| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ACCOUNTING FEES | 7,417 | 3,700 | 1,850 |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| ANHEUSER-BUSCH INBEV | 10,687 | 10,543 |
| CITIGROUP INC | 12,124 | 11,646 |
| CVS CAREMARK | 22,796 | 22,908 |
| ENTERPRISE PRODU 3.75% DUE 2/15/25 | 11,896 | 11,873 |
| EXXON MOBIL COR 1.819% DUE 3/15/19 | 12,044 | 11,982 |
| GENERAL ELECTRIC 4.65% DUE 10/17/21 | 23,698 | 22,079 |
| GILEAD SCIENCES 3.5% DUE 2/1/25 | 11,485 | 10,702 |
| GOLDMAN SACHS GRO 2.6% DUE 4/23/20 | 12,123 | 11,886 |
| JPMORGAN CHASE - 46625HJX9 | 12,967 | 11,909 |
| MONDELEZ INTL 4% DUE 2/1/24 | 11,927 | 11,045 |
| TIME WARNER INC 4.75% DUE 3/29/21 | 23,563 | 22,554 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| ALIBABA GROUP | 149,024 | 109,656 |
| AMAZON | 145,738 | 150,197 |
| AT&T INC | 93,520 | 82,024 |
| BERKSHIRE HATHAWAY | 615,990 | 612,000 |
| CALAMOS MARKET NEUTRAL | 733,836 | 702,639 |
| CALAMOS PHINEUS | 517,374 | 465,270 |
| CATERPILLAR INC. | 129,277 | 254,140 |
| CHEVRON | 75,218 | 111,075 |
| CISCO SYSTEMS, INC. | 139,050 | 233,982 |
| COHEN & STEERS INST (CSRIX) | 149,987 | 136,929 |
| COHEN & STEERS PREFERRED (CPXIX) | 134,020 | 114,416 |
| MAINGATE MLP FD CL I (IMLPX) | 172,253 | 114,504 |
| PARAMETRIC (EIEMX) | 150,015 | 161,174 |
| PIMCO HIGH YIELD FUND (PHIYX) | 103,305 | 97,970 |
| PROCTOR & GAMBLE | 78,040 | 110,304 |
| VANGUARD 500 INDEX (VFIAX) | 260,130 | 344,681 |
| VANGUARD MID CAP INDEX (VIMAX) | 225,015 | 246,629 |
| VANGUARD SMALL CAP (VSMAX) | 132,877 | 147,258 |
| VICTORY MUNDER MID CAP (MGOYX) | 174,414 | 116,535 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| EQUINOX CONSERVATIVE FUND | FMV | 599,280 | 599,280 |
| GOLUB CAPITAL PARTNERS INTERNATIONAL 11, LP | FMV | 350,000 | 355,694 |
| GREENBACKER RENEWABLE ENERGY | FMV | 477,213 | 504,540 |
| KAYNE ANDERSON REAL ESTATE DEBT II | FMV | 496,418 | 496,418 |
| KAYNE SENIOR CREDIT III OFFSHORE FUND, LP | FMV | 702,843 | 562,994 |
| STRUCTURAL CAPITAL INVESTORS II | FMV | 274,777 | 252,622 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| LEGAL FEES | 1,293 | 0 | 0 |
| Description | Amount |
|---|---|
| UNREALIZED LOSSES | 2,559 |
| COST BASIS ADJUSTMENTS | 20,615 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| OFFICE EXPENSES | 3,194 | 0 | 0 | |
| WEBSITE EXPENSE | 1,266 | 0 | 0 | |
| AWARDS CEREMONY EXPENSE | 59,749 | 0 | 29,875 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| FROM K-1: EQUINOX CONSERVATIVE FUND | -9,155 | -9,155 | -9,155 |
| FROM K-1: EQUINOX CONSERVATIVE FUND - UBIT | 16,470 | 0 | 16,470 |
| FROM PFIC: KAYNE SENIOR CREDIT III OFFSHORE FUND, LP | 26,341 | 26,341 | 26,341 |
| FROM K-1: STRUCTURAL CAPITAL INVESTORS II, LP | 13,031 | 13,031 | 13,031 |
| REFUNDED SCHOLARSHIP | 12,500 | 12,500 | |
| SECTION 965(A) INCOME INCLUSION | 5,109 | 5,109 | 5,109 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| BROKERAGE ADVISORY FEES | 52,687 | 52,687 | 0 | |
| CONSULTING FEES | 600 | 0 | 0 | |
| FROM K-1S: INVESTMENT FEES | 43,489 | 13,659 | 0 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FOREIGN TAX PAID | 1,587 | 1,587 | 0 | |
| PAYROLL TAX PAID | 12,683 | 0 | 12,683 | |
| FEDERAL TAX PAID | 47,027 | 0 | 0 | |
| CA STATE FILING FEE | 150 | 0 | 0 |