Form990-PF
Click to see list of attachments

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018
Name of foundation
THE UPLANDS FAMILY FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)6 LAGOON ROAD
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
BELVEDERE, CA94920
A Employer identification number

94-3257271
B Telephone number (see instructions)

(510) 654-9514
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$6,341,089J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 2,412 2,412  
4 Dividends and interest from securities... 60,164 60,164  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 463,399
b Gross sales price for all assets on line 6a 1,166,944
7 Capital gain net income (from Part IV, line 2)... 463,399
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 16,029 16,029  
12 Total. Add lines 1 through 11........ 542,004 542,004  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 72,000 24,000   48,000
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 16,676 5,559   11,117
c Other professional fees (attach schedule).... Click to see attachment 121,182 121,182    
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 8,418 418    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see list of attachments 4,494 3,523   971
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 222,770 154,682   60,088
25 Contributions, gifts, grants paid....... 335,000 335,000
26 Total expenses and disbursements. Add lines 24 and 25 557,770 154,682   395,088
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -15,766
b Net investment income (if negative, enter -0-) 387,322
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 389,270 331,494 331,504
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 6,764 Click to see attachment6,071 43
b Investments—corporate stock (attach schedule)....... 843,714 Click to see attachment896,012 1,134,281
c Investments—corporate bonds (attach schedule).......     540
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 3,796,655 Click to see attachment3,787,060 4,874,721
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 5,036,403 5,020,637 6,341,089
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 33,362 33,362
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 5,003,041 4,987,275
30 Total net assets or fund balances (see instructions)..... 5,036,403 5,020,637
31 Total liabilities and net assets/fund balances (see instructions). 5,036,403 5,020,637
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
5,036,403
2
Enter amount from Part I, line 27a .....................
2
-15,766
3
Other increases not included in line 2 (itemize) bullet
3
 
4
Add lines 1, 2, and 3 ..........................
4
5,020,637
5
Decreases not included in line 2 (itemize) bullet
5
 
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
5,020,637
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 1410 GENERAL MOTORS CO P 2018-11-02 2018-12-12
b 410 INVESCO S&P SMALLCAP 600 P 2018-11-02 2018-12-12
c 1 LEHMAN BROS HLDGS P 2018-04-05 2018-04-05
d 1 LEHMAN BROS HLDGS P 2018-10-04 2018-10-04
e 12516.91 LORD ABBETT BOND DEBENTURE P 2015-02-27 2018-11-02
5555.56 LORD ABBETT BOND DEBENTURE P 2015-03-23 2018-11-02
2427.18 NEUBERGER BERMAN LONG P 2015-12-21 2018-11-02
1 CHARLES SCHWAB #6218-4854 SEE ATTACHED P 2018-06-30 2018-12-31
13031 BLACKSTONE GROUP LP P 2015-12-21 2018-12-12
1110 FIRST SOLAR INC P 2014-12-18 2018-05-09
1867 ISHARES U S HOME CONSTRUCTION P 2015-12-21 2018-12-12
9940.36 JOHN HANCOCK STRATEGIC P 2017-06-30 2018-12-12
939 JP MORGAN CHASE & WTS P 2012-05-23 2018-09-13
1007.87 JP MORGAN CHASE & CO P 2012-05-23 2018-12-12
1 CHARLES SCHWAB #6218-4854 SEE ATTACHED P 2017-06-30 2018-12-31
800000 DRAWBRIDGE SPECIAL OPP P 2012-12-31 2018-12-31
1 LONG TERM CAPITAL GAIN DIST P 2017-06-30 2018-12-31
1 SHORT TERM CAPITAL GAIN DIST P 2018-06-30 2018-12-31
1 LONG TERM CAPITAL GAIN DIST -K1 P 2017-06-30 2018-12-31
1 SHORT TERM CAPITAL GAIN DIST - K1 P 2018-06-30 2018-12-31
1 BLACKSTONE GROUP LP BASIS ADJ P 2017-06-30 2018-12-31
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 50,630   50,554 76
b 47,058   50,241 -3,183
c 222     222
d 234     234
e 97,507   101,517 -4,010
43,278   45,005 -1,727
35,413   30,005 5,408
67,016     67,016
40,778   34,842 5,936
75,805   49,965 25,840
58,290   50,005 8,285
100,000   107,329 -7,329
68,443   9,222 59,221
102,887   16,214 86,673
178,044     178,044
195,000   152,806 42,194
41     41
969     969
5,317     5,317
12     12
    5,840 -5,840
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       76
b       -3,183
c       222
d       234
e       -4,010
      -1,727
      5,408
      67,016
      5,936
      25,840
      8,285
      -7,329
      59,221
      86,673
      178,044
      42,194
      41
      969
      5,317
      12
      -5,840
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 463,399
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 398,136 6,703,918 0.05939
2016 402,676 6,432,011 0.06261
2015 428,907 7,217,015 0.05943
2014 435,371 7,567,680 0.05753
2013 414,074 7,361,203 0.05625
2
Total of line 1, column (d) .....................
2
0.295205
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.059041
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
6,860,495
5
Multiply line 4 by line 3......................
5
405,050
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
3,873
7
Add lines 5 and 6........................
7
408,923
8
Enter qualifying distributions from Part XII, line 4,.............
8
395,088
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 7,746
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 7,746
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 7,746
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 9,958
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 9,958
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 2,212
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet2,212 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
No
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletMARIAN J BERG Telephone no.bullet (707) 254-1173

    Located atbulletP O BOX 2790NAPACA ZIP+4bullet94558
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
    No
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
    No
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    JEFFREY HOROWITZ Secretary
    10.00     		36,000    
    6 LAGOON ROAD
    BELVEDERE,CA94920
    LYNN HOROWITZ President
    10.00     		36,000    
    6 LAGOON ROAD
    BELVEDERE,CA94920
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    6,511,294
    b
    Average of monthly cash balances.......................
    1b
    453,676
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    6,964,970
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    6,964,970
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    104,475
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    6,860,495
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    343,025
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    343,025
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    7,746
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    7,746
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    335,279
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    335,279
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    335,279
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    395,088
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    395,088
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    395,088
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 335,279
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2018:
    a From 2013...... 50,456
    b From 2014...... 60,993
    c From 2015...... 68,056
    d From 2016...... 85,241
    e From 2017...... 64,396
    fTotal of lines 3a through e........ 329,142
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 395,088
    a Applied to 2017, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 335,279
    e Remaining amount distributed out of corpus 59,809
    5 Excess distributions carryover applied to 2018.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 388,951
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		50,456
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		338,495
    10 Analysis of line 9:
    a Excess from 2014.... 60,993
    b Excess from 2015.... 68,056
    c Excess from 2016.... 85,241
    d Excess from 2017.... 64,396
    e Excess from 2018.... 59,809
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    JEFFREY HOROWITZ
    LYNN HOROWITZ
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ALEXANDER VALLEY UNION
    8511 CA-128
    HEALDSBURG,CA95448     		  PC ELEMENTARY AND ESL SCHOOL PROGRAMS 60,000
    AMERICAN BONE HEALTH
    1814 FRANKLIN STREET SUITE 620
    OAKLAND,CA94612     		  PC EDUCATION ON OSTEOPOROSIS AND BONE HEALTH 30,000
    AUDUBON CALIFORNIA
    4700 N GRIFFIN AVE
    LOS ANGLES,CA90031     		  PC PROMOTE CONSERVATION TO TRANSFORM HUMAN HABITATS INTO BIRD-FRIENDLY ENVIRONMENTS 2,000
    CENTER FOR INTERNATIONAL POLICY
    2000 M STREET NW SUITE 720
    WASHINGTON,DC20036     		  PC PROMOTE COOPERATION, TRANSPARENCY AND ACCOUNTABILITY IN GLOBAL RELATIONS 60,000
    CHATHAM HALL
    800 CHATHAM HALL CIR
    CHATHAM,VA24531     		  PC ALL GIRLS COLLEGE PREPARATORY EDUCATION 2,500
    COLLEGE TRACK
    4301 3RD STREET
    SAN FRANCISCO,CA94124     		  PC INCREASE HS GRADUATION AND COLLEGE ENROLLMENT IN COMMUNITIES UNDERREPRESENTED IN HIGHER EDUCATION 2,000
    HARVARD GRADUATE SCHOOL
    1350 MASSACHUSETTS AVENUE
    CAMBRIDGE,MA02138     		  PC PROMOTE HIGHER EDUCATION 5,000
    HOPALONG ANIMAL RESCUE
    945 22ND AVE
    OAKLAND,CA94606     		  PC RESCUE AND REHABILITATION OF ADOBTABLE ANIMALS TO MINIMIZE EUTHANASIA 2,500
    INNOCENCE PROJECT INC
    40 WORTH ST SUITE 701
    NEW YORK,NY10013     		  PC CRIMINAL JUSTICE REFORMS 2,000
    THE JANE GOODALL INSTITUTE
    1595 SPRING HILL RD SUITE 550
    VIENNA,VA22182     		  PC GLOBAL WILDLIFE AND ENVIRONMENTAL CONSERVATION 5,000
    MONGABAYORG
    P O BOX 0291
    MENLO PARK,CA94026     		  PC ENVIRONMENTAL SCIENCE AND CONSERVATION AWARENESS 5,000
    PEPPERWOOD FOUNDATION
    PEPPERWOOD PRESERVE RD
    SANTA ROSA,CA95404     		  PC SCIENCE BASED CONSERVATION IN THE MAYACAMAS MOUNTAIN 2,500
    ST ELIZABETH ELEMENTARY
    1516 33RD AVE
    OAKLAND,CA94601     		  PC RIGOROUS ACADEMIC ELEMENTARY SCHOOL EDUCATION 2,000
    USFUVG
    P O BOX 30
    PRINCETON,NJ08542     		  PC IMPROVE EDUCATIONAL OPPORTUNITIES FOR THE RURAL POOR OF GUATEMALA 2,500
    VINCENT ACADEMY
    2501 CHESTNUT ST
    OAKLAND,CA94607     		  PC ACADEMICALLY RIGOROUS COMMUNITY-MINDED ELEMENTARY SCHOOL EDUCATION 2,000
    CLIMATE ONE
    555 POST ST
    SAN FRANCISCO,CA94105     		  PC FORUM FOR DISCUSSIONS ON ENVIRONMENTAL, ENERGY AND CLIMATE CHANGE ISSUES 5,000
    MARIN AGRICULTURE LAND TRUST
    145 A ST
    POINT REYES STATION,CA94956     		  PC MARIN COUNTY CA LAND CONSERVATION 2,500
    NORTHEAST HARBOR LIBRARY
    1 JOY ROAD
    NORTHEAST HARBOR,ME04662     		  PC PROMOTES LITERACY AND ACCESS TO BOOKS 2,000
    THE NEIGHBORHOOD HOUSE
    953 DE HARO ST
    SAN FRANCISCO,CA94107     		  PC MULTI-SERVICE SOCIAL ADVOCACY AGENCY FOR DIVERSE ETHINIC FAMILIES 2,000
    UNIVERSITY OF PUGET SOUND
    1500 N WARMER ST
    TACOMA,WA98416     		  PC LIBERAL ARTS UNDERGRADUATE EDUCATION 3,000
    REACH SHIRATI
    P O BOX 7776
    BERKELEY,CA94707     		  PC PROVIDE LIFE CHANGING OPPORTUNITIES FOR RURAL TANZANIAN THROUGH EDUCATION 3,000
    THE REPRESENTATION PROJECT
    P O BOX 1750
    ROSS,CA94957     		  PC CULTURAL TRANSFORMATION USING MEDIA AND FILMS 2,500
    SAINT PATRICK SCHOOL
    120 KING ST
    LARKSPUR,CA94939     		  PC PROVIDE CARING K-8 CURRICULUM TO DEVELOP LEARNING SKILLS, MORALS, AND ETHICAL VALUES 5,000
    MARIN HORIZON SCHOOL
    305 MONTFORD AVE
    MILL VALLEY,CA94941     		  PC PROMOTE ACADEMIC EXCELLENCE AND COMMUNITY VALUES 3,000
    CANAL ALLIANCE
    91 LARKSPUR STREET
    SAN RAFAEL,CA94901     		  PC TO HELP IMMIGRANTS WHO ARE CHALLENGED BY LACK OF RESOURCES AND AN UNFAMILIAR ENVIRONMENT 2,000
    COMMUNITY FOUNDATION
    120 STONY POINT ROAD SUITE 220
    SANTA ROSA,CA95401     		  PC HELPING INDIVIDUALS IMPACTED BY FIRE, HEALING LONG TERM EFFECTS TRAUMA AND HOUSING SOLUTIONS FOR COMMUNITY 3,000
    ADOPT A FAMILY OF MARIN
    35 MITCHELL BLVD 16
    SAN RAFAEL,CA94903     		  PC WORKING TO PROVIDE SHELTER FOR ALL CHILDERN IN MARIN COUNTY 2,500
    BAY AREA DISCOVERY MUSEUM
    557 MMREYNOLDS RD
    SAUSALITO,CA94965     		  PC PROVIDES FUN, HIGH QUALITY CREATIVE STEM AND ART EXPERIENCES THAT DEVELOP 21ST CENTURY SKILLS FOR CHILDREN 2,500
    BLOOM
    P O Box 73203
    NORTH CHESTERFIELD,VA23235     		  PC BUILDING LIVES OF ORPHANS FROM MOROCCO 2,500
    EARTH INNOVATION INSTITUTE
    98 BATTERY ST 250
    SAN FRANCISCO,CA94111     		  PC TO ADVANCE CLIMATE-FRIENDLY RURAL DEVELOPMENT THROUGH INNOVATIVE APPROACHES TO SUSTAINABLE FARMING, FORESTRY AND FISHERIES IN TROPICAL REGIONS AROUND THE WORLD 10,000
    FIBERSHED
    P O BOX 221
    SAN GERONIMO,CA94963     		  PC TO DEVELOP REGIONAL FIBER SYSTEMS THAT BUILD SOIL & PROTECT THE HEALTH OF OUR BIOSPHERE 1,000
    FIRST SERVE
    2247 PALM BEACH LAKES BLVD STE 203
    WEST PALM BEACH,FL33409     		  PC TO LOVE CHILDERN, TO EQUIP THEM WITH ALL NECESSARY TOOLS TO ENSURE SUCCESS, AND TO HELP THEM LEAD THE NEXT GENERATION 5,000
    GLOBAL TEFL
    P O BOX
    SAN RAFAEL,CA94912     		  PC TEACH ENGLISH AROUND THE WORLD 2,000
    HEALDSBURG EDUCATIONAL FOUNDATION
    1028 PRINCE AVE
    HEALDSBURG,CA95448     		  PC SUPPORTS EXCELLENT K12 EDUCATION IN HEALDSBURG AREA PUBLIC SCHOOLS 2,500
    HOWARD UNIVERSITY SCHOLARSHIP PROGR
    2300 SIXTH STREET NW
    WASHINGTON,DC20059     		  PC TO SERVE OUR STUDENTS BY PROVIDING LEARNING ENVIRONMENTS AND CURRICULA WHICH FOSTER THEIR ABILITY TO FORMULATE AND SOLVE PROBLEMS,MANAGE COMPLEXITY AND UNCERTAINTY 3,000
    ISLAND HOUSING TRUST
    P O BOX 779
    WEST TISBURY,MA02575     		  PC TO SUPPORT A DIVERSE AND VITAL COMMUNITY ON THE ISLAND OF MARTHA'S VINEYARD BY CREATING AND SUSTAINING PERMANENTLY AFFORDABLE HOUSING SOLUTIONS, BOTH RENTAL AND OWNERSHIP 5,000
    MARIN PRIMARY MIDDLE SCHOOL
    20 MAGNOLIA AVE
    LARKSPUR,CA94939     		  PC TO MAKE EDUCATION MEANINGFUL, WHILE ENCOURAGING PRIDE IN SELF, RESPECT FOR OTHERS, AND ENTHUSIASM FOR LEARNING 25,000
    MT DESERT NURSING ASSOCIATION
    12 SUMMIT ROAD
    NORTHEAST HARBOR,ME04662     		  PC TO SERVE HEALTH CARE NEEDS OF THE ISLAND OF MOUNT DESERT'S SEASONAL AND YEAR-ROUND RESIDENTS 2,500
    NATIONAL ALOPECIA AREATA FOUNDATION
    65 MITCHEELL BLVD SUITE 200-B
    SAN RAFAEL,CA94903     		  PC TO SUPPORT RESEARCH TO FIND A CURE OR ACCEPTABLE TREATMENT FOR ALOPECIA AREATA, SUPPORT THOSE WITH THE DISEASE, AND EDUCATE THE PUBLIC ABOUT ALOPECIA AREATA 1,000
    NATURE BRIDGE
    1033 FORT CRONKHITE
    SAUSALITO,CA94965     		  PC TO CONNECT YOUNG PEOPLE TO THE WONDER AND SCIENCE OF THE NATURAL WORLD IGNITNG SELF-DISCOVERY AND INSPIRING STEWARDSHIP OF OUR PLANET 1,500
    NORTH VALLEY COMMUNITY FOUNDATION
    240 MAIN ST SUITE 260
    CHICO,CA95928     		  PC HELPING PARADISE AND BUTTE COUNTY RECOVER FROM THE DEVASTATING CAMP FIRE 5,000
    ONE ARIZONA
    1450 E INDIAN SCHOOL RD
    PHOENIX,AZ85014     		  PC TO IMPROVE THE LIVES OF LATINOS, YOUNG PEOPLE AND SINGLE WOMEN BY BUILDING A CULTURE OF CIVIC PARTICIPATION 2,000
    PEER HEALTH EXCHANGE
    70 GOLD ST
    SAN FRANCISCO,CA94133     		  PC TO EMPOWER YOUNG PEOPLE WITH THE KNOWLEDGE, SKILLS, AND RESOURCES TO MAKE HEALTHY DECISIONS 2,000
    PROGEORGIA
    1530 DEKALB AVE NE
    ATLANTA,GA30307     		  PC BUILDING INFRASTRUCTURE BY SUPPORTING, CONNECTING, AND COORDINATING CIVIC PARTICIPATION EFFORTS OF OUR NON-PROFIT MEMBER GROUP 2,000
    PROGRESSIVE LEADRSHIP ALLIANCE OF N
    203 S ARLINGTON AVE
    RENO,NV89501     		  PC TO BRING TOGETHER DIVERSE AND POTENTIALLY COMPETING ORGANIZATIONS INTO ONE COHESIVE FORCE FOR SOCIAL AND ENVIRONMENTAL JUSTICE IN NEVADA 2,000
    TEXAS ORGANIZING PROJECT EDUCATION
    2404 CAROLINE ST
    HOUSTON,TX77004     		  PC PROVIDES HARD WORKING TEXANS THE OPPORTUNITY TO IMPLEMENT REAL CHANGE BY ORGANIZING THEIR OWN NEIGHBORHOODS, INVESTING THEIR TIME AND ENERGY IN CAUSES RELEVANT TO THEIR RESPECTIVE COMMUNITIES 2,000
    THE CONSCIOUS KITCHEN
    2330 MARINSHIP WAY 205
    SAUSALITO,CA94965     		  PC TO ADDRESS FOOD EQUITY, EDUCATION, AND ACCESS BY SHIFTING THE PARADIGM AROUND SCHOOL FOOD SERVICE 7,500
    THE NEW FLORIDA MAJORITY EDUCATION
    10800 BISCAYNE BLVD STE 1050
    MIAMI,FL33161     		  PC TO INCREASE THE VOTING AND POLITICAL POWER OF MARGINALIZED AND EXCLUDED CONSTITUENCIES TOWARD AN INCLUSIVE, EQUITABLE, AND JUST FLORIDA 2,000
    THE OCEAN FOUNDATION
    1320 19TH ST NW
    WASHINGTON,DC20036     		  PC TO SUPPORT, STRENGTHEN, AND PROMOTE THOSE ORGANIZATIONS DEDICATED TO REVERSING THE TREND OF DESTRUCTION OF OCEAN ENVIRONMENTS AROUND THE WORLD 2,500
    THE ROCKEND ART BARN
    5 ROCK END ROAD
    NORTHEAST HARBOR,ME04662     		  PC PROMOTION OF ART 5,000
    THE SYNERGOS INSTITUTE
    3 E 54TH ST
    NEW YORK,NY10022     		  PC TO HELP SOLVE COMPLEX ISSUES AROUND THE WORLD BY ADVANCING BRIDGING LEADERSHIP, WHICH BUILDS TRUST AND COLLECTIVE ACTION 5,000
    THE TROPICAL FOREST GROUP
    1125 FORT STOCKTON DR
    SAN DIEGO,CA92103     		  PC TO PROMOTE AND ASSIST IN CONSERVATION AND RESORATION OF TROPICAL FORESTS THROUGH EDUCATION AND RESEARCH. SUPPORT DEVELOPMENT AND COORDINATION OF CONSERVATION PROJECTS AND PROGRAMS 10,000
    UNIVERSITY OF ARIZONA FOUNDATION
    1111 N CHERRY AVE
    TUCSON,AZ85719     		  PC ADVANCING THE UNIVERSITY OF ARIZONA BY BUILDING RELATIONSHIPS, SECURING PHILANTHROPIC SUPPORT AND STEWARDING ASSETS 2,000
    WORTH OUR WEIGHT
    1021 HAHMAN DR
    SANTA ROSA,CA95405     		  PC TRANSFORMS AT-RISK YOUNG ADULTS INTO FOOD INDUSTRY PROFESSIONALS AND PLACES THEM IN JOBS 2,000
    Total .................................bullet 3a 335,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 2,412  
    4 Dividends and interest from securities....     14 60,164  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....     14 16,029  
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 463,399  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   542,004  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    542,004
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID: 18007218
    Software Version: 2018v3.1


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2018 AccountingFeesSchedule
    Name:
    THE UPLANDS FAMILY FOUNDATION
    EIN:
    94-3257271
    Software ID:
    18007218
    Software Version:
    2018v3.1
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEE 16,676 5,559 0 11,117

    TY 2018 InvestmentsCorpStockSchedule
    Name:
    THE UPLANDS FAMILY FOUNDATION
    EIN:
    94-3257271
    Software ID:
    18007218
    Software Version:
    2018v3.1
    Name of Stock End of Year Book Value End of Year Fair Market Value
    CHARLES SCHWAB - CANNEL CAPITAL 475,373 479,992
    BASIS ADJUSTMENT - LPL 11,674  
    LPL FINANCIAL - CORPORATE STOCK 408,965 654,289

    TY 2018 InvestmentsGovtObligationsSch
    Name:
    THE UPLANDS FAMILY FOUNDATION
    EIN:
    94-3257271
    Software ID:
    18007218
    Software Version:
    2018v3.1
    US Government Securities - End of Year Book Value:

    6,071
    US Government Securities - End of Year Fair Market Value:

    43
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2018 InvestmentsOtherSchedule2
    Name:
    THE UPLANDS FAMILY FOUNDATION
    EIN:
    94-3257271
    Software ID:
    18007218
    Software Version:
    2018v3.1
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    BLACKSTONE GROUP-PTP TAX ADJ AT COST    
    CARYLE GROUP LTD - PTP TAX ADJ AT COST 15,966  
    LPL FINANCIAL - PTP AT COST 65,630 60,811
    LPL FINANCIAL - MUTUAL FUNDS AT COST 734,677 772,572
    LPL FINANCIAL - RIGHTS AND WARRANTS AT COST    

    TY 2018 OtherExpensesSchedule
    Name:
    THE UPLANDS FAMILY FOUNDATION
    EIN:
    94-3257271
    Software ID:
    18007218
    Software Version:
    2018v3.1
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    AMORTIZATION 150 150    
    BROKER FEE 25 25    
    CONTRACT LABOR 1,397 466   931
    MISC -10 -10    
    OTHER DEDUCTION K1 LINE 13H 454 454    
    OTHER DEDUCTION K1 LINE 13W 2,406 2,406    
    ROUNDING -2 -2    
    ROYALTY DEDUCTION - K1 14 14    
    TAXES & LICENSE 60 20   40


    TY 2018 OtherIncomeSchedule2
    Name:
    THE UPLANDS FAMILY FOUNDATION
    EIN:
    94-3257271
    Software ID:
    18007218
    Software Version:
    2018v3.1
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    Other Investment Income 16,029 16,029  


    TY 2018 OtherProfessionalFeesSchedule
    Name:
    THE UPLANDS FAMILY FOUNDATION
    EIN:
    94-3257271
    Software ID:
    18007218
    Software Version:
    2018v3.1
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT FEE 121,182 121,182 0 0


    TY 2018 TaxesSchedule
    Name:
    THE UPLANDS FAMILY FOUNDATION
    EIN:
    94-3257271
    Software ID:
    18007218
    Software Version:
    2018v3.1
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAX - CANNEL 177 177    
    FOREIGN TAX - K1 160 160    
    FOREIGN TAX - LPL 81 81    
    TAXES - FEDERAL 8,000