Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018
Name of foundation
THE HAWK FAMILY FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)1705 MADISON AVENUE
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
DUNMORE, PA18509
A Employer identification number

42-1719365
B Telephone number (see instructions)

(570) 342-7487
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ...
bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$22,071,293
J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books
(b) Net investment
income
(c) Adjusted net
income
(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 109 109  
4 Dividends and interest from securities... 516,872 516,872  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 552,700
b Gross sales price for all assets on line 6a 5,552,229
7 Capital gain net income (from Part IV, line 2)... 552,700
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 1,069,681 1,069,681  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... 1,975 987   988
c Other professional fees (attach schedule).... 1,500 750   750
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... 12,969 0   9,508
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications.......... 368 0   368
23 Other expenses (attach schedule)....... 116,367 115,865   502
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 133,179 117,602   12,116
25 Contributions, gifts, grants paid....... 611,185 611,185
26 Total expenses and disbursements. Add lines 24 and 25 744,364 117,602   623,301
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 325,317
b Net investment income (if negative, enter -0-) 952,079
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 18,493,138 1,223,743 1,223,743
2 Savings and temporary cash investments.........      
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 161,291 Click to see attachment155,247 221,078
c Investments—corporate bonds (attach schedule)....... 258,177 0 0
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 4,963,176 Click to see attachment22,806,537 20,626,472
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 23,875,782 24,185,527 22,071,293
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 0 0
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 23,875,782 24,185,527
30 Total net assets or fund balances (see instructions)..... 23,875,782 24,185,527
31 Total liabilities and net assets/fund balances (see instructions). 23,875,782 24,185,527
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
23,875,782
2
Enter amount from Part I, line 27a .....................
2
325,317
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
24,201,099
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
15,572
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
24,185,527
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a 2760.463 SHS ANGEL OAK MULTI STRAE FUND CLASS I P 2017-10-23 2018-06-04
b 11349.372 SHS BAIRD SHORT TERM BON P 2017-10-23 2018-06-04
c 18078.382 SHS CENTER COAST BROOKFIELD P 2018-01-30 2018-03-29
d 18286.445 SHS CENTER COAST BROOKFIELD P 2018-01-03 2018-03-29
e 6605.020 SHS CENTER COAST BROOKFIELD P 2018-02-12 2018-03-29
2964.960 SHS CENTER COAST BROOKFIELD P 2017-12-15 2018-03-29
2953.586 SHS CENTER COAST BROOKFIELD P 2017-11-15 2018-03-29
2941.176 SHS CENTER COAST BROOKFIELD P 2017-10-25 2018-03-29
242.575 SHS CONESTOGA SMALL CAP P 2017-10-25 2018-06-04
107.461 SHS CONESTOGA SMALL CAP P 2018-01-30 2018-06-04
4093.567 SHS CREDIT SUISSE FLOATI P 2018-01-26 2018-06-04
1173.021 SHS CREDIT SUISSE FLOATI P 2018-01-26 2018-11-01
1425.287 SHS FMI LARGE CAP FUND I P 2018-01-30 2018-06-04
313.917 SHS LONGLEAF PARTNERS SM P 2017-10-25 2018-06-04
363.533 SHS MAIRS AND POWER GROW P 2017-12-15 2018-06-04
85.830 SHS MAIRS AND POWER GROW P 2017-10-25 2018-06-04
2550.817 SHS MAIRS AND POWER GROW P 2018-01-30 2018-11-01
392 SHS MAIRS AND POWER GROW P 2017-11-15 2018-11-01
2646.149 SHS MAIRS AND POWER GROW P 2018-01-03 2018-11-01
3168.163 SHS MAIRS AND POWER GROW P 2018-02-09 2018-11-01
1385.042 SHS COHO RELATIVE VALUE P 2018-01-30 2018-06-04
1298.997 SHS PARNASSUS CORE EQUIT P 2018-01-30 2018-06-04
2123.894 SHS THE OSTERWEIS STRATE P 2017-10-23 2018-06-24
9143.223 SHS BP CAPITAL TWINLINE P 2018-01-03 2018-03-29
9166.667 SHS BP CAPITAL TWINLINE P 2018-01-30 2018-03-29
1510.067 SHS BP CAPITAL TWINLINE P 2017-12-15 2018-03-29
3408.316 SHS BP CAPITAL TWINLINE P 2018-02-09 2018-03-29
1454.294 SHS BP CAPITAL TWINLINE P 2017-11-15 2018-03-29
1465.457 SHS BP CAPITAL TWINLINE P 2017-10-25 2018-03-29
2550.478 SHS RIVERPARK STRATEGIC INSTITUTIONAL P 2017-10-23 2018-06-04
137.227 SHS STERLING CAPITAL STRUCTURE P 2017-11-15 2018-06-04
57.437 SHS STERLING CAPITAL STRUCTURE P 2017-10-25 2018-06-04
3790.751 SHS THORNBURG LTD TERM I P 2017-10-23 2018-06-04
1810.437 SHS VANGUARD INTERMEDIATE P 2017-10-23 2018-06-04
381.349 SHS VANGUARD MID CAP P 2018-01-30 2018-06-04
730.337 SHS DAVENPORT EQUITY P 2018-01-30 2018-06-04
9063.205 SHS DAVENPORT EQUITY P 2018-01-30 2018-08-01
10212.998 SHS DAVENPORT EQUITY P 2018-01-03 2018-08-01
1619.207 SHS DAVENPORT EQUITY P 2017-12-15 2018-08-01
1601.831 SHS DAVENPORT EQUITY P 2017-10-25 2018-08-01
11467.890 SHS DAVENPORT EQUITY P 2018-02-09 2018-08-01
1609.195 SHS DAVENPORT EQUITY P 2017-11-15 2018-08-01
3668.763 SHS BAIRD SHORT TERM BOND P 2017-10-23 2018-11-01
301.552 SHS MAIRS AND POWER GROW P 2017-10-25 2018-11-01
26113.979 SHS OAKMARK GLOBAL SELECT FD P 2017-12-31 2018-08-15
10934.313 SHS OAKMARK GLOBAL SELECT FD P 2017-12-31 2018-08-15
15548.423 SHS THORNBURG GLOBAL OPPT FD INSTL P 2017-12-31 2018-08-15
6899.586 SHS THORNBURG GLOBAL OPPT FD INSTL P 2017-12-31 2018-08-15
22022.421 SHS THORNBURG DEVELOPING WORLD FUND P 2017-12-31 2018-08-17
60.555 SHS FIDELITY TOTAL MKT INDEX PREMIUM P 2017-12-31 2018-08-21
6.147 SHS ABBOTT LABORATORIES P 2017-12-31 2018-08-20
326.792 SHS ABBOTT LABORATORIES P 2017-12-31 2018-08-20
CAPITAL GAINS DIVIDENDS P    
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a 30,990   31,224 -234
b 108,490   110,092 -1,602
c 117,325   140,155 -22,830
d 118,675   139,400 -20,725
e 42,865   49,488 -6,623
19,242   21,425 -2,183
19,168   20,259 -1,091
19,088   19,926 -838
13,160   12,510 650
5,830   5,500 330
27,990   28,164 -174
7,990   8,071 -81
31,000   32,126 -1,126
8,990   9,271 -281
43,678   47,760 -4,082
10,312   10,859 -547
312,957   320,010 -7,053
48,094   49,010 -916
324,653   325,010 -357
388,698   367,010 21,688
19,990   21,330 -1,340
56,990   58,444 -1,454
23,990   24,258 -268
115,933   140,656 -24,723
116,230   140,650 -24,420
19,147   22,121 -2,974
43,216   49,132 -5,916
18,440   20,312 -1,872
18,581   20,306 -1,725
24,000   24,332 -332
11,984   12,510 -526
5,016   5,233 -217
50,000   50,910 -910
16,990   17,780 -790
74,990   76,207 -1,217
12,990   13,797 -807
166,398   171,213 -4,815
187,508   187,010 498
29,728   29,010 718
29,409   28,010 1,399
210,547   200,010 10,537
29,544   28,010 1,534
34,990   35,588 -598
36,999   38,151 -1,152
477,886   479,591 -1,705
200,098   200,812 -714
465,675   468,475 -2,800
206,643   207,885 -1,242
425,253   464,159 -38,906
5,000   4,739 261
397   364 33
21,096   11,254 9,842
697,376     697,376
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a       -234
b       -1,602
c       -22,830
d       -20,725
e       -6,623
      -2,183
      -1,091
      -838
      650
      330
      -174
      -81
      -1,126
      -281
      -4,082
      -547
      -7,053
      -916
      -357
      21,688
      -1,340
      -1,454
      -268
      -24,723
      -24,420
      -2,974
      -5,916
      -1,872
      -1,725
      -332
      -526
      -217
      -910
      -790
      -1,217
      -807
      -4,815
      498
      718
      1,399
      10,537
      1,534
      -598
      -1,152
      -1,705
      -714
      -2,800
      -1,242
      -38,906
      261
      33
      9,842
      697,376
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
Bracket 2 552,700
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ...................
Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 347,955 2,781,521 0.125095
2016 327,369 3,368,259 0.097192
2015 314,013 3,259,360 0.096342
2014 166,242 3,090,888 0.053785
2013 138,415 2,191,883 0.063149
2
Total of line 1, column (d) .....................
2
0.435563
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.087113
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
23,276,955
5
Multiply line 4 by line 3......................
5
2,027,725
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
9,521
7
Add lines 5 and 6........................
7
2,037,246
8
Enter qualifying distributions from Part XII, line 4,.............
8
623,301
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 19,042
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 19,042
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 19,042
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 2,120
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 2,120
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 16,922
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
  • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletPA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletDAVID W AND ANN M HAWK Telephone no.bullet (570) 342-7487

    Located atbullet1705 MADISON AVENUEDUNMOREPA ZIP+4bullet18509
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation
    (If not paid, enter
    -0-)
    (d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    DAVID W HAWK TRUSTEE
    2.00
    0 0 0
    1705 MADISON AVENUE
    DUNMORE,PA18509
    ANN M HAWK TRUSTEE
    2.00
    0 0 0
    1705 MADISON AVENUE
    DUNMORE,PA18509
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation
    (e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    21,936,316
    b
    Average of monthly cash balances.......................
    1b
    1,695,110
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    23,631,426
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    23,631,426
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    354,471
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    23,276,955
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    1,163,848
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,163,848
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    19,042
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    19,042
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,144,806
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    1,144,806
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    1,144,806
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    623,301
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    623,301
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    623,301
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus
    (b)
    Years prior to 2017
    (c)
    2017
    (d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 1,144,806
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013...... 29,314
    b From 2014...... 12,665
    c From 2015...... 151,239
    d From 2016...... 159,266
    e From 2017...... 213,057
    fTotal of lines 3a through e........ 565,541
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 623,301
    a Applied to 2017, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....
    0
    c Treated as distributions out of corpus (Election
    required—see instructions)........
    0
    d Applied to 2018 distributable amount..... 623,301
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2018. 521,505 521,505
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 44,036
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........
    0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......
    0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........
    0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............
    0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........
    0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......
    0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...
    0
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......
    44,036
    10 Analysis of line 9:
    a Excess from 2014....  
    b Excess from 2015....  
    c Excess from 2016....  
    d Excess from 2017.... 44,036
    e Excess from 2018....  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........
    Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....
             
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........
             
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....
             
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)
             
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...
             
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....
             
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....
             
    (3) Largest amount of support
    from an exempt organization
             
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    DAVID W HAWK
    ANN M HAWK
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    Foundation
    status of
    recipient
    Purpose of grant or
    contribution
    Amount
    Name and address (home or business)
    aPaid during the year
    ALLIED SERVICES FOUNDATION
    100 ABINGTON EXECUTIVE PARK
    CLARKS SUMMIT,PA18411
    NONE PUBLIC CHARITABLE 25,000
    BOYS AND GIRLS CLUB
    609 ASH STREET
    SCRANTON,PA18510
    NONE PUBLIC CHARITABLE 26,250
    BROADWAY THEATRE OF NEPA
    345 NORTH WASHINGTON AVE
    SCRANTON,PA18503
    NONE PUBLIC CHARITABLE 1,000
    CATHERINE MCAULEY CENTER
    430 PITTSTON AVE
    SCRANTON,PA18505
    NONE PUBLIC CHARITABLE 6,000
    CENTURY CLUB OF SCRANTON
    812 JEFFERSON AVE
    SCRANTON,PA18510
    NONE PUBLIC CHARITABLE 13,000
    CHILDREN'S ADVOCACY CENTER NEPA
    1710 MULBERRY STREET
    SCRANTON,PA18501
    NONE PUBLIC CHARITABLE 2,250
    CHRISTMAS HOLIDAY BUREAU-VOLUNTARY ACTION CENTER
    829 JEFFERSON AVENUE
    SCRANTON,PA18510
    NONE PUBLIC CHARITABLE 2,000
    HOLY CROSS HIGH SCHOOL
    501 DRINKER STREET
    DUNMORE,PA18512
    NONE PUBLIC CHARITABLE 1,000
    DEUTSCH INSTITUTE FOUNDATION
    835 JEFFERSON AVENUE
    SCRANTON,PA18510
    NONE PUBLIC CHARITABLE 500
    DIOCESE OF SCRANTON
    300 WYOMING AVENUE
    SCRANTON,PA18503
    NONE PUBLIC CHARITABLE 50,000
    DUNMORE HISTORICAL SOCIETY
    126 BARTON STREET
    DUNMORE,PA18512
    NONE PUBLIC CHARITABLE 1,000
    EVERHART MUSEUM
    NAY AUG PARK
    SCRANTON,PA18510
    NONE PUBLIC CHARITABLE 1,000
    EXPONENT PHILANTHROPY
    PO BOX 65607
    WASHINGTON,DC200355607
    NONE PUBLIC CHARITABLE 250
    FAMILY TO FAMILY
    PO BOX 13
    SCRANTON,PA18503
    NONE PUBLIC CHARITABLE 5,000
    FRIENDS OF THE POOR
    2300 ADAM AVENUE
    SCRANTON,PA18509
    NONE PUBLIC CHARITABLE 1,000
    FRIENDSHIP HOUSE
    1509 MAPLE STREET
    SCRANTON,PA18505
    NONE PUBLIC CHARITABLE 2,998
    GEISINGER COMMONWEALTH MEDICAL SCHOOL
    525 PINE STREET
    SCRANTON,PA18509
    NONE PUBLIC CHARITABLE 56,400
    GOODWILL INDUSTRIES OF NEPA
    925 PROSPECT AVENUE
    SCRANTON,PA18504
    NONE PUBLIC CHARITABLE 1,000
    GREATER SCRANTON YMCA
    706 NORTH BLAKELY STREET
    DUNMORE,PA18512
    NONE PUBLIC CHARITABLE 11,000
    HOLY FAMILY RESIDENCE
    2500 ADAMS AVE
    SCRANTON,PA18509
    NONE PUBLIC CHARITABLE 1,000
    HOPE FOR HAITI
    1021 6TH AVENUE NORTH
    NAPLES,FL34102
    NONE PUBLIC CHARITABLE 3,000
    CREIGHTON UNIVERSITY- INSTITUTE FOR PRIESTLY FORMATION
    PO BOX 3286
    OMAHA,NE68172
    NONE PUBLIC CHARITABLE 1,000
    JUNIOR ACHIEVEMENT BUSINESS HALL OF FAME
    1122 OAK STREET
    PITTSTON,PA18640
    NONE PUBLIC CHARITABLE 2,000
    KATIE FOUNDATION
    2307 WINFIELD AVENUE
    SCRANTON,PA18505
    NONE PUBLIC CHARITABLE 500
    THE KATIE FUND
    PO BOX 227
    WAVERLY,PA18471
    NONE PUBLIC CHARITABLE 5,000
    KEYSTONE COLLEGE
    1 COLLEGE GREEN
    LA PLUME TOWNSHIP,PA18440
    NONE PUBLIC CHARITABLE 25,000
    LACKAWANNA HERITAGE VALLEY TRAIL
    213 RAILROAD AVE
    SCRANTON,PA18505
    NONE PUBLIC CHARITABLE 5,000
    LACKAWANNA RIVER CONSERVATION ASSOCIATION
    PO BOX 368
    SCRANTON,PA185010368
    NONE PUBLIC CHARITABLE 500
    LEAHY COMMUNITY HEALTH CENTER
    800 LINDEN STREET
    SCRANTON,PA18510
    NONE PUBLIC CHARITABLE 5,000
    MARYWOOD UNIVERSITY
    2300 ADAMS AVENUE
    SCRANTON,PA18509
    NONE PUBLIC CHARITABLE 32,500
    MEALS ON WHEELS OF NEPA
    541 WYOMING AVE
    SCRANTON,PA18509
    NONE PUBLIC CHARITABLE 2,000
    MISERICORDIA UNIVERSITY
    301 LAKE STREET
    DALLAS,PA18612
    NONE PUBLIC CHARITABLE 500
    MOSTLY OPERA
    PO BOX 20044
    SCRANTON,PA18503
    NONE PUBLIC CHARITABLE 50
    NATIVITY MIGUEL SCHOOL OF SCRANTON
    1 KNOX ROAD
    SCRANTON,PA18505
    NONE PUBLIC CHARITABLE 45,000
    NCSA
    3135 BEREA ROAD
    CLEVELEND,OH44111
    NONE PUBLIC CHARITABLE 10,000
    NEIGHBORWORKS OF NE PENNSYLVANIA
    709 E MARKET STREET
    SCRANTON,PA18509
    NONE PUBLIC CHARITABLE 1,000
    NORTH POCONO PUBLIC LIBRARY
    1315 CHURCH STREET
    MOSCOW,PA18444
    NONE PUBLIC CHARITABLE 10,000
    NORTHEASTERN PENNSYLVANIA PHILHARMONIC
    PO BOX 4525
    SCRANTON,PA18505
    NONE PUBLIC CHARITABLE 1,000
    OUTREACH- CENTER FOR COMMUNITY RESOURCES
    431 NORTH 7TH AVENUE
    SCRANTON,PA18503
    NONE PUBLIC CHARITABLE 5,000
    PACES
    725 THIRD STREET
    EYNON,PA18403
    NONE PUBLIC CHARITABLE 5,000
    PENN STATE WORTHINGTON SCRANTON CAMPUS
    120 RIDGE VIEW DRIVE
    DUNMORE,PA18512
    NONE PUBLIC CHARITABLE 27,737
    RONALD MCDONALD HOUSE
    332 WHEELER AVENUE
    SCRANTON,PA18510
    NONE PUBLIC CHARITABLE 50,000
    SAINT ANTHONY'S RC CHURCH
    303 SMITH ST
    DUNMORE,PA18512
    NONE PUBLIC CHARITABLE- RYAN MICHALCZYK PLAYGROUND FUND 25,000
    SCRANTON AREA FOUNDATION
    615 JEFFERSON AVE SUITE 102
    SCRANTON,PA18510
    NONE PUBLIC CHARITABLE 2,000
    SCRANTON PREPARATORY SCHOOL
    1000 WYOMING AVE
    SCRANTON,PA18509
    NONE PUBLIC CHARITABLE 50,250
    SCRANTON PUBLIC THEATRE
    126 W MARKET ST
    SCRANTON,PA18508
    NONE PUBLIC CHARITABLE 1,000
    ST FRANCIS OF ASSISI KITCHEN
    500 PENN AVE
    SCRANTON,PA18509
    NONE PUBLIC CHARITABLE 13,000
    STANN'S BASILICA
    1230 ST ANN STREET
    SCRANTON,PA18504
    NONE PUBLIC CHARITABLE 500
    STEAMTOWN MARATHON
    321 SPRUCE STREET SUITE 1000
    SCRANTON,PA18503
    NONE PUBLIC CHARITABLE 1,000
    TELESPOND
    1200 SAGINAW STREET
    SCRANTON,PA18505
    NONE PUBLIC CHARITABLE 2,000
    THE GREATER SCRANTON CHAMBER OF COMMERCE
    PO BOX 431
    SCRANTON,PA18501
    NONE PUBLIC CHARITABLE 10,000
    THE JUDE ZAYAC FOUNDATION
    PO BOX 482
    DUNMORE,PA18512
    NONE PUBLIC CHARITABLE 1,000
    THE LEAHY CLINIC AND FAMILY CENTER
    800 LINDEN STREET
    SCRANTON,PA18510
    NONE PUBLIC CHARITABLE 5,000
    THE MILK SAVING STARVING CHILDREN FOUNDATION
    801 N WASHINGTON AVE
    SCRANTON,PA18509
    NONE PUBLIC CHARITABLE 500
    THE NATURE CONSERVANCY
    PO BOX 1556
    MERRIFIELD,VA22116
    NONE PUBLIC CHARITABLE 500
    UNITED NEIGHBORHOOD CENTERS
    425 ALDER STREET
    SCRANTON,PA18505
    NONE PUBLIC CHARITABLE 2,500
    UNITED WAY OF LACKAWANNA COUNTY
    615 JEFFERSON AVE SUITE 304
    SCRANTON,PA18510
    NONE PUBLIC CHARITABLE 25,000
    WILKES UNIVERISY
    84 WEST SOUTH STREET
    WILKES BARRE,PA18766
    NONE PUBLIC CHARITABLE 500
    WVIA-TV
    100 WVIA WAY
    PITTSTON,PA18640
    NONE PUBLIC CHARITABLE 27,000
    Total .................................bullet 3a 611,185
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code
    (b)
    Amount
    (c)
    Exclusion code
    (d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........
        14 109  
    4 Dividends and interest from securities....     14 516,872  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............
        18 552,700  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 1,069,681 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    1,069,681
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow
    Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    Firm's EIN SmallBullet
    Firm's address SmallBullet


    Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2018 AccountingFeesSchedule
    Name:
    THE HAWK FAMILY FOUNDATION
    EIN:
    42-1719365
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 1,975 987   988

    TY 2018 InvestmentsCorpStockSchedule
    Name:
    THE HAWK FAMILY FOUNDATION
    EIN:
    42-1719365
    Name of Stock End of Year Book Value End of Year Fair Market Value
    INGARGIOLA WEALTH MANAGEMENT ACCOUNT # B37-491654 155,247 221,078

    TY 2018 InvestmentsOtherSchedule2
    Name:
    THE HAWK FAMILY FOUNDATION
    EIN:
    42-1719365
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    INGARGIOLA WEALTH MANAGEMENT ACCOUNT # B37-491654 FMV 2,943,878 2,651,347
    PERSHING ADVISOR SOLUTIONS LLC ACCOUNT #345113 FMV 19,862,659 17,975,125

    TY 2018 OtherDecreasesSchedule
    Name:
    THE HAWK FAMILY FOUNDATION
    EIN:
    42-1719365
    Description Amount
    NON-DIVIDEND DISTRIBUTION/ NON-TAXABLE 11,979
    BOOK TO TAX DIFFERENCE- REALIZED GAINS AND LOSSES 3,593


    TY 2018 OtherExpensesSchedule
    Name:
    THE HAWK FAMILY FOUNDATION
    EIN:
    42-1719365
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    MANAGEMENT INVESTMENT FEE- PERSHING 83,467 83,467   0
    MANAGEMENT INVESTMENT FEE- INGARGIOLA 32,371 32,371   0
    WIRE FEE- PERSHING 20 10   10
    WIRE FEE 34 17   17
    FOUNDATION LOGO EXPENSE 475 0   475


    TY 2018 OtherProfessionalFeesSchedule
    Name:
    THE HAWK FAMILY FOUNDATION
    EIN:
    42-1719365
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FACILITATOR FEES- EXPONENT PHILANTHROPY 1,500 750   750


    TY 2018 TaxesSchedule
    Name:
    THE HAWK FAMILY FOUNDATION
    EIN:
    42-1719365
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXCISE TAXES 3,461 0   0
    FOREIGN TAXES PAID 9,493 0   9,493
    OTHER TAXES 15 0   15