TY 2018 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
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Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2018

Open to Public Inspection

For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018

Name of foundation
ALEX KATZ FOUNDATION INC

Number and street (or P.O. box number if mail is not delivered to street address)A KOZAK 192 LEXINGTON AVE NO 1100
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10016

A Employer identification number

51-0529249

B Telephone number (see instructions)

(212) 889-6371

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$54,496,298J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)	8,449,928
2	Check .............
3	Interest on savings and temporary cash investments	61,473		61,473	61,473
4	Dividends and interest from securities...	744,705		744,705	744,705
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		5,189,192
b	Gross sales price for all assets on line 6a 41,384,885
7	Capital gain net income (from Part IV, line 2)...			7,675,700
8	Net short-term capital gain.........				0
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		17,916	17,916	17,916
12	Total. Add lines 1 through 11........	14,463,214		8,499,794	824,094
13	Compensation of officers, directors, trustees, etc.	150,000		0	0	150,000
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........		536	0	0	536
b	Accounting fees (attach schedule).......		34,888	26,166	26,166	8,722
c	Other professional fees (attach schedule)....		394,073	394,073	394,073	0
17	Interest...............
18	Taxes (attach schedule) (see instructions)...		42,606	12,606	12,606	0
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......		8,103	1,605	1,605	6,498
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	630,206		434,450	434,450	165,756
25	Contributions, gifts, grants paid.......	3,026,695				3,026,695
26	Total expenses and disbursements. Add lines 24 and 25	3,656,901		434,450	434,450	3,192,451
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	10,806,313
b	Net investment income (if negative, enter -0-)			8,065,344
c	Adjusted net income (if negative, enter -0-)...				389,644

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2018)

Form 990-PF (2018)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............	81,218	16,641	16,641
	2	Savings and temporary cash investments.........	3,545,319	16,699,113	16,699,113
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)	494,988	10,436,543	10,453,285
	b	Investments—corporate stock (attach schedule).......	25,170,630	14,328,948	15,072,447
	c	Investments—corporate bonds (attach schedule).......	12,780,216	11,348,233	11,194,877
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )	1,010,729	1,059,935	1,059,935
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	43,083,100	53,889,413	54,496,298
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........	0	0
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted..................
	25	Temporarily restricted...............
	26	Permanently restricted...............
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds........	0	0
	28	Paid-in or capital surplus, or land, bldg., and equipment fund	0	0
	29	Retained earnings, accumulated income, endowment, or other funds	43,083,100	53,889,413
	30	Total net assets or fund balances (see instructions).....	43,083,100	53,889,413
	31	Total liabilities and net assets/fund balances (see instructions).	43,083,100	53,889,413

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............

43,083,100

Enter amount from Part I, line 27a .....................

10,806,313

Other increases not included in line 2 (itemize) bullet

Add lines 1, 2, and 3 ..........................

53,889,413

Decreases not included in line 2 (itemize) bullet

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .

53,889,413

Form 990-PF (2018)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	2,000SHS NEWELL BRANDS INC	2017-01-30	2018-01-25
b	2,800SHS NEWELL BRANDS INC	2017-09-06	2018-01-25
c	1,500SHS NEWELL BRANDS INC	2017-09-12	2018-01-25
d	200SHS ALPHABET INC CL C	2018-08-17	2018-12-04
e	3,800SHS FORTIVE CORP	2018-03-13	2018-12-04
	2,500SHS KAR AUCTION SERVICES INC	2017-12-15	2018-12-04
	7,000SHS MONDELEZ INTERNATIONAL INC	2018-01-22	2018-12-06
	925SHS GENERAL DYNAMICS CORP	2017-08-28	2018-01-03
	3,315SHS COLGATE PALMOLIVE CO	2017-09-25	2018-01-12
	3,300SHS CBS CORP CL B	2017-10-10	2018-01-22
	100SHS CBS CORP CL B	2017-11-21	2018-01-22
	900SHS METLIFE INC	2017-07-25	2018-01-30
	2,460SHS EATON CORP PLC	2017-10-11	2018-02-02
	1,800SHS EXXON MOBIL CORP	2017-08-28	2018-02-02
	2,800SHS AMERICAN INTL GROUP INC	2017-05-22	2018-02-06
	1,040SHS AMERICAN INTL GROUP INC	2017-08-28	2018-02-06
	1,160SHS AMERICAN INTL GROUP INC	2017-12-04	2018-02-06
	3,200SHS APPLIED MATERIALS INC	2017-08-28	2018-02-06
	2,450SHS APPLIED MATERIALS INC	2017-12-07	2018-02-06
	880SHS SIMON PROPERTY GROUP INC	2017-12-14	2018-02-14
	5,050SHS NEWELL BRANDS INC	2018-02-07	2018-02-20
	1,300SHS NEWELL BRANDS INC	2018-02-08	2018-02-20
	2,720SHS KRAFT HEINZ CO	2018-02-15	2018-03-15
	955SHS KRAFT HEINZ CO	2018-03-05	2018-03-15
	4,200SHS CONAGRA BRANDS INC	2017-08-28	2018-03-15
	2,100SHS CONAGRA BRANDS INC	2017-10-02	2018-03-15
	155SHS FACEBOOK INC	2017-12-07	2018-03-20
	4,810SHS COMCAST CORP	2018-01-12	2018-03-26
	5,900SHS CISCO SYSTEMS INC	2017-08-28	2018-04-06
	2,550SHS CISCO SYSTEMS INC	2017-11-13	2018-04-06
	3,010SHS BRISTOL MYERS SQUIBB CO	2018-02-15	2018-04-16
	2,465SHS HESS CORP	2017-11-22	2018-05-07
	1,330SHS INTEL CORP	2017-07-12	2018-05-08
	1,580SHS BLACKSTONE GROUP LP	2017-08-28	2018-05-14
	2,330SHS INTEL CORP	2017-07-12	2018-05-15
	1,680SHS INTEL CORP	2017-08-28	2018-05-15
	1,990SHS INTEL CORP	2017-10-02	2018-05-15
	435SHS BOEING CO	2018-05-03	2018-05-15
	2,355SHS CONOCOPHILLIPS	2017-11-09	2018-05-29
	1,600SHS AT&T INC	2017-07-06	2018-06-06
	1,700SHS AT&T INC	2017-08-28	2018-06-06
	1,650SHS AT&T INC	2017-09-12	2018-06-06
	3,450SHS EBAY INC	2018-03-02	2018-06-21
	3,300SHS EBAY INC	2018-04-18	2018-06-21
	1,800SHS EBAY INC	2018-04-26	2018-06-21
	2,500SHS ORACLE CORP	2017-07-06	2018-06-25
	1,265SHS ORACLE CORP	2017-08-28	2018-06-25
	2,100SHS ORACLE CORP	2017-12-04	2018-06-25
	900SHS ORACLE CORP	2017-12-15	2018-06-25
	2,145SHS METLIFE INC	2018-03-06	2018-07-02
	665SHS METLIFE INC	2018-03-07	2018-07-02
	675SHS WAL MART STORES INC	2017-08-28	2018-07-12
	530SHS WAL MART STORES INC	2017-12-26	2018-07-12
	550SHS ROCKWELL AUTOMATION INC	2018-04-05	2018-07-16
	550SHS ROCKWELL AUTOMATION INC	2018-04-10	2018-07-16
	570SHS ROCKWELL AUTOMATION INC	2018-04-12	2018-07-16
	3,000SHS BAXTER INTL INC	2017-08-30	2018-07-17
	2,150SHS AIR LEASE CORP CL A	2018-02-15	2018-07-20
	2,150SHS AIR LEASE CORP CL A	2018-05-08	2018-07-20
	2,000SHS JD.COM INC SPON ADR CL A	2018-01-26	2018-07-23
	5,400SHS JD.COM INC SPON ADR CL A	2018-05-08	2018-07-23
	385SHS PALO ALTO NETWORKS INC	2017-08-28	2018-08-07
	795SHS PALO ALTO NETWORKS INC	2017-11-06	2018-08-07
	1,850SHS INTEL CORP	2018-06-22	2018-08-13
	1,700SHS APPLIED MATERIALS INC	2018-04-18	2018-08-17
	990SHS APPLIED MATERIALS INC	2018-04-19	2018-08-17
	2,310SHS APPLIED MATERIALS INC	2018-05-18	2018-08-17
	545SHS JPMORGAN CHASE & CO	2018-02-22	2018-09-05
	970SHS DOWDUPONT INC	2017-12-19	2018-09-05
	3,200SHS QUALCOMM INC	2018-04-17	2018-09-05
	400SHS QUALCOMM INC	2018-07-25	2018-09-05
	2,200SHS BLACKSTONE GROUP LP	2017-12-04	2018-09-05
	330SHS BLACKSTONE GROUP LP	2018-01-24	2018-09-05
	2,340SHS CVS HEALTH CORP	2017-10-13	2018-09-05
	520SHS CVS HEALTH CORP	2018-03-28	2018-09-05
	1,525SHS PAYPAL HOLDINGS INC	2018-06-26	2018-09-05
	765SHS PAYPAL HOLDINGS INC	2018-07-31	2018-09-05
	2,935SHS MERCK & CO INC	2018-07-18	2018-09-05
	2,150SHS ROYAL DUTCH SHELL PLC	2018-04-10	2018-09-05
	925SHS ROYAL DUTCH SHELL PLC	2018-05-15	2018-09-05
	865SHS NXP SEMICONDUCTORS NV	2018-07-31	2018-09-05
	WASH SALE ADJUSTMENT - 865SHS NXP SEMICONDUCTORS NV	2018-07-31	2018-09-05
	865SHS NXP SEMICONDUCTORS NV	2018-08-14	2018-09-05
	355SHS NXP SEMICONDUCTORS NV	2018-08-21	2018-09-05
	1,425SHS UNITED TECHNOLOGIES CORP	2018-01-03	2018-09-05
	45SHS UNITED TECHNOLOGIES CORP	2018-06-22	2018-09-05
	1,420SHS ANADARKO PETROLEUM CORP	2018-06-19	2018-09-05
	1,150SHS ANADARKO PETROLEUM CORP	2018-08-01	2018-09-05
	370SHS ANADARKO PETROLEUM CORP	2018-08-29	2018-09-05
	1,755SHS CITIGROUP INC	2018-03-20	2018-09-05
	885SHS CITIGROUP INC	2018-03-22	2018-09-05
	430SHS IBM	2017-10-18	2018-09-05
	3,075SHS KRAFT HEINZ CO	2018-08-08	2018-09-05
	1,000SHS SCHLUMBERGER LTD	2017-12-19	2018-09-05
	255SHS SCHLUMBERGER LTD	2018-07-18	2018-09-05
	1,045SHS CELGENE CORP	2018-02-15	2018-09-05
	420SHS CELGENE CORP	2018-02-28	2018-09-05
	285SHS CELGENE CORP	2018-05-14	2018-09-05
	4,200SHS COMCAST CORP	2018-07-19	2018-09-05
	35SHS COMCAST CORP	2018-08-22	2018-09-05
	4,695SHS AT&T INC	2017-11-08	2018-09-05
	1,740SHS EATON CORP PLC	2018-07-02	2018-09-05
	855SHS FACEBOOK INC	2017-12-07	2018-09-05
	3,790SHS CONAGRA BRANDS INC	2018-06-27	2018-09-05
	1,700SHS CBS CORP CL B	2017-11-21	2018-09-05
	850SHS CBS CORP CL B	2017-12-14	2018-09-05
	2,195SHS CARNIVAL CORP	2018-04-03	2018-09-05
	4,200SHS BANK OF AMERICA CORP	2017-10-05	2018-09-05
	1,000SHS FIDELITY NATIONAL INFORMATION SERVICES INC	2018-03-13	2018-09-05
	125SHS FIDELITY NATIONAL INFORMATION SERVICES INC	2018-03-22	2018-09-05
	995SHS CHEVRON CORP	2018-02-28	2018-09-05
	700SHS UNITED PARCEL SERVICE INC CL B	2018-02-15	2018-09-05
	375SHS 3M COMPANY	2018-06-22	2018-09-05
	375SHS CONSTELLATION BRANDS INC	2018-08-29	2018-09-05
	750SHS DANAHER CORP	2018-07-18	2018-09-05
	365SHS METLIFE INC	2018-03-07	2018-09-05
	1,295SHS METLIFE INC	2018-04-25	2018-09-05
	1,160SHS ABBOTT LABORATORIES	2018-07-17	2018-09-05
	675SHS VULCAN MATERIALS CO	2018-08-13	2018-09-05
	500SHS CHUBB LTD	2017-09-08	2018-09-05
	1,025SHS KRAFT HEINZ CO	2018-08-08	2018-09-17
	1,260SHS CONAGRA BRANDS INC	2018-06-27	2018-10-01
	695SHS NXP SEMICONDUCTORS NV	2018-08-21	2018-10-12
	695SHS NXP SEMICONDUCTORS NV	2018-10-01	2018-10-12
	855SHS JPMORGAN CHASE & CO	2018-02-22	2018-10-12
	260SHS DOWDUPONT INC	2017-12-19	2018-10-12
	1,100SHS DOWDUPONT INC	2018-03-05	2018-10-12
	2,250SHS BLACKSTONE GROUP LP	2018-01-24	2018-10-12
	1,200SHS QUALCOMM INC	2018-07-25	2018-10-12
	260SHS CVS HEALTH CORP	2018-03-28	2018-10-12
	695SHS CVS HEALTH CORP	2018-04-03	2018-10-12
	980SHS MERCK & CO INC	2018-07-18	2018-10-12
	1,075SHS PROLOGIS INC	2018-10-03	2018-10-12
	1,025SHS ROYAL DUTCH SHELL PLC	2018-05-15	2018-10-12
	980SHS ANADARKO PETROLEUM CORP	2018-08-29	2018-10-12
	490SHS UNITED TECHNOLOGIES CORP	2018-06-22	2018-10-12
	25SHS CITIGROUP INC	2018-03-22	2018-10-12
	855SHS CITIGROUP INC	2018-05-23	2018-10-12
	355SHS STRYKER CORP	2018-09-17	2018-10-12
	760SHS PAYPAL HOLDINGS INC	2018-07-31	2018-10-12
	410SHS IBM	2017-10-18	2018-10-12
	925SHS SCHLUMBERGER LTD	2018-07-18	2018-10-12
	365SHS AT&T INC	2017-11-08	2018-10-12
	1,200SHS AT&T INC	2018-07-25	2018-10-12
	1,140SHS COMCAST CORP	2018-08-22	2018-10-12
	580SHS CELGENE CORP	2018-05-14	2018-10-12
	580SHS EATON CORP PLC	2018-07-02	2018-10-12
	850SHS CBS CORP CL B	2017-12-14	2018-10-12
	730SHS CARNIVAL CORP	2018-04-03	2018-10-12
	330SHS CHEVRON CORP	2018-02-28	2018-10-12
	375SHS FIDELITY NATIONAL INFORMATION SERVICES INC	2018-03-22	2018-10-12
	125SHS CONSTELLATION BRANDS INC	2018-08-29	2018-10-12
	235SHS UNITED PARCEL SERVICE INC CL B	2018-02-15	2018-10-12
	390SHS ABBOTT LABORATORIES	2018-07-17	2018-10-12
	250SHS DANAHER CORP	2018-07-18	2018-10-12
	125SHS 3M COMPANY	2018-06-22	2018-10-12
	550SHS METLIFE INC	2018-04-25	2018-10-12
	225SHS VULCAN MATERIALS CO	2018-08-13	2018-10-12
	5,490SHS CONSUMER STAPLES SELECT SECTOR SPDR FUND	2018-08-17	2018-10-15
	$3,000M USTB 12/06/18	2018-10-16	2018-12-06
	30,000SHS HRG GROUP INC	2015-06-26	2018-01-22
	15,200SHS NEWELL BRANDS INC	2016-04-11	2018-01-25
	2,800SHS ANHEUSER BUSCH SA NV SPON ADR	2011-11-11	2018-08-17
	200SHS ANHEUSER BUSCH SA NV SPON ADR	2013-06-10	2018-08-17
	800SHS ANHEUSER BUSCH SA NV SPON ADR	2013-06-26	2018-08-17
	200SHS ANHEUSER BUSCH SA NV SPON ADR	2013-12-27	2018-08-17
	1,000SHS ANHEUSER BUSCH SA NV SPON ADR	2014-01-30	2018-08-17
	1,825SHS ANHEUSER BUSCH SA NV SPON ADR	2011-11-11	2018-08-17
	3,225SHS BROOKFIELD ASSET MGMT INC CL A	2007-09-04	2018-08-17
	200SHS GARRETT MOTION INC	2010-05-12	2018-10-02
	40SHS GARRETT MOTION INC	2010-06-17	2018-10-02
	10SHS GARRETT MOTION INC	2010-07-26	2018-10-02
	100SHS GARRETT MOTION INC	2010-11-22	2018-10-02
	17.50SHS GARRETT MOTION INC	2013-04-19	2018-10-02
	32.50SHS GARRETT MOTION INC	2013-06-26	2018-10-02
	100SHS GARRETT MOTION INC	2013-06-27	2018-10-02
	30SHS GARRETT MOTION INC	2013-11-11	2018-10-02
	40SHS GARRETT MOTION INC	2015-06-08	2018-10-02
	310SHS GARRETT MOTION INC	2010-05-12	2018-10-02
	30SHS GARRETT MOTION INC	2010-06-17	2018-10-02
	30SHS GARRETT MOTION INC	2010-06-17	2018-10-02
	30SHS GARRETT MOTION INC	2010-07-26	2018-10-02
	70SHS GARRETT MOTION INC	2013-03-08	2018-10-02
	.3333SHS RESIDEO TECHNOLOGIES INC	2010-05-12	2018-10-31
	333SHS RESIDEO TECHNOLOGIES INC	2010-05-12	2018-10-31
	66.6667SHS RESIDEO TECHNOLOGIES INC	2010-06-17	2018-10-31
	16.6666SHS RESIDEO TECHNOLOGIES INC	2010-07-26	2018-10-31
	166.6667SHS RESIDEO TECHNOLOGIES INC	2010-11-22	2018-10-31
	29.1666SHS RESIDEO TECHNOLOGIES INC	2013-04-19	2018-10-31
	54.1667SHS RESIDEO TECHNOLOGIES INC	2013-06-26	2018-10-31
	1666.6666SHS RESIDEO TECHNOLOGIES INC	2013-06-27	2018-10-31
	50SHS RESIDEO TECHNOLOGIES INC	2013-11-11	2018-10-31
	66.6667SHS RESIDEO TECHNOLOGIES INC	2015-06-08	2018-10-31
	516.6667SHS RESIDEO TECHNOLOGIES INC	2010-05-12	2018-10-31
	50SHS RESIDEO TECHNOLOGIES INC	2010-06-17	2018-10-31
	50SHS RESIDEO TECHNOLOGIES INC	2010-06-17	2018-10-31
	50SHS RESIDEO TECHNOLOGIES INC	2010-07-26	2018-10-31
	116.6667SHS RESIDEO TECHNOLOGIES INC	2013-03-08	2018-10-31
	1,150SHS ACCENTURE PLC IRELAND CL A	2008-01-31	2018-12-04
	200SHS ACCENTURE PLC IRELAND CL A	2008-05-12	2018-12-04
	1,000SHS ACCENTURE PLC IRELAND CL A	2008-10-13	2018-12-04
	200SHS ACCENTURE PLC IRELAND CL A	2010-03-31	2018-12-04
	450SHS ACCENTURE PLC IRELAND CL A	2013-02-27	2018-12-04
	1,100SHS ACCENTURE PLC IRELAND CL A	2008-11-14	2018-12-04
	9,600SHS ARAMARK	2014-12-12	2018-12-04
	2,300SHS ARAMARK	2014-07-08	2018-12-04
	2,250SHS BROOKFIELD ASSET MGMT INC CL A	2008-01-31	2018-12-04
	450SHS BROOKFIELD ASSET MGMT INC CL A	2008-02-01	2018-12-04
	225SHS BROOKFIELD ASSET MGMT INC CL A	2008-04-17	2018-12-04
	3,000SHS BROOKFIELD ASSET MGMT INC CL A	2008-10-13	2018-12-04
	1,050SHS BROOKFIELD ASSET MGMT INC CL A	2009-07-21	2018-12-04
	300SHS BROOKFIELD ASSET MGMT INC CL A	2010-02-19	2018-12-04
	300SHS BROOKFIELD ASSET MGMT INC CL A	2010-05-27	2018-12-04
	750SHS BROOKFIELD ASSET MGMT INC CL A	2010-08-03	2018-12-04
	675SHS BROOKFIELD ASSET MGMT INC CL A	2010-11-24	2018-12-04
	150SHS BROOKFIELD ASSET MGMT INC CL A	2013-03-21	2018-12-04
	3,300SHS BROOKFIELD ASSET MGMT INC CL A	2009-05-20	2018-12-04
	825SHS BROOKFIELD ASSET MGMT INC CL A	2007-09-04	2018-12-04
	875SHS BROOKFIELD ASSET MGMT INC CL A	2007-09-21	2018-12-04
	5,250SHS BROOKFIELD ASSET MGMT INC CL A	2013-03-26	2018-12-04
	400SHS DANAHER CORP	2009-10-12	2018-12-04
	300SHS DANAHER CORP	2009-10-19	2018-12-04
	300SHS DANAHER CORP	2011-10-24	2018-12-04
	700SHS DANAHER CORP	2009-10-12	2018-12-04
	800SHS DANAHER CORP	2010-04-05	2018-12-04
	600SHS DANAHER CORP	2010-04-22	2018-12-04
	400SHS DANAHER CORP	2011-10-24	2018-12-04
	100SHS DANAHER CORP	2012-11-07	2018-12-04
	3,500SHS DUNKIN BRANDS GROUP INC	2017-01-30	2018-12-04
	1,800SHS FEDEX CORP	2016-06-07	2018-12-04
	2,000SHS HONEYWELL INTERNATIONAL INC	2010-05-12	2018-12-04
	100SHS HONEYWELL INTERNATIONAL INC	2010-06-17	2018-12-04
	3,100SHS HONEYWELL INTERNATIONAL INC	2010-05-12	2018-12-04
	300SHS HONEYWELL INTERNATIONAL INC	2010-06-17	2018-12-04
	1,000SHS NESTLE SA SPONSORED ADRS	2007-05-29	2018-12-04
	13,200SHS SERVICE CORP INT'L	2015-03-19	2018-12-04
	4,275SHS THERMO FISHER SCIENTIFIC INC	2015-11-19	2018-12-04
	2,000SHS US BANCORP DEL COM	2009-04-09	2018-12-04
	2,000SHS US BANCORP DEL COM	2009-05-12	2018-12-04
	3,200SHS US BANCORP DEL COM	2009-04-09	2018-12-04
	3,100SHS US BANCORP DEL COM	2009-05-12	2018-12-04
	400SHS US BANCORP DEL COM	2009-08-04	2018-12-04
	900SHS WELLS FARGO & CO	2010-01-28	2018-12-04
	1,300SHS WELLS FARGO & CO	2010-02-11	2018-12-04
	800SHS WELLS FARGO & CO	2010-03-09	2018-12-04
	600SHS WELLS FARGO & CO	2010-10-15	2018-12-04
	800SHS WELLS FARGO & CO	2010-11-22	2018-12-04
	500SHS WELLS FARGO & CO	2010-11-24	2018-12-04
	1,000SHS WELLS FARGO & CO	2013-02-27	2018-12-04
	1,000SHS WELLS FARGO & CO	2013-07-11	2018-12-04
	1,000SHS WELLS FARGO & CO	2013-12-19	2018-12-04
	2,100SHS WELLS FARGO & CO	2010-02-10	2018-12-04
	1,300SHS WELLS FARGO & CO	2010-03-09	2018-12-04
	700SHS WELLS FARGO & CO	2010-10-15	2018-12-04
	250SHS BERKSHIRE HATHAWAY INC CL B	2008-01-31	2018-12-04
	1,250SHS BERKSHIRE HATHAWAY INC CL B	2007-06-28	2018-12-04
	12,800SHS SERVICE CORP INT'L	2015-03-04	2018-12-04
	50SHS ACCENTURE PLC IRELAND CL A	2013-02-27	2018-12-06
	800SHS ACCENTURE PLC IRELAND CL A	2013-07-03	2018-12-06
	800SHS ACCENTURE PLC IRELAND CL A	2013-10-11	2018-12-06
	1,000SHS ACCENTURE PLC IRELAND CL A	2013-12-19	2018-12-06
	350SHS ACCENTURE PLC IRELAND CL A	2014-06-18	2018-12-06
	250SHS BERKSHIRE HATHAWAY INC CL B	2008-01-31	2018-12-06
	100SHS BERKSHIRE HATHAWAY INC CL B	2008-09-24	2018-12-06
	400SHS BERKSHIRE HATHAWAY INC CL B	2008-10-13	2018-12-06
	250SHS BERKSHIRE HATHAWAY INC CL B	2009-01-13	2018-12-06
	250SHS BERKSHIRE HATHAWAY INC CL B	2009-02-23	2018-12-06
	750SHS BERKSHIRE HATHAWAY INC CL B	2009-01-13	2018-12-06
	500SHS BERKSHIRE HATHAWAY INC CL B	2009-02-23	2018-12-06
	800SHS CVS HEALTH CORP	2008-01-31	2018-12-06
	1,000SHS CVS HEALTH CORP	2008-10-13	2018-12-06
	500SHS CVS HEALTH CORP	2009-01-13	2018-12-06
	400SHS CVS HEALTH CORP	2009-01-22	2018-12-06
	100SHS CVS HEALTH CORP	2010-06-09	2018-12-06
	1,000SHS CVS HEALTH CORP	2010-11-22	2018-12-06
	300SHS CVS HEALTH CORP	2011-02-14	2018-12-06
	100SHS CVS HEALTH CORP	2012-01-03	2018-12-06
	200SHS CVS HEALTH CORP	2013-03-11	2018-12-06
	400SHS CVS HEALTH CORP	2013-06-26	2018-12-06
	1,000SHS CVS HEALTH CORP	2013-12-27	2018-12-06
	1,400SHS CVS HEALTH CORP	2009-01-13	2018-12-06
	600SHS CVS HEALTH CORP	2009-01-22	2018-12-06
	1,200SHS CVS HEALTH CORP	2007-05-29	2018-12-06
	400SHS CVS HEALTH CORP	2007-07-23	2018-12-06
	400SHS CVS HEALTH CORP	2011-02-14	2018-12-06
	800SHS CVS HEALTH CORP	2013-03-11	2018-12-06
	400SHS CVS HEALTH CORP	2013-12-27	2018-12-06
	1,100SHS DANAHER CORP	2009-10-19	2018-12-06
	900SHS DANAHER CORP	2011-10-24	2018-12-06
	1,400SHS DANAHER CORP	2014-10-31	2018-12-06
	1,600SHS DANAHER CORP	2015-02-17	2018-12-06
	300SHS HONEYWELL INTERNATIONAL INC	2010-06-17	2018-12-06
	100SHS HONEYWELL INTERNATIONAL INC	2010-07-26	2018-12-06
	1,000SHS HONEYWELL INTERNATIONAL INC	2010-11-22	2018-12-06
	175SHS HONEYWELL INTERNATIONAL INC	2013-04-19	2018-12-06
	325SHS HONEYWELL INTERNATIONAL INC	2013-06-26	2018-12-06
	100SHS HONEYWELL INTERNATIONAL INC	2013-04-19	2018-12-06
	1,350SHS ONEX CORP SUB VTG	2008-10-14	2018-12-06
	500SHS ONEX CORP SUB VTG	2010-01-15	2018-12-06
	700SHS ONEX CORP SUB VTG	2010-03-12	2018-12-06
	400SHS ONEX CORP SUB VTG	2010-04-14	2018-12-06
	700SHS ONEX CORP SUB VTG	2010-11-23	2018-12-06
	1,500SHS ONEX CORP SUB VTG	2013-12-27	2018-12-06
	1,350SHS ONEX CORP SUB VTG	2014-01-03	2018-12-06
	400SHS ONEX CORP SUB VTG	2009-08-19	2018-12-06
	2,700SHS ONEX CORP SUB VTG	2009-11-25	2018-12-06
	300SHS ONEX CORP SUB VTG	2010-03-12	2018-12-06
	600SHS ONEX CORP SUB VTG	2010-04-14	2018-12-06
	3,000SHS ONEX CORP SUB VTG	2007-08-29	2018-12-06
	200SHS ONEX CORP SUB VTG	2008-02-21	2018-12-06
	200SHS ONEX CORP SUB VTG	2008-04-17	2018-12-06
	1,000SHS ONEX CORP SUB VTG	2013-12-27	2018-12-06
	5,500SHS SERVICE CORP INT'L	2015-03-19	2018-12-06
	1,700SHS SERVICE CORP INT'L	2015-03-31	2018-12-06
	2,000SHS THERMO FISHER SCIENTIFIC INC	2015-11-19	2018-12-06
	615SHS METLIFE INC	2014-12-12	2018-01-30
	1,720SHS METLIFE INC	2016-01-21	2018-01-30
	800SHS METLIFE INC	2016-08-11	2018-01-30
	1,360SHS CONOCOPHILLIPS	2016-09-08	2018-02-20
	680SHS CONOCOPHILLIPS	2016-09-09	2018-02-20
	615SHS CONOCOPHILLIPS	2016-11-10	2018-02-20
	1,065SHS AMERICAN TOWER REIT	2016-11-10	2018-03-06
	300SHS AMERICAN TOWER REIT	2016-12-02	2018-03-06
	15SHS FACEBOOK INC	2016-01-19	2018-03-20
	615SHS FACEBOOK INC	2016-01-20	2018-03-20
	25.069SHS ALPHABET INC CL C	2012-05-15	2018-04-05
	65.178SHS ALPHABET INC CL C	2012-05-29	2018-04-05
	99.753SHS ALPHABET INC CL C	2014-08-15	2018-04-05
	2,350SHS NEWMONT MINING CORP	2015-01-16	2018-04-12
	1,650SHS NEWMONT MINING CORP	2016-02-22	2018-04-12
	1,355SHS HESS CORP	2016-02-22	2018-05-07
	385SHS CONOCOPHILLIPS	2016-11-10	2018-05-29
	1,600SHS AT&T INC	2017-06-05	2018-06-06
	1,365SHS WAL MART STORES INC	2016-12-01	2018-07-12
	320SHS WAL MART STORES INC	2017-01-05	2018-07-12
	450SHS PALO ALTO NETWORKS INC	2017-06-30	2018-08-07
	370SHS PALO ALTO NETWORKS INC	2017-07-31	2018-08-07
	980SHS APPLE INC	2010-03-08	2018-09-05
	505SHS APPLE INC	2014-10-15	2018-09-05
	720SHS JPMORGAN CHASE & CO	2016-11-16	2018-09-05
	730SHS JPMORGAN CHASE & CO	2017-04-24	2018-09-05
	570SHS JPMORGAN CHASE & CO	2017-08-28	2018-09-05
	1,000SHS DOWDUPONT INC	2016-12-06	2018-09-05
	1,020SHS DOWDUPONT INC	2016-12-12	2018-09-05
	1,100SHS DOWDUPONT INC	2017-03-09	2018-09-05
	4,220SHS BLACKSTONE GROUP LP	2017-08-28	2018-09-05
	565SHS WALT DISNEY CO	2017-05-16	2018-09-05
	800SHS WALT DISNEY CO	2017-08-09	2018-09-05
	800SHS WALT DISNEY CO	2017-08-28	2018-09-05
	85.725SHS ALPHABET INC CL C	2014-08-15	2018-09-05
	100.275SHS ALPHABET INC CL C	2014-10-17	2018-09-05
	2,500SHS MONDELEZ INTERNATIONAL INC	2016-07-27	2018-09-05
	2,000SHS MONDELEZ INTERNATIONAL INC	2017-07-13	2018-09-05
	490SHS MONDELEZ INTERNATIONAL INC	2017-08-28	2018-09-05
	800SHS IBM	2017-08-25	2018-09-05
	770SHS HONEYWELL INTERNATIONAL INC	2012-10-25	2018-09-05
	335SHS HONEYWELL INTERNATIONAL INC	2016-11-15	2018-09-05
	1,515SHS SCHLUMBERGER LTD	2017-08-28	2018-09-05
	750SHS RAYTHEON CO	2011-07-20	2018-09-05
	540SHS THERMO FISHER SCIENTIFIC INC	2017-01-27	2018-09-05
	340SHS FEDEX CORP	2016-09-21	2018-09-05
	145SHS FEDEX CORP	2016-10-05	2018-09-05
	155SHS BROADCOM LIMITED	2016-10-05	2018-09-05
	195SHS BROADCOM LIMITED	2016-10-18	2018-09-05
	470SHS UNION PACIFIC CORP	2016-11-02	2018-09-05
	350SHS BERKSHIRE HATHAWAY INC CL B	2012-02-02	2018-09-05
	250SHS BERKSHIRE HATHAWAY INC CL B	2012-11-12	2018-09-05
	175SHS BERKSHIRE HATHAWAY INC CL B	2017-08-28	2018-09-05
	37SHS GARRETT MOTION INC	2016-11-15	2018-10-03
	250SHS RAYTHEON CO	2011-07-20	2018-10-12
	495SHS APPLE INC	2014-10-15	2018-10-12
	100SHS WALT DISNEY CO	2017-08-28	2018-10-12
	620SHS WALT DISNEY CO	2017-10-10	2018-10-12
	1,660SHS MONDELEZ INTERNATIONAL INC	2017-08-28	2018-10-12
	260SHS BERKSHIRE HATHAWAY INC CL B	2017-08-28	2018-10-12
	165SHS CHUBB LTD	2017-09-08	2018-10-12
	180SHS THERMO FISHER SCIENTIFIC INC	2017-01-27	2018-10-12
	160SHS FEDEX CORP	2016-10-05	2018-10-12
	120SHS BROADCOM LIMITED	2016-10-18	2018-10-12
	160SHS UNION PACIFIC CORP	2016-11-02	2018-10-12
	370SHS HONEYWELL INTERNATIONAL INC	2016-11-15	2018-10-12
	1,400SHS BANK OF AMERICA CORP	2017-10-05	2018-10-12
	$200M APPLE INC 1.0% 05/03/18	2016-11-14	2018-01-10
	$100M APPLE INC 1.0% 05/03/18	2016-11-14	2018-01-29
	$500M EXXON MOBIL CORP 1.305% 03/06/18	2016-11-18	2018-01-31
	$200M APPLE INC 1.0% 05/03/18	2016-11-14	2018-01-31
	$900M MERCK & CO INC 1.3% 05/18/18	2016-07-26	2018-05-18
	$500M BERKSHIRE HATHAWAY 2% 08/15/18	2015-12-14	2018-05-21
	$500M BERKSHIRE HATHAWAY 2% 08/15/18	2015-12-21	2018-06-01
	$100M MICROSOFT CORP 1.625% 12/06/2018	2016-01-06	2018-07-19
	$150M MICROSOFT CORP 1.625% 12/06/2018	2016-01-06	2018-10-11
	$50M MICROSOFT CORP 1.625% 12/06/2018	2016-01-11	2018-10-11
	$50M MICROSOFT CORP 1.625% 12/06/2018	2016-01-11	2018-10-11
	$50M MICROSOFT CORP 1.625% 12/06/2018	2016-01-11	2018-10-11
	$100M MICROSOFT CORP 1.625% 12/06/2018	2016-11-14	2018-10-11
	$500M JOHNSON & JOHNSON 1.65% 12/05/18	2014-04-02	2018-12-05
	$500M JOHNSON & JOHNSON 1.65% 12/05/18	2014-12-30	2018-12-05
	$400M MICROSOFT CORP 1.625% 12/06/2018	2016-11-14	2018-12-06
	$1,000M WAL-MART STORES INC 1.95% 12/15/18	2015-12-14	2018-12-17

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	50,492	91,825	-41,333
b	70,688	131,275	-60,587
c	37,869	66,154	-28,285
d	210,116	239,121	-29,005
e	276,583	298,228	-21,645
	136,828	127,229	9,599
	305,205	309,723	-4,518
	185,054	185,053	1
	246,536	242,532	4,004
	189,807	192,693	-2,886
	5,752	5,599	153
	45,277	44,990	287
	214,181	192,312	21,869
	149,894	138,840	11,054
	170,199	173,228	-3,029
	63,217	63,207	10
	70,511	69,948	563
	151,513	139,463	12,050
	116,002	126,277	-10,275
	134,275	145,772	-11,497
	140,679	149,082	-8,403
	36,214	37,206	-992
	177,471	196,282	-18,811
	62,311	64,151	-1,840
	152,463	139,446	13,017
	76,232	70,784	5,448
	25,945	27,363	-1,418
	159,610	203,613	-44,003
	243,837	186,270	57,567
	105,387	87,165	18,222
	161,422	203,242	-41,820
	148,958	107,702	41,256
	70,778	45,741	25,037
	49,604	50,151	-547
	125,178	80,133	45,045
	90,257	58,790	31,467
	106,911	77,588	29,323
	148,864	144,624	4,240
	152,290	125,693	26,597
	52,288	59,902	-7,614
	55,556	64,963	-9,407
	53,922	59,538	-5,616
	130,653	147,210	-16,557
	124,973	141,775	-16,802
	68,167	69,295	-1,128
	108,571	123,506	-14,935
	54,937	62,725	-7,788
	91,200	104,545	-13,345
	39,086	43,132	-4,046
	93,452	101,347	-7,895
	28,972	31,033	-2,061
	58,594	53,075	5,519
	46,008	52,296	-6,288
	92,026	96,096	-4,070
	92,026	95,767	-3,741
	95,373	98,936	-3,563
	223,769	184,267	39,502
	89,655	100,024	-10,369
	89,655	93,574	-3,919
	71,560	100,080	-28,520
	193,212	205,236	-12,024
	81,626	49,722	31,904
	168,552	116,657	51,895
	90,459	97,462	-7,003
	75,851	93,674	-17,823
	44,172	50,771	-6,599
	103,068	113,008	-9,940
	62,531	63,152	-621
	68,092	69,370	-1,278
	222,487	176,230	46,257
	27,811	23,577	4,234
	80,949	70,714	10,235
	12,142	11,986	156
	171,424	171,993	-569
	38,094	32,702	5,392
	137,290	126,246	11,044
	68,870	62,602	6,268
	200,393	184,997	15,396
	139,341	145,605	-6,264
	59,949	67,043	-7,094
	81,177	82,614	-1,437
	1,155		1,155
	81,177	78,704	2,473
	33,315	32,149	1,166
	188,738	185,470	3,268
	5,960	5,624	336
	90,921	97,546	-6,625
	73,633	82,234	-8,601
	23,691	24,314	-623
	125,070	128,683	-3,613
	63,069	63,256	-187
	62,850	67,578	-4,728
	176,132	185,735	-9,603
	60,718	63,927	-3,209
	15,483	16,910	-1,427
	95,981	101,397	-5,416
	38,576	37,844	732
	26,177	24,181	1,996
	152,074	147,679	4,395
	1,267	1,253	14
	149,387	154,659	-5,272
	145,981	130,670	15,311
	144,418	150,938	-6,520
	137,077	135,172	1,905
	89,640	95,189	-5,549
	44,820	49,006	-4,186
	133,494	141,796	-8,302
	129,773	108,533	21,240
	106,411	101,066	5,345
	13,301	12,325	976
	117,613	114,509	3,104
	87,038	75,213	11,825
	78,931	73,969	4,962
	78,519	77,907	612
	77,643	74,930	2,713
	16,894	17,033	-139
	59,938	61,776	-1,838
	76,158	73,357	2,801
	74,048	74,571	-523
	68,492	71,170	-2,678
	59,340	61,912	-2,572
	42,106	44,939	-2,833
	54,168	62,940	-8,772
	54,168	60,911	-6,743
	90,905	99,073	-8,168
	15,445	18,594	-3,149
	65,346	74,880	-9,534
	78,225	81,726	-3,501
	76,615	70,730	5,885
	19,269	16,351	2,918
	51,508	43,057	8,451
	67,805	61,771	6,034
	66,954	71,069	-4,115
	66,484	74,291	-7,807
	65,225	64,401	824
	63,019	61,235	1,784
	1,730	1,787	-57
	59,151	59,664	-513
	60,272	60,825	-553
	59,482	62,193	-2,711
	57,435	64,435	-7,000
	54,132	61,341	-7,209
	11,628	12,024	-396
	38,228	36,472	1,756
	48,288	50,484	-2,196
	47,404	49,211	-1,807
	45,974	43,557	2,417
	45,945	49,006	-3,061
	42,145	47,158	-5,013
	38,650	37,978	672
	38,095	36,976	1,119
	27,840	25,969	1,871
	26,872	25,250	1,622
	26,814	24,663	2,151
	25,656	24,977	679
	24,741	24,656	85
	23,677	26,237	-2,560
	22,662	24,857	-2,195
	286,183	302,388	-16,205
	2,991,146	2,991,146	0
	564,394	396,325	168,069
	383,737	671,189	-287,452
	277,739	165,637	112,102
	19,839	18,802	1,037
	79,354	70,842	8,512
	19,839	21,299	-1,460
	99,193	96,519	2,674
	181,026	107,958	73,068
	140,979	72,903	68,076
	3,461	1,001	2,460
	692	184	508
	173	47	126
	1,731	536	1,195
	303	138	165
	562	275	287
	1,731	866	865
	519	281	238
	692	444	248
	5,365	1,551	3,814
	519	138	381
	519	138	381
	519	141	378
	1,211	552	659
	7	3	4
	6,931	2,679	4,252
	1,388	492	896
	347	126	221
	3,469	1,436	2,033
	607	371	236
	1,127	737	390
	3,469	2,320	1,149
	1,041	752	289
	1,388	1,190	198
	10,753	4,156	6,597
	1,041	369	672
	1,041	369	672
	1,041	377	664
	2,428	1,480	948
	189,177	38,987	150,190
	32,900	7,547	25,353
	164,502	32,695	131,807
	32,900	8,438	24,462
	74,026	33,345	40,681
	180,952	32,248	148,704
	360,597	268,800	91,797
	86,393	61,908	24,485
	96,697	46,687	50,010
	19,339	9,774	9,565
	9,670	4,106	5,564
	128,930	39,601	89,329
	45,126	12,761	32,365
	12,893	4,679	8,214
	12,893	4,820	8,073
	32,232	12,889	19,343
	29,009	13,361	15,648
	6,447	3,636	2,811
	141,823	40,547	101,276
	35,456	18,650	16,806
	37,605	20,962	16,643
	225,627	123,983	101,644
	42,475	10,358	32,117
	31,856	8,000	23,856
	31,856	11,025	20,831
	74,331	18,785	55,546
	84,950	24,673	60,277
	63,713	19,029	44,684
	42,475	14,714	27,761
	10,619	3,968	6,651
	255,888	182,098	73,790
	388,051	296,977	91,074
	285,651	89,199	196,452
	14,283	4,095	10,188
	442,759	138,245	304,514
	42,848	12,279	30,569
	85,324	38,775	46,549
	601,045	350,000	251,045
	1,043,113	587,634	455,479
	105,146	32,532	72,614
	105,146	35,526	69,620
	168,234	52,036	116,198
	162,977	55,052	107,925
	21,029	8,635	12,394
	46,505	25,134	21,371
	67,174	35,067	32,107
	41,338	23,263	18,075
	31,003	14,322	16,681
	41,338	21,801	19,537
	25,836	13,450	12,386
	51,672	34,735	16,937
	51,672	42,125	9,547
	51,672	45,215	6,457
	108,512	57,086	51,426
	67,174	37,787	29,387
	36,171	16,705	19,466
	52,690	23,187	29,503
	263,451	89,440	174,011
	582,832	322,871	259,961
	7,996	3,705	4,291
	127,944	58,232	69,712
	127,944	57,977	69,967
	159,929	79,475	80,454
	55,975	28,933	27,042
	51,195	23,188	28,007
	20,478	8,917	11,561
	81,911	31,641	50,270
	51,195	16,012	35,183
	51,195	12,159	39,036
	153,584	47,987	105,597
	102,389	24,294	78,095
	61,143	30,568	30,575
	76,428	30,614	45,814
	38,214	12,963	25,251
	30,571	10,697	19,874
	7,643	3,082	4,561
	76,428	31,155	45,273
	22,928	9,848	13,080
	7,643	4,154	3,489
	15,286	10,544	4,742
	30,571	22,975	7,596
	76,428	71,593	4,835
	106,999	36,250	70,749
	45,857	16,033	29,824
	91,714	46,615	45,099
	30,571	14,433	16,138
	30,571	13,122	17,449
	61,143	42,101	19,042
	30,571	28,652	1,919
	114,889	29,335	85,554
	94,000	33,075	60,925
	146,223	85,926	60,297
	167,111	105,783	61,328
	41,644	12,285	29,359
	13,881	4,201	9,680
	138,813	47,759	91,054
	24,292	12,333	11,959
	45,114	24,517	20,597
	13,881	7,058	6,823
	78,433	26,078	52,355
	29,049	12,132	16,917
	40,669	19,377	21,292
	23,240	11,713	11,527
	40,669	19,408	21,261
	87,148	78,903	8,245
	78,433	72,671	5,762
	23,240	8,695	14,545
	156,867	61,099	95,768
	17,430	8,319	9,111
	34,859	17,557	17,302
	174,296	94,195	80,101
	11,620	6,641	4,979
	11,620	6,365	5,255
	58,099	52,608	5,491
	247,469	145,833	101,636
	76,490	44,881	31,609
	478,252	274,915	203,337
	30,939	29,577	1,362
	86,528	66,294	20,234
	40,246	28,944	11,302
	74,842	58,987	15,855
	37,421	29,466	7,955
	33,844	28,153	5,691
	148,063	114,777	33,286
	41,708	30,511	11,197
	2,511	1,451	1,060
	102,944	57,226	45,718
	26,094	7,602	18,492
	67,844	19,351	48,493
	103,832	57,595	46,237
	94,370	52,336	42,034
	66,260	40,102	26,158
	81,882	59,274	22,608
	24,897	17,624	7,273
	52,288	62,278	-9,990
	118,491	96,701	21,790
	27,778	21,942	5,836
	95,407	61,675	33,732
	78,446	51,844	26,602
	222,181	30,909	191,272
	114,491	49,067	65,424
	82,610	56,171	26,439
	83,757	63,400	20,357
	65,400	52,663	12,737
	70,198	56,017	14,181
	71,601	59,390	12,211
	77,217	69,944	7,273
	155,274	133,948	21,326
	62,183	61,625	558
	88,046	80,942	7,104
	88,046	82,110	5,936
	101,243	49,496	51,747
	118,426	52,670	65,756
	108,548	113,506	-4,958
	86,838	86,567	271
	21,275	20,410	865
	116,930	115,308	1,622
	124,176	47,984	76,192
	54,025	37,622	16,403
	91,988	96,980	-4,992
	148,692	35,104	113,588
	127,160	78,742	48,418
	82,896	58,738	24,158
	35,353	25,377	9,976
	34,192	26,605	7,587
	43,015	33,452	9,563
	72,001	41,859	30,142
	73,833	27,581	46,252
	52,738	21,343	31,395
	36,916	31,513	5,403
	657	448	209
	47,780	11,701	36,079
	107,995	48,095	59,900
	11,230	10,264	966
	69,624	61,676	7,948
	67,482	69,144	-1,662
	53,199	46,819	6,380
	20,423	23,486	-3,063
	41,316	26,247	15,069
	35,060	28,002	7,058
	27,600	20,586	7,014
	24,379	14,250	10,129
	57,592	41,105	16,487
	38,861	36,178	2,683
	199,534	200,163	-629
	99,784	100,081	-297
	499,744	501,257	-1,513
	199,562	200,163	-601
	900,000	908,037	-8,037
	499,494	510,257	-10,763
	499,444	509,772	-10,328
	99,800	101,065	-1,265
	149,794	151,597	-1,803
	49,931	50,564	-633
	49,931	50,574	-643
	49,931	50,599	-668
	99,863	101,073	-1,210
	500,000	498,726	1,274
	500,000	502,657	-2,657
	400,000	404,293	-4,293
	1,000,000	1,020,753	-20,753

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			-41,333
b			-60,587
c			-28,285
d			-29,005
e			-21,645
			9,599
			-4,518
			1
			4,004
			-2,886
			153
			287
			21,869
			11,054
			-3,029
			10
			563
			12,050
			-10,275
			-11,497
			-8,403
			-992
			-18,811
			-1,840
			13,017
			5,448
			-1,418
			-44,003
			57,567
			18,222
			-41,820
			41,256
			25,037
			-547
			45,045
			31,467
			29,323
			4,240
			26,597
			-7,614
			-9,407
			-5,616
			-16,557
			-16,802
			-1,128
			-14,935
			-7,788
			-13,345
			-4,046
			-7,895
			-2,061
			5,519
			-6,288
			-4,070
			-3,741
			-3,563
			39,502
			-10,369
			-3,919
			-28,520
			-12,024
			31,904
			51,895
			-7,003
			-17,823
			-6,599
			-9,940
			-621
			-1,278
			46,257
			4,234
			10,235
			156
			-569
			5,392
			11,044
			6,268
			15,396
			-6,264
			-7,094
			-1,437
			1,155
			2,473
			1,166
			3,268
			336
			-6,625
			-8,601
			-623
			-3,613
			-187
			-4,728
			-9,603
			-3,209
			-1,427
			-5,416
			732
			1,996
			4,395
			14
			-5,272
			15,311
			-6,520
			1,905
			-5,549
			-4,186
			-8,302
			21,240
			5,345
			976
			3,104
			11,825
			4,962
			612
			2,713
			-139
			-1,838
			2,801
			-523
			-2,678
			-2,572
			-2,833
			-8,772
			-6,743
			-8,168
			-3,149
			-9,534
			-3,501
			5,885
			2,918
			8,451
			6,034
			-4,115
			-7,807
			824
			1,784
			-57
			-513
			-553
			-2,711
			-7,000
			-7,209
			-396
			1,756
			-2,196
			-1,807
			2,417
			-3,061
			-5,013
			672
			1,119
			1,871
			1,622
			2,151
			679
			85
			-2,560
			-2,195
			-16,205
			0
			168,069
			-287,452
			112,102
			1,037
			8,512
			-1,460
			2,674
			73,068
			68,076
			2,460
			508
			126
			1,195
			165
			287
			865
			238
			248
			3,814
			381
			381
			378
			659
			4
			4,252
			896
			221
			2,033
			236
			390
			1,149
			289
			198
			6,597
			672
			672
			664
			948
			150,190
			25,353
			131,807
			24,462
			40,681
			148,704
			91,797
			24,485
			50,010
			9,565
			5,564
			89,329
			32,365
			8,214
			8,073
			19,343
			15,648
			2,811
			101,276
			16,806
			16,643
			101,644
			32,117
			23,856
			20,831
			55,546
			60,277
			44,684
			27,761
			6,651
			73,790
			91,074
			196,452
			10,188
			304,514
			30,569
			46,549
			251,045
			455,479
			72,614
			69,620
			116,198
			107,925
			12,394
			21,371
			32,107
			18,075
			16,681
			19,537
			12,386
			16,937
			9,547
			6,457
			51,426
			29,387
			19,466
			29,503
			174,011
			259,961
			4,291
			69,712
			69,967
			80,454
			27,042
			28,007
			11,561
			50,270
			35,183
			39,036
			105,597
			78,095
			30,575
			45,814
			25,251
			19,874
			4,561
			45,273
			13,080
			3,489
			4,742
			7,596
			4,835
			70,749
			29,824
			45,099
			16,138
			17,449
			19,042
			1,919
			85,554
			60,925
			60,297
			61,328
			29,359
			9,680
			91,054
			11,959
			20,597
			6,823
			52,355
			16,917
			21,292
			11,527
			21,261
			8,245
			5,762
			14,545
			95,768
			9,111
			17,302
			80,101
			4,979
			5,255
			5,491
			101,636
			31,609
			203,337
			1,362
			20,234
			11,302
			15,855
			7,955
			5,691
			33,286
			11,197
			1,060
			45,718
			18,492
			48,493
			46,237
			42,034
			26,158
			22,608
			7,273
			-9,990
			21,790
			5,836
			33,732
			26,602
			191,272
			65,424
			26,439
			20,357
			12,737
			14,181
			12,211
			7,273
			21,326
			558
			7,104
			5,936
			51,747
			65,756
			-4,958
			271
			865
			1,622
			76,192
			16,403
			-4,992
			113,588
			48,418
			24,158
			9,976
			7,587
			9,563
			30,142
			46,252
			31,395
			5,403
			209
			36,079
			59,900
			966
			7,948
			-1,662
			6,380
			-3,063
			15,069
			7,058
			7,014
			10,129
			16,487
			2,683
			-629
			-297
			-1,513
			-601
			-8,037
			-10,763
			-10,328
			-1,265
			-1,803
			-633
			-643
			-668
			-1,210
			1,274
			-2,657
			-4,293
			-20,753

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	7,675,700
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3	-47,711

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see instructions before making any entries.

(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2017	2,464,349	44,002,800	0.056004
2016	3,715,108	34,408,456	0.107971
2015	703,373	31,085,659	0.022627
2014	1,226,181	25,983,333	0.047191
2013	1,909,909	24,349,966	0.078436

Total of line 1, column (d) .....................

0.312229

Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......

0.062446

Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......

47,534,089

Multiply line 4 by line 3......................

2,968,314

Enter 1% of net investment income (1% of Part I, line 27b)...........

80,653

Add lines 5 and 6........................

3,048,967

Enter qualifying distributions from Part XII, line 4,.............

3,192,451

If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2018)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	80,653
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	80,653
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	80,653
6	Credits/Payments:

a	2018 estimated tax payments and 2017 overpayment credited to 2018	6a	23,962
b	Exempt foreign organizations—tax withheld at source......	6b
c	Tax paid with application for extension of time to file (Form 8868)...	6c	75,000
d	Backup withholding erroneously withheld ...........	6d	0

7	Total credits and payments. Add lines 6a through 6d..............		7	98,962
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	18,309
11	Enter the amount of line 10 to be: Credited to 2019 estimated tax18,309	Refunded	11	0

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions

for definition).................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ 0(2) On foundation managers. bullet

$ 0

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

$ 0

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

DE, NY

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation . Click to see attachment

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Yes

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. Click to see attachment

...............................

Yes

Form 990-PF (2018)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

VINCENT KATZ CO A KOZAK AND CO Telephone no. bullet

(212) 889-6371

Located at bullet

192 LEXINGTON AVENUE SUITE 1100NEW YORKNY ZIP+4 bullet

10016

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2018?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2018, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2018?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2018.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?

Form 990-PF (2018)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)
ALEX KATZ	PRESIDENT & DIRECTOR 0.00	0
C/O A KOZAK 192 LEXINGTON AVE 1100 NEW YORK,NY10016	PRESIDENT & DIRECTOR 0.00	0
ADA KATZ	VICE-PRES & DIRECTOR 0.00	0
C/O A KOZAK 192 LEXINGTON AVE 1100 NEW YORK,NY10016	VICE-PRES & DIRECTOR 0.00	0
VINCENT KATZ	TREASURER & DIRECTOR 20.00	93,750
211 WEST 19TH STREET 5TH FL NEW YORK,NY10011	TREASURER & DIRECTOR 20.00	93,750
VIVIEN BITTENCOURT KATZ	SECRETARY & DIRECTOR 20.00	56,250
211 WEST 19TH STREET 5TH FL NEW YORK,NY10011	SECRETARY & DIRECTOR 20.00	56,250

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2018)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
FIRST MANHATTAN CO	INVESTMENT ADVISORY	306,638
399 PARK AVENUE NEW YORK,NY10022	INVESTMENT ADVISORY	306,638
KLINGENSTEIN FIELDS & CO LLC	INVESTMENT ADVISORY	87,435
125 PARK AVENUE NEW YORK,NY10017	INVESTMENT ADVISORY	87,435

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1	NATIONAL GALLERY OF ARTCONTRIBUTION OF ARTWORK - JOEL SHAPIRO, UNTITLED, 2017-2018	630,000
2	COLBY COLLEGE MUSEUM OF ARTCONTRIBUTION OF ARTWORK - CLAUDIO PARMIGGIANI, UNTITLED, 2017, SIX PANELS	419,500
3	THE BROOKLYN MUSEUMCONTRIBUTION OF ARTWORK - AL HELD, UNTITLED, 1958	320,000
4	ALBRIGHT-KNOX ART GALLERYCONTRIBUTION OF ARTWORK - ARTHUR JAFA, BIG WHEEL III, 2018	200,000

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2018)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

43,749,021

Average of monthly cash balances.......................

4,508,937

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

48,257,958

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

48,257,958

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

723,869

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

47,534,089

Minimum investment return. Enter 5% of line 5..................

2,376,704

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

Tax on investment income for 2018 from Part VI, line 5......

Income tax for 2018. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

Distributable amount before adjustments. Subtract line 2c from line 1............

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

3,192,451

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

3,192,451

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

80,653

Adjusted qualifying distributions. Subtract line 5 from line 4..............

3,111,798

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2018)

Page 9

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2017	(c) 2017	(d) 2018
1 Distributable amount for 2018 from Part XI, line 7
2 Undistributed income, if any, as of the end of 2018:
a Enter amount for 2017 only.......
b Total for prior years:20, 20, 20
3 Excess distributions carryover, if any, to 2018:
a From 2013......
b From 2014......
c From 2015......
d From 2016......
e From 2017......
fTotal of lines 3a through e........
4Qualifying distributions for 2018 from Part
XII, line 4: $
a Applied to 2017, but not more than line 2a
b Applied to undistributed income of prior years (Election required—see instructions).....
c Treated as distributions out of corpus (Election required—see instructions)........
d Applied to 2018 distributable amount.....
e Remaining amount distributed out of corpus
5 Excess distributions carryover applied to 2018.
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........
e Undistributed income for 2017. Subtract line 4a from line 2a. Taxable amount—see instructions .............
f Undistributed income for 2018. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2019 ..........
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......
8 Excess distributions carryover from 2013 not applied on line 5 or line 7 (see instructions) ...
9Excess distributions carryover to 2019. Subtract lines 7 and 8 from line 6a ......
10 Analysis of line 9:
a Excess from 2014....
b Excess from 2015....
c Excess from 2016....
d Excess from 2017....
e Excess from 2018....

Form 990-PF (2018)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet

2005-02-28

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2018	(b) 2017	(c) 2016	(d) 2015	(e) Total
	389,644	431,758	174,882	284,258	1,280,542
b 85% of line 2a .........	331,197	366,994	148,650	241,619	1,088,461
c Qualifying distributions from Part XII, line 4 for each year listed .....	3,192,451	2,464,349	3,716,857	703,373	10,077,030
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........	0	0	0	0	0
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....	3,192,451	2,464,349	3,716,857	703,373	10,077,030
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......	54,496,298	50,521,415	41,256,559	36,995,457	183,269,729
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)					0
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...	1,584,469	1,466,760	1,146,949	1,036,189	5,234,367
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....					0
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....					0
(3) Largest amount of support from an exempt organization					0
(4) Gross investment income					0

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

ALEX KATZ

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or email address of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2018)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
ALBRIGHT-KNOX ART GALLERY 1285 ELMWOOD AVENUE BUFFALO,NY14222	N/A	PUBLIC	CONTRIBUTION OF ARTWORK - DOROTHEA ROCKBURNE, LINE AND SUBSTANCE	12,000
ALBRIGHT-KNOX ART GALLERY 1285 ELMWOOD AVENUE BUFFALO,NY14222	N/A	PUBLIC	CONTRIBUTION OF ARTWORK - JUSTEN LADDA, PINK AND GREEN MIRROR, 2017	6,400
ALBRIGHT-KNOX ART GALLERY 1285 ELMWOOD AVENUE BUFFALO,NY14222	N/A	PUBLIC	CONTRIBUTION OF ARTWORK - ANDREW MASULLO, 6042, 2014-2015	12,000
ALBRIGHT-KNOX ART GALLERY 1285 ELMWOOD AVENUE BUFFALO,NY14222	N/A	PUBLIC	CONTRIBUTION OF ARTWORK - EDUARDO TERRAZAS, I.I.296, 2017	38,400
ALBRIGHT-KNOX ART GALLERY 1285 ELMWOOD AVENUE BUFFALO,NY14222	N/A	PUBLIC	CONTRIBUTION OF ARTWORK - ARTHUR JAFA, BIG WHEEL III, 2018	200,000
ALBRIGHT-KNOX ART GALLERY 1285 ELMWOOD AVENUE BUFFALO,NY14222	N/A	PUBLIC	CONTRIBUTION OF ARTWORK - TOM MCGLYNN, DECAL 60, 2015	2,000
ALBRIGHT-KNOX ART GALLERY 1285 ELMWOOD AVENUE BUFFALO,NY14222	N/A	PUBLIC	CONTRIBUTION OF ARTWORK - FABIO MIGUEZ, FRESTA CAPUT, 2015	4,000
CARNEGIE MUSEUM OF ART 4400 FORBES AVENUE PITTSBURGH,PA15213	N/A	PUBLIC	CONTRIBUTION OF ARTWORK - UGO RONDINONE, BLACK GREEN SILVER VIOLET MOUNTAIN, 2016	160,000
CARNEGIE MUSEUM OF ART 4400 FORBES AVENUE PITTSBURGH,PA15213	N/A	PUBLIC	CONTRIBUTION OF ARTWORK - KATHERINE BERNHARDT, CLIMATE CHANGE, 2017	144,000
CENTER FOR MAINE CONTEMPORARY ART 213 WINTER STREET ROCKLAND,ME04841	N/A	PUBLIC	GENERAL CONTRIBUTION	1,000
COLBY COLLEGE MUSEUM OF ART 4373 MAYFLOWER HILL WATERVILLE,ME049018843	N/A	PUBLIC	CONTRIBUTION OF ARTWORK - CLAUDIO PARMIGGIANI, UNTITLED, 2017, SIX PANELS	419,500
DETROIT INSTITUTE OF ART 5200 WOODWARD AVENUE DETROIT,MI48202	N/A	PUBLIC	CONTRIBUTION OF ARTWORK - JUSTEN LADDA, BLUE AND SILVER PROFILE, 2017	5,200
DETROIT INSTITUTE OF ART 5200 WOODWARD AVENUE DETROIT,MI48202	N/A	PUBLIC	CONTRIBUTION OF ARTWORK - CHANTAL JOFFE, HIGHBURY GIRL, 2016	52,000
DETROIT INSTITUTE OF ART 5200 WOODWARD AVENUE DETROIT,MI48202	N/A	PUBLIC	CONTRIBUTION OF ARTWORK - VERNE DAWSON, PORTRAIT OF SERMIN KARDESTUNCER, 2017	68,000
DETROIT INSTITUTE OF ART 5200 WOODWARD AVENUE DETROIT,MI48202	N/A	PUBLIC	CONTRIBUTION OF ARTWORK - NICK RELPH, OCCIFER, 2016	28,000
DETROIT INSTITUTE OF ART 5200 WOODWARD AVENUE DETROIT,MI48202	N/A	PUBLIC	CONTRIBUTION OF ARTWORK - NICK RELPH, RIDICULE, 2016	6,000
DETROIT INSTITUTE OF ART 5200 WOODWARD AVENUE DETROIT,MI48202	N/A	PUBLIC	CONTRIBUTION OF ARTWORK - TREVOR SHIMIZU, MIFFY, 2016	9,600
DETROIT INSTITUTE OF ART 5200 WOODWARD AVENUE DETROIT,MI48202	N/A	PUBLIC	CONTRIBUTION OF ARTWORK - MALCOLM MORLEY, BUZKASHI, 2002	66,631
DETROIT INSTITUTE OF ART 5200 WOODWARD AVENUE DETROIT,MI48202	N/A	PUBLIC	CONTRIBUTION OF ARTWORK - SIGMAR POLKE, OHNE TITEL (KNOCHEN) (UNTITLED (BONES)), 1981	172,609
FILM FORUM INC 209 WEST HOUSTON ST NEW YORK,NY10014	N/A	PUBLIC	GENERAL CONTRIBUTION	10,000
FOUNDATION FOR CONTEMPORARY ARTS 820 GREENWICH STREET NEW YORK,NY10014	N/A	PUBLIC	GENERAL CONTRIBUTION	2,000
HIGH MUSEUM OF ART ATLANTA 1280 PEACHTREE STREET NE ATLANTA,GA30309	N/A	PUBLIC	CONTRIBUTION OF ARTWORK - JAMIAN JULIANO-VILLANI, EXPRESSIONS, 2018	40,000
HIGH MUSEUM OF ART ATLANTA 1280 PEACHTREE STREET NE ATLANTA,GA30309	N/A	PUBLIC	CONTRIBUTION OF ARTWORK - TRAVESS SMALLEY, SILVER-PIN, 2017	10,190
LINCOLNVILLE COMMUNITY LIBRARY 208 MAIN STREET LINCOLNVILLE,ME04849	N/A	PUBLIC	GENERAL CONTRIBUTION	500
MUSEUM OF FINE ARTS HOUSTON 1001 BISSONNET STREET HOUSTON,TX77005	N/A	PUBLIC	CONTRIBUTION OF ARTWORK - ENZO CUCCHI, CIRCOSTANZA EROICA (HEROIC SITUATION), 1981	86,605
NASHER MUSEUM OF ART AT DUKE UNIVERSITY 2001 CAMPUS DRIVE DURHAM,NC27705	N/A	PUBLIC	CONTRIBUTION OF ARTWORK - LOIS DODD, VIEW DOWNTOWN, 1977	8,400
NATIONAL ACADEMY OF DESIGN 15 GRAMERCY PARK SOUTH NEW YORK,NY10003	N/A	PUBLIC	GENERAL CONTRIBUTION	1,000
NATIONAL GALLERY OF ART 2000B SOUTH CLUB DRIVE LANDOVER,MD20785	N/A	PUBLIC	CONTRIBUTION OF ARTWORK - JOEL SHAPIRO, UNTITLED, 2017-2018	630,000
NEW YORK LIVE ARTS INC 219 W 19TH STREET NEW YORK,NY10011	N/A	PUBLIC	GENERAL CONTRIBUTION	3,000
NEW YORK STUDIO SCHOOL OF DRAWING PAINTING & SCULPTURE 8 W 8TH STREET NEW YORK,NY10011	N/A	PUBLIC	GENERAL CONTRIBUTION	10,000
PORTLAND MUSEUM OF ART SEVEN CONGRESS SQUARE PORTLAND,ME04101	N/A	PUBLIC	CONTRIBUTION OF ARTWORK - ROBERT BERLIND, SKOWHEGAN #4, 2002	24,000
PORTLAND MUSEUM OF ART SEVEN CONGRESS SQUARE PORTLAND,ME04101	N/A	PUBLIC	CONTRIBUTION OF ARTWORK - LEAH DURNER, REDPINKBLUEGREENDARKVIOLETORANGE POUR, 2017	1,400
PORTLAND MUSEUM OF ART SEVEN CONGRESS SQUARE PORTLAND,ME04101	N/A	PUBLIC	CONTRIBUTION OF ARTWORK - DAVID HUMPHREY, BUDDIES, 2016	1,500
PORTLAND MUSEUM OF ART SEVEN CONGRESS SQUARE PORTLAND,ME04101	N/A	PUBLIC	CONTRIBUTION OF ARTWORK - EMMA MCMILLAN, GROTESQUE MAN ATLANTID, 2018	3,200
PORTLAND MUSEUM OF ART SEVEN CONGRESS SQUARE PORTLAND,ME04101	N/A	PUBLIC	CONTRIBUTION OF ARTWORK - ZACH BRUDER, WHO IS MINDING THE SHOP?, 2017	6,800
PORTLAND MUSEUM OF ART SEVEN CONGRESS SQUARE PORTLAND,ME04101	N/A	PUBLIC	CONTRIBUTION OF ARTWORK - WOMEN'S HISTORY MUSEUM, PATCHWORK HEART TAPESTRY, 2018	1,600
SAN ANTONIO MUSEUM OF ART 200 WEST JONES AVE SAN ANTONIO,TX78215	N/A	PUBLIC	CONTRIBUTION OF ARTWORK - RICHARD BOSMAN, CRAZY CATS 9, 2017-18	5,600
SAN ANTONIO MUSEUM OF ART 200 WEST JONES AVE SAN ANTONIO,TX78215	N/A	PUBLIC	CONTRIBUTION OF ARTWORK - LAUREN NICKOU, UNICORN FROM TAPESTRY, 2017	2,000
SAN ANTONIO MUSEUM OF ART 200 WEST JONES AVE SAN ANTONIO,TX78215	N/A	PUBLIC	CONTRIBUTION OF ARTWORK - JUAN GOMEZ, FLOWER 2, 2015	12,800
SAN ANTONIO MUSEUM OF ART 200 WEST JONES AVE SAN ANTONIO,TX78215	N/A	PUBLIC	CONTRIBUTION OF ARTWORK - KATHERINE BERNHARDT, UNTITLED, 2017	6,400
SAN ANTONIO MUSEUM OF ART 200 WEST JONES AVE SAN ANTONIO,TX78215	N/A	PUBLIC	CONTRIBUTION OF ARTWORK - VIRGINIA OVERTON, UNTITLED (QUARTERED PINE), 2016	48,000
SAN FRANCISCO MUSEUM OF MODERN ART 151 THIRD STREET SAN FRANCISCO,CA94103	N/A	PUBLIC	CONTRIBUTION OF ARTWORK - ARSHILE GORKY, UNTITLED, 1945	150,560
SAN FRANCISCO MUSEUM OF MODERN ART 151 THIRD STREET SAN FRANCISCO,CA94103	N/A	PUBLIC	CONTRIBUTION OF ARTWORK - CHARLEMAGNE PALESTINE, DORIAN SWEEP, 1973	96,000
SKOWHEGAN SCHOOL OF PAINTING AND SCULTURE 136 WEST 22ND STREET NEW YORK,NY10011	N/A	PUBLIC	GENERAL CONTRIBUTION	10,000
THE BROOKLYN MUSEUM 200 EASTERN PARKWAY BROOKLYN,NY11238	N/A	PUBLIC	CONTRIBUTION OF ARTWORK - AL HELD, UNTITLED, 1958	320,000
THE BROOKLYN MUSEUM 200 EASTERN PARKWAY BROOKLYN,NY11238	N/A	PUBLIC	CONTRIBUTION OF ARTWORK - CHRIS MARTIN, DARK TIMES IN AMERICA (BLONDE ON BLONDE), 2017	88,000
THE BROOKLYN RAIL INC 253 36TH ST C304 BROOKLYN,NY11232	N/A	PUBLIC	GENERAL CONTRIBUTION	10,000
THE FRANCES YOUNG TANG TEACHING MUSEUM AND ART GALLERY 815 NORTH BROADWAY SARATOGA SPRINGS,NY12866	N/A	PUBLIC	CONTRIBUTION OF ARTWORK - LOIS DODD, WERNER'S HOUSE, 1985	8,400
THE FRANCES YOUNG TANG TEACHING MUSEUM AND ART GALLERY 815 NORTH BROADWAY SARATOGA SPRINGS,NY12866	N/A	PUBLIC	CONTRIBUTION OF ARTWORK - TOM MCGLYNN, DECAL 22, 2015	6,400
THE HOUSE FOUNDATION FOR THE ARTS 260 WEST BROADWAY SUITE 2 NEW YORK,NY10013	N/A	PUBLIC	GENERAL CONTRIBUTION	5,000
THE WOOSTER GROUP 33 WOOSTER STREET NEW YORK,NY10013	N/A	PUBLIC	GENERAL CONTRIBUTION	10,000
Total ................................. 3a				3,026,695

bApproved for future payment

Total ................................. 3b				0

Form 990-PF (2018)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........			14	61,473
4 Dividends and interest from securities....			14	744,705
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....			14	17,916
8 Gain or (loss) from sales of assets other than inventory ............			18	5,189,192
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..		0		6,013,286	0

13Total. Add line 12, columns (b), (d), and (e)..................

6,013,286

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2018)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.)? Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2018)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Name of organization ALEX KATZ FOUNDATION INC

Part I	Contributors (See instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
1	ALEX KATZ C/O A KOZAK CO 192 LEXINGTON AVE 11 NEW YORK, NY10016	$ 3,000,000	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
2	ALEX KATZ C/O A KOZAK CO 192 LEXINGTON AVE 11 NEW YORK, NY10016	$ 5,449,928	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2018)

Name of organization ALEX KATZ FOUNDATION INC		Employer identification number 51-0529249

Part II	Noncash Property (See instructions). Use duplicate copies of Part II if additional space is needed.
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
2	5,000 SHS ACCENTURE PLC	$ 829,375	2018-12-03
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
2	13,400 SHS BROOKFIELD ASSET MGMT INC CL A	$ 590,337	2018-12-03
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
2	6,300 SHS DANAHER CORP	$ 690,448	2018-12-03
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
2	4,100 SHS HONEYWELL INTERNATIONAL INC	$ 615,656	2018-12-03
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
2	6,200 SHS MICROSOFT CORP	$ 694,865	2018-12-03
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
2	16,300 SHS SERVICE CORP INTERNATIONAL	$ 759,580	2018-12-03
Schedule B (Form 990, 990-EZ, or 990-PF) (2018)

Name of organization ALEX KATZ FOUNDATION INC		Employer identification number 51-0529249
Part II	Noncash Property (See instructions). Use duplicate copies of Part II if additional space is needed.
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
2	5,025 SHS THERMO FISHER SCIENTIFIC INC	$ 1,269,667	2018-12-03
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
Schedule B (Form 990, 990-EZ, or 990-PF) (2018)

Name of Bond	End of Year Book Value	End of Year Fair Market Value
$1000M APPLE INC 2.1% 05/06/19	1,018,371	997,820
$1000M JOHNSON & JOHNSON 2.95% 09/01/20	1,055,043	1,002,500
$500M EXXON MOBIL CORP 1.819% 03/15/19	511,757	499,080
$500M EXXON MOBIL CORP 1.912% 03/06/20	501,657	495,505
$500M MICROSOFT CORP 1.85% 02/12/20	507,425	495,745
$800M BERKSHIRE HATHAWAY FIN CORP 1.7% 03/15/19	805,056	798,232
$500M COCA-COLA CO 1.55% 09/01/21	503,482	484,790
$1000M INTL BUSINESS MACHINES CORP 1.8% 05/17/19	1,009,107	995,770
$500M INTL BUSINESS MACHINES CORP 2.25% 02/19/21	501,256	489,925
$500M INTEL CORP 2.45% 07/29/20	505,436	497,995
$1000M BERKSHIRE HATHAWAY 3% 05/15/22	993,006	997,710
$500M INTL BUSINESS MACHINES CORP 2.90% 11/01/21	497,098	493,235
$1000M JOHNSON & JOHNSON 2.45% 12/05/21	988,957	984,580
$1000M MICROSOFT CORP 2.375% 02/12/22	980,906	987,880
$1000M WAL-MART INC 2.35% 12/15/22	969,676	974,110

Name of Stock	End of Year Book Value	End of Year Fair Market Value
7,000 SHS ACCENTURE PLC	966,231	987,070
5,000 SHS BERKSHIRE HATHAWAY CL B	722,346	1,020,900
22,000 SHS BROOKFIELD ASSET MGMT	744,280	843,700
11,000 SHS NESTLE SA SPONS ADRS	728,977	890,560
11,500 SHS RECKITT BENCKISER GROUP PLC	866,972	880,550
10,000 SHS DANAHER CORP	922,153	1,031,200
12,000 SHS US BANCORP DEL	487,926	548,400
7,000 SHS HONEYWELL INTERNATIONAL INC	887,938	924,840
15,000 SHS MONDELEZ INTERNATIONAL INC	663,694	600,450
17,000 SHS ARAMARK	547,041	492,490
600 SHS ALPHABET INC CL C	717,364	621,366
21,000 SHS SERVICE CORP INTERNATIONAL	579,384	845,460
4,500 SHS THERMO FISHER SCIENTIFIC	970,343	1,007,055
3,000 SHS FEDEX CORP	527,268	483,990
15,000 SHS DUNKIN BRANDS GROUP INC	779,450	961,800
17,000 SHS KAR AUCTION SERVICES INC	865,155	811,240
20,000 SHS ORACLE CORP	974,775	903,000
8,700 SHS FORTIVE CORP	682,786	588,642
6,200 SHS MICROSOFT CORP	694,865	629,734


Name of organization ALEX KATZ FOUNDATION INC			Employer identification number 51-0529249
Part III Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) $ Use duplicate copies of Part III if additional space is needed.

Description	Beginning of Year - Book Value	End of Year - Book Value	End of Year - Fair Market Value
ARTWORK - ALEX KATZ,VINCENT WITH A RADIO, 1974	242,500	242,500	242,500
ARTWORK - THOMAS SCHUETTE, ALTE FREUNDE (OLD FRIENDS)#1-4, 2010-11	15,000	15,000	15,000
ARTWORK - JOHN BALDESSARI, NOSE/SILHOUETTE: BLUE, 2010	1,925	1,925	1,925
ARTWORK - JOHN BALDESSARI, NOSE/SILHOUETTE: RED, 2010	1,925	1,925	1,925
ARTWORK - JOHN BALDESSARI, NOSE/SILHOUETTE: ORANGE, 2010	1,925	1,925	1,925
ARTWORK - ANDREW MASULLO, 6042, 2014-2015	12,000	0	0
ARTWORK - GABY COLLINS-FERNANDEZ, RED VELVET 2IN1 BODY, 2014	1,760	1,760	1,760
ARTWORK - PETER LINDE BUSK, ROSEBUD, 2016	17,600	17,600	17,600
ARTWORK - TREVOR SHIMIZU, MIFFY, 2016	9,600	0	0
ARTWORK - UGO RONDINONE, BLACK GREEN SILVER VIOLET MOUNTAIN, 2016	160,000	0	0
ARTWORK - MALCOLM MORLEY, BUZKASHI, 2002	66,631	0	0
ARTWORK - NICK RELPH, OCCIFER, 2016	28,000	0	0
ARTWORK - NICK RELPH, RIDICULE, 2016	6,000	0	0
ARTWORK - JIM EBERSOLE, DAN AND NANCY'S HOUSE, FABIUS, NY, 2016	700	700	700
ARTWORK - JIM EBERSOLE, BEVERLY ROAD, WINTER, 2009	700	700	700
ARTWORK - JIM EBERSOLE, WOODS AT THE END OF WINTER, 2006	700	700	700
ARTWORK - JIM EBERSOLE, AUGUST TREE STUDY, PROSPECT PARK, 2015	700	700	700
ARTWORK - JIM EBERSOLE, APRIL TREE STUDY, PROSPECT PARK, 2015	700	700	700
ARTWORK - JIM EBERSOLE, MARY A WHALEN, STERN, 2015	700	700	700
ARTWORK - FABIO MIGUEZ, FRESTA CAPUT, 2015	4,000	0	0
ARTWORK - EMMA MCMILLAN, MS. MALERIA, 2016	2,400	2,400	2,400
ARTWORK - VERNE DAWSON, PORTRAIT OF SERMIN KARDESTUNCER, 2017	68,000	0	0
ARTWORK - CHANTAL JOFFE, HIGHBURY GIRL, 2016	52,000	0	0
ARTWORK - JUSTEN LADDA, BLUE AND SILVER PROFILE, 2017	5,200	0	0
ARTWORK - JUSTEN LADDA, PINK AND GREEN MIRROR, 2017	6,400	0	0
ARTWORK - DAVID HUMPHREY, BUDDIES, 2016	1,500	0	0
ARTWORK - JOHN NEWMAN, NORTH AND SOUTH, AP 5 OF 5, 2016	750	750	750
ARTWORK - DOROTHEA ROCKBURNE, LINE AND SUBSTANCE	12,000	0	0
ARTWORK - SIGMAR POLKE, OHNE TITEL (KNOCHEN) (UNTITLED (BONES)), 1981	172,608	0	0
ARTWORK - ENZO CUCCHI, CIRCOSTANZA EROICA (HEROIC SITUATION), 1981	86,605	0	0
ARTWORK - LAUREN NICKOU, UNICORN FROM TAPESTRY, 2017	2,000	0	0
ARTWORK - LEAH DURNER, REDPINKBLUEGREENDARKVIOLETORANGE POUR	1,400	0	0
ARTWORK - LEAH DURNER, BLACKDARKGREYVIOLETBLUE POUR	1,400	1,400	1,400
ARTWORK - LEAH DURNER, REDGOLDVIOLETDARKVIOLET POUR	1,400	1,400	1,400
ARTWORK - ROBERT BERLIND, SKOWHEGAN #4, 2002	24,000	0	0
ARTWORK - ARMEN ELOYAN, UNTITLED (PORTRAIT 15), 2017	0	12,000	12,000
ARTWORK - AMY LIEN AND ENZO CAMACHO, ORPHANED, 2018	0	6,400	6,400
ARTWORK - CHRIS OH, ENTHRONED, 2018	0	10,000	10,000
ARTWORK - MARTHA DIAMOND, CENTRAL CHARACTER, 1983	0	45,000	45,000
ARTWORK - RICHARD BOSMAN, CRAZY CATS 17, 2017-18	0	5,600	5,600
ARTWORK - JASMINE LITTLE, CARLSBAD CAVERNS, 2015	0	12,800	12,800
ARTWORK - EMMA MCMILLAN, MANHATTAN (GODDESS) DANCING IN THE WINDS 1929,2018	0	4,000	4,000
ARTWORK - AVERY SINGER, UNTITLED (MONDAY), 2017	0	76,000	76,000
ARTWORK - PIERRE BONNARD, L'ARC-EN-CIEL, LA ROULOTTE, 1909	0	100,000	100,000
ARTWORK - OLIVER CLEGG, UNTITLED (7), 2017-18	0	4,000	4,000
ARTWORK - NICOLE WITTENBERG, PARKER, 2017	0	13,600	13,600
ARTWORK - ROB PRUITT, QUILTS 2018: THE HAVE NOTS AND HAVES, 2018	0	72,000	72,000
ARTWORK - KELTIE FERRIS, GHOST TREES, 2018	0	50,000	50,000
ARTWORK - JULIAN OPIE, MONIQUE, BUSINESSWOMAN-HOUSEWIFE 05, 2004	0	52,500	52,500
ARTWORK - LARRY RIVERS, NIGHT PAINTING AND MAXINE, 1958	0	52,500	52,500
ARTWORK - CHRIS MARTIN, BUFFALO BOB	0	45,000	45,000
ARTWORK - RED GROOMS, PORNO BOOKSTORE, 1976	0	200,000	200,000
ARTWORK - SINEAD BRESLIN, LUDA IN MEXICO	0	5,000	5,000
ARTWORK - PAMELA BERKELEY, TIN CAN, WATER GLASS AND LACE, 1975	0	750	750

Description	Revenue and Expenses per Books	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
REGISTERED AGENT & FILING FEES	25	25	25	0
BANK FEES	1,580	1,580	1,580	0
OUTSIDE SERVICES	4,046	0	0	4,046
SHIPPING & FREIGHT	2,452	0	0	2,452

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
FEDERAL NET INVEST INCOME TAX	30,000	0	0	0
FOREIGN TAX PAID	12,606	12,606	12,606	0