TY 2018 Form 990PF

- TIN:

Form990-PF
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Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
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Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2018

Open to Public Inspection

For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018

Name of foundation
SAUL FOUNDATION FOR PROGRESS INC
C/O NIXON PEABODY LLP MICHAEL J COONEY

Number and street (or P.O. box number if mail is not delivered to street address)799 9TH STREET NW NO 500
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
WASHINGTON, DC200015327

A Employer identification number

47-4954803

B Telephone number (see instructions)

(202) 585-8188

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$30,089,775J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check .............
3	Interest on savings and temporary cash investments	45		45
4	Dividends and interest from securities...	785,889		785,889
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		342,292
b	Gross sales price for all assets on line 6a 13,594,081
7	Capital gain net income (from Part IV, line 2)...			342,292
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		12,633	3,270
12	Total. Add lines 1 through 11........	1,140,859		1,131,496
13	Compensation of officers, directors, trustees, etc.	96,000		9,600	86,400
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......	28,771		2,877	25,894
16a	Legal fees (attach schedule).........		656	0	656
b	Accounting fees (attach schedule).......		40,000	4,000	36,000
c	Other professional fees (attach schedule)....		220,052	220,052	0
17	Interest...............
18	Taxes (attach schedule) (see instructions)...		17,440	7,390	50
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............	20,050		2,005	18,045
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......		10,696	151	1,485
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	433,665		246,075	168,530
25	Contributions, gifts, grants paid.......	1,302,000			1,302,000
26	Total expenses and disbursements. Add lines 24 and 25	1,735,665		246,075	1,470,530
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-594,806
b	Net investment income (if negative, enter -0-)			885,421
c	Adjusted net income (if negative, enter -0-)...

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2018)

Form 990-PF (2018)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............	233,438
	2	Savings and temporary cash investments.........	68,812	38,808	38,808
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........	3,432	8,711	8,711
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......	28,758,696	28,363,178	28,115,880
	c	Investments—corporate bonds (attach schedule).......
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........	1,850,000	1,900,000	1,900,000
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )	16,493	26,376	26,376
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	30,930,871	30,337,073	30,089,775
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )	0	1,008
	23	Total liabilities (add lines 17 through 22).........	0	1,008
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted..................
	25	Temporarily restricted...............
	26	Permanently restricted...............
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds........	0	0
	28	Paid-in or capital surplus, or land, bldg., and equipment fund	0	0
	29	Retained earnings, accumulated income, endowment, or other funds	30,930,871	30,336,065
	30	Total net assets or fund balances (see instructions).....	30,930,871	30,336,065
	31	Total liabilities and net assets/fund balances (see instructions).	30,930,871	30,337,073

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............

30,930,871

Enter amount from Part I, line 27a .....................

-594,806

Other increases not included in line 2 (itemize) bullet

Add lines 1, 2, and 3 ..........................

30,336,065

Decreases not included in line 2 (itemize) bullet

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .

30,336,065

Form 990-PF (2018)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	200 SHS AETNA U S HEALTHCARE INC		2017-07-18	2018-11-29
b	525 SHS AETNA U S HEALTHCARE INC		2016-09-27	2018-11-29
c	725 SHS AETNA U S HEALTHCARE INC		2017-01-27	2018-11-29
d	800 SHS AMERICAN AIRLINES GROUP INCCOM		2017-01-27	2018-10-22
e	1800 SHS CABOT OIL & GAS CORP		2017-01-27	2018-05-01
	2500 SHS CABOT OIL & GAS CORP		2016-10-10	2018-05-01
	900 SHS CABOT OIL & GAS CORP		2016-10-11	2018-05-01
	9500 SHS CENTENNIAL RESOURCE DEVELO-A		2018-05-01	2018-12-20
	1200 SHS COMCAST CORPNEW CL A		2016-09-27	2018-05-01
	600 SHS COMCAST CORPNEW CL A		2016-10-10	2018-05-01
	2200 SHS COMERICA INC		2018-05-01	2018-12-06
	2250 SHS CONAGRA BRANDS INC.		2017-08-21	2018-01-12
	350 SHS CONCHO RESOURCES INC		2017-01-27	2018-12-21
	425 SHS FEDEX CORP		2017-01-27	2018-12-19
	125 SHS FEDEX CORP		2016-10-11	2018-12-19
	350 SHS FEDEX CORP		2016-09-27	2018-12-19
	4050 SHS FGL HOLDINGS		2017-11-01	2018-10-09
	1450 SHS GENERAL MOTORS COMPANY		2018-06-08	2018-10-10
	25 SHS MICROSOFT CORP		2017-01-27	2018-04-12
	1000 SHS MOHAWK INDUSTRIES INC		2018-05-01	2018-09-18
	3000 SHS TAYLOR MORRISON HOME CORPCL A		2018-01-12	2018-06-08
	150 SHS WHIRLPOOL CORP		2017-08-18	2018-04-05
	375 SHS WHIRLPOOL CORP		2016-09-27	2018-04-05
	350 SHS WHIRLPOOL CORP		2017-01-27	2018-04-05
	0.81 SHS CVS HEALTH CORP		2018-11-30	2018-11-30
	25000 SHS UNITED STATES TREAS NTS NOTE 1.37500% 10		2018-10-10	2018-12-24
	15000 SHS DEUTSCHE BK CONTINGENT CAP TR III		2016-09-28	2018-02-20
	3500 SHS DEUTSCHE BK CONTINGENT CAP TR III		2016-09-29	2018-02-20
	425 SHS AIA GROUP LTD SPONSORED ADR		2017-01-18	2018-01-10
	9447.87300 SHS AQR FDS MANAGED FUTURES STRATEGY FD		2017-07-27	2018-07-11
	917.04600 SHS AQR FDS MANAGED FUTURES STRATEGY FD		2018-05-04	2018-07-11
	1464.85200 SHS ADVISORS INNER CIRCLE FD I		2017-07-05	2018-04-11
	2511.92300 SHS ADVISORS INNER CIRCLE FD I		2017-07-05	2018-04-17
	755.69600 SHS ADVISORS INNER CIRCLE FD I		2018-01-10	2018-12-20
	106.44800 SHS ADVISORS INNER CIRCLE FD I		2018-05-04	2018-12-20
	930.11200 SHS ADVISORS INNER CIRCLE FD I		2018-11-09	2018-12-20
	19 SHS ALBEMARLE CORPORATION		2018-05-03	2018-10-04
	74 SHS ALEXION PHARMACEUTICALS INC		2017-06-30	2018-01-10
	18 SHS ALEXION PHARMACEUTICALS INC		2017-06-30	2018-02-27
	45 SHS ALEXION PHARMACEUTICALS INC		2017-06-30	2018-04-17
	14 SHS ALEXION PHARMACEUTICALS INC		2018-05-04	2018-08-16
	8 SHS ALPHABET INC CLASS C CAPITAL STOCK		2017-03-16	2018-01-10
	11292.926 SHS AMERICAN BEACON FDS		2017-02-09	2018-01-10
	217.20300 SHS AMERICAN BEACON FDS		2017-12-26	2018-11-30
	342.41800 SHS AMERICAN BEACON FDS		2017-12-26	2018-11-30
	102.13100 SHS AMERICAN BEACON FDS		2017-12-26	2018-11-30
	487.15200 SHS AMERICAN BEACON FDS		2018-05-04	2018-11-30
	88.10700 SHS AMERICAN BEACON FDS		2018-11-29	2018-11-30
	284 SHS ATLAS COPCO AB-SPONSORED ADR REPSTG SER A		2017-04-07	2018-01-10
	67.41400 SHS BLACKROCK PROTEC BOND PORTFOLIO CLASS K		2017-06-01	2018-06-01
	183.76000 SHS BLACKROCK PROTEC BOND PORTFOLIO CLASS K		2017-07-03	2018-06-01
	5062.96700 SHS BLACKROCK PROTEC BOND PORTFOLIO CLASS K		2017-07-27	2018-06-01
	74.25600 SHS BLACKROCK PROTEC BOND PORTFOLIO CLASS K		2017-08-01	2018-06-01
	69.89000 SHS BLACKROCK PROTEC BOND PORTFOLIO CLASS K		2017-09-01	2018-06-01
	164.27600 SHS BLACKROCK PROTEC BOND PORTFOLIO CLASS K		2017-11-01	2018-06-01
	351.08400 SHS BLACKROCK PROTEC BOND PORTFOLIO CLASS K		2017-12-01	2018-06-01
	17.49000 SHS BLACKROCK PROTEC BOND PORTFOLIO CLASS K		2018-01-02	2018-06-01
	2120.13400 SHS BLACKROCK PROTEC BOND PORTFOLIO CLASS K		2018-01-10	2018-06-01
	0.00100 SHS BLACKROCK PROTEC BOND PORTFOLIO CLASS K		2018-03-01	2018-06-01
	115.51800 SHS BLACKROCK PROTEC BOND PORTFOLIO CLASS K		2018-04-02	2018-06-01
	99.12800 SHS BLACKROCK PROTEC BOND PORTFOLIO CLASS K		2018-05-01	2018-06-01
	52.16500 SHS BLACKROCK PROTEC BOND PORTFOLIO CLASS K		2018-06-01	2018-06-01
	2279.11400 SHS BLACKROCK INDEX FDS INC ISHARES MSCI EAFE INTL IDX K		2017-05-25	2018-04-11
	5396.27900 SHS BLACKROCK INDEX FDS INC ISHARES MSCI EAFE INTL IDX K		2017-05-25	2018-04-17
	1796.31800 SHS BLACKSTONE ALTRNTV INVT FD ALTRNTV MULTI STRTGY FD CL Y		2018-11-09	2018-12-14
	1668.80100 SHS BROWN ADVISORY FDS JPAN APLHA OPPTY FUND INVT S		2017-12-20	2018-10-22
	411.40600 SHS BROWN ADVISORY FDS JPAN APLHA OPPTY FUND INVT S		2018-05-04	2018-10-22
	744.66300 SHS CRM MUT FD TR LNG SHT OPPORTUNITIES FD INS		2018-01-10	2018-04-11
	2071.81400 SHS CRM MUT FD TR LNG SHT OPPORTUNITIES FD INS		2018-01-10	2018-04-17
	126 SHS COLOPLAST AS UNSPONSORED ADR		2018-05-04	2018-05-08
	244.45700 SHS EQUINOX FDS TR IPM SYSTEMATIC MACRO FD CL I		2018-02-06	2018-11-09
	197 SHS FANUC CORPORATION UNSPONSORED ADR		2018-04-06	2018-04-11
	125 SHS FANUC CORPORATION UNSPONSORED ADR		2018-04-06	2018-04-17
	1800 SHS FANUC CORPORATION UNSPONSORED ADR		2018-04-06	2018-12-04
	86 SHS FANUC CORPORATION UNSPONSORED ADR		2018-05-04	2018-12-04
	116.75700 SHS FIDELITY SALEM STR TR FIDELITY 500 INDEX FUND		2018-02-09	2018-04-11
	223.2300 SHS FIDELITY SALEM STR TR FIDELITY 500 INDEX FUND		2018-02-09	2018-04-17
	322.61500 SHS GMO TR SGM MAJOR MKTS FD CL VI		2018-01-10	2018-04-11
	589.45100 SHS GMO TR SGM MAJOR MKTS FD CL VI		2018-01-10	2018-04-17
	174.89200 SHS GMO TR SGM MAJOR MKTS FD CL VI		2018-01-10	2018-12-14
	43.92700 SHS GOLDMAN SACHS TR STRATEGIC INCOME FD CL R6		2017-10-31	2018-10-22
	28.72700 SHS GOLDMAN SACHS TR STRATEGIC INCOME FD CL R7		2017-11-30	2018-10-22
	16.27700 SHS GOLDMAN SACHS TR STRATEGIC INCOME FD CL R8		2017-12-29	2018-10-22
	27.34100 SHS GOLDMAN SACHS TR STRATEGIC INCOME FD CL R9		2018-04-30	2018-10-22
	291.07400 SHS GOLDMAN SACHS TR STRATEGIC INCOME FD CL R10		2018-05-04	2018-10-22
	28.22400 SHS GOLDMAN SACHS TR STRATEGIC INCOME FD CL R11		2018-05-31	2018-10-22
	37.40400 SHS GOLDMAN SACHS TR STRATEGIC INCOME FD CL R12		2018-06-29	2018-10-22
	33.03000 SHS GOLDMAN SACHS TR STRATEGIC INCOME FD CL R13		2018-07-31	2018-10-22
	34.47400 SHS GOLDMAN SACHS TR STRATEGIC INCOME FD CL R14		2018-08-31	2018-10-22
	24.93400 SHS GOLDMAN SACHS TR STRATEGIC INCOME FD CL R15		2018-09-28	2018-10-22
	35 SHS HEXAGON AB ADS US LISTED		2018-02-12	2018-04-11
	104 SHS HEXAGON AB ADS US LISTED		2018-02-12	2018-04-17
	24 SHS HOME DEPOT INC		2018-04-04	2018-04-17
	10 SHS HOME DEPOT INC		2018-04-04	2018-12-14
	50 SHS ISHARES TIPS BOND ETF		2018-05-04	2018-12-14
	13 SHS ISHARES TIPS BOND ETF		2018-06-01	2018-12-14
	69 SHS ISHARES INC ISHARES MSCI JAPAN ETF		2018-01-10	2018-04-11
	316 SHS ISHARES INC ISHARES MSCI JAPAN ETF		2018-01-10	2018-04-17
	3485 SHS ISHARES INC ISHARES MSCI JAPAN ETF		2018-01-10	2018-07-11
	52 SHS ISHARES INC ISHARES MSCI JAPAN ETF		2018-05-04	2018-07-11
	268 SHS J P MORGAN EXCHANGE TRADED F TR BETABUILDERS JAPAN ETF		2018-07-11	2018-10-22
	196.69500 SHS JANUS INVT FD HENDERSON GLOBAL UNCNSTRND BOND FD N		2018-01-10	2018-07-20
	5.46700 SHS JANUS INVT FD HENDERSON GLOBAL UNCNSTRND BOND FD N		2018-02-01	2018-07-20
	9.09400 SHS JANUS INVT FD HENDERSON GLOBAL UNCNSTRND BOND FD N		2018-03-01	2018-07-20
	7.77600 SHS JANUS INVT FD HENDERSON GLOBAL UNCNSTRND BOND FD N		2018-04-02	2018-07-20
	5.69200 SHS JANUS INVT FD HENDERSON GLOBAL UNCNSTRND BOND FD N		2018-05-01	2018-07-20
	514.82600 SHS JANUS INVT FD HENDERSON GLOBAL UNCNSTRND BOND FD N		2018-05-04	2018-07-20
	1.16500 SHS JANUS INVT FD HENDERSON GLOBAL UNCNSTRND BOND FD N		2018-06-01	2018-07-20
	1.27400 SHS JANUS INVT FD HENDERSON GLOBAL UNCNSTRND BOND FD N		2018-07-02	2018-07-20
	0.31800 SHS JANUS INVT FD HENDERSON GLOBAL UNCNSTRND BOND FD N		2018-07-03	2018-07-20
	2245.54600 SHS JANUS INVT FD HENDERSON GLOBAL UNCNSTRND BOND FD I		2018-01-10	2018-04-11
	2205.87100 SHS JANUS INVT FD HENDERSON GLOBAL UNCNSTRND BOND FD I		2018-01-10	2018-04-17
	4280.61000 SHS JOHN HANCOCK FDS II ABSLT RETRN CURR FD CL I		2017-02-24	2018-01-10
	2125.37000 SHS JOHN HANCOCK FDS II ABSLT RETRN CURR FD CL I		2017-07-27	2018-01-10
	257.51800 SHS JOHN HANCOCK FDS II ABSLT RETRN CURR FD CL I		2017-07-27	2018-02-06
	2982.13047 SHS JPMORGAN UNCONSTRAINED DEB FUND R6		2017-02-24	2018-01-31
	120.70325 SHS JPMORGAN UNCONSTRAINED DEB FUND R7		2017-02-27	2018-01-31
	46.86250 SHS JPMORGAN UNCONSTRAINED DEB FUND R8		2017-03-30	2018-01-31
	2126.64019 SHS JPMORGAN UNCONSTRAINED DEB FUND R9		2017-07-27	2018-01-31
	164.78651 SHS JPMORGAN UNCONSTRAINED DEB FUND R10		2017-07-28	2018-01-31
	22.84733 SHS JPMORGAN UNCONSTRAINED DEB FUND R11		2017-08-30	2018-01-31
	123.02394 SHS JPMORGAN UNCONSTRAINED DEB FUND R12		2017-09-28	2018-01-31
	200.65500 SHS JPMORGAN UNCONSTRAINED DEB FUND R13		2017-10-30	2018-01-31
	152.57300 SHS JPMORGAN UNCONSTRAINED DEB FUND R14		2017-11-29	2018-01-31
	347.32400 SHS JPMORGAN UNCONSTRAINED DEB FUND R15		2017-12-28	2018-01-31
	997.32800 SHS JPMORGAN UNCONSTRAINED DEB FUND R16		2018-01-10	2018-01-31
	116.63600 SHS JPMORGAN UNCONSTRAINED DEB FUND R17		2018-01-30	2018-01-31
	799.81999 SHS JPMORGAN TR I GLOBAL RSRCH ENHNCD INDX FD		2017-07-27	2018-07-11
	288.57873 SHS JPMORGAN TR I GLOBAL RSRCH ENHNCD INDX FD		2017-12-21	2018-07-11
	514.31400 SHS JPMORGAN TR I GLOBAL RSRCH ENHNCD INDX FD		2018-05-04	2018-07-11
	40 SHS ELI LILLY & CO		2017-07-27	2018-04-04
	5883.79800 SHS LORD ABBETT INVT TR SHORT DURATION INCOME FD CL		2018-11-09	2018-12-14
	14 SHS LUXOTTICA GROUP SPA AMERICAN DEPOSITORY RECEIPTS SPONSORED		2018-05-04	2018-11-15
	245.39800 SHS NEUBERGER BERMAN ALTERNATI FDS LONG SHORT FD INSTL CL		2018-01-10	2018-11-09
	503.66800 SHS NEUBERGER BERMAN ALTERNATI FDS LONG SHORT FD INSTL CL		2018-05-04	2018-11-09
	24610.51200 SHS PIMCO SHORT TERM FUND INSTL CL		2018-01-10	2018-02-09
	24.41000 SHS PIMCO SHORT TERM FUND INSTL CL		2018-02-01	2018-02-09
	978.95300 SHS PIMCO SHORT TERM FUND INSTL CL		2018-02-15	2018-04-11
	1956.43500 SHS PIMCO SHORT TERM FUND INSTL CL		2018-02-15	2018-04-17
	3074.91400 SHS PIMCO SHORT TERM FUND INSTL CL		2018-02-15	2018-12-14
	3920.88600 SHS PIMCO HIGH YIELD FUND INSTL CL		2017-02-24	2018-02-15
	300.83100 SHS PIMCO HIGH YIELD FUND INSTL CL		2017-03-01	2018-02-15
	339.91600 SHS PIMCO HIGH YIELD FUND INSTL CL		2017-04-03	2018-02-15
	295.98100 SHS PIMCO HIGH YIELD FUND INSTL CL		2017-05-01	2018-02-15
	314.78300 SHS PIMCO HIGH YIELD FUND INSTL CL		2017-06-01	2018-02-15
	330.77400 SHS PIMCO HIGH YIELD FUND INSTL CL		2017-07-03	2018-02-15
	2254.99700 SHS PIMCO HIGH YIELD FUND INSTL CL		2017-07-27	2018-02-15
	201.69400 SHS PIMCO HIGH YIELD FUND INSTL CL		2017-08-01	2018-02-15
	218.75200 SHS PIMCO HIGH YIELD FUND INSTL CL		2017-09-01	2018-02-15
	223.61400 SHS PIMCO HIGH YIELD FUND INSTL CL		2017-10-02	2018-02-15
	211.53900 SHS PIMCO HIGH YIELD FUND INSTL CL		2017-11-01	2018-02-15
	219.41200 SHS PIMCO HIGH YIELD FUND INSTL CL		2017-12-01	2018-02-15
	115.24600 SHS PIMCO HIGH YIELD FUND INSTL CL		2018-01-02	2018-02-15
	567.09400 SHS PIMCO HIGH YIELD FUND INSTL CL		2018-01-10	2018-02-15
	111.73500 SHS PIMCO HIGH YIELD FUND INSTL CL		2018-02-01	2018-02-15
	166 SHS PERNOD RICARD SA UNSPONSORED ADR		2018-01-08	2018-01-10
	71 SHS PERNOD RICARD SA UNSPONSORED ADR		2018-01-08	2018-04-11
	60 SHS PERNOD RICARD SA UNSPONSORED ADR		2018-01-08	2018-10-31
	59.85500 SHS PIMCO FDS PIMCO DYNAMIC BOND FUND INST		2017-12-01	2018-11-09
	744.64300 SHS PIMCO FDS PIMCO DYNAMIC BOND FUND INST		2017-12-28	2018-11-09
	65.40400 SHS PIMCO FDS PIMCO DYNAMIC BOND FUND INST		2018-01-02	2018-11-09
	62.68400 SHS PIMCO FDS PIMCO DYNAMIC BOND FUND INST		2018-02-01	2018-11-09
	64.96800 SHS PIMCO FDS PIMCO DYNAMIC BOND FUND INST		2018-03-01	2018-11-09
	83.48900 SHS PIMCO FDS PIMCO DYNAMIC BOND FUND INST		2018-04-02	2018-11-09
	81.14800 SHS PIMCO FDS PIMCO DYNAMIC BOND FUND INST		2018-05-01	2018-11-09
	87.03700 SHS PIMCO FDS PIMCO DYNAMIC BOND FUND INST		2018-06-01	2018-11-09
	97.06500 SHS PIMCO FDS PIMCO DYNAMIC BOND FUND INST		2018-07-02	2018-11-09
	90.01500 SHS PIMCO FDS PIMCO DYNAMIC BOND FUND INST		2018-08-01	2018-11-09
	96.83500 SHS PIMCO FDS PIMCO DYNAMIC BOND FUND INST		2018-09-04	2018-11-09
	75.39600 SHS PIMCO FDS PIMCO DYNAMIC BOND FUND INST		2018-10-01	2018-11-09
	87.10900 SHS PIMCO FDS PIMCO DYNAMIC BOND FUND INST		2018-11-01	2018-11-09
	715.40600 SHS PIMCO MORTGAGE OPPORTUNITI AND BOND FUND INST		2018-07-20	2018-11-09
	0.57300 SHS PIMCO MORTGAGE OPPORTUNITI AND BOND FUND INST		2018-08-01	2018-11-09
	2.16600 SHS PIMCO MORTGAGE OPPORTUNITI AND BOND FUND INST		2018-09-04	2018-11-09
	1.72800 SHS PIMCO MORTGAGE OPPORTUNITI AND BOND FUND INST		2018-10-01	2018-11-09
	1.99300 SHS PIMCO MORTGAGE OPPORTUNITI AND BOND FUND INST		2018-11-01	2018-11-09
	46 SHS RYANAIR HLDGS PLC SPONSORED ADR NEW		2017-11-28	2018-01-10
	13 SHS RYANAIR HLDGS PLC SPONSORED ADR NEW		2017-11-28	2018-04-11
	20 SHS RYANAIR HLDGS PLC SPONSORED ADR NEW		2017-11-28	2018-04-17
	14 SHS SHOPIFY INC CL A		2018-05-02	2018-10-31
	74 SHS SOUTHWEST AIRLINES CO		2017-01-25	2018-01-10
	21 SHS SYSMEX CORPORATION UNSPONSORED ADR		2018-05-04	2018-12-24
	5271.73600 SHS VANGUARD BOND INDEX FD INC TOTAL BD MARKET IDX FDADMIRA		2018-07-11	2018-12-14
	4192 SHS VANGUARD TOTAL INTERNATIONAL BOND ETF		2018-01-10	2018-04-11
	5300 SHS VANGUARD TOTAL INTERNATIONAL BOND ETF		2018-01-10	2018-04-17
	3762 SHS VANGUARD TOTAL INTERNATIONAL BOND ETF		2018-01-10	2018-12-14
	352 SHS VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF		2017-05-25	2018-04-11
	721 SHS VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF		2017-05-25	2018-04-17
	898 SHS VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF		2017-07-05	2018-06-11
	53 SHS FERRARI N V COM		2017-08-02	2018-01-10
	18 SHS FERRARI N V COM		2017-08-02	2018-04-11
	30 SHS FERRARI N V COM		2017-08-02	2018-04-17
	241 SHS AIA GROUP LTD SPONSORED ADR		2017-01-18	2018-04-11
	83 SHS AIA GROUP LTD SPONSORED ADR		2017-01-18	2018-04-17
	160 SHS AIA GROUP LTD SPONSORED ADR		2017-01-18	2018-10-31
	23837.38200 SHS AQR FDS MANAGED FUTURES STRATEGY FD		2016-05-11	2018-01-10
	4650.70600 SHS AQR FDS MANAGED FUTURES STRATEGY FD		2016-08-09	2018-01-10
	5453.2600 SHS AQR FDS MANAGED FUTURES STRATEGY FD		2016-09-06	2018-01-10
	5311.01300 SHS AQR FDS MANAGED FUTURES STRATEGY FD		2016-10-05	2018-01-10
	163.71800 SHS AQR FDS MANAGED FUTURES STRATEGY FD		2016-10-05	2018-04-11
	33.46100 SHS AQR FDS MANAGED FUTURES STRATEGY FD		2016-10-05	2018-04-17
	7.04200 SHS AQR FDS MANAGED FUTURES STRATEGY FD		2016-12-21	2018-04-17
	2267.27000 SHS AQR FDS MANAGED FUTURES STRATEGY FD		2017-01-05	2018-04-17
	11394.85700 SHS AQR FDS MANAGED FUTURES STRATEGY FD		2017-01-05	2018-07-11
	2482.69500 SHS AQR FDS MANAGED FUTURES STRATEGY FD		2017-02-24	2018-07-11
	53 SHS ADIDAS AG SPONSORED ADR		2016-08-05	2018-01-10
	33 SHS ADIDAS AG SPONSORED ADR		2016-08-05	2018-04-11
	40 SHS ADIDAS AG SPONSORED ADR		2016-08-05	2018-04-17
	26 SHS ADIDAS AG SPONSORED ADR		2016-08-05	2018-10-31
	9368.23800 SHS ADVISORS INNER CIRCLE FD I CHILTON STRTGC ERPN EQI FD		2017-07-05	2018-07-11
	17512.99900 SHS ADVISORS INNER CIRCLE FD I CHILTON STRTGC ERPN EQI FD		2017-07-05	2018-11-26
	65.14400 SHS ADVISORS INNER CIRCLE FD I CHILTON STRTGC ERPN EQI FD		2017-07-05	2018-12-14
	51.83900 SHS ADVISORS INNER CIRCLE FD I CHILTON STRTGC ERPN EQI FD		2017-07-27	2018-12-14
	1490.09500 SHS ADVISORS INNER CIRCLE FD I CHILTON STRTGC ERPN EQI FD		2017-07-27	2018-12-20
	166 SHS ALEXION PHARMACEUTICALS INC		2017-06-30	2018-08-09
	156 SHS ALEXION PHARMACEUTICALS INC		2017-06-30	2018-08-16
	12 SHS ALLEGHANY CORP-DEL		2016-05-11	2018-01-10
	3 SHS ALLEGHANY CORP-DEL		2016-05-11	2018-02-27
	8 SHS ALLEGHANY CORP-DEL		2017-05-11	2018-04-17
	3 SHS ALLEGHANY CORP-DEL		2016-05-11	2018-12-14
	9 SHS ALPHABET INC CLASS C CAPITAL STOCK		2017-03-16	2018-04-17
	3 SHS ALPHABET INC CLASS C CAPITAL STOCK		2017-03-16	2018-12-14
	174 SHS ALTRIA GROUP INC		2016-05-11	2018-01-10
	78 SHS ALTRIA GROUP INC		2016-05-11	2018-04-17
	1050.84600 SHS AMERICAN BEACON FDS NUMERIC INTGRTD ALPHA FD ULT		2017-02-09	2018-04-11
	2006.25000 SHS AMERICAN BEACON FDS NUMERIC INTGRTD ALPHA FD ULT		2017-02-09	2018-04-17
	15765.29800 SHS AMERICAN BEACON FDS NUMERIC INTGRTD ALPHA FD ULT		2017-02-09	2018-11-30
	1738.71400 SHS AMERICAN BEACON FDS NUMERIC INTGRTD ALPHA FD ULT		2017-02-24	2018-11-30
	2842.47500 SHS AMERICAN BEACON FDS NUMERIC INTGRTD ALPHA FD ULT		2017-07-27	2018-11-30
	77 SHS APPLE INC		2016-06-17	2018-01-10
	14 SHS APPLE INC		2016-06-17	2018-02-27
	44 SHS APPLE INC		2016-06-17	2018-04-17
	64 SHS ATLAS COPCO AB-SPONSORED ADR REPSTG SER A		2017-04-07	2018-04-11
	171 SHS ATLAS COPCO AB-SPONSORED ADR REPSTG SER A		2017-04-07	2018-04-17
	45 SHS ATLAS COPCO AB-SPONSORED ADR REPSTG SER A		2017-04-07	2018-05-10
	158 SHS BANK OF AMERICA CORP		2016-05-11	2018-01-10
	3 SHS BANK OF AMERICA CORP		2016-05-11	2018-02-27
	64 SHS BANK OF AMERICA CORP		2016-05-11	2018-04-17
	18 SHS BANK OF AMERICA CORP		2016-08-09	2018-04-17
	49 SHS BANK OF AMERICA CORP		2016-08-09	2018-12-14
	103 SHS BERKSHIRE HATHAWAY INC DEL CL B		2016-05-11	2018-01-10
	11 SHS BERKSHIRE HATHAWAY INC DEL CL B		2016-05-11	2018-02-27
	50 SHS BERKSHIRE HATHAWAY INC DEL CL B		2016-05-11	2018-04-17
	3 SHS BERKSHIRE HATHAWAY INC DEL CL B		2016-05-11	2018-05-03
	27749.32145 SHS BLACKROCK INFLATION PROTEC BOND PORTFOLIO CLASS K		2016-05-11	2018-03-15
	74.58882 SHS BLACKROCK INFLATION PROTEC BOND PORTFOLIO CLASS K		2016-07-01	2018-03-15
	121.01762 SHS BLACKROCK INFLATION PROTEC BOND PORTFOLIO CLASS K		2016-08-01	2018-03-15
	5962.51401 SHS BLACKROCK INFLATION PROTEC BOND PORTFOLIO CLASS K		2016-08-09	2018-03-15
	109.05484 SHS BLACKROCK INFLATION PROTEC BOND PORTFOLIO CLASS K		2016-09-01	2018-03-15
	5621.24204 SHS BLACKROCK INFLATION PROTEC BOND PORTFOLIO CLASS K		2016-09-06	2018-03-15
	2.17209 SHS BLACKROCK INFLATION PROTEC BOND PORTFOLIO CLASS K		2016-10-03	2018-03-15
	5347.43913 SHS BLACKROCK INFLATION PROTEC BOND PORTFOLIO CLASS K		2016-10-05	2018-03-15
	63.65000 SHS BLACKROCK INFLATION PROTEC BOND PORTFOLIO CLASS K		2016-12-01	2018-03-15
	1301.29300 SHS BLACKROCK INFLATION PROTEC BOND PORTFOLIO CLASS K		2017-01-05	2018-03-15
	1192.70100 SHS BLACKROCK INFLATION PROTEC BOND PORTFOLIO CLASS K		2017-01-05	2018-04-11
	1871.17500 SHS BLACKROCK INFLATION PROTEC BOND PORTFOLIO CLASS K		2017-01-05	2018-04-17
	8138.87000 SHS BLACKROCK INFLATION PROTEC BOND PORTFOLIO CLASS K		2017-01-05	2018-06-01
	3367.31600 SHS BLACKROCK INFLATION PROTEC BOND PORTFOLIO CLASS K		2017-02-24	2018-06-01
	292.83600 SHS BLACKROCK INFLATION PROTEC BOND PORTFOLIO CLASS K		2017-04-03	2018-06-01
	213.75900 SHS BLACKROCK INFLATION PROTEC BOND PORTFOLIO CLASS K		2017-05-01	2018-06-01
	21 SHS BLACKROCK INC		2016-05-11	2018-01-10
	13 SHS BLACKROCK INC		2016-05-11	2018-04-17
	24030.36300 SHS BLACKROCK INDEX FDS INC ISHARES MSCI EAFE INTL IDX K		2017-05-25	2018-09-20
	5863.67600 SHS BLACKROCK INDEX FDS INC ISHARES MSCI EAFE INTL IDX K		2017-07-05	2018-09-20
	86 SHS BRISTOL MYERS SQUIBB CO		2016-05-11	2018-01-10
	2 SHS BRISTOL MYERS SQUIBB CO		2016-05-11	2018-02-27
	41 SHS BRISTOL MYERS SQUIBB CO		2016-05-11	2018-04-17
	36 SHS BRISTOL MYERS SQUIBB CO		2016-05-11	2018-05-03
	24 SHS BRISTOL MYERS SQUIBB CO		2016-05-11	2018-12-14
	909.09100 SHS BROWN ADVISORY FDS JPAN ALPHA OPPTY FUND INVT S		2017-01-03	2018-04-11
	1765.68200 SHS BROWN ADVISORY FDS JPAN ALPHA OPPTY FUND INVT S		2017-01-03	2018-04-17
	7916.16800 SHS BROWN ADVISORY FDS JPAN ALPHA OPPTY FUND INVT S		2017-01-03	2018-10-22
	7549.76400 SHS BROWN ADVISORY FDS JPAN ALPHA OPPTY FUND INVT S		2017-01-05	2018-10-22
	1005.85600 SHS BROWN ADVISORY FDS JPAN ALPHA OPPTY FUND INVT S		2017-02-24	2018-10-22
	388.67700 SHS BROWN ADVISORY FDS JPAN ALPHA OPPTY FUND INVT S		2017-07-27	2018-10-22
	130 SHS CHR HANSEN HLDG A S SPONSORED ADR		2016-05-11	2018-01-10
	85 SHS CHR HANSEN HLDG A S SPONSORED ADR		2016-05-11	2018-04-11
	92 SHS CHR HANSEN HLDG A S SPONSORED ADR		2016-05-11	2018-04-17
	36 SHS CHR HANSEN HLDG A S SPONSORED ADR		2016-05-11	2018-05-10
	22 SHS CHR HANSEN HLDG A S SPONSORED ADR		2016-05-11	2018-10-31
	244 SHS CSL LTD SPONSORED ADR		2016-05-11	2018-01-10
	269 SHS CSL LTD SPONSORED ADR		2016-05-11	2018-04-06
	80 SHS CSL LTD SPONSORED ADR		2016-05-11	2018-04-11
	90 SHS CSL LTD SPONSORED ADR		2016-05-11	2018-04-17
	2 SHS CSL LTD SPONSORED ADR		2016-08-09	2018-04-17
	53 SHS CANADIAN PACIFIC RAILWAY LTD USD ISSUE		2016-05-11	2018-01-10
	26 SHS CANADIAN PACIFIC RAILWAY LTD USD ISSUE		2016-05-11	2018-04-11
	24 SHS CANADIAN PACIFIC RAILWAY LTD USD ISSUE		2016-05-11	2018-04-17
	158 SHS CARMAX INC		2016-05-11	2018-01-10
	42 SHS CARMAX INC		2016-05-11	2018-02-27
	68 SHS CARMAX INC		2016-05-11	2018-04-17
	203 SHS CARNIVAL CORP COMMON PAIRED STOCK		2016-05-11	2018-01-10
	112 SHS CARNIVAL CORP COMMON PAIRED STOCK		2016-05-11	2018-04-17
	51 SHS CARNIVAL CORP COMMON PAIRED STOCK		2016-05-11	2018-12-14
	53 SHS CHEVRON CORPORATION		2016-05-11	2018-01-10
	16 SHS CHEVRON CORPORATION		2016-05-11	2018-02-27
	26 SHS CHEVRON CORPORATION		2016-05-11	2018-04-17
	12 SHS CHEVRON CORPORATION		2016-05-11	2018-12-14
	185 SHS CISCO SYSTEMS INC		2016-05-11	2018-01-10
	1 SHS CISCO SYSTEMS INC		2016-05-11	2018-02-27
	122 SHS CISCO SYSTEMS INC		2016-05-11	2018-04-17
	113 SHS COCA COLA COMPANY THE		2016-05-11	2018-01-10
	6 SHS COCA COLA COMPANY THE		2016-05-11	2018-02-27
	61 SHS COCA COLA COMPANY THE		2016-05-11	2018-04-17
	2535 SHS COLOPLAST AS UNSPONSORED ADR		2016-05-11	2018-01-04
	10 SHS COLOPLAST AS UNSPONSORED ADR		2016-08-09	2018-01-04
	556 SHS COLOPLAST AS UNSPONSORED ADR		2016-08-09	2018-01-10
	121 SHS COLOPLAST AS UNSPONSORED ADR		2016-08-09	2018-04-11
	23 SHS COLOPLAST AS UNSPONSORED ADR		2016-08-09	2018-04-17
	290 SHS COLOPLAST AS UNSPONSORED ADR		2016-09-06	2018-04-17
	364 SHS COLOPLAST AS UNSPONSORED ADR		2016-09-06	2018-05-08
	771 SHS COLOPLAST AS UNSPONSORED ADR		2016-10-05	2018-05-08
	1696 SHS COLOPLAST AS UNSPONSORED ADR		2017-01-05	2018-05-08
	458 SHS COMPASS GROUP PLC AMERICAN DEPOSITARY RECEIPTS SPONSORED		2016-05-11	2018-01-10
	150 SHS COMPASS GROUP PLC AMERICAN DEPOSITARY RECEIPTS SPONSORED		2016-05-11	2018-04-11
	241 SHS COMPASS GROUP PLC AMERICAN DEPOSITARY RECEIPTS SPONSORED		2016-05-11	2018-04-17
	73 SHS COMPASS GROUP PLC AMERICAN DEPOSITARY RECEIPTS SPONSORED		2016-05-11	2018-10-31
	68 SHS DEERE & CO		2016-05-11	2018-01-10
	57 SHS DEERE & CO		2016-05-11	2018-04-17
	77 SHS DEERE & CO		2016-05-11	2018-05-03
	8 SHS DEERE & CO		2016-08-09	2018-05-03
	65 SHS DEERE & CO		2016-08-09	2018-08-09
	62 SHS DEERE & CO		2016-09-06	2018-08-09
	16 SHS DEERE & CO		2016-10-05	2018-08-09
	5 SHS DEERE & CO		2016-10-05	2018-12-14
	5104.19700 SHS DODGE & COX INCOME FUND		2016-05-11	2018-04-11
	8565.36900 SHS DODGE & COX INCOME FUND		2016-05-11	2018-04-17
	13075.61800 SHS DODGE & COX INCOME FUND		2016-05-11	2018-12-14
	7483.71800 SHS DODGE & COX INCOME FUND		2016-06-06	2018-12-14
	98.72300 SHS DODGE & COX INCOME FUND		2016-06-29	2018-12-14
	121 SHS DOLLAR TREE INC		2016-05-11	2018-01-10
	20 SHS DOLLAR TREE INC		2016-05-11	2018-02-27
	84 SHS DOLLAR TREE INC		2016-05-11	2018-04-17
	28 SHS DOLLAR TREE INC		2016-05-11	2018-10-04
	29 SHS DOLLAR TREE INC		2016-05-11	2018-12-14
	281 SHS DSV A/S UNSPONSORED ADR		2016-08-19	2018-01-10
	78 SHS DSV A/S UNSPONSORED ADR		2016-08-19	2018-04-11
	179 SHS DSV A/S UNSPONSORED ADR		2016-08-19	2018-04-17
	107 SHS DSV A/S UNSPONSORED ADR		2016-08-19	2018-10-31
	17554.10200 SHS EQUINOX FDS TR IPM SYSTEMATIC MACRO FD CL I		2016-05-11	2018-01-10
	1744.87900 SHS EQUINOX FDS TR IPM SYSTEMATIC MACRO FD CL I		2016-05-11	2018-04-11
	2109.20700 SHS EQUINOX FDS TR IPM SYSTEMATIC MACRO FD CL I		2016-05-11	2018-04-17
	1934.66900 SHS EQUINOX FDS TR IPM SYSTEMATIC MACRO FD CL I		2016-05-11	2018-11-09
	6317.70500 SHS EQUINOX FDS TR IPM SYSTEMATIC MACRO FD CL I		2016-08-09	2018-11-09
	5113.73600 SHS EQUINOX FDS TR IPM SYSTEMATIC MACRO FD CL I		2016-09-06	2018-11-09
	4542.58800 SHS EQUINOX FDS TR IPM SYSTEMATIC MACRO FD CL I		2016-10-05	2018-11-09
	156.16300 SHS EQUINOX FDS TR IPM SYSTEMATIC MACRO FD CL I		2016-12-28	2018-11-09
	2018.68700 SHS EQUINOX FDS TR IPM SYSTEMATIC MACRO FD CL I		2016-12-28	2018-11-09
	76 SHS ESSILORLUXOTTICA AMERICAN DEPOSITORY RECEIPTS UNSPONSORED		2016-06-09	2018-01-10
	38 SHS ESSILORLUXOTTICA AMERICAN DEPOSITORY RECEIPTS UNSPONSORED		2016-06-09	2018-04-11
	50 SHS ESSILORLUXOTTICA AMERICAN DEPOSITORY RECEIPTS UNSPONSORED		2016-06-09	2018-04-17
	500 SHS EXPERIAN PLC SPONSORED ADR		2016-05-11	2018-01-10
	156 SHS EXPERIAN PLC SPONSORED ADR		2016-05-11	2018-04-11
	279 SHS EXPERIAN PLC SPONSORED ADR		2016-05-11	2018-04-17
	19 SHS EXPERIAN PLC SPONSORED ADR		2016-05-11	2018-05-10
	67 SHS EXPERIAN PLC SPONSORED ADR		2016-05-11	2018-10-31
	23 SHS FEDEX CORP		2016-05-11	2018-01-10
	5 SHS FEDEX CORP		2016-05-11	2018-02-27
	16 SHS FEDEX CORP		2016-05-11	2018-04-17
	6 SHS FEDEX CORP		2016-05-11	2018-12-14
	51 SHS GENERAL DYNAMICS CORP		2016-05-11	2018-01-10
	10 SHS GENERAL DYNAMICS CORP		2016-05-11	2018-02-27
	32 SHS GENERAL DYNAMICS CORP		2016-05-11	2018-04-17
	30 SHS GENERAL DYNAMICS CORP		2016-05-11	2018-05-03
	38 SHS GENERAL DYNAMICS CORP		2016-08-09	2018-05-03
	11 SHS GENERAL DYNAMICS CORP		2016-08-09	2018-12-14
	30819.38200 SHS GOLDMAN SACHS STRATEGIC INCOME FUND INSTL CL		2016-10-28	2018-01-10
	2.08900 SHS GOLDMAN SACHS STRATEGIC INCOME FUND INSTL CL		2016-11-01	2018-01-10
	52.79300 SHS GOLDMAN SACHS STRATEGIC INCOME FUND INSTL CL		2016-12-01	2018-01-10
	21.14700 SHS GOLDMAN SACHS STRATEGIC INCOME FUND INSTL CL		2017-01-03	2018-01-10
	6129.1500 SHS GOLDMAN SACHS STRATEGIC INCOME FUND INSTL CL		2017-01-05	2018-01-10
	793.72200 SHS GOLDMAN SACHS STRATEGIC INCOME FUND INSTL CL		2017-01-05	2018-04-11
	1016.19600 SHS GOLDMAN SACHS STRATEGIC INCOME FUND INSTL CL		2017-01-05	2018-04-17
	597.78000 SHS GOLDMAN SACHS TR STRATEGIC INCOME FD CL R6		2017-01-05	2018-10-22
	60.132000 SHS GOLDMAN SACHS TR STRATEGIC INCOME FD CL R6		2017-02-01	2018-10-22
	4289.73600 SHS GOLDMAN SACHS TR STRATEGIC INCOME FD CL R6		2017-02-24	2018-10-22
	64.08900 SHS GOLDMAN SACHS TR STRATEGIC INCOME FD CL R6		2017-03-01	2018-10-22
	16.79700 SHS GOLDMAN SACHS TR STRATEGIC INCOME FD CL R6		2017-04-03	2018-10-22
	82.01900 SHS GOLDMAN SACHS TR STRATEGIC INCOME FD CL R6		2017-05-01	2018-10-22
	71.32700 SHS GOLDMAN SACHS TR STRATEGIC INCOME FD CL R6		2017-05-31	2018-10-22
	75.49600 SHS GOLDMAN SACHS TR STRATEGIC INCOME FD CL R6		2017-06-30	2018-10-22
	5402.68900 SHS GOLDMAN SACHS TR STRATEGIC INCOME FD CL R6		2017-07-27	2018-10-22
	76.47000 SHS GOLDMAN SACHS TR STRATEGIC INCOME FD CL R6		2017-07-31	2018-10-22
	97.66400 SHS GOLDMAN SACHS TR STRATEGIC INCOME FD CL R6		2017-08-31	2018-10-22
	36.13900 SHS GOLDMAN SACHS TR STRATEGIC INCOME FD CL R6		2017-09-29	2018-10-22
	91 SHS HDFC BK LTD ADR REPSTG 3 SHS		2016-05-11	2018-01-10
	40 SHS HDFC BK LTD ADR REPSTG 3 SHS		2016-05-11	2018-04-11
	52 SHS HDFC BK LTD ADR REPSTG 3 SHS		2016-05-11	2018-04-17
	33 SHS HDFC BK LTD ADR REPSTG 3 SHS		2016-05-11	2018-10-31
	7434.48893 SHS HANCOCK JOHN FDS II STRATEGIC INC OPPORTUNITIES		2016-05-11	2018-12-14
	27.99029 SHS HANCOCK JOHN FDS II STRATEGIC INC OPPORTUNITIES		2016-06-01	2018-12-14
	46.99415 SHS HANCOCK JOHN FDS II STRATEGIC INC OPPORTUNITIES		2016-07-01	2018-12-14
	48.33987 SHS HANCOCK JOHN FDS II STRATEGIC INC OPPORTUNITIES		2016-08-01	2018-12-14
	4851.45269 SHS HANCOCK JOHN FDS II STRATEGIC INC OPPORTUNITIES		2016-08-09	2018-12-14
	56.23434 SHS HANCOCK JOHN FDS II STRATEGIC INC OPPORTUNITIES		2016-09-01	2018-12-14
	4655.94924 SHS HANCOCK JOHN FDS II STRATEGIC INC OPPORTUNITIES		2016-09-06	2018-12-14
	68.71942 SHS HANCOCK JOHN FDS II STRATEGIC INC OPPORTUNITIES		2016-10-03	2018-12-14
	3942.58207 SHS HANCOCK JOHN FDS II STRATEGIC INC OPPORTUNITIES		2016-10-05	2018-12-14
	122 SHS HERMES INTL S A UNSPONSORED ADR		2016-06-09	2018-01-10
	48 SHS HERMES INTL S A UNSPONSORED ADR		2016-06-09	2018-04-11
	47 SHS HERMES INTL S A UNSPONSORED ADR		2016-06-09	2018-04-17
	86 SHS HERMES INTL S A UNSPONSORED ADR		2016-06-09	2018-07-18
	34 SHS HERMES INTL S A UNSPONSORED ADR		2016-06-09	2018-07-19
	91 SHS HERMES INTL S A UNSPONSORED ADR		2016-08-09	2018-07-19
	83 SHS HERMES INTL S A UNSPONSORED ADR		2016-09-06	2018-07-19
	89 SHS HERMES INTL S A UNSPONSORED ADR		2016-10-05	2018-07-19
	234 SHS HERMES INTL S A UNSPONSORED ADR		2017-01-05	2018-07-19
	162 SHS INDUSTRIA DE DISENO TEXTI INDITEX SA UNSPONSORED ADR		2016-05-11	2018-01-10
	88 SHS INDUSTRIA DE DISENO TEXTI INDITEX SA UNSPONSORED ADR		2016-05-11	2018-04-11
	124 SHS INDUSTRIA DE DISENO TEXTI INDITEX SA UNSPONSORED ADR		2016-05-11	2018-04-17
	9311.72300 JPMORGAN GLOBAL RESEARCH ENHANCED INDEX FUND CL I		2016-05-11	2018-01-10
	1693.74800 JPMORGAN GLOBAL RESEARCH ENHANCED INDEX FUND CL I		2016-08-09	2018-01-10
	10247.29800 SHS JOHN HANCOCK FDSII ABSLT RETURN CURR FD CL I		2017-01-05	2018-01-10
	2216.58900 SHS JOHN HANCOCK FDS II STRATEGIC INCOME OPPTYS FD I		2016-05-11	2018-04-11
	3658.71500 SHS JOHN HANCOCK FDS II STRATEGIC INCOME OPPTYS FD I		2016-05-11	2018-04-17
	14875.0611 SHS JPMORGAN UNCONSTRAINED DEB FUND R6		2016-05-11	2018-01-31
	64.42008 SHS JPMORGAN UNCONSTRAINED DEB FUND R6		2016-06-29	2018-01-31
	97.27949 SHS JPMORGAN UNCONSTRAINED DEB FUND R6		2016-07-28	2018-01-31
	5066.53357 SHS JPMORGAN UNCONSTRAINED DEB FUND R6		2016-08-09	2018-01-31
	104.24857 SHS JPMORGAN UNCONSTRAINED DEB FUND R6		2016-08-30	2018-01-31
	4940.57353 SHS JPMORGAN UNCONSTRAINED DEB FUND R6		2016-09-06	2018-01-31
	71.48408 SHS JPMORGAN UNCONSTRAINED DEB FUND R6		2016-09-29	2018-01-31
	4831.40284 SHS JPMORGAN UNCONSTRAINED DEB FUND R6		2016-10-05	2018-01-31
	151.61758 SHS JPMORGAN UNCONSTRAINED DEB FUND R6		2016-10-28	2018-01-31
	149.58060 SHS JPMORGAN UNCONSTRAINED DEB FUND R6		2016-11-29	2018-01-31
	350.30047 SHS JPMORGAN UNCONSTRAINED DEB FUND R6		2016-12-29	2018-01-31
	10291.17929 SHS JPMORGAN UNCONSTRAINED DEB FUND R6		2017-01-05	2018-01-31
	111.27560 SHS JPMORGAN UNCONSTRAINED DEB FUND R6		2017-01-30	2018-01-31
	452.69000 SHS JPMORGAN TR I GLOBAL RSRCH ENHNCD INDX FD		2016-08-09	2018-04-11
	1775.9321 SHS JPMORGAN TR I GLOBAL RSRCH ENHNCD INDX FD		2016-08-09	2018-04-17
	25.06989 SHS JPMORGAN TR I GLOBAL RSRCH ENHNCD INDX FD		2016-09-06	2018-04-17
	4015.64785 SHS JPMORGAN TR I GLOBAL RSRCH ENHNCD INDX FD		2016-09-06	2018-07-11
	4541.48330 SHS JPMORGAN TR I GLOBAL RSRCH ENHNCD INDX FD		2016-10-05	2018-07-11
	777.06977 SHS JPMORGAN TR I GLOBAL RSRCH ENHNCD INDX FD		2016-12-21	2018-07-11
	7150.50959 SHS JPMORGAN TR I GLOBAL RSRCH ENHNCD INDX FD		2017-01-05	2018-07-11
	1202.14477 SHS JPMORGAN TR I GLOBAL RSRCH ENHNCD INDX FD		2017-02-24	2018-07-11
	5197.11500 SHS JPMORGAN TRII CORE PLUS BD FD ULTRA CL		2016-05-11	2018-04-11
	9521.93600 SHS JPMORGAN TRII CORE PLUS BD FD ULTRA CL		2016-05-11	2018-04-17
	6729.08900 SHS JPMORGAN TRII CORE PLUS BD FD ULTRA CL		2016-05-11	2018-12-14
	194 SHS LVMH MOET HENNESSEY LOUIS VUITTON SA UNSPONSORED ADR		2016-05-11	2018-01-10
	82 SHS LVMH MOET HENNESSEY LOUIS VUITTON SA UNSPONSORED ADR		2016-05-11	2018-04-11
	57 SHS LVMH MOET HENNESSEY LOUIS VUITTON SA UNSPONSORED ADR		2016-05-11	2018-04-17
	20 SHS LVMH MOET HENNESSEY LOUIS VUITTON SA UNSPONSORED ADR		2016-05-11	2018-10-31
	99 SHS ELI LILLY & CO		2016-05-11	2018-01-10
	241 SHS ELI LILLY & CO		2016-05-11	2018-04-04
	188 SHS ELI LILLY & CO		2016-09-06	2018-04-04
	89 SHS ELI LILLY & CO		2016-10-05	2018-04-04
	86 SHS ELI LILLY & CO		2017-01-05	2018-04-04
	67 SHS LOWES COMPANIES INC		2016-05-11	2018-01-10
	42 SHS LOWES COMPANIES INC		2016-05-11	2018-04-17
	55 SHS LOWES COMPANIES INC		2016-05-11	2018-05-03
	100 SHS LOWES COMPANIES INC		2016-08-09	2018-05-03
	15 SHS LOWES COMPANIES INC		2016-09-06	2018-05-03
	67 SHS LUXOTTICA GROUP SPA AMERICAN DEPOSITORY RECEIPTS SPONSORED		2016-11-18	2018-01-10
	33 SHS LUXOTTICA GROUP SPA AMERICAN DEPOSITORY RECEIPTS SPONSORED		2016-11-18	2018-04-11
	51 SHS LUXOTTICA GROUP SPA AMERICAN DEPOSITORY RECEIPTS SPONSORED		2016-11-18	2018-04-17
	34 SHS LUXOTTICA GROUP SPA AMERICAN DEPOSITORY RECEIPTS SPONSORED		2016-11-18	2018-10-31
	107 SHS LUXOTTICA GROUP SPA AMERICAN DEPOSITORY RECEIPTS SPONSORED		2016-11-18	2018-11-15
	115 SHS LUXOTTICA GROUP SPA AMERICAN DEPOSITORY RECEIPTS SPONSORED		2016-11-21	2018-11-15
	189 SHS LUXOTTICA GROUP SPA AMERICAN DEPOSITORY RECEIPTS SPONSORED		2017-01-05	2018-11-15
	1128.41200 SHS MFS SER TR X EMERGING MARK DEBT FUND CLASS I		2016-07-28	2018-04-11
	2634.63700 SHS MFS SER TR X EMERGING MARK DEBT FUND CLASS I		2016-07-28	2018-04-17
	1117.00700 SHS MFS SER TR X EMERGING MKTS DEBT FD R6		2016-07-28	2018-12-14
	4068.28300 SHS MAINSTAY FDS MACKAY HGH YLD CORP BD FD R6		2016-05-11	2018-04-11
	7066.90000 SHS MAINSTAY FDS MACKAY HGH YLD CORP BD FD R6		2016-05-11	2018-04-17
	4327.38500 SHS MAINSTAY FDS MACKAY HGH YLD CORP BD FD R6		2016-05-11	2018-12-14
	118 SHS NESTLE SA-SPONSORED ADR REPSTG REGD ORD SF 10 PAR		2016-05-11	2018-01-10
	51 SHS NESTLE SA-SPONSORED ADR REPSTG REGD ORD SF 10 PAR		2016-05-11	2018-04-11
	61 SHS NESTLE SA-SPONSORED ADR REPSTG REGD ORD SF 10 PAR		2016-05-11	2018-04-17
	11 SHS NESTLE SA-SPONSORED ADR REPSTG REGD ORD SF 10 PAR		2016-05-11	2018-05-10
	20 SHS NESTLE SA-SPONSORED ADR REPSTG REGD ORD SF 10 PAR		2016-05-11	2018-12-14
	769.36700 SHS NEUBERGER BERMAN ALTERNATI FDS LONG SHORT FD INSTL CL		2016-05-11	2018-04-11
	2064.40000 SHS NEUBERGER BERMAN ALTERNATI FDS LONG SHORT FD INSTL CL		2016-05-11	2018-04-17
	4005.60600 SHS NEUBERGER BERMAN ALTERNATI FDS LONG SHORT FD INSTL CL		2016-05-11	2018-07-11
	3137.53300 SHS NEUBERGER BERMAN ALTERNATI FDS LONG SHORT FD INSTL CL		2016-08-09	2018-07-11
	639 SHS NEUBERGER BERMAN ALTERNATI FDS LONG SHORT FD INSTL CL		2016-09-06	2018-07-11
	2564.93400 SHS NEUBERGER BERMAN ALTERNATI FDS LONG SHORT FD INSTL CL		2016-09-06	2018-11-09
	3129.46700 SHS NEUBERGER BERMAN ALTERNATI FDS LONG SHORT FD INSTL CL		2016-10-05	2018-11-09
	5880.79400 SHS NEUBERGER BERMAN ALTERNATI FDS LONG SHORT FD INSTL CL		2017-01-05	2018-11-09
	1144.68800 SHS NEUBERGER BERMAN ALTERNATI FDS LONG SHORT FD INSTL CL		2017-02-24	2018-11-09
	1013.06500 SHS NEUBERGER BERMAN ALTERNATI FDS LONG SHORT FD INSTL CL		2017-07-27	2018-11-09
	19 SHS NEWMARKET CORPORATION		2016-05-11	2018-01-10
	2 SHS NEWMARKET CORPORATION		2016-05-11	2018-02-27
	12 SHS NEWMARKET CORPORATION		2016-05-11	2018-04-17
	6 SHS NEWMARKET CORPORATION		2016-05-11	2018-12-14
	113 SHS NIKE INC		2016-08-25	2018-01-10
	6 SHS NIKE INC		2016-08-25	2018-02-27
	82 SHS NIKE INC		2016-08-25	2018-04-17
	263 SHS NIKE INC		2016-08-25	2018-10-04
	128 SHS NIKE INC		2016-09-06	2018-10-04
	102 SHS NIKE INC		2016-10-05	2018-10-04
	129 SHS NIKE INC		2017-01-05	2018-10-04
	72 SHS NIKE INC		2017-07-27	2018-10-04
	62 SHS NORFOLK SOUTHERN CORP		2016-05-11	2018-01-10
	38 SHS NORFOLK SOUTHERN CORP		2016-05-11	2018-04-17
	127 SHS NOVOZYMES A/S ADR		2016-05-11	2018-01-10
	73 SHS NOVOZYMES A/S ADR		2016-05-11	2018-04-11
	76 SHS NOVOZYMES A/S ADR		2016-05-11	2018-04-17
	86 SHS NOVOZYMES A/S ADR		2016-05-11	2018-05-01
	122 SHS NOVOZYMES A/S ADR		2016-08-09	2018-05-01
	113 SHS NOVOZYMES A/S ADR		2016-09-06	2018-05-01
	102 SHS NOVOZYMES A/S ADR		2016-10-05	2018-05-01
	313 SHS NOVOZYMES A/S ADR		2017-01-05	2018-05-01
	42 SHS NOVOZYMES A/S ADR		2017-04-12	2018-05-01
	25 SHS O REILLY AUTOMOTIVE INC		2016-05-11	2018-01-10
	15 SHS O REILLY AUTOMOTIVE INC		2016-05-11	2018-04-17
	7 SHS O REILLY AUTOMOTIVE INC		2016-05-11	2018-12-14
	3530.19000 SHS PIMCO HIGH YIELD FUND INSTL CL		2016-10-05	2018-02-15
	229.27200 SHS PIMCO HIGH YIELD FUND INSTL CL		2016-11-01	2018-02-15
	257.59200 SHS PIMCO HIGH YIELD FUND INSTL CL		2016-12-01	2018-02-15
	201.99400 SHS PIMCO HIGH YIELD FUND INSTL CL		2017-01-03	2018-02-15
	64.17300 SHS PIMCO HIGH YIELD FUND INSTL CL		2017-01-04	2018-02-15
	12879.14900 SHS PIMCO HIGH YIELD FUND INSTL CL		2017-01-05	2018-02-15
	280.49700 SHS PIMCO HIGH YIELD FUND INSTL CL		2017-02-01	2018-02-15
	721.41800 SHS PIMCO FDS PIMCO DYNAMIC BOND FUND INST		2016-08-09	2018-04-17
	5177.99100 SHS PIMCO FDS PIMCO DYNAMIC BOND FUND INST		2016-08-09	2018-11-09
	82.73900 SHS PIMCO FDS PIMCO DYNAMIC BOND FUND INST		2016-09-01	2018-11-09
	7680.74100 SHS PIMCO FDS PIMCO DYNAMIC BOND FUND INST		2016-09-06	2018-11-09
	85.28100 SHS PIMCO FDS PIMCO DYNAMIC BOND FUND INST		2016-10-03	2018-11-09
	6788.03900 SHS PIMCO FDS PIMCO DYNAMIC BOND FUND INST		2016-10-05	2018-11-09
	73.77000 SHS PIMCO FDS PIMCO DYNAMIC BOND FUND INST		2016-11-01	2018-11-09
	44.37200 SHS PIMCO FDS PIMCO DYNAMIC BOND FUND INST		2016-11-02	2018-11-09
	66.13400 SHS PIMCO FDS PIMCO DYNAMIC BOND FUND INST		2016-12-01	2018-11-09
	59.90100 SHS PIMCO FDS PIMCO DYNAMIC BOND FUND INST		2017-01-03	2018-11-09
	7686.45200 SHS PIMCO FDS PIMCO DYNAMIC BOND FUND INST		2017-01-05	2018-11-09
	40.67900 SHS PIMCO FDS PIMCO DYNAMIC BOND FUND INST		2017-02-01	2018-11-09
	42.70800 SHS PIMCO FDS PIMCO DYNAMIC BOND FUND INST		2017-03-01	2018-11-09
	54.48100 SHS PIMCO FDS PIMCO DYNAMIC BOND FUND INST		2017-04-03	2018-11-09
	44.75800 SHS PIMCO FDS PIMCO DYNAMIC BOND FUND INST		2017-05-01	2018-11-09
	44.85100 SHS PIMCO FDS PIMCO DYNAMIC BOND FUND INST		2017-06-01	2018-11-09
	51.07300 SHS PIMCO FDS PIMCO DYNAMIC BOND FUND INST		2017-07-03	2018-11-09
	47.97200 SHS PIMCO FDS PIMCO DYNAMIC BOND FUND INST		2017-08-01	2018-11-09
	53.96800 SHS PIMCO FDS PIMCO DYNAMIC BOND FUND INST		2017-09-01	2018-11-09
	54.65900 SHS PIMCO FDS PIMCO DYNAMIC BOND FUND INST		2017-10-02	2018-11-09
	55.10300 SHS PIMCO FDS PIMCO DYNAMIC BOND FUND INST		2017-11-01	2018-11-09
	220 SHS PROGRESSIVE CORP-OHIO		2016-05-11	2018-01-10
	38 SHS PROGRESSIVE CORP-OHIO		2016-05-11	2018-02-27
	152 SHS PROGRESSIVE CORP-OHIO		2016-05-11	2018-04-17
	16 SHS PROGRESSIVE CORP-OHIO		2016-05-11	2018-05-03
	46 SHS PROGRESSIVE CORP-OHIO		2016-05-11	2018-12-14
	521 SHS RECKITT BENCKISER PLC SPONSORED ADR		2016-05-11	2018-01-10
	943 SHS RECKITT BENCKISER PLC SPONSORED ADR		2016-05-11	2018-04-02
	440 SHS RECKITT BENCKISER PLC SPONSORED ADR		2016-08-09	2018-04-02
	405 SHS RECKITT BENCKISER PLC SPONSORED ADR		2016-09-06	2018-04-02
	432 SHS RECKITT BENCKISER PLC SPONSORED ADR		2016-10-05	2018-04-02
	1125 SHS RECKITT BENCKISER PLC SPONSORED ADR		2017-01-05	2018-04-02
	10153.00595 SHS ROWE T PRICE NEW INCOME FD INC CL I		2016-05-11	2018-04-11
	74.39190 SHS ROWE T PRICE NEW INCOME FD INC CL I		2016-06-01	2018-04-11
	117.70341 SHS ROWE T PRICE NEW INCOME FD INC CL I		2016-07-01	2018-04-11
	116.40001 SHS ROWE T PRICE NEW INCOME FD INC CL I		2016-08-01	2018-04-11
	1416.99573 SHS ROWE T PRICE NEW INCOME FD INC CL I		2016-08-09	2018-04-11
	10371.70386 SHS ROWE T PRICE NEW INCOME FD INC CL I		2016-08-09	2018-04-17
	134.20113 SHS ROWE T PRICE NEW INCOME FD INC CL I		2016-09-01	2018-04-17
	7983.58601 SHS ROWE T PRICE NEW INCOME FD INC CL I		2016-09-06	2018-04-17
	3288.07926 SHS ROWE T PRICE NEW INCOME FD INC CL I		2016-09-06	2018-12-14
	164.43360 SHS ROWE T PRICE NEW INCOME FD INC CL I		2016-10-03	2018-12-14
	8444.71914 SHS ROWE T PRICE NEW INCOME FD INC CL I		2016-10-05	2018-12-14
	48 SHS SOUTHWEST AIRLINES CO		2017-01-25	2018-04-17
	31 SHS SOUTHWEST AIRLINES CO		2017-01-25	2018-12-14
	100 SHS SYSMEX CORPORATION UNSPONSORED ADR		2016-05-11	2018-01-10
	36 SHS SYSMEX CORPORATION UNSPONSORED ADR		2016-05-11	2018-04-11
	61 SHS SYSMEX CORPORATION UNSPONSORED ADR		2016-05-11	2018-04-17
	106 SHS SYSMEX CORPORATION UNSPONSORED ADR		2016-05-11	2018-12-24
	90 SHS SYSMEX CORPORATION UNSPONSORED ADR		2016-08-09	2018-12-24
	84 SHS SYSMEX CORPORATION UNSPONSORED ADR		2016-09-06	2018-12-24
	95 SHS SYSMEX CORPORATION UNSPONSORED ADR		2016-10-05	2018-12-24
	237 SHS SYSMEX CORPORATION UNSPONSORED ADR		2017-01-05	2018-12-24
	214 SHS TAIWAN SEMICONDUCTOR MFG LTD-SPONSORED ADR REPSTG 5 C		2016-05-11	2018-01-10
	150 SHS TAIWAN SEMICONDUCTOR MFG LTD-SPONSORED ADR REPSTG 5 C		2016-05-11	2018-04-11
	73 SHS TAIWAN SEMICONDUCTOR MFG LTD-SPONSORED ADR REPSTG 5 C		2016-05-11	2018-04-17
	28 SHS TAIWAN SEMICONDUCTOR MFG LTD-SPONSORED ADR REPSTG 5 C		2016-08-09	2018-04-17
	176 SHS TENCENT HOLDINGS LIMITED UNSPONSORED ADR REPRESENTING SHARES		2016-08-09	2018-01-10
	15 SHS TENCENT HOLDINGS LIMITED UNSPONSORED ADR REPRESENTING SHARES		2016-09-06	2018-01-10
	93 SHS TENCENT HOLDINGS LIMITED UNSPONSORED ADR REPRESENTING SHARES		2016-09-06	2018-04-11
	81 SHS TENCENT HOLDINGS LIMITED UNSPONSORED ADR REPRESENTING SHARES		2016-09-06	2018-04-17
	44 SHS TENCENT HOLDINGS LIMITED UNSPONSORED ADR REPRESENTING SHARES		2016-09-06	2018-10-31
	4115.56200 SHS VANGUARD FIXED INCOME SECS INTER TERM INVT GRADE FD		2016-05-11	2018-04-11
	7940.11200 SHS VANGUARD FIXED INCOME SECS INTER TERM INVT GRADE FD		2016-05-11	2018-04-17
	5641.43500 SHS VANGUARD FIXED INCOME SECS INTER TERM INVT GRADE FD		2016-05-11	2018-12-14
	2638 SHS VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF		2017-05-25	2018-06-11
	282.15200 SHS VANGUARD INDEX TR VANGUARD 500 INDEX FD ADMIRA		2016-10-05	2018-04-11
	491.32300 SHS VANGUARD INDEX TR VANGUARD 500 INDEX FD ADMIRA		2016-10-05	2018-04-17
	16.88500 SHS VANGUARD INDEX TR VANGUARD 500 INDEX FD ADMIRA		2016-12-22	2018-04-17
	644.90400 SHS VANGUARD INDEX TR VANGUARD 500 INDEX FD ADMIRA		2017-01-05	2018-04-17
	92 SHS VERIZON COMMUNICATIONS		2016-05-11	2018-01-10
	2 SHS VERIZON COMMUNICATIONS		2016-05-11	2018-02-27
	48 SHS VERIZON COMMUNICATIONS		2016-05-11	2018-04-17
	89 SHS VISA INC CL A COMMON STOCK		2016-05-11	2018-01-10
	9 SHS VISA INC CL A COMMON STOCK		2016-05-11	2018-02-27
	72 SHS VISA INC CL A COMMON STOCK		2016-05-11	2018-04-17
	21 SHS VISA INC CL A COMMON STOCK		2016-05-11	2018-12-14
	253 SHS WAL-MART DE MEXICO S A B C V SPONS ADR REPSTG SER V S		2016-05-11	2018-01-10
	13 SHS WAL-MART DE MEXICO S A B C V SPONS ADR REPSTG SER V S		2016-08-09	2018-01-10
	95 SHS WAL-MART DE MEXICO S A B C V SPONS ADR REPSTG SER V S		2016-08-09	2018-04-11
	19 SHS WAL-MART DE MEXICO S A B C V SPONS ADR REPSTG SER V S		2016-09-06	2018-04-11
	81 SHS WAL-MART DE MEXICO S A B C V SPONS ADR REPSTG SER V S		2016-09-06	2018-04-17
	30 SHS WAL-MART DE MEXICO S A B C V SPONS ADR REPSTG SER V S		2016-10-05	2018-04-17
	86 SHS WAL-MART DE MEXICO S A B C V SPONS ADR REPSTG SER V S		2016-10-05	2018-10-31
	7 SHS WAL-MART DE MEXICO S A B C V SPONS ADR REPSTG SER V S		2017-01-05	2018-10-31
	156 SHS WELLS FARGO & CO		2016-05-11	2018-01-10
	80 SHS WELLS FARGO & CO		2016-05-11	2018-04-17
	11 SHS WELLS FARGO & CO		2016-05-11	2018-05-03
	4158.60300 SHS WELLS FARGO CORE BOND FUND INSTITUTIONAL		2016-05-11	2018-04-11
	3555.99300 SHS WELLS FARGO CORE BOND FUND INSTITUTIONAL		2016-05-11	2018-04-17
	39.27500 SHS WELLS FARGO CORE BOND FUND INSTITUTIONAL		2016-06-01	2018-04-17
	60.26200 SHS WELLS FARGO CORE BOND FUND INSTITUTIONAL		2016-07-01	2018-04-17
	59.14400 SHS WELLS FARGO CORE BOND FUND INSTITUTIONAL		2016-08-01	2018-04-17
	3805.30900 SHS WELLS FARGO CORE BOND FUND INSTITUTIONAL		2016-08-09	2018-04-17
	4914.57569 SHS WELLS FARGO FDS TR TOTAL RETURN BD FD CL R6		2016-08-09	2018-12-14
	66.19899 SHS WELLS FARGO FDS TR TOTAL RETURN BD FD CL R6		2016-09-01	2018-12-14
	227.47132 SHS WELLS FARGO FDS TR TOTAL RETURN BD FD CL R6		2016-09-06	2018-12-14
	63 SHS ACCENTURE PLC IRELAND SHS CL A		2016-05-11	2018-01-10
	7 SHS ACCENTURE PLC IRELAND SHS CL A		2016-08-09	2018-01-10
	22 SHS ACCENTURE PLC IRELAND SHS CL A		2016-08-09	2018-04-11
	45 SHS ACCENTURE PLC IRELAND SHS CL A		2016-08-24	2018-04-17
	14 SHS ACCENTURE PLC IRELAND SHS CL A		2016-08-24	2018-10-31
	60 SHS ICON PLC		2016-05-11	2018-01-10
	26 SHS ICON PLC		2016-05-11	2018-04-11
	29 SHS ICON PLC		2016-05-11	2018-04-17
	12 SHS ICON PLC		2016-05-11	2018-10-31
	82 SHS CHUBB LTD COM		2016-05-11	2018-01-10
	26 SHS CHUBB LTD COM		2016-05-11	2018-04-11
	46 SHS CHUBB LTD COM		2016-05-11	2018-04-17
	2 SHS CHUBB LTD COM		2016-05-11	2018-05-10
	63 SHS CORE LABORATORIES NV		2016-05-11	2018-01-10
	29 SHS CORE LABORATORIES NV		2016-05-11	2018-04-11
	25 SHS CORE LABORATORIES NV		2016-05-11	2018-04-17
	19 SHS CORE LABORATORIES NV		2016-05-11	2018-10-31
	279 SHS FERRARI N V COM		2017-08-02	2018-08-03
	228 SHS YANDEX N V CLASS A		2016-05-11	2018-01-10
	140 SHS YANDEX N V CLASS A		2016-05-11	2018-04-11
	61 SHS YANDEX N V CLASS A		2016-05-11	2018-04-17
	222 SHS YANDEX N V CLASS A		2016-05-11	2018-04-23
	160 SHS YANDEX N V CLASS A		2016-08-09	2018-04-23
	186 SHS YANDEX N V CLASS A		2016-09-06	2018-04-23
	122 SHS YANDEX N V CLASS A		2016-10-05	2018-04-23
	463 SHS YANDEX N V CLASS A		2017-01-05	2018-04-23
	73 SHS YANDEX N V CLASS A		2017-02-24	2018-04-23
	CAPITAL GAINS DIVIDENDS	P

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	42,450	30,688	11,762
b	111,431	60,441	50,990
c	153,881	85,153	68,728
d	25,868	38,543	-12,675
e	43,120	41,076	2,044
	59,889	61,698	-1,809
	21,560	21,386	174
	101,807	175,735	-73,928
	37,641	39,711	-2,070
	18,821	19,727	-906
	163,649	207,387	-43,738
	82,779	77,645	5,134
	35,471	50,578	-15,107
	71,079	81,893	-10,814
	20,906	21,709	-803
	58,536	61,620	-3,084
	36,503	44,523	-8,020
	47,246	64,131	-16,885
	2,342	1,633	709
	185,356	208,950	-23,594
	63,806	82,500	-18,694
	22,897	25,604	-2,707
	57,243	60,898	-3,655
	53,427	60,246	-6,819
	64	64	0
	24,438	24,265	173
	375,000	355,201	19,799
	87,500	82,389	5,111
	14,459	10,468	3,991
	82,669	92,232	-9,563
	8,024	8,952	-928
	15,850	15,827	23
	27,279	27,140	139
	7,013	8,403	-1,390
	988	1,184	-196
	8,631	10,342	-1,711
	1,968	1,855	113
	8,986	9,036	-50
	2,143	2,198	-55
	5,133	5,382	-249
	1,642	1,727	-85
	8,787	6,789	1,998
	113,607	115,115	-1,508
	2,109	2,216	-107
	3,325	3,493	-168
	992	1,042	-50
	4,730	4,970	-240
	856	899	-43
	13,037	10,040	2,997
	698	712	-14
	1,902	1,942	-40
	52,402	53,494	-1,092
	769	785	-16
	723	738	-15
	1,700	1,736	-36
	3,634	3,709	-75
	181	185	-4
	21,943	22,401	-458
			0
	1,196	1,221	-25
	1,026	1,047	-21
	540	551	-11
	32,477	31,081	1,396
	77,652	73,591	4,061
	18,951	18,951	0
	17,055	16,405	650
	4,205	4,044	161
	7,692	7,729	-37
	21,733	21,899	-166
	1,142	1,142	0
	2,474	2,573	-99
	4,996	4,742	254
	3,089	3,009	80
	29,147	43,330	-14,183
	1,393	1,859	-466
	10,781	10,710	71
	21,118	20,476	642
	10,362	10,456	-94
	18,880	19,104	-224
	5,483	5,639	-156
	408	421	-13
	267	275	-8
	151	156	-5
	254	262	-8
	2,704	2,789	-85
	262	270	-8
	347	358	-11
	307	316	-9
	320	330	-10
	232	239	-7
	2,061	2,061	0
	6,312	6,202	110
	4,200	4,205	-5
	1,738	1,752	-14
	5,455	5,601	-146
	1,418	1,456	-38
	4,179	4,218	-39
	19,159	19,865	-706
	198,086	219,074	-20,988
	2,956	3,269	-313
	6,252	6,327	-75
	1,727	1,866	-139
	48	52	-4
	80	86	-6
	68	74	-6
	50	54	-4
	4,520	4,885	-365
	10	11	-1
	11	12	-1
	3	3	0
	21,220	21,409	-189
	20,735	21,089	-354
	40,323	41,676	-1,353
	20,021	20,693	-672
	2,408	2,507	-99
	29,941	29,528	413
	1,212	1,195	17
	471	464	7
	21,351	21,058	293
	1,654	1,632	22
	229	226	3
	1,235	1,218	17
	2,015	1,987	28
	1,532	1,511	21
	3,487	3,439	48
	10,013	9,875	138
	1,171	1,155	16
	18,164	14,685	3,479
	6,554	5,298	1,256
	11,680	9,443	2,237
	3,132	3,303	-171
	24,418	24,418	0
	846	870	-24
	3,580	3,168	412
	7,349	6,503	846
	243,398	243,152	246
	241	241	0
	9,652	9,659	-7
	19,290	19,310	-20
	30,165	30,343	-178
	34,504	34,150	354
	2,647	2,620	27
	2,991	2,961	30
	2,605	2,578	27
	2,770	2,742	28
	2,911	2,881	30
	19,844	19,640	204
	1,775	1,757	18
	1,925	1,905	20
	1,968	1,948	20
	1,862	1,842	20
	1,931	1,911	20
	1,014	1,004	10
	4,990	4,939	51
	983	973	10
	5,245	5,245	0
	2,445	2,264	181
	1,821	1,913	-92
	643	627	16
	8,005	7,806	199
	703	686	17
	674	657	17
	698	681	17
	898	875	23
	872	851	21
	936	912	24
	1,043	1,018	25
	968	944	24
	1,041	1,015	26
	811	790	21
	936	913	23
	7,834	7,862	-28
	6	6	0
	24	24	0
	19	19	0
	22	22	0
	5,052	5,553	-501
	1,544	1,569	-25
	2,360	2,414	-54
	1,883	1,747	136
	4,688	3,671	1,017
	486	916	-430
	54,615	54,699	-84
	229,106	227,395	1,711
	289,841	287,499	2,342
	207,158	204,070	3,088
	20,898	19,621	1,277
	43,268	40,190	3,078
	53,279	50,142	3,137
	6,068	5,798	270
	2,184	1,969	215
	3,727	3,282	445
	8,863	5,936	2,927
	2,881	2,044	837
	4,821	3,941	880
	222,880	232,879	-9,999
	43,484	45,435	-1,951
	50,988	53,276	-2,288
	49,658	51,886	-2,228
	1,480	1,480	0
	302	302	0
	64	64	0
	20,473	21,623	-1,150
	99,705	111,239	-11,534
	21,724	24,237	-2,513
	5,324	4,315	1,009
	4,217	2,687	1,530
	5,263	3,257	2,006
	3,057	2,117	940
	102,207	101,226	981
	164,272	186,921	-22,649
	605	724	-119
	481	576	-95
	13,828	16,569	-2,741
	19,890	20,269	-379
	18,301	19,048	-747
	6,905	6,341	564
	1,846	1,585	261
	4,797	4,227	570
	1,832	1,585	247
	9,610	7,637	1,973
	3,168	2,546	622
	12,190	11,226	964
	4,982	5,032	-50
	10,477	10,610	-133
	20,183	20,475	-292
	153,081	160,843	-7,762
	16,883	17,739	-856
	27,600	29,000	-1,400
	13,333	7,378	5,955
	2,510	1,341	1,169
	7,843	4,216	3,627
	2,680	2,263	417
	7,271	6,045	1,226
	1,886	1,591	295
	4,853	2,275	2,578
	98	43	55
	1,931	921	1,010
	543	272	271
	1,215	742	473
	21,147	14,775	6,372
	2,323	1,578	745
	10,008	7,172	2,836
	572	430	142
	289,148	293,194	-4,046
	777	788	-11
	1,261	1,279	-18
	62,129	63,002	-873
	1,136	1,152	-16
	58,573	59,396	-823
	23	23	0
	55,720	56,503	-783
	663	673	-10
	13,559	13,750	-191
	12,440	12,589	-149
	19,535	19,772	-237
	84,237	85,992	-1,755
	34,852	35,578	-726
	3,031	3,094	-63
	2,212	2,259	-47
	11,157	7,486	3,671
	6,865	4,634	2,231
	339,549	329,044	10,505
	82,854	80,290	2,564
	5,308	6,132	-824
	136	143	-7
	2,161	2,477	-316
	1,839	2,567	-728
	1,267	1,711	-444
	10,282	8,905	1,377
	20,076	17,296	2,780
	80,903	77,817	3,086
	77,159	74,215	2,944
	10,280	9,888	392
	3,972	3,821	151
	6,094	4,135	1,959
	3,810	2,704	1,106
	4,161	2,927	1,234
	1,657	1,145	512
	1,108	700	408
	13,554	9,936	3,618
	15,840	10,954	4,886
	4,924	3,258	1,666
	5,651	3,665	1,986
	126	88	38
	9,830	7,307	2,523
	4,646	3,585	1,061
	4,330	3,309	1,021
	11,080	8,095	2,985
	2,617	2,152	465
	4,310	3,484	826
	13,851	10,287	3,564
	7,238	5,676	1,562
	2,873	2,585	288
	6,800	5,380	1,420
	1,831	1,624	207
	3,139	2,639	500
	1,377	1,218	159
	7,376	4,976	2,400
	45	27	18
	5,417	3,281	2,136
	5,204	5,160	44
	263	274	-11
	2,734	2,785	-51
	20,261	19,291	970
	80	79	1
	4,538	4,387	151
	1,020	955	65
	197	181	16
	2,478	2,213	265
	3,299	2,777	522
	6,987	5,875	1,112
	15,370	11,993	3,377
	9,725	8,627	1,098
	3,215	2,825	390
	5,087	4,540	547
	1,448	1,375	73
	11,414	5,745	5,669
	8,634	4,816	3,818
	10,252	6,505	3,747
	1,065	629	436
	9,184	5,114	4,070
	8,760	5,279	3,481
	2,261	1,378	883
	745	431	314
	69,060	69,528	-468
	115,804	117,791	-1,987
	174,429	179,392	-4,963
	99,833	102,859	-3,026
	1,317	1,357	-40
	13,214	9,607	3,607
	2,091	1,588	503
	8,316	6,669	1,647
	2,268	2,223	45
	2,493	2,303	190
	11,452	7,107	4,345
	3,070	1,973	1,097
	7,284	4,527	2,757
	4,283	2,706	1,577
	179,227	184,757	-5,530
	17,937	18,366	-429
	22,020	22,201	-181
	19,579	20,364	-785
	63,935	66,499	-2,564
	51,751	53,826	-2,075
	45,971	47,815	-1,844
	1,580	1,644	-64
	20,429	21,248	-819
	5,072	5,121	-49
	2,622	2,560	62
	3,504	3,369	135
	11,327	9,165	2,162
	3,435	2,859	576
	6,204	5,114	1,090
	450	348	102
	1,540	1,228	312
	6,133	3,733	2,400
	1,250	811	439
	4,031	2,597	1,434
	1,118	974	144
	10,451	7,422	3,029
	2,253	1,455	798
	7,100	4,657	2,443
	5,792	4,366	1,426
	7,336	5,635	1,701
	1,868	1,631	237
	294,633	295,460	-827
	20	20	0
	505	506	-1
	202	203	-1
	58,595	58,759	-164
	7,628	7,609	19
	9,766	9,742	24
	5,553	5,728	-175
	559	576	-17
	39,852	41,102	-1,250
	595	614	-19
	156	161	-5
	762	786	-24
	663	683	-20
	701	723	-22
	50,191	51,766	-1,575
	710	733	-23
	907	936	-29
	336	346	-10
	9,191	5,813	3,378
	3,923	2,555	1,368
	5,118	3,322	1,796
	2,922	2,108	814
	74,642	79,075	-4,433
	281	298	-17
	472	501	-29
	485	515	-30
	48,709	51,695	-2,986
	565	599	-34
	46,746	49,611	-2,865
	690	732	-42
	39,584	42,010	-2,426
	6,566	4,587	1,979
	3,030	1,805	1,225
	3,044	1,767	1,277
	5,414	3,233	2,181
	2,131	1,278	853
	5,704	3,925	1,779
	5,203	3,655	1,548
	5,579	3,641	1,938
	14,667	9,637	5,030
	2,798	2,600	198
	1,387	1,397	-10
	1,928	1,990	-62
	217,336	171,741	45,595
	39,532	31,239	8,293
	96,530	99,768	-3,238
	23,851	23,617	234
	39,441	38,982	459
	149,346	147,290	2,056
	647	638	9
	977	963	14
	50,868	50,168	700
	1,047	1,032	15
	49,603	48,921	682
	718	708	10
	48,507	47,840	667
	1,522	1,501	21
	1,502	1,481	21
	3,517	3,469	48
	103,323	101,901	1,422
	1,117	1,102	15
	10,072	8,262	1,810
	40,225	32,412	7,813
	568	458	110
	91,195	73,730	17,465
	103,137	83,384	19,753
	17,647	14,267	3,380
	162,388	131,287	31,101
	27,301	22,072	5,229
	42,201	42,634	-433
	77,223	79,033	-1,810
	53,765	55,613	-1,848
	11,221	6,500	4,721
	5,646	2,748	2,898
	3,921	1,910	2,011
	1,213	670	543
	8,493	7,615	878
	18,873	18,538	335
	14,722	14,745	-23
	6,970	7,235	-265
	6,735	6,496	239
	6,322	5,060	1,262
	3,643	3,172	471
	4,516	4,154	362
	8,211	8,160	51
	1,232	1,186	46
	4,047	3,475	572
	2,086	1,712	374
	3,282	2,645	637
	2,130	1,764	366
	6,462	5,550	912
	6,945	6,095	850
	11,415	9,669	1,746
	16,543	16,543	0
	38,597	39,160	-563
	15,269	16,302	-1,033
	23,026	22,783	243
	40,211	39,575	636
	23,584	24,109	-525
	10,020	8,838	1,182
	4,079	3,820	259
	4,743	4,569	174
	848	824	24
	1,682	1,498	184
	11,117	9,905	1,212
	30,099	26,577	3,522
	59,684	51,716	7,968
	46,749	40,509	6,240
	9,527	8,255	1,272
	37,422	33,116	4,306
	45,659	40,405	5,254
	85,801	75,927	9,874
	16,701	14,779	1,922
	14,781	13,080	1,701
	7,519	7,750	-231
	840	816	24
	4,998	4,895	103
	2,343	2,447	-104
	7,237	6,685	552
	410	355	55
	5,536	4,851	685
	21,140	15,559	5,581
	10,289	7,844	2,445
	8,199	5,462	2,737
	10,369	6,785	3,584
	5,788	4,188	1,600
	9,484	5,558	3,926
	5,138	3,407	1,731
	7,054	6,158	896
	3,724	3,540	184
	3,915	3,685	230
	4,030	4,170	-140
	5,717	5,924	-207
	5,295	4,988	307
	4,780	4,516	264
	14,667	13,073	1,594
	1,968	1,722	246
	6,492	6,597	-105
	3,400	3,958	-558
	2,474	1,847	627
	31,066	30,747	319
	2,018	1,997	21
	2,267	2,244	23
	1,778	1,759	19
	565	559	6
	113,337	112,174	1,163
	2,468	2,443	25
	7,791	7,558	233
	55,663	54,283	1,380
	889	867	22
	82,568	80,520	2,048
	917	894	23
	72,971	71,161	1,810
	793	773	20
	477	465	12
	711	693	18
	644	628	16
	82,629	80,579	2,050
	437	426	11
	459	448	11
	586	571	15
	481	469	12
	482	470	12
	549	535	14
	516	503	13
	580	566	14
	588	573	15
	592	578	14
	12,236	7,344	4,892
	2,239	1,268	971
	9,477	5,074	4,403
	937	534	403
	2,855	1,535	1,320
	9,725	10,524	-799
	15,469	19,049	-3,580
	7,218	8,761	-1,543
	6,644	8,254	-1,610
	7,087	8,117	-1,030
	18,455	19,357	-902
	94,220	94,220	0
	690	690	0
	1,092	1,092	0
	1,080	1,080	0
	13,150	13,150	0
	96,146	97,029	-883
	1,244	1,268	-24
	74,008	75,440	-1,432
	29,856	30,622	-766
	1,493	1,553	-60
	76,678	79,735	-3,057
	2,632	2,381	251
	1,565	1,538	27
	4,078	3,440	638
	1,585	1,238	347
	2,695	2,098	597
	2,451	3,646	-1,195
	2,081	3,077	-996
	1,943	2,724	-781
	2,197	3,470	-1,273
	5,481	7,329	-1,848
	8,811	4,973	3,838
	6,537	3,486	3,051
	3,075	1,696	1,379
	1,179	821	358
	9,854	4,286	5,568
	840	414	426
	4,967	2,568	2,399
	4,157	2,236	1,921
	1,496	1,215	281
	39,098	39,824	-726
	75,272	78,758	-3,486
	52,578	55,559	-2,981
	156,516	147,299	9,217
	68,868	61,596	7,272
	122,860	107,259	15,601
	4,222	3,686	536
	161,265	140,787	20,478
	4,738	4,724	14
	97	103	-6
	2,345	2,465	-120
	10,524	6,937	3,587
	1,118	701	417
	8,898	5,612	3,286
	2,847	1,637	1,210
	6,098	6,112	-14
	313	326	-13
	2,582	2,385	197
	516	444	72
	2,235	1,892	343
	828	672	156
	2,197	1,926	271
	179	121	58
	9,883	7,735	2,148
	4,071	3,967	104
	563	545	18
	52,440	53,076	-636
	44,770	45,959	-1,189
	494	508	-14
	759	779	-20
	745	764	-19
	47,909	49,181	-1,272
	61,039	63,294	-2,255
	822	856	-34
	2,825	2,940	-115
	9,958	7,336	2,622
	1,106	815	291
	3,290	2,561	729
	6,894	5,199	1,695
	2,215	1,605	610
	7,021	3,831	3,190
	3,037	1,660	1,377
	3,469	1,852	1,617
	1,649	766	883
	11,938	10,201	1,737
	3,489	3,235	254
	6,330	5,723	607
	268	249	19
	7,411	7,771	-360
	3,338	3,470	-132
	2,931	3,084	-153
	1,638	2,344	-706
	35,926	30,379	5,547
	7,905	4,524	3,381
	5,071	2,778	2,293
	2,077	1,210	867
	7,542	4,405	3,137
	5,436	3,566	1,870
	6,319	4,136	2,183
	4,145	2,688	1,457
	15,730	9,761	5,969
	2,480	1,712	768
	17,008		17,008

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			11,762
b			50,990
c			68,728
d			-12,675
e			2,044
			-1,809
			174
			-73,928
			-2,070
			-906
			-43,738
			5,134
			-15,107
			-10,814
			-803
			-3,084
			-8,020
			-16,885
			709
			-23,594
			-18,694
			-2,707
			-3,655
			-6,819
			0
			173
			19,799
			5,111
			3,991
			-9,563
			-928
			23
			139
			-1,390
			-196
			-1,711
			113
			-50
			-55
			-249
			-85
			1,998
			-1,508
			-107
			-168
			-50
			-240
			-43
			2,997
			-14
			-40
			-1,092
			-16
			-15
			-36
			-75
			-4
			-458
			0
			-25
			-21
			-11
			1,396
			4,061
			0
			650
			161
			-37
			-166
			0
			-99
			254
			80
			-14,183
			-466
			71
			642
			-94
			-224
			-156
			-13
			-8
			-5
			-8
			-85
			-8
			-11
			-9
			-10
			-7
			0
			110
			-5
			-14
			-146
			-38
			-39
			-706
			-20,988
			-313
			-75
			-139
			-4
			-6
			-6
			-4
			-365
			-1
			-1
			0
			-189
			-354
			-1,353
			-672
			-99
			413
			17
			7
			293
			22
			3
			17
			28
			21
			48
			138
			16
			3,479
			1,256
			2,237
			-171
			0
			-24
			412
			846
			246
			0
			-7
			-20
			-178
			354
			27
			30
			27
			28
			30
			204
			18
			20
			20
			20
			20
			10
			51
			10
			0
			181
			-92
			16
			199
			17
			17
			17
			23
			21
			24
			25
			24
			26
			21
			23
			-28
			0
			0
			0
			0
			-501
			-25
			-54
			136
			1,017
			-430
			-84
			1,711
			2,342
			3,088
			1,277
			3,078
			3,137
			270
			215
			445
			2,927
			837
			880
			-9,999
			-1,951
			-2,288
			-2,228
			0
			0
			0
			-1,150
			-11,534
			-2,513
			1,009
			1,530
			2,006
			940
			981
			-22,649
			-119
			-95
			-2,741
			-379
			-747
			564
			261
			570
			247
			1,973
			622
			964
			-50
			-133
			-292
			-7,762
			-856
			-1,400
			5,955
			1,169
			3,627
			417
			1,226
			295
			2,578
			55
			1,010
			271
			473
			6,372
			745
			2,836
			142
			-4,046
			-11
			-18
			-873
			-16
			-823
			0
			-783
			-10
			-191
			-149
			-237
			-1,755
			-726
			-63
			-47
			3,671
			2,231
			10,505
			2,564
			-824
			-7
			-316
			-728
			-444
			1,377
			2,780
			3,086
			2,944
			392
			151
			1,959
			1,106
			1,234
			512
			408
			3,618
			4,886
			1,666
			1,986
			38
			2,523
			1,061
			1,021
			2,985
			465
			826
			3,564
			1,562
			288
			1,420
			207
			500
			159
			2,400
			18
			2,136
			44
			-11
			-51
			970
			1
			151
			65
			16
			265
			522
			1,112
			3,377
			1,098
			390
			547
			73
			5,669
			3,818
			3,747
			436
			4,070
			3,481
			883
			314
			-468
			-1,987
			-4,963
			-3,026
			-40
			3,607
			503
			1,647
			45
			190
			4,345
			1,097
			2,757
			1,577
			-5,530
			-429
			-181
			-785
			-2,564
			-2,075
			-1,844
			-64
			-819
			-49
			62
			135
			2,162
			576
			1,090
			102
			312
			2,400
			439
			1,434
			144
			3,029
			798
			2,443
			1,426
			1,701
			237
			-827
			0
			-1
			-1
			-164
			19
			24
			-175
			-17
			-1,250
			-19
			-5
			-24
			-20
			-22
			-1,575
			-23
			-29
			-10
			3,378
			1,368
			1,796
			814
			-4,433
			-17
			-29
			-30
			-2,986
			-34
			-2,865
			-42
			-2,426
			1,979
			1,225
			1,277
			2,181
			853
			1,779
			1,548
			1,938
			5,030
			198
			-10
			-62
			45,595
			8,293
			-3,238
			234
			459
			2,056
			9
			14
			700
			15
			682
			10
			667
			21
			21
			48
			1,422
			15
			1,810
			7,813
			110
			17,465
			19,753
			3,380
			31,101
			5,229
			-433
			-1,810
			-1,848
			4,721
			2,898
			2,011
			543
			878
			335
			-23
			-265
			239
			1,262
			471
			362
			51
			46
			572
			374
			637
			366
			912
			850
			1,746
			0
			-563
			-1,033
			243
			636
			-525
			1,182
			259
			174
			24
			184
			1,212
			3,522
			7,968
			6,240
			1,272
			4,306
			5,254
			9,874
			1,922
			1,701
			-231
			24
			103
			-104
			552
			55
			685
			5,581
			2,445
			2,737
			3,584
			1,600
			3,926
			1,731
			896
			184
			230
			-140
			-207
			307
			264
			1,594
			246
			-105
			-558
			627
			319
			21
			23
			19
			6
			1,163
			25
			233
			1,380
			22
			2,048
			23
			1,810
			20
			12
			18
			16
			2,050
			11
			11
			15
			12
			12
			14
			13
			14
			15
			14
			4,892
			971
			4,403
			403
			1,320
			-799
			-3,580
			-1,543
			-1,610
			-1,030
			-902
			0
			0
			0
			0
			0
			-883
			-24
			-1,432
			-766
			-60
			-3,057
			251
			27
			638
			347
			597
			-1,195
			-996
			-781
			-1,273
			-1,848
			3,838
			3,051
			1,379
			358
			5,568
			426
			2,399
			1,921
			281
			-726
			-3,486
			-2,981
			9,217
			7,272
			15,601
			536
			20,478
			14
			-6
			-120
			3,587
			417
			3,286
			1,210
			-14
			-13
			197
			72
			343
			156
			271
			58
			2,148
			104
			18
			-636
			-1,189
			-14
			-20
			-19
			-1,272
			-2,255
			-34
			-115
			2,622
			291
			729
			1,695
			610
			3,190
			1,377
			1,617
			883
			1,737
			254
			607
			19
			-360
			-132
			-153
			-706
			5,547
			3,381
			2,293
			867
			3,137
			1,870
			2,183
			1,457
			5,969
			768
			17,008

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	342,292
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see instructions before making any entries.

(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2017	1,744,103	31,490,356	0.055385
2016	582,027	30,122,331	0.019322
2015	0	30,006,628	0.000000
2014
2013

Total of line 1, column (d) .....................

0.074707

Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......

0.024902

Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......

30,617,530

Multiply line 4 by line 3......................

762,438

Enter 1% of net investment income (1% of Part I, line 27b)...........

8,854

Add lines 5 and 6........................

771,292

Enter qualifying distributions from Part XII, line 4,.............

1,520,530

If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2018)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	8,854
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	8,854
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	8,854
6	Credits/Payments:

a	2018 estimated tax payments and 2017 overpayment credited to 2018	6a	16,590
b	Exempt foreign organizations—tax withheld at source......	6b
c	Tax paid with application for extension of time to file (Form 8868)...	6c	0
d	Backup withholding erroneously withheld ...........	6d	0

7	Total credits and payments. Add lines 6a through 6d..............		7	16,590
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	80
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	7,656
11	Enter the amount of line 10 to be: Credited to 2019 estimated tax7,656	Refunded	11	0

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions

for definition).................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ 0(2) On foundation managers. bullet

$ 0

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

$ 0

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2018)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

MARION ULMANN Telephone no. bullet

(646) 239-0187

Located at bullet

68 3RD STREET SUITE 232BROOKLYNNY ZIP+4 bullet

11231

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2018?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2018, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2018?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2018.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?

Form 990-PF (2018)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d). Click to see attachment

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)
MARION ULMANN	DIRECTOR (FORMER) 15.00	96,000
SAUL FOUNDATION C/O NIXON PEABODY LLP 799 9TH STREET NW SUITE 500 WASHINGTON,DC200015327	DIRECTOR (FORMER) 15.00	96,000
JEAN DE LARROCHE	TREASURER (FORMER) 0.00	0
SAUL FOUNDATION C/O NIXON PEABODY LLP 799 9TH STREET NW SUITE 500 WASHINGTON,DC200015327	TREASURER (FORMER) 0.00	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2018)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
JP MORGAN	INVESTMENT CUSTODIAN SERVICES	104,958
390 COURT STREET BROOKLYN,NY11231	INVESTMENT CUSTODIAN SERVICES	104,958
NEUBERGER BERMAN BD LLC	INVESTMENT CUSTODIAN SERVICES	95,557
1290 AVENUE OF THE AMERICAS NEW YORK,NY10104	INVESTMENT CUSTODIAN SERVICES	95,557

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1	UNIVERSITE LAVAL - TO PREVENT UNINTENDED PREGNANCY AND FERTILITY CONTROL SPACING/PLANNING PREGNANCY - SEE STATEMENT 11.	50,000
2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

50,000

Form 990-PF (2018)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

30,678,969

Average of monthly cash balances.......................

401,178

Fair market value of all other assets (see instructions)................

3,640

Total (add lines 1a, b, and c).........................

31,083,787

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

31,083,787

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

466,257

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

30,617,530

Minimum investment return. Enter 5% of line 5..................

1,530,877

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

1,530,877

Tax on investment income for 2018 from Part VI, line 5......

8,854

Income tax for 2018. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

8,854

Distributable amount before adjustments. Subtract line 2c from line 1............

1,522,023

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

1,522,023

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

1,522,023

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

1,470,530

Program-related investments—total from Part IX-B..................

50,000

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

1,520,530

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

8,854

Adjusted qualifying distributions. Subtract line 5 from line 4..............

1,511,676

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2018)

Page 9

Part XIII

Undistributed Income (see instructions)

	(a) Corpus	(b) Years prior to 2017	(c) 2017	(d) 2018
1 Distributable amount for 2018 from Part XI, line 7				1,522,023
2 Undistributed income, if any, as of the end of 2018:
a Enter amount for 2017 only.......			1,233,263
b Total for prior years:20, 20, 20		0
3 Excess distributions carryover, if any, to 2018:
a From 2013......
b From 2014......
c From 2015......
d From 2016......
e From 2017......
fTotal of lines 3a through e........	0
4Qualifying distributions for 2018 from Part
XII, line 4: $ 1,520,530
a Applied to 2017, but not more than line 2a			1,233,263
b Applied to undistributed income of prior years (Election required—see instructions).....		0
c Treated as distributions out of corpus (Election required—see instructions)........	0
d Applied to 2018 distributable amount.....				287,267
e Remaining amount distributed out of corpus	0
5 Excess distributions carryover applied to 2018.	0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5	0
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........		0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......		0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........		0
e Undistributed income for 2017. Subtract line 4a from line 2a. Taxable amount—see instructions .............			0
f Undistributed income for 2018. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2019 ..........				1,234,756
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......	0
8 Excess distributions carryover from 2013 not applied on line 5 or line 7 (see instructions) ...	0
9Excess distributions carryover to 2019. Subtract lines 7 and 8 from line 6a ......	0
10 Analysis of line 9:
a Excess from 2014....
b Excess from 2015....
c Excess from 2016....
d Excess from 2017....
e Excess from 2018....

Form 990-PF (2018)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2018	(b) 2017	(c) 2016	(d) 2015	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or email address of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2018)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
THE IVORY FOUNDATION 48 RUE SAINT SEBASTIEN PARIS 75011 FR	NONE	FOREIGN EQUIVALENT P	SCIENTIFIC AND EDUCATIONAL	500,000
COMMUNITY HELP IN PARK SLOPE INC 200 4TH AVENUE BROOKLYN,NY11217	NONE	PC	CHARITABLE	2,000
DEVELOPMENT MEDIA INTERNATIONAL ASSOCIATES UNIT R RELIANCE WHARF HERTFORD ROAD LONDON N EW UK	NONE	FOREIGN EQUIVALENT P	CHARITABLE	300,000
BANK OF AMERICA CHARITABLE GIFT FUND PO BOX 1802 RPOVIDENCE,RI02901	NONE	PC	CHARITABLE	500,000
Total ................................. 3a				1,302,000

bApproved for future payment

Total ................................. 3b				0

Form 990-PF (2018)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........			14	45
4 Dividends and interest from securities....			14	785,889
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....			14	3,174	9,363
8 Gain or (loss) from sales of assets other than inventory ............			18	342,292
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: aSECTION 951A GILTI					96
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..		0		1,131,400	9,459

13Total. Add line 12, columns (b), (d), and (e)..................

1,140,859

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)
7	INCOME REPORTED IN COLUMN E REPRESENTS RETURN OF CAPITAL AND ACCRUED INCOME FROM THE INVESTMENTS.
11A	PASSTHROUGH INCOME OF SECTION 951(A), INCLUDED IN LINE 7 OTHER INCOME, COLUMN D.

Form 990-PF (2018)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.)? Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2018)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Grantee's Name	Grantee's Address	Grant Date	Grant Amount	Grant Purpose	Amount Expended By Grantee	Any Diversion By Grantee?	Dates of Reports By Grantee	Date of Verification	Results of Verification
INSTITUT CURIE	26 RUE DULM 75248 PARISCEDEX 05 FR	2016-12-27	200,000	TO DEVELOP A STANDARDIZED AND LOW-COST METHOLD FOR THE EARLY DETECTION OF BREAST CANCER BY HIGHLY TRAINED DOGS.	81,101	NOT TO OUR KNOWLEDGE	06/16/2017, 10/25/2018	2018-10-25	N/A
UNIVERSITE LAVAL	2320 RUE DES BIBLIOTHEQUES LOCAL 1462 QUBEC,QUEBECG1V 0A6 CA	2016-10-05	1,900,000	TO PREVENT UNINTENDED PREGNANCY AND FERTILITY CONTROL SPACING/PLANNING PREGNANCY.	244,892	NOT TO OUR KNOWLEDGE	05/15/2017, 06/01/2018	2018-06-01	N/A.

Name of Stock	End of Year Book Value	End of Year Fair Market Value
425367.46 SHS J P MORGAN DEPOSIT SWEEP	425,367	425,367
289079.8 SHS DREYFUS TREASURY SEC CASH MGMT ADMIN	289,080	289,080
377 SHS ACCENTURE PLC IRELAND	44,295	53,161
3700 SHS ACTIVISION BLIZZARD INC COM	173,839	172,309
407 SHS ADIDAS AG	38,873	42,466
90 SHS ADIENT PLC COM USD	4,193	1,355
1927 SHS AIA GROUP LTD	56,410	63,360
460 SHS ALBEMARLE CORPORATION	44,939	35,452
77 SHS ALLEGHANY CORP-DEL	43,092	47,996
319 SHS ALPHABET INC CAP STK CL C	276,244	330,360
750 SHS ALTRIA GROUP INC	49,412	37,043
410 SHS AMADEUS IT GROUP SA	31,222	28,706
3200 SHS AMERICAN AIRLINES GROUP INC COM	132,285	102,752
2500 SHS ANALOG DEVICES INC	210,696	214,575
11000 SHS ANNALY CAPITAL MANAGEMENT INC COM	116,930	108,020
850 SHS ANTHEM INC COM	199,115	223,236
2000 SHS AON PLC COM	233,792	290,720
451 SHS APPLE INC	51,602	71,141
162 SHS ASML HOLDING N V	28,630	25,210
2000 SHS ATHENE HOLDING LTD COM	104,047	79,660
1378 SHS ATLAS COPCO AB-SPONSORED	51,297	32,976
851 SHS BANK OF AMERICA CORP	15,315	20,969
500 SHS BB&T CORP DEP PFD SER H	12,530	11,755
537 SHS BERKSHIRE HATHAWAY INC	81,297	109,645
123 SHS BLACKROCK INC	45,939	48,317
49707.021 SHS BLACKROCK INDEX FDS INC	676,930	584,555
39264.15 SHS BLACKSTONE ALTRNTV INVT	417,681	404,028
600 SHS BOEING CO	195,988	193,500
16389.591 SHS BOSTON PARTNERS INV FDS	182,755	172,582
509 SHS BRISTOL MYERS SQUIBB CO	32,006	26,458
1000 SHS BROOKFIELD PROPERTY REIT INC PFD A	24,189	22,121
3600 SHS C S X CORP	204,084	223,668
307 SHS CANADIAN PACIFIC RAILWAY	45,360	54,529
1700 SHS CARLYLE GROUP L P PFD UNT A	39,740	34,629
863 SHS CARMAX INC	50,763	54,136
1012 SHS CARNIVAL CORP	52,303	49,892
272 SHS CHEVRON CORPORATION	28,958	29,591
915 SHS CHR HANSEN HLDG	28,260	40,594
2209 SHS CHUBB LTD	286,776	285,359
550 SHS CIGNA CORP NEW COM	122,367	104,456
1041 SHS CISCO SYSTEMS INC	32,038	45,107
3750 SHS CITIGROUP INC COM	209,727	195,225
8800 SHS CITIGROUP INC DEP 6.875% PFD	253,378	230,736
9000 SHS CITIGROUP INC DEP SHS PFD S 6.3%	239,146	229,500
601 SHS COCA COLA COMPANY	26,645	28,457
2328 SHS COMPASS GROUP PLC	45,464	48,655
650 SHS CONCHO RES INC	79,924	66,814
324 SHS CORE LABORATORIES NV	39,536	19,330
21138.72 SHS CRM MUT FD TR	223,047	196,379
1032 SHS CSL LTD	41,858	66,781
2464 SHS CVS HEALTH CORP COM	196,655	161,441
4775 SHS D R HORTON INC COM	144,852	165,502
135 SHS DEERE & CO	14,400	20,138
3950 SHS DELTA AIR LINES INC DEL COM	178,977	197,105
10000 SHS DEUTSCHE BK CONTINGNT CAP TR V	240,008	250,200
77070.25 SHS DODGE & COX INCOME FUND	1,059,207	1,021,952
687 SHS DOLLAR TREE INC	55,950	62,050
1398 SHS DSV A/S	35,143	46,064
1900 SHS EOG RESOURCES INC	183,513	165,699
855 SHS ESSILORLUXOTTICA	54,841	54,002
178 SHS ETF SER SOLUTIONS LONCAR CANCER	3,896	3,360
2621 SHS EXPERIAN PLC	51,142	63,310
180 SHS FEDEX CORP	35,121	29,039
2373.859 SHS FIDELITY SALEM STR TR	217,948	206,763
105 SHS GARRETT MOTION INC	1,401	1,296
222 SHS GENERAL DYNAMICS CORP	36,833	34,901
6443.112 SHS GMO TR	208,814	200,832
7000 SHS GOLDMAN SACHS GROUP INC	189,702	177,520
20166.609 SHS HANCOCK JOHN FDS II	214,968	200,456
507 SHS HDFC BK LTD	34,372	52,520
1037 SHS HEXAGON AB	60,821	48,532
250 SHS HOME DEPOT INC	43,803	42,955
1050 SHS HONEYWELL INTERNATIONAL INC COM	124,870	138,726
304 SHS ICON PLC	22,755	39,280
1064 SHS INDUSTRIA DE DISENO	18,294	13,523
878 SHS INVESCO EXCHANGE TRADED FD TR S&P500 EQL WGT	82,468	80,249
6493 SHS ISHARES CORE S&P 500 ETF	1,382,294	1,633,704
800 SHS ISHARES MSCI EMERGING MARKETS ETF	34,892	31,248
596 SHS ISHARES RUSSELL 2000 ETF	93,570	79,804
1864 SHS ISHARES TIPS BOND ETF	208,807	204,127
600 SHS ISHARES TRUST CORE MSCI EUROPE	28,780	24,798
9242 SHS J P MORGAN ETF TR BETABUILDERS CDA	214,322	190,940
9131 SHS J P MORGAN ETF TR BETABUILDERS JAPAN	215,583	192,847
3100 SHS JPMORGAN CHASE & CO	251,173	302,622
500 SHS JPMORGAN CHASE &CO DEP SHS 1/400 6.125% PFD	12,755	12,675
102102.033 SHS JPMORGAN TR II	846,810	818,858
5000 SHS KKR &CO INC	134,427	129,300
5400 SHS LENNAR CORP CL A	262,344	211,410
56 SHS LENNAR CORP CL B	2,078	1,754
3800 SHS LINCOLN NATIONAL CORP IND	237,414	194,978
97975.289 SHS LORD ABBETT INVT TR	406,595	406,597
229 SHS LOWES COMPANIES INC	17,312	21,150
819 SHS LVMH MOET HENNESSY LOUIS	29,323	47,879
1600 SHS LYONDELLBASELL INDUSTRIES N V COM	133,907	133,056
74997.957 SHS MAINSTAY FDS	421,668	399,739
229 SHS MARTIN MARIETTA	47,298	39,358
81 SHS METTLER-TOLEDO	47,495	45,812
29720.185 SHS MFS SER TR X	442,187	406,572
2875 SHS MICROSOFT CORP	175,083	292,014
3200 SHS MORGAN STANLEY 6.375% PFD	90,247	80,736
100 SHS MORGAN STANLEY 6.875% PFD	27,528	25,230
1500 SHS MOTOROLA SOLUTIONS INC	191,079	172,560
1212 SHS NESTLE SA-SPONSORED ADR	96,208	98,124
104 SHS NEWMARKET CORPORATION	44,385	42,857
403 SHS NORFOLK SOUTHERN CORP	39,443	60,265
135 SHS O REILLY AUTOMOTIVE INC	37,219	46,485
3700 SHS ORACLE CORP	154,211	167,055
274 SHS P RESMED INC	30,967	31,200
1355 SHS PERNOD RICARD SA	44,285	44,363
41510.776 SHS PIMCO SHORT TERM FUND	409,930	405,145
1249 SHS PROGRESSIVE CORP-OHIO	45,602	75,352
175 SHS RESIDEO TECHNOLOGIES INC	3,753	3,596
201739.05 SHS ROWE T PRICE NEW INCOME	1,905,051	1,845,912
262 SHS RYANAIR HLDGS PLC	31,628	18,691
342 SHS SHOPIFY INC	42,689	47,350
787 SHS SOUTHWEST AIRLINES CO	42,993	36,580
550 SHS SPDR DOW JONES INDL AVERAGE ETF TR UNIT	138,013	128,260
400 SHS SPDR INDEX SHS FDS EURO STOXX 50 ETF	16,081	13,308
389 SHS SPDR S&P 500 ETF TRUST UNIT SER 1 S&P	105,330	97,219
878 SHS SPDR SER TR S&P BIOTECH ETF	71,125	62,997
5700 SHS STARWOOD PPTY TR INC COM	132,245	112,347
281 SHS STERIS PLC	32,678	30,025
2650 SHS T MOBILE US INC	172,892	168,567
1466 SHS TAIWAN SEMICONDUCTOR MFG	43,677	54,110
1346 SHS TENCENT HOLDINGS LIMITED	39,900	53,127
2500 SHS TEXTRON INC	118,633	114,975
1025 SHS TRAVELERS COMPANIES INC COM	125,035	122,744
1400 SHS UNITED RENTALS INC	206,381	143,542
350 SHS UNITED TECHNOLOGIES CORP	46,270	37,268
58931.089 SHS VANGUARD BOND INDEX FD	611,514	615,830
133896.692 SHS VANGUARD CHARLOTTE FDS	2,912,114	2,904,219
87350.726 SHS VANGUARD FIXED INCOME	865,446	820,223
6024.695 SHS VANGUARD INDEX TR	1,407,904	1,394,355
3695 SHS VANGUARD INTL EQUITY	206,319	179,651
5198 SHS VANGUARD SHORT TERM BOND	406,696	408,407
2969 SHS VANGUARD TOTAL	161,359	161,068
455 SHS VERIZION COMMUNICATIONS	23,851	25,580
545 SHS VISA INC	46,553	71,907
1338 SHS WAL-MART DE MEXICO S A B	26,617	34,052
893 SHS WELLS FARGO & CO	46,361	41,149
15000 SHS WELLS FARGO & CO NEW DEP SHS REPSTG 1/1000 SER X CL A	370,743	345,750
500 SHS WELLS FARGO &CO NEW PFD SER W CL A 5.7%	12,414	11,900
81911.995 SHS WELLS FARGO FDS TR	1,058,724	1,024,719
14600 SHS WPX ENERGY INC COM	224,850	165,710

Description	Beginning of Year - Book Value	End of Year - Book Value	End of Year - Fair Market Value
ACCRUED DIVIDEND	15,189	25,072	25,072
SECURITY DEPOSITS	1,304	1,304	1,304

Description	Revenue and Expenses per Books	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
REGISTRATION AND FILING FEES	125	0		125
OFFICE EXPENSES	10,571	151		1,360

Category	Amount	Net Investment Income	Disbursements for Charitable Purposes
FOREIGN TAXES	7,390	7,390	0
FEDERAL TAXES	10,000	0	0
DE FRANCHISE TAX	50	0	50

Description	Revenue And Expenses Per Books	Net Investment Income	Adjusted Net Income
KKR & CO LP	2,227	2,227	2,227
NONDIVIDEND DISTRIBUTIONS	9,363	0	9,363
CARLYLE GROUP LP	947	947	947
SECTION 951A GILTI	96	96	96