| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ACCOUNTING FEES | 4,705 | 2,352 | 2,353 |
| Description of Property | Date Acquired | Cost or Other Basis | Prior Years' Depreciation | Computation Method | Rate / Life (# of years) |
Current Year's Depreciation Expense | Net Investment Income | Adjusted Net Income | Cost of Goods Sold Not Included |
|---|
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| RESTAURANT HOLDING C TL | ||
| EMPLOYBRIDGE LLC | ||
| BOWIE RESOURCES HOLDINGS | 174,048 | 171,874 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| PNC BANK STOCKS ATCH 9A | 6,611,200 | 6,947,693 |
| PETER CANNELL EQUITIES ATCH 9B | 7,252,072 | 7,411,295 |
| US TRUST SUB ACCT 1 ATCH 9C | 420,122 | 462,126 |
| US TRUST SUB ACCT 2 ATCH 9D | 791,848 | 741,801 |
| GSO RESCUE FINANCE II FUND | 400,268 | 507,164 |
| GSO MEZZANINE FINANCE FUND II | 413,060 | 455,044 |
| NEUBERGER BERMAN ATCH 9E | 996,542 | 985,270 |
| OWL ROCK CORP | 697,443 | 669,673 |
| CONTURA ENERGY INC | 325,316 | 338,692 |
| PLAYA HOTELS & RESORTS | 248,136 | 168,864 |
| TROPICANA ENTERTAINMENT | ||
| SUN TRUST STOCKS ATCH 9F | 554,487 | 554,049 |
| AIMIA INC | 76,888 | 81,176 |
| ENPHASE ENERGY INC | 91,337 | 94,600 |
| MERRILL COMMUNICATIONS | 244,000 | 304,000 |
| P G & E CORP | 224,337 | 224,200 |
| BLB WEMBLEY TWIN RIVERS | 145,231 | 166,399 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| BRIO CAPITAL L.P. | AT COST | 4,560,944 | 4,560,944 |
| STAR MOUNTAIN DIVERSIFIED | AT COST | 799,467 | 817,023 |
| ATHYRIUM OPPORTUNITIES FUND | AT COST | 99,980 | 99,980 |
| DYAL OFFSHORE INVESTORS LLC | AT COST | 417,989 | 417,989 |
| DG VALUE PARTNERS II LP | AT COST | 5,593,671 | 5,593,671 |
| MAVERICK VENTURES ISRAEL LP | AT COST | 1,204,556 | 1,204,556 |
| 137 VENTURES II, LP | AT COST | 335,405 | 335,405 |
| SURAN GLOBAL MACRO | AT COST | 918,601 | 918,601 |
| BLACKSTONE GROUP LP | AT COST | 38,282 | 40,631 |
| 137 VENTURES III LP | AT COST | 859,423 | 859,423 |
| ARENA VENTURES FUND LP | AT COST | 919,757 | 919,757 |
| ARENA VENTURES L&W SPV I LLC | AT COST | ||
| ARENA VENTURES L&W SPV II LLC | AT COST | 126 | 126 |
| BLUEKNIGHT ENERGY PARTNERS LP | AT COST | 120,212 | 126,958 |
| NOBLE MIDSTREAM PARTNERS LP | AT COST | 369,713 | 331,660 |
| 42 GROVE LLC | AT COST | 312,812 | 312,812 |
| LOAN & EXCHANGE | AT COST | 39,500 | 39,500 |
| STAR MOUNTAIN DIVERSIFIED CRED | AT COST | 36,825 | 36,825 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| LEGAL FEES | 13,088 | 13,088 |
| Description | Beginning of Year - Book Value | End of Year - Book Value | End of Year - Fair Market Value |
|---|---|---|---|
| DUE FROM BROKER | 19,693 | 30,192 | 30,192 |
| EXCHANGE | 500 | 500 | 500 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| INVESTMENT FEES | 3,349 | 3,349 | ||
| PORTFOLIO DEDUCTIONS FROM K-1 | 163,832 | 163,832 | ||
| OTHER EXPENSES - K-1 | 120,721 | 120,721 | ||
| ROYALTY DEDUCTIONS PER K-1 | 3 | 3 | ||
| FILING FEES | 2,550 | |||
| SECTION 179 DEDUCTION PER K-1 | 10 | 10 | ||
| BANK FEES | 5,487 | 5,487 | ||
| PORTFOLIO DEDUCTIONS-BROKERS | 171,115 | 171,115 | ||
| SECTION 52 (E)(2) DEDUCTIONS | 17 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| STAR MOUNTAIN DIVERSIFIED SMALL BUSINESS | 2,291 | 2,291 | |
| STAR MOUNTAIN DIVERSIFIED - OTHER INCOME | 14,768 | 14,768 | |
| BRIO CAPITAL, L.P. - OTHER INCOME | 3,326 | 3,326 | |
| BLUEKNIGHT ENERGY | -13,018 | ||
| DG VALUE PARTNERS II LP | -59,010 | -59,010 | |
| DG VALUE PARTNERS II LP OTHER INCOME | 8,733 | 8,733 | |
| STAR MOUNTAIN DIVERSIDIFED CREDIT- ORDI | -742 | ||
| BOOK - TAX DIFFERENCE FROM K-1 | -210,510 | ||
| BLACKSTONE GROUP | 45 | 15 | |
| BLACKSTONE GROUP-ROYALTY | 12 | 12 | |
| STAR MOUNTAIN DIV. CREDIT - OTHER INCOME | 9,807 | 10,669 | |
| SURAN GLOBAL | -37,895 | -37,907 | |
| 137 VENTURES II | 1 | 1 | |
| OTHER INCOME - BOWIE & EMPLOYBRIDGE | 2,255 | 2,255 | |
| NOBLE MIDSTREAM | -4,866 | ||
| BLACKSTONE GROUP OTHER INCOME | 443 | 443 | |
| BLUEKNIGHT ENERGY PREFERRED -ORDINARY | -768 | ||
| BLUEKNIGHT ENERGY PREFERRED - GUARANTEED | 11,193 | 11,193 | |
| BLACKSTONE - INCIDENTAL RENTAL INCOME | -8 | -7 |
| Description | Beginning of Year - Book Value | End of Year - Book Value |
|---|---|---|
| BLUEKNIGHT ENERGY PARTNERS-ADJ | 9,440 |
| Borrower's Name | Relationship to Insider | Original Amount of Loan | Balance Due | Date of Note | Maturity Date | Repayment Terms | Interest Rate | Security Provided by Borrower | Purpose of Loan | Description of Lender Consideration | Consideration FMV |
|---|---|---|---|---|---|---|---|---|---|---|---|
| KHAL ZICHRON AVROHOM YAAKOV | 282,942 | 185,742 | 2016-09 | 2023-05 | MONTHLY PAYMENTS OF $3,600 UNTIL MATURITY | 0 % | MORTGAGE | ||||
| THE SILVERCARE LLC | NONE | 2,500,000 | 2,500,000 | 2017-12 | 2020-01 | MONTHLY INTEREST, $1M DUE 1/1/19, BALANCE MATURITY | 637.5 % |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FOREIGN TAX | 9,288 | |||
| FEDERAL EXCISE TAX | 54,000 |