Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018
Name of foundation
WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
 
Number and street (or P.O. box number if mail is not delivered to street address)2319 WHITNEY AVENUE NO 2B
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
HAMDEN, CT06518
A Employer identification number

04-6037391
B Telephone number (see instructions)

(203) 230-3330
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ...
bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$109,553,082
J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books
(b) Net investment
income
(c) Adjusted net
income
(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 614,960
2 Check bullet.............
3 Interest on savings and temporary cash investments 160,638 160,638  
4 Dividends and interest from securities... 2,083,244 2,083,244  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,285,468
b Gross sales price for all assets on line 6a 13,269,065
7 Capital gain net income (from Part IV, line 2)... 1,285,468
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... 3,539,422 3,389,504 0
12 Total. Add lines 1 through 11........ 7,683,732 6,918,854 0
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 343,732 32,440 0 311,292
14 Other employee salaries and wages...... 1,044,679 20,894 0 1,023,785
15 Pension plans, employee benefits....... 529,774 10,595 0 519,179
16a Legal fees (attach schedule)......... 7,722 154 0 7,568
b Accounting fees (attach schedule)....... 121,350 60,675 0 60,675
c Other professional fees (attach schedule).... 967,226 368,587 0 598,639
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... 279,146 0 0 1,500
19 Depreciation (attach schedule) and depletion... 34,467 0 0
20 Occupancy.............. 179,780 3,596 0 176,184
21 Travel, conferences, and meetings....... 110,380 11,038 0 99,342
22 Printing and publications.......... 9,936 0 0 9,936
23 Other expenses (attach schedule)....... 780,836 0 0 780,832
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 4,409,028 507,979 0 3,588,932
25 Contributions, gifts, grants paid....... 3,688,105 3,688,105
26 Total expenses and disbursements. Add lines 24 and 25 8,097,133 507,979 0 7,277,037
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -413,401
b Net investment income (if negative, enter -0-) 6,410,875
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 200,500 500 500
2 Savings and temporary cash investments......... 1,531,897 1,047,876 1,047,876
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 4,629,646 Click to see attachment2,172,058 2,172,058
b Investments—corporate stock (attach schedule)....... 72,510,000 Click to see attachment63,054,176 63,054,176
c Investments—corporate bonds (attach schedule)....... 518,025 Click to see attachment2,958,550 2,958,550
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 38,586,341 Click to see attachment39,640,310 39,640,310
14 Land, buildings, and equipment: basis bullet683,375
Less: accumulated depreciation (attach schedule) bullet543,866 124,992 Click to see attachment139,509 139,509
15 Other assets (describe bullet) Click to see attachment41,528 Click to see attachment540,103 Click to see attachment540,103
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 118,142,929 109,553,082 109,553,082
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment544,621 Click to see attachment514,632
23 Total liabilities (add lines 17 through 22)......... 544,621 514,632
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................. 117,598,308 109,038,450
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)..... 117,598,308 109,038,450
31 Total liabilities and net assets/fund balances (see instructions). 118,142,929 109,553,082
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
117,598,308
2
Enter amount from Part I, line 27a .....................
2
-413,401
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
29,989
4
Add lines 1, 2, and 3 ..........................
4
117,214,896
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
8,176,446
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
109,038,450
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a CMO CITIMORTGAGE ALTERNATIVE LN TR SER 2006- 2006-A1 CL IIA-1 5.25 03-01-21 P 2016-09-19 2017-10-25
b FNMA POOL #AB7989 4% 02-01-2043 BEO P 2016-09-19 2017-12-26
c FNMA POOL #AB7989 4% 02-01-2043 BEO P 2016-09-19 2017-11-27
d FNMA POOL #AP4886 3.5% 09-01-2042 BEO P 2016-09-19 2017-11-27
e FNMA POOL #AB7989 4% 02-01-2043 BEO P 2016-09-19 2017-07-25
CMO CITIMORTGAGE ALTERNATIVE LN TR SER 2006- 2006-A1 CL IIA-1 5.25 03-01-21 P 2016-09-19 2017-07-25
CMO CITIMORTGAGE ALTERNATIVE LN TR SER 2006- 2006-A1 CL IIA-1 5.25 03-01-21 P 2016-09-19 2017-12-26
FNMA POOL #AS5698 3.5% 08-01-2045 BEO P 2016-09-19 2017-07-25
FNMA POOL #AS5698 3.5% 08-01-2045 BEO P 2016-09-19 2017-10-25
CMO CITIMORTGAGE ALTERNATIVE LN TR SER 2006- 2006-A1 CL IIA-1 5.25 03-01-21 P 2016-09-19 2017-11-27
GNMA POOL #736558 5% 02-15-2040 BEO P 2016-09-19 2017-04-17
FNMA POOL #AS5698 3.5% 08-01-2045 BEO P 2016-09-19 2017-05-25
GNMA POOL #772641 SER 2041 4% DUE 09-15-2041 REG P 2016-09-19 2017-07-17
FNMA POOL #AB7989 4% 02-01-2043 BEO P 2016-09-19 2017-04-25
GNMA POOL #698223 4% 06-15-2039 BEO P 2016-09-19 2017-11-15
FNMA POOL #AS9312 3.5% 03-01-2047 BEO P 2017-03-15 2017-11-27
GNMA POOL #736558 5% 02-15-2040 BEO P 2016-09-19 2017-10-16
GNMA POOL #736558 5% 02-15-2040 BEO P 2016-09-19 2017-12-15
FNMA POOL #AS9312 3.5% 03-01-2047 BEO P 2017-03-15 2017-12-26
GNMA POOL #698223 4% 06-15-2039 BEO P 2016-09-19 2017-07-17
FNMA POOL #AS5698 3.5% 08-01-2045 BEO P 2016-09-19 2017-12-26
FNMA POOL #AS9312 3.5% 03-01-2047 BEO P 2017-03-15 2017-10-25
FNMA POOL #AS5698 3.5% 08-01-2045 BEO P 2016-09-19 2017-11-27
FNMA POOL #AS9312 3.5% 03-01-2047 BEO P 2017-03-15 2017-09-25
GNMA POOL #698223 4% 06-15-2039 BEO P 2016-09-19 2017-12-15
FNMA POOL #AS5698 3.5% 08-01-2045 BEO P 2016-09-19 2017-04-25
FNMA POOL #AS9312 3.5% 03-01-2047 BEO P 2017-03-15 2017-08-25
GNMA POOL #698223 4% 06-15-2039 BEO P 2016-09-19 2017-08-15
GNMA POOL #698223 4% 06-15-2039 BEO P 2016-09-19 2017-10-16
FNMA POOL #AS9312 3.5% 03-01-2047 BEO P 2017-03-15 2017-07-25
GNMA POOL #738546 4% 07-15-2041 BEO P 2016-09-19 2017-10-16
FNMA POOL #AS9312 3.5% 03-01-2047 BEO P 2017-03-15 2017-06-26
GNMA POOL #738546 4% 07-15-2041 BEO P 2016-09-19 2017-12-15
FNMA POOL #AS9312 3.5% 03-01-2047 BEO P 2017-03-15 2017-05-25
GNMAII POOL #MA4719 3.5% DUE 09-20-2047 REG P 2017-11-15 2017-12-20
GNMA POOL #772641 SER 2041 4% DUE 09-15-2041 REG P 2016-09-19 2017-11-15
FNMA POOL #AS9312 3.5% 03-01-2047 BEO P 2017-03-15 2017-04-25
FNMA POOL #AB7989 4% 02-01-2043 BEO P 2016-09-19 2017-10-25
GNMA POOL #772641 SER 2041 4% DUE 09-15-2041 REG P 2016-09-19 2017-10-16
GNMA POOL #738546 4% 07-15-2041 BEO P 2016-09-19 2017-11-15
GNMA POOL #772641 SER 2041 4% DUE 09-15-2041 REG P 2016-09-19 2017-12-15
GNMA POOL #371000 SER 2024 6% DUE 01-15-2024 REG P 1995-10-05 2017-12-15
FNMA POOL #AP4886 3.5% 09-01-2042 BEO P 2016-09-19 2017-04-25
FNMA POOL #AP4886 3.5% 09-01-2042 BEO P 2016-09-19 2017-10-25
FNMA POOL #AP4886 3.5% 09-01-2042 BEO P 2016-09-19 2017-12-26
FNMA REMIC TR SER 97-11 CL E 7 GTD MTG PASS THRU CTF DUE 03-18-2027 REG P 1997-04-17 2017-10-18
GNMA POOL #790501 4 DUE 01-15-2042 P 2016-09-19 2017-12-15
GNMA POOL #790501 4 DUE 01-15-2042 P 2016-09-19 2017-11-15
GNMA POOL #790501 4 DUE 01-15-2042 P 2016-09-19 2017-10-16
GNMA POOL #790501 4 DUE 01-15-2042 P 2016-09-19 2017-09-15
GNMA POOL #790501 4 DUE 01-15-2042 P 2016-09-19 2017-07-17
FNMA POOL #AB9890 4% 07-01-2043 BEO P 2016-09-19 2017-12-26
FNMA POOL #AB9890 4% 07-01-2043 BEO P 2016-09-19 2017-11-27
FNMA POOL #AB9890 4% 07-01-2043 BEO P 2016-09-19 2017-10-25
FNMA REMIC TR SER 97-11 CL E 7 GTD MTG PASS THRU CTF DUE 03-18-2027 REG P 1997-04-17 2017-12-18
GNMA POOL #371000 SER 2024 6% DUE 01-15-2024 REG P 1995-10-05 2017-03-15
GNMA POOL #736558 5% 02-15-2040 BEO P 2016-09-19 2017-07-17
GNMA POOL #371000 SER 2024 6% DUE 01-15-2024 REG P 1995-10-05 2017-10-16
GNMA POOL #371000 SER 2024 6% DUE 01-15-2024 REG P 1995-10-05 2017-11-15
GNMA POOL #736558 5% 02-15-2040 BEO P 2016-09-19 2017-11-15
GNMA POOL #354751 SER 2024 6% DUE 02-15-2024 REG P 1997-12-24 2017-10-16
GNMA POOL #354751 SER 2024 6% DUE 02-15-2024 REG P 1997-12-24 2017-11-15
GNMA POOL #354751 SER 2024 6% DUE 02-15-2024 REG P 1997-12-24 2017-12-15
GNMA POOL #354751 SER 2024 6% DUE 02-15-2024 REG P 1997-12-24 2017-08-15
GNMA POOL #366719 SER 2024 6% DUE 02-15-2024 REG P 1997-12-22 2017-11-15
GNMA POOL #366719 SER 2024 6% DUE 02-15-2024 REG P 1997-12-22 2017-10-16
GNMA POOL #366719 SER 2024 6% DUE 02-15-2024 REG P 1997-12-22 2017-12-15
U.S CL ACTIONS (DELISTED/VAR CUSIPS) P 2017-01-01 2018-07-05
U.S CL ACTIONS (DELISTED/VAR CUSIPS) P 2017-01-01 2018-07-06
U.S CL ACTIONS (DELISTED/VAR CUSIPS) P 2017-01-01 2018-07-09
U.S CL ACTIONS (DELISTED/VAR CUSIPS) P 2017-01-01 2018-07-02
#REORG/MERCK & CO INC COM-NAME CHANGE TOMERCK & CO INC 2055872 EFF 11/3/09 P 2017-01-01 2018-11-01
CMO CITIMORTGAGE ALTERNATIVE LN TR SER 2006- 2006-A1 CL IIA-1 5.25 03-01-21 P 2016-09-19 2018-08-08
FNMA POOL #AB9890 4% 07-01-2043 BEO P 2016-09-19 2018-08-06
GNMAII POOL #MA4719 3.5% DUE 09-20-2047 REG P 2017-11-15 2018-08-06
GNMA POOL #790501 4 DUE 01-15-2042 P 2016-09-19 2018-08-01
FNMA REMIC TR SER 97-11 CL E 7 GTD MTG PASS THRU CTF DUE 03-18-2027 REG P 1997-04-17 2018-08-20
GNMA POOL #772641 SER 2041 4% DUE 09-15-2041 REG P 2016-09-19 2018-08-06
FNMA POOL #AP4886 3.5% 09-01-2042 BEO P 2016-09-19 2018-08-01
GNMA POOL #368813 SER 2023 7% DUE 10-15-2023 REG P 1994-06-19 2018-08-02
FNMA POOL #AB7989 4% 02-01-2043 BEO P 2016-09-19 2018-08-01
GNMA POOL #738546 4% 07-15-2041 BEO P 2016-09-19 2018-08-06
GNMA POOL #698223 4% 06-15-2039 BEO P 2016-09-19 2018-08-06
GNMA POOL #366719 SER 2024 6% DUE 02-15-2024 REG P 1997-12-22 2018-08-02
GNMA POOL #351408 SER 2024 6.5% DUE 01-15-2024 REG P 1994-07-08 2018-08-02
GNMA POOL #338250 SER 2022 7% DUE 11-15-2022 REG P 1993-12-06 2018-08-02
MASTERCARD INC CL A P 2016-09-19 2018-10-03
ALPHABET INC CAP STK USD0.001 CL C P 2016-09-19 2018-03-01
FNMA POOL #AS5698 3.5% 08-01-2045 BEO P 2016-09-19 2018-08-01
GNMA POOL #354751 SER 2024 6% DUE 02-15-2024 REG P 1997-12-24 2018-08-02
FNMA POOL #AS9312 3.5% 03-01-2047 BEO P 2017-03-15 2018-08-01
CONTL AIRLS PASS 6.9% DUE 01-02-2018 P 2016-09-19 2018-01-03
US AWYS PASS THRU FIXED 8.36% DUE 07-20-2020 P 2016-09-19 2018-08-01
GNMA POOL #736558 5% 02-15-2040 BEO P 2016-09-19 2018-08-01
GNMA POOL #370975 SER 2023 6.5% DUE 12-15-2023 REG P 1993-11-12 2018-08-02
WORKDAY INC CL A COM USD0.001 P 2017-10-02 2018-03-01
MASTERCARD INC CL A P 2016-09-20 2018-03-01
CERNER CORP COM P 2016-09-19 2018-03-01
GNMA POOL #371000 SER 2024 6% DUE 01-15-2024 REG P 1995-10-05 2018-08-02
WELLS FARGO & CO NEW DEP SHS SER J P 2016-10-21 2018-07-31
UNITEDHEALTH GROUP INC COM P 2016-09-19 2018-03-01
FACEBOOK INC COM USD0.000006 CL 'A' P 2016-09-19 2018-03-01
FNMA REMIC TR SER 97-11 CL E 7 GTD MTG PASS THRU CTF DUE 03-18-2027 REG P 1997-04-17 2018-08-02
THERMO FISHER CORP P 2017-10-02 2018-03-01
MASTERCARD INC CL A P 2016-09-19 2018-03-01
WELLS FARGO & CO NEW COM STK P 2016-10-11 2018-10-04
WELLS FARGO & CO NEW DEP SHS SER J P 2016-10-20 2018-07-31
SOUTHWESTERN ENERGY CO COM P 2017-04-28 2018-09-05
MASTERCARD INC CL A P 2016-09-19 2018-10-03
ADR ROCHE HLDG LTD SPONSORED ADR ISIN #US771195104 P 2016-09-19 2018-06-19
NETFLIX INC COM STK P 2016-09-19 2018-03-23
ADOBE SYS INC COM P 2016-09-19 2018-03-27
NETFLIX INC COM STK P 2016-09-19 2018-03-21
YUM BRANDS INC COM P 2017-10-02 2018-03-01
WELLS FARGO & CO NEW DEP SHS SER J P 2016-10-21 2018-07-31
JPMORGAN CHASE & CO COM P 2016-09-19 2018-03-01
WELLS FARGO & CO NEW DEP SHS SER J P 2016-11-02 2018-07-31
US AWYS PASS THRU FIXED 8.36% DUE 07-20-2020 P 2016-09-19 2018-01-22
BECTON DICKINSON & CO COM P 2016-09-19 2018-03-01
MASTERCARD INC CL A P 2016-09-19 2018-10-05
WELLS FARGO & CO NEW COM STK P 2016-09-19 2018-10-05
TEXAS INSTRUMENTS INC COM P 2016-09-19 2018-03-01
AIR PROD & CHEM INC COM P 2016-09-19 2018-03-01
WELLS FARGO & CO NEW COM STK P 2016-09-19 2018-10-04
CELGENE CORP COM P 2017-12-18 2018-03-01
CELGENE CORP COM P 2016-09-20 2018-03-01
ADR ROCHE HLDG LTD SPONSORED ADR ISIN #US771195104 P 2017-04-11 2018-03-01
NETFLIX INC COM STK P 2016-09-19 2018-03-01
NETFLIX INC COM STK P 2016-09-19 2018-03-22
NETFLIX INC COM STK P 2016-09-19 2018-03-20
ALPHABET INC CAPITAL STOCK USD0.001 CL A P 2016-09-19 2018-03-01
US BANCORP P 2016-09-19 2018-03-01
ADR ROCHE HLDG LTD SPONSORED ADR ISIN #US771195104 P 2017-04-12 2018-03-01
PROGRESSIVE CORP OH COM P 2016-09-19 2018-10-03
MASTERCARD INC CL A P 2016-09-19 2018-10-02
MASTERCARD INC CL A P 2016-09-19 2018-10-04
PROGRESSIVE CORP OH COM P 2016-09-19 2018-10-05
PACCAR INC COM P 2016-09-19 2018-03-01
WELLS FARGO & CO NEW COM STK P 2016-10-11 2018-10-03
CMO CITIMORTGAGE ALTERNATIVE LN TR SER 2006- 2006-A1 CL IIA-1 5.25 03-01-21 P 2016-09-19 2018-08-27
WORKDAY INC CL A COM USD0.001 P 2017-10-03 2018-03-01
PEPSICO INC COM P 2016-09-19 2018-03-01
DOLLAR GEN CORP NEW COM P 2017-04-05 2018-03-01
ADR ROCHE HLDG LTD SPONSORED ADR ISIN #US771195104 P 2017-04-10 2018-06-19
THERMO FISHER CORP P 2017-10-03 2018-03-01
NORWEGIAN CRUISE LINE HLDGS LTD COM USD0.001 P 2016-09-19 2018-03-01
CISCO SYSTEMS INC P 2016-09-19 2018-03-01
PROGRESSIVE CORP OH COM P 2016-09-19 2018-10-02
PROGRESSIVE CORP OH COM P 2016-09-19 2018-10-04
ADR NESTLE S A SPONSORED ADR REPSTG REG SH P 2016-09-19 2018-03-01
WELLS FARGO & CO NEW DEP SHS SER J P 2016-10-13 2018-07-31
BORG WARNER INC COM P 2016-09-19 2018-03-01
ADOBE SYS INC COM P 2016-09-19 2018-06-19
YUM BRANDS INC COM P 2017-10-03 2018-03-01
TJX COS INC COM NEW P 2017-09-29 2018-03-01
CERNER CORP COM P 2017-02-16 2018-08-15
WELLS FARGO & CO NEW COM STK P 2016-10-11 2018-10-02
ADR DANONE SPONSORED ADR P 2016-09-19 2018-03-01
ADR ROCHE HLDG LTD SPONSORED ADR ISIN #US771195104 P 2017-04-11 2018-06-19
PROGRESSIVE CORP OH COM P 2016-09-19 2018-03-01
CERNER CORP COM P 2016-09-19 2018-08-15
FEDEX CORP COM P 2016-09-19 2018-03-01
COSTCO WHOLESALE CORP NEW COM P 2016-12-27 2018-03-01
CERNER CORP COM P 2016-09-19 2018-03-01
ECOLAB INC COM STK USD1 P 2016-12-13 2018-03-01
NIKE INC CL B P 2017-12-18 2018-03-01
UNION PAC CORP COM P 2017-12-18 2018-03-01
GNMA POOL #738546 4% 07-15-2041 BEO P 2016-09-19 2018-07-31
SCHLUMBERGER LTD COM COM P 2016-09-19 2018-03-01
CMO CITIMORTGAGE ALTERNATIVE LN TR SER 2006- 2006-A1 CL IIA-1 5.25 03-01-21 P 2016-09-19 2018-08-02
CERNER CORP COM P 2017-02-17 2018-08-15
GNMA POOL #736558 5% 02-15-2040 BEO P 2016-09-19 2018-08-01
GNMA POOL #772641 SER 2041 4% DUE 09-15-2041 REG P 2016-09-19 2018-07-31
SOUTHWESTERN ENERGY CO COM P 2017-04-28 2018-09-06
US BANCORP P 2016-09-19 2018-10-19
S&P GLOBAL INC 2.5% DUE 08-15-2018 P 2016-09-19 2018-06-04
UNITED STATES TREAS BDS DTD 00210 4.25% DUE 05-15-2039 REG P 2017-03-15 2018-07-31
UNITED STATES TREAS BDS BD 5.25% DUE 11-15-2028 REG P 2016-09-19 2018-03-01
PACCAR INC COM P 2016-09-19 2018-03-27
UNITED STATES TREAS NTS DTD 05/15/2014 2.5% DUE 05-15-2024 REG P 2016-09-19 2018-07-31
UNITED STATES TREAS NTS DTD 05/15/2014 2.5% DUE 05-15-2024 REG P 2017-05-15 2018-07-31
GEN ELEC CAP CORP MEDIUM TERM NTS BO TRANCHE # TR 00849 4.65 DUE 10-17-20 P 2018-10-16 2018-11-05
GNMA POOL #790501 4 DUE 01-15-2042 P 2016-09-19 2018-07-31
KELLOGG CO 4.15% DUE 11-15-2019 P 2016-09-19 2018-08-01
PACCAR INC COM P 2016-09-19 2018-03-28
PACCAR INC COM P 2016-09-19 2018-01-31
GNMA POOL #698223 4% 06-15-2039 BEO P 2016-09-19 2018-07-31
FNMA POOL #AB9890 4% 07-01-2043 BEO P 2016-09-19 2018-07-31
SHOPIFY INC CL A SHOPIFY INC P 2017-10-06 2018-07-20
#REORG/MONSANTO CO NEW COM CASH MERGER 06-07-2018 P 2016-09-19 2018-05-22
SOUTHWESTERN ENERGY CO COM P 2016-09-19 2018-03-01
UNITED STATES TREAS BDS 8 1/8% 15/5/2021USD1000 8.125% DUE 05-15-2021 REG P 2016-09-19 2018-07-31
CERNER CORP COM P 2016-09-19 2018-08-13
CERNER CORP COM P 2016-09-19 2018-08-14
UNITED STATES TREAS NTS DTD 08/15/2012 1.625% DUE 08-15-2022 REG P 2018-01-26 2018-07-31
UNITED STATES TREAS NTS DTD 11/30/2014 1.5% DUE 11-30-2019 REG P 2016-09-19 2018-07-31
#REORG/RED HAT CASH MERGER 07-09-2019 P 2018-05-22 2018-11-06
BORG WARNER AUTOMOTIVE INC SR NT 8 DUE 10-01-2019 BEO P 2016-09-19 2018-08-01
SOUTHWESTERN ENERGY CO COM P 2016-09-19 2018-09-05
SOUTHWESTERN ENERGY CO COM P 2016-09-19 2018-09-04
WELLS FARGO & CO NEW DEP SHS SER J P 2016-09-19 2018-07-31
FNMA POOL #AS5698 3.5% 08-01-2045 BEO P 2016-09-19 2018-07-31
UNITED STATES TREAS NTS DTD 08/15/2012 1.625% DUE 08-15-2022 REG P 2016-09-19 2018-07-31
FNMA POOL #AP4886 3.5% 09-01-2042 BEO P 2016-09-19 2018-07-31
FNMA POOL #AS9312 3.5% 03-01-2047 BEO P 2017-03-15 2018-07-31
UNITED STATES TREAS BDS DTD 00210 4.25% DUE 05-15-2039 REG P 2017-01-26 2018-07-31
UNITED STATES TREAS NTS DTD 11/15/2015 2.25% DUE 11-15-2025 REG P 2018-02-21 2018-07-31
UNITED STATES TREAS NTS T-BOND 1.75% 05-15-2023 P 2016-09-19 2018-07-31
UNITED STATES TREAS NTS TREASURY NOTE 1.625% DUE 10-31-2023 REG P 2017-11-09 2018-07-31
UNITED STATES OF AMER TREAS BONDS DTD 05/15/2015 2.125% DUE 05-15-2025 REG P 2017-11-09 2018-07-31
UNITED STATES TREAS NTS 1.5% DUE 05-15-2020 REG P 2017-11-09 2018-07-31
UNITED STATES TREAS NTS DTD 01/31/2018 2% DUE 01-31-2020 REG P 2018-01-25 2018-07-31
#REORG/MICROCHIP MANDATORY EXCHANGE MICROCHIP 471KAGG 05-29-2019 P 2018-06-05 2018-07-31
JPMORGAN CHASE & 1.8% DUE 01-25-2018 P 2016-09-19 2018-01-25
UTD STATES TREAS 1.625% DUE 06-30-2019 P 2016-09-19 2018-07-31
GNMAII POOL #MA4719 3.5% DUE 09-20-2047 REG P 2017-11-15 2018-07-31
UNITED STATES TREAS NTS 2 DUE 11-15-2021 P 2017-01-20 2018-07-31
UTD STATES TREAS 2% DUE 05-31-2021 P 2017-03-16 2018-07-31
FNMA POOL #AB7989 4% 02-01-2043 BEO P 2016-09-19 2018-07-31
UTD STATES TREAS .875% DUE 10-15-2018 P 2016-09-19 2018-07-31
UNITED STATES TREAS NTS DTD 10/31/2013 1.75% DUE 10-31-2020 REG P 2016-09-19 2018-07-31
UNITED STATES TREAS NTS DTD 604 2.375% DUE 08-15-2024 REG P 2017-08-15 2018-07-31
UNITED STATES TREAS NTS DTD 02/28/2013 .75% DUE 02-28-2018 REG P 2016-09-19 2018-02-28
UNITED STATES TREAS 1.625% DUE 11-15-2022 P 2017-03-16 2018-07-31
UNITED STATES TREAS NTS 1.5% 12-31-2018 P 2016-09-19 2018-07-31
UNITED STATES TREAS NTS DTD 01/31/2018 2% DUE 01-31-2020 REG P 2018-06-08 2018-07-31
UNITED STATES TREAS NTS DTD 11/30/2014 1.5% DUE 11-30-2019 REG P 2016-09-21 2018-07-31
TIFF MULTI-ASSET FUND P 2000-01-01 2018-02-16
TIFF MULTI-ASSET FUND P 2000-01-01 2018-03-15
TIFF MULTI-ASSET FUND P 2000-01-01 2018-06-15
TIFF MULTI-ASSET FUND P 2000-01-01 2008-09-14
TIFF MULTI-ASSET FUND P 2000-01-01 2018-11-19
TIFF MULTI-ASSET FUND P 2000-01-01 2018-12-14
TIFF ARP P 2000-01-01 2018-12-31
CAPITAL GAINS DIVIDENDS P    
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a 7,230   439 6,791
b 4,791   3,156 1,635
c 4,684   3,085 1,599
d 3,591   2,918 673
e 3,438   2,302 1,136
2,786   197 2,589
2,692   163 2,529
2,558   2,440 118
2,303   2,193 110
2,180   132 2,048
2,090   897 1,193
2,037   1,944 93
1,999   1,156 843
1,990   1,357 633
1,945   954 991
1,930   1,906 24
1,898   810 1,088
1,837   784 1,053
1,717   1,696 21
1,667   831 836
1,539   1,466 73
1,469   1,450 19
1,380   1,314 66
1,372   1,354 18
1,203   591 612
1,201   1,146 55
1,090   1,076 14
1,040   518 522
912   447 465
889   877 12
746   350 396
737   728 9
724   339 385
705   696 9
694   668 26
587   329 258
554   547 7
534   352 182
520   291 229
434   203 231
373   209 164
342   345 -3
332   272 60
329   267 62
329   267 62
211   213 -2
149   81 68
148   80 68
148   80 68
147   80 67
146   79 67
139   94 45
129   87 42
128   87 41
88   89 -1
81   86 -5
80   34 46
77   78 -1
77   78 -1
75   32 43
25   26 -1
23   24 -1
23   24 -1
22   23 -1
13   14 -1
13   14 -1
13   13 0
25     25
28     28
28     28
160     160
724   11 713
    3 -3
    44 -44
    60 -60
80   156 -76
171   170 1
    282 -282
257   323 -66
513   505 8
330   530 -200
    563 -563
    628 -628
695   669 26
720   676 44
718   733 -15
1,787   767 1,020
11,074   866 10,208
916   969 -53
1,083   999 84
1,009   1,023 -14
1,009   1,103 -94
1,074   1,530 -456
818   2,128 -1,310
2,452   2,351 101
3,045   2,484 561
4,584   2,613 1,971
2,628   2,657 -29
2,897   2,788 109
2,639   2,813 -174
6,752   3,087 3,665
17,975   3,699 14,276
3,987   3,887 100
4,580   4,204 376
7,758   4,389 3,369
5,171   4,413 758
4,212   4,492 -280
3,009   4,678 -1,669
12,283   5,486 6,797
7,078   5,566 1,512
19,351   5,815 13,536
31,732   5,841 25,891
20,307   5,907 14,400
7,226   6,562 664
6,293   6,708 -415
13,936   6,770 7,166
6,369   6,795 -426
4,885   6,959 -2,074
19,850   7,028 12,822
15,847   7,090 8,757
16,867   7,467 9,400
32,569   7,803 24,766
20,872   7,870 13,002
18,604   8,247 10,357
7,037   8,695 -1,658
7,037   8,696 -1,659
8,130   9,040 -910
29,447   9,230 20,217
31,125   9,322 21,803
32,378   9,415 22,963
22,166   9,691 12,475
18,481   9,772 8,709
8,879   9,907 -1,028
14,508   9,975 4,533
22,457   10,075 12,382
23,186   10,252 12,934
17,053   11,784 5,269
14,262   11,926 2,336
13,837   11,964 1,873
119   12,099 -11,980
14,720   12,120 2,600
14,153   12,491 1,662
17,870   13,143 4,727
11,859   14,246 -2,387
16,236   14,852 1,384
22,835   14,975 7,860
36,276   15,623 20,653
22,676   15,647 7,029
22,793   15,745 7,048
18,921   15,967 2,954
15,200   16,196 -996
21,085   16,987 4,098
105,913   16,999 88,914
19,568   17,858 1,710
20,490   18,508 1,982
22,093   19,354 2,739
22,243   19,424 2,819
20,485   19,488 997
16,586   20,132 -3,546
25,471   21,514 3,957
21,333   21,671 -338
24,595   22,551 2,044
26,803   22,733 4,070
23,010   23,086 -76
26,098   24,386 1,712
31,053   29,880 1,173
29,864   30,448 -584
13,923   31,548 -17,625
24,986   33,036 -8,050
265   33,361 -33,096
39,375   34,668 4,707
14,162   35,093 -20,931
18,787   36,278 -17,491
23,960   39,385 -15,425
72,044   39,490 32,554
40,040   39,953 87
47,438   47,382 56
54,802   49,605 5,197
53,985   49,851 4,134
48,938   49,871 -933
48,938   51,008 -2,070
50,550   51,165 -615
27,261   51,942 -24,681
50,675   56,766 -6,091
63,879   59,094 4,785
73,983   59,213 14,770
26,545   59,638 -33,093
41,709   62,856 -21,147
111,651   63,281 48,370
111,588   68,962 42,626
11,729   75,992 -64,263
68,531   78,225 -9,694
86,997   87,005 -8
88,384   88,549 -165
95,438   96,621 -1,183
98,555   102,156 -3,601
109,581   102,444 7,137
84,064   103,248 -19,184
23,624   104,448 -80,824
24,326   105,395 -81,069
102,388   116,496 -14,108
120,643   128,894 -8,251
133,613   131,819 1,794
104,045   131,958 -27,913
129,654   132,706 -3,052
142,313   143,432 -1,119
143,209   143,736 -527
137,892   145,770 -7,878
140,906   145,922 -5,016
142,553   148,922 -6,369
146,918   149,250 -2,332
148,617   149,789 -1,172
150,075   150,713 -638
170,000   170,374 -374
168,672   172,504 -3,832
187,561   194,998 -7,437
195,000   200,402 -5,402
195,789   200,502 -4,713
131,255   207,224 -75,969
234,376   234,853 -477
244,629   250,277 -5,648
242,646   254,178 -11,532
255,000   254,578 422
285,352   291,234 -5,882
289,071   293,829 -4,758
297,234   297,961 -727
295,664   302,016 -6,352
1,005,025   839,540 165,485
712,005   591,622 120,383
712,005   597,332 114,673
712,005   613,477 98,528
502,513   457,555 44,958
712,005   661,922 50,083
    144,331 -144,331
861,058     861,058
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a       6,791
b       1,635
c       1,599
d       673
e       1,136
      2,589
      2,529
      118
      110
      2,048
      1,193
      93
      843
      633
      991
      24
      1,088
      1,053
      21
      836
      73
      19
      66
      18
      612
      55
      14
      522
      465
      12
      396
      9
      385
      9
      26
      258
      7
      182
      229
      231
      164
      -3
      60
      62
      62
      -2
      68
      68
      68
      67
      67
      45
      42
      41
      -1
      -5
      46
      -1
      -1
      43
      -1
      -1
      -1
      -1
      -1
      -1
      0
      25
      28
      28
      160
      713
      -3
      -44
      -60
      -76
      1
      -282
      -66
      8
      -200
      -563
      -628
      26
      44
      -15
      1,020
      10,208
      -53
      84
      -14
      -94
      -456
      -1,310
      101
      561
      1,971
      -29
      109
      -174
      3,665
      14,276
      100
      376
      3,369
      758
      -280
      -1,669
      6,797
      1,512
      13,536
      25,891
      14,400
      664
      -415
      7,166
      -426
      -2,074
      12,822
      8,757
      9,400
      24,766
      13,002
      10,357
      -1,658
      -1,659
      -910
      20,217
      21,803
      22,963
      12,475
      8,709
      -1,028
      4,533
      12,382
      12,934
      5,269
      2,336
      1,873
      -11,980
      2,600
      1,662
      4,727
      -2,387
      1,384
      7,860
      20,653
      7,029
      7,048
      2,954
      -996
      4,098
      88,914
      1,710
      1,982
      2,739
      2,819
      997
      -3,546
      3,957
      -338
      2,044
      4,070
      -76
      1,712
      1,173
      -584
      -17,625
      -8,050
      -33,096
      4,707
      -20,931
      -17,491
      -15,425
      32,554
      87
      56
      5,197
      4,134
      -933
      -2,070
      -615
      -24,681
      -6,091
      4,785
      14,770
      -33,093
      -21,147
      48,370
      42,626
      -64,263
      -9,694
      -8
      -165
      -1,183
      -3,601
      7,137
      -19,184
      -80,824
      -81,069
      -14,108
      -8,251
      1,794
      -27,913
      -3,052
      -1,119
      -527
      -7,878
      -5,016
      -6,369
      -2,332
      -1,172
      -638
      -374
      -3,832
      -7,437
      -5,402
      -4,713
      -75,969
      -477
      -5,648
      -11,532
      422
      -5,882
      -4,758
      -727
      -6,352
      165,485
      120,383
      114,673
      98,528
      44,958
      50,083
      -144,331
      861,058
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
Bracket 2 1,285,468
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ...................
Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 6,047,570 114,306,275 0.052907
2016 5,109,968 104,343,648 0.048972
2015 5,880,372 110,243,998 0.053340
2014 5,932,267 112,861,237 0.052562
2013 6,433,662 107,797,896 0.059683
2
Total of line 1, column (d) .....................
2
0.267464
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.053493
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
113,443,172
5
Multiply line 4 by line 3......................
5
6,068,416
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
64,109
7
Add lines 5 and 6........................
7
6,132,525
8
Enter qualifying distributions from Part XII, line 4,.............
8
7,826,022
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 64,109
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 64,109
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 64,109
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 125,000
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 125,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 250,000
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 1,185
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 184,706
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet184,706 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
  • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCT, NY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. Click to see attachment...............................
    10
    Yes
     
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.WCGMF.ORG
    14
    The books are in care ofbulletTHE ORGANIZATION Telephone no.bullet (203) 230-3330

    Located atbullet2319 WHITNEY AVENUE NO 2BHAMDENCT ZIP+4bullet06518
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation
    (If not paid, enter
    -0-)
    (d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    WILLIAM C GRAUSTEIN TRUSTEE
    5.00
    6,897 0 0
    ONE HAMDEN CENTER SUITE 2B 2319
    WHITNEY AVENUE
    HAMDEN,CT06518
    BENJAMIN R SHUTE JR TRUSTEE
    3.00
    7,500 0 0
    ONE HAMDEN CENTER SUITE 2B 2319
    WHITNEY AVENUE
    HAMDEN,CT06518
    DAVID C OXMAN TRUSTEE
    3.00
    0 0 0
    ONE HAMDEN CENTER SUITE 2B 2319
    WHITNEY AVENUE
    HAMDEN,CT06518
    LISA GRAUSTEIN TRUSTEE
    2.00
    0 0 0
    ONE HAMDEN CENTER SUITE 2B 2319
    WHITNEY AVENUE
    HAMDEN,CT06518
    BARBARA TINNEY TRUSTEE
    2.00
    5,000 0 0
    ONE HAMDEN CENTER SUITE 2B 2319
    WHITNEY AVENUE
    HAMDEN,CT06518
    JESSICA SAGER TRUSTEE
    2.00
    3,750 0 0
    ONE HAMDEN CENTER SUITE 2B 2319
    WHITNEY AVENUE
    HAMDEN,CT06518
    ANGELICA MATOS TRUSTEE
    2.00
    3,250 0 0
    ONE HAMDEN CENTER SUITE 2B 2319
    WHITNEY AVENUE
    HAMDEN,CT06518
    LAURA A BERRY TRUSTEE
    2.00
    7,500 0 0
    ONE HAMDEN CENTER SUITE 2B 2319
    WHITNEY AVENUE
    HAMDEN,CT06518
    R DAVID ADDAMS EXECUTIVE DIRECTOR
    50.00
    245,417 24,542 48,456
    ONE HAMDEN CENTER SUITE 2B 2319
    WHITNEY AVENUE
    HAMDEN,CT06518
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation
    (e) Expense account,
    other allowances
    CARMEN SIBERON SENIOR PROGRAM OFFIC
    40.00
    160,277 16,028 30,684
    ONE HAMDEN CENTER2B2319 WHITNEY AVE
    HAMDEN,CT06158
    NANCY B LEONARD SENIOR PROGRAM OFFIC
    40.00
    149,168 14,917 30,684
    ONE HAMDEN CENTER2B2319 WHITNEY AVE
    HAMDEN,CT06158
    RAQUEL SANTIAGO-MARTINEZ DIRECTOR OF FINANCE
    40.00
    119,070 11,907 45,636
    ONE HAMDEN CENTER2B2319 WHITNEY AVE
    HAMDEN,CT06158
    JANEE WOODS DIRECTOR-ORG. CULTUR
    40.00
    115,597 11,560 32,088
    ONE HAMDEN CENTER2B2319 WHITNEY AVE
    HAMDEN,CT06158
    WILLIAM JOHNSON DIR. OF EDUCATION ST
    40.00
    125,000 12,500 828
    ONE HAMDEN CENTER2B2319 WHITNEY AVE
    HAMDEN,CT06158
    Total number of other employees paid over $50,000...................bullet 4
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    CAMBRIDGE ASSOCIATES INVESTMENT ADVISORS 230,876
    100 SUMMER STREET
    BOSTON,MA02110
    LAUNCH CONSULTING LLC CONSULTING 100,000
    43 DORRANCE PLACE
    HAMDEN,CT06518
    SOLID FIRE CONSULTING LLC CONSULTING 96,000
    292 LEFFERTS AVENUE
    BROOKLYN,NY11225
    T M BYXBEE COMPANY PC ACCOUNTING 81,600
    2319 WHITNEY AVENUE
    HAMDEN,CT06518
    SURI SEYMOUR CONSULTING 66,514
    331 FRONT STREET
    NEW HAVEN,CT06513
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 PROGRAMS TO:BUILD ASSETS WITHIN CHILDREN'S HOMES, SCHOOLS, NEIGHBORHOODS, AND SOCIETY TO REVERSE THE EFFECTS OF STRUCTURAL RACISM AND POVERTY.INVEST IN A SMALL NUMBER OF HIGHLY DISTRESSED NEIGHBORHOODS AS THE CENTER OF OUR WORK AGAINST POVERTY AND RACISM.SUPPORT PEOPLE MOST AFFECTED, ESPECIALLY PARENTS, TO NAVIGATE AND CHANGE THE BARRIERS THEY SEE.PROMOTE GREATER AWARENESS AND UNDERSTANDING OF THE DISPARITIES RESULTING FROM STRUCTURAL RACISM, THE EFFECTS OF POVERTY AND THE INTERSECTION OF THE TWO.ENCOURAGE HEALING IN OUR SOCIETY BY SUPPORTING DIALOGUE, ACTION, POLICIES AND PRACTICES THAT ADVANCE RACIAL AND ECONOMIC EQUITY. 255,586
    2 COMMUNITY LEADERSHIP PROGRAMSTHE COMMUNITY LEADERSHIP PROGRAMS OFFER NONPROFIT STAFF, VOLUNTEERS, BOARD MEMBERS AND MEMBERS OF THE GREATER NEW HAVEN COMMUNITY OPPORTUNITIES TO LEARN ABOUT AND DISCUSS IMPORTANT ISSUES. THROUGH MEETINGS, FULL DAY SEMINARS, AND YEAR-LONG LEADERSHIP TRAINING, PARTICIPANTS BUILD SKILLS AND DEVELOP A NETWORK OF LEADERS WITHIN THE COMMUNITY, WORKING ON CRITICAL SOCIAL ISSUES. 453,636
    3 NO-COST MEETING SPACE FOR CONNECTICUT NONPROFITSTHE MEMORIAL FUND PROVIDES MEETING SPACE FOR NONPROFIT ORGANIZATIONS, AT NO OR LOW COST TO THEM, IN ORDER TO BRING PEOPLE TOGETHER FOR TRAINING, CONSULTATION, PLANNING, PROGRAM OVERSIGHT, EVALUATION AND OTHER ACTIVITIES THAT IMPROVE THE STATUS OF CHILDREN AND FAMILIES IN CONNECTICUT. 50,000
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 CAPITAL FOR CHANGE BELOW MARKET INTEREST RATE LOAN 500,000
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet500,000
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    74,679,612
    b
    Average of monthly cash balances.......................
    1b
    842,425
    c
    Fair market value of all other assets (see instructions)................
    1c
    39,648,696
    d
    Total (add lines 1a, b, and c).........................
    1d
    115,170,733
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    115,170,733
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    1,727,561
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    113,443,172
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    5,672,159
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    5,672,159
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    64,109
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    64,109
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    5,608,050
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    5,608,050
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    5,608,050
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    7,277,037
    b
    Program-related investments—total from Part IX-B..................
    1b
    500,000
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    48,985
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    7,826,022
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    64,109
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    7,761,913
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus
    (b)
    Years prior to 2017
    (c)
    2017
    (d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 5,608,050
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013...... 1,224,949
    b From 2014...... 438,285
    c From 2015...... 480,304
    d From 2016......  
    e From 2017...... 552,569
    fTotal of lines 3a through e........ 2,696,107
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 7,826,022
    a Applied to 2017, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....
    0
    c Treated as distributions out of corpus (Election
    required—see instructions)........
    0
    d Applied to 2018 distributable amount..... 5,608,050
    e Remaining amount distributed out of corpus 2,217,972
    5 Excess distributions carryover applied to 2018. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 4,914,079
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........
    0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......
    0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........
    0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............
    0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........
    0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......
    0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...
    1,224,949
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......
    3,689,130
    10 Analysis of line 9:
    a Excess from 2014.... 438,285
    b Excess from 2015.... 480,304
    c Excess from 2016....  
    d Excess from 2017.... 552,569
    e Excess from 2018.... 2,217,972
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........
    Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....
             
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........
             
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....
             
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)
             
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...
             
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....
             
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....
             
    (3) Largest amount of support
    from an exempt organization
             
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    WILLIAM C GRAUSTEIN
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    R DAVID ADDAMSEXECUTIVE DIRECTOR WI
    1 HAMDEN CENTER SUITE 2B 2319
    WHITNEY AVE
    HAMDEN,CT06518
    (203) 230-3330
    bThe form in which applications should be submitted and information and materials they should include:
    A BRIEF LETTER SHOULD INCLUDE A PROBLEM AND OPPORTUNITY STATEMENT, THE METHODS FOR ADDRESSING THE PROBLEM, AND ITS PROPOSED SOLUTION. ENCLOSE A CURRENT COPY OF IRS 501(C)(3) DETERMINATION LETTER. AFTER THE LETTER IS REVIEWED, AN APPLICATION FORM IS PROVIDED, WHEN APPROPRIATE, FOR COMPLETION BY THE APPLICANT.
    cAny submission deadlines:
    NO ESTABLISHED DEADLINE.
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    THE MEMORIAL FUND WILL MAKE GRANTS TO SUPPORT THEIR MISSION TO ACHIEVE EQUITY IN EDUCATION BY WORKING WITH THOSE AFFECTED AND INSPIRING ALL TO END RACISM AND POVERTY. GRANTS ARE NOT MADE TO ORGANIZATIONS THAT ARE NOT RECOGNIZED AS 501(C)(3), INDIVIDUALS, RELIGIOUS ORGANIZATIONS FOR SECTARIAN PURPOSES, CAPITAL CAMPAIGNS, POLITICAL CAUSES AND ACTIVITIES, AND SCHOLARSHIPS.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    Foundation
    status of
    recipient
    Purpose of grant or
    contribution
    Amount
    Name and address (home or business)
    aPaid during the year
    AMISTAD FOUNDATION
    THE AMISTAD CENTER FOR ART CULTURE
    600 MAIN STREET
    HARTFORD,CT06103
      PC TNMOT AZTRO UNIVERSAL WOMB 5,000
    ACHIEVE HARTFORD
    221 MAIN ST
    HARTFORD,CT06106
      PC RACIAL EQUITY TRAINING AND SUPPORT GRANT RADICAL EDUCATOR AFFINITY WORK GROUP 10,000
    ACHIEVE HARTFORD
    221 MAIN ST
    HARTFORD,CT06106
      PC INCREASE VOTER AND CITIZEN PARTICIPATION IN LOCAL ELECTIONS 2,500
    ACHIEVE HARTFORD
    221 MAIN ST
    HARTFORD,CT06106
      PC RACCE PIPELINE OF BLACK AND BROWN EDUCATORS 7,500
    AMISTAD UNITED CHURCH OF CHRIST INC
    PO BOX 340292
    HARTFORD,CT06134
      PC MORAL MONDAY EQUITY ECOSYSTEM GRANT 25,000
    A BETTER WAY FOUNDATION
    POBOX 942
    HARTFORD,CT06143
      PC GENERAL SUPPORT OF STEP UP NEW LONDON 10,000
    A BETTER WAY FOUNDATION ABWF INC
    POBOX 942
    HARTFORD,CT06143
      PC CTCORE-ORGANIZE NOW! COMMUNITY ORGANIZING ENVIRONMENT GRANT 75,000
    A BETTER WAY FOUNDATION ABWF INC
    POBOX 942
    HARTFORD,CT06143
      PC STEP UP NEW LONDON GENERAL SUPPORT 10,000
    A BETTER WAY FOUNDATION ABWF INC
    POBOX 942
    HARTFORD,CT06143
      PC HEARING YOUTH VOICES COMMUNITY ORGANIZING GRANT 75,000
    ALL OUR KIN
    PO BOX 8477 414A CHAPEL ST SUITE
    100
    NEW HAVEN,CT06530
      PC CIRCLE OF SECURITY-PARENTING 25,000
    ALL OUR KIN
    PO BOX 8477 414A CHAPEL ST SUITE
    100
    NEW HAVEN,CT06530
      PC EQUITY ECOSYSTEM GRANT 75,000
    ALL OUR KIN
    PO BOX 8477 414A CHAPEL ST SUITE
    100
    NEW HAVEN,CT06530
      PC DISRUPTING INSTITUTIONAL INEQUITY. SUSTAINING EQUITY AND BUILDING PROVIDER POWER AND VOICE. CONTINUATION GRANT 37,500
    EDUCATORS FOR EXCELLENCE
    80 PINE STREET 28TH FLOOR
    NEW YORK,NY10005
      PC EDUCATORS FOR EXCELLENCE- CONNECTICUT EQUITY ECOSYSTEM GRANT 25,000
    CAMPAIGN FOR BLACK MALE ACHIEVEMENT
    570 LEXINGTON AVENUE 5TH FLOOR
    NEW YORK,NY10022
      PC 10TH YEAR ANNIVERSAY GALA 10,000
    RACE FORWARD
    150 BROADWAY SUITE 303
    NEW YORK,NY10038
      PC GROUNDBREAKER SPONSORHIP FOR 2018 CONFERENCE 5,000
    CENTER FOR POPULAR DEMOCRACY
    449 TROUTMAN STREET SUITE A
    BROOKLYN,NY11237
      PC RESPONSIVE GRANT MAKE THE ROAD CT 10,000
    CENTER FOR POPULAR DEMOCRACY
    449 TROUTMAN STREET SUITE A
    BROOKLYN,NY11237
      PC MAKE THE ROAD CT COMMUNITY ORGANIZING GRANT 100,000
    CONNECTICUT COALITION FOR ACHIEVEMENT NOW INC
    50 CAN 1625 K ST NW SUITE 400
    WASHINGTON,DC20006
      PC COMMUNITY ORGANIZING ENVIRONMENT GRANT 50,000
    UNITED WE DREAM NETWORK
    1900 L STREET NW 9TH F
    WASHINGTON,DC20036
      PC CONNECTICUT STUDENTS FOR A DREAM COMMUNITY ORGANIZING 75,000
    EDUCATION DEVELOPMENT CENTER INC
    43 FOUNDRY AVENUES
    WALTHAM,MA02453
      PC LITERACY AND ACADEMIC SUCCESS FOR ENGLISH LANGUAGE LEARNERS THROUGH SCIENCE (LASERS) 5,000
    COLUMBIA CENTER FOR PUBLIC RESEARCH AND LEADERSHIP
    COLUMBIA LAW BOX B-16 435 WEST
    116TH STREET
    NEW YORK,NY10027
      PC IMPROVE CONNECTICUT PUBLIC EDUCATION 10,000
    PRESIDENT AND FELLOWS OF MIDDLEBURY
    9 OLD CHAPEL ROAD
    MIDDLEBURY,VT05753
      PC RESPONSIVE GRANT. JIRAN: THE ARABIC COMMUNITY ACTION SUMMER 5,000
    FIRST CONGREGATIONAL CHURCH IN BLOOMFIELD
    10 WINTONBURY AVENUE
    BLOOMFIELD,CT06002
      PC THE ALLIANCE FOR BLOOMFIELD'S CHILDREN EQUITY ECOSYSTEM GRANT 80,000
    MANCHESTER DISCOVERY
    80 WADDELL ROAD
    MANCHESTER,CT06040
      PC GENERAL SUPPORT -5,305
    MINORITY INCLUSION PROJECT INCORPORATED
    1131-0 TOLLAND TPKE STE 16
    MANCHESTER,CT06042
      PC BOARD DIVERSITY 10,000
    YWCA OF NEW BRITAIN
    19 FRANKLIN SQUARE
    NEW BRITAIN,CT06051
      PC STAND AGAINST RACISM 4,000
    HIDDEN ACRES FARM
    667 OLD STAFFORD ROAD
    TOLLAND,CT06084
      PC ON SEEKING BETTER DAYS: A CONVERSATION WITH DR. STACEY PATTON 5,000
    HIDDEN ACRES FARM
    667 OLD STAFFORD ROAD
    TOLLAND,CT06084
      PC RESPONSIVE GRANT 5,000
    ASCEND MENTORING INC
    34 MAPLE AVENUE
    WINDSOR,CT06095
      PC THE OFFICE OF FAMILY AND COMMUNITY PARTNERSHIP WINDSOR PUBLIC SCHOOLS EQUITY ECOSYSTEM GRANT 45,000
    HARTFORD PUBLIC LIBRARY
    500 MAIN STREET
    HARTFORD,CT06103
      PC GENERAL SUPPORT 175
    THE CONFERENCE OF CHURCHES INC
    THE 224 ECOSPACE 224 FARMINGTON
    AVENUE
    HARTFORD,CT06105
      PC TENAYA TAYLOR STAND AGAINST RACISM EVENT 300
    THE CONFERENCE OF CHURCHES INC
    THE 224 ECOSPACE 224 FARMINGTON
    AVENUE
    HARTFORD,CT06105
      PC RESPONSIVE GRANT THE SOUL PURPOSE PROJECT. 5,000
    YWCA HARTFORD REGION INC
    135 BROAD STREET
    HARTFORD,CT06105
      PC STAND AGAINST RACISM 1,500
    THE VILLAGE FOR FAMILIES AND CHILDREN
    1680 ALBANY AVENUE
    HARTFORD,CT06105
      PC STAND AGAINST RACISM 1,000
    HARTBEAT ENSEMBLE
    360 FARMINGTON AVENUE
    HARTFORD,CT06105
      PC RESPONSIVE GRANT 1,500
    HARTBEAT ENSEMBLE
    360 FARMINGTON AVENUE
    HARTFORD,CT06105
      PC JULIA ROSENBALT 5,000
    THE CONFERENCE OF CHURCHES INC
    THE 224 ECOSPACE 224 FARMINGTON
    AVENUE
    HARTFORD,CT06105
      PC RESPONSIVE GRANT 2018 THE SOCIAL EMERGENCY REPONSE CENTER 5,000
    CONNECTICUT PUBLIC BROADCASTING INC
    1049 ASYLUM AVENUE
    HARTFORD,CT06105
      PC THE PEOPLE PROJECT NOW CALLED YUPNTWK 10,000
    CENTER FOR CHILDREN'S ADVOCACY
    65 ELIZABETH STREET
    HARTFORD,CT06105
      PC RESPONSIVE GRANT 5,000
    CENTER FOR CHILDREN'S ADVOCACY
    65 ELIZABETH STREET
    HARTFORD,CT06105
      PC EQUITY ECOSYSTEM GRANT 74,400
    HARTFORD YOUTH SCHOLARS
    129 ALLEN PLACE
    HARTFORD,CT06106
      PC RACE, EQUITY, POWER AND SOCIAL JUSTICE WORKSHOPS 5,000
    RE-CENTER
    75 CHARTER OAK AVENUE SUITE 1-310
    HARTFORD,CT06106
      PC EQUITY ECOSYSTEM GRANT 150,000
    CAPITOL REGION EDUCATION COUNCIL FOUNDATION
    111 CHARTER OAK AVENUE
    HARTFORD,CT06106
      PC RESPONSIVE GRANT FACILITATING A CIVIL DISCOURSE IN THE CLASSROOM 9,950
    HARTFORD KNIGHTS CORP
    175 MAIN STREET 3RD FLOOR
    HARTFORD,CT06106
      PC CONNECTICUT PARENTS UNION THE TRUE COST OF INTEGRATION IN CONNECTICUT SCHOOLS -TOWN HALL DISCUSSION 5,000
    SHEFF MOVEMENT
    75 CHARTER OAK AVENUE SUITE 1-308
    HARTFORD,CT06106
      PC SHEFF MOVEMENT EQUITY ECOSYSTEM GRANT 50,000
    THE CONNECTICUT NEWS PROJECT
    36 RUSS STREET
    HARTFORD,CT06106
      PC EQUITY ECOSYSTEM GRANT 25,000
    LEADERSHIP GREATER HARTFORD INC
    30 LAUREL STREET
    HARTFORD,CT06106
      PC COMMON GROUND YOUTH LEADERSHIP DEVELOPMENT PROGRAM 5,000
    CONNECTICUT WOMENS EDUCATIONAL AND LEGAL FUND INC
    75 CHARTER OAK AVENUE SUITE 1-300
    HARTFORD,CT06106
      PC RACIAL EQUITY TRAINING AND SUPPORT GRANT 10,000
    CONNECTICUT WOMENS EDUCATIONAL AND LEGAL FUND INC
    75 CHARTER OAK AVENUE SUITE 1-300
    HARTFORD,CT06106
      PC RESPONSIVE GRANT BILINGUAL COMMUNITY ADVOCACY 5,008
    CONNECTICUT LANDMARKS
    59 SOUTH PROSPECT ST
    HARTFORD,CT06106
      PC EQUITY ECOSYSTEM GRANT 13,000
    CONNECTICUT COUNCIL FOR PHILANTHROPY
    75 CHARTER OAK AVENUE SUITE 1-205
    HARTFORD,CT06106
      PC LEADERSHIP FUND GIFT 2019 10,000
    CONNECTICUT COUNCIL FOR PHILANTHROPY
    75 CHARTER OAK AVENUE SUITE 1-205
    HARTFORD,CT06106
      PC 2018 CONFERENCE DISRUPTIVE LEADERSHIP: INSPIRING STRATEGIES FOR SOCIAL CHANGE 5,000
    CONNECTICUT COUNCIL FOR PHILANTHROPY
    75 CHARTER OAK AVE SUITE 1-205
    HARTFORD,CT06106
      PC 2017 CONNECTICUT EARLY CHILDHOOD FUNDER COLLABORATIVE 50,000
    NEW ENGLAND GRASSROOTS ENVIRONMENT FUND
    PO BOX 260157
    HARTFORD,CT06106
      PC 2018 WORKSHOP SERIES AT SUMMER OF SOLUTIONS 4,600
    CONNECTICUT ASSOCIATION FOR HUMAN SERVICES
    237 HAMILTON STREET SUITE 208
    HARTFORD,CT06106
      PC ANDREA LEVERE FUNDRAISING EVENT 5,000
    CONNECTICUT ASSOCIATION FOR HUMAN SERVICES
    237 HAMILTON STREET SUITE 208
    HARTFORD,CT06106
      PC CT PARENT POWER 25,000
    CONNECTICUT ASSOCIATION FOR HUMAN SERVICES
    237 HAMILTON STREET SUITE 208
    HARTFORD,CT06106
      PC CONNECTICUT EARLY CHILDHOOD ALLIANCE EQUITY ECOSYSTEM GRANT 50,000
    CONNECTICUT ASSOCIATION FOR HUMAN SERVICES
    237 HAMILTON STREET SUITE 208
    HARTFORD,CT06106
      PC EQUITY ECOSYSTEM GRANT 75,000
    CONNECTICUT CENTER FOR A NEW ECONOMY INC
    30 ARBOR STREET C/O CCRG BOX 6N
    HARTFORD,CT06106
      PC EQUITY ECOSYSTEM GRANT 37,500
    CONNECTICUT CENTER FOR A NEW ECONOMY INC
    30 ARBOR STREET C/O CCRG BOX 6N
    HARTFORD,CT06106
      PC CONNECTICUT IMMIGRANT RIGHTS ALLIANCE COMMUNITY ORGANIZING ENVIRONMENT GRANT 50,000
    CONNECTICUT CENTER FOR A NEW ECONOMY INC
    30 ARBOR STREET C/O CCRG BOX 6N
    HARTFORD,CT06106
      PC BUILD COMMUNITY POWER. COMMUNITY DEFENSE PROJECT. CONTINUATION GRANT. CT IMMIGRANT RIGHTS ALLIANCE. 25,000
    OPEN COMMUNITIES ALLIANCE
    75 CHARTER OAK AVENUE SUITE 1-210
    HARTFORD,CT06106
      PC EQUITY ECOSYSTEM GRANT 25,000
    CONNECTICUT CENTER FOR SCHOOL CHANGE
    151 NEW PARK AVENUE SUITE15
    HARTFORD,CT06106
      PC EQUITY ECOSYSTEM GRANT 125,000
    CONNECTICUT CITIZEN RESEARCH GROUP INC
    30 ARBOR ST STE 6N
    HARTFORD,CT06106
      PC EQUITY ECOSYSTEM GRANT 50,000
    UNITARIAN UNIVERSALIST ASSOCIATION
    THE UNIVERSALIST CHURCH OF WEST
    HARTFORD 433 FERN STREET
    WEST HARTFORD,CT06107
      PC STAND AGAINST RACISM EVENT OUT OF THE CORNER OF MY EYE 945
    EAST HARTFORD SCHOOL BUSINESS PARTNERSHIPS INC
    1110 MAIN STREET
    EAST HARTFORD,CT06108
      PC EAST HARTFORD GENERAL SUPPORT 5,000
    EAST HARTFORD SCHOOL BUSINESS PARTNERSHIPS INC
    1110 MAIN STREET
    EAST HARTFORD,CT06108
      PC RACIAL EQUITY TRAINING AND SUPPORT GRANT 10,000
    CONNECTICUT ASSOCIATION OF BOARDS OF EDUCATION INC
    81 WOLCOTT HILL ROAD
    WETHERSFIELD,CT06109
      PC EQUITY ECOSYSTEM GRANT 15,000
    THE CHRISTIAN ACTIVITIES COUNCIL
    47 VINE STREET
    HARTFORD,CT06112
      PC RACIAL EQUITY TRAINING AND SUPPORT APPLICATION 10,000
    THE CHRISTIAN ACTIVITIES COUNCIL
    47 VINE STREET
    HARTFORD,CT06112
      PC COMMUNITY ORGANIZING GRANT 75,000
    BLUE HILLS CIVIC ASSOCIATION INCORPORATED
    1229 ALBANY AVENUE
    HARTFORD,CT06112
      PC COMMUNITY ORGANIZING ENVIRONMENT GRANT 100,000
    HARTFORD FOOD SYSTEM
    1 CONGRESS STREET SUITE 302
    HARTFORD,CT06114
      PC COMMUNITY ORGANIZING GRANT 40,000
    HARTFORD PARENT UNIVERSITY
    330 MARKET STREET 3RD FLOOR
    HARTFORD,CT06120
      PC BUILD COMMUNITY POWER. PARENT ENGAGEMENT. CONTINUATION GRANT. 50,000
    HARTFORD PARENT UNIVERSITY
    330 MARKET STREET 3RD FLOOR
    HARTFORD,CT06120
      PC COMMUNITY ORGANIZING ENVIRONMENT GRANT 100,000
    EASTCONN
    376 HARTFORD TURNPIKE
    HAMPTON,CT06247
      PC RACIAL EQUITY TRAINING & SUPPORT GRANT 6,931
    EASTCONN
    376 HARTFORD TURNPIKE
    HAMPTON,CT06247
      PC RACIAL EQUITY TRAINING AND SUPPORT GRANT. NORTHEAST EARLY CHILDHOOD COUNCIL 3,570
    PAUL J AICHER FOUNDATION INC
    75 CHARTER OAK AVENUE SUITE 2-300
    HARTFORD,CT06258
      PC STAND AGAINST RACISM DAY 500
    WRITER'S BLOCK INK
    12 MASONIC STREET
    NEW LONDON,CT06320
      PC EQUITY ECOSYSTEM GRANT 15,000
    THE IMMIGRATION ADVOCACY & SUPPORT CENTER
    8 WASHINGTON STREET
    NEW LONDON,CT06320
      PC RESPONSIVE GRANT ACCOMPANIMENT - STANDING TOGETHER 10,000
    CAIR
    16 FORT STREET
    GROTON,CT06340
      PC RESPONSIVE GRANT NO MUSLIM BAN EVER 5,000
    BHCARE INC
    435 EAST MAIN STREET PO BOX 658
    ANSONIA,CT06401
      PC HOPE FAMILY JUSTICE CENTER OF GREATER NEW HAVEN KICK-OFF EVENT 2,500
    SERC FOUNDATION
    100 ROSCOMMON DRIVE SUITE 110
    MIDDLETOWN,CT06457
      PC COURAGEOUS CONVERSATION & COURAGEOUS LEADERSHIP: MOVING THE RACIAL EQUITY DIALOGUE TO SYSTEMIC RACIAL EQUITY TRANSFORMATION 52,194
    MIDDLESEX UNITED WAY
    100 RIVERVIEW CENTER SUITE 230
    MIDDLETOWN,CT06457
      PC MIDDLETOWN RACIAL JUSTICE COALITION/MIDDLESEX COALITION FOR CHILDREN EQUITY ECOSYSTEM GRANT 80,400
    NEW HAVEN COUNTS
    38 BROCKETT FARM ROAD
    NORTH HAVEN,CT06473
      PC GENERAL SUPPORT 10,000
    COLLEAGUES FOR EQUITY
    500 MAIN STREET
    OLD SAYBROOK,CT06475
      PC GENERAL SUPPORT OF ALLIES REACHING FOR EQUALITY 10,000
    COMMUNITY FOUNDATION FOR GREATER NEW HAVEN
    70 AUDUBON STREET
    NEW HAVEN,CT06510
      PC NEW HAVEN PUBLIC SCHOOL'S TRANSITION TEAM WORK 10,000
    CONNECTICUT VOICES FOR CHILDREN
    33 WHITNEY AVE
    NEW HAVEN,CT06510
      PC EQUITY ECOSYSTEM GRANT 87,100
    NEW HAVEN FREE PUBLIC LIBRABRY FOUNDATION
    133 ELM STREET
    NEW HAVEN,CT06510
      PC STETSON LIBRARY: THE NEXT CHAPTER CAPITAL CAMPAIGN 10,000
    CITYWIDE YOUTH COALITION INC
    928 CHAPEL STREET SUITE 201/202
    NEW HAVEN,CT06510
      PC COMMUNITY ORGANIZING ENVIRONMENT GRANT 75,000
    THE FUTURE PROJECT- NEW HAVEN
    760 CHAPEL STREET
    NEW HAVEN,CT06510
      PC EQUITY ECOSYSTEM GRANT 75,000
    DISCOVERING AMISTAD
    129 CHURCH STREET SUITE 521
    NEW HAVEN,CT06510
      PC PARTICIPATION OF PUBLIC SCHOOLS STUDENTS 10,000
    THE PROSPERITY FOUNDATION
    1287 CHAPEL STREET
    NEW HAVEN,CT06511
      PC GENERAL SUPPORT 27,500
    THE PROSPERITY FOUNDATION
    1287 CHAPEL STREET
    NEW HAVEN,CT06511
      PC TRANSFORMING KEY SYSTEMS. THE PROSPERITY FOUNDATION GRANTMAKING. CONTINUATION GRANT. 27,500
    NEIGHBORHOOD HOUSING SERVICES OF NEW HAVEN INC
    333 SHERMAN AVE
    NEW HAVEN,CT06511
      PC RESPONSIVE GRANT. RESPONSIVE GRANT WOMENS EMPOWEREMENT MURAL 5,000
    UNITED STATES CATHOLIC CONFERENCE
    ALBERTUS MAGNUS COLLEGE 700
    PROSPECT STREET
    NEW HAVEN,CT06511
      PC ALBERTUS MAGNUS COLLEGE EDUCATIONAL/COMMUNITY GARDEN 2,489
    NEIGHBORHOOD HOUSING
    33 SHERMAN AVENUE
    NEW HAVEN,CT06511
      PC TRAIN THE TRAINER WORKSHOP 4,650
    LEAP
    31 JEFFERSON STREET
    NEW HAVEN,CT06511
      PC GENERAL SUPPORT 10,000
    NEIGHBORHOOD HOUSING
    33 SHERMAN AVENUE
    NEW HAVEN,CT06511
      PC GENERAL SUPPORT OF THE UNGROUP SOCIETY 12,500
    GLENDOWER GROUP INC
    360 ORANGE STREET
    NEW HAVEN,CT06511
      PC HOUSING AUTHORITY OF NEW HAVEN EQUITY ECOSYSTEM GRANT 25,000
    HOPE FOR NEW HAVEN INC
    81 OLIVE STREET
    NEW HAVEN,CT06511
      PC CERCLE'S EARLY CARE AND EDUCATION TEACHER-IN-RESIDENCE PROGRAM 10,000
    COLLECTIVE CONSCIOUSESS INC
    140 ROYDON ROAD
    NEW HAVEN,CT06511
      PC PRODUCTION OF RASHEEDA SPEAKING BY JOEL DRAKE JOHNSON 1,000
    BOOKER T WASHINGTON ACADEMY
    804 STATE STREET
    NEW HAVEN,CT06511
      PC RECRUIT, RETAIN AND SUPPORT RACIAL, ETHNIC AND LINGUISTICALLY DIVERSE TEACHERS 10,000
    LEADERSHIP EDUCATION AND ATHLETICS IN PARTNERSHIP (LEAP)
    31 JEFFERSON STREET
    NEW HAVEN,CT06511
      PC GENERAL SUPPORT 10,000
    COMMUNITY BONDS
    347 GRAND AVENUE
    NEW HAVEN,CT06513
      PC CONNECTICUT BAIL FUND EQUITY ECOSYSTEM GRANT 25,000
    COMMUNITY BONDS
    347 GRAND AVENUE
    NEW HAVEN,CT06513
      PC RESPONSIVE GRANT. IMMIGRANT BAIL FUND 5,000
    ELM CITY FREDDY FIXER PARADE
    365 PECK STREET
    NEW HAVEN,CT06513
      PC SUPPORT FOR THE FREDDIE FIXER PARADE 1,000
    ELM CITY MONTESSORI SCHOOL
    375 QUINNIPIAC AVENUE
    NEW HAVEN,CT06513
      PC EQUITY ECOSYSTEM GRANT 70,000
    UNITED WAY OF GREATER NEW HAVEN
    370 JAMES STREET SUITE 403
    NEW HAVEN,CT06513
      PC CHATHAM SQUARE NEIGHBORHOOD ASSOCIATION FULL OF JOY YOGA 5,000
    UNITED WAY OF GREATER NEW HAVEN
    370 JAMES STREET SUITE 403
    NEW HAVEN,CT06513
      PC RACIAL EQUITY TRAINING AND SUPPORT GRANT. THE NEW HAVEN EARLY CHILDHOOD COUNCIL 10,000
    UNITED WAY OF GREATER NEW HAVEN
    370 JAMES STREET SUITE 403
    NEW HAVEN,CT06513
      PC NEXT PHASE OF "WHO HOLDS THESE TRUTHS TO BE SELF-EVIDENT?" 10,000
    ARTE INC
    26 ATWATER STREET
    NEW HAVEN,CT06513
      PC SPONSORSHIP 2,500
    JUNTA FOR PROGRESSIVE ACTION INC
    169 GRAND AVE
    NEW HAVEN,CT06513
      PC EQUITY ECOSYSTEM GRANT 20,000
    ELM CITY MONTESSORI SCHOOL
    375 QUINNIPIAC AVENUE
    NEW HAVEN,CT06513
      PC DISRUPTING INSTITUTIONAL INEQUITY. ANTI-BIAS, ANTI-RACISM PROJECT. CONTINUATION GRANT. 35,000
    CONGREGATIONS ORGANIZED FOR A NEW CONNECTICUT INC
    CONECT PO BOX 4298
    HAMDEN,CT06514
      PC COMMUNITY ORGANIZING ENVRIONMENT GRANT 50,000
    SOUTHERN CONNECTICUT STATE UNIVERSITY FOUNDATION INC
    501 CRESCENT STREET
    NEW HAVEN,CT06515
      PC SOUTHERN CONNECTICUT STATE UNIVERSITY FREEDOM SCHOOL COLLABORATIVE: PROJECT PROSPECTUS 5,000
    SOLAR YOUTH INC
    53 WAYFARER STREET
    NEW HAVEN,CT06515
      PC CORE SUPPORT 10,000
    COMMUNITY MEDIATION INC
    1253 WHITNEY AVENUE
    HAMDEN,CT06517
      PC TELLING OUR STORY & PREST EQUITY ECOSYSTEM GRANT 100,000
    COMMUNITY MEDIATION INC
    1253 WHITNEY AVENUE
    HAMDEN,CT06517
      PC BOYS ADVANCING TO MEN 2018 VIOLENCE PREVENTION STREETBALL LEAGUE. 5,000
    SHALOM UNITED CHURCH OF CHRIST
    POBOX 207091
    NEW HAVEN,CT06520
      PC UNIDAD LATINA EN ACCION (ULA) COMMUNITY ORGANIZING ENVIRONMENT GRANT 50,000
    DWIGHT HALL AT YALE
    PO BOX 209008
    NEW HAVEN,CT06520
      PC YALE PRISON EDUCATION INITIATIVE 5,000
    UNITED WAY OF COASTAL FAIRFIELD
    855 MAIN STREET 10 FLOOR
    BRIDGEPORT,CT06604
      PC PT PARTNERS EQUITY ECOSYSTEM GRANT 25,000
    UNITED WAY OF COASTAL FAIRFIELD
    855 MAIN STREET 10 FLOOR
    BRIDGEPORT,CT06604
      PC GENERAL SUPPORT -3,802
    GROUNDWORK BRIDGEPORT INC
    1001 MAIN STREET SUITE 20
    BRIDGEPORT,CT06604
      PC GENERAL SUPPORT 10,000
    BRIDGEPORT NEIGHBORHOOD TRUST
    570 STATE STREET
    BRIDGEPORT,CT06604
      PC GENERAL SUPPORT 50,000
    BRIDGEPORT NEIGHBORHOOD TRUST
    570 STATE STREET
    BRIDGEPORT,CT06604
      PC TRANSFORMING KEY SYSTEMS. BNT SOCIAL ENTERPRISE IN DOWNTOWN WEST. CONTINUATION GRANT. 50,000
    FAITHACTS FOR EDUCATION INC
    160 FAIRFIELD AVENUE
    BRIDGEPORT,CT06604
      PC COMMUNITY ORGANIZING GRANT 100,000
    CREATIVE YOUTH PRODUCTIONS
    53 DAVIS AVENUE
    BRIDGEPORT,CT06605
      PC GENERAL SUPPORT 10,000
    NEIGHBORHOOD HOUSING SERVICES OF WATERBURY
    193 GRAND STREET 3RD FLOOR
    WATERBURY,CT06702
      PC THE UNGROUP SOCIETY EQUITY ECOSYSTEM GRANT 25,000
    NEIGHBORHOOD HOUSING SERVICES OF WATERBURY
    193 GRAND STREET 3RD FLOOR
    WATERBURY,CT06702
      PC 2018 SPIRIT OF UNITY FESTIVAL 5,000
    UNITED WAY OF GREATER WATERBURY
    100 NORTH ELM STREET 2ND FLOOR
    WATERBURY,CT06702
      PC DISRUPTING INSTITUTIONAL INEQUITY. BRIDGE TO SUCCESS DISRUPTING INSTITUTIONAL INEQUITY. CONTINUATION GRANT. 37,500
    UNITED WAY OF GREATER WATERBURY
    100 NORTH ELM STREET 2ND FLOOR
    WATERBURY,CT06702
      PC BRIDGE TO SUCCESS TALK BACK TO ENGAGE YOUTH IN CONVERSATION ABOUT RACE, RACISM, MOVEMENT BUILDING AND LIBERATION. 5,000
    UNITED WAY OF GREATER WATERBURY
    100 NORTH ELM STREET 2ND FLOOR
    WATERBURY,CT06702
      PC BRIDGE TO SUCCESS COMMUNITY PARTNERSHIP EQUITY ECOSYSTEM GRANT 50,000
    NAUGATUCK VALLEY PROJECT
    16 CHURCH STREET
    WATERBURY,CT06702
      PC RESPONSIVE GRANT. RESPONSIVE GRANT PEACE AND UNITY GATHERING 10,000
    SAVE GIRLS ON FYER
    276 HIGHLAND AVENUE
    WATERBURY,CT06708
      PC EQUITY ECOSYSTEM GRANT 25,000
    FAMILIES NETWORK OF WESTERN CONNECTICUT
    5 LIBRARY PLACE
    DANBURY,CT06810
      PC STAND AGAINST RACISM MINI GRANT 1,000
    FIVE FROGS INC
    1210 POST ROAD
    FAIRFIELD,CT06824
      PC LEADERSHIP DEVELOPMENT ROUNDTABLE 10,000
    NATIONAL PARENT LEADERSHIP INSTITUTE
    15 RIVER ROAD SUITE 15B
    WILTON,CT06897
      PC CONTINUE PARENT LEADERSHIP TRAINING INSTITUTE 10,000
    BUILDING ONE COMMUNITY
    75 SELLECK STREET
    STAMFORD,CT06902
      PC COMMUNITY ORGANIZING GRANT 100,000
    INSTITUTE OF NONPROFIT NEWS
    714 W OLYMPIC BLVD 931
    LOS ANGELES,CT90015
      PC RESPONSIVE GRANT. RESPONSIVE GRANT FOR THE HARTFORD GUARDIAN COMMUNITY CONVERSATION 10,000
    TIDES FOUNDATION
    PO BOX 29903
    SAN FRANCISCO,CA94129
      PC RESPONSIVE GRANT. GRASSROOTS CANVASSING OPERATION IN QUIET CORNER COMMUNITIES 10,000
    GRANTMAKERS FOR EDUCATION
    700 SW 5TH AVENUE SUITE 400
    PORTLAND,OR97204
      PC EQUITY IMPACT GROUP 5,000
    Total .................................bullet 3a 3,688,105
    bApproved for future payment
    A BETTER WAY FOUNDATION ABWF INC
    POBOX 942
    HARTFORD,CT06143
      PC BUILD COMMUNITY POWER. CTCORE- ORGANIZE NOW! CONTINUATION GRANT 100,000
    A BETTER WAY FOUNDATION ABWF INC
    POBOX 942
    HARTFORD,CT06143
      PC HEARING YOUTH VOICES COMMUNITY ORGANIZING GRANT 75,000
    ALL OUR KIN
    PO BOX 8477 414A CHAPEL ST SUITE
    100
    NEW HAVEN,CT06530
      PC DISRUPTING INSTITUTIONAL INEQUITY. SUSTAINING EQUITY AND BUILDING PROVIDER POWER AND VOICE. CONTINUATION GRANT 37,500
    EDUCATORS FOR EXCELLENCE
    80 PINE STREET 28TH FLOOR
    NEW YORK,NY10005
      PC DISRUPTING INSTITUTIONAL INEQUITY. ELEVATING TEACHER VOICE AROUND EDUCATIONAL EQUITY. CONTINUATION GRANT. 25,000
    CENTER FOR POPULAR DEMOCRACY
    449 TROUTMAN STREET SUITE A
    BROOKLYN,NY11237
      PC MAKE THE ROAD CT COMMUNITY ORGANIZING GRANT 100,000
    UNITED WE DREAM NETWORK
    1900 L STREET NW 9TH F
    WASHINGTON,DC20036
      PC CONNECTICUT STUDENTS FOR A DREAM COMMUNITY ORGANIZING 75,000
    FIRST CONGREGATIONAL CHURCH IN BLOOMFIELD
    10 WINTONBURY AVENUE
    BLOOMFIELD,CT06002
      PC DISRUPTING INSTITUTIONAL INEQUITY. ALLIANCE FOR BLOOMFIELD 2019 CONTINUATION GRANT 80,000
    UNIVERSITY OF CONNECTICUT FOUNDATION INC
    10 TALCOTT NOTCH ROAD SUITE 100
    FARMINGTON,CT06032
      PC DISRUPTING INSTITUTIONAL INEQUITY. MINORITY TEACHER, RECRUITMENT AND RETENTION GRANT 29,400
    ASCEND MENTORING INC
    34 MAPLE AVENUE
    WINDSOR,CT06095
      PC DISRUPTING INSTITUTIONAL INEQUITY. 45,000
    OPEN COMMUNITIES ALLIANCE
    75 CHARTER OAK AVENUE SUITE 1-210
    HARTFORD,CT06106
      PC DISRUPTING INSTITUTIONAL INEQUITY. EMPOWERING CHOICES FOR EDUCATIONAL EQUITY. CONTINUATION GRANT. 75,000
    RE-CENTER
    75 CHARTER OAK AVENUE SUITE 1-310
    HARTFORD,CT06106
      PC DISRUPTING INSTITUTIONAL INEQUITY. TOWARD THE EQUITABLE CLASSROOM. CONTINUATION GRANT. 150,000
    CONNECTICUT COUNCIL FOR PHILANTHROPY
    75 CHARTER OAK AVENUE SUITE 1-205
    HARTFORD,CT06106
      PC LEADERSHIP FUND GIFT 2019 10,000
    CONNECTICUT COUNCIL FOR PHILANTHROPY
    75 CHARTER OAK AVENUE SUITE 1-205
    HARTFORD,CT06106
      PC SOW-CT ORGANIZER GATHERING 2,500
    CONNECTICUT CENTER FOR A NEW ECONOMY INC
    30 ARBOR STREET C/O CCRG BOX 6N
    HARTFORD,CT06106
      PC BUILD COMMUNITY POWER. COMMUNITY DEFENSE PROJECT. CONTINUATION GRANT. CT IMMIGRANT RIGHTS ALLIANCE. 25,000
    CONNECTICUT COUNCIL FOR PHILANTHROPY
    75 CHARTER OAK AVENUE SUITE 1-205
    HARTFORD,CT06106
      PC GENERAL SUPPORT 25,000
    THE CHRISTIAN ACTIVITIES COUNCIL
    47 VINE STREET
    HARTFORD,CT06112
      PC COMMUNITY ORGANIZING GRANT 75,000
    HARTFORD FOOD SYSTEM
    1 CONGRESS STREET SUITE 302
    HARTFORD,CT06114
      PC COMMUNITY ORGANIZING GRANT 40,000
    HARTFORD PARENT UNIVERSITY
    330 MARKET STREET 3RD FLOOR
    HARTFORD,CT06120
      PC BUILD COMMUNITY POWER. PARENT ENGAGEMENT. CONTINUATION GRANT. 50,000
    AMISTAD UNITED CHURCH OF CHRIST INC
    PO BOX 340292
    HARTFORD,CT06134
      PC MORAL MONDAY CT BUILD COMMUNITY POWER. STRENGTHENING THE CORE (2019). CONTINUATION GRANT. 50,000
    CONNECTICUT COLLEGE
    270 MOHEGAN AVENUE
    NEW LONDON,CT06320
      PC CONNECTICUT COLLEGE CHILDRENS PROGRAM 10,000
    WRITER'S BLOCK INK
    12 MASONIC STREET
    NEW LONDON,CT06320
      PC BUILD COMMUNITY POWER. SUMMER ON THE BLOCK. CONTINUATION GRANT. 25,000
    SERC FOUNDATION
    100 ROSCOMMON DRIVE SUITE 110
    MIDDLETOWN,CT06457
      PC DISRUPTING INSTITUTIONAL INEQUITY. L33 206,730
    MIDDLESEX UNITED WAY
    100 RIVERVIEW CENTER SUITE 230
    MIDDLETOWN,CT06457
      PC DISRUPTING INSTITUTIONAL INEQUITY. 80,400
    CITYWIDE YOUTH COALITION INC
    928 CHAPEL STREET SUITE 201/202
    NEW HAVEN,CT06510
      PC BUILD COMMUNITY POWER. YOUTH/COMMUNITY ORGANIZING TO UNDO INSTITUTIONAL RACISM. CONTINUATION GRANT. 100,000
    CONNECTICUT VOICES FOR CHILDREN
    33 WHITNEY AVE
    NEW HAVEN,CT06510
      PC DISRUPTING INSTITUTIONAL INEQUITY. USING RESEARCH TO DISTRUPT EDUCATIONAL INEQUITY. CONTINUATION GRANT. 87,100
    THE PROSPERITY FOUNDATION
    1287 CHAPEL STREET
    NEW HAVEN,CT06511
      PC TRANSFORMING KEY SYSTEMS. THE PROSPERITY FOUNDATION GRANTMAKING. CONTINUATION GRANT. 27,500
    RELAY GRADUATE SCHOOL OF EDUCATION
    794 DIXWELL AVENUE
    NEW HAVEN,CT06511
      PC DISRUPTING INSTITUTIONAL INEQUITY. GENERAL SUPPORT MINORITY TEACHER RECRUITMENT AND RETENTION GRANT 260,000
    ELM CITY MONTESSORI SCHOOL
    375 QUINNIPIAC AVENUE
    NEW HAVEN,CT06513
      PC DISRUPTING INSTITUTIONAL INEQUITY. ANTI-BIAS, ANTI-RACISM PROJECT. CONTINUATION GRANT. 35,000
    COMMUNITY BONDS
    347 GRAND AVENUE
    NEW HAVEN,CT06513
      PC DISRUPTING INSTITUTIONAL INEQUITY. CONNECTICUT BAIL FUND. CONTINUATION GRANT. 50,000
    CONGREGATIONS ORGANIZED FOR A NEW CONNECTICUT INC
    CONECT PO BOX 4298
    HAMDEN,CT06514
      PC DISRUPTING INSTITUTIONAL INEQUITY. CONSOLIDATING POWER FOR TRANSFORMATIVE CAMPAIGNS. CONTINUATION GRANT. 100,000
    SOUTHERN CONNECTICUT STATE UNIVERSITY FOUNDATION INC
    501 CRESCENT STREET
    NEW HAVEN,CT06515
      PC TARGETED ASSESSMENT OF FOUNDATION CONTRIBUTION 10,000
    COMMUNITY MEDIATION INC
    1253 WHITNEY AVENUE
    HAMDEN,CT06517
      PC BUILD COMMUNITY POWER. ORGANIZATIONAL DEVELOPMENT GRANT /TELLING OUR STORY. CONTINUATION GRANT. 100,000
    SHALOM UNITED CHURCH OF CHRIST
    POBOX 207091
    NEW HAVEN,CT06520
      PC BUILD COMMUNITY POWER. 50,000
    BRIDGEPORT NEIGHBORHOOD TRUST
    570 STATE STREET
    BRIDGEPORT,CT06604
      PC TRANSFORMING KEY SYSTEMS. BNT SOCIAL ENTERPRISE IN DOWNTOWN WEST. CONTINUATION GRANT. 50,000
    UNITED WAY OF COASTAL FAIRFIELD
    855 MAIN STREET 10 FLOOR
    BRIDGEPORT,CT06604
      PC BUILD COMMUNITY POWER. PT PARTNERS. CONTINUATION GRANT. 25,000
    FAITHACTS FOR EDUCATION INC
    160 FAIRFIELD AVENUE
    BRIDGEPORT,CT06604
      PC COMMUNITY ORGANIZING GRANT 100,000
    NEIGHBORHOOD HOUSING SERVICES OF WATERBURY
    193 GRAND STREET 3RD FLOOR
    WATERBURY,CT06702
      PC BUILD COMMUNITY POWER. THE UNGROUP SOCIETY YOUTH EMPOWERMENT/SOCIAL JUSTICE INITIATIVE. CONTINUATION GRANT. 25,000
    UNITED WAY OF GREATER WATERBURY
    100 NORTH ELM STREET 2ND FLOOR
    WATERBURY,CT06702
      PC DISRUPTING INSTITUTIONAL INEQUITY. BRIDGE TO SUCCESS DISRUPTING INSTITUTIONAL INEQUITY. CONTINUATION GRANT. 37,500
    NEIGHBORHOOD HOUSING SERVICES OF WATERBURY
    193 GRAND STREET 3RD FLOOR
    WATERBURY,CT06702
      PC THE UNGROUP SOCIETY EQUITY ECOSYSTEM GRANT 12,500
    SAVE GIRLS ON FYER
    276 HIGHLAND AVENUE
    WATERBURY,CT06708
      PC BUILD COMMUNITY POWER. CONTINUATION GRANT. 35,000
    HIDDEN ACRES THERAPEUTIC RIDING CENTER
    45 GABRIEL DRIVE
    NAUGATUCK,CT06770
      PC ME TOO, WE HERE YOU 5,000
    BUILDING ONE COMMUNITY
    75 SELLECK STREET
    STAMFORD,CT06902
      PC COMMUNITY ORGANIZING GRANT 100,000
    Total .................................bullet 3b 2,601,130
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code
    (b)
    Amount
    (c)
    Exclusion code
    (d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........
        14 160,638  
    4 Dividends and interest from securities....     14 2,083,244  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income..... 531390 149,918 14 3,389,504  
    8 Gain or (loss) from sales of assets other than
    inventory ............
        18 1,285,468  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 149,918 6,918,854 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    7,068,772
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow
    Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    Firm's EIN SmallBullet
    Firm's address SmallBullet


    Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2018
    Name of the organization
    WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
     
    Employer identification number

    04-6037391
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution. An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018) Page 2
    Name of organization
    WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
     
    Employer identification number
    04-6037391
    Part I
    Contributors (See instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    1
    WILLIAM GRAUSTEIN  
    ONE HAMDEN CENTER SUITE 2B 2319 WHI
     
    HAMDEN, CT06518

    $ 425,000


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    2
    TRUST OF ARCHIBALD R GRAUSTEIN FBO ANITA O'GARA DTD 10281965
     
    50 SOUTH LASALLE STREET
     
    CHICAGO, IL60675

    $ 182,910


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
     
     
     
     

    $  


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
     
     
     
     

    $  


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
     
     
     
     

    $  


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
     
     
     
     

    $  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Page 3
    Name of organization
    WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
     
    Employer identification number

    04-6037391
    Part II
    Noncash Property (See instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (See instructions)
    (d)
    Date received
     
    $    
    (a)
    No. from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (See instructions)
    (d)
    Date received
     
    $    
    (a)
    No. from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (See instructions)
    (d)
    Date received
     
    $    
    (a)
    No. from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (See instructions)
    (d)
    Date received
     
    $    
    (a)
    No. from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (See instructions)
    (d)
    Date received
     
    $    
    (a)
    No. from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (See instructions)
    (d)
    Date received
     
    $    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Page 4
    Name of organization
    WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
     
    Employer identification number

    04-6037391
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2018 AccountingFeesSchedule
    Name:
    WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
    EIN:
    04-6037391
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    AUDITORS 0 0 0 0
    ACCOUNTANTS 121,350 60,675 0 60,675

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2018 DepreciationSchedule
    Name:
    WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
    EIN:
    04-6037391
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)
    Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    EQUIPMENT 2015-01-01 118,679 88,361 200DB 7.000000000000 7,029 0 7,029  
    FURNITURE 2015-01-01 228,416 182,038 200DB 7.000000000000 5,448 0 5,448  
    LEASEHOLD IMPROVEMENTS 2015-01-01 336,280 239,000 200DB 7.000000000000 21,990 0 21,990  

    TY 2018 InvestmentsCorpBondsSchedule
    Name:
    WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
    EIN:
    04-6037391
    Name of Bond End of Year Book Value End of Year Fair Market Value
    ABBVIE INC 2.9% DUE 11-06-2022 53,517 53,517
    AMERICAN EXPRESS CREDIT 2.375% DUE 05-26-2020 74,213 74,213
    ANHEUSER-BUSCH 3.65% DUE 02-01-2026 51,844 51,844
    ANTHEM INC 3.65% 12-01-2027 52,548 52,548
    APPLE INC 2.85% DUE 02-23-2023 103,713 103,713
    AT&T INC 4.125% DUE 02-17-2026 48,860 48,860
    BANK AMER CORP BDS 4 04-01-2024 75,416 75,416
    BANK NEW YORK MELLON CORP MEDIUM TERM SR NT BOOK ENTRY 2.95% 01-29-2023 78,741 78,741
    CALIFORNIA ST UNIV REV 3.204% 11-01-2023BEO TAXABLE 80,774 80,774
    CITIGROUP INC 3.2% DUE 10-21-2026 78,471 78,471
    COMCAST CORP NEW 3.15% DUE 03-01-2026 76,545 76,545
    CVS HEALTH CORP 4.1% DUE 03-25-2025 49,501 49,501
    DEERE JOHN CAP 2.8% DUE 03-06-2023 63,552 63,552
    DIAGEO INVT CORP 2.875% DUE 05-11-2022 79,220 79,220
    ENERGY NORTHWEST WASH ELEC REV 2.803% 07-01-2021 BEO TAXABLE 80,009 80,009
    EXETER TWP PA SCH DIST 2.838% 05-15-2021BEO TAXABLE 70,294 70,294
    GENERAL MLS INC 3.7% 10-17-2023 49,708 49,708
    INDIANA BD BK REV 1.887% 02-01-2020 BEO TAXABLE 103,911 103,911
    JACKSON ST UNIV EDL BLDG CORP MISS REV 2.1% 03-01-2020 BEO TAXABLE 79,094 79,094
    JACKSON TENN HOSP REV 3.761% 04-01-2020 BEO TAXABLE 65,176 65,176
    JPMORGAN CHASE & 2.95% DUE 10-01-2026 78,500 78,500
    MEDTRONIC INC 3.15% DUE 03-15-2022 79,779 79,779
    MORGAN STANLEY 2.75% DUE 05-19-2022 50,590 50,590
    NEW MEXICO ST SEVERANCE TAX 2.35% 07-01-2021 BEO TAXABLE 78,706 78,706
    NEW YORK N Y 2.69% 08-01-2028 BEO TAXABLE 79,032 79,032
    NEW YORK N Y CITY TRANSITIONAL FIN AUTH REV 3.16% 08-01-2025 BEO TAXABLE 103,271 103,271
    OHIO ST SPL OBLIG 3.18% 10-01-2021 BEO TAXABLE 106,278 106,278
    PORT AUTH N Y & N J 5.309% 12-01-2019 BEO TAXABLE 51,175 51,175
    SANOFI S A 3.375% DUE 06-19-2023 75,477 75,477
    SCHLUMBERGER INVT 3.65% DUE 12-01-2023 50,238 50,238
    SHELL INTL FIN B V 2.875% DUE 05-10-2026 76,733 76,733
    STATOIL ASA 2.65% DUE 01-15-2024 77,383 77,383
    TORONTO-DOMINION 2.125% DUE 04-07-2021 78,283 78,283
    TOTAL CAP 4.45% DUE 06-24-2020 76,540 76,540
    U S BANCORP MEDIUM 2.375% DUE 07-22-2026 104,880 104,880
    UNITEDHEALTH GROUP INC 2.875 DUE 03-15-2022 REG 79,364 79,364
    UNIVERSITY CALIF REVS 3.28% 05-15-2027 BEO TAXABLE 49,710 49,710
    VERIZON COMMUNICATIONS 5.15 BDS DUE 09-15-2023 USD2000 REG 53,218 53,218
    WASHINGTON ST UNIV REVS 3.46% 10-01-2023BEO TAXABLE 66,270 66,270
    WESTPAC BKG CORP 2% DUE 08-19-2021 77,444 77,444
    XCEL ENERGY INC 4% DUE 06-15-2028 50,572 50,572

    TY 2018 InvestmentsCorpStockSchedule
    Name:
    WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
    EIN:
    04-6037391
    Name of Stock End of Year Book Value End of Year Fair Market Value
    3M CO COM 258,182 258,182
    ADOBE SYS INC COM 235,290 235,290
    ADR DANONE SPONSORED ADR 228,517 228,517
    ADR NESTLE S A SPONSORED ADR REPSTG REG SH 293,156 293,156
    ADR NOVARTIS AG 289,780 289,780
    ADR ROCHE HLDG LTD SPONSORED ADR ISIN #US771195104 208,143 208,143
    ADR ROYAL DUTCH SHELL PLC SPONSORED ADR REPSTG B SHS 303,117 303,117
    AIR PRODUCTS AND CHEMICALS, INC., COMMON STOCK, $1 PAR 381,399 381,399
    ALPHABET INC CAP STK USD0.001 CL C 311,719 311,719
    ALPHABET INC CAPITAL STOCK USD0.001 CL A 180,778 180,778
    AMAZON COM INC COM 470,117 470,117
    APPLE INC COM STK 208,216 208,216
    BECTON, DICKINSON AND CO., COMMON STOCK,$1 PAR 263,174 263,174
    BORG WARNER INC COM 168,524 168,524
    CELGENE CORP COM 144,972 144,972
    CHIPOLTE MEXICAN GRILL 143,354 143,354
    CISCO SYSTEMS INC COMMON STOCK 336,241 336,241
    COMCAST CORP NEW-CL A 343,871 343,871
    COSTCO WHOLESALE CORP NEW COM 394,790 394,790
    DOLLAR GEN CORP NEW COM 261,337 261,337
    ECOLAB INC COM STK USD1 291,016 291,016
    FACEBOOK INC CL A CL A 274,502 274,502
    FEDEX CORP COM 222,797 222,797
    ILL TOOL WKS INC 226,395 226,395
    JOHNSON & JOHNSON COM USD1 343,015 343,015
    JPMORGAN CHASE & CO COM 428,552 428,552
    MASTERCARD INC CL A 406,163 406,163
    MICROSOFT CORP COM 395,006 395,006
    NETFLIX INC COM STK 197,533 197,533
    NIKE INC CL B CL B 368,328 368,328
    NORWEGIAN CRUISE LINE HLDGS LTD COM USD0.001 177,572 177,572
    NYES LEDGE CAPITAL OFFSHORE FUND 5,248,767 5,248,767
    PEPSICO INC COM 222,949 222,949
    PROGRESSIVE CORP., OHIO, COMMON STOCK, $1 PAR 359,567 359,567
    RED HAT INC 171,425 171,425
    ROPER TECHNOLOGIES , INC 307,564 307,564
    S&P GLOBAL INC COM 285,159 285,159
    SCHLUMBERGER LTD COM COM 169,432 169,432
    TEXAS INSTRUMENTS INC COM 403,610 403,610
    THERMO FISHER CORP 307,040 307,040
    TIFF ABSOLUTE RETURN POOL II 5,811,215 5,811,215
    TIFF MULTI-ASSET FUND 38,593,543 38,593,543
    TJX COS INC COM NEW 325,797 325,797
    UNION PAC CORP COM 345,990 345,990
    UNITEDHEALTH GROUP INC COM 412,294 412,294
    US BANCORP 180,926 180,926
    VERISK ANALYTICS, INC 196,707 196,707
    WATERS CORP 217,888 217,888
    WELLS FARGO & CO NEW DEP SHS SER J 206,300 206,300
    WORKDAY INC CL A COM USD0.001 251,815 251,815
    YUM BRANDS INC COM 280,632 280,632

    TY 2018 InvestmentsGovtObligationsSch
    Name:
    WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
    EIN:
    04-6037391
    US Government Securities - End of Year Book Value:

    2,172,058
    US Government Securities - End of Year Fair Market Value:

    2,172,058
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2018 InvestmentsOtherSchedule2
    Name:
    WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
    EIN:
    04-6037391
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ACCOLADE PARTNERS VI FMV 140,634 140,634
    AXIOM ASIA IV FMV 713,153 713,153
    COMMONFUND CAPITAL PEP IX FMV 373,933 373,933
    COMMONFUND CAPITAL PEP VI FMV 208,563 208,563
    COMMONFUND CAPITAL PEP VII FMV 605,124 605,124
    COMMONFUND CAPITAL PEP VIII FMV 416,278 416,278
    COMMONFUND INTERNATIONAL PARTNERS V FMV 656,251 656,251
    COMMONFUND INTERNATIONAL PARTNERS VI FMV 945,468 945,468
    COMMONFUND INTERNATIONAL PARTNERS VII FMV 395,764 395,764
    COMMONFUND INTERNATIONAL PARTNERS VIII FMV 261,444 261,444
    COMMONFUND NATURAL RESOURCE PARTNERS IX FMV 1,440,306 1,440,306
    COMMONFUND NATURAL RESOURCE PARTNERS VII FMV 921,240 921,240
    COMMONFUND NATURAL RESOURCE PARTNERS VIII FMV 304,504 304,504
    COMMONFUND NATURAL RESOURCE PARTNERS X FMV 927,545 927,545
    COMMONFUND VENTURE PARTNERS IX FMV 865,226 865,226
    COMMONFUND VENTURE PARTNERS VII FMV 423,711 423,711
    COMMONFUND VENTURE PARTNERS VIII FMV 2,325,316 2,325,316
    COMMONFUND VENTURE PARTNERS X FMV 725,040 725,040
    COMMONFUND VENTURE PARTNERS XI FMV 938,093 938,093
    CROW HOLDINGS VII-A FMV 328,238 328,238
    CROW HOLDINGS VIII FMV 289,522 289,522
    CROW REALTY VI-A FMV 374,796 374,796
    DOUBLE BOTTOM LINE FMV 641,327 641,327
    EMERGING MARKETS GLOBAL FUND FMV 1,754,193 1,754,193
    GENERATION GLOBAL FMV 3,641,254 3,641,254
    GENERATION IM ASIA FMV 1,218,939 1,218,939
    ILLUMEN CAPITAL FMV 195,476 195,476
    KLINE HILL PARTNERS FMV 1,151,924 1,151,924
    KLINE HILL PARTNERS II FMV 405,914 405,914
    MONDRIAN IEF, LP FMV 3,951,708 3,951,708
    OAK HILL STRATEGIC CREDIT FUND FMV 87,606 87,606
    OWL VENTURES FMV 773,808 773,808
    OWL VENTURES II FMV 590,951 590,951
    POMONA CAPITAL VI FMV 282,934 282,934
    TIFF LIMITED PARTNERSHIP II FMV 389 389
    TIFF LIMITED PARTNERSHIP III FMV 20,913 20,913
    TIFF LIMITED PARTNERSHIP IV FMV 89,129 89,129
    TIFF PARTNERS V - US FMV 216,500 216,500
    TIFF PEP 2005 FMV 498,806 498,806
    TIFF PEP 2006 FMV 308,600 308,600
    TIFF PEP 2007 FMV 811,019 811,019
    TIFF PEP 2008 FMV 919,378 919,378
    TIFF PEP 2009 FMV 121,071 121,071
    TIFF PEP 2010 FMV 351,483 351,483
    TIFF PEP 2011 FMV 348,946 348,946
    TIFF PEP 2012 FMV 422,963 422,963
    TIFF PEP 2013 FMV 911,749 911,749
    TIFF PEP 2014 FMV 890,959 890,959
    TIFF PEP 2015 FMV 743,488 743,488
    TIFF PEP 2016 FMV 504,669 504,669
    TIFF PEP 2017 FMV 239,043 239,043
    TIFF R&R 2008 FMV 270,028 270,028
    TIFF R&R 2009 FMV 184,780 184,780
    TIFF REAL ESTATE PARTNERS I FMV 82,372 82,372
    TIFF REAL ESTATE PARTNERS II FMV 318,070 318,070
    TIFF REALTY & RESOURCES IV FMV 478,487 478,487
    TIFF REALTY & RESOURCES LIMITED PARTNERSHIP I FMV 35,085 35,085
    TIFF REALTY & RESOURCES LIMITED PARTNERSHIP II FMV 172,238 172,238
    TIFF REALTY & RESOURCES LIMITED PARTNERSHIP III FMV 222,445 222,445
    TIFF ROF FMV 343,855 343,855
    TIFF SECONDARY PARTNERS FMV 150,106 150,106
    TIFF SPECIAL OPPORTUNITY FUND FMV 321,196 321,196
    TUCKERBROOK GDF FUND FMV 386,360 386,360

    TY 2018 LandEtcSchedule2
    Name:
    WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
    EIN:
    04-6037391
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    EQUIPMENT 118,679 95,390 23,289  
    FURNITURE 228,416 187,486 40,930  
    LEASEHOLD IMPROVEMENTS 336,280 260,990 75,290  


    TY 2018 LegalFeesSchedule
    Name:
    WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
    EIN:
    04-6037391
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL 7,722 154 0 7,568


    TY 2018 OtherAssetsSchedule
    Name:
    WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
    EIN:
    04-6037391
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    SECURITY DEPOSITS 12,999 12,999 12,999
    LISC LOAN RECEIVABLE 26,904 26,904 26,904
    EMPLOYEE RECEIVABLE 1,625 200 200
    PRI-CAPITAL FOR CHANGE   500,000 500,000


    TY 2018 OtherDecreasesSchedule
    Name:
    WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
    EIN:
    04-6037391
    Description Amount
    CHANGE IN UNREALIZED APPRECIATION 8,176,446


    TY 2018 OtherExpensesSchedule
    Name:
    WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
    EIN:
    04-6037391
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PAYROLL FEES 2,018 0 0 2,018
    DUES, FEES, MEMBERSHIPS 83,176 0 0 83,176
    TRAINING BOARD & STAFF 248,614 0 0 248,614
    OFFICE SUPPLIES 17,393 0 0 17,389
    OFFICE 25,269 0 0 25,269
    COMPUTER MAINTENANCE & SUPPLIES 46,282 0 0 46,282
    POSTAGE 4,851 0 0 4,851
    CONVENING 225,050 0 0 225,050
    TELECOMMUNICATIONS 7,443 0 0 7,443
    LIABILITY INSURANCE 20,731 0 0 20,731
    COMMUNICATIONS 37,765 0 0 37,765
    BOARD RETREAT 100 0 0 100
    ART EXHIBIT 62,144 0 0 62,144


    TY 2018 OtherIncomeSchedule2
    Name:
    WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
    EIN:
    04-6037391
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    PTSHP INCOME - CF CAPITAL INTERNATIONAL PARTNERS V LP 2,049 0  
    PTSHP INCOME - CF CAPITAL INTERNATIONAL PARTNERS VI,L.P. 1,284 0  
    PTSHP INCOME - CF CAPITAL INTERNATIONAL PARTNERS VII 14 0  
    PTSHP INCOME - CF CAPITAL INTERNATIONAL PARTNERS VIII -319 0  
    PTSHP INCOME - CF CAPITAL PRIVATE EQUITY PARTNERS VI LP 7,240 0  
    PTSHP INCOME - CF CAPITAL PRIVATE EQUITY PARTNERS VII 8,165 0  
    PTSHP INCOME - CF CAPITAL PRIVATE EQUITY PARTNERS VIII 2,801 0  
    PTSHP INCOME - CF CAPITAL PRIVATE EQUITY PARTNERS IX 349 0  
    PTSHP INCOME - CF CAPITAL VENTURE PARTNERS VII LP -25 0  
    PTSHP INCOME - CF CAPITAL VENTURE PARTNERS VIII -32 0  
    PTSHP INCOME - CF CAPITAL VENTURE PARTNERS IX -445 0  
    PTSHP INCOME - CF CAPITAL VENTURE PARTNERS X 2,087 0  
    PTSHP INCOME - CF CAPITAL VENTURE PARTNERS XI -1,153 0  
    PTSHP INCOME - CF CAPITAL NATURAL RESOURCES PARTNERS VII 48,739 0  
    PTSHP INCOME - CF CAPITAL NATURAL RESOURCES PARTNERS VIII 487 0  
    PTSHP INCOME - CF CAPITAL NATURAL RESOURCES PARTNERS IX -22,000 0  
    PTSHP INCOME - CF CAPITAL NATURAL RESOURCES PARTNERS X -19,688 0  
    PTSHP INCOME - TIFF PARTNERS III -12 0  
    PTSHP INCOME - TIFF PARTNERS V - US 26,179 0  
    PTSHP INCOME - TIFF REAL & RESOURCE PARTNERS II -172 0  
    PTSHP INCOME - TIFF REAL & RESOURCE PARTNERS III -1,054 0  
    PTSHP INCOME - TIFF REAL & RESOURCE PARTNERS IV -8,672 0  
    PTSHP INCOME - TIFF REAL ESTATE I -307 0  
    PTSHP INCOME - TIFF REAL ESTATE II -2 0  
    PTSHP INCOME - TIFF PRIVATE EQUITY PARTNERS 2005 -42 0  
    PTSHP INCOME - TIFF PRIVATE EQUITY PARTNERS 2006 175 0  
    PTSHP INCOME - TIFF PRIVATE EQUITY PARTNERS 2007 -6,642 0  
    PTSHP INCOME - TIFF PRIVATE EQUITY PARTNERS 2008 2,109 0  
    PTSHP INCOME - TIFF PRIVATE EQUITY PARTNERS 2009 2,756 0  
    PTSHP INCOME - TIFF PRIVATE EQUITY PARTNERS 2010 353 0  
    PTSHP INCOME - TIFF PRIVATE EQUITY PARTNERS 2011 9,648 0  
    PTSHP INCOME - TIFF PRIVATE EQUITY PARTNERS 2012 -1,618 0  
    PTSHP INCOME - TIFF PRIVATE EQUITY PARTNERS 2013 -9,209 0  
    PTSHP INCOME - TIFF PRIVATE EQUITY PARTNERS 2014 -1,948 0  
    PTSHP INCOME - TIFF PRIVATE EQUITY PARTNERS 2015 2,050 0  
    PTSHP INCOME - TIFF PRIVATE EQUITY PARTNERS 2016 -9,430 0  
    PTSHP INCOME - TIFF PRIVATE EQUITY PARTNERS 2017 -5,760 0  
    PTSHP INCOME - TIFF REALTY AND RESOURCES 2008 -2,460 0  
    PTSHP INCOME - TIFF REALTY AND RESOURCES 2009 9,511 0  
    PTSHP INCOME - TIFF SECONDARY PARTNERS II 68,004 0  
    PTSHP INCOME - TIFF SPECIAL OPPORTUNITY FUND 2,232 0  
    PTSHP INCOME - TIFF REALTY OPPORTUNITY FUND -2,052 0  
    PTSHP INCOME - CROW HOLDINGS, VI 12,083 0  
    PTSHP INCOME - CROW HOLDINGS, VII 20,518 0  
    PTSHP INCOME - CROW HOLDINGS, VIII -378 0  
    PTSHP INCOME - TUCKERBROOK -2,326 0  
    PTSHP INCOME - POMONA 1,375 0  
    PTSHP INCOME - OAK HILL STRATEGIC CREDIT FUND 10,675 0  
    PTSHP INCOME - DOUBLE BOTTOM LINE -43 0  
    PTSHP INCOME - KLINE HILL I 7,123 0  
    PTSHP INCOME - KLINE HILL II -10 0  
    PTSHP INCOME - ACCOLADE VI -2,289 0  
    PTSHP INCOME - CF CAPITAL INTERNATIONAL PARTNERS V LP 274,229 274,229  
    PTSHP INCOME - CF CAPITAL INTERNATIONAL PARTNERS VI,L.P. 378,278 378,278  
    PTSHP INCOME - CF CAPITAL INTERNATIONAL PARTNERS VII 34,051 34,051  
    PTSHP INCOME - CF CAPITAL INTERNATIONAL PARTNERS VIII -6,569 -6,569  
    PTSHP INCOME - CF CAPITAL PRIVATE EQUITY PARTNERS VI LP 49,712 49,712  
    PTSHP INCOME - CF CAPITAL PRIVATE EQUITY PARTNERS VII 136,702 136,702  
    PTSHP INCOME - CF CAPITAL PRIVATE EQUITY PARTNERS VIII 37,092 37,092  
    PTSHP INCOME - CF CAPITAL PRIVATE EQUITY PARTNERS IX 6,749 6,749  
    PTSHP INCOME - CF CAPITAL VENTURE PARTNERS VII LP 56,672 56,672  
    PTSHP INCOME - CF CAPITAL VENTURE PARTNERS VIII 297,394 297,394  
    PTSHP INCOME - CF CAPITAL VENTURE PARTNERS IX 78,954 78,954  
    PTSHP INCOME - CF CAPITAL VENTURE PARTNERS X 10,037 10,037  
    PTSHP INCOME - CF CAPITAL VENTURE PARTNERS XI -12,309 -12,309  
    PTSHP INCOME - CF CAPITAL NATURAL RESOURCES PARTNERS VII -30,388 -30,388  
    PTSHP INCOME - CF CAPITAL NATURAL RESOURCES PARTNERS VIII 2,800 2,800  
    PTSHP INCOME - CF CAPITAL NATURAL RESOURCES PARTNERS IX 34,746 34,746  
    PTSHP INCOME - CF CAPITAL NATURAL RESOURCES PARTNERS X 44,008 44,008  
    PTSHP INCOME - TIFF PARTNERS III -4,381 -4,381  
    PTSHP INCOME - TIFF PARTNERS IV 25,457 25,457  
    PTSHP INCOME - TIFF PARTNERS V - US -13,747 -13,747  
    PTSHP INCOME - TIFF REAL & RESOURCE PARTNERS I -16,280 -16,280  
    PTSHP INCOME - TIFF REAL & RESOURCE PARTNERS II -40,011 -40,011  
    PTSHP INCOME - TIFF REAL & RESOURCE PARTNERS III 63,530 63,530  
    PTSHP INCOME - TIFF REAL & RESOURCE PARTNERS IV 60,463 60,463  
    PTSHP INCOME - TIFF REAL ESTATE I -9,896 -9,896  
    PTSHP INCOME - TIFF REAL ESTATE II -61,548 -61,548  
    PTSHP INCOME - TIFF PRIVATE EQUITY PARTNERS 2005 144,380 144,380  
    PTSHP INCOME - TIFF PRIVATE EQUITY PARTNERS 2006 2,912 2,912  
    PTSHP INCOME - TIFF PRIVATE EQUITY PARTNERS 2007 120,367 120,367  
    PTSHP INCOME - TIFF PRIVATE EQUITY PARTNERS 2008 284,225 284,225  
    PTSHP INCOME - TIFF PRIVATE EQUITY PARTNERS 2009 111,131 111,131  
    PTSHP INCOME - TIFF PRIVATE EQUITY PARTNERS 2010 31,650 31,650  
    PTSHP INCOME - TIFF PRIVATE EQUITY PARTNERS 2011 68,436 68,436  
    PTSHP INCOME - TIFF PRIVATE EQUITY PARTNERS 2012 69,525 69,525  
    PTSHP INCOME - TIFF PRIVATE EQUITY PARTNERS 2013 14,037 14,037  
    PTSHP INCOME - TIFF PRIVATE EQUITY PARTNERS 2014 27,768 27,768  
    PTSHP INCOME - TIFF PRIVATE EQUITY PARTNERS 2015 2,197 2,197  
    PTSHP INCOME - TIFF PRIVATE EQUITY PARTNERS 2016 -9,690 -9,690  
    PTSHP INCOME - TIFF PRIVATE EQUITY PARTNERS 2017 -15,434 -15,434  
    PTSHP INCOME - TIFF REALTY AND RESOURCES 2008 -2,119 -2,119  
    PTSHP INCOME - TIFF REALTY AND RESOURCES 2009 -14,448 -14,448  
    PTSHP INCOME - TIFF SECONDARY PARTNERS II -24,350 -24,350  
    PTSHP INCOME - TIFF SPECIAL OPPORTUNITY FUND 90,067 90,067  
    PTSHP INCOME - TIFF REALTY OPPORTUNITY FUND 86,377 86,377  
    PTSHP INCOME - LL OPPORTUNISTIC FUND 17,503 17,503  
    PTSHP INCOME - MONDRIAN IEF, LP 259,229 259,229  
    PTSHP INCOME - CROW HOLDINGS, VI 146,994 146,994  
    PTSHP INCOME - CROW HOLDINGS, VII 56,249 56,249  
    PTSHP INCOME - CROW HOLDINGS, VIII -16,968 -16,968  
    PTSHP INCOME - TUCKERBROOK 84,566 84,566  
    PTSHP INCOME - AXIOM ASIA -19,995 -19,995  
    PTSHP INCOME - POMONA -17,347 -17,347  
    PTSHP INCOME - NYES LEDGE -106,849 -106,849  
    PTSHP INCOME - EMGF - CITY OF LONDON 88,861 88,861  
    PTSHP INCOME - OWL VENTURES 111,561 111,561  
    PTSHP INCOME - OWL VENTURES II -25,446 -25,446  
    PTSHP INCOME - OAK HILL STRATEGIC CREDIT FUND 5,319 5,319  
    PTSHP INCOME - DOUBLE BOTTOM LINE -26,847 -26,847  
    PTSHP INCOME - KLINE HILL I 30,959 30,959  
    PTSHP INCOME - KLINE HILL II -16,157 -16,157  
    PTSHP INCOME - ACCOLADE VI -25,191 -25,191  
    PTSHP INCOME - ACCOLADE VII 0 0  
    PTSHP INCOME - GENERATION GLOBAL 290,317 290,317  
    PTSHP INCOME - GENERATION IM ASIA 177,496 177,496  
    PTSHP INCOME - ILLUMEN CAPITAL LP -7,457 -7,457  
    LITIGATION SETTLEMENT -69 -69  


    TY 2018 OtherIncreasesSchedule
    Name:
    WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
    EIN:
    04-6037391
    Description Amount
    CHANGE IN POST-RETIREMENT BENEFIT OBLIGATION 29,989


    TY 2018 OtherLiabilitiesSchedule
    Name:
    WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
    EIN:
    04-6037391
    Description Beginning of Year - Book Value End of Year - Book Value
    POST-RETIREMENT BENEFIT OBLIGATION 544,621 514,632


    TY 2018 OtherProfessionalFeesSchedule
    Name:
    WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
    EIN:
    04-6037391
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT ADVISOR 204,026 204,026 0 0
    INVESTMENT CUSTODIAN 28,779 28,779 0 0
    INVESTMENT MANAGER 95,209 95,209 0 0
    OTHER PROFESSIONALS 16,573 0 0 16,573
    PROGRAM CONSULTANTS 503,305 0 0 503,305
    INVESTMENT MANAGEMENT FEES - PASS-THROUGH 40,573 40,573 0 0
    CAPACITY BUILDING 62,419 0 0 62,419
    WEBSITE DEVELOPMENT 13,278 0 0 13,278
    HONORARIUMS 3,064 0 0 3,064
      0 0 0 0


    TY 2018 SubstantialContributorsSch
    Name:
    WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
    EIN:
    04-6037391
    Name Address
    WILLIAM JEAN GRAUSTEIN ONE HAMDEN CENTER SUITE 2B 2319
    WHITNEY AVENUE
    HAMDEN,CT06518
    TRUST OF ARCHIBALD R GRAUSTEIN FBO ANITA O'GARA DTD 10281965
     
    50 SOUTH LASALLE STREET
    CHICAGO,IL60675


    TY 2018 TaxesSchedule
    Name:
    WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
    EIN:
    04-6037391
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    NYS CHARITABLE FILING FEE 1,500 0 0 1,500
    EXCISE TAX 277,646 0 0 0