Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 07-01-2018 , and ending 06-30-2019
Name of foundation
EDDIE AND JO ALLISON SMITH
FAMILY FOUNDATION INC
Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 1527
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
GREENVILLE, NC27835
A Employer identification number

56-1844198
B Telephone number (see instructions)

(252) 752-2111
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$85,650,248J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 11,030,185
2 Check bullet.............
3 Interest on savings and temporary cash investments 23,734 23,734  
4 Dividends and interest from securities... 894,429 556,232  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 2,320,265
b Gross sales price for all assets on line 6a 13,789,209
7 Capital gain net income (from Part IV, line 2)... 2,320,265
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 37,291 34,950  
12 Total. Add lines 1 through 11........ 14,305,904 2,935,181  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages...... 59,659 0   59,659
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 2,872 2,872   0
b Accounting fees (attach schedule)....... Click to see attachment 51,000 49,612   0
c Other professional fees (attach schedule).... Click to see attachment 396,341 385,553   0
17 Interest............... 2,173 0   0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 61,723 0   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings....... 305 297   0
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 12,853 12,503   0
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 586,926 450,837   59,659
25 Contributions, gifts, grants paid....... 3,920,705 3,920,705
26 Total expenses and disbursements. Add lines 24 and 25 4,507,631 450,837   3,980,364
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 9,798,273
b Net investment income (if negative, enter -0-) 2,484,344
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 7,685,094 5,348,863 5,366,017
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 7,649,570 Click to see attachment11,301,086 11,428,158
b Investments—corporate stock (attach schedule)....... 16,885,393 Click to see attachment20,352,671 26,151,699
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 29,193,367 Click to see attachment32,788,492 42,704,374
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 61,413,424 69,791,112 85,650,248
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 0 0
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 61,413,424 69,791,112
30 Total net assets or fund balances (see instructions)..... 61,413,424 69,791,112
31 Total liabilities and net assets/fund balances (see instructions). 61,413,424 69,791,112
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
61,413,424
2
Enter amount from Part I, line 27a .....................
2
9,798,273
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
71,211,697
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
1,420,585
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
69,791,112
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 25 SHS. ABBVIE INC COM 050114/GWK P 2014-05-01 2019-04-22
b 35 SHS. ABBVIE INC COM 102214/GWK P 2014-10-22 2019-04-22
c 15 SHS. ABBVIE INC COM 122414/GWK_SLD#1 P 2014-12-24 2019-04-22
d 114 SHS. ABN AMRO GRP NV ADR UNSPON 030518/LAZ P 2018-03-05 2019-05-15
e 199 SHS. ABN AMRO GRP NV ADR UNSPON 110117/LAZ P 2017-11-01 2019-05-15
100 SHS. AGNC INVST CORP COM 122118/GWK_SLD#1 P 2018-12-21 2019-04-22
66 SHS. AGRICULTURAL BK OF CHINA UNSP 010616/LAZ P 2016-01-06 2019-05-15
187 SHS. AGRICULTURAL BK OF CHINA UNSP 022216/LAZ_SLD#1 P 2016-02-22 2019-05-15
66 SHS. AGRICULTURAL BK OF CHINA UNSP 102815/LAZ P 2015-10-28 2019-05-15
0.6 SHS. ALCON AG COM 092116/LAZ P 2016-09-21 2019-04-10
6.6 SHS. ALCON AG COM 100917/LAZ P 2017-10-09 2019-04-10
5.8 SHS. ALCON AG COM 111516/LAZ P 2016-11-15 2019-04-10
225 SHS. ALTRIA GRP INC COM 011818/GWK P 2018-01-18 2019-03-07
20 SHS. ALTRIA GRP INC COM 012714/GWK P 2014-01-27 2019-03-07
130 SHS. ALTRIA GRP INC COM 012714/GWK_SLD#1 P 2014-01-27 2018-12-27
125 SHS. ALTRIA GRP INC COM 072617/GWK P 2017-07-26 2019-03-07
170 SHS. ALTRIA GRP INC COM 101513/GWK P 2013-10-15 2018-12-27
75 SHS. ALTRIA GRP INC COM 102214/GWK P 2014-10-22 2019-03-07
25 SHS. ALTRIA GRP INC COM 112916/GWK P 2016-11-29 2019-03-07
75 SHS. ALTRIA GRP INC COM 122414/GWK P 2014-12-24 2019-03-07
155 SHS. ALUMINA LTD-SPONS ADR 011018/LAZ_SLD#1 P 2018-01-10 2019-04-17
361 SHS. ALUMINA LTD-SPONS ADR 100917/LAZ P 2017-10-09 2019-04-17
28 SHS. ALUMINA LTD-SPONS ADR 112916/LAZ P 2016-11-29 2019-04-17
50 SHS. AMERICAN TOWER CORP REIT 011615/CHR P 2015-01-16 2019-04-03
100 SHS. AMERICAN TOWER CORP REIT 011615/CHR_SLD#1 P 2015-01-16 2018-12-03
50 SHS. AMERICAN TOWER CORP REIT 020615/CHR P 2015-02-06 2019-04-03
30 SHS. AMERICAN TOWER CORP REIT 030717/GWK_SLD#2 P 2017-03-07 2019-04-22
80 SHS. AMERICAN TOWER CORP REIT 080816/CHR_SLD#1 P 2016-08-08 2019-04-03
25 SHS. AMGEN INC COM 100917/GWK_SLD#1 P 2017-10-09 2019-04-22
14 SHS. ANALOG DEVICES INC COM 061418/LAZ_SLD#1 P 2018-06-14 2019-03-29
14 SHS. ANALOG DEVICES INC COM 061418/LAZ_SLD#2 P 2018-06-14 2019-05-28
17 SHS. ANHEUSER BUSCH INC BEV 050918/LAZ P 2018-05-09 2018-10-25
15 SHS. ANHEUSER BUSCH INC BEV 071817/LAZ P 2017-07-18 2018-10-02
12 SHS. ANHEUSER BUSCH INC BEV 100917/LAZ P 2017-10-09 2018-10-25
4 SHS. ANHEUSER BUSCH INC BEV 100917/LAZ_SLD#1 P 2017-10-09 2018-10-02
822 SHS. ARCHER-DANIELS-MIDLAND CO COM 021119/QO P 2019-02-11 2019-04-09
25 SHS. AT&T INC COM 011217/GWK P 2017-01-12 2018-10-30
100 SHS. AT&T INC COM 011818/GWK_SLD#1 P 2018-01-18 2018-10-30
75 SHS. AT&T INC COM 011818/GWK_SLD#2 P 2018-01-18 2019-04-22
175 SHS. AT&T INC COM 012714/GWK P 2014-01-27 2018-10-30
125 SHS. AT&T INC COM 032715/GWK P 2015-03-27 2018-10-30
125 SHS. AT&T INC COM 063017/GWK P 2017-06-30 2018-10-30
200 SHS. AT&T INC COM 072617/GWK P 2017-07-26 2018-10-30
81 SHS. AT&T INC COM 100917/LAZ_SLD#1 P 2017-10-09 2018-12-14
175 SHS. AT&T INC COM 101513/GWK P 2013-10-15 2018-10-30
75 SHS. AT&T INC COM 102214/GWK P 2014-10-22 2018-10-30
100 SHS. AT&T INC COM 102417/GWK P 2017-10-24 2018-10-30
86 SHS. AT&T INC COM 111516/LAZ P 2016-11-15 2018-12-14
25 SHS. T INC COM 112916/GWK P 2016-11-29 2018-10-30
75 SHS. AT&T INC COM 122614/GWK P 2014-12-26 2018-10-30
100 SHS. BP PLC SPONS ADR 010318/GWK_SLD#1 P 2018-01-03 2019-04-22
139 SHS. BRANDYWINE RLTY TR SH BEN INT NEW 031318/LAZ P 2018-03-13 2018-12-06
124 SHS. BRANDYWINE RLTY TR SH BEN INT NEW 081318/LAZ P 2018-08-13 2018-12-06
15 SHS. BROADCOM CORP COM 010918/GWK_SLD#1 P 2018-01-09 2019-04-22
30 SHS. BROADRIDGE FIN SOLUTIONS INC COM 030819/GWK_SLD#1 P 2019-03-08 2019-04-22
75 SHS. CHARLESTON SC 160357UV9 09 01 18/TD P 2011-04-28 2018-09-04
37 SHS. CHEESECAKE FACTORY INC COM 062518/LAZ P 2018-06-25 2018-11-29
91 SHS. CHEVRON CORP COM 011619/QO_SLD#1 P 2019-01-16 2019-02-11
10 SHS. CHINA MOBILE LTD SP ADR 050517/LAZ P 2017-05-05 2019-03-26
64 SHS. CHINA MOBILE LTD SP ADR 050818/LAZ P 2018-05-08 2019-04-08
48 SHS. CHINA MOBILE LTD SP ADR 051617/LAZ P 2017-05-16 2019-03-26
54 SHS. CHINA MOBILE LTD SP ADR 100917/LAZ P 2017-10-09 2019-04-08
4 SHS. CHINA MOBILE LTD SP ADR 100917/LAZ_SLD#1 P 2017-10-09 2019-03-26
191 SHS. CIELO SA ADR 012618/LAZ P 2018-01-26 2019-05-01
357 SHS. CIELO SA ADR 103117/LAZ P 2017-10-31 2019-05-01
20 SHS. CISCO SYSTEMS INC COM 022216/LAZ P 2016-02-22 2019-05-15
43 SHS. CISCO SYSTEMS INC COM 022216/LAZ_SLD#3 P 2016-02-22 2019-04-24
75 SHS. CISCO SYSTEMS INC COM 040215/GWK P 2015-04-02 2019-04-22
100 SHS. CISCO SYSTEMS INC COM 040215/GWK_SLD#1 P 2015-04-02 2018-10-19
75 SHS. CISCO SYSTEMS INC COM 040215/GWK_SLD#2 P 2015-04-02 2019-03-08
25 SHS. CISCO SYSTEMS INC COM 071416/GWK_SLD#1 P 2016-07-14 2019-04-22
150 SHS. CISCO SYSTEMS INC COM 082214(2)/GWK P 2014-08-22 2018-09-19
40 SHS. CISCO SYSTEMS INC COM 100917/LAZ_SLD#1 P 2017-10-09 2019-05-15
25 SHS. CISCO SYSTEMS INC COM 102214/GWK P 2014-10-22 2018-10-19
50 SHS. CISCO SYSTEMS INC COM 102214/GWK_SLD#1 P 2014-10-22 2018-09-19
75 SHS. CISCO SYSTEMS INC COM 122414/GWK P 2014-12-24 2018-10-19
150 SHS. CITIGROUP INC PFD-K FIX/FLT 072617/GWK P 2017-07-26 2019-01-18
124 SHS. CITIGROUP INC PFD-K FIX/FLT 113016/GWK P 2016-11-30 2019-01-18
26 SHS. CITIGROUP INC PFD-K FIX/FLT 113016/GWK_SLD#1 P 2016-11-30 2019-01-17
240 SHS. CITIGROUP INC PFD-K FIX-FLT 011818/GWK P 2018-01-18 2019-01-22
60 SHS. CITIGROUP INC PFD-K FIX-FLT 011818/GWK_SLD#1 P 2018-01-18 2019-01-18
225 SHS. CITIGROUP INC PFD-K FIX-FLT 020916/GWK P 2016-02-09 2019-01-17
25 SHS. CITIGROUP INC PFD-K FIX-FLT 021216/GWK P 2016-02-12 2019-01-17
84 SHS. CITIGROUP INC PFD-K FIX-FLT 062915/GWK P 2015-06-29 2019-01-16
33 SHS. CITIGROUP INC PFD-K FIX-FLT 063015/GWK P 2015-06-30 2019-01-17
167 SHS. CITIGROUP INC PFD-K FIX-FLT 063015/GWK_SLD#1 P 2015-06-30 2019-01-16
15 SHS. CME GRP INC COM CL-A 032118/GWK_SLD#1 P 2018-03-21 2019-04-22
24 SHS. COCA COLA CO COM 051617/LAZ_SLD#1 P 2017-05-16 2018-10-04
37 SHS. COCA COLA CO COM 112916/LAZ P 2016-11-29 2018-10-04
13144.52 SHS. COLUMBIA GLOABL TECH GR R5 122116 (FROM C&E) P 2016-12-21 2019-05-17
13634.05 SHS. COLUMBIA GLOBAL TECH GR R5 010719 (FROM C&E)_SLD#1 P 2019-01-07 2019-05-17
23458.45 SHS. COLUMBIA GLOBAL TECH GR R5 010719 (FROM C&E)_SLD#2 P 2019-01-07 2019-06-19
874.956 SHS. COLUMBIA GLOBAL TECH GR R5 022018 P 2018-02-20 2019-05-17
17646.81 SHS. COLUMBIA GLOBAL TECH GR R5 120216 P 2016-12-02 2019-05-17
1316.482 SHS. COLUMBIA GLOBAL TECH GR R5 120216_SLD#4 P 2016-12-02 2018-09-20
623.688 SHS. COLUMBIA GLOBAL TECH GR R5 121817(1) P 2017-12-18 2019-05-17
131.776 SHS. COLUMBIA GLOBAL TECH GR R5 121817(1) (FROM C&E) P 2017-12-18 2019-05-17
181.807 SHS. COLUMBIA GLOBAL TECH GR R5 121817(2) P 2017-12-18 2019-05-17
452.058 SHS. COLUMBIA GLOBAL TECH GR R5 121817(2) (FROM C&E) P 2017-12-18 2019-05-17
394.586 SHS. COLUMBIA GLOBAL TECH GR R5 121818(1) P 2018-12-18 2019-05-17
642.822 SHS. COLUMBIA GLOBAL TECH GR R5 121818(1) (FROM C&E) P 2018-12-18 2019-05-17
736.648 SHS. COLUMBIA GLOBAL TECH GR R5 121818(2) P 2018-12-18 2019-05-17
344.328 SHS. COLUMBIA GLOBAL TECH GR R5 121818(2) (FROM C&E) P 2018-12-18 2019-05-17
81.355 SHS. COLUMBIA GLOBAL TECH GR R5 121916 P 2016-12-19 2019-05-17
3208.216 SHS. COLUMBIA GLOBAL TECH GR R5 121916 (FROM C&E) P 2016-12-19 2019-05-17
240 SHS. COLUMBUS FRANKLIN CNTY OH 199098AJ3/MB P 2016-02-19 2019-02-15
85 SHS. COVANTA HLDG CORP COM 120514/GWK P 2014-12-05 2019-04-22
115 SHS. COVANTA HLDG CORP COM 120814/GWK_SLD#1 P 2014-12-08 2019-04-22
43 SHS. CVS HEALTH CORP 081418/LAZ P 2018-08-14 2019-06-06
466 SHS. CVS HEALTH CORP COM 011619/QO P 2019-01-16 2019-04-09
22 SHS. CYPRESS SEMICONDUCTOR CORP COM 022216/LAZ P 2016-02-22 2018-12-06
75 SHS. CYPRESS SEMICONDUCTOR CORP COM 080317/LAZ P 2017-08-03 2018-12-06
199 SHS. CYPRESS SEMICONDUCTOR CORP COM 100917/LAZ P 2017-10-09 2018-12-06
90 SHS. CYRUSONE INC COM 011615/CHR P 2015-01-16 2019-06-20
310 SHS. CYRUSONE INC COM 011615/CHR_SLD#1 P 2015-01-16 2019-05-09
25 SHS. CYRUSONE INC COM 012918/CHR P 2018-01-29 2019-06-20
100 SHS. CYRUSONE INC COM 013015/CHR P 2015-01-30 2019-06-20
170 SHS. CYRUSONE INC COM 032119/CHR P 2019-03-21 2019-06-20
25 SHS. CYRUSONE INC COM 041718/CHR P 2018-04-17 2019-06-20
300 SHS. CYRUSONE INC COM 061418/CHR P 2018-06-14 2019-06-20
100 SHS. CYRUSONE INC COM 072716/CHR P 2016-07-27 2019-06-20
50 SHS. CYRUSONE INC COM 081116/CHR P 2016-08-11 2019-06-20
25 SHS. CYRUSONE INC COM 081216/CHR P 2016-08-12 2019-06-20
75 SHS. CYRUSONE INC COM 081517/GWK_SLD#1 P 2017-08-15 2019-04-22
25 SHS. CYRUSONE INC COM 082216/CHR P 2016-08-22 2019-06-20
50 SHS. CYRUSONE INC COM 082516/CHR P 2016-08-25 2019-06-20
30 SHS. CYRUSONE INC COM 092618/CHR P 2018-09-26 2019-06-20
15 SHS. DARDEN RESTAURANTS INC COM 012714/GWK P 2014-01-27 2018-10-19
5 SHS. DARDEN RESTAURANTS INC COM 072617/GWK_SLD#1 P 2017-07-26 2018-10-24
20 SHS. DARDEN RESTAURANTS INC COM 072617/GWK_SLD#2 P 2017-07-26 2019-04-22
35 SHS. DARDEN RESTAURANTS INC COM 083115/GWK P 2015-08-31 2018-10-24
40 SHS. DARDEN RESTAURANTS INC COM 102214/GWK P 2014-10-22 2018-10-24
5 SHS. DARDEN RESTAURANTS INC COM 102214/GWK_SLD#1 P 2014-10-22 2018-10-19
15 SHS. DARDEN RESTAURANTS INC COM 112916/GWK P 2016-11-29 2018-10-24
40 SHS. DARDEN RESTAURANTS INC COM 122414/GWK P 2014-12-24 2018-10-24
1335.819 SHS. DODGE & COX INTL STK FD 021916 P 2016-02-19 2018-12-06
2031.135 SHS. DODGE & COX INTL STK FD 072117_SLD#1 P 2017-07-21 2018-12-06
126.717 SHS. DODGE & COX INTL STK FD 122116 P 2016-12-21 2018-12-06
291 SHS. DOLLAR GENERAL CORP COM 011619/QO P 2019-01-16 2019-02-11
150 SHS. EASTGROUP PROP INC CM 011615/CHR P 2015-01-16 2019-02-07
20 SHS. EASTGROUP PROP INC CM 020615/CHR P 2015-02-06 2019-03-12
30 SHS. EASTGROUP PROP INC CM 020615/CHR_SLD#1 P 2015-02-06 2019-02-07
35 SHS. EASTGROUP PROP INC CM 031617/CHR P 2017-03-16 2019-03-12
40 SHS. EASTGROUP PROP INC CM 072318/CHR P 2018-07-23 2019-03-12
75 SHS. EASTGROUP PROP INC CM 100516/CHR P 2016-10-05 2019-03-12
26 SHS. EATON CORP PLC COM 011619(1)/QO_SLD#1 P 2019-01-16 2019-03-04
31 SHS. EATON CORP PLC ORD 022216/LAZ_SLD#2 P 2016-02-22 2018-10-10
15 SHS. ECOLAB INC COM 092618/GWK_SLD#1 P 2018-09-26 2019-04-22
375 SHS. ENBRIDGE INC COM 011818/GWK P 2018-01-18 2018-10-30
125 SHS. ENBRIDGE INC COM 012617/GWK P 2017-01-26 2018-10-30
250 SHS. ENBRIDGE INC COM 060917/GWK P 2017-06-09 2018-10-30
200 SHS. ENBRIDGE INC COM 072617/GWK P 2017-07-26 2018-10-30
500 SHS. ENBRIDGE INC COM 092816/GWK P 2016-09-28 2018-10-30
14 SHS. EXTRA SPACE STORAGE INC COM 100917/LAZ P 2017-10-09 2019-02-21
33 SHS. EXTRA SPACE STORAGE INC COM 101817/LAZ P 2017-10-18 2019-03-27
1 SHS. EXTRA SPACE STORAGE INC COM 101817/LAZ_SLD#1 P 2017-10-18 2019-02-21
150 SHS. FED HOME LOAN BKS 3130A7GC3/TD P 2016-03-01 2018-09-28
2812.365 SHS. FIDELITY FDS JAPAN SML CO 012114 P 2014-01-21 2018-12-17
768.567 SHS. FIDELITY FDS JAPAN SML CO 021916 P 2016-02-19 2018-12-17
1558.814 SHS. FIDELITY FDS JAPAN SML CO 022018 P 2018-02-20 2018-12-17
859.208 SHS. FIDELITY FDS JAPAN SML CO 072117 P 2017-07-21 2018-12-17
3928.384 SHS. FIDELITY FDS JAPAN SML CO 102615 P 2015-10-26 2018-12-17
116.212 SHS. FIDELITY FDS JAPAN SML CO 120715 P 2015-12-07 2018-12-17
169.212 SHS. FIDELITY FDS JAPAN SML CO 120814 P 2014-12-08 2018-12-17
578.775 SHS. FIDELITY FDS JAPAN SML CO 121118 P 2018-12-11 2018-12-17
217.413 SHS. FIDELITY FDS JAPAN SML CO 121216 P 2016-12-12 2018-12-17
188.576 SHS. FIDELITY FDS JAPAN SML CO 121217(1) P 2017-12-12 2018-12-17
238.02 SHS. FIDELITY FDS JAPAN SML CO 121217(2) P 2017-12-12 2018-12-17
1821.736 SHS. FIDELITY FDS JAPAN SML CO 122215 P 2015-12-22 2018-12-17
31 SHS. FIRST HAWAIIAN INC COM 091417/GWK P 2017-09-14 2019-04-22
44 SHS. FIRST HAWAIIAN INC COM 091517/GWK_SLD#1 P 2017-09-15 2019-04-22
5898.145 SHS. FORWARD FDS SALIENT INTL DIVD SIGNAL 012216 P 2016-01-22 2018-07-20
8343.239 SHS. FORWARD FDS SALIENT INTL DIVD SIGNAL 021916 P 2016-02-19 2018-07-20
16711.63 SHS. FORWARD FDS SALIENT INTL DIVD SIGNAL 072117 P 2017-07-21 2018-07-20
7149.642 SHS. FORWARD FDS SALIENT INTL DIVD SIGNAL 092217 P 2017-09-22 2018-07-20
6912.31 SHS. FORWARD FDS SALIENT INTL DIVD SIGNAL 122017 P 2017-12-20 2018-07-20
350.093 SHS. FORWARD FDS SALIENT INTL DIVD SIGNAL 122215 P 2015-12-22 2018-07-20
21 SHS. GILEAD SCIENCES INC COM 030118/LAZ P 2018-03-01 2018-07-10
43 SHS. GILEAD SCIENCES INC COM 122717/LAZ P 2017-12-27 2018-07-10
76 SHS. GLAXO SMITH KLINE ADR SPONS 011619(1)/QO_SLD#1 P 2019-01-16 2019-02-11
400 SHS. GLAXO SMITH KLINE PLC ADR 011818/GWK P 2018-01-18 2018-10-19
80 SHS. GLAXO SMITH KLINE PLC ADR 012414/GWK P 2014-01-24 2018-10-19
225 SHS. GLAXO SMITH KLINE PLC ADR 031715/GWK P 2015-03-17 2018-10-19
50 SHS. GLAXO SMITH KLINE PLC ADR 032715/GWK P 2015-03-27 2018-10-19
100 SHS. GLAXO SMITH KLINE PLC ADR 040116/GWK P 2016-04-01 2018-10-19
50 SHS. GLAXO SMITH KLINE PLC ADR 042215/GWK P 2015-04-22 2018-10-19
50 SHS. GLAXO SMITH KLINE PLC ADR 060118/GWK P 2018-06-01 2018-10-19
200 SHS. GLAXO SMITH KLINE PLC ADR 072617/GWK P 2017-07-26 2018-10-19
150 SHS. GLAXO SMITH KLINE PLC ADR 092316/GWK P 2016-09-23 2018-10-19
105 SHS. GLAXO SMITH KLINE PLC ADR 101513/GWK P 2013-10-15 2018-10-19
40 SHS. GLAXO SMITH KLINE PLC ADR 102214/GWK P 2014-10-22 2018-10-19
80 SHS. GLAXO SMITH KLINE PLC ADR 112614/GWK P 2014-11-26 2018-10-19
40 SHS. GLAXO SMITH KLINE PLC ADR 122614/GWK P 2014-12-26 2018-10-19
100 SHS. GOLDMAN SACHS GRP INC PFD SER-K 021216/GWK_SLD#3 P 2016-02-12 2019-04-22
150 SHS. GREENWOOD CNTY SC SCH DIST 397118EQ9/TD P 2016-10-03 2019-03-01
125 SHS. ASBRO INC COM 011818/GWK P 2018-01-18 2018-10-19
30 SHS. HASBRO INC COM 072617/GWK P 2017-07-26 2018-10-19
60 SHS. HASBRO INC COM 102417/GWK P 2017-10-24 2018-10-19
310 SHS. HERSHEY CO COM 011619/QO P 2019-01-16 2019-02-11
300 SHS. INDEPENDENCE RLTY TR INC COM 010517/CHR P 2017-01-05 2019-02-04
400 SHS. INDEPENDENCE RLTY TR INC COM 010517/CHR_SLD#1 P 2017-01-05 2019-01-31
200 SHS. INDEPENDENCE RLTY TR INC COM 013018/CHR P 2018-01-30 2019-02-04
200 SHS. INDEPENDENCE RLTY TR INC COM 013118/CHR P 2018-01-31 2019-02-04
400 SHS. INDEPENDENCE RLTY TR INC COM 062818/CHR P 2018-06-28 2019-02-04
500 SHS. INDEPENDENCE RLTY TR INC COM 071118/CHR P 2018-07-11 2019-02-04
200 SHS. INDEPENDENCE RLTY TR INC COM 071918/CHR P 2018-07-19 2019-02-04
400 SHS. INDEPENDENCE RLTY TR INC COM 102616/CHR P 2016-10-26 2019-01-31
100 SHS. INDEPENDENCE RLTY TR INC COM 102816/CHR P 2016-10-28 2019-01-31
1000 SHS. INDEPENDENCE RLTY TR INC COM 110916/CHR P 2016-11-09 2019-01-31
285 SHS. INDIANAPOLIS IND LOC PUB IMPT 45528S5S1/MB P 2017-05-31 2018-12-10
184 SHS. INTEL CORP COM 011619/QO_SLD#1 P 2019-01-16 2019-03-04
375 SHS. INTEL CORP COM 011818/GWK P 2018-01-18 2018-09-26
175 SHS. INTEL CORP COM 012714/GWK P 2014-01-27 2018-09-17
150 SHS. INTEL CORP COM 072617/GWK P 2017-07-26 2018-09-26
150 SHS. INTEL CORP COM 100917/GWK P 2017-10-09 2018-09-26
110 SHS. INTEL CORP COM 101513/GWK P 2013-10-15 2018-09-17
100 SHS. INTEL CORP COM 102214/GWK P 2014-10-22 2018-09-17
10 SHS. INTEL CORP COM 112916/GWK P 2016-11-29 2018-09-26
15 SHS. INTEL CORP COM 112916/GWK_SLD#1 P 2016-11-29 2018-09-17
75 SHS. INTEL CORP COM 122614/GWK P 2014-12-26 2018-09-17
37.5 SHS. JBG SMITH PROPS 011615/CHR P 2015-01-16 2018-07-26
37.5 SHS. JBG SMITH PROPS 020615/CHR P 2015-02-06 2018-07-26
12.5 SHS. JBG SMITH PROPS 021915/CHR P 2015-02-19 2018-07-26
25 SHS. JBG SMITH PROPS 022216/CHR P 2016-02-22 2018-07-26
150 SHS. JBG SMITH PROPS 032818/CHR P 2018-03-28 2018-07-26
100 SHS. JBG SMITH PROPS 032918/CHR P 2018-03-29 2018-07-26
87.5 SHS. JBG SMITH PROPS 072716/CHR P 2016-07-27 2018-07-26
150 SHS. JBG SMITH PROPS 101917/CHR P 2017-10-19 2018-07-26
23 SHS. JOHNSON & JOHNSON COM 011619/QO_SLD#1 P 2019-01-16 2019-02-11
94 SHS. JP MORGAN CHASE & CO COM 011619/QO_SLD#1 P 2019-01-16 2019-02-11
49 SHS. JP MORGAN CHASE & CO COM 011619/QO_SLD#2 P 2019-01-16 2019-04-09
75 SHS. KANSAS CITY MO SPL OBLIG REV 485106GN2/TD P 2016-08-09 2019-03-01
10 SHS. KAR AUCTION SRVCS COM 093014(2)/GWK P 2014-09-30 2019-04-22
200 SHS. KAR AUCTION SRVCS COM 093014(2)/GWK_SLD#2 P 2014-09-30 2018-07-19
45 SHS. KAR AUCTION SRVCS COM 102214/GWK P 2014-10-22 2019-04-22
45 SHS. KAR AUCTION SRVCS COM 120514/GWK_SLD#1 P 2014-12-05 2019-04-22
200 SHS. KINDER MORGAN INC COM 103018/GWK_SLD#1 P 2018-10-30 2019-04-22
500 SHS. KITE RLTY GRP TRST COM 011615/CHR P 2015-01-16 2019-01-23
200 SHS. KITE RLTY GRP TRST COM 012918/CHR P 2018-01-29 2019-01-23
250 SHS. KITE RLTY GRP TRST COM 013015/CHR P 2015-01-30 2019-01-23
440 SHS. KITE RLTY GRP TRST COM 020218/CHR P 2018-02-02 2019-01-31
60 SHS. KITE RLTY GRP TRST COM 020218/CHR_SLD#1 P 2018-02-02 2019-01-23
100 SHS. KITE RLTY GRP TRST COM 020615/CHR P 2015-02-06 2019-01-23
500 SHS. KITE RLTY GRP TRST COM 070218/CHR P 2018-07-02 2019-01-31
200 SHS. KITE RLTY GRP TRST COM 072318/CHR P 2018-07-23 2019-01-31
150 SHS. KITE RLTY GRP TRST COM 081116/CHR P 2016-08-11 2019-01-23
200 SHS. KITE RLTY GRP TRST COM 082216/CHR P 2016-08-22 2019-01-23
100 SHS. KITE RLTY GRP TRST COM 110716/CHR P 2016-11-07 2019-01-23
51 SHS. KRAFT HEINZ CO COM 020119/LAZ P 2019-02-01 2019-02-22
95.921 SHS. LAZARD EM FD INSTL 082217 P 2017-08-22 2019-05-15
69.988 SHS. LAZARD EM FD INSTL 082218 P 2018-08-22 2019-05-15
338.445 SHS. LAZARD EM FD INSTL 082316 P 2016-08-23 2019-05-15
237.944 SHS. LAZARD EM FD INSTL 082515 P 2015-08-25 2019-05-15
998.001 SHS. LAZARD EM FD INSTL 122215 P 2015-12-22 2019-05-15
296.319 SHS. LAZARD EM FD INSTL 122217 P 2017-12-22 2019-05-15
7103.628 SHS. LAZARD EM FD INSTL 122314 (4) P 2014-12-23 2019-05-15
9856.631 SHS. LAZARD EM FD INSTL 122314 (4)_SLD#2 P 2014-12-23 2018-12-06
546.059 SHS. LAZARD EM FD INSTL 122316 P 2016-12-23 2019-05-15
168.725 SHS. LAZARD EM FD INSTL 122418 P 2018-12-24 2019-05-15
95 SHS. LEGAL & GEN GRP PLC SPON ADR 011217/LAZ P 2017-01-12 2019-04-26
92 SHS. LEGAL & GEN GRP PLC SPON ADR 100917/LAZ P 2017-10-09 2019-04-26
225 SHS. LEGGETT & PLATT INC COM 011818/GWK P 2018-01-18 2018-10-30
125 SHS. LEGGETT & PLATT INC COM 031314/GWK P 2014-03-13 2018-10-30
150 SHS. LEGGETT & PLATT INC COM 031414/GWK P 2014-03-14 2018-10-30
150 SHS. GGETT & PLATT INC COM 072617/GWK P 2017-07-26 2018-10-30
100 SHS. LEGGETT & PLATT INC COM 081315/GWK P 2015-08-13 2018-10-30
45 SHS. LEGGETT & PLATT INC COM 102214/GWK P 2014-10-22 2018-10-30
25 SHS. LEGGETT & PLATT INC COM 112916/GWK P 2016-11-29 2018-10-30
55 SHS. LEGGETT & PLATT INC COM 120514/GWK P 2014-12-05 2018-10-30
50 SHS. LEGGETT & PLATT INC COM 122614/GWK P 2014-12-26 2018-10-30
50 SHS. LIFE STORAGE INC (53223X107) 020218/CHR P 2018-02-02 2018-09-04
75 SHS. LIFE STORAGE INC (53223X107) 072616/CHR P 2016-07-26 2018-09-04
50 SHS. LIFE STORAGE INC (53223X107) 072716/CHR P 2016-07-27 2018-09-04
50 SHS. LIFE STORAGE INC (53223X107) 080416/CHR P 2016-08-04 2018-09-04
50 SHS. LIFE STORAGE INC (53223X107) 080816/CHR P 2016-08-08 2018-09-04
25 SHS. LIFE STORAGE INC (53223X107) 082216/CHR P 2016-08-22 2018-09-04
25 SHS. LINDE PLC COM 121117/GWK_SLD#1 P 2017-12-11 2019-04-22
5 SHS. LOCKHEED MARTIN COM 012414/GWK_SLD#1 P 2014-01-24 2019-04-22
10 SHS. LOCKHEED MARTIN COM 101513/GWK P 2013-10-15 2019-04-22
40 SHS. LOCKHEED MARTIN COM 101513/GWK_SLD#5 P 2013-10-15 2018-10-19
18 SHS. LOWES COS INC 061818/LAZ_SLD#1 P 2018-06-18 2019-04-10
10 SHS. MACQUARIE INFRSTR CORP COM 031716/GWK P 2016-03-17 2018-10-31
170 SHS. MACQUARIE INFRSTR CORP COM 031816/GWK P 2016-03-18 2018-10-31
15 SHS. MACQUARIE INFRSTR CORP COM 032216/GWK P 2016-03-22 2018-10-31
80 SHS. MACQUARIE INFRSTR CORP COM 040116/GWK P 2016-04-01 2018-10-31
175 SHS. MACQUARIE INFRSTR CORP COM 052316/GWK P 2016-05-23 2018-10-31
50 SHS. MACQUARIE INFRSTR CORP COM 060917/GWK P 2017-06-09 2018-10-31
55 SHS. MACQUARIE INFRSTR CORP COM 072617/GWK_SLD#1 P 2017-07-26 2018-10-31
50 SHS. MACQUARIE INFRSTR CORP COM 072617/GWK_SLD#2 P 2017-07-26 2019-04-22
567 SHS. MARATHON PETE CORP COM 011619/QO P 2019-01-16 2019-06-11
110 SHS. MARATHON PETE CORP COM 030419/QO P 2019-03-04 2019-06-11
75 SHS. MERCK & CO INC COM 101513/GWK_SLD#3 P 2013-10-15 2019-04-22
97 SHS. MICHELIN COMPAGNIE GENERALE ADR UNSP 071818/LAZ P 2018-07-18 2019-05-30
15 SHS. MICROCHIP TECH INC COM 070115/GWK_SLD#1 P 2015-07-01 2019-04-22
5 SHS. MICROCHIP TECH INC COM 122414/GWK P 2014-12-24 2019-04-22
108 SHS. MICROSOFT CORP COM 011619/QO_SLD#1 P 2019-01-16 2019-02-11
63 SHS. MICROSOFT CORP COM 011619/QO_SLD#2 P 2019-01-16 2019-03-04
41 SHS. MICROSOFT CORP COM 011619/QO_SLD#3 P 2019-01-16 2019-04-09
30 SHS. MICROSOFT CORP COM 102418/GWK_SLD#1 P 2018-10-24 2019-04-22
212 SHS. MOBILE TELESYSTEMS SPON ADR 022216/LAZ P 2016-02-22 2019-02-12
212 SHS. MOBILE TELESYSTEMS SPON ADR 100917/LAZ P 2017-10-09 2019-02-12
50 SHS. MORGAN STANLEY PFD-K VAR PERP 103018/GWK_SLD#1 P 2018-10-30 2019-04-22
25 SHS. NEXTERA ENERGY INC COM 113016/GWK_SLD#2 P 2016-11-30 2019-04-22
48 SHS. NEXTERA ENERGY PRTNRS COM UNIT PART IN 121417/GWK P 2017-12-14 2019-04-22
52 SHS. NEXTERA ENERGY PRTNRS COM UNIT PART IN 122617/GWK_SLD#1 P 2017-12-26 2019-04-22
19531.25 SHS. NORTHERN LIGHTS ALTEGRIS-AACA OPPT RE-I 052517_SLD#1 P 2017-05-25 2019-03-20
3 SHS. NOVARTIS AG ADR 092116/LAZ P 2016-09-21 2019-05-23
26 SHS. NOVARTIS AG ADR 111516/LAZ_SLD#1 P 2016-11-15 2019-05-23
49 SHS. NUTRIEN LTD CO COM 062117/LAZ P 2017-06-21 2018-09-13
44 SHS. NUTRIEN LTD CO COM 100917/LAZ P 2017-10-09 2018-09-13
11 SHS. OCCIDENTAL PETRO CORP 040517/LAZ P 2017-04-05 2019-04-15
28 SHS. OCCIDENTAL PETRO CORP 040517/LAZ_SLD#1 P 2017-04-05 2019-02-19
23 SHS. CCIDENTAL PETRO CORP 081018/LAZ P 2018-08-10 2019-04-15
18 SHS. OCCIDENTAL PETRO CORP 092817/LAZ P 2017-09-28 2019-04-15
57 SHS. OCCIDENTAL PETRO CORP 100917/LAZ P 2017-10-09 2019-04-15
2 SHS. OCCIDENTAL PETRO CORP 113016/LAZ P 2016-11-30 2019-02-19
200 SHS. OLD REPUBLIC INTL CORP COM 121014/GWK_SLD#2 P 2014-12-10 2019-04-22
325 SHS. PACWEST BANCORP COM 010918/GWK_SLD#1 P 2018-01-09 2018-10-30
50 SHS. PACWEST BANCORP COM 010918/GWK_SLD#2 P 2018-01-09 2019-04-22
146 SHS. PATTERN ENERGY GRP INC 110916/LAZ_SLD#3 P 2016-11-09 2019-01-28
50 SHS. PAYCHEX INC COM 101513/GWK_SLD#3 P 2013-10-15 2019-03-08
50 SHS. PAYCHEX INC COM 101513/GWK_SLD#4 P 2013-10-15 2019-04-22
38 SHS. PFIZER INC COM 010616/LAZ P 2016-01-04 2018-11-28
23 SHS. PFIZER INC COM 022216/LAZ_SLD#1 P 2016-02-22 2018-11-28
25 SHS. PHILIP MORRIS INTL COM 101513/GWK P 2013-10-15 2019-04-22
25 SHS. PHILIP MORRIS INTL COM 101513/GWK_SLD#5 P 2013-10-15 2018-10-19
25 SHS. PHILIP MORRIS INTL COM 101513/GWK_SLD#6 P 2013-10-15 2018-10-22
1264 SHS. PULTE GROUP INC COM 011619/QO P 2019-01-16 2019-02-11
75 SHS. RESTAURANT BRANDS INTL INC 062818/GWK_SLD#1 P 2018-06-28 2019-04-22
900 SHS. RETAIL OPP INVST CORP COM 061418/CHR P 2018-06-14 2019-01-17
300 SHS. RETAIL OPP INVST CORP COM 062818/CHR P 2018-06-28 2019-01-17
300 SHS. RETAIL OPP INVST CORP COM 071116/CHR P 2016-07-11 2019-01-17
100 SHS. RETAIL OPP INVST CORP COM 071516/CHR P 2016-07-15 2019-01-17
400 SHS. RETAIL OPP INVST CORP COM 072716/CHR P 2016-07-27 2019-01-17
100 SHS. RETAIL OPP INVST CORP COM 081116/CHR P 2016-08-11 2019-01-17
100 SHS. RETAIL OPP INVST CORP COM 081516/CHR P 2016-08-15 2019-01-17
100 SHS. RETAIL OPP INVST CORP COM 102617/CHR P 2017-10-26 2019-01-17
17 SHS. ROCKWELL AUTO INC 061418/LAZ P 2018-06-14 2019-04-17
20 SHS. ROYAL DUTCH SHELL PLC CL-B 011117/LAZ P 2017-01-11 2019-05-08
14 SHS. ROYAL DUTCH SHELL PLC CL-B 011117/LAZ_SLD#1 P 2017-01-11 2019-05-01
14 SHS. ROYAL DUTCH SHELL PLC CL-B 020617/LAZ P 2017-02-06 2019-05-08
21 SHS. ROYAL DUTCH SHELL PLC CL-B 061616/LAZ P 2016-06-16 2019-05-01
48 SHS. SCHLUMBERGER LTD COM 030118/LAZ P 2018-03-01 2018-09-12
11261.26 SHS. SCHWAB FUND US LRG IDX 021712 L/T_SLD#8 P 2012-02-17 2018-07-20
5333.333 SHS. SCHWAB FUND US LRG IDX 021712 L/T_SLD#9 P 2012-02-17 2018-09-20
65 SHS. SIX FLAGS ENTERTAINMENT CORP 012714/GWK_SLD#1 P 2014-01-27 2019-04-22
10 SHS. SIX FLAGS ENTERTAINMENT CORP 111813/GWK P 2013-11-18 2019-04-22
52 SHS. SL GREEN RLTY CORP COM 011619/QO P 2019-01-16 2019-04-09
300 SHS. SL GREEN RLTY CORP COM 011619/QO_SLD#1 P 2019-01-16 2019-04-09
429 SHS. SOCIETE GENERALE ADR SPON 021318/LAZ P 2018-02-13 2018-08-10
150 SHS. SOUTH DAKOTA ST BLD AUTH 83755LXL5/MB P 2016-07-22 2019-06-03
100 SHS. STAG INDUSTRIAL INC COM 033116/GWK_SLD#2 P 2016-03-31 2019-04-22
44 SHS. STARBUCKS CORP COM 050818/LAZ P 2018-05-08 2018-12-19
22 SHS. TARBUCKS CORP COM 061418/LAZ P 2018-06-14 2018-12-19
276 SHS. SUMITOMO MITSUI FIN FR INC COM 101817/LAZ P 2017-10-18 2019-06-06
150 SHS. SUMITOMO MITSUI FIN GR INC COM 100917/LAZ P 2017-10-09 2019-06-06
241 SHS. SUMITOMO MITSUI FIN GR INC COM 100917/LAZ_SLD#1 P 2017-10-09 2019-05-01
363 SHS. SUMITOMO MITSUI FIN GR INC COM 112816/LAZ P 2016-11-28 2019-05-01
50 SHS. SUNTRUST BKS INC COM 011018/LAZ P 2018-01-10 2019-02-19
1 SHS. SUNTRUST BKS INC COM 011018/LAZ_SLD#1 P 2018-01-10 2018-12-04
68 SHS. SUNTRUST BKS INC COM 120117/LAZ P 2017-12-01 2018-12-04
250 SHS. TANGER FACTORY OUTLET CTRS INC 011615/CHR P 2015-01-16 2019-02-14
200 SHS. TANGER FACTORY OUTLET CTRS INC 012918/CHR P 2018-01-29 2019-02-14
400 SHS. TANGER FACTORY OUTLET CTRS INC 020218/CHR P 2018-02-02 2019-02-14
100 SHS. TANGER FACTORY OUTLET CTRS INC 020615/CHR P 2015-02-06 2019-02-14
100 SHS. TANGER FACTORY OUTLET CTRS INC 071118/CHR P 2018-07-11 2019-02-14
50 SHS. TANGER FACTORY OUTLET CTRS INC 080816/CHR P 2016-08-08 2019-02-14
147 SHS. TURKCELL ILETISIM HIZMETLERI ADR 060617/LAZ P 2017-06-06 2018-07-13
124 SHS. TURKCELL ILETISIM HIZMETLERI ADR 080317/LAZ P 2017-08-03 2018-07-13
262 SHS. TURKCELL ILETISIM HIZMETLERI ADR 100917/LAZ P 2017-10-09 2018-07-13
20 SHS. UNITED HEALTH GROUP INC COM 101918/GWK_SLD#1 P 2018-10-19 2019-04-22
150 SHS. UNIV COLORADO ENTERPRISE 91417KND9/TD P 2018-03-21 2019-06-03
7583 SHS. VANGUARD HIGH DIVD YIELD ETF 062014(1) (FROM C&E) P 2014-06-20 2019-01-14
3780 SHS. VANGUARD HIGH DIVD YIELD ETF 062014(1) (FROM C&E)_SLD#1 P 2014-06-20 2019-01-07
1900 SHS. VANGUARD HIGH DIVD YIELD ETF 062014(1) (FROM C&E)_SLD#2 P 2014-06-20 2019-01-14
1000 SHS. VANGUARD HIGH DIVD YIELD ETF 062014(2) (FROM C&E) P 2014-06-20 2019-01-14
587 SHS. VANGUARD HIGH DIVD YIELD ETF 062014(3) (FROM C&E) P 2014-06-20 2019-01-14
3930 SHS. VANGUARD HIGH DIVD YIELD ETF 082114_SLD#4 P 2014-08-21 2019-01-14
743 SHS. VANGUARD HIGH DIVD YIELD ETF 082114_SLD#5 P 2014-08-21 2019-04-18
1005.687 SHS. VANGUARD S&P 500 GR ETF 012816 (FROM C&E) P 2016-01-28 2019-04-18
374.313 SHS. VANGUARD S&P 500 GR ETF 022216 (FROM C&E) P 2016-02-22 2019-04-18
1972 SHS. VANGUARD S&P 500 GR ETF L/T_SLD#5 P 2013-04-24 2018-07-20
20 SHS. VANGUARD S&P 500 GR ETF L/T_SLD#6 P 2013-04-24 2019-04-18
3425 SHS. VANGUARD S&P 500 GR ETF L/T_SLD#7 P 2013-04-24 2019-05-17
2219 SHS. VANGUARD TOTAL STK MKT ETF 010816(1.1) (FROM C&E) P 2016-01-08 2018-12-18
4810 SHS. VANGUARD TOTAL STK MKT ETF 010816(1.1) (FROM C&E)_SLD#1 P 2016-01-08 2018-12-18
4810 SHS. VANGUARD TOTAL STK MKT ETF 010816(1.1) (FROM C&E)_SLD#2 P 2016-01-08 2018-12-18
2581 SHS. VANGUARD TOTAL STK MKT ETF 010816(2) (FROM C&E)_SLD#1 P 2016-01-08 2018-12-18
4810 SHS. VANGUARD TOTAL STK MKT ETF 010816(2) (FROM C&E)_SLD#2 P 2016-01-08 2018-12-18
1383 SHS. VANGUARD TOTAL STK MKT ETF 010816(2) (FROM C&E)_SLD#3 P 2016-01-08 2019-03-20
872 SHS. VANGUARD TOTAL STK MKT ETF 100115(1) P 2015-10-01 2018-09-20
128 SHS. VANGUARD TOTAL STK MKT ETF 100115(2)_SLD#1 P 2015-10-01 2018-09-20
1475 SHS. VANGUARD TOTAL STK MKT ETF 100115(2)_SLD#2 P 2015-10-01 2018-09-20
1000 SHS. VANGUARD TOTAL STK MKT ETF 100115(2)_SLD#3 P 2015-10-01 2018-09-20
75 SHS. VIPER ENERGY PRTNRS LP 052518/GWK_SLD#1 P 2018-05-25 2019-04-22
173 SHS. VODAFONE GRP PLC ADR 121418/LAZ P 2018-12-14 2019-05-17
245 SHS. VODAFONE GRP PLC ADR 121918/LAZ P 2018-12-19 2019-05-17
75 SHS. VORNADO RLTY TRST COM 011615/CHR P 2015-01-16 2019-02-11
75 SHS. VORNADO RLTY TRST COM 020615/CHR P 2015-02-06 2019-02-11
25 SHS. VORNADO RLTY TRST COM 021915/CHR P 2015-02-19 2019-02-11
50 SHS. VORNADO RLTY TRST COM 022216/CHR P 2016-02-22 2019-02-11
100 SHS. VORNADO RLTY TRST COM 032918/CHR P 2018-03-29 2019-02-11
50 SHS. VORNADO RLTY TRST COM 052218/CHR P 2018-05-22 2019-02-11
100 SHS. VORNADO RLTY TRST COM 061418/CHR P 2018-06-14 2019-02-11
150 SHS. VORNADO RLTY TRST COM 062818/CHR P 2018-06-28 2019-02-11
175 SHS. VORNADO RLTY TRST COM 072716/CHR P 2016-07-27 2019-02-11
20 SHS. WATSCO INC CL-A 061217/GWK_SLD#1 P 2017-06-12 2019-04-22
200 SHS. WEINGARTEN RLTY INVST COM 011516/CHR P 2016-01-15 2018-09-12
30 SHS. WEINGARTEN RLTY INVST COM 012016/CHR P 2016-01-20 2018-09-12
50 SHS. WEINGARTEN RLTY INVST COM 012617/CHR P 2017-01-26 2018-09-12
50 SHS. WEINGARTEN RLTY INVST COM 020118/CHR P 2018-02-01 2018-09-12
40 SHS. WEINGARTEN RLTY INVST COM 020316/CHR P 2016-02-03 2018-09-12
100 SHS. WEINGARTEN RLTY INVST COM 030218/CHR P 2018-03-02 2018-09-12
25 SHS. WEINGARTEN RLTY INVST COM 030717/CHR P 2017-03-07 2018-09-12
130 SHS. WEINGARTEN RLTY INVST COM 080916/CHR P 2016-08-09 2018-09-12
100 SHS. WEINGARTEN RLTY INVST COM 081116/CHR P 2016-08-11 2018-09-12
75 SHS. WEINGARTEN RLTY INVST COM 102617/CHR P 2017-10-26 2018-09-12
100 SHS. WEST CENTRAL SCH DIST #49 951845GY6/TD P 2010-04-16 2018-07-16
14 SHS. WHIRLPOOL CORP COM 042418/LAZ P 2018-04-24 2018-10-09
6 SHS. WHIRLPOOL CORP COM 050818/LAZ P 2018-05-08 2018-10-09
FROM FIVE POINTS SBS III, LP K-1 P   2019-06-30
FROM GREENSPRING GLOBAL PARTNERS V-B, LP K-1 P   2019-06-30
FROM GREENSPRING GLOBAL PARTNERS VII-B, LP K-1 P   2019-06-30
FROM GREENSPRING SECONDARIES FUND II, LP K-1 P   2019-06-30
SALE OF INTEREST IN ESG DOMESTIC OPP OS FUND P   2019-06-30
SALE OF INTEREST IN ESG NEXUS OFFSHORE FUND P   2019-06-30
SALE OF INTEREST IN AXA SECONDARY FUND V P   2019-06-30
SALE OF INTEREST IN ETON PARK OVERSEAS FUND P   2019-06-30
SALE OF INTEREST IN LEGG MASON REAL ESTATE CAP II P   2019-06-30
SALE OF INTEREST IN LUXOR CAPITAL PARTNERS P   2019-06-30
SALE OF INTEREST IN OZ OVERSEAS FUND II P   2019-06-30
SALE OF INTEREST IN MORROCROFT SPEC OPP FUND P   2019-06-30
CAP GAINS-CASH IN LIEU P   2019-06-30
CAPITAL GAIN DISTRIBUTIONS P   2019-06-30
ROUNDING P   2019-06-30
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 1,943   1,302 641
b 2,721   1,997 724
c 1,166   1,011 155
d 1,229   1,741 -512
e 2,145   3,112 -967
1,789   1,750 39
704   644 60
1,994   1,612 382
704   677 27
34   49 -15
373   566 -193
327   416 -89
12,251   15,702 -3,451
1,089   755 334
6,335   4,904 1,431
6,806   9,047 -2,241
8,284   5,883 2,401
4,084   3,549 535
1,361   1,657 -296
4,084   3,813 271
1,072   1,229 -157
2,497   2,476 21
194   142 52
9,776   4,854 4,922
16,278   9,709 6,569
9,776   4,847 4,929
5,727   3,441 2,286
15,642   9,288 6,354
4,387   4,638 -251
1,463   1,427 36
1,357   1,427 -70
1,248   1,708 -460
1,277   1,725 -448
881   1,477 -596
340   492 -152
35,145   34,219 926
757   1,040 -283
3,029   3,685 -656
2,379   2,764 -385
5,300   5,870 -570
3,786   4,151 -365
3,786   4,753 -967
6,058   7,608 -1,550
2,532   3,100 -568
5,300   5,945 -645
2,272   2,625 -353
3,029   3,517 -488
2,688   3,143 -455
757   1,012 -255
2,272   2,581 -309
4,481   4,280 201
1,913   2,236 -323
1,707   2,033 -326
4,709   4,035 674
3,371   2,962 409
75,000   75,343 -343
1,764   2,085 -321
10,654   10,199 455
512   546 -34
3,196   3,014 182
2,459   2,656 -197
2,696   2,723 -27
205   202 3
355   1,667 -1,312
663   2,376 -1,713
1,045   534 511
2,438   1,147 1,291
4,223   2,056 2,167
4,543   2,741 1,802
3,775   2,056 1,719
1,408   749 659
7,066   3,752 3,314
2,090   1,354 736
1,136   598 538
2,355   1,196 1,159
3,407   2,167 1,240
3,932   4,485 -553
3,250   3,342 -92
681   701 -20
6,294   6,854 -560
1,573   1,713 -140
5,894   5,820 74
655   669 -14
2,194   2,252 -58
864   888 -24
4,363   4,493 -130
2,602   2,481 121
1,091   1,062 29
1,681   1,534 147
479,374   308,000 171,374
497,227   414,208 83,019
874,976   712,677 162,299
31,909   30,000 1,909
643,571   396,542 247,029
49,976   29,583 20,393
22,746   20,089 2,657
4,806   4,245 561
6,630   5,856 774
16,486   14,561 1,925
14,390   11,845 2,545
23,443   19,298 4,145
26,865   22,114 4,751
12,557   10,337 2,220
2,967   1,891 1,076
117,002   75,000 42,002
240,000   240,000 0
1,467   2,050 -583
1,985   2,763 -778
2,327   3,077 -750
25,060   29,952 -4,892
294   170 124
1,001   1,067 -66
2,657   3,097 -440
5,468   2,602 2,866
18,600   8,962 9,638
1,519   1,446 73
6,075   2,876 3,199
10,328   8,889 1,439
1,519   1,279 240
18,226   17,676 550
6,075   5,449 626
3,038   2,589 449
1,519   1,314 205
4,167   4,503 -336
1,519   1,275 244
3,038   2,510 528
1,823   1,861 -38
1,640   511 1,129
525   434 91
2,316   1,734 582
3,673   1,591 2,082
4,198   1,331 2,867
547   166 381
1,574   1,117 457
4,198   1,599 2,599
52,756   42,403 10,353
80,216   91,785 -11,569
5,004   4,830 174
33,981   32,622 1,359
16,112   9,945 6,167
2,191   1,256 935
3,222   1,884 1,338
3,835   2,531 1,304
4,382   3,671 711
8,217   5,309 2,908
2,095   1,819 276
2,550   1,792 758
2,722   2,363 359
11,334   14,920 -3,586
3,778   5,571 -1,793
7,556   9,697 -2,141
6,045   8,407 -2,362
15,112   21,827 -6,715
1,288   1,123 165
3,346   2,711 635
92   82 10
150,000   150,000 0
43,755   38,479 5,276
11,958   10,000 1,958
24,252   30,000 -5,748
13,368   15,000 -1,632
61,119   54,000 7,119
1,817   1,612 205
2,633   2,083 550
9,005   9,243 -238
3,383   3,209 174
2,934   3,508 -574
3,703   4,427 -724
28,343   25,000 3,343
820   898 -78
1,164   1,247 -83
38,807   35,000 3,807
54,894   50,000 4,894
109,954   115,000 -5,046
47,041   50,000 -2,959
45,479   50,000 -4,521
2,303   2,270 33
1,608   1,667 -59
3,292   3,146 146
3,050   2,921 129
15,854   15,299 555
3,171   4,408 -1,237
8,918   10,611 -1,693
1,982   2,375 -393
3,963   4,095 -132
1,982   2,422 -440
1,982   2,058 -76
7,927   8,223 -296
5,945   6,531 -586
4,162   5,203 -1,041
1,585   1,773 -188
3,171   3,745 -574
1,585   1,739 -154
2,727   2,554 173
150,000   150,000 0
12,244   11,627 617
2,939   3,192 -253
5,877   5,594 283
33,652   33,069 583
3,108   2,697 411
4,148   3,597 551
2,072   1,828 244
2,072   1,836 236
4,144   4,099 45
5,180   5,145 35
2,072   2,020 52
4,148   3,604 544
1,037   832 205
10,370   8,291 2,079
341,715   365,950 -24,235
9,834   8,902 932
17,199   16,625 574
7,808   4,468 3,340
6,879   5,219 1,660
6,879   5,986 893
4,908   2,499 2,409
4,462   3,286 1,176
459   365 94
669   547 122
3,346   2,847 499
1,327   4,260 -2,933
1,327   4,212 -2,885
442   1,397 -955
884   2,166 -1,282
5,307   4,877 430
3,538   3,364 174
3,096   9,087 -5,991
5,307   4,778 529
3,018   2,953 65
9,482   9,706 -224
5,125   5,060 65
75,000   75,000 0
559   287 272
11,955   5,737 6,218
2,514   1,338 1,176
2,514   1,572 942
3,981   3,315 666
7,755   15,135 -7,380
3,102   3,446 -344
3,877   7,692 -3,815
7,254   6,766 488
931   923 8
1,551   2,961 -1,410
8,244   8,433 -189
3,297   3,339 -42
2,326   4,351 -2,025
3,102   5,716 -2,614
1,551   2,418 -867
1,782   2,441 -659
1,623   1,805 -182
1,184   1,193 -9
5,726   5,540 186
4,025   3,265 760
16,884   13,513 3,371
5,013   5,814 -801
120,176   122,759 -2,583
164,976   170,334 -5,358
9,238   8,557 681
2,854   2,674 180
1,686   1,430 256
1,633   1,617 16
7,896   10,983 -3,087
4,387   4,024 363
5,264   4,823 441
5,264   7,877 -2,613
3,509   4,743 -1,234
1,579   1,629 -50
877   1,245 -368
1,930   2,331 -401
1,755   2,157 -402
4,886   4,049 837
7,329   7,853 -524
4,886   5,167 -281
4,886   4,688 198
4,886   4,673 213
2,443   2,244 199
4,469   3,818 651
1,568   787 781
3,136   1,229 1,907
13,097   4,917 8,180
2,020   1,783 237
374   653 -279
6,358   11,204 -4,846
561   1,014 -453
2,992   5,441 -2,449
6,545   12,563 -6,018
1,870   3,831 -1,961
2,057   4,218 -2,161
2,006   3,835 -1,829
27,227   36,493 -9,266
5,282   6,740 -1,458
5,456   3,556 1,900
2,214   2,453 -239
1,459   736 723
486   233 253
11,360   11,362 -2
7,017   6,628 389
4,884   4,313 571
3,687   3,143 544
1,668   1,559 109
1,668   2,219 -551
1,289   1,273 16
4,732   2,870 1,862
2,256   2,026 230
2,444   2,155 289
299,976   287,312 12,664
252   195 57
2,186   1,494 692
2,765   2,034 731
2,482   2,123 359
716   714 2
1,889   1,819 70
1,497   1,808 -311
1,172   1,180 -8
3,710   3,655 55
135   143 -8
4,152   2,916 1,236
12,524   16,825 -4,301
1,926   2,588 -662
3,066   2,877 189
3,763   1,976 1,787
4,045   1,976 2,069
1,698   1,205 493
1,028   692 336
2,087   2,114 -27
2,188   2,114 74
2,162   2,114 48
33,644   34,863 -1,219
4,897   4,436 461
15,164   16,869 -1,705
5,054   5,756 -702
5,054   6,773 -1,719
1,685   2,248 -563
6,739   8,950 -2,211
1,685   2,209 -524
1,685   2,208 -523
1,685   1,838 -153
3,207   3,058 149
1,268   1,164 104
897   815 82
888   815 73
1,346   1,037 309
2,928   3,192 -264
199,976   131,179 68,797
99,976   62,126 37,850
3,337   2,449 888
513   381 132
4,673   4,577 96
26,960   26,407 553
3,528   4,722 -1,194
150,000   150,000 0
2,805   2,028 777
2,876   2,529 347
1,438   1,257 181
1,908   2,173 -265
1,037   1,164 -127
1,759   1,871 -112
2,649   2,731 -82
3,249   3,428 -179
60   69 -9
4,050   4,165 -115
5,473   10,122 -4,649
4,378   5,046 -668
8,756   9,577 -821
2,189   3,909 -1,720
2,189   2,402 -213
1,095   2,029 -934
852   1,269 -417
719   1,124 -405
1,519   2,223 -704
4,497   5,314 -817
150,000   150,000 0
606,100   508,364 97,736
300,650   253,411 47,239
151,877   127,376 24,501
79,929   67,040 12,889
46,918   39,347 7,571
314,120   264,214 49,906
65,133   49,952 15,181
158,588   96,820 61,768
59,026   36,710 22,316
300,092   148,294 151,798
3,154   1,504 1,650
540,718   257,559 283,159
289,375   221,567 67,808
625,765   480,279 145,486
626,135   480,279 145,856
336,582   257,268 79,314
626,775   479,449 147,326
200,041   137,854 62,187
131,776   85,918 45,858
19,343   12,634 6,709
222,930   145,583 77,347
151,121   98,700 52,421
2,544   2,431 113
2,728   3,765 -1,037
3,863   4,952 -1,089
5,249   4,260 989
5,249   4,212 1,037
1,750   1,397 353
3,500   2,166 1,334
6,999   6,784 215
3,500   3,319 181
6,999   7,208 -209
10,499   10,972 -473
12,249   9,087 3,162
3,001   2,959 42
6,030   6,551 -521
904   972 -68
1,507   1,823 -316
1,507   1,456 51
1,206   1,434 -228
3,015   2,757 258
754   844 -90
3,919   5,474 -1,555
3,015   4,152 -1,137
2,261   2,325 -64
100,000   100,000 0
1,486   2,231 -745
637   934 -297
156     156
131,856     131,856
2,038     2,038
56,063     56,063
7,129     7,129
    792,576 -792,576
99,905     99,905
8,590     8,590
43,500     43,500
7,318     7,318
109,475     109,475
27,681     27,681
      0
165,478     165,478
5     5
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       641
b       724
c       155
d       -512
e       -967
      39
      60
      382
      27
      -15
      -193
      -89
      -3,451
      334
      1,431
      -2,241
      2,401
      535
      -296
      271
      -157
      21
      52
      4,922
      6,569
      4,929
      2,286
      6,354
      -251
      36
      -70
      -460
      -448
      -596
      -152
      926
      -283
      -656
      -385
      -570
      -365
      -967
      -1,550
      -568
      -645
      -353
      -488
      -455
      -255
      -309
      201
      -323
      -326
      674
      409
      -343
      -321
      455
      -34
      182
      -197
      -27
      3
      -1,312
      -1,713
      511
      1,291
      2,167
      1,802
      1,719
      659
      3,314
      736
      538
      1,159
      1,240
      -553
      -92
      -20
      -560
      -140
      74
      -14
      -58
      -24
      -130
      121
      29
      147
      171,374
      83,019
      162,299
      1,909
      247,029
      20,393
      2,657
      561
      774
      1,925
      2,545
      4,145
      4,751
      2,220
      1,076
      42,002
      0
      -583
      -778
      -750
      -4,892
      124
      -66
      -440
      2,866
      9,638
      73
      3,199
      1,439
      240
      550
      626
      449
      205
      -336
      244
      528
      -38
      1,129
      91
      582
      2,082
      2,867
      381
      457
      2,599
      10,353
      -11,569
      174
      1,359
      6,167
      935
      1,338
      1,304
      711
      2,908
      276
      758
      359
      -3,586
      -1,793
      -2,141
      -2,362
      -6,715
      165
      635
      10
      0
      5,276
      1,958
      -5,748
      -1,632
      7,119
      205
      550
      -238
      174
      -574
      -724
      3,343
      -78
      -83
      3,807
      4,894
      -5,046
      -2,959
      -4,521
      33
      -59
      146
      129
      555
      -1,237
      -1,693
      -393
      -132
      -440
      -76
      -296
      -586
      -1,041
      -188
      -574
      -154
      173
      0
      617
      -253
      283
      583
      411
      551
      244
      236
      45
      35
      52
      544
      205
      2,079
      -24,235
      932
      574
      3,340
      1,660
      893
      2,409
      1,176
      94
      122
      499
      -2,933
      -2,885
      -955
      -1,282
      430
      174
      -5,991
      529
      65
      -224
      65
      0
      272
      6,218
      1,176
      942
      666
      -7,380
      -344
      -3,815
      488
      8
      -1,410
      -189
      -42
      -2,025
      -2,614
      -867
      -659
      -182
      -9
      186
      760
      3,371
      -801
      -2,583
      -5,358
      681
      180
      256
      16
      -3,087
      363
      441
      -2,613
      -1,234
      -50
      -368
      -401
      -402
      837
      -524
      -281
      198
      213
      199
      651
      781
      1,907
      8,180
      237
      -279
      -4,846
      -453
      -2,449
      -6,018
      -1,961
      -2,161
      -1,829
      -9,266
      -1,458
      1,900
      -239
      723
      253
      -2
      389
      571
      544
      109
      -551
      16
      1,862
      230
      289
      12,664
      57
      692
      731
      359
      2
      70
      -311
      -8
      55
      -8
      1,236
      -4,301
      -662
      189
      1,787
      2,069
      493
      336
      -27
      74
      48
      -1,219
      461
      -1,705
      -702
      -1,719
      -563
      -2,211
      -524
      -523
      -153
      149
      104
      82
      73
      309
      -264
      68,797
      37,850
      888
      132
      96
      553
      -1,194
      0
      777
      347
      181
      -265
      -127
      -112
      -82
      -179
      -9
      -115
      -4,649
      -668
      -821
      -1,720
      -213
      -934
      -417
      -405
      -704
      -817
      0
      97,736
      47,239
      24,501
      12,889
      7,571
      49,906
      15,181
      61,768
      22,316
      151,798
      1,650
      283,159
      67,808
      145,486
      145,856
      79,314
      147,326
      62,187
      45,858
      6,709
      77,347
      52,421
      113
      -1,037
      -1,089
      989
      1,037
      353
      1,334
      215
      181
      -209
      -473
      3,162
      42
      -521
      -68
      -316
      51
      -228
      258
      -90
      -1,555
      -1,137
      -64
      0
      -745
      -297
      156
      131,856
      2,038
      56,063
      7,129
      -792,576
      99,905
      8,590
      43,500
      7,318
      109,475
      27,681
      0
      165,478
      5
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 2,320,265
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 3,379,962 66,290,522 0.050987
2016 2,145,495 61,243,903 0.035032
2015 2,188,296 53,962,039 0.040553
2014 2,048,658 52,800,044 0.038800
2013 3,433,785 51,084,134 0.067218
2
Total of line 1, column (d) .....................
2
0.232590
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.046518
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
75,082,770
5
Multiply line 4 by line 3......................
5
3,492,700
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
24,843
7
Add lines 5 and 6........................
7
3,517,543
8
Enter qualifying distributions from Part XII, line 4,.............
8
3,980,364
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 24,843
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 24,843
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 24,843
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 60,944
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 60,944
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 36,101
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet36,101 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNC
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletTHE ORGANIZATION Telephone no.bullet (252) 752-2111

    Located atbullet5121 MARTIN LUTHER KING JR BLVDGREENVILLENC ZIP+4bullet27834
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
    No
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    EDWARD C SMITH JR PRESIDENT/DIRECTOR
    3.00     		0 0 0
    2961 LANDING CIRCLE
    GRIMESLAND,NC27837
    CHRISTOPHER B SMITH VICE PRES./DIRECTOR
    8.00     		334,000 0 0
    1152 PINEHURST DRIVE
    CHAPEL HILL,NC27517
    KRISTIN CARROLL DIRECTOR
    1.00     		0 0 0
    605 CARNOUSTIE DRIVE
    GREENVILLE,NC27858
    HERMAN SIMON DIRECTOR
    1.00     		24,000 0 0
    3720 SOUTH OCEAN BOULEVARD 602
    HIGHLAND BEACH,FL33487
    JILL A CARRAWAY DIRECTOR
    1.00     		0 0 0
    2848 MADISON GROVE
    GREENVILLE,NC27858
    SAMUEL E SOLIMAN DIRECTOR
    1.00     		0 0 0
    301 MORNING SIDE DRIVE
    CARRBORO,NC27510
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    GERI LASSITER CONTRIBUTIONS COORDI
    40.00     		59,659 0 0
    6412 WW GASKINS ROAD
    GRIFTON,NC28530
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    34,105,934
    b
    Average of monthly cash balances.......................
    1b
    2,460,501
    c
    Fair market value of all other assets (see instructions)................
    1c
    39,659,727
    d
    Total (add lines 1a, b, and c).........................
    1d
    76,226,162
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    76,226,162
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    1,143,392
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    75,082,770
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    3,754,139
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    3,754,139
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    24,843
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    24,843
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    3,729,296
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    3,729,296
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    3,729,296
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    3,980,364
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    3,980,364
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    24,843
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    3,955,521
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 3,729,296
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 976,708
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013......  
    b From 2014......  
    c From 2015......  
    d From 2016......  
    e From 2017......  
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 3,980,364
    a Applied to 2017, but not more than line 2a 976,708
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 3,003,656
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2018. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		725,640
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2014....  
    b Excess from 2015....  
    c Excess from 2016....  
    d Excess from 2017....  
    e Excess from 2018....  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    EDWARD C SMITH JR
    CHRISTOPHER B SMITH
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    A TIME FOR SCIENCE
    PO BOX 425
    GRIFTON,NC28513     		NONE PC STEM EDUCATION 13,140
    ACES FOR AUTISM
    PO BOX 3986
    GREENVILLE,NC27836     		NONE PC AUTISM EDUCATION 3,500
    AMERICAN CANCER SOCIETY
    930 B WELLNESS DR
    GREENVILLE,NC27834     		NONE PC HEALTH SERVICES 3,500
    AMERICAN CHILDREN'S HOME
    PO BOX 1288
    LEXINGTON,NC272931288     		NONE PC CHILDREN'S SERVICES 5,000
    AMERICAN HEART ASSOCIATION
    3131 RDU CENTER SUITE 100
    MORRISVILLE,NC27560     		NONE PC FUNDING DRIVE 2,500
    AMERICAN RED CROSS
    700-A CROMWELL DRIVE
    GREENVILLE,NC27858     		NONE PC DISASTER RELIEF FUNDING 58,500
    ARTS OF THE PAMLICO
    PO BOX 634
    WASHINGTON,NC27889     		NONE PC TURNAGE THEATER PROJECT 155,000
    ATHLETES IN ACTION - CRU
    651 TAYLOR DR
    XENIA,OH45385     		NONE PC FUND DRIVE 7,500
    AUTISM SOCIETY OF NC
    5121 KINGDOM WAY STE 100
    RALEIGH,NC27607     		NONE PC FUND DRIVE 500
    BAPTIST CHILDREN'S HOMES OF NC INC
    PO BOX 338
    THOMASVILLE,NC27361     		NONE PC FUND DRIVE 16,000
    BETA CHAPTER OF PDT INC
    210 NORTH COLUMBIA STREET
    CHAPEL HILL,NC27514     		NONE PC FUND DRIVE 3,000
    BETHANY BAPTIST CHURCH
    760 BETHANY CHURCH RD
    FOREST CITY,NC28043     		NONE PC FUND DRIVE 5,000
    BIG BROTHERS BIG SISTERS OF AMERICA
    2502 N ROCKY POINT DR SUITE 550
    TAMPA,FL33607     		NONE PC FUND DRIVE 250
    BOYS & GIRLS CLUBS OF COASTAL PLAIN
    621 W FIRETOWER RD
    WINTERVILLE,NC28590     		NONE PC CHILDREN'S SERVICES 11,000
    BOYS & GIRLS CLUBS OF THE KEYS
    1400 UNITED STREET STE 108
    KEY WEST,FL33040     		NONE PC CHILDREN'S SERVICES 5,000
    BOYS & GIRLS HOMES OF NC
    PO BOX 127
    LAKE WACCAMAW,NC28450     		NONE PC CHILDREN'S SERVICES 3,500
    BUILDING HOPE
    PO BOX 4237
    GREENVILLE,NC27836     		NONE PC SUMMER CAMPS AND OTHER SERVICES 8,690
    CAMPUS CRUSADE-MARK PALMER
    PO BOX 628222
    ORLANDO,FL32862     		NONE PC CRU MINISTRIES 3,500
    CANCER RESEARCH INSTITUTE
    29 BROADWAY 4TH FLOOR
    NEW YORK,NY10006     		NONE PC CANCER RESEARCH 500
    CAROLINA CHRISTIAN STUDY CENTER INC
    203 BATTLE LANE
    CHAPEL HILL,NC27514     		NONE PC FUND DRIVE 2,500
    CARTERET COUNTY DOMESTIC VIOLENCE PROGRAM
    PO BOX 2279
    MOREHEAD CITY,NC28557     		NONE PC THE SAFE CAMPAIGN 35,000
    CATAWBA RIVERKEEPER
    PO BOX 11838
    CHARLOTTE,NC28220     		NONE PC ENVIRONMENTAL PRESERVATION 1,500
    CENTER FOR FAMILY VIOLENCE PREVENTION
    PO BOX 8429
    GREENVILLE,NC27835     		NONE PC FUND DRIVE 33,000
    CHARLES AND JULIA ENGLAND FOUNDATION
    PO BOX 23
    LEXINGTON,NC27293     		NONE PC EDUCATIONAL SUPPORT 1,000
    CHARLOTTE CENTER FOR LITERARY ARTS
    1817 CENTRAL AVENUE STE 302
    CHARLOTTE,NC28205     		NONE PC FUND DRIVE 5,000
    CHARLOTTE COUNTRY DAY
    1440 CARMEL ROAD
    CHARLOTTE,NC282265096     		NONE PC CHILDREN'S SERVICES 2,500
    CHARLOTTE FRIENDS OF JUNG
    1981 JN PEASE PLACE STE 101
    CHARLOTTE,NC28262     		NONE PC FUND DRIVE 500
    CHARLOTTE MECKLENBURG LIBRARY FOUNDATION
    310 NORTH TRYON ST
    CHARLOTTE,NC28202     		NONE SO I FUND DRIVE 1,500
    CHESAPEAKE BAY FOUNDATION
    6 HERNDON AVENUE
    ANNAPOLIS,MD21403     		NONE PC ENVIRONMENTAL PRESERVATION 3,500
    CHILDREN'S HOME SOCIETY OF NC INC
    PO BOX 14608
    GREENSBORO,NC27415     		NONE PC INTENSIVE PERMANENCE SERVICES 15,000
    CHILDRESS INSTITUTE
    MEDICAL CENTER BLVD
    WINSTONSALEM,NC27157     		NONE PC CHILDREN'S HEALTH SERVICES 4,000
    CLEAN AIR CAROLINA
    PO BOX 5311
    CHARLOTTE,NC28299     		NONE PC FUND DRIVE 2,500
    COASTAL CONSERVATION ASSOCIATION
    4809 HARGROVE ROAD SUITE 123
    RALEIGH,NC27616     		NONE PC ENVIRONMENTAL PRESERVATION AND NC HABITAT FUND 15,000
    COMMUNITIES IN SCHOOLS CHARLOTTE-MECKLENBURG
    601 EAST FIFTH ST STE 301
    CHARLOTTE,NC28202     		NONE PC EDUCATIONAL SERVICES 1,500
    CONGRESSIONAL SPORTSMEN'S FOUNDATION
    110 NORTH CAROLINA AVENUE SE
    WASHINGTON,DC20003     		NONE PC FUND DRIVE 27,500
    CORE SOUND WATERFOWL MUSEUM
    PO BOX 566
    HARKERS ISLAND,NC28531     		NONE PC FUND DRIVE 1,000
    COUNCIL FOR CHILDREN'S RIGHTS
    601 EAST 5TH ST 501
    CHARLOTTE,NC28202     		NONE PC FUND DRIVE 500
    CPT CHRISTOPHER CASH MEMORIAL FOUNDATION OF NC INC
    508 HOLLAND MILL LANE
    STELLA,NC28582     		NONE PC FUNDRAISING EVENT 1,000
    CRADLES TO CRAYONS
    155 NORTH BEACON STREET
    BRIGHTON,MA02135     		NONE PC CHILDREN'S SERVICES 1,000
    CRISIS ASSISTANCE MINISTRY
    500-A SPRATT STREET
    CHARLOTTE,NC28206     		NONE PC FUND DRIVE 2,500
    CROSBY SCHOLARS COMMUNITY PARTNERSHIP
    2701 UNIVERSITY PARKWAY
    WINSTONSALEM,NC27105     		NONE PC EDUCATIONAL SERVICES 6,250
    CROSS TRAIL OUTFITTERS OF NORTH CAROLINA INC
    PO BOX 706
    PLYMOUTH,NC27962     		NONE PC YOUTH SUMMER CAMPS 1,000
    DEMENTIA ALLIANCE OF NC
    9131 ANSON WAY STE 206
    RALEIGH,NC27615     		NONE PC FUND DRIVE 7,500
    DISABLED AMERICAN VETERANS #37-PITT COUNTY
    PO BOX 1216
    GREENVILLE,NC27835     		NONE NC VETERAN SERVICES 1,800
    DOROTHEA DIX PARK CONSERVANCY
    PO BOX 28575
    RALEIGH,NC27611     		NONE PC FUND DRIVE 1,000
    DREAMS OF WILMINGTON INC
    901 FANNING STREET
    WILMINGTON,NC28401     		NONE PC FUND DRIVE 300
    DUCKS UNLIMITED INC
    1 WATERFOWL WAY
    MEMPHIS,TN38120     		NONE PC FUNDRAISING EVENT 900
    DUCKS UNLIMITED-PIRATE CHAPTER
    2024 WESLEY LANE
    GREENVILLE,NC27858     		NONE PC FUNDRAISING EVENT 500
    DURHAM ACADEMY
    3601 RIDGE ROAD
    DURHAM,NC27705     		NONE PC YOUTH EDUCATIONAL SERVICES 33,500
    EAST CAROLINA COUNCIL BOY SCOUTS OF AMERICA
    PO BOX 1698
    KINSTON,NC285031698     		NONE PC FUND DRIVE 10,000
    EAST CAROLINA FRIENDS OF NRA
    11250 WAPLES MILL ROAD
    FAIRFAX,VA22030     		NONE PC FUNDRAISING EVENT 1,000
    EAST CAROLINA MUSICAL ARTS EDUCATION FOUNDATION
    PO BOX 3941
    GREENVILLE,NC27835     		NONE PC FUND DRIVE 3,500
    EAST CAROLINA UNIVERSITY FOUNDATION INC
    2200 SOUTH CHARLES BLVD SUITE 1143
    GREENVILLE,NC27858     		NONE PC HIGHER EDUCATION SUPPORT 70,500
    EASTERN CAROLINA VILLAGE AND FARM MUSEUM
    PO BOX 2740
    GREENVILLE,NC27836     		NONE PC FUND DRIVE 2,500
    ECU MEDICAL & HEALTH SCIENCES FOUNDATION INC
    525 MOYE BLVD
    GREENVILLE,NC27834     		NONE PC MEDICAL PATIENT CARE FUND 225,000
    ELI AND BESSIE COHEN CAMPS
    888 WORCHESTER ST STE 350
    WELLESLEY,MD02482     		NONE PC CHILDREN'S SUMMER CAMPS 5,000
    EVERY NATION CHURCHES & MINISTRIES
    PO BOX 1787
    BRENTWOOD,TN370241787     		NONE PC MISSIONARY PARTNERSHIP 4,600
    FATHERS IN THE FIELD
    6796 N FRANKLIN AVENUE
    LOVELAND,CO805381178     		NONE PC MINISTRY SERVICES 3,500
    FCA LACROSSE
    103 IRON MOUNTAIN ROAD
    CHAPEL HILL,NC27517     		NONE PC FUND DRIVE 7,500
    FELLOWSHIP OF CHRISTIAN ATHLETES- EASTERN NC CHAPTER
    PMB 171 SUITE 400 GREENVILLE BLVD
    GREENVILLE,NC27858     		NONE PC FUND DRIVE 10,000
    FIRST BORN COMMUNITY DEV CTR
    PO BOX 308
    GRIMESLAND,NC27837     		NONE PC FUND DRIVE 2,500
    FIRST CHRISTIAN CHURCH
    PO BOX 2366
    GREENVILLE,NC27836     		NONE PC FUND DRIVE 500
    FIRST PRESBYTERIAN CHURCH OF SEBRING
    319 POINSETTIA AVENUE
    SEBRING,FL33870     		NONE PC FUND DRIVE 1,000
    FISHER CENTER FOR ALZHEIMER'S RESEARCH FOUNDATION
    110 EAST 42ND STREET 16TH FLOOR
    NEW YORK,NY10017     		NONE PC FUND DRIVE 8,500
    FOOD BANK OF CENTRAL AND EASTERN NORTH CAROLINA
    1924 CAPITAL BLVD
    RALEIGH,NC27604     		NONE PC DISASTER RELIEF FUNDING & OTHER FUNDING 65,000
    FOUNDATION OF HOPE FOR RESEARCH AND TREATMENT OF MENTAL ILLNESS
    9401 GLENWOOD AVE
    RALEIGH,NC27617     		NONE PC RESEARCH GRANT 5,000
    FRIENDS OF BATH COMMUNITY LIBRARY INC
    PO BOX 160
    BATH,NC27808     		NONE PC FUND DRIVE 3,500
    FRIENDS OF GREENVILLE GREENWAYS (FROGGS)
    PO BOX 2544
    GREENVILLE,NC27836     		NONE NC FUND DRIVE 3,500
    FRIENDS OF THE BATTLESHIP NORTH CAROLINA
    PO BOX 480
    WILMINGTON,NC28402     		NONE NC FUND DRIVE 25,000
    FRIENDS OF THE NC MARITIME MUSEUM
    315 FRONT STREET
    BEAUFORT,NC28516     		NONE NC FUND DRIVE 3,500
    FRIENDS OF THE NC MUSEUM OF NATURAL SCIENCES
    PO BOX 26928
    RALEIGH,NC276116928     		NONE PC FUND DRIVE 4,500
    FUTURE FARMERS OF AMERICA STATE ASSOCIATIONS AND LOCAL CHAPTER
    2293 SIS MILLS RD
    GRIMESLAND,NC27837     		NONE PC STATE CONVENTION FUNDING 2,500
    GIRL SCOUTS-NC COASTAL PINES INC
    6901 PINECREST ROAD
    RALEIGH,NC27613     		NONE PC OUTREACH AND LEADERSHIP PROGRAM 2,500
    GLOBAL IE
    PO BOX 631006
    HIGHLANDS RANCH,CO80163     		NONE PC FUND DRIVE 500
    GO GLOBAL NC
    68 TW ALEXANDER DR BOX 13628
    RESEARCH TRIANGLE PARK,NC27709     		NONE PC FUND DRIVE 3,250
    GREENVILLE CHORAL SOCIETY
    PO BOX 1357
    GREENVILLE,NC27835     		NONE PC FUND DRIVE 3,500
    GREENVILLE COMMUNITY SHELTER (DBA COMMUNITY CROSSROADS CENTER)
    207 MANHATTAN AVE
    GREENVILLE,NC27834     		NONE PC FUND DRIVE 40,000
    GREENVILLE LEARNING CENTER
    PO BOX 2612
    GREENVILLE,NC27858     		NONE PC SCHOLARSHIP FUND 14,500
    GREENVILLE MUSEUM OF ART
    802 SOUTH EVANS STREET
    GREENVILLE,NC27834     		NONE PC FUNDRAISING EVENT 11,000
    GRIFTON MISSION MINISTRIES
    6499 HIGHLAND BLVD
    GRIFTON,NC28530     		NONE PC DISASTER RELIEF 10,000
    GRIMESLAND VOLUNTEER FIRE DEPARTMENT
    PO BOX 68
    GRIMESLAND,NC27837     		NONE PC FUNDRAISING EVENT 3,500
    HABITAT FOR HUMANITY OF PITT COUNTY INC
    210 EAST 14TH ST STE D
    GREENVILLE,NC27858     		NONE PC FUND DRIVE 30,000
    HAPPENINGS INC
    ONE MARIGOLD PLACE
    DURHAM,NC27705     		NONE PC FUND DRIVE 5,500
    HEALTHNETWORK FOUNDATION
    33 RIVER STREET
    CHAGRIN FALLS,OH44002     		NONE PC FUND DRIVE 1,000
    HEART FOR ENC
    PO BOX 3771
    GREENVILLE,NC27836     		NONE PC ENC TRAINING AND DEVELOPMENT 5,000
    HEART OF A WARRIOR FOUNDATION
    6182 E US HWY 64
    LEXINGTON,NC27292     		NONE PC FUNDRAISING EVENT 5,000
    HENDRICK FAMILY FOUNDATION
    6000 MONROE ROAD SUITE 100
    CHARLOTTE,NC28212     		NONE PC FUNDRAISING EVENT 2,500
    HIGHER EDUCATION WORKS FOUNDATION
    PO BOX 10463
    RALEIGH,NC27605     		NONE POF HIGHER EDUCATION SUPPORT 5,000
    HISTORIC BATH FOUNDATION
    PO BOX 238
    BATH,NC27808     		NONE PC FUND DRIVE 3,750
    HOPE ELEMENTARY SCHOOL
    1116 NORTH BLOUNT ST
    RALEIGH,NC27604     		NONE GOV CHILDREN'S SERVICES 1,000
    HOPE FOR THE WARRIORS
    PO BOX 8697
    CAMP LEJEUNE,NC28547     		NONE PC HOPE FOR THE WARRIOR INVITATIONAL 7,500
    HOPE OF GLORY MINISTRIES
    103 E ARLINGTON BLVD
    GREENVILLE,NC27858     		NONE PC FOOD COOP PROGRAM 32,500
    HOSPICE OF DAVIDSON COUNTY
    200 HOSPICE WAY
    LEXINGTON,NC27292     		NONE PC FUND DRIVE 3,500
    HUMANE SOCIETY OF EASTERN CAROLINA
    3520 TUPPER DRIVE
    GREENVILLE,NC27834     		NONE PC FUND DRIVE 3,500
    IMMANUEL BAPTIST CHURCH
    1101 SOUTH ELM ST
    GREENVILLE,NC27858     		NONE PC FUND DRIVE 500
    IN HIS WAKES
    PO BOX 120987
    CLERMONT,FL34712     		NONE PC FUNDRAISING EVENT 5,000
    INDEPENDENT COLLEGE FUND
    530 N BLOUNT STREET
    RALEIGH,NC27604     		NONE PC HIGHER EDUCATION SUPPORT FOR NC 4,000
    INNER BANKS STEM CENTER
    201 AIRPORT RD WASHINGTON WARREN
    AIRPORT
    WASHINGTON,NC27889     		NONE PC STEM EDUCATION 5,500
    JESUS OTHERS AND YOU INC (JOY INC)
    107 LOUIS ST
    GREENVILLE,NC27858     		NONE PC PROGRAMING 5,000
    JOHN LOCKE FOUNDATION
    200 W MORGAN ST SUITE 200
    RALEIGH,NC27601     		NONE PC FUND DRIVE 5,000
    KENAN-FLAGLER BUS SCHOOL
    300 KENAN CENTER DR CAMPUS BOX 3440
    CHAPEL HILL,NC275993440     		NONE PC FUND DRIVE 12,500
    LIFE OF NC INC
    PO BOX 30733
    GREENVILLE,NC27833     		NONE PC FUND DRIVE 2,500
    LITERACY VOLUNTEERS OF AMERICA PITT COUNTY
    530 EVANS SS
    GREENVILLE,NC27834     		NONE PC FUND DRIVE 4,000
    LITTLE WASHINGTON SAILING SCHOOL
    PO BOX 1865
    WASHINGTON,NC278891865     		NONE PC FUND DRIVE 4,500
    LOAVES AND FISHES
    648 GRIFFITH ROAD SUITE B
    CHARLOTTE,NC28217     		NONE PC MEAL PROGRAM FOR FAMILIES IN NEED 2,000
    LOVE A SEA TURTLE
    105 BISHOP DRIVE
    WINTERVILLE,NC28590     		NONE PC YOUTH LEADERSHIP DEVELOPMENT 7,500
    LOVE MEMORIAL BAPTIST
    192 WOODLAND CHURCH RD
    GOLDSBORO,NC27530     		NONE PC FUND DRIVE 200
    MAINE ADAPTIVE SPORTS & RECREATION
    8 SUNDANCE LANE
    NEWRY,ME04261     		NONE PC FUND DRIVE 5,000
    MARINE TOYS FOR TOTS FOUNDATION
    18251 QUANTICO GATEWAY DR
    TRIANGLE,VA22172     		NONE PC FUND DRIVE 3,500
    METHODIST HOME FOR CHILDREN
    1041 WASHINGTON STREET
    RALEIGH,NC276051259     		NONE PC CHILDREN'S SERVICES 5,000
    MICHAEL J FOX FOUNDATION
    PO BOX 4777
    NEW YORK,NY10163     		NONE PC FUND DRIVE 100,000
    MISTY MEADOWS MITEY RIDERS
    455 PROVIDENCE ROAD SOUTH
    WAXHAW,NC281738311     		NONE PC FUND DRIVE 750
    NATASHA WATLEY FOUNDATION
    22647 VENTURA BLVD 229
    WOODLAND HILLS,CA91364     		NONE PC FUND DRIVE 1,000
    NATHANIEL'S HOPE
    2300 JETPORT DRIVE
    ORLANDO,FL32809     		NONE PC FUND DRIVE 5,000
    NATIONAL FOOTBALL FOUNDATION AND COLLEGE HALL OF FAME- BILL DOOLEY CHAPTER
    835 SOUTH LUMINA AVENUE
    WILMINGTON,NC28480     		NONE PC SCHOLARSHIP FUND 1,000
    NATIONAL WILD TURKEY FEDERATION
    PO BOX 530
    EDGEFIELD,SC298240530     		NONE PC FUNDRAISING EVENT 3,500
    NC AGRICULTURAL FOUNDATION
    520 BRICKHAVEN DR
    RALEIGH,NC27606     		NONE PC SCHOLARSHIP ENDOWMENT 1,000
    NC AQUARIUM SOCIETY
    3125 POPLARWOOD COURT SUITE 160
    RALEIGH,NC27604     		NONE PC AQUARIUM SCHOLARS PROGRAM 20,000
    NC CHAMBER FOUNDATION
    701 CORPORATE CENTER DRIVE SUITE
    400
    RALEIGH,NC27607     		NONE SO I VISION 2030 PROGRAM 1,000
    NC COASTAL LAND TRUST
    3 PINE VALLEY DR
    WILMINGTON,NC28412     		NONE PC ENVIRONMENTAL PRESERVATION AND PROGRAM 106,500
    NC MUSEUM OF HISTORY FOUNDATION
    5 EAST EDENTON ST
    RALEIGH,NC27601     		NONE PC FUND DRIVE 4,500
    NC SPORTS HALL OF FAME
    PO BOX 31524
    RALEIGH,NC27622     		NONE PC FUND DRIVE 7,500
    NC UNITED METHODIST CAMP & RETREAT MINISTRIES INC
    315 CAMP DON LEE RD
    ARAPAHOE,NC28510     		NONE PC HURRICANE FLORENCE RECOVERY 10,000
    NORTH CAROLINA FAMILY POLICY COUNCIL
    PO BOX 20607
    RALEIGH,NC27619     		NONE PC FUNDRAISING EVENT 1,000
    NORTH CAROLINA COASTAL FEDERATION
    3609 NC HIGHWAY 24
    NEWPORT,NC28570     		NONE PC ENVIRONMENTAL PRESERVATION AND PROGRAM 41,500
    NORTH CAROLINA COMMUNITY FOUNDATION
    3737 GLENWOOD AVE
    RALEIGH,NC27612     		NONE PC ANNUAL MEMBERSHIP GRANT 2,390
    NORTH CAROLINA DENTAL SOCIETY FOUNDATION
    1600 EVANS RD
    CARY,NC27513     		NONE PC NC MISSION OF MERCY- NEW BERN CLINIC 5,000
    NORTH CAROLINA GOVERNOR'S SCHOOL FOUNDATION
    PO BOX 11824
    WINSTONSALEM,NC27116     		NONE PC SCHOLARSHIP FUND 3,500
    NORTH CAROLINA OPERA
    612 WADE AVENUE STE 100
    RALEIGH,NC27605     		NONE PC FUND DRIVE 3,500
    NORTH CAROLINA SYMPHONY SOCIETY INC
    3700 GLENWOOD AVENUE SUITE 130
    RALEIGH,NC27612     		NONE PC FUND DRIVE 5,000
    NRA FOUNDATION INC
    11250 WAPLES MILL ROAD
    FAIRFAX,VA22030     		NONE PC LEADERSHIP FORUM 25,000
    OAK RIDGE MILITARY ACADEMY
    PO BOX 498
    OAK RIDGE,NC273100498     		NONE SO I FUND DRIVE 3,500
    OCCONEECHEE COUNCIL BOY SCOUTS
    3231 ATLANTIC AVENUE
    RALEIGH,NC27604     		NONE PC FUND DRIVE 10,000
    PARENTS FOR PUBLIC SCHOOLS
    PO BOX 2873
    GREENVILLE,NC27858     		NONE PC FUND DRIVE 2,500
    PIEDMONT DANCE THEATER
    14620 HOLLY SPRINGS DR
    HUNTERSVILLE,NC28078     		NONE PC FUND DRIVE 750
    PITT COMMUNITY COLLEGE FOUNDATION
    PO BOX 7007
    GREENVILLE,NC278357007     		NONE PC ENDOWMENT 114,777
    PITT COUNCIL ON AGING
    4551 COUNTY HOME ROAD
    GREENVILLE,NC27858     		NONE PC MEALS ON WHEELS 40,000
    PITT COUNTY ARTS COUNCIL AT EMERGE
    404 S EVANS ST
    GREENVILLE,NC27858     		NONE PC FUND DRIVE 2,500
    PITT COUNTY DEPT OF SOCIAL SERVICES
    1717 WEST FIFTH STREET
    GREENVILLE,NC27834     		NONE GOV FOSTER CHILDREN'S CHRISTMAS FUND 3,500
    PITT COUNTY HEALTH DEPARTMENT (NURSE-FAMILY PARTNERSHIP)
    201 GOVERNMENT CIRCLE
    GREENVILLE,NC27834     		NONE GOV FUND DRIVE 27,500
    PLANNED PARENTHOOD CENTER FOR CHOICE
    4600 GULF FREEWAY NO 300
    HOUSTON,TX77023     		NONE PC FUND DRIVE 500
    PLANNED PARENTHOOD SOUTH ATLANTIC
    4822 ALBEMARLE ROAD STE 104
    CHARLOTTE,NC28205     		NONE PC FUND DRIVE 3,500
    PLANNED PARENTHOOD SOUTHEAST
    241 PEACHTREE ST NE STE 400
    ATLANTA,GA30303     		NONE PC FUND DRIVE 750
    PORT O'CONNOR EMS
    PO BOX 732
    PORT OCONNER,TX77982     		NONE PC FUND DRIVE 500
    PROJECT POTENTIAL
    PO BOX 1823
    LEXINGTON,NC27293     		NONE PC SCHOLARSHIP FUND 6,000
    PROVIDENCE DAY SCHOOL
    5800 SARDIS RD
    CHARLOTTE,NC282709938     		NONE PC CHILDREN'S SERVICES 1,000
    PUBLIC RADIO EAST FOUNDATION
    800 COLLEGE COURT
    NEW BERN,NC28562     		NONE GOV FUND DRIVE 2,500
    QUALITY DEER MANAGEMENT ASSOCIATION
    PO BOX 160
    BOGART,GA30622     		NONE PC FUND DRIVE 7,500
    RALEIGH YOUNG LIFE
    2517 CLARK AVENUE
    RALEIGH,NC27607     		NONE PC PROFESSIONAL DEVELOPMENT PROGRAM 5,000
    ROBERT BRUTON MEMORIAL SCHOLARSHIP FUND
    943 NC HIGHWAY 47
    LEXINGTON,NC27292     		NONE PC SCHOLARSHIP FUND 1,000
    RONALD MCDONALD HOUSE OF EASTERN NORTH CAROLINA GREENVILLE INC
    529 MOYE BLVD
    GREENVILLE,NC27834     		NONE PC FUND DRIVE 2,500
    SAFE ALLIANCE
    601 EAST FIFTH STREET STE 400
    CHARLOTTE,NC28202     		NONE PC FUND DRIVE 1,000
    SALVATION ARMY OF GREENVILLE NC
    PO BOX 30280
    GREENVILLE,NC27833     		NONE PC FUND DRIVE 42,500
    SAMARITAN'S PURSE
    PO BOX 3000
    BOONE,NC28607     		NONE PC HURRICANE RELIEF 10,000
    SAN DIEGO HUMANE SOCIETY
    5500 GAINES ST
    SAN DIEGO,CA92110     		NONE PC FUND DRIVE 750
    SECU FAMILY HOUSE AT UNC HOSPITALS
    123 OLD MASON FARM RD
    CHAPEL HILL,NC27517     		NONE PC CAPITAL CAMPAIGN 50,000
    SERVICE LEAGUE OF GREENVILLE
    920 WELLNESS DR
    GREENVILLE,NC27834     		NONE PC FUND DRIVE 7,500
    SOUND RIVERS
    PO BOX 1854
    WASHINGTON,NC27889     		NONE PC FUND DRIVE 39,000
    SOUTHERN PITT DUCKS UNLIMITED
    ONE WATERFOWL WAY
    MEMPHIS,TN381202351     		NONE PC FUND DRIVE 500
    SPECIAL OPERATIONS WARRIOR FOUNDATION
    PO BOX 89367
    TAMPA,FL33689     		NONE PC FUNDRAISING EVENT 17,500
    SPORTWORKS MINISTRY INC
    1806 ROSEWOOD DRIVE
    GREENVILLE,NC27858     		NONE PC FUND DRIVE 7,500
    ST JAMES UNITED METHODIST
    2000 EAST SIXTH STREET
    GREENVILLE,NC278582915     		NONE PC FUND DRIVE 56,000
    ST JOHN'S COLLEGE
    PO BOX 75905
    BALTIMORE,MD21275     		NONE PC LIBRARY FUND 1,000
    ST JUDE CHILDREN'S RESEARCH HOSPITAL
    501 ST JUDE PLACE
    MEMPHIS,TN38105     		NONE PC CHILDREN'S SERVICES 1,000
    ST PAUL'S EPISCOPAL CHURCH
    401 E FOURTH ST
    GREENVILLE,NC27858     		NONE PC FUND DRIVE 1,000
    THE SUMMIT CHURCH
    2335 PRESIDENTIAL DRIVE STE 114
    DURHAM,NC27703     		NONE PC CITY PROJECT 1,450
    TAR RIVER LAND CONSERVANCY
    PO BOX 1161
    LOUISBURG,NC27549     		NONE PC ENVIRONMENTAL PRESERVATION 7,500
    TEACH FOR AMERICA-EASTERN NORTH CAROLINA
    324 BLACKWELL STREET SUITE 1160
    DURHAM,NC27701     		NONE PC LEADERSHIP DEVELOPMENT 35,000
    TEEN HEALTH CONNECTION
    3541 RANDOLPH ROAD STE 206
    CHARLOTTE,NC28211     		NONE PC FUND DRIVE 2,500
    THE ALS ASSOCIATION NORTH CAROLINA CHAPTER
    4 NORTH BLOUNT ST STE 200
    RALEIGH,NC27601     		NONE PC FUND DRIVE 2,500
    THE BILLFISH FOUNDATION
    5100 N FEDERAL HWY STE 200
    FORT LAUDERDALE,FL33308     		NONE PC FUND DRIVE 22,000
    THE DUBLIN SCHOOL
    18 LEHMANN WAY
    DUBLIN,NH03444     		NONE PC FUND DRIVE 2,000
    THE EDWARD C SMITH CIVIC CENTER OF LEXINGTON INC
    217 S MAIN STREET
    LEXINGTON,NC27292     		NONE PC FUND DRIVE 48,500
    THE FISTULA FOUNDATION
    1922 THE ALAMEDA STE 302
    SAN JUAN,CA95120     		NONE PC FUND DRIVE 1,000
    THE GREAT BATH FOUNDATION
    PO BOX 7
    BATH,NC27808     		NONE PC COMMUNITY PROGRAMING 1,500
    THE HILL CENTER
    3200 PICKETT ROAD
    DURHAM,NC27705     		NONE PC FUND DRIVE 1,000
    THE HISTORIC PRESERVATION FOUNDATION OF NORTH CAROLINA INC
    PO BOX 27644
    RALEIGH,NC27611     		NONE PC FUND DRIVE 15,000
    THE JAMES G MARTIN CENTER FOR ACADEMIC RENEWAL
    353 E SIX FORKS ROAD SUITE 200
    RALEIGH,NC27609     		NONE PC FUND DRIVE 3,500
    THE JESSE HELMS CENTER FOUNDATION
    PO BOX 247
    WINGATE,NC281740247     		NONE PC FUND DRIVE 3,500
    THE NATURE CONSERVANCY
    334 BLACKWELL ST SUITE 300
    DURHAM,NC27701     		NONE PC ENVIRONMENTAL PRESERVATION 32,500
    THE OAKWOOD SCHOOL
    4000 MACGREGOR DOWNS RD
    GREENVILLE,NC27834     		NONE PC CHILDREN'S EDUCATIONAL PROGRAMING 27,500
    THE ROTARY FOUNDATION OF ROTARY INTERNATIONAL
    ONE ROTARY CENTER 1560 SHERMAN
    AVENUE
    EVANSTON,IL60201     		NONE PC FUND DRIVE 500
    TOWN OF FARMVILLE
    4276 W CHURCH ST
    FARMVILLE,NC27828     		NONE GOV NEW FACILITY 50,000
    TRIANGLE FELLOWSHIP OF CHRISTIAN ATHLETES
    4600 MARRIOTT DR 120
    RALEIGH,NC27612     		NONE PC RELIGIOUS SUPPORT 7,500
    UNC CENTER FOR PUBLIC TELEVISION
    PO BOX 14900
    RESEARCH TRIANGLE PARK,NC277099751     		NONE GOV EDUCATIONAL PROGRAMMING FOR NC 12,500
    UNC - CHAPEL HILL
    PO BOX 309
    CHAPEL HILL,NC27514     		NONE PC STUDENT EMERGENCY FUND 10,000
    UNC CHILDREN'S HOSPITAL
    PO BOX 1050
    CHAPEL HILL,NC27514     		NONE PC ENDOWMENT 16,500
    UNC EDUCATIONAL FOUNDATION
    450 SKIPPER BOWLES DR
    CHAPEL HILL,NC27599     		NONE PC FUNDRAISING EVENT 11,300
    UNC FRIENDS OF THE LIBRARY
    CAMPUS BOX 3920
    CHAPEL HILL,NC27514     		NONE PC FUND DRIVE 7,500
    UNC INSTITUTE FOR THE ENVIRONMENT
    CAMPUS BOX 1105 UNC CHAPEL HILL
    CHAPEL HILL,NC257991105     		NONE PC ENVIRONMENT PRESERVATION 7,500
    UNC LINEBERGER COMPREHENSIVE CANCER CENTER
    CAMPUS BOX 7295
    CHAPEL HILL,NC275997295     		NONE PC FUNDRAISING EVENT 19,775
    UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL ATHLETIC ASSOCIATION (UNCAA)
    PO BOX 2126
    CHAPEL HILL,NC27515     		NONE PC FUND DRIVE 3,500
    UNITED SPECIAL SPORTSMAN ALLIANCE
    N7864 SHOTWELL LANE
    PITTSVILLE,WI544669123     		NONE PC SPECIAL EVENT 500
    UNITED WAY OF NORTH CAROLINA
    1130 KILDAIRE FARM DR STE 100
    CARY,NC27511     		NONE PC DISASTER RELIEF FUND 50,000
    UNITED WAY OF PITT COUNTY
    226 W 8TH STREET
    GREENVILLE,NC27834     		NONE PC READING PROGRAMS AND OTHER EVENTS 95,294
    UPTOWN GREENVILLE ASSOCIATION
    PO BOX 92
    GREENVILLE,NC27835     		NONE PC FUND DRIVE 3,500
    UNITED STATES NAVEL ACADEMY FOUNDATION INC
    291 WOOD ROAD BEACH HALL
    ANNAPOLIS,MD21402     		NONE PC FUND DRIVE 7,500
    UNITED SERVICE ORGANIZATIONS INC
    PO BOX 96860
    WASHINGTON,DC200777677     		NONE PC FUND DRIVE 4,500
    VIDANT HEALTH FOUNDATION
    PO BOX 8489
    GREENVILLE,NC27835     		NONE PC FUND DRIVE 1,251,000
    VIRGINIA INSTITUE OF MARINE SCIENCE FOUNDATION
    PO BOX 1346
    GLOUCESTER POINT,VA23062     		NONE PC FUND DRIVE 5,000
    VIRGINIA EPISCOPAL SCHOOL
    400 VES ROAD
    LYNCHBURG,VA24503     		NONE PC FUND DRIVE 26,000
    WASHINGTON-BEAUFORT COUNTY CHAMBER OF COMMERCE FOUNDATION
    PO BOX 665
    WASHINGTON,NC27889     		NONE PC BRIGHT FUTURES PROGRAM 2,500
    WOMEN FOR WOMEN PITT COUNTY
    4102 HARDWICK CT
    GREENVILLE,NC278331167     		NONE PC POWER OF THE PURSE 7,500
    WOMEN'S IMPACT FUND
    2525 DISTRIBUTION STREET
    CHARLOTTE,NC28203     		NONE PC FUND DRIVE 1,000
    YADKIN RIVERKEEPER INC
    2525 DISTRIBUTION STREET
    CHARLOTTE,NC28203     		NONE PC FUND DRIVE 15,000
    YELLOWHAMMER FUND
    PO BOX 1565
    TUSCALOOSA,AL35403     		NONE PC FUND DRIVE 500
    YMCA OF THE TRIANGLE AREA
    801 CORPORATE DR CENTER STE 200
    RALEIGH,NC27607     		NONE PC FUND DRIVE 10,839
    YOUNG LIFE ON THE PAMLICO
    PO BOX 1682
    WASHINGTON,NC27889     		NONE PC FUND DRIVE 7,500
    PITT COUNTY YOUNG LIFE
    PO BOX 3738
    GREENVILLE,NC27836     		NONE PC FUND DRIVE 7,500
    YWCA CENTRAL CAROLINAS
    3420 PARK RD
    CHARLOTTE,NC28209     		NONE PC FAMILIES TOGETHER PROGRAM 1,000
    YWCA OF SAN DIEGO COUNTY
    1012 C STREET
    SAN DIEGO,CA92101     		NONE PC FUND DRIVE 750
    Total .................................bullet 3a 3,920,705
    bApproved for future payment
    VIRGINIA EPISCOPAL SCHOOL
    400 VES ROAD
    LYNCHBURG,VA24503     		NONE PC FUND DRIVE 20,000
    EAST CAROLINA FRIENDS OF THE NRA
    11250 WAPLES MILL ROAD
    FAIRFAX,VA22030     		NONE PC LEADERSHIP FORUM 25,000
    CROSBY SCHOLARS COMMUNITY PARTNERSHIP
    2701 UNIVERSITY PARKWAY
    WINSTONSALEM,NC27105     		NONE PC SCHOLARSHIPS 6,250
    VIDANT HEALTH FOUNDATION
    PO BOX 8489
    GREENVILLE,NC27835     		NONE PC FUND DRIVE 4,750,000
    THE NATURE CONSERVANCY
    334 BLACKWELL ST SUITE 300
    DURHAM,NC27701     		NONE PC ENVIRONMENTAL PRESERVATION 25,000
    DURHAM ACADEMY
    3601 RIDGE ROAD
    DURHAM,NC27705     		NONE PC YOUTH EDUCATIONAL SERVICES 40,000
    Total .................................bullet 3b 4,866,250
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 23,734  
    4 Dividends and interest from securities....     14 556,232 338,197
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 2,320,265  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aTHE CEDARS OTHER INCOME     		    14 39,670  
    bBELL INSTITUTIONAL V OTHER INCOME     14 -500  
    cGREENSPRING GLOBAL V-B OTHER INCOME     14 -22,614  
    dGREENSPRING GLOBAL V-B OTHER INCOME - UBTI 525990 -19      
    eSJC ONSHORE DIRECT III OTHER INCOME     14 -5,198  
    fGREENSPRING GLOBAL VII-B OTHER INCOME     14 -12,402  
    gGREENSPRING GLOBAL VII-B OTHER INCOME - UBTI 525990 -40      
    hSJC ONSHORE DIRECT III OTHER INCOME     14 48,221  
    iFIVE POINTS SMALL BO III     14 -12,330  
    jFIVE POINTS SMALL BO III -UBIT 525990 -8,852      
    kGREENSPRING SECONDARIES II     14 -1,551  
    lCLASS ACTION SETTLEMENT     14 11,252  
    mFEDERAL INC TAX REFUND     14    
    nNC STATE INCOME TAX REFUND     14    
    oSJC DIRECT LENDING REVOLVER III     14 1,654  
    12 Subtotal. Add columns (b), (d), and (e).. -8,911 2,946,433 338,197
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    3,275,719
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    4 INCLUDES INTEREST FROM STATE MUNICIPAL BONDS WHICH IS EXCLUDED FROM TAX BY SECTION 103.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2018
    Name of the organization
    EDDIE AND JO ALLISON SMITH
    FAMILY FOUNDATION INC
    Employer identification number

    56-1844198
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution. An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018) Page 2
    Name of organization
    EDDIE AND JO ALLISON SMITH
    FAMILY FOUNDATION INC         		Employer identification number
    56-1844198
    Part I
    Contributors (See instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    CHRISTOPHER B SMITH NC IRREVOCABLE TRUST 1A
     
    PO BOX 1527
     
    GREENVILLE, NC27835

    		$ 2,500,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
    C&E ENTERPRISES LLC
     
    PO BOX 1527
     
    GREENVILLE, NC27835

    		$ 1,242,648


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    3
    C&E ENTERPRISES LLC
     
    PO BOX 1527
     
    GREENVILLE, NC27835

    		$ 3,019,736


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    4
    C&E ENTERPRISES LLC
     
    PO BOX 1527
     
    GREENVILLE, NC27835

    		$ 4,267,801


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Page 3
    Name of organization
    EDDIE AND JO ALLISON SMITH
    FAMILY FOUNDATION INC         		Employer identification number

    56-1844198
    Part II
    Noncash Property (See instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    2
    		 MUTUAL FUNDS - VANGUARD HIGH DIVD YIELD 14850 SHARES $ 1,242,648 2018-11-01
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    3
    		 MUTUAL FUNDS - VANGUARD TOTAL STK MKT ETF - 22,997 SHARES $ 3,019,736 2018-12-17
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    4
    		 MUTUAL FUNDS-VOOG- 5325 SHARES, CMTFX - 77,995 SHARES, DODFX 6712 SHARES, VYM-3470 SHARES $ 4,267,801 2019-05-09
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Page 4
    Name of organization
    EDDIE AND JO ALLISON SMITH
    FAMILY FOUNDATION INC         		Employer identification number

    56-1844198
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2018 AccountingFeesSchedule
    Name:
    EDDIE AND JO ALLISON SMITH
     
    FAMILY FOUNDATION INC
    EIN:
    56-1844198
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING 51,000 49,612   0

    TY 2018 GeneralExplanationAttachment
    Name:
    EDDIE AND JO ALLISON SMITH
     
    FAMILY FOUNDATION INC
    EIN:
    56-1844198
    Identifier Return Reference Explanation
    COMPENSATION OF OFFICERS AND DIRECTORS 990-PF, PART I, LINE 13 SEE 990-PF, PART VIII, LINE 1 AND STATEMENT 17 FOR ADDITIONAL DETAIL.
    INFORMATION ABOUT OFFICERS AND DIRECTORS 990-PF, PART VIII, LINE I THE DIRECTORS RECEIVE NO COMPENSATION FOR THEIR SERVICES TO THE FOUNDATION AS AN OFFICER AND DIRECTOR, BUT RATHER THE AMOUNTS LISTED ARE PROVIDED FOR SPECIFIC LEGAL, CONSULTING, AND INVESTMENT ADVISORY SERVICES TO THE FOUNDATION PROVIDED BY COMPANIES OWNED (IN PART IF APPLICABLE) BY THE DIRECTOR.AMOUNTS PAID TO ENTITIES THAT HAVE A PRINCIPAL WHO IS ALSO A DIRECTOR OF THE FOUNDATION:CONSULTING FEES PAID TO SIMON INVESTMENT ADVISORY SERVICES (HERMAN SIMON, PRINCIPAL): $24,000INVESTMENT ADVISORY FEES PAID TO SAFE HARBOR FAMILY CAPITAL, LLC (CHRISTOPHER B. SMITH, PRINCIPAL): $334,000
    LEGAL, ACCOUNTING, OTHER PROFESSIONAL FEES 990-PF, PART I, LINES 16 A, B, C AMOUNTS PAID TO ENTITIES THAT HAVE A PRINCIPAL WHO IS ALSO A DIRECTOR. THESE PAYMENTS FIT WITHIN THE PERSONAL SERVICES EXCEPTION TO THE SELF-DEALING RULES. SEE STATEMENT 16 FOR FURTHER DETAIL.

    TY 2018 InvestmentsCorpStockSchedule
    Name:
    EDDIE AND JO ALLISON SMITH
     
    FAMILY FOUNDATION INC
    EIN:
    56-1844198
    Name of Stock End of Year Book Value End of Year Fair Market Value
    INVESTMENTS-MUTUAL FUNDS & ETFS 15,194,982 20,536,742
    INVESTMENTS-STOCK 5,157,689 5,614,957

    TY 2018 InvestmentsGovtObligationsSch
    Name:
    EDDIE AND JO ALLISON SMITH
     
    FAMILY FOUNDATION INC
    EIN:
    56-1844198
    US Government Securities - End of Year Book Value:

    0
    US Government Securities - End of Year Fair Market Value:

    0
    State & Local Government Securities - End of Year Book Value:


    11,301,086
    State & Local Government Securities - End of Year Fair Market Value:


    11,428,158


    TY 2018 InvestmentsOtherSchedule2
    Name:
    EDDIE AND JO ALLISON SMITH
     
    FAMILY FOUNDATION INC
    EIN:
    56-1844198
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    400 CAPITAL CREDIT OPP FUND AT COST 500,000 1,237,661
    ALLBLUE LTD AT COST 0 9,310
    AUDA CAP FEEDER-AUDA SEC FUND IV AT COST 1,625,922 1,840,848
    AXA SECONDARY III AT COST 0 12,125
    AXA SECONDARY V AT COST 0 371,930
    BELL INSTITUTIONAL FUND V AT COST 2,218,932 3,439,781
    CEDARS AT COST 5,446 400,000
    CEVIAN CAPITAL II AT COST 1,504,497 2,644,521
    ETON PARK OVERSEAS FUND AT COST 0 3,890
    FIVE POINTS SBS III, LP AT COST 225,051 293,888
    FORESTER OFFSHORE AT COST 2,578,231 4,121,654
    FORESTER OPPORTUNITIES LTD AT COST 7,997,997 9,056,409
    FORESTER STRATEGIC OPPORTUNITIES AT COST 466,559 481,826
    GREENSPRING GLOBAL PARTNERS VII-B AT COST 387,513 522,023
    GREENSPRING GLOBAL PRTNRS IX-B AT COST 56,412 58,037
    GREENSPRING GLOBAL V-B AT COST 654,976 1,587,415
    GREENSPRING SECONDARIES FUND II AT COST 334,429 659,763
    HARVEST MLP AT COST 2,700,000 2,782,908
    LM REAL ESTATE CAPITAL AT COST 0 557
    LUXOR CAP PARTNERS OFFSHORE AT COST 0 68,932
    MOON CAPITAL AT COST 147,486 52,241
    MOON CAPITAL GLOBAL EQUITY PARTNERS OFFSHORE AT COST 950,000 1,788,803
    MORROCROFT SPECIAL OPP FUND II AT COST 0 152,829
    MUDRICK DISTRESSED OPP OS FUND II AT COST 511,711 556,770
    NEON LIBERTY AT COST 1,175,000 1,255,317
    OCP ASIA FUND III AT COST 1,216,380 1,405,789
    OZ ASIA OVERSEAS FUND II AT COST 526,903 15,939
    OZ EUROPE OVERSEAS FUND II AT COST 406,965 693
    OZ OVERSEAS FUND II AT COST 0 63,622
    PIPE EQUITY AT COST 329,961 80,359
    PORTFOLIO ADVISORS SEC FUND II AT COST 59,631 1,123,148
    PORTFOLIO ADVISORS SECONDARY FUND III AT COST 364,761 498,607
    SJC DIRECT LENDING REVOLVER FD III AT COST 270,632 276,317
    SJC ONSHORE DIRECT III AT COST 1,298,304 1,325,943
    SJC ONSHORE DIRECT LENDING FUND II AT COST 30,903 18,398
    TORTOISE CAPITAL ADVISORS GVA0257 AT COST 1,950,000 2,064,323
    WHITE OAK YIELD SPECTRUM FUND AT COST 2,293,890 2,431,798

    TY 2018 LegalFeesSchedule
    Name:
    EDDIE AND JO ALLISON SMITH
     
    FAMILY FOUNDATION INC
    EIN:
    56-1844198
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL 2,872 2,872   0


    TY 2018 OtherDecreasesSchedule
    Name:
    EDDIE AND JO ALLISON SMITH
     
    FAMILY FOUNDATION INC
    EIN:
    56-1844198
    Description Amount
    FAIR MARKET VALUE ADJUSTMENTS ON DONATED SECURITIES 1,416,511
    OTHER DECREASES NOT INCLUDED 4,074


    TY 2018 OtherExpensesSchedule
    Name:
    EDDIE AND JO ALLISON SMITH
     
    FAMILY FOUNDATION INC
    EIN:
    56-1844198
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OTHER EXPENSES 12,853 12,503   0


    TY 2018 OtherIncomeSchedule2
    Name:
    EDDIE AND JO ALLISON SMITH
     
    FAMILY FOUNDATION INC
    EIN:
    56-1844198
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    THE CEDARS OTHER INCOME 39,670 39,670 39,670
    BELL INSTITUTIONAL V OTHER INCOME -500 -500 -500
    GREENSPRING GLOBAL V-B OTHER INCOME -22,614 -22,614 -22,614
    GREENSPRING GLOBAL V-B OTHER INCOME - UBTI -19   -19
    SJC ONSHORE DIRECT III OTHER INCOME -5,198 -5,198 -5,198
    GREENSPRING GLOBAL VII-B OTHER INCOME -12,402 -12,402 -12,402
    GREENSPRING GLOBAL VII-B OTHER INCOME - UBTI -40   -40
    SJC ONSHORE DIRECT III OTHER INCOME 48,221 48,221 48,221
    FIVE POINTS SMALL BO III -12,330 -12,330 -12,330
    FIVE POINTS SMALL BO III -UBIT -8,852   -8,852
    GREENSPRING SECONDARIES II -1,551 -1,551 -1,551
    CLASS ACTION SETTLEMENT 11,252   11,252
    SJC DIRECT LENDING REVOLVER III 1,654 1,654 1,654


    TY 2018 OtherProfessionalFeesSchedule
    Name:
    EDDIE AND JO ALLISON SMITH
     
    FAMILY FOUNDATION INC
    EIN:
    56-1844198
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    MONEY MANAGER FEES 396,341 385,553   0


    TY 2018 TaxesSchedule
    Name:
    EDDIE AND JO ALLISON SMITH
     
    FAMILY FOUNDATION INC
    EIN:
    56-1844198
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES WITHHELD ON INVESTMENTS 4,523 0   0
    FEDERAL INCOME TAXES 57,200 0   0