| Description of Property | Date Acquired | Cost or Other Basis | Prior Years' Depreciation | Computation Method | Rate / Life (# of years) |
Current Year's Depreciation Expense | Net Investment Income | Adjusted Net Income | Cost of Goods Sold Not Included |
|---|
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| AMERICAN TOWER CORP - 0.000% - | 9,255 | 8,845 |
| AMERICAN TOWER CORP BOND - 4.0 | 6,021 | 5,886 |
| AT&T, INC - 3.950% - 01/15/202 | 15,189 | 14,668 |
| CAMPBELL SOUP CO - 3.650% - 03 | 14,744 | 14,633 |
| CARLISLE COS INC NOTE CALL - 3 | 14,935 | 14,363 |
| CBS OUTDOOR - 5.875% - 03/15/2 | 13,228 | 12,773 |
| CDK GLOBAL INC NTS - 4.500% - | 14,180 | 13,720 |
| CDW LLC - 5.000% - 09/01/2025 | 4,025 | 3,830 |
| CDW LLC/CDW FINANCE - 5.000% - | 9,293 | 8,843 |
| CENTURYLINK INC - 5.800% - 03/ | 8,786 | 8,663 |
| CENTURYLINK INC NOTE - 0.000% | 5,045 | 4,825 |
| DAVITA HEALTHCARE PTNRS - 5.12 | 13,955 | 13,125 |
| DISCOVERY COMMUNICATIONS LLC B | 14,267 | 14,103 |
| DUN & BRADSTREET - 4.000% - 06 | 15,090 | 15,140 |
| EXPEDIA INC - 4.500% - 08/15/2 | 8,382 | 9,012 |
| EXPEDIA INC DEL - 5.950% - 08/ | 6,401 | 6,199 |
| FORTUNE BRANDS HOME & SEC - 4. | 7,998 | 7,915 |
| GANNETT CO INC - 6.375% - 10/1 | 9,788 | 9,011 |
| GAP INC - 5.950% - 04/12/2021 | 14,731 | 14,295 |
| HOST HOTELS &RESORTSLP NOTE - | 11,742 | 11,672 |
| HOST HOTELS - 5.250% - 03/15/2 | 3,105 | 3,104 |
| JUNIPER NETWORKS - 0.044% - 06 | 2,977 | 2,993 |
| KLA-TENCOR CORP SR GLBL NT - 4 | 5,151 | 5,081 |
| KLA-TENCOR SR GLBL NT - 4.650% | 8,878 | 9,223 |
| KOHLS CORP - 4.250% - 07/17/20 | 14,845 | 14,643 |
| KRAFT HEINZ FOODS CO - 3.950% | 14,934 | 14,516 |
| L BRANDS INC - 5.625% - 10/15/ | 7,381 | 6,869 |
| LIMITED BRANDS INC - 5.625% - | 6,264 | 5,978 |
| MASCO CORP - 4.450% - 04/01/20 | 6,224 | 6,011 |
| MASCO CORP NT - 5.950% - 03/15 | 8,940 | 8,477 |
| MOTOROLA INC - 3.750% - 05/15/ | 6,016 | 5,954 |
| MOTOROLA SOLUTIONS - 0.000% - | 8,968 | 8,699 |
| PENSKE AUTO GROUP INC - 5.500% | 5,138 | 4,650 |
| PENSKE AUTOMOTIVE GRP INC - 5. | 4,030 | 3,745 |
| QVC INC - 4.375% - 03/15/2023 | 9,006 | 8,636 |
| QVC INC - 4.850% - 04/01/2024 | 6,093 | 5,798 |
| REYNOLDS AMERICAN INC - 4.850% | 2,026 | 2,024 |
| SALLY HLDGS LLC - 5.625% - 12/ | 13,951 | 12,880 |
| SBA COMMUNICATIONS CORP - 4.87 | 3,875 | 3,760 |
| SIGNET JEWELERS - 4.700% - 06/ | 15,534 | 14,160 |
| STEEL DYNAMICS INC - 5.500% - | 11,303 | 10,890 |
| TEMPUR SEALY - 5.500% - 06/15/ | 13,790 | 12,775 |
| TRANSDIGM INC - 0.000% - 07/15 | 8,080 | 7,880 |
| TRANSDIGM INC - 6.500% - 07/15 | 5,163 | 4,863 |
| TRINITY INDS INC - 4.550% - 10 | 13,505 | 12,924 |
| TRINITY PARTNERS ACQUISITION - | 9,368 | 9,256 |
| UNITED RENTALS - 5.750% - 11/1 | 8,955 | 8,663 |
| UNITED RENTALS NT - 5.500% - 0 | 4,130 | 3,770 |
| VERISK ANALYTICS - 4.125% - 09 | 15,367 | 15,194 |
| WESCO DISTR INC NOTE - 5.375% | 8,220 | 7,540 |
| WESTERN DIGITAL CORP - 4.750% | 16,848 | 14,748 |
| WILLIS NORTH AMERICA - 3.600% | 5,883 | 5,858 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| ABB LTD | 6,240 | 4,753 |
| ABN AMRO BANK NV UNSP ADR | 6,779 | 5,294 |
| ACCENTURE PLC | 11,873 | 11,281 |
| ACI WORLDWIDE INC | 3,304 | 3,984 |
| ADVANCED ENERGY IND INC | 2,291 | 1,889 |
| AIA GROUP LTD ADR | 6,732 | 6,543 |
| ALLERGAN PLC | 21,526 | 15,772 |
| AMC NETWORKS INC | 3,320 | 3,128 |
| ANADARKO PETROLEUM CORP | 15,213 | 11,837 |
| ANGEL OAK MULTI-STRATEGY INCOM | 119,217 | 117,019 |
| ANHEUSER BUSCH COS INC | 11,536 | 7,634 |
| AON PLC | 8,679 | 9,884 |
| APERGY INC. | 2,977 | 1,869 |
| ARRAY BIOPHARMA INC | 1,816 | 1,824 |
| ARROWHEAD PHARMACEUTICALS INC | 2,183 | 1,801 |
| ASHTEAD GROUP PLC | 3,812 | 2,851 |
| ASSA ABLOY UNSP/ADR | 11,055 | 9,216 |
| AUTODESK, INC | 6,425 | 10,160 |
| AUTOLIV INC | 2,518 | 1,896 |
| AXALTA COATING SYSTEMS LTD | 3,606 | 2,693 |
| BEIGENE LTD | 3,534 | 3,927 |
| BERRY PLASTICS GROUP INC | 5,274 | 5,086 |
| BHP BILLITON LIMITED | 10,508 | 11,783 |
| BIOGEN INC | 21,149 | 22,569 |
| BLUEBIRD BIO INC | 4,830 | 3,571 |
| BRIGHT HORIZONS FAMILY SOLUTIO | 2,012 | 2,006 |
| BROADCOM INC | 7,967 | 10,934 |
| BROADRIDGE FINANCIAL | 5,321 | 5,871 |
| CABLE ONE INC | 2,149 | 2,460 |
| CALRSBERG AS SP ADR REP B | 6,833 | 6,141 |
| CANADIAN NATL RAILWAY CO | 5,139 | 5,188 |
| CHURCHILL DOWNS INC | 1,945 | 1,708 |
| CITRIX SYSTEMS INC | 4,949 | 6,762 |
| COMCAST CORP | 26,790 | 26,457 |
| COMPAGNIE FINANCIERE RICHEMONT | 3,924 | 3,032 |
| COMPASS GROUP PLC ADR | 9,375 | 9,363 |
| COPART INC | 4,992 | 5,638 |
| CORNERSTONE ONDEMAND | 1,804 | 1,866 |
| CRANE CO | 3,926 | 3,320 |
| CREE, INC | 2,991 | 3,508 |
| DAIWA HOUSE IND LTD | 9,028 | 7,918 |
| DBS GROUP HLDGS SPON ADR | 8,068 | 7,390 |
| DISCOVERY INC (FORMERLY DISC C | 4,826 | 4,626 |
| DOLBY LABORATORIES | 11,475 | 12,554 |
| DOMINOS PIZZA INC | 3,772 | 4,216 |
| DRIEHAUS EMERGING MARKETS GROW | 70,522 | 81,141 |
| DUNKIN' BRANDS GROUP INC | 3,478 | 3,975 |
| EMCOR GROUP INC | 5,133 | 4,298 |
| ENTEGRIS INC MINNESOTA | 3,953 | 4,436 |
| ENVESTNET INC | 3,614 | 3,050 |
| EQUINOR ASA | 3,839 | 3,578 |
| ETSY INC | 3,018 | 3,092 |
| EVERCORE PARTNERS INC | 2,779 | 2,218 |
| EXELIXIS, INC. | 3,977 | 3,678 |
| FERGUSON PLC ADR | 7,268 | 6,478 |
| FLUOR CORP | 12,356 | 7,342 |
| FORTINET INC | 4,159 | 6,691 |
| FREEPORT-MCMORAN COPPER & GOLD | 8,906 | 5,825 |
| GCI LIBERTY, INC. | 798 | 700 |
| GENMAB A/S | 2,319 | 2,027 |
| GRACO INC | 4,587 | 4,394 |
| GRUBHUB INC | 2,702 | 2,074 |
| GUIDEWIRE SOFTWARE INC | 2,926 | 3,209 |
| HELIX ENERGY SOLUTIONS GROUP I | 2,111 | 1,087 |
| HENRY JACK & ASSOC INC | 4,582 | 4,428 |
| HUAZHU GROUP LTD | 5,601 | 5,039 |
| IAC/INTERACTIVE CORP | 3,563 | 4,759 |
| ICON PLC - AMERICAN DEPOSITARY | 4,046 | 5,427 |
| IMMUNOGEN, INC | 882 | 600 |
| INFORMA PLC SPONSORED ADR | 4,179 | 3,436 |
| IONIS PHARMACEUTICALS INC | 6,904 | 9,028 |
| JAZZ PHARMACEUTICALS INC | 5,379 | 4,091 |
| JOHNSON CONTROLS INTERNATIONAL | 13,859 | 11,030 |
| KAO CORP | 3,954 | 4,247 |
| KAR AUCTION SERVICES INC | 2,993 | 2,577 |
| KAYNE ANDERSON MLP INV CO | 122,754 | 67,465 |
| KOMATSU LTD | 5,527 | 3,920 |
| L3 TECHNOLOGIES, INC | 13,246 | 13,372 |
| LEGG MASON INC | 4,325 | 3,061 |
| LIBERTY BROADBAND CORP (LBRDA) | 371 | 359 |
| LIBERTY BROADBAND CORP (LBRDK) | 610 | 648 |
| LIBERTY MEDIA CORP - SER A | 218 | 238 |
| LIBERTY MEDIA CORP - SER C | 3,428 | 3,009 |
| LIBERTY SIRIUS XM CORP - SER C | 2,613 | 2,700 |
| LIBERTY SIRIUS XM GROUP - SER | 1,287 | 1,325 |
| LIONS GATE ENTERTAINMENT CORP | 1,425 | 789 |
| LIVE NATION INC COM | 5,796 | 6,403 |
| LOGMEIN, INC | 1,456 | 1,060 |
| LOXO ONCOLOGY INC | 1,739 | 1,821 |
| MAKITA CORP | 9,019 | 7,245 |
| MEDTRONIC PLC | 16,500 | 18,192 |
| MERCADOLIBRE, INC | 4,824 | 5,564 |
| MICHELIN CIE GEN UNSP/ADR | 7,523 | 5,096 |
| MIDDLEBY CORPORATION | 3,409 | 2,979 |
| MORGAN STANLEY FLEXIBLE INCOME | 66,077 | 63,950 |
| NATL OILWELL VARCO | 5,784 | 4,395 |
| NAVIENT CORPORATION | 2,588 | 1,630 |
| NEW RELIC INC | 2,076 | 2,186 |
| NORDEA BANK ABP | 8,472 | 6,293 |
| NORDSON CP | 3,838 | 4,177 |
| NOVARTIS AG ADR | 13,887 | 14,159 |
| NOW INC | 3,745 | 3,562 |
| NUANCE COMMUNICATIONS, INC | 4,762 | 4,300 |
| NUCOR CP | 8,157 | 7,461 |
| NUTANIX INC | 5,281 | 5,989 |
| OPPENHEIMER DEVELOPING MARKETS | 110,000 | 105,422 |
| PENTAIR INC. COM | 4,622 | 3,967 |
| PGT INC | 2,201 | 1,680 |
| POWER INTEGRATIONS, INC | 2,345 | 2,378 |
| PRESTIGE BRAND HLGS | 3,164 | 2,563 |
| PRUDENTIAL PLC SC | 14,934 | 11,000 |
| QUALYS INC COM | 3,906 | 3,139 |
| QURATE RETAIL INC QVC GROUP | 8,992 | 6,852 |
| RED ELECTRICA DE ESPANA SA | 8,646 | 9,302 |
| REINSURANCE GROUP AMER INC | 5,264 | 5,329 |
| RELX PLC | 9,219 | 9,111 |
| ROGERS COMM CL B | 8,112 | 8,253 |
| ROYAL DUTCH SHELL CL A | 12,346 | 11,945 |
| RYANAIR HOLDINGS PLC-ADR COM | 8,075 | 5,208 |
| RYOHIN KEIKAKU | 11,161 | 9,095 |
| SAFRAN SA - UNSPON ADR | 9,780 | 10,521 |
| SAGE THERAPEUTICS INC | 4,578 | 2,682 |
| SAMPO PLC UNSPONSORED ADR | 10,649 | 8,838 |
| SAP AKTIENGESELL ADS | 12,928 | 12,543 |
| SEAGATE TECHNOLOGY | 14,308 | 11,693 |
| SONOVA HOLDING AG AD | 3,227 | 2,622 |
| SPLUNK INC | 4,389 | 5,767 |
| STERIS. PLC | 4,484 | 4,488 |
| SUMITOMO MITSUI FINCL GRP | 9,052 | 7,024 |
| SUNCOR ENERGY INC | 9,194 | 7,384 |
| SUPERNUS PHARMACEUTICALS INC | 2,912 | 2,890 |
| TE CONNECTIVITY LTD | 13,399 | 11,723 |
| TELADOC INC | 1,478 | 942 |
| TELENOR ASA | 7,664 | 7,322 |
| TOTAL SYSTEMS SERVICES INC | 4,827 | 5,609 |
| TRACTOR SUPPLY CO COM | 4,288 | 4,923 |
| TRIPADVISOR LLC | 3,892 | 4,207 |
| TWITTER INC | 7,527 | 10,346 |
| UBISOFT ENTERTAIN UNSP ADR EAC | 6,067 | 5,708 |
| ULTIMATE SOFTWARE GROUP, INC. | 4,493 | 4,408 |
| UNILEVER PLC AMER | 8,301 | 8,256 |
| UNITED RENTALS INC | 5,295 | 4,306 |
| UNITEDHEALTH GROUP INC | 18,870 | 25,659 |
| VAIL RESORTS INC | 3,396 | 3,162 |
| VEEVA SYSTEMS INC | 3,370 | 4,019 |
| VEONEER INC | 2,569 | 1,438 |
| VERTEX PHARMCTLS INC | 7,685 | 9,777 |
| VIKING THERAPEUTICS INC | 2,216 | 1,086 |
| VINCI SA ADR | 8,011 | 6,666 |
| VIVENDI SA | 9,060 | 8,549 |
| VOLKSWAGEN AG ADR | 9,106 | 8,112 |
| WEATHERFORD INTL | 10,002 | 1,228 |
| WELLCARE HEALTH PLANS INC | 4,424 | 3,305 |
| WESTERN ALLIANCE BANCORPORATIO | 3,903 | 2,804 |
| WESTERN DIGITAL CORP | 9,556 | 5,509 |
| WILDHORSE RESOURCE DEVELOPMENT | 3,319 | 2,243 |
| WOLTERS KLUWER S/ADR | 8,155 | 9,624 |
| WPX ENERGY INC | 3,468 | 2,361 |
| WRIGHT MEDICAL GROUP, INC | 3,872 | 3,865 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| AG ENERGY PARTNERS II OFFSHORE | 82,188 | 89,527 | |
| ALPHAKEYS MILLENIUM FUND (OFFS | 250,000 | 283,431 | |
| ATLAS ENHANCED FUND LTD | 450,000 | 460,342 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| Administrative Fees | 16,323 | 16,323 | ||
| Bank Charges | 441 | 441 | ||
| State or Local Filing Fees | 25 | 25 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| Federal Tax Refund | 908 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| Investment Management Services | 13,348 | 13,348 |
| Name | Address |
|---|---|
| Chin CLAT DTD 12202016 P E CHIN |
c/o Mrs P Chin 724 Crest Vista Dr Monterey Park,CA917543748 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| 990-PF Estimated Tax for 2018 | 1,200 | |||
| Foreign Tax Paid | 1,381 | 1,381 |