Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018
Name of foundation
THE SYLVAN C HERMAN FOUNDATION INC
 
Number and street (or P.O. box number if mail is not delivered to street address)1120 VERMONT AVENUE NW NO 900
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
WASHINGTON, DC20005
A Employer identification number

20-3265230
B Telephone number (see instructions)

(202) 296-8366
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$57,167,605J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 1,000
2 Check bullet.............
3 Interest on savings and temporary cash investments 201,772 201,772  
4 Dividends and interest from securities... 687,795 687,795  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,103,383
b Gross sales price for all assets on line 6a 29,780,680
7 Capital gain net income (from Part IV, line 2)... 1,103,383
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 5,225,749 10,553 5,169,647
12 Total. Add lines 1 through 11........ 7,219,699 2,003,503 5,169,647
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0 0 0
14 Other employee salaries and wages...... 2,612,516 0 2,612,516 0
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 9,144 0 3,653 5,491
b Accounting fees (attach schedule)....... Click to see attachment 89,908 0 71,063 18,845
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 186,798 5,293 176,505 0
19 Depreciation (attach schedule) and depletion... Click to see attachment 391,094 0 426,602
20 Occupancy..............        
21 Travel, conferences, and meetings....... 77,586 0 30,846 46,740
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 1,241,812 181,838 1,020,101 39,873
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 4,608,858 187,131 4,341,286 110,949
25 Contributions, gifts, grants paid....... 1,580,386 1,580,386
26 Total expenses and disbursements. Add lines 24 and 25 6,189,244 187,131 4,341,286 1,691,335
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 1,030,455
b Net investment income (if negative, enter -0-) 1,816,372
c Adjusted net income (if negative, enter -0-)... 828,361
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 1,188,895 1,383,272 1,383,272
2 Savings and temporary cash investments......... 11,769,269 6,538,078 6,538,078
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet3,600,000
Less: allowance for doubtful accounts bullet0 3,600,000 3,600,000 3,600,000
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 0 Click to see attachment10,925,778 10,970,726
b Investments—corporate stock (attach schedule)....... 21,116,232 Click to see attachment17,058,748 20,732,559
c Investments—corporate bonds (attach schedule)....... 1,047,722 Click to see attachment100,000 98,920
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 1,447,819 Click to see attachment1,241,164 1,800,785
14 Land, buildings, and equipment: basis bullet11,094,187
Less: accumulated depreciation (attach schedule) bullet1,432,471 7,025,321 Click to see attachment9,661,716 12,015,299
15 Other assets (describe bullet) Click to see attachment2,395,103 Click to see attachment27,966 Click to see attachment27,966
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 49,590,361 50,536,722 57,167,605
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment129,136 Click to see attachment45,042
23 Total liabilities (add lines 17 through 22)......... 129,136 45,042
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 0 0
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 49,461,225 50,491,680
30 Total net assets or fund balances (see instructions)..... 49,461,225 50,491,680
31 Total liabilities and net assets/fund balances (see instructions). 49,590,361 50,536,722
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
49,461,225
2
Enter amount from Part I, line 27a .....................
2
1,030,455
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
50,491,680
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
50,491,680
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES P    
b PA SMALL CO BUYOUT FUND V, L.P. P    
c NORTH HAVEN CREDIT PARTNERS OFFSHORE FEEDER LP P    
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 29,514,364   28,677,297 837,067
b 266,229     266,229
c 87     87
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       837,067
b       266,229
c       87
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,103,383
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 2,582,219 45,617,778 0.056606
2016 3,082,604 47,594,314 0.064768
2015 2,534,804 38,201,312 0.066354
2014 1,147,293 36,520,280 0.031415
2013 141,155 29,374,608 0.004805
2
Total of line 1, column (d) .....................
2
0.223948
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.044790
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
46,871,299
5
Multiply line 4 by line 3......................
5
2,099,365
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
18,164
7
Add lines 5 and 6........................
7
2,117,529
8
Enter qualifying distributions from Part XII, line 4,.............
8
2,354,368
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 18,164
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 18,164
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 18,164
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 37,273
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 15,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 52,273
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 34,109
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet34,109 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletDC, MD, GA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .Click to see attachment
    8b
     
    No
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
    Yes
     
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletNOT APPLICABLE
    14
    The books are in care ofbulletTHE ORGANIZATION Telephone no.bullet (202) 296-8366

    Located atbullet1120 VERMONT AVENUE NW SUITE 900WASHINGTONDC ZIP+4bullet20005
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    SYLVAN C HERMAN DIRECTOR/PRESIDENT
    5.00     		0 0 0
    1120 VERMONT AVENUE NW SUITE 900
    WASHINGTON,DC20005
    ROBERT B HERMAN DIRECTOR/VICE PRESIDENT
    1.00     		0 0 0
    1120 VERMONT AVENUE NW SUITE 900
    WASHINGTON,DC20005
    C RICHARD BEYDA DIRECTOR/SECRETARY
    2.00     		0 0 0
    1200 NEW HAMPSHIRE AVE NW 555
    WASHINGTON,DC20036
    RICHARD F LEVIN DIRECTOR
    1.00     		0 0 0
    1200 NEW HAMPSHIRE AVE NW 555
    WASHINGTON,DC20036
    DWAYNE HOLT DIRECTOR
    1.00     		0 0 0
    8219 LEESBURG PIKE SUITE 800
    TYSONS CORNER,VA22182
    DR STEVEN SHARFSTEIN DIRECTOR
    0.50     		0 0 0
    SHEPPARD PRATT 6501 N CHARLES
    STREET
    BALTIMORE,MD21204
    MINDY HERMAN DIRECTOR
    1.00     		0 0 0
    1120 VERMONT AVENUE NW SUITE 900
    WASHINGTON,DC20005
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    DR MICHAEL B KNABLE MEDICAL DIRECTOR
    40.00     		230,420 17,643 0
    4425 RIDGE STREET
    CHEVY CHASE,MD20815
    ERIC LEVINE EXECUTIVE DIRECTOR
    40.00     		163,611 26,925 0
    6733-C SOUTH CLIFTON ROAD
    FREDERICK,MD21703
    CAROLINE CANTRELL CLINICAL DIRECTOR
    40.00     		124,049 15,016 0
    9716 FLEETWOOD WAY
    FREDERICK,MD21701
    JASON MOEHRINGER CLINICAL MANAGER
    40.00     		87,198 9,922 0
    209 EAST 3RD STREET
    FREDERICK,MD21701
    AARON VANDERMEER PROGRAM MANAGER
    40.00     		74,114 7,934 0
    303 CATOCTIN AVENUE
    FREDERICK,MD21701
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 THE SYLVAN C. HERMAN FOUNDATION, INC. (THE "FOUNDATION") WAS FORMED FOR THE PURPOSE OF PROVIDING RESIDENTIAL THERAPEUTIC TREATMENT AND REHABILITATION SERVICES FOR ADULTS SUFFERING FROM MENTAL ILLNESS. 6,032,621
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    37,913,661
    b
    Average of monthly cash balances.......................
    1b
    6,071,414
    c
    Fair market value of all other assets (see instructions)................
    1c
    3,600,000
    d
    Total (add lines 1a, b, and c).........................
    1d
    47,585,075
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    47,585,075
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    713,776
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    46,871,299
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    2,343,565
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    2,343,565
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    18,164
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
    9,355
    c
    Add lines 2a and 2b............................
    2c
    27,519
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    2,316,046
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    2,316,046
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    2,316,046
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    1,691,335
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    663,033
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    2,354,368
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    18,164
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    2,336,204
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 2,316,046
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013......  
    b From 2014......  
    c From 2015......  
    d From 2016...... 351,752
    e From 2017...... 336,247
    fTotal of lines 3a through e........ 687,999
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 2,354,368
    a Applied to 2017, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 2,316,046
    e Remaining amount distributed out of corpus 38,322
    5 Excess distributions carryover applied to 2018. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 726,321
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		726,321
    10 Analysis of line 9:
    a Excess from 2014....  
    b Excess from 2015....  
    c Excess from 2016.... 351,752
    d Excess from 2017.... 336,247
    e Excess from 2018.... 38,322
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    SYLVAN C HERMAN
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    A4CIP
    406 MASSACHUSETTS AVENUE
    ARLINGTON,VA02474     		  PC TO FULFILL CHARITABLE PURPOSE 5,000
    ACTIVE MINDS INC
    2001 S STREET NW SUITE 630
    WASHINGTON,DC20009     		  PC TO FULFILL CHARITABLE PURPOSE 25,000
    FRIENDSHIP CIRCLE
    11621 SEVEN LOCKS ROAD
    POTOMAC,MD20854     		  PC TO FULFILL CHARITABLE PURPOSE 116,666
    HOPE CONNECTIONS FOR CANCER SUPPORT
    9650 ROCKVILLE PIKE
    BETHESDA,MD20814     		  PC TO FULFILL CHARITABLE PURPOSE 1,000
    MAYO CLINIC
    200 FIRST STREET SW
    ROCHESTER,MN55905     		  PC TO FULFILL CHARITABLE PURPOSE 1,332,620
    TREATMENT ADVOCACY CENTER
    200 N GLEBE ROAD SUITE 801
    ARLINGTON,VA22203     		  PC TO FULFILL CHARITABLE PURPOSE 100,000
    WOUNDED WARRIOR PROJECTS
    230 W MONROE STREET SUITE 200
    CHICAGO,IL60606     		  PC TO FULFILL CHARITABLE PURPOSE 100
    Total .................................bullet 3a 1,580,386
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    aINDEPENDENT LIVING SERVICES         136,017
    bPROGRAM FEES         616,389
    cCLINICAL ASSESSMENT         4,417,241
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 201,772  
    4 Dividends and interest from securities....     14 687,795  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 1,103,383  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aLEGACY RESERVES     		    01 7,333  
    bPA SMALL CO BUYOUT FUND V, L.P. 900099 45,549      
    cNORTH HAVEN CREDIT PARTNERS OFFSHORE FEEDER LP     01 3,220  
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 45,549 2,003,503 5,169,647
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    7,218,699
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    1 THE SYLVAN C. HERMAN FOUNDATION, INC. (THE "FOUNDATION") WAS FORMED FOR THE PURPOSE OF PROVIDING RESIDENTIAL THERAPEUTIC TREATMENT AND REHABILITATION SERVICES FOR ADULTS SUFFERING FROM MENTAL ILLNESS.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2018 AccountingFeesSchedule
    Name:
    THE SYLVAN C HERMAN FOUNDATION INC
    EIN:
    20-3265230
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING 89,908 0 71,063 18,845

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2018 DepreciationSchedule
    Name:
    THE SYLVAN C HERMAN FOUNDATION INC
    EIN:
    20-3265230
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    BUILDING - 14 FAIRVIEW AVE 2011-06-15 162,305 38,609 SL 27.500000000000 5,902 0 5,902  
    BUILDING - 218 NORVA AVE 2011-06-27 172,266 40,956 SL 27.500000000000 6,264 0 6,264  
    OFFICE FURNITURE 2011-06-15 7,145   200DB 7.000000000000 0 0 425  
    AUTOMOBILE 2011-06-15 28,900   200DB 5.000000000000 0 0 0  
    OFFICE FURNITURE - MISC 2011-06-15 1,000   200DB 7.000000000000 0 0 60  
    OVAL TABLE 2011-01-26 1,710   200DB 7.000000000000 0 0 20  
    FRENCH SIDEBOARD 2011-01-26 1,433   200DB 7.000000000000 0 0 17  
    NEOCLASSIC SIDE TABLE 2011-01-26 1,021   200DB 7.000000000000 0 0 12  
    TENNESSEE TABLE 7 SIX CHAIRS 2011-02-26 825   200DB 7.000000000000 0 0 20  
    ENGLANDER SONOMA-5 SET 2011-02-26 3,300   200DB 7.000000000000 0 0 79  
    LANE DALTON STATIONARY SOFA 2011-02-26 1,750   200DB 7.000000000000 0 0 42  
    LANE DALTON STATIONARY SOFA 2011-02-26 1,400   200DB 7.000000000000 0 0 33  
    LANE SURREY ENTERTAINMENT 2011-02-26 400   200DB 7.000000000000 0 0 10  
    LANE SURREY COCKTAIL TABLE 2011-02-26 650   200DB 7.000000000000 0 0 15  
    LANE SURREY END TABLE 2011-02-26 500   200DB 7.000000000000 0 0 12  
    ACME QUEEN BED COMPLETE 2011-02-26 2,750   200DB 7.000000000000 0 0 65  
    HEIDI CHAIR 2011-01-26 1,312   200DB 7.000000000000 0 0 16  
    HEIDI CHAIR 2011-01-26 1,312   200DB 7.000000000000 0 0 16  
    ORIENTAL RUG 2011-01-26 908   200DB 5.000000000000 0 0 0  
    COCKTAIL TABLE 2011-01-26 581   200DB 7.000000000000 0 0 7  
    BEDSIDE TABLE 2011-01-26 428   200DB 7.000000000000 0 0 5  
    CONTINENTAL LAMP TABLE 2011-01-26 437   200DB 7.000000000000 0 0 5  
    CHANCELLOR SOFA 2011-01-26 4,724   200DB 7.000000000000 0 0 56  
    ARM CHAIR 2011-01-26 399   200DB 7.000000000000 0 0 5  
    ARM CHAIR 2011-01-26 399   200DB 7.000000000000 0 0 5  
    WALL SCONCE 2011-08-04 358   200DB 7.000000000000 0 0 30  
    MANTLE ACCESSORIES 2011-08-04 250   200DB 7.000000000000 0 0 21  
    SILK PLANT 2011-08-04 300   200DB 7.000000000000 0 0 25  
    WALL CABINET 2011-08-04 1,420   200DB 7.000000000000 0 0 118  
    BUILT IN SHELVES ACCESSORIES 2011-08-04 300   200DB 7.000000000000 0 0 25  
    LIGHT FIXTURE 2011-08-04 801   200DB 7.000000000000 0 0 67  
    ACME CHEST 2011-02-26 1,500   200DB 7.000000000000 0 0 36  
    ACME NIGHT STAND 2011-02-26 840   200DB 7.000000000000 0 0 20  
    ACME ARMOIRE 2011-02-26 1,550   200DB 7.000000000000 0 0 37  
    LIBERTY SHEAF BACK SIDE CH 2011-02-26 1,410   200DB 7.000000000000 0 0 34  
    LIMITED EDITION PRINTS #142/540 2011-06-23 1,710   200DB 7.000000000000 0 0 122  
    FLORAL ARRANGEMENTS 2011-08-04 600   200DB 7.000000000000 0 0 50  
    CONSOLE TABLE 2011-08-04 579   200DB 7.000000000000 0 0 48  
    WALL SCONCE 2011-08-04 358   200DB 7.000000000000 0 0 30  
    FRAMED ART/LGSIDEDB 2011-08-04 295   200DB 7.000000000000 0 0 25  
    LG SIDEBOARD ACCESSORIES 2011-08-04 400   200DB 7.000000000000 0 0 33  
    FLORAL ARRANGEMENT 2011-08-04 250   200DB 7.000000000000 0 0 21  
    FRAMED ART 2011-08-04 400   200DB 7.000000000000 0 0 33  
    CELLING FIXTURE 2011-08-04 281   200DB 7.000000000000 0 0 23  
    WALL SCONCE 2011-08-04 266   200DB 7.000000000000 0 0 22  
    NIGHTSTAND 2011-08-04 250   200DB 7.000000000000 0 0 21  
    LOUNGE CHAIR 2011-08-04 250   200DB 7.000000000000 0 0 21  
    LOUNGE CHAIR 2011-08-04 1,176   200DB 7.000000000000 0 0 98  
    BUILDING IMPROVEMENTS 2011-04-13 26,855 6,554 SL 27.500000000000 977 0 977  
    BUILDING IMPROVEMENTS 2011-04-13 880 215 SL 27.500000000000 32 0 32  
    URNS 2011-08-29 438   200DB 7.000000000000 0 0 42  
    CONSOLE TABLE 2011-09-07 400   200DB 7.000000000000 0 0 38  
    MIRROR 2011-09-07 299   200DB 7.000000000000 0 0 28  
    DINING CHAIRS 2011-09-07 260   200DB 7.000000000000 0 0 25  
    POTTED TREE 2011-09-07 690   200DB 7.000000000000 0 0 66  
    TABLE LAMPS 2011-09-07 600   200DB 7.000000000000 0 0 57  
    B.I.SHOWER - 3RD FLBEDROOM 2011-09-23 2,850   200DB 5.000000000000 0 0 0  
    B.I. VANITY BATH 3RD FLOOR 2011-09-23 1,823   200DB 5.000000000000 0 0 0  
    BUILDING IMPROVEMENTS 2011-06-23 4,850 1,152 SL 27.500000000000 176 0 176  
    BUILDING IMPROVEMENTS 2011-11-01 10,468 2,334 SL 27.500000000000 381 0 381  
    CHAIRS 2011-07-01 361   200DB 7.000000000000 0 0 26  
    LANDSCAPE ENHANCEMENT WORK 2011-06-20 13,500 3,212 SL 27.500000000000 491 0 491  
    BLINDS 2011-05-17 2,742   200DB 5.000000000000 0 0 0  
    BUILDING IMPROVEMENTS 2011-04-13 25,465 6,212 SL 27.500000000000 926 0 926  
    ART 2011-08-29 255   200DB 7.000000000000 0 0 24  
    BUILDING IMPROVEMENTS 2011-09-23 28,250 6,462 SL 27.500000000000 1,027 0 1,027  
    BLINDS 2011-05-17 892   200DB 5.000000000000 0 0 0  
    BUILDING IMPROVEMENTS 2011-11-01 2,413 539 SL 27.500000000000 88 0 88  
    TENNESSEE TABLE & 6 CHAIRS (PKG) 2011-03-18 825   200DB 7.000000000000 0 0 29  
    SIDE CHAIRS 2011-03-18 517   200DB 7.000000000000 0 0 18  
    TABLE 2011-03-18 307   200DB 7.000000000000 0 0 11  
    BED 2011-03-18 1,000   200DB 7.000000000000 0 0 36  
    HEADBOARDS 2011-03-18 481   200DB 7.000000000000 0 0 17  
    FOOTBOARDS 2011-03-18 350   200DB 7.000000000000 0 0 13  
    SONOMA 5 SET 2011-03-18 1,200   200DB 7.000000000000 0 0 43  
    ENGLANDER SONOMA 2011-03-18 288   200DB 7.000000000000 0 0 10  
    ENGLANDER SONOMA 2011-03-18 912   200DB 7.000000000000 0 0 33  
    SOFA 2011-03-18 1,750   200DB 7.000000000000 0 0 63  
    CHAIRS 2011-03-18 1,400   200DB 7.000000000000 0 0 50  
    ENTERTAINMENT CONSOLE 2011-03-18 400   200DB 7.000000000000 0 0 14  
    TABLES 2011-03-18 650   200DB 7.000000000000 0 0 23  
    TABLES 2011-03-18 500   200DB 7.000000000000 0 0 18  
    CHESTS 2011-03-18 600   200DB 7.000000000000 0 0 21  
    NIGHT STAND 2011-03-18 975   200DB 7.000000000000 0 0 35  
    ASSORTED RUGS 2011-03-16 260   200DB 5.000000000000 0 0 0  
    ASSORTED RUGS 2011-02-28 780   200DB 5.000000000000 0 0 0  
    BUILDING IMPROVEMENTS 2011-09-23 26,990 6,172 SL 27.500000000000 981 0 981  
    BUILDING IMPROVEMENTS 2011-09-23 26,500 6,065 SL 27.500000000000 964 0 964  
    HP 620 NOTEBOOK INTEL PENTIUM 2011-04-05 1,078   200DB 5.000000000000 0 0 0  
    HP 500B DESKTOP PC PENTIUM 2011-04-05 470   200DB 5.000000000000 0 0 0  
    SONIC WALL TZ100 FIREWALL 2011-04-05 270   200DB 7.000000000000 0 0 10  
    DELL POWEREDGE SERVER 2011-04-05 1,619   200DB 5.000000000000 0 0 0  
    DELL VOSTRO LAPTOP 2011-07-07 5,880   200DB 5.000000000000 0 0 0  
    DELL VOSTRO DESKTOP 2011-07-07 1,320   200DB 5.000000000000 0 0 0  
    NEC DSX - 40 KEY SERVICE UNIT 2011-03-10 612   200DB 7.000000000000 0 0 15  
    NEC DSX - 40/80/160 INTRAMAIL 2011-03-10 700   200DB 7.000000000000 0 0 17  
    NEC DSX - 34 BUTTON BACKLIT 2011-03-10 1,985   200DB 7.000000000000 0 0 47  
    LAND - 107 WEST THIRD STREET 2011-06-15 156,330   L 27.500000000000 0 0 0  
    LAND - 218 NORVA 2011-06-27 92,351   L 27.500000000000 0 0 0  
    LAND - FAIRVIEW AVE 2011-06-15 142,515   L 27.500000000000 0 0 0  
    SIGNAGE 2012-02-03 3,968 1,984 200DB 5.000000000000 0 0 0  
    CELL PHONES 2012-07-01 1,744 872 200DB 5.000000000000 0 0 0  
    COMPUTERS 2012-05-24 16,973 8,486 200DB 5.000000000000 0 0 0  
    BUILDING - 107 WEST THIRD STREET 2011-06-15 645,576 153,566 SL 27.500000000000 23,475 0 23,475  
    HONDA ODYSSEY 2013-09-30 27,680 13,043 200DB 5.000000000000 797 0 4,152  
    FURNITURE 2013-05-31 425 200 200DB 5.000000000000 12 0 35  
    BUILDING IMPROVEMENTS 2013-11-30 71,894 10,783 SL 27.500000000000 2,614 0 2,614  
    HONDA ODYSSEY 2014-03-31 26,756 11,066 200DB 5.000000000000 1,541 0 5,351  
    COMPUTER HARDWARE 2014-03-30 5,463 2,259 200DB 5.000000000000 315 0 1,093  
    SOFTWARE 2014-07-30 6,780 3,390 200DB 3.000000000000 0 0 0  
    FURNITURE 2014-06-30 2,400 992 200DB 5.000000000000 139 0 480  
    FURNITURE - PIANO 2014-12-30 19,700 8,148 200DB 5.000000000000 1,135 0 3,940  
    FURNITURE 2014-03-20 15,674 6,483 200DB 5.000000000000 903 0 3,135  
    BUILDING IMPROVEMENTS 2014-05-31 126,300 16,649 SL 27.500000000000 4,593 0 4,593  
    HONDA ODYSSEY 2015-04-30 27,300 9,719 200DB 5.000000000000 1,572 0 5,460  
    LAND - WEST PATRICK STREET 2014-04-09 457,707   L   0 0 0  
    BUILDING IMPROVEMENTS - 2016-06-01 1,853,123 103,887 SL 27.500000000000 67,386 0 67,386  
    BUILDING 2016-06-01 3,418,510 191,643 SL 27.500000000000 124,309 0 124,309  
    FURNISHINGS 2016-06-01 56,424 14,670 200DB 5.000000000000 5,417 0 11,285  
    FURNISHINGS 2016-06-01 169,151 43,979 200DB 5.000000000000 16,238 0 33,830  
    FURNITURE - PIANO UPDATES 2016-08-30 3,392 882 200DB 5.000000000000 326 0 678  
    FURNISHINGS 2017-06-14 5,000 500 200DB 5.000000000000 800 0 1,000  
    BUILDING IMPROVEMENTS 2017-04-25 86,099 2,218 SL 27.500000000000 3,131 0 3,131  
    OFFICE FURNITURE - MISCELLANEOUS 2017-06-30 9,154 915 200DB 5.000000000000 1,465 0 1,831  
    2018 TOYOTA SIENNA 2018-07-23 29,804   200DB 5.000000000000 5,961 0 2,484  
    VALUE CITY - MISC OFFICE FURNITURE 2018-11-20 940   200DB 5.000000000000 188 0 16  
    HOUSE FURNISHINGS - 609-611 W PATRICK 2018-03-30 490   200DB 5.000000000000 98 0 74  
    HOUSE FURNISHINGS 613 W PATRICK STUDIO 2018-04-30 38,660   200DB 5.000000000000 7,732 0 5,155  
    HOUSE FURNISHINGS 613 W PATRICK STUDIO 2018-03-31 51,332   200DB 5.000000000000 10,266 0 7,700  
    613 W PATRICK GROUP HOME STUDIO - BUILDING 2018-02-28 2,906,263   SL 27.500000000000 92,472 0 92,472  

    TY 2018 ExplnOfNonFilingWithAGStmt
    Name:
    THE SYLVAN C HERMAN FOUNDATION INC
    EIN:
    20-3265230
    Statement:
    ON DEC. 12, 2008, THE DISTRICT OF COLUMBIA OFFICE OF TAX AND REVENUE ELIMINATED THE IRS FORM 990-PF FILING OBLIGATION. A COPY OF THE 990-PF HAS BEEN PROVIDED TO THE ATTORNEY GENERAL OF MARYLAND. A COPY OF THE 990-PF HAS BEEN PROVIDED TO THE DEPARTMENT OF REVENUE OF GEORGIA.

    TY 2018 GeneralExplanationAttachment
    Name:
    THE SYLVAN C HERMAN FOUNDATION INC
    EIN:
    20-3265230
    Identifier Return Reference Explanation
    SCHEDULE OF CONTROLLED ENTITIES UNDER 512(B)(13) FORM 990-PF, PAGE 5, PART VII-A, LINE 11 CLEARVIEW COMMUNITIES, LLC - 1120 VERMONT AVENUE NW, SHITE 900, WASHINGTON, DC 20005-3532 (EIN: 27-4060312)107 WEST THIRD STREET LLC - 1120 VERMONT AVENUE NW, SHITE 900, WASHINGTON, DC 20005-3532 (EIN: 20-3265230)14 FAIRVIEW AVENUE LLC - 1120 VERMONT AVENUE NW, SHITE 900, WASHINGTON, DC 20005-3532 (EIN: 20-3265230)218 NORVA AVENUE LLC - 1120 VERMONT AVENUE NW, SHITE 900, WASHINGTON, DC 20005-3532 (EIN: 20-3265230))GOOD NEIGHBOR 1, LLC - 1120 VERMONT AVENUE NW, SHITE 900, WASHINGTON, DC 20005-3532 (EIN: 20-3265230)GOOD NEIGHBOR 2, LLC - 1120 VERMONT AVENUE NW, SHITE 900, WASHINGTON, DC 20005-3532 (EIN: 20-3265230)GOOD NEIGHBOR 3, LLC - 1120 VERMONT AVENUE NW, SHITE 900, WASHINGTON, DC 20005-3532 (EIN: 20-3265230)NONE OF THE ABOVE ENTITIES ARE EXCESS BUSINESS HOLDINGS.

    TY 2018 InvestmentsCorpBondsSchedule
    Name:
    THE SYLVAN C HERMAN FOUNDATION INC
    EIN:
    20-3265230
    Name of Bond End of Year Book Value End of Year Fair Market Value
    CHARLES SCHWAB - BONDS 100,000 98,920

    TY 2018 InvestmentsCorpStockSchedule
    Name:
    THE SYLVAN C HERMAN FOUNDATION INC
    EIN:
    20-3265230
    Name of Stock End of Year Book Value End of Year Fair Market Value
    CHARLES SCHWAB - STOCKS 17,058,748 20,732,559

    TY 2018 InvestmentsGovtObligationsSch
    Name:
    THE SYLVAN C HERMAN FOUNDATION INC
    EIN:
    20-3265230
    US Government Securities - End of Year Book Value:

    10,925,778
    US Government Securities - End of Year Fair Market Value:

    10,970,726
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2018 InvestmentsOtherSchedule2
    Name:
    THE SYLVAN C HERMAN FOUNDATION INC
    EIN:
    20-3265230
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    INVESTMENT IN NORTH HAVEN CREDIT PARTNERS OFF FEEDER LP FMV 15,615 12,597
    INVESTMENT IN PA SMALL CO BUYOUT FUND V, L.P. FMV 1,225,549 1,788,188

    TY 2018 LandEtcSchedule2
    Name:
    THE SYLVAN C HERMAN FOUNDATION INC
    EIN:
    20-3265230
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    BUILDING - 14 FAIRVIEW AVE 162,305 44,511 117,794  
    BUILDING - 218 NORVA AVE 172,266 47,220 125,046  
    OFFICE FURNITURE 7,145 7,145 0  
    AUTOMOBILE 28,900 28,900 0  
    OFFICE FURNITURE - MISC 1,000 1,000 0  
    OVAL TABLE 1,710 1,710 0  
    FRENCH SIDEBOARD 1,433 1,433 0  
    NEOCLASSIC SIDE TABLE 1,021 1,021 0  
    TENNESSEE TABLE 7 SIX CHAIRS 825 825 0  
    ENGLANDER SONOMA-5 SET 3,300 3,300 0  
    LANE DALTON STATIONARY SOFA 1,750 1,750 0  
    LANE DALTON STATIONARY SOFA 1,400 1,400 0  
    LANE SURREY ENTERTAINMENT 400 400 0  
    LANE SURREY COCKTAIL TABLE 650 650 0  
    LANE SURREY END TABLE 500 500 0  
    ACME QUEEN BED COMPLETE 2,750 2,750 0  
    HEIDI CHAIR 1,312 1,312 0  
    HEIDI CHAIR 1,312 1,312 0  
    ORIENTAL RUG 908 908 0  
    COCKTAIL TABLE 581 581 0  
    BEDSIDE TABLE 428 428 0  
    CONTINENTAL LAMP TABLE 437 437 0  
    CHANCELLOR SOFA 4,724 4,724 0  
    ARM CHAIR 399 399 0  
    ARM CHAIR 399 399 0  
    WALL SCONCE 358 358 0  
    MANTLE ACCESSORIES 250 250 0  
    SILK PLANT 300 300 0  
    WALL CABINET 1,420 1,420 0  
    BUILT IN SHELVES ACCESSORIES 300 300 0  
    LIGHT FIXTURE 801 801 0  
    ACME CHEST 1,500 1,500 0  
    ACME NIGHT STAND 840 840 0  
    ACME ARMOIRE 1,550 1,550 0  
    LIBERTY SHEAF BACK SIDE CH 1,410 1,410 0  
    LIMITED EDITION PRINTS #142/540 1,710 1,710 0  
    FLORAL ARRANGEMENTS 600 600 0  
    CONSOLE TABLE 579 579 0  
    WALL SCONCE 358 358 0  
    FRAMED ART/LGSIDEDB 295 295 0  
    LG SIDEBOARD ACCESSORIES 400 400 0  
    FLORAL ARRANGEMENT 250 250 0  
    FRAMED ART 400 400 0  
    CELLING FIXTURE 281 281 0  
    WALL SCONCE 266 266 0  
    NIGHTSTAND 250 250 0  
    LOUNGE CHAIR 250 250 0  
    LOUNGE CHAIR 1,176 1,176 0  
    BUILDING IMPROVEMENTS 26,855 7,531 19,324  
    BUILDING IMPROVEMENTS 880 247 633  
    URNS 438 438 0  
    CONSOLE TABLE 400 400 0  
    MIRROR 299 299 0  
    DINING CHAIRS 260 260 0  
    POTTED TREE 690 690 0  
    TABLE LAMPS 600 600 0  
    B.I.SHOWER - 3RD FLBEDROOM 2,850 2,850 0  
    B.I. VANITY BATH 3RD FLOOR 1,823 1,823 0  
    BUILDING IMPROVEMENTS 4,850 1,328 3,522  
    BUILDING IMPROVEMENTS 10,468 2,715 7,753  
    CHAIRS 361 361 0  
    LANDSCAPE ENHANCEMENT WORK 13,500 3,703 9,797  
    BLINDS 2,742 2,742 0  
    BUILDING IMPROVEMENTS 25,465 7,138 18,327  
    ART 255 255 0  
    BUILDING IMPROVEMENTS 28,250 7,489 20,761  
    BLINDS 892 892 0  
    BUILDING IMPROVEMENTS 2,413 627 1,786  
    TENNESSEE TABLE & 6 CHAIRS (PKG) 825 825 0  
    SIDE CHAIRS 517 517 0  
    TABLE 307 307 0  
    BED 1,000 1,000 0  
    HEADBOARDS 481 481 0  
    FOOTBOARDS 350 350 0  
    SONOMA 5 SET 1,200 1,200 0  
    ENGLANDER SONOMA 288 288 0  
    ENGLANDER SONOMA 912 912 0  
    SOFA 1,750 1,750 0  
    CHAIRS 1,400 1,400 0  
    ENTERTAINMENT CONSOLE 400 400 0  
    TABLES 650 650 0  
    TABLES 500 500 0  
    CHESTS 600 600 0  
    NIGHT STAND 975 975 0  
    ASSORTED RUGS 260 260 0  
    ASSORTED RUGS 780 780 0  
    BUILDING IMPROVEMENTS 26,990 7,153 19,837  
    BUILDING IMPROVEMENTS 26,500 7,029 19,471  
    HP 620 NOTEBOOK INTEL PENTIUM 1,078 1,078 0  
    HP 500B DESKTOP PC PENTIUM 470 470 0  
    SONIC WALL TZ100 FIREWALL 270 270 0  
    DELL POWEREDGE SERVER 1,619 1,619 0  
    DELL VOSTRO LAPTOP 5,880 5,880 0  
    DELL VOSTRO DESKTOP 1,320 1,320 0  
    NEC DSX - 40 KEY SERVICE UNIT 612 612 0  
    NEC DSX - 40/80/160 INTRAMAIL 700 700 0  
    NEC DSX - 34 BUTTON BACKLIT 1,985 1,985 0  
    LAND - 107 WEST THIRD STREET 156,330 0 156,330  
    LAND - 218 NORVA 92,351 0 92,351  
    LAND - FAIRVIEW AVE 142,515 0 142,515  
    SIGNAGE 3,968 3,968 0  
    CELL PHONES 1,744 1,744 0  
    COMPUTERS 16,973 16,973 0  
    BUILDING - 107 WEST THIRD STREET 645,576 177,041 468,535  
    HONDA ODYSSEY 27,680 27,680 0  
    FURNITURE 425 425 0  
    BUILDING IMPROVEMENTS 71,894 13,397 58,497  
    HONDA ODYSSEY 26,756 25,985 771  
    COMPUTER HARDWARE 5,463 5,306 157  
    SOFTWARE 6,780 6,780 0  
    FURNITURE 2,400 2,331 69  
    FURNITURE - PIANO 19,700 19,133 567  
    FURNITURE 15,674 15,223 451  
    BUILDING IMPROVEMENTS 126,300 21,242 105,058  
    HONDA ODYSSEY 27,300 24,941 2,359  
    LAND - WEST PATRICK STREET 457,707 0 457,707  
    BUILDING IMPROVEMENTS - 1,853,123 171,273 1,681,850  
    BUILDING 3,418,510 315,952 3,102,558  
    FURNISHINGS 56,424 48,299 8,125  
    FURNISHINGS 169,151 144,793 24,358  
    FURNITURE - PIANO UPDATES 3,392 2,904 488  
    FURNISHINGS 5,000 3,800 1,200  
    BUILDING IMPROVEMENTS 86,099 5,349 80,750  
    OFFICE FURNITURE - MISCELLANEOUS 9,154 6,957 2,197  
    2018 TOYOTA SIENNA 29,804 5,961 23,843  
    VALUE CITY - MISC OFFICE FURNITURE 940 188 752  
    HOUSE FURNISHINGS - 609-611 W PATRICK 490 98 392  
    HOUSE FURNISHINGS 613 W PATRICK STUDIO 38,660 7,732 30,928  
    HOUSE FURNISHINGS 613 W PATRICK STUDIO 51,332 10,266 41,066  
    613 W PATRICK GROUP HOME STUDIO - BUILDING 2,906,263 92,472 2,813,791  


    TY 2018 LegalFeesSchedule
    Name:
    THE SYLVAN C HERMAN FOUNDATION INC
    EIN:
    20-3265230
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL 9,144 0 3,653 5,491


    TY 2018 OtherAssetsSchedule
    Name:
    THE SYLVAN C HERMAN FOUNDATION INC
    EIN:
    20-3265230
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    DEPOSITS 30,647 27,966 27,966
    CONSTRUCTION IN PROGRESS 2,364,456 0 0


    TY 2018 OtherExpensesSchedule
    Name:
    THE SYLVAN C HERMAN FOUNDATION INC
    EIN:
    20-3265230
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    COMMUNICATION 79,018 0 79,018 0
    COMPUTER MAINTENANCE 22,828 0 22,828 0
    INSURANCE 376,156 0 336,741 39,415
    INVESTMENT EXPENSES 59,548 59,323 225 0
    MAINTENANCE 127,153 0 127,153 0
    MEALS AND ENTERTAINMENT 17,161 0 16,703 458
    MISCELLANEOUS 21,714 21,714 0 0
    OTHER OPERATING EXPENSES 115,549 0 115,549 0
    PA SMALL COMPANY BUYOUT FUND V 100,801 100,801 0 0
    RECRUITING 135,472 0 135,472 0
    SUBCONTRACTORS 825 0 825 0
    SUPPLIES 124,368 0 124,368 0
    UTILITIES 61,219 0 61,219 0


    TY 2018 OtherIncomeSchedule2
    Name:
    THE SYLVAN C HERMAN FOUNDATION INC
    EIN:
    20-3265230
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    INDEPENDENT LIVING SERVICES 136,017   136,017
    PROGRAM FEES 616,389   616,389
    CLINICAL ASSESSMENT 4,417,241   4,417,241
    LEGACY RESERVES 7,333 7,333 0
    PA SMALL CO BUYOUT FUND V, L.P. 45,549   0
    NORTH HAVEN CREDIT PARTNERS OFFSHORE FEEDER LP 3,220 3,220 0


    TY 2018 OtherLiabilitiesSchedule
    Name:
    THE SYLVAN C HERMAN FOUNDATION INC
    EIN:
    20-3265230
    Description Beginning of Year - Book Value End of Year - Book Value
    PAYROLL WITHHOLDING 2,611 42
    SECURITY DEPOSITS HELD 126,525 45,000


    TY 2018 TaxesSchedule
    Name:
    THE SYLVAN C HERMAN FOUNDATION INC
    EIN:
    20-3265230
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAX PAID 5,293 5,293 0 0
    PAYROLL TAX PAID 173,885 0 173,885 0
    OTHER TAXES 2,620 0 2,620 0
    FEDERAL TAX PAID 5,000 0 0 0