments, and fixed dollar amounts. Contributions to the plan vest when individuals complete their contract term or continue employment to a designated date. Current year accruals of compensation associated with these plans are included in the amounts reported for such individuals in Schedule J, Part II, Column (C). The payout of these amounts in future years will be included in the amounts reported in Schedule J, Part II, Column (B)(ii), and will also be reported in Schedule J, Part II, Column (F). 3 payouts were made under these plans to participating individuals in calendar year 2017. Brett Sweet: $500,000 Hunter McCrossin: $392,285 Travis Shore: $361,738
Schedule J, Part I, Line 7 Non-fixed payments	Certain individuals listed in Schedule J, Part II received variable incentive compensation based on the achievement of pre-established goals, where judgement was determined either by the Board of Trust or the Chancellor. Incentive payments are shown in Schedule J, Part II, Column B(ii).
Schedule J, Part I, Line 8 Payments on contract that is subject to the initial contract exception	Certain individuals are, from time to time, serving under the provisions of their initial contract to serve as officers of the university, which principally establishes their compensation, responsibilities and duties.

Schedule J (Form 990) 2019

Additional Data

Software ID:	17005876
Software Version:	2017v2.2

- TIN:

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

Schedule K
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Information on Tax-Exempt Bonds

Complete if the organization answered "Yes" to Form 990, Part Ⅵ, line 24a. Provide descriptions,
explanations, and any additional information in Part Ⅵ.
SchKMediumBullet

Attach to Form 990.
SchKMediumBullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public
Inspection

Name of the organization
Vanderbilt University

Employer identification number
62-0476822

Part Ⅰ

Bond Issues

(a) Issuer name		(b) Issuer EIN	(c) CUSIP #	(d) Date issued	(e) Issue price	(f) Description of purpose	(g) Defeased		(h) On behalf of issuer		(i) Pool financing
(a) Issuer name		(b) Issuer EIN	(c) CUSIP #	(d) Date issued	(e) Issue price	(f) Description of purpose	Yes	No	Yes	No	Yes	No
A	HEFB Vanderbilt Univ Series 2012D&E	62-6139016	592041UV7	11-29-2012	169,603,023	SEE Part VI OF THIS SCHEDULE	X			X		X
B	HEFB Vanderbilt Univ Series 2009A&B	62-6139016	592041WV5	04-01-2009	328,850,840	SEE Part VI OF THIS SCHEDULE	X			X		X

Part Ⅱ

Proceeds

	A		B		C		D
	1 Amount of bonds retired ..................	17,855,000		12,360,000
2 Amount of bonds legally defeased ..............	27,370,000		310,560,000
3 Total proceeds of issue ..................	169,603,023		328,896,899
4 Gross proceeds in reserve funds .............	0		0
5 Capitalized interest from proceeds .............	0		0
6 Proceeds in refunding escrows ...............	0		0
7 Issuance costs from proceeds ...............	0		2,245,733
8 Credit enhancement from proceeds .............	0		0
9 Working capital expenditures from proceeds .............	0		0
10 Capital expenditures from proceeds .............	0		100,365,419
11 Other spent proceeds .............	169,603,023		226,285,747
12 Other unspent proceeds .............	0		0
13 Year of substantial completion .............	2005		2011
	Yes	No	Yes	No	Yes	No	Yes	No
14 Were the bonds issued as part of a current refunding issue of tax-exempt bonds (or, if issued prior to 2018, a current refunding issue)? ........
15 Were the bonds issued as part of an advance refunding issue of taxable bonds (or, if issued prior to 2018, an advance refunding issue)? ........
16 Has the final allocation of proceeds been made? ..........	X		X
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? ..................	X		X

Part Ⅲ

Private Business Use

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............		X		X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ...............	X			X

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50193E

Schedule K (Form 990) 2019

Page 2

Part Ⅲ

Private Business Use (Continued)

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
3a Are there any management or service contracts that may result in private business use of bond-financed property? .............		X		X
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property?
c Are there any research agreements that may result in private business use of bond-financed property? .............	X		X
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?	X		X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....	0 %		0.2 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government .........	0 %		0 %
6 Total of lines 4 and 5 .............	0 %		0.2 %
7 Does the bond issue meet the private security or payment test? ...		X		X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............	X		X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..	0 %		0 %
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............		X		X
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under Regulations sections 1.141-12 and 1.145-2? ........	X		X

Part Ⅳ

Arbitrage

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...		X		X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......		X		X
b Exception to rebate? ........	X		X
c No rebate due? .........		X		X
If "Yes" to line 2c, provide in Part Ⅵ the date the rebate computation was performed ......
3 Is the bond issue a variable rate issue? .....		X		X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?		X		X
b Name of provider ..........
c Term of hedge .........
d Was the hedge superintegrated? ......
e Was the hedge terminated? ........

Schedule K (Form 990) 2019

Page 3

Part Ⅳ

Arbitrage (Continued)

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?		X		X
b Name of provider ..........
c Term of GIC .........
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........
6 Were any gross proceeds invested beyond an available temporary period?		X		X
7 Has the organization established written procedures to monitor the requirements of section 148? ...	X		X

Part Ⅴ

Procedures To Undertake Corrective Action

---------------------------------------------------------------------------------------------------------------	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations?	X		X

Part Ⅵ

Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).

Return Reference	Explanation
Schedule K, Part I, Column (a) All Rows	THE HEALTH AND EDUCATIONAL FACILITIES BOARD OF METROPOLITAN GOVERNMENT OF NASHVILLE AND DAVIDSON COUNTY, TN (HEFB).
Schedule K, Part I, Column (f) Description of Purpose	ROW A - 2012D&E - TO REFUND A PORTION OF SERIES 2000A BONDS (ISSUED ON JANUARY 20, 2005); A PORTION OF THE SERIES 2005A BONDS (ISSUED JANUARY 20, 2005); AND A PORTION OF TAX-EXEMPT COMMERCIAL PAPER. ROW B - 2009A&B - TO REFUND TAX-EXEMPT COMMERCIAL PAPER (ISSUED ON JUNE 28, 2007) USED TO FINANCE VARIOUS CAPITAL PROJECTS; REFUND SERIES 2005 B-1 & B-2 BONDS (BOTH ISSUED ON JANUARY 20, 2005); FINANCE VARIOUS CAPITAL IMPROVEMENTS; TO PAY FOR COSTS ASSOCIATED WITH ISSUANCE OF BONDS.
Schedule K, Part II, Line 3 Proceeds	DIFFERENCES BETWEEN PART I, COLUMN (E) AND PART II, LINE 3 IS INVESTMENT EARNINGS.
Schedule K, Part III, Line 4 Prvate Business Use	VANDERBILT UNIVERSITY IS REPORTING PRIVATE BUSINESS USE PERCENTAGES ON A NET BASIS. REPORTING ON A NET BASIS MEANS THAT PRIVATE BUSINESS USE HAS BEEN ALLOCATED TO THE EQUITY PORTION OF ANY DEBT-FINANCED BUILDINGS AND EQUIPMENT WHERE PRIVATE BUSINESS USE HAS OCCURRED. IN VANDERBILT'S CASE, EQUITY HAS SUBSTANTIALLY EXCEEDED RELATIVELY MINOR PRIVATE BUSINESS USE, RESULTING IN ZERO REPORTED AMOUNTS ON A NET BASIS.
Schedule K, Part III, Line 8a Sale or Disposition of Bond-financed Property	VANDERBILT UNIVERSITY CALCULATES THE PERCENTAGE OF SALE OR DISPOSITION OF BOND-FINANCED PROPERTY BY USING ALL DISPOSED PROPERTY IN THE NUMERATOR WITHOUT CONSIDERING IF THE PROPERTY WAS SOLD TO A PRIVATE ORGANIZATION OR DISPOSED OF IN THE REGULAR COURSE OF BUSINESS. THIS PROVIDES FOR A MORE CONSERVATIVE CALCULATION. THE ASSETS THAT HAVE BEEN DISPOSED OF CONSIST OF SMALL EQUIPMENT AND NO BOND-FINANCED BUILDINGS OR LARGE EQUIPMENT HAVE BEEN SOLD. IT IS NOT VANDERBILT'S POLICY TO SELL ANY BOND-FINANCED ASSETS TO A NONGOVERNMENTAL PERSON OTHER THAN A 501(C)(3) ORGANIZATION.
Schedule K, Part III, Line 8b Sale or Disposition of Bond-financed Property	COLUMN A - 2012D&E - SINCE A PORTION OF SERIES 2012D&E REFINANCED SERIES 2005A&B, THE PORTION OF 2005A&B THAT HAS BEEN DISPOSED OF IS ALLOCATED TO 2012D&E. COLUMN B - 2009A&B - SINCE A PORTION OF SERIES 2009A&B REFINANCED SERIES 2005A&B, THE PORTION OF 2005A&B THAT HAS BEEN DISPOSED OF IS ALLOCATED TO 2009A&B.

Schedule K (Form 990) 2019

Additional Data

Software ID:	17005876
Software Version:	2017v2.2

- TIN:

Schedule L
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Transactions with Interested Persons

Complete if the organization answered "Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c, or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet

Attach to Form 990 or Form 990-EZ.
MediumBullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization

Vanderbilt University

Employer identification number

62-0476822

Part I

Excess Benefit Transactions (section 501(c)(3), section 501(c)(4), and section 501(c)(29) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.

1(a) Name of disqualified person	(c) Description of transaction	(d) Corrected?
1(a) Name of disqualified person	(c) Description of transaction	Yes	No

Enter the amount of tax incurred by the organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image

Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ........ Bullet Image

Part II

Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22

(a) Name of interested person	(b) Relationship with organization	(c) Purpose of loan	(d) Loan to or from the organization?		(e) Original principal amount	(f) Balance due	(g) In default?		(h) Approved by board or committee?		(i) Written agreement?
(a) Name of interested person	(b) Relationship with organization	(c) Purpose of loan	To	From	(e) Original principal amount	(f) Balance due	Yes	No	Yes	No	Yes	No
(1) Lauren Benton	Key Employee	Housing Loan		X	500,000	191,667		No		No	Yes
(2) Peter G Lake	Family Member of Key Employee	Housing Loan		X	510,000	8,500		No		No	Yes




Total ............... $						200,167

Part III

Grants or Assistance Benefiting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.

(a) Name of interested person	(c) Amount of assistance	(d) Type of assistance	(e) Purpose of assistance
(1)	9,686	Merit-based scholarship	Scholarship to assist indviduals to fund education costs
(2)	32,550	Tuition assistance	Tuition to assist individuals to fund education costs

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 50056A

Schedule L (Form 990 or 990-EZ) 2019

Page 2

Part IV

Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.

(a) Name of interested person	(b) Relationship between interested person and the organization	(c) Amount of transaction	(d) Description of transaction	(e) Sharing of organization's revenues?
(a) Name of interested person		(c) Amount of transaction	(d) Description of transaction	Yes	No
(1) Gail Carr-Williams	Family member of current officer David Williams, II	144,421	Employment at Vanderbilt		No
(2) Gary Robert Kimball III	Family member of trustee Carroll E. Kimball	157,266	Employment at Vanderbilt		No
(3) Peter Lake	Family member of current key employee Lauren Benton	974,450	Employment at Vanderbilt		No
(4) Stacey McCarty	Family member of former officer Richard McCarty	65,649	Employment at Vanderbilt		No
(5) Sandra Solomon	Family member of current key employee Lauren Benton	83,493	Employment at Vanderbilt		No

Part V

Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).

Return Reference	Explanation

Schedule L (Form 990 or 990-EZ) 2019

Additional Data

Software ID:	17005876
Software Version:	2017v2.2

- TIN:

SCHEDULE M
(Form 990)

Department of the Treasury

Internal Revenue Service

Noncash Contributions

Complete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image

Attach to Form 990.
Right pointing arrow large image

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization

Vanderbilt University

Employer identification number

62-0476822

Part I

Types of Property

	(a) Check if applicable	(b) Number of contributions or items contributed	(c) Noncash contribution amounts reported on Form 990, Part VIII, line 1g	(d) Method of determining noncash contribution amounts
1 Art—Works of art ....	X	6	282,266	Market value
2 Art—Historical treasures .
3 Art—Fractional interests ..
4 Books and publications ..	X		49,291	Market value
5 Clothing and household goods .......	X		912	Market value
6 Cars and other vehicles ..
7 Boats and planes ....
8 Intellectual property ...
9 Securities—Publicly traded .	X	227	16,717,109	Market value
10 Securities—Closely held stock .
11 Securities—Partnership, LLC, or trust interests ....
12 Securities—Miscellaneous ..
13 Qualified conservation contribution—Historic structures .....
14 Qualified conservation contribution—Other ...
15 Real estate—Residential .
16 Real estate—Commercial ..
17 Real estate—Other ...
18 Collectibles .....	X	1	1	Market value
19 Food inventory ...	X	41	2,548	Market value
20 Drugs and medical supplies .
21 Taxidermy ......
22 Historical artifacts ....
23 Scientific specimens ..
24 Archeological artifacts ...
25 Other ( Donor paid expenses )	X	14	29,434	Market value
26 Other ( Misc. Auction Items )	X	40	4,647	Market value
27 Other ( Software )	X	1	3,178,368	Market value
28 Other ( Misc. Equipment )	X	2	7,758	Market value

Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement

Yes

30a

During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that it must hold for at least three years from the date of the initial contribution, and which isn't required to be used for exempt purposes for the entire holding period? ...................

30a

If "Yes," describe the arrangement in Part II.

Does the organization have a gift acceptance policy that requires the review of any nonstandard contributions?

Yes

32a

Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash

contributions? ..........................

32a

If "Yes," describe in Part II.

If the organization didn't report an amount in column (c) for a type of property for which column (a) is checked,

describe in Part II.

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 51227J

Schedule M (Form 990) (2019)

Page 2

Part IISupplemental Information. Provide the information required by Part I, lines 30b, 32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.

Return Reference	Explanation
Schedule M, Part I Reporting Method for Number of Contributions	Vanderbilt University reports the number of contributions received throughout the year for each type of property listed.

Schedule M (Form 990) (2019)

Additional Data

Software ID:	17005876
Software Version:	2017v2.2

- TIN:

SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet

Attach to Form 990 or 990-EZ.
MediumBullet

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2019

Open to Public
Inspection

Name of the organization

Vanderbilt University

Employer identification number

62-0476822

Return Reference	Explanation
Form 990, Part I, Line 1 Description of Organization Mission	Vanderbilt University is a center for scholarly research, informed and creative teaching, and service to the community and society at large. Vanderbilt will uphold the highest standards and be a leader in the quest for new knowledge through scholarship, dissemination of knowledge through teaching and outreach, and creative experimentation of ideas and concepts. In pursuit of these goals, Vanderbilt values most highly the intellectual freedom that supports open inquiry and equality, compassion and excellence in all endeavors.
Form 990, Part III, Line 1 Description of Organization Mission	See Disclosure Above.
Form 990, Part III, Line 4a Education	Top-ranked in both academics and financial aid, Vanderbilt University ("Vanderbilt") offers an immersive living-learning undergraduate experience, with programs in the liberal arts and sciences, engineering, music, education and human development. Vanderbilt also is home to nationally and internationally recognized graduate schools of law, education, business, medicine, nursing and divinity, and offers robust graduate-degree programs across a range of academic disciplines. Vanderbilt's ten schools and colleges include: College of Arts and Science, Blair School of Music, Divinity School, School of Engineering, Graduate School, Law School, School of Medicine, School of Nursing, Owen Graduate School of Management, and Peabody College (of education and human development). Vanderbilt has approximately 6,900 undergraduate students, 6,000 graduate and professional students, and more than 4,700 faculty members including Vanderbilt University Medical Center faculty (Vanderbilt University Medical Center faculty are appointed by Vanderbilt but are employed by Vanderbilt University Medical Center). Vanderbilt ranked 14th among the nation's best universities in an annual survey conducted by U.S. News & World Report. Vanderbilt's Peabody College of education and human development was named the No. 8 graduate school of education in the nation by U.S. News & World Report. Vanderbilt's School of Nursing ranked 14th among the nation's top graduate nursing schools. The Doctor of Nursing Practice program was ranked 11th. Nursing programs ranking in the top 10 in their respective fields include: Psychiatric Mental Health Nurse Practitioner, Adult Gerontology Acute Care Nurse Practitioner, Pediatric Nurse Practitioner-Primary Care, Nursing Informatics, Family Nurse Practitioner, Adult Gerontology-Primary Care Nurse Practitioner. Vanderbilt's School of Medicine ranked 17th for research schools of medicine in the nation, the Law School ranked 17th, the Vanderbilt School of Engineering ranked 37th , and the Owen Graduate School of Management ranked 26nd for graduate business schools. For more information regarding education at Vanderbilt, visit http://www.vanderbilt.edu.
Form 990, Part III, Line 4b Academic and Scientific Research	Vanderbilt University ("Vanderbilt") is an internationally recognized research university. A majority of Vanderbilt's research funding is received from the federal government. Funding is also received from foundations, associations, corporations, and other sources. Vanderbilt's researchers are at the forefront of posing innovative solutions to some of the most challenging questions facing the world today. For more information regarding research at Vanderbilt, visit http://research.vanderbilt.edu
Form 990, Part VI, Line 2 Family/business relationships amongst interested persons	Brett Sweet and David Williams - Business relationship, John R. Ingram and Mark Wilf - Business relationship
Form 990, Part VI, Line 4 Significant changes to organizational documents	A Code of By-Laws amendment modified responsibilities pertaining to the Audit Committee.
Form 990, Part VI, Line 11b Review of form 990 by governing body	The Form 990 is prepared by Vanderbilt University and provided to PricewaterhouseCoopers, Vanderbilt University's independent accounting firm for review. After review by PricewaterhouseCoopers, Vanderbilt University provides a draft copy of the Form 990 and all required schedules for review to all General Officers, which includes the chancellor and Chief Financial Officer. Once this review process is complete, all trustees are provided electronic access to the draft Form 990 and all required schedules for review. The final Form 990 and all required schedules are made available to the full Board of Trust for review via Boardbooks prior to the filing of the return.
Form 990, Part VI, Line 12c Conflict of interest policy	Vanderbilt University requires that for any faculty or staff member disclosing a potential conflict of interest, the conflict be reviewed by the individual's manager, as well as by the conflict of interest and commitment management office, and the reported conflict be managed, reduced, or eliminated. The manager is required to respond that any recommended management plan has been implemented or that the reported conflict no longer exists. For those conflicts in which Vanderbilt may have an institutional interest, those in which human subject research is performed, or those deemed unmanageable, the university conflicts committee reviews and determines appropriate actions. The university conflicts committee members are appointed by the chancellor and are made up of a faculty member representing each of the university schools, the vice chancellor for administration, the assistant vice chancellor of technology transfer, the director of the human research and protection program, the associate vice chancellor of audit, risk and advisory services and the head of research for the university. The university conflicts committee is chaired by the vice chancellor, general counsel and secretary of the university. The university conflicts committee reports bi-annually to the audit committee of the Board of Trust the matters brought before the committee and the resulting actions. Board of Trust members and senior executive management of the university also must complete annual conflict of interest disclosures and management plans are developed to manage, reduce, or eliminate any potential conflicts of interest. Trustees are notified of their plans and the plans are thoroughly discussed with them to ensure compliance. Those with disclosed potential conflict of interest are presented to the audit committee of the board of trust, along with their respective management action plans, where applicable. Management plans may include restrictions on members such as recusing themselves during deliberations and decisions in which a potential conflict may exist, with the minutes of the meeting reflecting their recusal. Additionally, all members of the Vanderbilt community are required to disclose potential conflicts as they arise throughout the year. The same processes noted above occur for these disclosures.
Form 990, Part VI, Line 15a Process to establish compensation of top management official	To ensure that Vanderbilt is paying reasonable total compensation, is not violating the private inurement prohibition, which requires that none of the organization's income or assets unreasonably benefit any of its trustees, officers, or key employees, and is in compliance with intermediate sanctions provisions with respect to the general officers, Vanderbilt's Board of Trust has designated a Compensation Committee made up of outside, independent, board members to review and recommend to the Executive Committee of the Board of Trust the total compensation annually for the general officers. The committee utilizes appropriate, nationally-recognized consulting firms to conduct market compensation analyses, provide expert information, and issue reasonableness opinions regarding comparative compensation norms, and to ensure compliance with all Internal Revenue Service rules concerning executive compensation, including the Internal Revenue Code provision related to intermediate sanctions, deferred compensation, and private inurement. The Compensation Committee reviews the executive compensation philosophy and affirms that it is in line with the Board's expectations. The compensation of the general officers is disclosed in the annual Form 990, which is available to the public in accordance with regulations section 301.6104(d)-1 through 3. Each year, the total compensation review and recommendations are recorded in the minutes of the Compensation Committee meetings. The approval of the recommendations is recorded in the Executive Committee meetings. The full Board is informed annually of the total compensation of the general officers during private session.
Form 990, Part VI, Line 15b Process to establish compensation of other employees	Vanderbilt uses the same procedures as described in response to Part VI, Line 15a.
Form 990, Part VI, Line 19 Required documents available to the public	Vanderbilt University makes its governing documents available to the public through its Board of Trust website located at: http://www.vanderbilt.edu/boardoftrust. Vanderbilt University makes its conflict of interest policy available to the public through its Compliance Program website located at http://www.vanderbilt.edu/compliance. Vanderbilt University makes its financial statements available to the public through its website located at: http://finance.vanderbilt.edu/report/.
Form 990, Part VII, Section A, Line 1a, Column (A) Continuation of Titles	- Nicholas S. Zeppos - Chancellor - Audrey Jane Anderson - Vice Chancellor, General Counsel, and University Secretary - Steve Ertel, Vice Chancellor for Communications - Nathan Green - Interim Vice Chancellor for Public Affairs - Anders W. Hall - Vice Chancellor for Investments and Chief Investment Officer - Eric C. Kopstain - Vice Chancellor for Administration - John M. Lutz - Vice Chancellor for Information Technology - Tina Smith - Interim Vice Chancellor for Equity, Diversity, and Inclusion. - Susie S. Stalcup - Vice Chancellor for Development and Alumni Relations - Brett C. Sweet - Vice Chancellor for Finance and Chief Financial Officer - Susan Wente - Provost and Vice Chancellor for Academic Affairs - David Williams, II - Vice Chancellor for Athletics and University Affairs and Athletics Director - Lauren Benton - Dean of College of Arts and Science - Lawrence J. Marnett - Dean of Basic Sciences - Timothy C. Corbin - Head Baseball Coach - Bryce Drew - Head Men's Basketball Coach - Derek Mason - Head Football Coach - Hunter McCrossin - Managing Director, Office of Investments - Travis W. Shore - Managing Director, Office of Investments - Richard C. McCarty - Former Officer (Provost and Vice Chancellor for Academic Affairs); Terminated status as an officer effective July 1, 2014; Current Professor of Psychology - George C. Hill - Former Chief Diversity Officer and Vice Chancellor for Equity, Diversity, and Inclusion. Terminated status as an officer effective June 30, 2017.
Form 990, Part VIII, Line 2f Other Program Service Revenue	All other program service revenue - Total Revenue: 13535504, Related or Exempt Function Revenue: 13535504, Unrelated Business Revenue: , Revenue Excluded from Tax Under Sections 512, 513, or 514: ;
Form 990, Part XI, Line 9 Other changes in net assets or fund balances	Change in minority interest - -12188164; Deconsolidated Distribution - 117746;

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 51056K

Schedule O (Form 990 or 990-EZ) 2019

Additional Data

Software ID:	17005876
Software Version:	2017v2.2

- TIN:

SCHEDULE R
(Form 990)

Department of the Treasury
Internal Revenue Service

Related Organizations and Unrelated Partnerships

Complete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBullet

Attach to Form 990.
MediumBullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization

Vanderbilt University

Employer identification number

62-0476822

Part I

Identification of Disregarded Entities. Complete if the organization answered "Yes" on Form 990, Part IV, line 33.

(a) Name, address, and EIN (if applicable) of disregarded entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Total income	(e) End-of-year assets	(f) Direct controlling entity
(1) Dore Capital LLC 2100 West End Ave Suite 1000 Nashville,TN37203 26-4337602	Investment	DE	0	0	VU
(2) Dore Capital Real Estate LLC 2100 West End Ave Suite 1000 Nashville,TN37203 26-4581498	Investment	DE	0	0	VU
(3) Vanderbilt Global Holdings LLC 2100 West End Ave Suite 750 Nashville,TN37203 46-3504785	Holding Company	TN	404	241,859	VU
(4) Star V Partners LLC 2100 West End Ave Suite 1000 Nashville,TN37203	Investment	TN	54,194,736	635,640,611	VU

Part II

Identification of Related Tax-Exempt Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Exempt Code section	(e) Public charity status (if section 501(c)(3))	(f) Direct controlling entity	(g) Section 512(b)(13) controlled entity?
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Exempt Code section	(e) Public charity status (if section 501(c)(3))	(f) Direct controlling entity	Yes	No
(1)Vanderbilt Student Communications Inc 2301 Vanderbilt Place Nashville,TN37235 23-7030713	Support Org	TN	501(c)(3)	Type I	VU	Yes
(2)Ingram Charitable Fund Inc 4400 Harding Road 9th Floor Nashville,TN37203 58-1916504	Support Org	TN	501(c)(3)	Type III-O	NA		No
(3)Vanderbilt Global Inc 2100 West End Ste 750 Nashville,TN37203 46-0888454	Support Org	DE	501(c)(3)	Type I	VGH	Yes

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50135Y

Schedule R (Form 990) 2019

Page 2

Part III

Identification of Related Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, because it had one or more related organizations treated as a partnership during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Predominant income(related, unrelated, excluded from tax under sections 512-514)	(f) Share of total income	(g) Share of end-of-year assets	(h) Disproprtionate allocations?		(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	(j) General or managing partner?
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity		(f) Share of total income	(g) Share of end-of-year assets	Yes	No	(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	Yes	No
(1) Dore Capital LP 2100 West End Ste 1000 Nashville,TN37203 26-4337679	Investments	DE	VU	Excluded	602,665	56,920,435	Yes		-202,542	Yes
(2) Dore Capital Real Estate LP 2100 West End Ste 1000 Nashville,TN37203 26-4581574	Investments	DE	VU	Excluded	4,536,614	35,814,321	Yes		-466,211	Yes
(3) Altos Hybrid 2 V LLC 2882 Sand Hill Road Suite 100 Menlo Park,CA94025 82-2083773	Investments	DE	VU	Excluded	0	2,024,267		No			No

Part IV

Identification of Related Organizations Taxable as a Corporation or Trust. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Type of entity (C corp, S corp, or trust)	(f) Share of total income	(g) Share of end-of-year assets	(h) Percentage ownership	(i) Section 512(b)(13) controlled entity?
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Type of entity (C corp, S corp, or trust)	(f) Share of total income	(g) Share of end-of-year assets		Yes	No
(1) Vanderbilt Legends Club Inc 1500 Legends Club Lane Franklin,TN37069 62-1429615	Golf Club	TN	VU	C Corporation	9,424,214	20,108,501	100 %	Yes
(2) Commodore Scottish Patron II LP 50 Lothian Road Festival Square Edinburgh,Scotland UK	Investments	UK	VU	C Corporation	-1,479,581	6,562,163	100 %	Yes
(3) Emergent Pro Alia Fund Sub Fund Emergent African Land Fund 98-0600835	Investments	LU	VU	C Corporation	0	0	79.6 %	Yes
(4) Pacific Harbor Special Holdings Ltd PO Box 957 Offshore Incorporations Centre Road Town,Tortola VI	Investments	VI	VU	C Corporation	77,995	70,050,990	100 %	Yes
(5) Charitable Remainder Trust (117)	Charitable Trust	TN	VU	Trust				Yes
(6) Perpetual Trust (5)	Charitable Trust	TN	VU	Trust				Yes
(7) Charitable Lead Trusts (4)	Charitable Trust	TN	VU	Trust				Yes

Schedule R (Form 990) 2019

Page 3

Part V

Transactions With Related Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.

Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.

Yes

1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?

a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity .....................

Yes

b Gift, grant, or capital contribution to related organization(s) ............................

Yes

c Gift, grant, or capital contribution from related organization(s) ............................

Yes

d Loans or loan guarantees to or for related organization(s) ............................

Yes

e Loans or loan guarantees by related organization(s) ............................

f Dividends from related organization(s) ............................

Yes

g Sale of assets to related organization(s) ............................

h Purchase of assets from related organization(s) ............................

i Exchange of assets with related organization(s) ............................

j Lease of facilities, equipment, or other assets to related organization(s) .......................

k Lease of facilities, equipment, or other assets from related organization(s) ......................

Yes

l Performance of services or membership or fundraising solicitations for related organization(s) .....................

Yes

m Performance of services or membership or fundraising solicitations by related organization(s) .................

n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) ...................

o Sharing of paid employees with related organization(s) ............................

Yes

p Reimbursement paid to related organization(s) for expenses ............................

Yes

q Reimbursement paid by related organization(s) for expenses ............................

Yes

r Other transfer of cash or property to related organization(s) ............................

Yes

s Other transfer of cash or property from related organization(s) ............................

Yes

If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.

(a) Name of related organization	(b) Transaction type (a-s)	(c) Amount involved	(d) Method of determining amount involved
(1) Vanderbilt Legends Club Inc	A	525,271	FMV
(2) Vanderbilt Student Communications Inc	A	58,340	FMV
(3) Altos Hybrid 2 V LLC	B	4,628,000	FMV
(4) Dore Capital LP	B	1,440,000	FMV
(5) Charitable Lead Trust (3)	C	93,456	FMV
(6) Charitable Remainder Trust (1)	C	481,901	FMV
(7) Vanderbilt Legends Club Inc	D	6,572,058	FMV
(8) Vanderbilt Legends Club Inc	F	100,000	FMV
(9) Vanderbilt Global Inc	L	140,000	FMV
(10) Vanderbilt Student Communications Inc	O	486,352	FMV
(11) Vanderbilt Legends Club Inc	P	96,957	FMV
(12) Vanderbilt Student Communications Inc	R	527,875	FMV
(13) Charitable Remainder Trust (1)	S	226,827	FMV
(14) Commodore Scottish Patron II LP	S	93,736	FMV
(15) Dore Capital Real Estate LP	S	4,200,000	FMV
(16) Dore Capital LP	S	4,200,000	FMV
(17) Perpetual Trusts (5)	S	811,879	FMV
(18) Vanderbilt Global Inc	S	2,718,145	FMV

Schedule R (Form 990) 2019

Page 4

Part VI

Unrelated Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 37.

Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.

(a) Name, address, and EIN of entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	(e) Are all partners section 501(c)(3) organizations?		(f) Share of total income	(g) Share of end-of-year assets	(h) Disproprtionate allocations?		(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	(j) General or managing partner?
(a) Name, address, and EIN of entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	Yes	No	(f) Share of total income	(g) Share of end-of-year assets	Yes	No	(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	Yes	No

Schedule R (Form 990) 2019

Page 5

Part VII

Supplemental Information

Provide additional information for responses to questions on Schedule R. (see instructions).

Return Reference	Explanation
Schedule R, Part V, Line 2(c)	The amounts reported are derived from the books and records of Vanderbilt University, which are maintained on an accrual basis in accordance with U.S. Generally Accepted Accounting Principles. Valuation of the amounts reported in Schedule R, Part V, Column C is consistent with the valuation reflected in the University's consolidated audited financial statements.

Schedule R (Form 990) 2019

Additional Data

Software ID:	17005876
Software Version:	2017v2.2

1	Briefly describe the organization’s mission or most significant activities: See Schedule O
2	Check this box
3	Number of voting members of the governing body (Part VI, line 1a) ........	3	22
4	Number of independent voting members of the governing body (Part VI, line 1b) .....	4	19
5	Total number of individuals employed in calendar year 2019 (Part V, line 2a) ......	5	13,319
6	Total number of volunteers (estimate if necessary) .............	6	15,200
7a	Total unrelated business revenue from Part VIII, column (C), line 12 ........	7a	6,530,001
b	Net unrelated business taxable income from Form 990-T, line 39 .........	7b	-8,813,288

		Prior Year	Current Year
8	Contributions and grants (Part VIII, line 1h) .........	306,804,251	316,042,655
9	Program service revenue (Part VIII, line 2g) .........	1,019,724,693	1,055,312,995
10	Investment income (Part VIII, column (A), lines 3, 4, and 7d ) ....	275,252,963	306,495,756
11	Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e)	19,894,016	25,905,322
12	Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)	1,621,675,923	1,703,756,728
13	Grants and similar amounts paid (Part IX, column (A), lines 1–3 )...	354,596,697	364,443,873
14	Benefits paid to or for members (Part IX, column (A), line 4).....		0
15	Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10)	641,942,595	661,180,074
16a	Professional fundraising fees (Part IX, column (A), line 11e) .....	608,504	546,790
b	Total fundraising expenses (Part IX, column (D), line 25) 32,405,019
17	Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e)....	495,227,965	472,919,485
18	Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25)	1,492,375,761	1,499,090,222
19	Revenue less expenses. Subtract line 18 from line 12.......	129,300,162	204,666,506
		Beginning of Current Year	End of Year
20	Total assets (Part X, line 16).............	6,818,430,554	7,199,658,829
21	Total liabilities (Part X, line 26).............	1,051,263,348	922,407,562
22	Net assets or fund balances. Subtract line 21 from line 20.....	5,767,167,206	6,277,251,267

Sign Here

	Signature of officer	Date

	Type or print name and title


4a	(Code: ) (Expenses $ 1,126,397,238 including grants of $ 312,213,353 ) (Revenue $ 1,035,192,886 )
	See Schedule O - Education

4b	(Code: ) (Expenses $ 177,276,879 including grants of $ 52,230,520 ) (Revenue $ 20,120,109 )
	See Schedule O - Academic and Scientific Research

4c	(Code: ) (Expenses $ including grants of $ ) (Revenue $ )












4d	Other program services (Describe in Schedule O.)
	(Expenses $ including grants of $ ) (Revenue $ )
4e	Total program service expenses1,303,674,117

1b	Sub-Total................
c	Total from continuation sheets to Part VII, Section A....
d	Total (add lines 1b and 1c)...........	20,304,005	0	2,686,827

1a	Federated campaigns..		1a
b	Membership dues..		1b
c	Fundraising events..		1c	93,175
d	Related organizations		1d
e	Government grants (contributions)		1e	200,599,730

f	All other contributions, gifts, grants, and similar amounts not included above		1f	115,349,750

g	Noncash contributions included in lines 1a - 1f:$		1g	20,272,334

h Total. Add lines 1a-1f.......		316,042,655

		Business Code
2a	Tuition and Fees	611310	544,423,718	544,423,718
b	Affilliated Entity Rev	611310	321,331,500	321,331,500
c	Room, Board & Auxiliary	611310	149,968,573	147,384,346	2,584,227
d	Research & Other Contr	611310	20,120,109	20,120,109
e	Other Auxiliary	611310	5,933,591	5,849,693	83,898
f	All other program service revenue.		13,535,504	13,535,504	0	0
g	Total. Add lines 2a–2f .....		1,055,312,995

3 Investment income (including dividends, interest, and othersimilar amounts) ......			19,396,040		-3,429,475	22,825,515
4 Income from investment of tax-exempt bond proceeds			0			0
5 Royalties...........			19,279,438		12,282	19,267,156
		(ii) Personal	(i) Real
6a	Gross rents		9,239,006	6a
b	Less: rental expenses		2,648,725	6b
c	Rental income or (loss)	0	6,590,281	6c
d	Net rental income or (loss).......			6,590,281			6,590,281
		(ii) Other	(i) Securities
7a	Gross amount from sales of assets other than inventory		7,798,905,642	7a
b	Less: cost or other basis and sales expenses		7,511,805,926	7b
c	Gain or (loss)	0	287,099,716	7c
d	Net gain or (loss).........			287,099,716		7,279,069	279,820,647
8a	Gross income from fundraising events (not including $ 93,175of contributions reported on line 1c). See Part IV, line 18 ....
			8a	99,457
b	Less: direct expenses ...		8b	63,854
c	Net income or (loss) from fundraising events..			35,603			35,603
9a	Gross income from gaming activities. See Part IV, line 19 ...
			9a
b	Less: direct expenses ...		9b
c	Net income or (loss) from gaming activities..
10a	Gross sales of inventory, less returns and allowances ..
			10a
b	Less: cost of goods sold ..		10b
c	Net income or (loss) from sales of inventory..
Business Code			Miscellaneous Revenue
11a
b
c
d	All other revenue ....			0	0	0	0
e	Total. Add lines 11a–11d ......			0
12	Total revenue. See instructions.....			1,703,756,728	1,052,644,870	6,530,001	328,539,202

1	Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 ....	51,409,352	51,409,352
2	Grants and other assistance to domestic individuals. See Part IV, line 22 ...........	312,213,353	312,213,353
3	Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16. .............	821,168	821,168
4	Benefits paid to or for members .......	0	0
5	Compensation of current officers, directors, trustees, and key employees ...........	13,501,745	2,955,985	8,738,589	1,807,171
6	Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .........	2,312,888	2,168,467	144,421
7	Other salaries and wages........	531,843,010	470,438,233	46,124,366	15,280,411
8	Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) ....	28,592,835	25,291,604	2,479,729	821,502
9	Other employee benefits .......	52,111,825	42,386,522	7,845,064	1,880,239
10	Payroll taxes ...........	32,817,771	29,028,743	2,846,139	942,889
11	Fees for services (non-employees):
a	Management ......	380,167		380,167
b	Legal .........	8,793,260		8,793,260
c	Accounting ...........	1,075,555		1,075,555
d	Lobbying ...........
e	Professional fundraising services. See Part IV, line 17	546,790			546,790
f	Investment management fees ......	30,984,318		30,984,318
g	Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O)	51,696,098	45,516,459	5,378,229	801,410
12	Advertising and promotion ....	7,732,047	7,240,787	299,755	191,505
13	Office expenses .......	67,624,160	59,246,416	7,047,416	1,330,328
14	Information technology ......	24,554,483	22,582,051	1,713,596	258,836
15	Royalties ..	6,816,318	6,816,318
16	Occupancy ...........	82,030,545	62,731,856	16,701,980	2,596,709
17	Travel ............	25,516,742	23,279,016	1,267,996	969,730
18	Payments of travel or entertainment expenses for any federal, state, or local public officials .
19	Conferences, conventions, and meetings ....	5,165,086	4,369,375	774,482	21,229
20	Interest ...........	10,779,697	10,779,697
21	Payments to affiliates .......
22	Depreciation, depletion, and amortization ..	86,292,490	73,960,346	10,287,157	2,044,987
23	Insurance ...	9,369,026	9,294,178		74,848
24	Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a	Other program	24,225,970	24,225,970
b	Other library	17,035,834	16,918,221		117,613
c
d
e	All other expenses	12,847,689	0	10,128,867	2,718,822
25	Total functional expenses. Add lines 1 through 24e	1,499,090,222	1,303,674,117	163,011,086	32,405,019
26	Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here if following SOP 98-2 (ASC 958-720).

1	Cash–non-interest-bearing ........			185,235,297	1	186,434,732
2	Savings and temporary cash investments .........			748,426,909	2	413,599,658
3	Pledges and grants receivable, net ......			104,627,980	3	133,441,916
4	Accounts receivable, net .............			111,105,056	4	115,512,670
5	Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .......
				291,667	5	191,667
6	Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), and persons described in section 4958(c)(3)(B) ...
				59,500	6	8,500
7	Notes and loans receivable, net ...........			96,499,891	7	97,669,167
8	Inventories for sale or use ............			542,220	8	295,404
9	Prepaid expenses and deferred charges ......			18,442,955	9	23,937,893
10a	Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D	10a	2,171,459,739
b	Less: accumulated depreciation	10b	1,095,079,816	1,002,631,372	10c	1,076,379,923
11	Investments—publicly traded securities .			2,816,295,694	11	3,113,546,626
12	Investments—other securities. See Part IV, line 11 .....			1,700,990,650	12	2,012,626,534
13	Investments—program-related. See Part IV, line 11 ..			33,252,821	13	25,966,418
14	Intangible assets ...............			0	14	0
15	Other assets. See Part IV, line 11 ...........			28,542	15	47,721
16	Total assets. Add lines 1 through 15 (must equal line 33)...			6,818,430,554	16	7,199,658,829

17	Accounts payable and accrued expenses .....	165,030,111	17	172,401,336
18	Grants payable ...	3,018,905	18	4,538,795
19	Deferred revenue .........	46,063,628	19	49,527,358
20	Tax-exempt bond liabilities .........	114,179,800	20	117,702,205
21	Escrow or custodial account liability. Complete Part IV of Schedule D	427,358	21	130,390
22	Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .........
		0	22	0
23	Secured mortgages and notes payable to unrelated third parties ..	253,005,848	23	248,121,861
24	Unsecured notes and loans payable to unrelated third parties ..		24
25	Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D	469,537,698	25	329,985,617
26	Total liabilities. Add lines 17 through 25..	1,051,263,348	26	922,407,562

	Organizations that follow FASB ASC 958, check here and complete lines 27, 28, 32, and 33.
27	Net assets without donor restrictions ..........		27
28	Net assets with donor restrictions ...........		28
	Organizations that do not follow FASB ASC 958, check here and complete lines 29 through 33.
29	Capital stock or trust principal, or current funds .....		29
30	Paid-in or capital surplus, or land, building or equipment fund ...		30
31	Retained earnings, endowment, accumulated income, or other funds		31
32	Total net assets or fund balances ...........	5,767,167,206	32	6,277,251,267
33	Total liabilities and net assets/fund balances ........	6,818,430,554	33	7,199,658,829

1	Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .	Yes	No
2	Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; don't file with Form 990). . . . . . . . . . . . . . . . . . . . . . . .	Yes	No
3	Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .	Yes	No
4	Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .	Yes	No
5	Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .	Yes	No
6	Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713; don't file with Form 990).. . . . . . . . . . . . . . . . . . . . . . . . . . . .	Yes	No