-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
12-01-2017
, and ending
11-30-2018
Name of foundation
ANDERSON CHILDRENS FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)
1111 E TAHQUITZ CANYON WAY 109
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PALM SPRINGS
,
CA
92262
A Employer identification number
23-7089096
B
Telephone number (see instructions)
(760) 318-8146
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
28,866,547
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
627
627
627
4
Dividends and interest from securities
...
145,773
145,773
145,773
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
128,036
b
Gross sales price for all assets on line 6a
2,453,553
7
Capital gain net income (from Part IV, line 2)
...
128,036
8
Net short-term capital gain
.........
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
1,422,411
1,420,619
12
Total.
Add lines 1 through 11
........
1,696,847
1,695,055
146,400
13
Compensation of officers, directors, trustees, etc.
108,000
54,000
54,000
14
Other employee salaries and wages
......
51,973
51,973
15
Pension plans, employee benefits
.......
16a
Legal fees (attach schedule)
.........
b
Accounting fees (attach schedule)
.......
29,450
29,450
c
Other professional fees (attach schedule)
....
35,561
35,561
17
Interest
...............
18
Taxes (attach schedule) (see instructions)
...
44,564
35,297
9,267
19
Depreciation (attach schedule) and depletion
...
5,957
20
Occupancy
..............
22,092
22,092
21
Travel, conferences, and meetings
.......
22
Printing and publications
..........
23
Other expenses (attach schedule)
.......
30,634
18,974
11,660
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
328,231
195,374
126,900
25
Contributions, gifts, grants paid
.......
1,273,609
1,273,609
26
Total expenses and disbursements.
Add lines 24 and 25
1,601,840
195,374
1,400,509
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
95,007
b
Net investment income
(if negative, enter -0-)
1,499,681
c
Adjusted net income
(if negative, enter -0-)
...
146,400
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
391,657
161,669
161,669
2
Savings and temporary cash investments
.........
204,299
1,325,479
1,325,479
3
Accounts receivable
Less: allowance for doubtful accounts
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
500,000
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
169,132
169,132
158,964
b
Investments—corporate stock (attach schedule)
.......
2,521,990
2,417,735
2,701,760
c
Investments—corporate bonds (attach schedule)
.......
1,180,000
1,405,000
1,307,464
11
Investments—land, buildings, and equipment: basis
10,764
Less: accumulated depreciation (attach schedule)
10,764
10,764
10,764
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
1,867,467
1,453,049
23,174,509
14
Land, buildings, and equipment: basis
101,878
Less: accumulated depreciation (attach schedule)
78,968
26,132
22,910
22,910
15
Other assets (describe
)
3,028
3,028
3,028
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
6,874,469
6,968,766
28,866,547
17
Accounts payable and accrued expenses
..........
5,644
4,932
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
1
3
23
Total liabilities
(add lines 17 through 22)
.........
5,645
4,935
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
6,868,824
6,963,831
29
Total net assets or fund balances
(see instructions)
.....
6,868,824
6,963,831
30
Total liabilities and net assets/fund balances
(see instructions)
.
6,874,469
6,968,766
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
6,868,824
2
Enter amount from Part I, line 27a
.....................
2
95,007
3
Other increases not included in line 2 (itemize)
3
4
Add lines 1, 2, and 3
..........................
4
6,963,831
5
Decreases not included in line 2 (itemize)
5
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
6,963,831
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
5 RBC Bearings Inc.
P
2017-02-23
2018-01-19
b
7 RBC Bearings Inc.
P
2017-02-23
2018-01-22
c
3 RBC Bearings Inc.
P
2017-02-23
2018-01-23
d
20 Wynn Resorts Ltd.
P
2017-02-23
2018-01-30
e
5 Aspen Technology Inc.
P
2017-02-23
2018-04-16
2 Carlisle Companies Inc.
P
2017-02-23
2018-04-16
2 Cheesecake Factory Inc.
P
2017-05-25
2018-04-16
1 Cooper Cos. Inc.
P
2017-02-23
2018-04-16
3 Copart Inc.
P
2017-06-30
2018-04-16
1 Core Laboratories Inc.
P
2017-02-23
2018-04-16
6 Expeditors International Wash Inc.
P
2017-02-23
2018-04-16
2 Jack Henry & Associates Inc.
P
2017-02-23
2018-04-16
2 Landstar Systems Inc.
P
2017-02-23
2018-04-16
1 Lennox International
P
2017-03-13
2018-04-16
18 Manhattan Associates Inc.
P
2016-09-28
2018-04-16
1 Pool Corp.
P
2017-11-29
2018-04-16
1 RBC Bearings Inc.
P
2017-02-23
2018-04-16
1 Snap-On Inc.
P
2017-02-23
2018-04-16
3 Teradyne Inc.
P
2017-08-03
2018-04-16
1 Wabco Holdings Inc.
P
2017-02-23
2018-04-16
1 Wynn Resorts Ltd.
P
2017-02-23
2018-04-16
33 Dril-Quip Inc.
P
2017-02-23
2018-04-19
8 Dril-Quip Inc.
P
2017-02-23
2018-04-20
11 Dril-Quip Inc.
P
2016-09-30
2018-04-20
6 Dril-Quip Inc.
P
2016-10-03
2018-04-20
1 Dril-Quip Inc.
P
2016-09-29
2018-04-20
38 Dril-Quip Inc.
P
2016-09-29
2018-04-23
1 Manhattan Associates Inc.
P
2016-09-28
2018-04-23
30 Manhattan Associates Inc.
P
2016-02-19
2018-04-23
31 Manhattan Associates Inc.
P
2016-11-28
2018-04-23
23 Manhattan Associates Inc.
P
2017-02-23
2018-04-23
37 Manhattan Associates Inc.
P
2017-02-23
2018-04-24
79 Manhattan Associates Inc.
P
2017-10-25
2018-04-24
26 Aspen Technology Inc.
P
2017-02-23
2018-06-05
21 Core Laboratories Inc.
P
2017-02-23
2018-06-05
2 Core Laboratories Inc.
P
2012-07-27
2018-06-05
36 Cotiviti Holdings Inc.
P
2017-04-04
2018-08-27
37 Cotiviti Holdings Inc.
P
2017-04-05
2018-08-27
6 Cotiviti Holdings Inc.
P
2017-04-06
2018-08-27
1 Cotiviti Holdings Inc.
P
2017-04-11
2018-08-27
12 Cotiviti Holdings Inc.
P
2017-04-12
2018-08-27
28 Cotiviti Holdings Inc.
P
2017-04-13
2018-08-27
30 Cotiviti Holdings Inc.
P
2017-08-03
2018-08-27
14 Cotiviti Holdings Inc.
P
2017-08-04
2018-08-27
20 Cotiviti Holdings Inc.
P
2017-08-07
2018-08-27
38 Cotiviti Holdings Inc.
P
2017-08-08
2018-08-27
33 Cotiviti Holdings Inc.
P
2018-01-30
2018-08-27
26 Cotiviti Holdings Inc.
P
2018-01-31
2018-08-27
49 CDW Corporation of Delaware
P
2017-02-23
2018-09-04
24 Carlisle Companies Inc.
P
2017-02-23
2018-09-05
16 Carlisle Companies Inc.
P
2016-02-19
2018-09-05
21 Carlisle Companies Inc.
P
2016-02-19
2018-09-06
15 RBC Bearings Inc.
P
2017-02-23
2018-10-15
7 RBC Bearings Inc.
P
2017-02-23
2018-10-16
52 Bank of the Ozarks
P
2017-02-23
2018-10-22
57 Bank of the Ozarks
P
2017-09-13
2018-10-22
15 Bank of the Ozarks
P
2017-09-12
2018-10-22
15 Bank of the Ozarks
P
2016-04-11
2018-10-22
21 Bank of the Ozarks
P
2016-04-11
2018-10-23
33 Bank of the Ozarks
P
2016-04-12
2018-10-23
8 Core Laboratories Inc.
P
2012-07-27
2018-10-31
21 Core Laboratories Inc.
P
2015-09-29
2018-10-31
21 Core Laboratories Inc.
P
2017-09-13
2018-10-31
24 Landstar Systems Inc.
P
2017-02-23
2018-10-31
9 Landstar Systems Inc.
P
2009-03-06
2018-10-31
30 Primerica Inc.
P
2017-02-23
2018-10-31
14 Core Laboratories Inc.
P
2017-09-13
2018-11-01
2 Core Laboratories Inc.
P
2017-09-12
2018-11-01
28 Landstar Systems Inc.
P
2009-03-06
2018-11-01
7 Primerica Inc.
P
2017-02-23
2018-11-01
7 UnitedHealth Group Inc.
P
2017-02-01
2017-12-01
15 Oracle Corp.
P
2017-06-22
2017-12-19
41 Oracle Corp.
P
2017-07-05
2017-12-19
16 Dollar Tree Stores Inc.
P
2017-08-24
2018-01-09
7 Dollar Tree Stores Inc.
P
2017-08-30
2018-01-09
23 Facebook Inc. Class A
P
2014-10-16
2018-01-16
5 Kraft Heinz Co.
P
2016-08-12
2018-01-16
14 Kraft Heinz Co.
P
2016-09-08
2018-01-16
3 Kraft Heinz Co.
P
2016-01-25
2018-01-16
12 Mastercard Inc. Class A
P
2016-09-01
2018-01-16
4 Mastercard Inc. Class A
P
2015-02-20
2018-01-16
14 Lauder Estee Cos. Inc. Class A
P
2016-11-17
2018-01-22
3 Sherwin Williams Co.
P
2017-12-07
2018-01-29
3 Sherwin Williams Co.
P
2017-11-21
2018-01-29
25 Starbucks Corp.
P
2017-05-19
2018-01-29
15 Starbucks Corp.
P
2017-11-03
2018-01-29
36 Schwab Charles Corp.
P
2017-02-21
2018-01-30
2 Schwab Charles Corp.
P
2017-06-22
2018-01-30
5 Lauder Estee Cos. Inc. Class A
P
2016-11-17
2018-01-31
10 Lauder Estee Cos. Inc. Class A
P
2016-11-30
2018-01-31
14 Apple Inc.
P
2017-11-03
2018-02-07
8 Apple Inc.
P
2017-10-30
2018-02-07
28 Analog Devices Inc.
P
2017-10-04
2018-02-08
13 Analog Devices Inc.
P
2017-08-30
2018-02-08
15 Analog Devices Inc.
P
2017-06-13
2018-02-08
26 Analog Devices Inc.
P
2017-06-13
2018-02-09
18 Analog Devices Inc.
P
2017-06-22
2018-02-09
2 Analog Devices Inc.
P
2017-06-22
2018-02-20
20 Analog Devices Inc.
P
2017-06-20
2018-02-20
21 Analog Devices Inc.
P
2017-07-11
2018-02-20
1 Booking Holdings Inc.
P
2016-08-12
2018-02-28
1 Microsoft Corp.
P
2017-01-27
2018-03-02
23 Microsoft Corp.
P
2016-12-20
2018-03-02
15 Kraft Heinz Co.
P
2016-01-25
2018-03-22
80 Kraft Heinz Co.
P
2015-11-12
2018-03-22
2 Alphabet Inc. Class A
P
2013-02-01
2018-03-28
5 Apple Inc.
P
2017-10-30
2018-03-28
11 Apple Inc.
P
2016-04-13
2018-03-28
6 Facebook Inc. Class A
P
2014-10-16
2018-04-05
23 Facebook Inc. Class A
P
2014-10-15
2018-04-05
17 Edwards Lifescience Corp.
P
2018-01-09
2018-04-16
5 Lauder Estee Cos. Inc. Class A
P
2016-11-30
2018-04-16
9 Lauder Estee Cos. Inc. Class A
P
2013-09-03
2018-04-16
14 Pepsico Inc.
P
2018-01-22
2018-04-25
18 Pepsico Inc.
P
2010-03-22
2018-04-25
10 Lauder Estee Cos. Inc. Class A
P
2013-09-03
2018-05-16
6 Lauder Estee Cos. Inc. Class A
P
2013-07-26
2018-05-16
21 Starbucks Corp.
P
2017-11-03
2018-06-05
23 Starbucks Corp.
P
2016-11-08
2018-06-05
4 Starbucks Corp.
P
2016-09-12
2018-06-05
1 Edwards Lifescience Corp.
P
2018-01-09
2018-06-15
13 Edwards Lifescience Corp.
P
2016-12-27
2018-06-15
4 Edwards Lifescience Corp.
P
2016-11-10
2018-06-15
9 Oracle Corp.
P
2017-07-05
2018-06-20
62 Oracle Corp.
P
2017-03-16
2018-06-20
45 Oracle Corp.
P
2017-05-18
2018-06-20
73 Oracle Corp.
P
2017-03-07
2018-06-20
26 Lauder Estee Cos. Inc. Class A
P
2013-07-26
2018-06-28
1 UnitedHealth Group Inc.
P
2017-02-01
2018-06-28
6 UnitedHealth Group Inc.
P
2016-11-30
2018-06-28
79 Qualcomm Inc.
P
2018-01-16
2018-07-26
2 Qualcomm Inc.
P
2018-01-18
2018-07-26
17 Starbucks Corp.
P
2016-09-12
2018-08-14
19 Starbucks Corp.
P
2016-11-10
2018-08-14
24 Starbucks Corp.
P
2016-09-28
2018-08-14
2 Starbucks Corp.
P
2012-07-27
2018-08-14
18 Visa Inc. Class A
P
2011-07-01
2018-08-24
19 Dollar Tree Stores Inc.
P
2018-03-09
2018-08-27
15 Dollar Tree Stores Inc.
P
2017-08-30
2018-08-27
26 Edwards Lifescience Corp.
P
2016-11-10
2018-09-04
11 Apple Inc.
P
2018-05-03
2018-09-11
71 Pepsico Inc.
P
2010-03-22
2018-09-18
0.6 Garrett Motion Inc.
P
2015-01-16
2018-10-01
1 Edwards Lifescience Corp.
P
2016-11-10
2018-10-02
10 Edwards Lifescience Corp.
P
2016-11-17
2018-10-02
7 Garrett Motion Inc.
P
2015-01-06
2018-10-02
10 Ulta Beauty Inc.
P
2017-07-18
2018-10-18
1 Accenture PLC Ireland Class A
P
2018-09-11
2018-10-19
1 Air Products & Chemicals Inc.
P
2018-06-20
2018-10-19
2 American Tower Corp.
P
2018-06-20
2018-10-19
1 Apple Inc.
P
2018-05-03
2018-10-19
2 Becton Dickinson & Co.
P
2018-02-06
2018-10-19
1 Booking Holdings Inc.
P
2018-05-10
2018-10-19
2 S&P Global Inc.
P
2018-02-09
2018-10-19
31 Ebay Inc.
P
2017-11-01
2018-10-19
40 Ebay Inc.
P
2017-09-07
2018-10-19
26 Ebay Inc.
P
2017-10-19
2018-10-19
2 Edwards Lifescience Corp.
P
2016-11-17
2018-10-19
3 Fidelity National Information Services
P
2017-12-05
2018-10-19
3 Honeywell International Inc.
P
2015-01-06
2018-10-19
9 Intercontinental Exchange
P
2016-09-01
2018-10-19
1 Mastercard Inc. Class A
P
2015-02-20
2018-10-19
5 Microsoft Corp.
P
2016-12-20
2018-10-19
16 Mondelez International Inc.
P
2017-07-05
2018-10-19
2 Quest Diagnostics Inc.
P
2018-06-25
2018-10-19
2 UnitedHealth Group Inc.
P
2016-11-30
2018-10-19
1 Visa Inc. Class A
P
2011-07-01
2018-10-19
38 Ebay Inc.
P
2017-10-19
2018-10-29
44 Ebay Inc.
P
2017-08-30
2018-10-29
96 Ebay Inc.
P
2017-08-24
2018-10-29
0.167 Resideo Technologies
P
2015-01-06
2018-10-29
12 Resideo Technologies
P
2015-01-06
2018-10-30
8 Monster Beverage Corp.
P
2016-11-08
2018-11-15
22 Monster Beverage Corp.
P
2016-04-04
2018-11-15
2 Monster Beverage Corp.
P
2018-03-05
2018-11-15
9 Dollar Tree Stores Inc.
P
2017-08-30
2018-11-29
34 Dollar Tree Stores Inc.
P
2014-11-18
2018-11-29
31 Quest Diagnostics Inc.
P
2018-06-25
2018-11-29
17 Quest Diagnostics Inc.
P
2018-06-26
2018-11-29
6 Praxair Inc.
P
2014-09-18
2017-12-11
72 Praxair Inc.
P
2016-08-23
2017-12-11
12 Praxair Inc.
P
2016-03-03
2017-12-11
14 Express Scripts Holding Co.
P
2016-08-23
2018-01-17
27 Delphi Technologies PLC
P
2016-08-23
2018-01-24
88 Express Scripts Holding Co.
P
2016-08-23
2018-01-26
16 Express Scripts Holding Co.
P
2016-03-03
2018-01-26
9 Express Scripts Holding Co.
P
2008-02-21
2018-01-26
7 Amazon.com Inc.
P
2017-08-29
2018-02-22
2 Amazon.com Inc.
P
2016-08-23
2018-02-22
65 Cabot Oil & Gas
P
2018-01-23
2018-03-26
338 Cabot Oil & Gas
P
2016-08-23
2018-03-26
10 Cabot Oil & Gas
P
2016-06-08
2018-03-26
23 Cabot Oil & Gas
P
2015-09-03
2018-03-26
29 Cabot Oil & Gas
P
2017-06-13
2018-03-26
53 Cabot Oil & Gas
P
2016-03-03
2018-03-26
21 Liberty Global PLC Class C
P
2015-01-13
2018-04-11
19 Liberty Global PLC Class C
P
2016-03-03
2018-04-11
7 Fedex Corp.
P
2018-01-09
2018-04-12
5 Fedex Corp.
P
2017-04-06
2018-04-12
81 Aptiv PLC
P
2016-08-23
2018-04-13
6 Amazon.com Inc.
P
2016-08-23
2018-04-19
21 Liberty Global PLC Class C
P
2016-03-03
2018-04-24
254 Liberty Global PLC Class C
P
2016-08-23
2018-04-24
49 Fedex Corp.
P
2017-04-06
2018-05-10
50 Axalta Coating Systems Inc.
P
2017-06-13
2018-06-15
224 Axalta Coating Systems Inc.
P
2017-05-12
2018-06-15
66 Axalta Coating Systems Inc.
P
2018-01-23
2018-06-15
30 Axalta Coating Systems Inc.
P
2017-08-18
2018-06-15
4 Amazon.com Inc.
P
2016-08-23
2018-07-12
63 Occidental Petroleum Corp.
P
2016-08-23
2018-07-24
5 Occidental Petroleum Corp.
P
2016-05-09
2018-07-24
8 Occidental Petroleum Corp.
P
2016-05-09
2018-07-24
10 Occidental Petroleum Corp.
P
2015-08-14
2018-07-24
23 Occidental Petroleum Corp.
P
2016-03-03
2018-07-24
12 Occidental Petroleum Corp.
P
2017-06-13
2018-07-24
36 JPMorgan Chase & Co.
P
2018-04-19
2018-08-10
79 JPMorgan Chase & Co.
P
2016-08-23
2018-08-10
214 Johnson Controls International PLC
P
2016-09-02
2018-09-05
133 Johnson Controls International PLC
P
2016-08-23
2018-09-05
42 Johnson Controls International PLC
P
2016-12-15
2018-09-05
42 Johnson Controls International PLC
P
2018-01-29
2018-09-05
29 Johnson Controls International PLC
P
2018-01-18
2018-09-05
40 Encana Corp.
P
2015-01-20
2018-09-13
45 Encana Corp.
P
2015-06-18
2018-09-13
349 Encana Corp.
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2016-08-23
2018-09-13
50 Aetna Inc.
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2018-02-12
2018-11-29
14 Aetna Inc.
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2018-04-19
2018-11-29
30 Aetna Inc.
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2017-01-24
2018-11-29
54 Aetna Inc.
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2016-09-26
2018-11-29
24 Aetna Inc.
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2016-10-13
2018-11-29
0.1016 CVS Health Corp.
P
2018-11-29
2018-11-29
40 CVS Health Corp.
P
2018-11-29
2018-11-30
389 Hercules Cap 6.25% Pfd
P
2016-06-23
2018-04-02
3033 First Trust Strategic Income Adv Opp Port
P
2017-08-31
2018-11-06
17.048 First Trust Strategic Income Adv Opp Port
P
2017-09-25
2018-11-06
17.305 First Trust Strategic Income Adv Opp Port
P
2017-10-25
2018-11-06
227.613 First Trust Strategic Income Adv Opp Port
P
2017-11-27
2018-11-06
782 Clearbridge American Energy MLP Fund Inc.
P
2015-12-30
2018-03-21
671 Clearbridge American Energy MLP Fund Inc.
P
2016-03-15
2018-03-21
254 Clearbridge American Energy MLP Fund Inc.
P
2016-07-26
2018-03-21
82 Clearbridge American Energy MLP Fund Inc.
P
2016-12-08
2018-03-21
170 Clearbridge American Energy MLP Fund Inc.
P
2017-06-07
2018-03-21
84.093 Fidelity Advisor Consumer Discretionary Cl I
P
2017-03-14
2018-03-21
25 First Trust Indls Prod Durable Alphadex ETF
P
2017-06-07
2018-03-21
595.013 Hennessy Mid Cap 30 Fund Inst
P
2016-07-26
2018-03-21
68.52 Hennessy Mid Cap 30 Fund Inst
P
2016-09-28
2018-03-21
820.134 Hennessy Mid Cap 30 Fund Inst
P
2016-12-08
2018-03-21
18.535 Hennessy Mid Cap 30 Fund Inst
P
2016-12-09
2018-03-21
288.015 Hennessy Mid Cap 30 Fund Inst
P
2017-12-11
2018-03-21
79.066 Hennessy Japan Fund Investor Class
P
2015-09-01
2018-03-21
456 Tortoise MLP Fund Inc.
P
2015-12-30
2018-03-21
273 Tortoise MLP Fund Inc.
P
2016-03-15
2018-03-21
88 Tortoise MLP Fund Inc.
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2016-07-26
2018-03-21
62 Tortoise MLP Fund Inc.
P
2016-12-08
2018-03-21
54 Tortoise MLP Fund Inc.
P
2017-06-07
2018-03-21
1632.759 Blackrock Global Long/Short Credit Fd
P
2017-10-10
2018-08-08
19.002 Blackrock Global Long/Short Credit Fd
P
2017-12-26
2018-08-08
23.823 Blackrock Global Long/Short Credit Fd
P
2018-03-21
2018-08-08
34.097 Fidelity Advisor Consumer Discretionary Cl I
P
2017-03-14
2018-08-08
425 First Trust Indls Prod Durable Alphadex ETF
P
2017-06-07
2018-08-08
6.688 Hennessy Japan Fund Investor Class
P
2015-09-01
2018-08-08
1242.77 JPMorgan Europe Dynamic Fund L
P
2017-06-07
2018-08-08
21.828 JPMorgan Europe Dynamic Fund L
P
2017-12-21
2018-08-08
7.145 JPMorgan Europe Dynamic Fund L
P
2018-03-21
2018-08-08
1085.549 Northern Lights Eagle MLP Strategy Fund I
P
2017-06-07
2018-08-08
3.258 Van Eck Global Hardasset Fund Y
P
2016-09-28
2018-08-08
1599.355 Eaton Vance Global Macro Absol Ret Adv Fd I
P
2017-06-07
2018-10-25
51.577 Eaton Vance Global Macro Absol Ret Adv Fd I
P
2017-12-29
2018-10-25
24.712 Eaton Vance Global Macro Absol Ret Adv Fd I
P
2018-03-21
2018-10-25
1832.371 Eaton Vance Global Macro Absol Ret Adv Fd I
P
2018-08-08
2018-10-25
1921.759 Van Eck Emerging Markets Fund Y
P
2017-10-10
2018-10-25
7.746 Van Eck Emerging Markets Fund Y
P
2017-12-26
2018-10-25
744.143 Van Eck Emerging Markets Fund Y
P
2018-03-21
2018-10-25
450.118 Van Eck Emerging Markets Fund Y
P
2018-08-08
2018-10-25
282.851 Van Eck Global Hardasset Fund Y
P
2016-09-28
2018-10-25
0.293 Van Eck Global Hardasset Fund Y
P
2016-12-27
2018-10-25
708.307 Van Eck Global Hardasset Fund Y
P
2017-06-07
2018-10-25
6.944 Van Eck Global Hardasset Fund Y
P
2018-03-21
2018-10-25
1865.041 Fidelity Advisor Real Estate Income Fd Inst
P
2017-06-07
2017-12-28
7.877 Fidelity Advisor Real Estate Income Fd Inst
P
2017-09-11
2017-12-28
3.425 Fidelity Advisor Real Estate Income Fd Inst
P
2017-09-11
2017-12-28
22.091 Fidelity Advisor Real Estate Income Fd Inst
P
2017-09-11
2017-12-28
10.45 Fidelity Advisor Real Estate Income Fd Inst
P
2017-12-18
2017-12-28
36.1 Fidelity Advisor Real Estate Income Fd Inst
P
2017-12-28
3494.376 Eaton Vance Emerging Mkts Local Income Fd I
P
2017-06-07
2018-03-21
29.934 Eaton Vance Emerging Mkts Local Income Fd I
P
2017-06-30
2018-03-21
29.832 Eaton Vance Emerging Mkts Local Income Fd I
P
2017-07-31
2018-03-21
29.685 Eaton Vance Emerging Mkts Local Income Fd I
P
2017-08-31
2018-03-21
30.088 Eaton Vance Emerging Mkts Local Income Fd I
P
2017-09-29
2018-03-21
27.491 Eaton Vance Emerging Mkts Local Income Fd I
P
2017-10-31
2018-03-21
27.483 Eaton Vance Emerging Mkts Local Income Fd I
P
2017-11-30
2018-03-21
27.734 Eaton Vance Emerging Mkts Local Income Fd I
P
2017-12-29
2018-03-21
27.173 Eaton Vance Emerging Mkts Local Income Fd I
P
2018-01-31
2018-03-21
27.626 Eaton Vance Emerging Mkts Local Income Fd I
P
2018-02-28
2018-03-21
36.133 Fidelity Advisor Consumer Discretionary Cl I
P
2015-09-14
2018-03-21
4.276 Fidelity Advisor Consumer Discretionary Cl I
P
2015-12-21
2018-03-21
73.015 Fidelity Advisor Consumer Discretionary Cl I
P
2016-03-15
2018-03-21
32 First Trust Indls Prod Durable Alphadex ETF
P
2016-12-08
2018-03-21
612.556 Hennessy Mid Cap 30 Fund Inst
P
2016-03-15
2018-03-21
130.141 Hennessy Mid Cap 30 Fund Inst
P
2016-03-23
2018-03-21
259.067 Hennessy Mid Cap 30 Fund Inst
P
2016-03-28
2018-03-21
20.268 Hennessy Mid Cap 30 Fund Inst
P
2016-12-09
2018-03-21
195.953 Hennessy Mid Cap 30 Fund Inst
P
2017-12-11
2018-03-21
52.233 Hennessy Japan Fund Investor Class
P
2016-03-15
2018-03-21
6.405 Hennessy Focus Fund Inst
P
2017-06-07
2018-03-21
99.2 Van Eck Emerging Markets Fund Y
P
2017-10-10
2018-03-21
844.944 JPMorgan European Dynamic Fund Class L
P
2017-06-07
2018-07-25
14.84 JPMorgan European Dynamic Fund Class L
P
2017-12-21
2018-07-25
6.638 JPMorgan European Dynamic Fund Class L
P
2018-03-21
2018-07-25
4443.87 Blackrock Global Long/Short Cred Fund Inv
P
2017-10-10
2018-08-08
51.718 Blackrock Global Long/Short Cred Fund Inv
P
2017-12-26
2018-08-08
70.605 Blackrock Global Long/Short Cred Fund Inv
P
2018-03-21
2018-08-08
5150.312 Eaton Vance Short Duration Strat Income Fd I
P
2016-12-08
2018-08-08
21.877 Eaton Vance Short Duration Strat Income Fd I
P
2016-12-30
2018-08-08
21.861 Eaton Vance Short Duration Strat Income Fd I
P
2017-01-31
2018-08-08
19.651 Eaton Vance Short Duration Strat Income Fd I
P
2017-02-28
2018-08-08
19.422 Eaton Vance Short Duration Strat Income Fd I
P
2017-03-31
2018-08-08
19.434 Eaton Vance Short Duration Strat Income Fd I
P
2017-04-28
2018-08-08
19.471 Eaton Vance Short Duration Strat Income Fd I
P
2017-05-31
2018-08-08
856.836 Eaton Vance Short Duration Strat Income Fd I
P
2017-06-07
2018-08-08
22.383 Eaton Vance Short Duration Strat Income Fd I
P
2017-06-30
2018-08-08
22.457 Eaton Vance Short Duration Strat Income Fd I
P
2017-07-31
2018-08-08
22.561 Eaton Vance Short Duration Strat Income Fd I
P
2017-08-31
2018-08-08
22.666 Eaton Vance Short Duration Strat Income Fd I
P
2017-09-29
2018-08-08
20.451 Eaton Vance Short Duration Strat Income Fd I
P
2017-10-31
2018-08-08
20.546 Eaton Vance Short Duration Strat Income Fd I
P
2017-11-30
2018-08-08
20.642 Eaton Vance Short Duration Strat Income Fd I
P
2017-12-29
2018-08-08
20.489 Eaton Vance Short Duration Strat Income Fd I
P
2018-01-31
2018-08-08
20.694 Eaton Vance Short Duration Strat Income Fd I
P
2018-02-28
2018-08-08
41.578 Eaton Vance Short Duration Strat Income Fd I
P
2018-03-21
2018-08-08
21.011 Eaton Vance Short Duration Strat Income Fd I
P
2018-03-29
2018-08-08
21.109 Eaton Vance Short Duration Strat Income Fd I
P
2018-04-30
2018-08-08
21.38 Eaton Vance Short Duration Strat Income Fd I
P
2018-05-31
2018-08-08
21.629 Eaton Vance Short Duration Strat Income Fd I
P
2018-06-29
2018-08-08
21.613 Eaton Vance Short Duration Strat Income Fd I
P
2018-07-31
2018-08-08
44.958 Fidelity Advisor Consumer Discretionary Cl I
P
2016-03-15
2018-08-08
15.868 Fidelity Advisor Floating Rate High Income Cl I
P
2016-09-29
2018-08-08
569 First Trust Indls Prod Durable Alphadex ETF
P
2016-12-08
2018-08-08
12 First Trust Indls Prod Durable Alphadex ETF
P
2017-03-14
2018-08-08
3.271 Hennessy Japan Fund Investor Class
P
2016-03-15
2018-08-08
6.429 Hennessy Focus Fund Inst
P
2017-06-07
2018-08-08
994.677 Northern Lights Eagle MLP Strategy Fund I
P
2016-03-15
2018-08-08
0.87 Van Eck Global Hardasset Fund Y
P
2016-03-15
2018-08-08
140.364 Eaton Vance Global Macro Absol Ret Adv Fd I
P
2017-12-29
2018-10-25
73.365 Eaton Vance Global Macro Absol Ret Adv Fd I
P
2018-03-21
2018-10-25
5012.351 Eaton Vance Global Macro Absol Ret Adv Fd I
P
2018-08-08
2018-10-25
4247.797 Eaton Vance Global Macro Absol Ret Adv Fd I
P
2016-12-08
2018-10-25
104.714 Eaton Vance Global Macro Absol Ret Adv Fd I
P
2016-12-30
2018-10-25
1208.41 Van Eck Emerging Markets Fund Y
P
2017-10-10
2018-10-25
5.27 Van Eck Emerging Markets Fund Y
P
2017-12-26
2018-10-25
207.92 Van Eck Emerging Markets Fund Y
P
2018-08-08
2018-10-25
499.642 Van Eck Global Hardasset Fund Y
P
2016-03-15
2018-10-25
43.86 Van Eck Global Hardasset Fund Y
P
2016-03-23
2018-10-25
87.443 Van Eck Global Hardasset Fund Y
P
2016-03-28
2018-10-25
0.24 Van Eck Global Hardasset Fund Y
P
2016-12-27
2018-10-25
44.795 Van Eck Global Hardasset Fund Y
P
2017-03-14
2018-10-25
5.549 Van Eck Global Hardasset Fund Y
P
2018-03-21
2018-10-25
92 Cerner Corp.
P
2017-10-03
2017-12-04
4 Cerner Corp.
P
2017-11-02
2017-12-04
7 Newell Brands Inc.
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2016-11-03
2017-12-04
22 Newell Brands Inc.
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2016-12-02
2017-12-04
17 Newell Brands Inc.
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2017-01-04
2017-12-04
11 Newell Brands Inc.
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2017-03-02
2017-12-04
6 Newell Brands Inc.
P
2017-04-04
2017-12-04
11 Newell Brands Inc.
P
2017-08-02
2017-12-04
16 Newell Brands Inc.
P
2017-10-03
2017-12-04
52 Newell Brands Inc.
P
2017-11-02
2017-12-04
64 Newell Brands Inc.
P
2016-02-03
2017-12-04
37 Mastercard Inc.
P
2017-02-02
2018-01-04
4 Mastercard Inc.
P
2017-03-02
2018-01-04
1 Mastercard Inc.
P
2017-07-06
2018-01-04
7 Mastercard Inc.
P
2017-12-04
2018-01-04
8 Amphenol Corp. Class A
P
2016-02-03
2018-01-09
26 Air Lease Corp. Class A
P
2016-02-03
2018-01-09
2 Broadcom Ltd.
P
2016-02-03
2018-01-09
6 Celgene Corp.
P
2017-10-03
2018-01-09
13 Discover Financial Services
P
2016-02-03
2018-01-09
7 Dollar Tree Inc.
P
2016-02-03
2018-01-09
10 DowDuPont Inc.
P
2016-03-02
2018-01-09
5 Walt Disney Co.
P
2017-11-02
2018-01-09
8 Gartner Inc.
P
2017-04-04
2018-01-09
33 Louisiana Pacific Corp.
P
2016-02-03
2018-01-09
16 Marathon Petroleum Corp.
P
2016-02-03
2018-01-09
10 Owens Corning
P
2018-01-04
2018-01-09
4 PNC Financial Services Group Inc.
P
2016-02-03
2018-01-09
5 Regency Centers Corp.
P
2017-09-06
2018-01-09
11 ServiceNow Inc.
P
2016-02-03
2018-01-09
2 ServiceNow Inc.
P
2016-12-02
2018-01-09
6 Synopsys Inc.
P
2017-11-02
2018-01-09
41 Gartner Inc.
P
2017-04-04
2018-05-02
3 Gartner Inc.
P
2017-08-02
2018-05-02
7 Gartner Inc.
P
2017-12-04
2018-05-02
42 Marathon Petroleum Corp.
P
2016-02-03
2018-05-02
15 Marathon Petroleum Corp.
P
2016-03-02
2018-05-02
4 Marathon Petroleum Corp.
P
2016-04-05
2018-05-02
10 Marathon Petroleum Corp.
P
2017-01-04
2018-05-02
8 Marathon Petroleum Corp.
P
2017-03-02
2018-05-02
1 Marathon Petroleum Corp.
P
2017-04-04
2018-05-02
4 Marathon Petroleum Corp.
P
2017-07-06
2018-05-02
1 Marathon Petroleum Corp.
P
2017-08-02
2018-05-02
11 Marathon Petroleum Corp.
P
2017-12-04
2018-05-02
70 Owens Corning
P
2018-01-04
2018-05-02
4 ServiceNow Inc.
P
2016-12-02
2018-05-02
1 Broadcom Ltd.
P
2016-02-03
2018-06-05
39 Celgene Corp.
P
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2018-06-05
18 Celgene Corp.
P
2017-11-02
2018-06-05
6 Celgene Corp.
P
2017-12-04
2018-06-05
23 Celgene Corp.
P
2018-05-02
2018-06-05
9 Broadcom Ltd.
P
2016-02-03
2018-09-06
7 Broadcom Ltd.
P
2016-12-02
2018-09-06
2 Broadcom Ltd.
P
2017-01-04
2018-09-06
2 Broadcom Ltd.
P
2017-03-02
2018-09-06
1 Broadcom Ltd.
P
2017-07-06
2018-09-06
3 Broadcom Ltd.
P
2017-12-04
2018-09-06
8 Broadcom Ltd.
P
2018-05-02
2018-09-06
2 Dollar Tree Inc.
P
2016-02-03
2018-09-06
4 Dollar Tree Inc.
P
2016-04-05
2018-09-06
6 Dollar Tree Inc.
P
2016-10-03
2018-09-06
2 Dollar Tree Inc.
P
2016-11-03
2018-09-06
10 Dollar Tree Inc.
P
2017-01-04
2018-09-06
7 Dollar Tree Inc.
P
2017-01-04
2018-09-06
9 Dollar Tree Inc.
P
2017-03-02
2018-09-06
20 Dollar Tree Inc.
P
2017-07-06
2018-09-06
1 Dollar Tree Inc.
P
2017-12-04
2018-09-06
17 Dollar Tree Inc.
P
2018-05-02
2018-09-06
22 Dollar Tree Inc.
P
2018-06-05
2018-09-06
100000 Barclays Bank PLC 11%/CVX, MPC, COP
P
2017-09-15
2017-12-22
100000 UBS AG/KRE,XBI 10/02/2019
P
2017-09-27
2018-01-02
100000 Credit Suisse/XLE, XLF, XLI & XLB 1/30/18
P
2017-01-26
2018-01-30
50000 Societe Generale 10.25%/GDX & EEM 10/31/19
P
2017-10-26
2018-01-31
100000 Barclays Bank PLC 11.85%/WFC, BAC & C
P
2017-10-30
2018-02-05
100000 Credit Suisse London/Russell 2000 7/3/2019
P
2015-12-29
2018-03-22
55000 UBS AG 11.45%/XBI & XLE 11/26/2019
P
2017-11-22
2018-05-24
100000 JPMorgan Chase 10.50%/VLO, CVX & MRO
P
2017-02-24
2018-05-30
100000 Royal Bk of Canada/XLE & XLF 06/01/2018
P
2016-11-29
2018-06-01
100000 Barclays Bank PLC 10%/CVX, MPC, COP
P
2017-12-20
2018-06-27
100000 HSBC USA Inc 9%/KRE & XBI 01/10/2020
P
2018-01-08
2018-07-10
70000 Barclays Bank PLC 9.5%/KRE & XLE 4/30/20
P
2018-04-26
2018-08-02
50000 JPMorgan Chase/SX5NFE 08/30/2018
P
2015-08-27
2018-08-30
100000 Citigroup Inc. 9.70%/GS, BAC & USB 6/8/20
P
2018-06-01
2018-09-12
Capital Gain Dividends
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
648
466
182
b
895
652
243
c
381
280
101
d
3,252
1,877
1,375
e
425
291
134
201
211
-10
105
119
-14
224
196
28
152
96
56
118
113
5
389
338
51
242
188
54
218
173
45
203
168
35
760
1,052
-292
147
123
24
125
93
32
148
171
-23
131
100
31
134
112
22
186
94
92
1,489
2,120
-631
356
514
-158
490
608
-118
267
330
-63
45
55
-10
1,698
2,081
-383
42
58
-16
1,267
1,630
-363
1,310
1,668
-358
972
1,182
-210
1,584
1,901
-317
3,383
3,564
-181
2,472
1,511
961
2,623
2,376
247
250
223
27
1,611
1,475
136
1,656
1,515
141
269
245
24
45
42
3
537
504
33
1,253
1,163
90
1,343
1,102
241
627
528
99
895
752
143
1,701
1,401
300
1,477
1,154
323
1,164
912
252
4,273
2,921
1,352
3,036
2,528
508
2,024
1,408
616
2,662
1,848
814
2,087
1,398
689
979
652
327
1,326
2,863
-1,537
1,453
2,517
-1,064
382
654
-272
382
630
-248
527
882
-355
828
1,346
-518
692
894
-202
1,815
2,036
-221
1,815
2,000
-185
2,430
2,081
349
911
252
659
3,332
2,408
924
1,208
1,333
-125
173
186
-13
2,806
784
2,022
770
562
208
1,581
1,139
442
718
762
-44
1,962
2,047
-85
1,744
1,287
457
763
557
206
4,124
1,665
2,459
394
451
-57
1,102
1,250
-148
236
224
12
1,946
1,165
781
649
357
292
1,884
1,099
785
1,263
1,218
45
1,263
1,167
96
1,438
1,544
-106
863
845
18
1,933
1,507
426
107
84
23
683
392
291
1,365
781
584
2,262
2,409
-147
1,293
1,330
-37
2,357
2,429
-72
1,094
1,085
9
1,263
1,215
48
2,132
2,106
26
1,476
1,456
20
177
162
15
1,774
1,606
168
1,862
1,682
180
2,050
1,406
644
92
65
27
2,119
1,458
661
923
1,118
-195
4,924
5,664
-740
2,019
763
1,256
836
831
5
1,839
1,231
608
953
434
519
3,654
1,658
1,996
2,358
2,022
336
758
391
367
1,365
601
764
1,418
1,700
-282
1,823
1,193
630
1,439
668
771
864
398
466
1,168
1,183
-15
1,279
1,259
20
222
218
4
151
119
32
1,969
1,224
745
606
371
235
385
449
-64
2,655
2,897
-242
1,927
1,992
-65
3,126
3,117
9
3,699
1,725
1,974
242
163
79
1,455
952
503
4,891
5,404
-513
124
136
-12
887
928
-41
991
1,025
-34
1,252
1,293
-41
104
48
56
2,591
313
2,278
1,778
1,750
28
1,404
1,194
210
3,677
2,409
1,268
2,407
1,929
478
8,111
4,704
3,407
11
6
5
163
93
70
1,628
907
721
122
73
49
2,801
2,595
206
157
171
-14
156
158
-2
300
280
20
218
175
43
477
444
33
1,803
2,065
-262
376
354
22
882
1,166
-284
1,138
1,498
-360
739
959
-220
294
181
113
312
284
28
466
293
173
667
512
155
204
89
115
544
317
227
671
692
-21
207
229
-22
529
317
212
140
17
123
1,033
1,401
-368
1,196
1,580
-384
2,609
3,338
-729
4
2
2
276
203
73
441
546
-105
1,213
1,408
-195
110
112
-2
788
716
72
2,978
2,097
881
2,719
3,556
-837
1,491
1,914
-423
912
801
111
10,944
8,811
2,133
1,824
1,244
580
1,132
1,085
47
1,515
918
597
7,149
6,820
329
1,300
1,150
150
731
293
438
10,453
6,662
3,791
2,987
1,527
1,460
1,543
1,837
-294
8,025
8,750
-725
237
255
-18
546
534
12
689
664
25
1,258
1,160
98
643
746
-103
582
605
-23
1,701
1,876
-175
1,215
980
235
6,952
4,512
2,440
9,353
4,582
4,771
672
669
3
8,127
7,962
165
12,089
9,602
2,487
1,551
1,650
-99
6,946
6,980
-34
2,047
2,045
2
930
877
53
7,138
3,054
4,084
5,250
4,819
431
417
380
37
667
605
62
833
735
98
1,917
1,637
280
1,000
730
270
4,146
4,021
125
9,098
5,234
3,864
8,157
9,778
-1,621
5,070
5,998
-928
1,601
1,806
-205
1,601
1,702
-101
1,105
1,139
-34
485
516
-31
545
541
4
4,228
3,522
706
10,613
8,808
1,805
2,972
2,464
508
6,368
3,524
2,844
11,462
6,205
5,257
5,094
2,640
2,454
8
8
3,196
3,211
-15
9,725
9,821
-96
25,825
29,998
-4,173
145
166
-21
147
169
-22
1,938
1,946
-8
5,514
5,395
119
4,731
3,923
808
1,791
2,086
-295
578
718
-140
1,199
1,510
-311
2,428
1,978
450
1,026
877
149
11,597
11,763
-166
1,335
1,343
-8
15,984
17,190
-1,206
361
385
-24
5,613
5,668
-55
2,826
1,804
1,022
7,413
6,343
1,070
4,438
3,849
589
1,430
1,574
-144
1,008
1,140
-132
878
996
-118
16,932
17,046
-114
197
197
247
248
-1
1,056
802
254
17,773
14,900
2,873
244
153
91
33,418
32,958
460
587
592
-5
192
197
-5
8,131
7,894
237
114
116
-2
15,386
16,857
-1,471
496
534
-38
238
257
-19
17,627
18,397
-770
27,231
34,092
-6,861
110
142
-32
10,545
14,548
-4,003
6,378
7,616
-1,238
8,602
10,050
-1,448
9
11
-2
21,540
22,510
-970
211
249
-38
22,287
22,642
-355
94
96
-2
41
42
-1
264
270
-6
125
125
431
433
-2
22,713
22,264
449
195
190
5
194
191
3
193
193
196
195
1
179
173
6
179
175
4
180
176
4
177
177
180
179
1
1,043
766
277
123
97
26
2,108
1,541
567
1,315
1,089
226
11,939
11,706
233
2,536
2,500
36
5,049
5,000
49
395
426
-31
3,819
3,856
-37
1,867
1,278
589
578
519
59
1,939
1,760
179
23,008
22,408
600
404
403
1
181
183
-2
46,083
46,394
-311
536
535
1
732
735
-3
37,700
37,700
160
161
-1
160
162
-2
144
145
-1
142
144
-2
142
145
-3
143
145
-2
6,272
6,393
-121
164
167
-3
164
167
-3
165
168
-3
166
168
-2
150
152
-2
150
153
-3
151
153
-2
150
153
-3
151
154
-3
304
311
-7
154
156
-2
155
156
-1
157
157
158
158
158
158
1,392
949
443
153
152
1
23,789
19,357
4,432
502
410
92
119
80
39
605
521
84
7,450
5,256
2,194
31
25
6
1,350
1,454
-104
706
763
-57
48,219
50,324
-2,105
40,864
43,200
-2,336
1,007
1,062
-55
17,123
21,437
-4,314
75
97
-22
2,946
3,518
-572
15,194
14,295
899
1,334
1,250
84
2,659
2,500
159
7
9
-2
1,362
1,562
-200
169
199
-30
6,428
6,624
-196
279
261
18
222
333
-111
697
1,003
-306
538
791
-253
348
544
-196
190
277
-87
348
575
-227
507
689
-182
1,647
1,564
83
2,027
2,731
-704
5,778
3,894
1,884
625
447
178
156
121
35
1,093
1,023
70
731
472
259
1,274
862
412
537
265
272
633
875
-242
1,015
659
356
764
603
161
759
497
262
552
493
59
1,037
868
169
920
546
374
1,108
759
349
945
935
10
595
378
217
332
325
7
1,489
667
822
271
152
119
538
520
18
4,947
4,446
501
362
380
-18
845
853
-8
3,213
1,991
1,222
1,148
514
634
306
144
162
765
518
247
612
409
203
76
50
26
306
213
93
76
56
20
842
702
140
4,610
6,548
-1,938
665
304
361
259
133
126
3,039
5,686
-2,647
1,402
1,794
-392
467
623
-156
1,792
2,007
-215
1,953
1,193
760
1,519
1,148
371
434
355
79
434
435
-1
217
234
-17
651
803
-152
1,736
1,833
-97
164
172
-8
329
323
6
493
477
16
164
150
14
821
794
27
575
617
-42
739
702
37
1,643
1,359
284
82
106
-24
1,396
1,639
-243
1,807
1,826
-19
100,000
100,000
100,000
100,000
115,750
100,000
15,750
50,000
50,000
100,000
100,000
132,444
100,000
32,444
55,000
55,000
100,000
100,000
100,000
100,000
100,000
100,000
100,000
100,000
70,000
70,000
63,590
50,000
13,590
100,000
100,000
9,653
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
182
b
243
c
101
d
1,375
e
134
-10
-14
28
56
5
51
54
45
35
-292
24
32
-23
31
22
92
-631
-158
-118
-63
-10
-383
-16
-363
-358
-210
-317
-181
961
247
27
136
141
24
3
33
90
241
99
143
300
323
252
1,352
508
616
814
689
327
-1,537
-1,064
-272
-248
-355
-518
-202
-221
-185
349
659
924
-125
-13
2,022
208
442
-44
-85
457
206
2,459
-57
-148
12
781
292
785
45
96
-106
18
426
23
291
584
-147
-37
-72
9
48
26
20
15
168
180
644
27
661
-195
-740
1,256
5
608
519
1,996
336
367
764
-282
630
771
466
-15
20
4
32
745
235
-64
-242
-65
9
1,974
79
503
-513
-12
-41
-34
-41
56
2,278
28
210
1,268
478
3,407
5
70
721
49
206
-14
-2
20
43
33
-262
22
-284
-360
-220
113
28
173
155
115
227
-21
-22
212
123
-368
-384
-729
2
73
-105
-195
-2
72
881
-837
-423
111
2,133
580
47
597
329
150
438
3,791
1,460
-294
-725
-18
12
25
98
-103
-23
-175
235
2,440
4,771
3
165
2,487
-99
-34
2
53
4,084
431
37
62
98
280
270
125
3,864
-1,621
-928
-205
-101
-34
-31
4
706
1,805
508
2,844
5,257
2,454
-15
-96
-4,173
-21
-22
-8
119
808
-295
-140
-311
450
149
-166
-8
-1,206
-24
-55
1,022
1,070
589
-144
-132
-118
-114
-1
254
2,873
91
460
-5
-5
237
-2
-1,471
-38
-19
-770
-6,861
-32
-4,003
-1,238
-1,448
-2
-970
-38
-355
-2
-1
-6
-2
449
5
3
1
6
4
4
1
277
26
567
226
233
36
49
-31
-37
589
59
179
600
1
-2
-311
1
-3
-1
-2
-1
-2
-3
-2
-121
-3
-3
-3
-2
-2
-3
-2
-3
-3
-7
-2
-1
443
1
4,432
92
39
84
2,194
6
-104
-57
-2,105
-2,336
-55
-4,314
-22
-572
899
84
159
-2
-200
-30
-196
18
-111
-306
-253
-196
-87
-227
-182
83
-704
1,884
178
35
70
259
412
272
-242
356
161
262
59
169
374
349
10
217
7
822
119
18
501
-18
-8
1,222
634
162
247
203
26
93
20
140
-1,938
361
126
-2,647
-392
-156
-215
760
371
79
-1
-17
-152
-97
-8
6
16
14
27
-42
37
284
-24
-243
-19
15,750
32,444
13,590
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
128,036
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
-5,985
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
1,243,501
27,111,035
0.04587
2017
798,084
24,531,037
0.03253
2016
783,684
19,720,132
0.03974
2015
812,531
13,815,988
0.05881
2014
821,627
15,172,802
0.05415
2
Total
of line 1, column (d)
.....................
2
0.231103
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.046221
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
28,671,789
5
Multiply line 4 by line 3
......................
5
1,325,239
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
14,997
7
Add lines 5 and 6
........................
7
1,340,236
8
Enter qualifying distributions from Part XII, line 4
,.............
8
1,400,509
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
14,997
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
3
Add lines 1 and 2
...........................
3
14,997
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
14,997
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
20,160
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
20,160
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
8
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
5,155
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
5,155
Refunded
11
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
Yes
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
Yes
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
CA
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
Yes
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
ANDERSONCHILDRENFOUNDATION.ORG
14
The books are in care of
ERIC W MARTIN CPA
Telephone no.
(760) 776-4321
Located at
74000 COUNTRY CLUB DR STE H-2
PALM DESERT
CA
ZIP+4
92260
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
No
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
No
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
No
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
No
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
ROBERTA D SCHLESINGER
Trustee
20.00
108,000
2 SANTA EUGENIA
IRVINE
,
CA
92606
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
4,490,569
b
Average of monthly cash balances
.......................
1b
1,435,496
c
Fair market value of all other assets (see instructions)
................
1c
23,182,350
d
Total
(add lines 1a, b, and c)
.........................
1d
29,108,415
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
3
Subtract line 2 from line 1d
.........................
3
29,108,415
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
436,626
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
28,671,789
6
Minimum investment return.
Enter 5% of line 5
..................
6
1,433,589
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
1,433,589
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
14,997
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
14,997
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
1,418,592
4
Recoveries of amounts treated as qualifying distributions
................
4
5
Add lines 3 and 4
............................
5
1,418,592
6
Deduction from distributable amount (see instructions)
.................
6
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
1,418,592
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
1,400,509
b
Program-related investments—total from Part IX-B
..................
1b
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
b
Cash distribution test (attach the required schedule)
.................
3b
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
1,400,509
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
14,997
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
1,385,512
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
1,418,592
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
912,760
b
Total for prior years:
20
,
20
,
20
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
b
From 2015
......
c
From 2016
......
d
From 2017
......
e
From 2018
......
f
Total
of lines 3a through e
........
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
1,400,509
a
Applied to 2018, but not more than line 2a
912,760
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
487,749
e
Remaining amount distributed out of corpus
5
Excess distributions carryover applied to 2019.
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
930,843
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
10
Analysis of line 9:
a
Excess from 2015
....
b
Excess from 2016
....
c
Excess from 2017
....
d
Excess from 2018
....
e
Excess from 2019
....
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
ANDERSON CHILDREN'S FOUNDATION
1111 E TAHQUITZ CANYON WAY SUITE 10
PALM SPRINGS
,
CA
92262
(760) 318-8146
b
The form in which applications should be submitted and information and materials they should include:
FORMAL GRANT APPLICATION
c
Any submission deadlines:
MAY 14, 2016
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
ELIGIBILITY - MUST MEET ALL FOUR OF THE FOLLOWING PREREQUISITES:1) ESTABLISHED IN THE COACHELLA VALLEY OF RIVERSIDE COUNTY, CALIFORNIA2) DIRECTLY SERVES THE YOUTH OF THE COACHELLA VALLEY3) NONPROFIT AGENCY OR ORGANIZATION4) NONPROFIT STATUS ACQUIRED THROUGH OFFICIAL MEANSOTHER INFORMATION AVAILABLE AT ORGANIZATION'S WEBSITE WWW.ANDERSONCHILDRENSFOUNDATION.ORG
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
PALM SPRINGS UNIFIED SCHOOL DISTRIC
13144 EL RIO LANE
DESERT HOT SPRINGS
,
CA
92240
NONE
EXEMPT
EDUCATIONAL SERVICES - ART WITH HEART PROGRAM
22,400
JAMES WORKMAN MIDDLE SCHOOL
69300 30TH AVE
CATHEDRAL CITY
,
CA
92234
NONE
EXEMPT
MUSIC INSTRUMENTS AND SUPPLIES TO EXPAND STRINGS, JAZZ AND CHAMBER MUSIC PROGRAMS
5,693
OLIVE CREST
73-725 EL PASEO SUITE 23C
PALM DESERT
,
CA
92260
NONE
EXEMPT
SAFE FAMILY HOME PROGRAM
20,000
INDIO HIGH SCHOOL
81-750 AVENUE 46
INDIO
,
CA
92201
NONE
EXEMPT
INSTRUMENTAL MUSIC DEPARTMENT - PURCHASE OF NEW INSTRUMENTS FOR CHILDREN UNABLE TO PROVIDE THEIR OWN INSTRUMENTS
11,854
THE WELL IN THE DESERT
555 COMMERCIAL WAY SUITE 10
PALM SPRINGS
,
CA
92262
NONE
EXEMPT
FOOD AWARENESS AND SELF-ESTEEM
7,300
WORLD AFFAIRS COUNCIL OF THE DESERT
45-200 CLUB DR SUITE B
INDIAN WELLS
,
CA
92210
NONE
EXEMPT
ACADEMIC WORLD QUEST STUDENT COMPETITION
6,000
THE STEINWAY SOCIETY OF RIVERSIDE C
PO BOX 3015
RANCHO MIRAGE
,
CA
92270
NONE
EXEMPT
SUMMER MUSIC CAMP
20,000
BOYS AND GIRLS CLUB OF CATHEDRAL CI
32141 WHISPERING PALMS TRAIL
CATHEDRAL CITY
,
CA
92234
NONE
EXEMPT
SPECIAL NEED DEVELOPMENT PROGRAM & SPECIAL NEEDS SPECIALTY STAFF
14,528
COACHELLA VALLEY HISTORICAL MUSEUM
82616 MILES AVE
INDIO
,
CA
92201
NONE
EXEMPT
YOUNG AT ART 4 WEEK SUMMER ART PROGRAM
4,975
RAYMOND CREE MIDDLE SCHOOL
1011 VISTA CHINO
PALM SPRINGS
,
CA
92262
NONE
EXEMPT
ENGINEERING 360 STEAM PROGRAM
18,004
PEGASUS RIDING ACADEMY
PO BOX 1378
PALM DESERT
,
CA
92255
NONE
EXEMPT
RIDING THERAPY FOR DISABLED CHILDREN
21,000
UNITED CEREBRAL PALSY OF INLAND EMP
35325 DATE PALM DR SUITE 139
CATHEDRAL CITY
,
CA
92234
NONE
EXEMPT
SKILL BUILDERS AFTER SCHOOL PROGRAM FOR ELEMENTARY SCHOOL CHILDREN IN INDIO
7,000
BARBARA SINATRA CHILDREN'S CENTER
39000 BOB HOPE DR
RANCHO MIRAGE
,
CA
92270
NONE
EXEMPT
FAMILY ART PROJECT - ART THERAPY FOR CHILD VICTIMS OF ABUSE
7,500
BOYS GIRLS CLUB OF COACHELLA VALLEY
42600 COOK ST STE 202
PALM DESERT
,
CA
92211
NONE
EXEMPT
HEALTHY HABITS PROGRAM - 160 YOUTHS
20,972
CATHEDRAL CITY HIGH SCHOOL BAND BOO
69250 DINAH SHORE DRIVE
CATHEDRAL CITY
,
CA
92234
NONE
EXEMPT
REPLACING 27 YEAR OLD INSTRUMENTS IN THE BAND PROGRAM
13,494
FOOD IN NEED OF DISTRIBUTION
83-775 CITRUS AVE
INDIO
,
CA
92201
NONE
EXEMPT
KID'S FARMERS MARKETS PROGRAM
13,109
THE GALILEE CENTER
66-101 HAMMOND RD
MECCA
,
CA
92254
NONE
EXEMPT
SUPPLEMENTAL LUNCH PROGRAM
20,000
COACHELLA VALLEY HOUSING COALITION
45-701 MONROE ST SUITE G
INDIO
,
CA
92201
NONE
EXEMPT
YOUTH ARTS AFTER SCHOOL PROGRAM DESIGNED FOR YOUTH RESIDING IN ORGANIZATION'S MULTI-FAMILY HOUSING DEVELOPMENTS
26,420
RED HOT BALLROOM INC
73-500 RED CIRCLE DR
PALM DESERT
,
CA
92260
NONE
EXEMPT
AFTER SCHOOL CHILDREN'S BALLROOM PROGRAM
18,000
JOHN F KENNEDY ELEMENTARY SCHOOL
45-100 CLINTON ST
INDIO
,
CA
92201
NONE
EXEMPT
LEGO ROBOTICS
6,538
ANIMAL SAMARITANS SPCA INC
72-307 RAMON RD
THOUSAND PALMS
,
CA
92276
NONE
EXEMPT
SUMMER CRITTER CAMP - DAY CAMP PROVIDING CHILDREN WITH HANDS ON EXPERIENCE WITH ANIMALS
15,000
JOHN F KENNEDY MEMORIAL FOUNDATION
73-555 SAN GORGONIO WAY
PALM DESERT
,
CA
92260
NONE
EXEMPT
OPHEILIA PROJECT - 8TH TO 12TH GRADE GIRLS MENTORING PROGRAM
8,800
LA QUINTA MIDDLE SCHOOL
78900 AVENUE 50
LA QUINTA
,
CA
92253
NONE
EXEMPT
PROJECT LEAD, A STUDENT LEADERSHIP PROGRAM
4,000
BOBBY DUKE MIDDLE SCHOOL
85358 BAGDAD AVE
COACHELLA
,
CA
92236
EXEMPT
ENGINEERING ACADEMY
40,000
ASSISTANCE LEAGUE - PALM SPRINGS DE
PO BOX 3056
RANCHO MIRAGE
,
CA
92270
EXEMPT
OPERATION SCHOOL BELL - NEW SCHOOL CLOTHING
7,000
DR CARREON ACADEMY
47-368 MONROE ST
INDIO
,
CA
92201
EXEMPT
SERVE ALL STUDENTS IN A MUSIC CLASSROOM
13,209
MARTHA'S VILLAGE KITCHEN INC
83-791 DATE AVE
INDIO
,
CA
92201
EXEMPT
MARTHA'S EFFECTIVE LEARNING ENVIRONMENT
19,840
FRIENDS OF PALM SPRINGS LIBRARY
300 S SUNRISE WAY
PALM SPRINGS
,
CA
92262
NONE
EOF
BOOKS FOR KIDS PROGRAM
12,000
DESERT RECREATION FOUNDATION
45-305 OASIS ST
INDIO
,
CA
92201
NONE
EOF
FIRST TEE OF THE COACHELLA VALLEY EAST VALLEY EXPANSION
9,780
PALM SPRINGS INTERNATIONAL FILM SOC
1700 E TAHQUITZ CYN WAY SUITE 3
PALM SPRINGS
,
CA
92262
NONE
EOF
STUDENT SCREENING DAY PROGRAM FOR 1,300 STUDENTS
20,000
COACHELLA VALLEY HIGH SCHOOL
83-800 AIRPORT BLVD
THERMAL
,
CA
92274
NONE
EOF
PURCHASE PIANO FOR PIANO LAB
9,200
ABRAHAM LINCOLN ELEMENTARY SCHOOL
74-100 RUTLEDGE WAY
PALM DESERT
,
CA
92260
NONE
EOF
MUSIC PROGRAM
23,246
AMELIA EARHART ELEMENTARY SCHOOL
45250 DUNE PALMS RD
INDIO
,
CA
92201
NONE
EOF
COLLABORATIVE SEATING ENVIRONMENT - FLEXIBLE SEATING
1,996
ANDREW JACKSON ELEMENTARY SCHOOL
82850 KENNER AVE
INDIO
,
CA
92201
NONE
EOF
MUSICAL INSTRUMENTS PURCHASE FOR THE MUSIC PROGRAM
14,766
ANGEL VIEW
67625 E PALM CANYON DR SUITE 7A
CATHEDRAL CITY
,
CA
92234
NONE
EOF
OUTREACH PROGRAM - MEET THE UNMET NEED OF CHILDREN WITH DISABILITIES
25,690
BRAILLE INSTITUTE
70251 RAMON ROAD
RANCHO MIRAGE
,
CA
92270
NONE
EOF
YOUTH & CAREER SERVICES PROGRAM FOR BLIND CHILDREN
15,750
CENTRAL VALLEY LITTLE LEAGUE
68760 PANORAMA RD
CATHEDRAL CITY
,
CA
92234
NONE
EOF
COVERING OUR BASES PROGRAM TO PROVIDE NEW BASES
10,000
DESERT MIRAGE HIGH SCHOOL
86150 66TH AVE
THERMAL
,
CA
92274
NONE
EOF
COLLEGE BOUND PROGRAM - HIRE 3 9TH GRADE TEACHERS TO WORK WITH STUDENTS 4 NIGHTS A WEEK
11,370
JOHN GLENN MIDDLE SCHOOL
79655 MILES AVE
INDIO
,
CA
92201
NONE
EOF
FLEXIBLE SEATING PROJECT
3,881
MARQUEE ACADEMY OF PERFORMING ARTS
441 S PALM CANYON DRIVE
PALM SPRINGS
,
CA
92262
NONE
EOF
SUMMER CAMPS AND FREE YEAR-ROUND MUSIC & PERFORMING ARTS EDUCATION FOR KIDS
19,665
PALM SPRINGS COMMUNITY CONCERT ASSO
3196 CASA BONITA
PALM SPRINGS
,
CA
92264
NONE
EOF
STUDENT CONCERT ENRICHMENT PROGRAM
9,050
PALM SPRINGS UNIFIED SCHOOL DISTRIC
980 TAHQUITZ CANYON WAY
PALM SPRINGS
,
CA
92262
NONE
EOF
WORKABILITY PROGRAM - GRADCON 2018 FOR HIGH SCHOOL SPECIAL EDUCATION STUDENTS
18,277
READ WITH ME VOLUNTEER PROGRAMS
PO BOX 1016
RANCHO MIRAGE
,
CA
92270
NONE
EOF
BOOKS FOR NEEDY CHILDREN IN THE COACHELLA VALLEY
22,000
ACADEMIC SOLUTIONS USA
77-711 FLORA RD 322
PALM DESERT
,
CA
92211
NONE
PC
COACHELLA VALLEY COMPREHENSIVE GIFTED PROGRAMS
16,400
ADAMS EARLY CHILDHOOD LEARNING CENT
50800 DESERT CLUB DR
LA QUINTA
,
CA
92253
NONE
PC
PLAYGROUND MAKEOVER PROJECT
5,905
AGUA CALIENTE ELEMENTARY SCHOOL
30800 SAN LUIS REY DRIVE
CATHEDRAL CITY
,
CA
92234
NONE
PC
INSTRUMENTS FOR MUSICAL PERFORMANCE
8,655
AMERICAN RED CROSS
39645 ENTREPRENEUR LANE
PALM DESERT
,
CA
92211
NONE
PC
YOUTH LEADERSHIP DEVELOPMENT CAMP IN IDYLLWILD, CALIFORNIA
5,000
AUTISM SOCIETY OF AMERICA
41550 ECLECTIC STREET
PALM DESERT
,
CA
92260
NONE
PC
AUTISM SUPPORT AND SOCIAL ACTIVITIES IN THE RESOURCE CENTER LOCATED IN THE COACHELLA VALLEY
20,880
BLACKHAWK BOOSTERS
79255 BLACKHAWK WAY
LA QUINTA
,
CA
92253
NONE
PC
LA QUINTA HIGH SCHOOL AQUATICS - PURCHASE SPORTS TIMER
24,000
CABOT'S PUEBLO MUSEUM
67616 DESERT VIEW AVE
DESERT HOT SPRINGS
,
CA
92240
NONE
PC
MAKING A DIFFERENCE PROGRAM - SERVING 2ND GRADERS IN DESERT HOT SPRINGS, CALIFORNIA
8,333
CATHEDRAL CITY HIGH SCHOOL
69250 DINAH SHORE DR
CATHEDRAL CITY
,
CA
92234
NONE
PC
WRESTLING MATS FOR THE HIGH SCHOOL WRESTLING TEAM
9,160
CATHEDRAL CITY HIGH SCHOOL CHOIRS
69250 DINAH SHORE DR
CATHEDRAL CITY
,
CA
92234
NONE
PC
NEW UNIFORMS FOR CHORAL PROGRAMS
10,500
CATHOLIC CHARITIES
83180 REQUA AVE 9
INDIO
,
CA
92201
NONE
PC
BACK TO SCHOOL CLOTHING AND SUPPLIES THROUGHOUT THE COACHELLA VALLEY
12,782
CHILDREN'S DISCOVERY MUSEUM OF DESE
71-701 GERALD FORD DR
RANCHO MIRAGE
,
CA
92270
NONE
PC
AMAZING ANIMAL ADAPTIONS
16,069
CHILDREN'S SERVICES OF THE DESERT
79440 CORPORATE CENTRE STE 113
LA QUINTA
,
CA
92253
NONE
PC
SPEECH, LANGUAGE AND SOCIAL SKILLS THERAPY
20,000
CITY OF DESERT HOT SPRINGS
11-999 PALM DR
DESERT HOT SPRINGS
,
CA
92240
NONE
PC
DESERT HOT SPRINGS LITTLE LEAGUE PARK IMPROVEMENTS
25,000
COACHELLA VALLEY RESCUE MISSION
47-470 VAN BUREN ST
INDIO
,
CA
92201
NONE
PC
FAMILY HOUSE DAY ROOM FURNITURE
13,902
COACHELLA VALLEY WORKFORCE EXCELLEN
45125 SMURR ST
INDIO
,
CA
92201
NONE
PC
THINK BIG! COLLEGE SUCCESS CAMPAIGN
20,865
COLLEGE OF THE DESERT FOUNDATION
43-500 MONTEREY AVE
PALM DESERT
,
CA
92260
NONE
PC
EARLY CHILDHOOD DEVELOPMENT GARDEN PROJECT
18,248
CREATE CENTER FOR THE ARTS
73733 FRED WARING DR STE 100
PALM DESERT
,
CA
92260
NONE
PC
PRESENT THE 7 ELEMENTS OF ART IN A DIVERSE AND INTERACTIVE WAY
2,000
DESERT BEST FRIEND'S CLOSET
74040 HIGHWAY 111 F
PALM DESERT
,
CA
92260
NONE
PC
PROFESSIONAL ATTIRE FOR LOW INCOME YOUTH SEEKING JOBS
4,815
DESERT LEARNING ACADEMY
2248 E RAMON RD
PALM SPRINGS
,
CA
92262
NONE
PC
EXPANDING THE ROBOTICS PROGRAM
7,200
DESERT MUSIC ACADEMY
PO BOX 4100
PALM SPRINGS
,
CA
92263
NONE
PC
QUALITY PORTABLE DIGITAL PIANO
2,911
DIGICOM LEARNING
551 INDUSTRIAL PLACE
PALM SPRINGS
,
CA
92264
NONE
PC
STORY & SCREENWRITING INTENSIVE PROGRAM
34,680
FUTURENOMIC RESOURCES
14080 PALM DRIVE D4
DESERT HOT SPRINGS
,
CA
92240
NONE
PC
STEM DRUMS & GUITAR PROGRAM FOR LOW-INCOME AND AT-RISK YOUTH IN DESERT HOT SPRINGS
14,575
INDIO MIDDLE SCHOOL
81-195 MILES AVE
INDIO
,
CA
92201
NONE
PC
INSTRUMENTS FOR INDIO MIDDLE SCHOOL BAND
25,366
INDIO MIDDLE SCHOOL
81-195 MILES AVE
INDIO
,
CA
92201
NONE
PC
PHYSICAL EDUCATION CLASS EQUIPMENT
9,150
INDIO YOUTH SPORTS ASSOCIATION
81300 DATE AVENUE
INDIO
,
CA
92201
NONE
PC
DESERT BASEBALL KNIGHTS TRAVELING BASEBALL ORGANIZATION IN THE EASTERN COACHELLA VALLEY
9,967
INDIO YOUTH SPORTS ASSOCIATION
81300 DATE AVENUE
INDIO
,
CA
92201
NONE
PC
KELSEY'S HEROES YEAR ROUND SPECIAL NEEDS PROGRAM
8,740
JAMES MONROE ELEMENTARY SCHOOL
42-100 YUCCA LANE
BERMUDA DUNES
,
CA
92203
NONE
PC
BUTTERFLY/SCIENCE GARDEN PROJECT
23,555
JEWISH SUNSHINE CIRCLE
73550 SANTA ROSA WAY
PALM DESERT
,
CA
92260
NONE
PC
ADELPH SCHOOLHOUSE EDUCATIONAL ENHANCEMENTS
23,450
JEWISH SUNSHINE CIRCLE
73550 SANTA ROSA WAY
PALM DESERT
,
CA
92260
NONE
PC
SUNSHINE CIRCLE TEEN HOLOCAUST REMEMBRANCE INITIATIVE
13,500
LA QUINTA HIGH SCHOOL
79255 BLACKHAWK WAY
LA QUINTA
,
CA
92253
NONE
PC
ART CLUB FIELD TRIPS
3,111
THE LITERACY PROJECT
124 TUSTIN AVE SUITE 103
NEWPORT BEACH
,
CA
92663
NONE
PC
ADVANCE LITERACY DEVELOPMENT IN 2ND GRADE STUDENTS
13,500
OPERATION SAFE HOUSE INC
9685 HAYES ST
RIVERSIDE
,
CA
92503
NONE
PC
SAFEHOUSE CRISIS TEXTING APP
25,000
PALM CANYON THEATRE
538 N PALM CANYON DR
PALM SPRINGS
,
CA
92262
NONE
PC
THEATRE ENRICHMENT PROGRAM FOR STUDENTS
12,300
PALM SPRINGS UNIFIED SCHOOL DISTRIC
150 DISTRICT CENTER DR
PALM SPRINGS
,
CA
92264
NONE
PC
SCOTOPIC SENSITIVITY TRAINING TO LEARN A METHOD THAT IDENTIFIES STRUGGLING READERS
19,320
PALM SPRINGS UNIFIED SCHOOL DISTRIC
150 DISTRICT CENTER DR
PALM SPRINGS
,
CA
92264
NONE
PC
PHYSICAL EDUCATION DEPARTMENT FITNESS FOR LIFE PROJECT
23,874
PEACEMAKER CORPS ASSOCIATION
30 COLGATE DR
RANCHO MIRAGE
,
CA
92270
NONE
PC
FACILITATE AND SUPPORT PEACE AND TOLERANCE EDUCATION AMONG THE YOUTH OF THE COACHELLA VALLEY
18,350
PUEBLO UNIDO CDC
78150 CALLE TAMPICO SUITE 214
LA QUINTA
,
CA
92253
NONE
PC
EASTERN COACHELLA VALLEY LEADERSHIP DEVELOPMENT TRAINING
20,900
RANCHO MIRAGE PUBLIC LIBRARY FOUNDA
71-100 HIGHWAY 111
RANCHO MIRAGE
,
CA
92270
NONE
PC
FIELD TRIP FOR 5TH GRADE STUDENTS TO VISIT THE RANCHO MIRAGE OBSERVATORY
25,000
RAYMOND CREE MIDDLE SCHOOL
1011 E VISTA CHINO
PALM SPRINGS
,
CA
92262
NONE
PC
CHORAL RISERS PURCHASE
12,106
RIO VISTA ELEMENTARY SCHOOL
67700 VERONA RD
CATHEDRAL CITY
,
CA
92234
NONE
PC
SUPPORT MENTAL HEALTH SERVICES TO THE SCHOOL PROVIDED BY JEWISH FAMILY SERVICES
15,000
RIVERSIDE COUNTY SHERIFF POST 503
86625 AIRPORT BLVD
THERMAL
,
CA
92274
NONE
PC
EXPLORER POST 503 COMPETITIONS
8,800
TESORO CLUB
PO BOX 223
COACHELLA
,
CA
92236
NONE
PC
SUMMER CAMP SCHOLARSHIPS
15,750
THEODORE ROOSEVELT ELEMENTARY SCHOO
83200 DR CARREON BLVD
INDIO
,
CA
92201
NONE
PC
PURCHASE STEM KITS FOR EACH GRADE LEVEL
7,074
VARIETY CHILDREN'S CHARITIES OF DES
42600 COOK ST SUITE 131
PALM DESERT
,
CA
92211
NONE
PC
EARLY READING PROGRAM FOR KINDERGARTEN STUDENTS
10,000
VIRGINIA WARING INTERNATIONAL PIANO
73710 FRED WARING DR 201
PALM DESERT
,
CA
92260
NONE
PC
WARING'S OUTREACH PROGRAM TO THE EAST VALLEY
8,609
Total
.................................
3a
1,273,609
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
14
627
4
Dividends and interest from securities
....
14
145,773
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
531110
144,303
14
1,276,316
8
Gain or (loss) from sales of assets other than
inventory
............
18
128,036
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
MISCELLANEOUS INCOME
1,792
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
144,303
1,550,752
1,792
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
1,696,847
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
17005038
Software Version:
2017v2.2
Form 990PF - Special Condition Description:
Special Condition Description