Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 10-01-2018 , and ending 09-30-2019
Name of foundation
J B FINLEY CHARITABLE TRUST
 
Number and street (or P.O. box number if mail is not delivered to street address)116 ALLEGHENY CENTER MALL P8YB3502L
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PITTSBURGH, PA15212
A Employer identification number

25-6024443
B Telephone number (see instructions)

(412) 762-5157
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$3,159,761J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 95,164 95,164  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 807
b Gross sales price for all assets on line 6a 1,987,850
7 Capital gain net income (from Part IV, line 2)... 807
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 313    
12 Total. Add lines 1 through 11........ 96,284 95,971  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 43,718 34,974   8,744
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 322     0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule).......        
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 44,040 34,974 0 8,744
25 Contributions, gifts, grants paid....... 146,694 146,694
26 Total expenses and disbursements. Add lines 24 and 25 190,734 34,974 0 155,438
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -94,450
b Net investment income (if negative, enter -0-) 60,997
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 30,790 61,395 61,395
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 3,076,791 2,950,376 3,098,366
b Investments—corporate stock (attach schedule).......      
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........     0
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 3,107,581 3,011,771 3,159,761
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 3,105,421 3,005,440
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 2,160 6,331
30 Total net assets or fund balances (see instructions)..... 3,107,581 3,011,771
31 Total liabilities and net assets/fund balances (see instructions). 3,107,581 3,011,771
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
3,107,581
2
Enter amount from Part I, line 27a .....................
2
-94,450
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
61
4
Add lines 1, 2, and 3 ..........................
4
3,013,192
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
1,421
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
3,011,771
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 248.74 FEDERAL HOME LOAN MTG CORP GOLD POOL G18521   2015-10-14 2018-10-01
b 10000. USA TREASURY NOTE 04.500% DUE 02/15/2036   2017-03-17 2018-10-02
c 5000. USA TREASURY NOTES 02.500% DUE 02/15/2045   2017-01-10 2018-10-02
d 10000. USA TREASURY NOTES 02.500% DUE 08/15/2023   2018-01-31 2018-10-02
e 5000. USA TREASURY NOTES 03.75% DUE 08/15/2041   2017-12-18 2018-10-03
5000. USA TREASURY NOTES 03.75% DUE 08/15/2041   2017-06-02 2018-10-03
5000. CBS CORP CALL 07/15/2044 @ 100.000 COGT   2017-05-12 2018-10-05
10000. CVS HEALTH CORP CALL 12/25/2027 UNSC   2018-03-06 2018-10-05
5000. SEMPRA ENERGY CALL 10/01/2027 UNSC   2018-01-09 2018-10-09
5000. WELLTOWER INC CALL 08/01/2023 UNSC   2018-08-09 2018-10-10
10000. USA TREASURY NOTES 02.250% DUE 11/15/2025   2018-03-05 2018-10-15
5000. JP MORGAN CHASE & CO SR UNSEC CALL 7/24/37 @ 100   2017-12-13 2018-10-17
25000. 21ST CENTY FOX AMER INC 06.900% DUE 03/01/2019   2018-03-07 2018-10-17
15000. USA TREASURY NOTES 02.375% DUE 08/15/2024   2017-03-24 2018-10-18
10000. USA TREASURY NOTES 02.500% DUE 08/15/2023   2018-03-15 2018-10-18
5000. USA TREASURY NOTES 02.500% DUE 08/15/2023   2018-07-19 2018-10-18
5000. USA TREASURY NOTES 01.500% DUE 12/31/2018   2018-10-17 2018-10-30
374.17 FEDERAL HOME LOAN MTG CORP GOLD POOL G14615   2016-11-03 2018-10-31
431.75 FEDERAL HOME LOAN MTG CORP GOLD POOL G14801   2015-10-23 2018-10-31
57.67 FEDERAL HOME LOAN MTG CORP GOLD POOL G08451   2014-07-02 2018-10-31
268.18 FEDERAL HOME LOAN MTG CORP GOLD POOL C04038   2012-06-14 2018-10-31
249.69 FEDERAL HOME LOAN MTG CORP GOLD POOL V61611   2017-10-17 2018-10-31
89.44 FEDERAL NATL MTG ASSN POOL AH9719   2011-06-21 2018-10-31
391.07 FEDERAL NATL MTG ASSN POOL AL2610   2014-03-14 2018-10-31
607.34 FEDERAL NATL MTG ASSN POOL AL2935   2017-07-24 2018-10-31
175.25 FEDERAL NATL MTG ASSN POOL AL3191   2016-03-23 2018-10-31
224.95 FEDERAL NATL MTG ASSN POOL AL3904   2014-05-02 2018-10-31
625.37 FEDERAL NATL MTG ASSN POOL AL6962   2015-06-23 2018-10-31
150.77 FEDERAL NATL MTG ASSN POOL AO5940   2012-06-18 2018-10-31
463.93 FEDERAL NATL MTG ASSN POOL AO7627   2012-11-05 2018-10-31
99.28 FEDERAL NATL MTG ASSN POOL AP2133   2014-11-19 2018-10-31
237.26 FEDERAL NATL MTG ASSN POOL AQ0945   2012-11-20 2018-10-31
178.54 FEDERAL NATL MTG ASSN POOL AS0765   2014-01-22 2018-10-31
218.15 FEDERAL NATL MTG ASSN POOL AS5385   2015-09-11 2018-10-31
465.08 FEDERAL NATL MTG ASSN POOL AS7343   2016-06-16 2018-10-31
206.44 FEDERAL NATL MTG ASSN POOL AT2016   2014-11-18 2018-10-31
322.05 FEDERAL NATL MTG ASSN POOL AT2127   2014-11-14 2018-10-31
148.91 FEDERAL NATL MTG ASSN POOL AT5900   2014-07-11 2018-10-31
265.07 FEDERAL NATL MTG ASSN POOL 735646   2016-05-19 2018-10-31
682.83 FEDERAL NATL MTG ASSN POOL BM3954   2018-06-06 2018-10-31
70.79 FEDERAL NATL MTG ASSN POOL CA0833   2018-01-25 2018-10-31
23.04 FEDERAL NATL MTG ASSN POOL 897663   2007-06-18 2018-10-31
50.5 FEDERAL NATL MTG ASSN POOL 922488   2007-06-18 2018-10-31
19.69 FEDERAL NATL MTG ASSN POOL 932639   2010-12-20 2018-10-31
234.6 FEDERAL NATL MTG ASSN POOL AB1845   2011-08-16 2018-10-31
326.7 FEDERAL NATL MTG ASSN POOL AB2077   2011-04-15 2018-10-31
254.58 FEDERAL NATL MTG ASSN POOL AB2275   2011-02-23 2018-10-31
108.6 FEDERAL NATL MTG ASSN POOL AB2333   2011-02-23 2018-10-31
278.63 FEDERAL NATL MTG ASSN POOL AB6633   2013-03-21 2018-10-31
262.88 FEDERAL NATL MTG ASSN POOL AB9567   2013-08-06 2018-10-31
34.22 FEDERAL NALT MTG ASSN POOL AC5118   2010-06-10 2018-10-31
100.92 FEDERAL NATL MTG ASSN POOL MA0790   2011-12-08 2018-10-31
181.07 FEDERAL NATL MTG ASSN POOL MA0907   2011-11-30 2018-10-31
207.08 FEDERAL NATL MTG ASSN POOL MA2484   2017-07-31 2018-10-31
515.2 FEDERAL NATL MTG ASSN POOL MA2803   2017-10-19 2018-10-31
177.47 FEDERAL NATL MTG ASSN POOL MA3384   2018-10-18 2018-10-31
126.15 FEDERAL NATL MTG ASSN POOL AD6938   2010-06-10 2018-10-31
146.06 FEDERAL NATL MTG ASSN POOL AE0981   2011-10-17 2018-10-31
89.22 FEDERAL NATL MTG ASSN POOL AE4680   2012-05-15 2018-10-31
104.4 GOVT NATL MTG ASSN POOL AA8273   2012-08-28 2018-10-31
107.87 GOVT NATL MTG ASSN II POOL MA0625   2013-03-22 2018-10-31
10000. USA TREASURY NOTE 01.625% DUE 12/31/2019   2017-03-24 2018-10-31
467.24 FEDERAL HOME LOAN MTG CORP GOLD POOL G18521   2015-10-14 2018-11-01
20000. USA TREASURY NOTES 01.625% DUE 08/15/2022   2018-08-10 2018-11-07
15000. USA TREASURY NOTES 02.500% DUE 08/15/2023   2018-10-30 2018-11-07
15000. USA TREASURY NOTE 01.875% DUE 01/31/2022   2018-09-24 2018-11-08
10000. USA TREASURY NOTES 02.500% DUE 08/15/2023   2018-10-10 2018-11-08
10000. USA TREASURY NOTES 02.375% DUE 08/15/2024   2017-03-24 2018-11-13
5000. AT&T INC CALL 11/15/2045 @ 100.000 UNSC   2016-10-24 2018-11-14
10000. GENERAL ELECTRIC CO SR UNSECD   2013-01-09 2018-11-14
5000. JP MORGAN CHASE & CO SR UNSEC CALL 7/24/37 @ 100   2017-12-13 2018-11-14
5000. USA TREASURY NOTE 04.500% DUE 02/15/2036   2017-03-17 2018-11-14
5000. USA TREASURY NOTE 01.625% DUE 12/31/2019   2017-03-24 2018-11-14
25000. USA TREASURY NOTES 01.500% DUE 12/31/2018   2018-08-27 2018-11-29
442.78 FEDERAL HOME LOAN MTG CORP GOLD POOL G14615   2016-11-03 2018-11-30
311.27 FEDERAL HOME LOAN MTG CORP GOLD POOL G14801   2015-10-23 2018-11-30
137.7 FEDERAL HOME LOAN MTG CORP GOLD POOL G08451   2014-07-02 2018-11-30
349.93 FEDERAL HOME LOAN MTG CORP GOLD POOL C04038   2012-06-14 2018-11-30
528.68 FEDERAL HOME LOAN MTG CORP GOLD POOL V61611   2017-10-17 2018-11-30
154.53 FEDERAL NATL MTG ASSN POOL AH9719   2011-06-21 2018-11-30
373.32 FEDERAL NATL MTG ASSN POOL AL2610   2014-03-14 2018-11-30
360.83 FEDERAL NATL MTG ASSN POOL AL2935   2017-07-24 2018-11-30
133.84 FEDERAL NATL MTG ASSN POOL AL3191   2016-03-23 2018-11-30
215.68 FEDERAL NATL MTG ASSN POOL AL3904   2014-05-02 2018-11-30
565.56 FEDERAL NATL MTG ASSN POOL AL6962   2015-06-23 2018-11-30
65.3 FEDERAL NATL MTG ASSN POOL AO5940   2012-06-18 2018-11-30
168.37 FEDERAL NATL MTG ASSN POOL AO7627   2012-11-05 2018-11-30
62.64 FEDERAL NATL MTG ASSN POOL AP2133   2014-11-19 2018-11-30
387.95 FEDERAL NATL MTG ASSN POOL AQ0945   2012-11-20 2018-11-30
141.9 FEDERAL NATL MTG ASSN POOL AS0765   2014-01-22 2018-11-30
187.51 FEDERAL NATL MTG ASSN POOL AS5385   2015-09-11 2018-11-30
389.9 FEDERAL NATL MTG ASSN POOL AS7343   2016-06-16 2018-11-30
152.54 FEDERAL NATL MTG ASSN POOL AT2016   2014-11-18 2018-11-30
245.7 FEDERAL NATL MTG ASSN POOL AT2127   2014-11-14 2018-11-30
96.36 FEDERAL NATL MTG ASSN POOL AT5900   2014-07-11 2018-11-30
240.89 FEDERAL NATL MTG ASSN POOL 735646   2016-05-19 2018-11-30
760.34 FEDERAL NATL MTG ASSN POOL BM3954   2018-06-06 2018-11-30
67.84 FEDERAL NATL MTG ASSN POOL CA0833   2018-01-25 2018-11-30
23.16 FEDERAL NATL MTG ASSN POOL 897663   2007-06-18 2018-11-30
50.78 FEDERAL NATL MTG ASSN POOL 922488   2007-06-18 2018-11-30
21.83 FEDERAL NATL MTG ASSN POOL 932639   2010-12-20 2018-11-30
70.74 FEDERAL NATL MTG ASSN POOL AB1845   2011-08-16 2018-11-30
255.62 FEDERAL NATL MTG ASSN POOL AB2077   2011-04-15 2018-11-30
245.75 FEDERAL NATL MTG ASSN POOL AB2275   2011-02-23 2018-11-30
132.59 FEDERAL NATL MTG ASSN POOL AB2333   2011-02-23 2018-11-30
161.21 FEDERAL NATL MTG ASSN POOL AB6633   2013-03-21 2018-11-30
265.38 FEDERAL NATL MTG ASSN POOL AB9567   2013-08-06 2018-11-30
247.24 FEDERAL NALT MTG ASSN POOL AC5118   2010-06-10 2018-11-30
54.11 FEDERAL NATL MTG ASSN POOL MA0790   2011-12-08 2018-11-30
49.88 FEDERAL NATL MTG ASSN POOL MA0907   2011-11-30 2018-11-30
307.49 FEDERAL NATL MTG ASSN POOL MA2484   2017-07-31 2018-11-30
254.77 FEDERAL NATL MTG ASSN POOL MA3522   2018-11-07 2018-11-30
471.35 FEDERAL NATL MTG ASSN POOL MA2803   2017-10-19 2018-11-30
158.75 FEDERAL NATL MTG ASSN POOL MA3384   2018-10-18 2018-11-30
101.89 FEDERAL NATL MTG ASSN POOL AD6938   2010-06-10 2018-11-30
137.14 FEDERAL NATL MTG ASSN POOL AE0981   2011-10-17 2018-11-30
134.81 FEDERAL NATL MTG ASSN POOL AE4680   2012-05-15 2018-11-30
84.91 GOVT NATL MTG ASSN POOL AA8273   2012-08-28 2018-11-30
105.23 GOVT NATL MTG ASSN II POOL MA0625   2013-03-22 2018-11-30
399.62 FEDERAL HOME LOAN MTG CORP GOLD POOL G18521   2015-10-14 2018-12-01
5000. AMGEN INC CALL 04/11/2022 UNSC   2017-05-08 2018-12-10
20000. BP CAPITAL MARKETS PLC SEDOL ISIN US05565QDL95   2017-02-08 2018-12-14
15000. USA TREASURY NOTE 01.875% DUE 01/31/2022   2018-09-24 2018-12-14
10000. USA TREASURY NOTE 01.875% DUE 01/31/2022   2018-09-24 2018-12-14
15000. USA TREASURY NOTE 01.625% DUE 12/31/2019   2017-03-24 2018-12-17
5000. USA TREASURY NOTE 04.500% DUE 02/15/2036   2017-03-17 2018-12-28
350.69 FEDERAL HOME LOAN MTG CORP GOLD POOL G14615   2016-11-03 2018-12-31
271.15 FEDERAL HOME LOAN MTG CORP GOLD POOL G14801   2015-10-23 2018-12-31
93.33 FEDERAL HOME LOAN MTG CORP GOLD POOL G08451   2014-07-02 2018-12-31
44.52 FEDERAL HOME LOAN MTG CORP GOLD POOL C04038   2012-06-14 2018-12-31
665.28 FEDERAL HOME LOAN MTG CORP GOLD POOL V61611   2017-10-17 2018-12-31
74.92 FEDERAL NATL MTG ASSN POOL AH9719   2011-06-21 2018-12-31
352.5 FEDERAL NATL MTG ASSN POOL AL2610   2014-03-14 2018-12-31
279.41 FEDERAL NATL MTG ASSN POOL AL2935   2017-07-24 2018-12-31
186.83 FEDERAL NATL MTG ASSN POOL AL3191   2016-03-23 2018-12-31
226.04 FEDERAL NATL MTG ASSN POOL AL3904   2014-05-02 2018-12-31
432.88 FEDERAL NATL MTG ASSN POOL AL6962   2015-06-23 2018-12-31
151.2 FEDERAL NATL MTG ASSN POOL AO5940   2012-06-18 2018-12-31
169.72 FEDERAL NATL MTG ASSN POOL AO7627   2012-11-05 2018-12-31
47.08 FEDERAL NATL MTG ASSN POOL AP2133   2014-11-19 2018-12-31
486.8 FEDERAL NATL MTG ASSN POOL AQ0945   2012-11-20 2018-12-31
85.31 FEDERAL NATL MTG ASSN POOL AS0765   2014-01-22 2018-12-31
95.65 FEDERAL NATL MTG ASSN POOL AS5385   2015-09-11 2018-12-31
443.17 FEDERAL NATL MTG ASSN POOL AS7343   2016-06-16 2018-12-31
109.69 FEDERAL NATL MTG ASSN POOL AT2016   2014-11-18 2018-12-31
260.92 FEDERAL NATL MTG ASSN POOL AT2127   2014-11-14 2018-12-31
106.82 FEDERAL NATL MTG ASSN POOL AT5900   2014-07-11 2018-12-31
240.72 FEDERAL NATL MTG ASSN POOL 735646   2016-05-19 2018-12-31
774.29 FEDERAL NATL MTG ASSN POOL BM3954   2018-06-06 2018-12-31
161.43 FEDERAL NATL MTG ASSN POOL CA0833   2018-01-25 2018-12-31
23.27 FEDERAL NATL MTG ASSN POOL 897663   2007-06-18 2018-12-31
51.07 FEDERAL NATL MTG ASSN POOL 922488   2007-06-18 2018-12-31
134.2 FEDERAL NATL MTG ASSN POOL 932639   2010-12-20 2018-12-31
42.31 FEDERAL NATL MTG ASSN POOL AB1845   2011-08-16 2018-12-31
286.77 FEDERAL NATL MTG ASSN POOL AB2077   2011-04-15 2018-12-31
165.06 FEDERAL NATL MTG ASSN POOL AB2275   2011-02-23 2018-12-31
97.82 FEDERAL NATL MTG ASSN POOL AB2333   2011-02-23 2018-12-31
113.38 FEDERAL NATL MTG ASSN POOL AB6633   2013-03-21 2018-12-31
135.91 FEDERAL NATL MTG ASSN POOL AB9567   2013-08-06 2018-12-31
152.95 FEDERAL NALT MTG ASSN POOL AC5118   2010-06-10 2018-12-31
173.56 FEDERAL NATL MTG ASSN POOL MA0790   2011-12-08 2018-12-31
147.34 FEDERAL NATL MTG ASSN POOL MA0907   2011-11-30 2018-12-31
201.08 FEDERAL NATL MTG ASSN POOL MA2484   2017-07-31 2018-12-31
257.95 FEDERAL NATL MTG ASSN POOL MA3522   2018-11-07 2018-12-31
466.69 FEDERAL NATL MTG ASSN POOL MA2803   2017-10-19 2018-12-31
167.14 FEDERAL NATL MTG ASSN POOL MA3384   2018-10-18 2018-12-31
292.58 FEDERAL NATL MTG ASSN POOL AD6938   2010-06-10 2018-12-31
130.94 FEDERAL NATL MTG ASSN POOL AE0981   2011-10-17 2018-12-31
141.26 FEDERAL NATL MTG ASSN POOL AE4680   2012-05-15 2018-12-31
77.3 GOVT NATL MTG ASSN POOL AA8273   2012-08-28 2018-12-31
106. GOVT NATL MTG ASSN II POOL MA0625   2013-03-22 2018-12-31
10000. USA TREASURY NOTES 01.500% DUE 12/31/2018   2017-12-28 2018-12-31
30000. USA TREASURY NOTES 01.500% DUE 12/31/2018   2018-07-30 2018-12-31
178.15 FEDERAL HOME LOAN MTG CORP GOLD POOL G18521   2015-10-14 2019-01-01
10000. USA TREASURY NOTE 01.625% DUE 12/31/2019   2018-01-12 2019-01-03
10000. USA TREASURY NOTES 02.375% DUE 08/15/2024   2017-03-24 2019-01-08
5000. USA TREASURY NOTES 02.250% DUE 11/15/2025   2018-05-08 2019-01-09
10000. USA TREASURY NOTES 01.625% DUE 05/15/2026   2018-05-30 2019-01-09
25000. USA TREASURY BOND TREASURY INFLAT PROTECTN SECS   2018-05-30 2019-01-09
50000. USA TREASURY BOND TREASURY INFLAT PROTECTN SECS   2017-04-11 2019-01-09
25000. USA TREASURY NOTES 02.375% DUE 05/15/2027   2018-04-26 2019-01-09
15000. USA TREASURY NOTES 02.375% DUE 05/15/2027   2018-10-05 2019-01-09
10000. USA TREASURY NOTES 01.625% DUE 06/30/2019   2018-12-28 2019-01-10
5000. USA TREASURY NOTE 01.875% DUE 01/31/2022   2018-09-24 2019-01-14
5000. USA TREASURY NOTE 01.875% DUE 01/31/2022   2018-09-24 2019-01-15
5000. USA TREASURY NOTES 02.250% DUE 11/15/2025   2018-05-08 2019-01-18
5000. USA TREASURY NOTES 02.250% DUE 11/15/2025   2018-09-24 2019-01-18
15000. USA TREASURY NOTE 01.875% DUE 01/31/2022   2018-09-24 2019-01-18
10000. JPMORGAN CHASE & CO CALL 05/07/2021 @ 100.000 UNSC   2017-05-22 2019-01-23
5000. USA TREASURY NOTES 01.625% DUE 08/15/2022   2018-12-10 2019-01-23
10000. TOYOTA MOTOR CREDIT CORP UNSC   2019-01-03 2019-01-24
5000. USA TREASURY NOTES 02.375% DUE 08/15/2024   2017-03-24 2019-01-24
5000. USA TREASURY NOTE 01.625% DUE 12/31/2019   2018-01-12 2019-01-25
10000. USA TREASURY NOTE 01.875% DUE 01/31/2022   2018-09-24 2019-01-25
10000. AMPHENOL CORP CALL 12/30/2018 @ 100.000 UNSC   2017-03-21 2019-01-30
10000. USA TREASURY NOTE 01.875% DUE 01/31/2022   2018-09-24 2019-01-30
489.64 FEDERAL HOME LOAN MTG CORP GOLD POOL G14615   2016-11-03 2019-01-31
305.44 FEDERAL HOME LOAN MTG CORP GOLD POOL G14801   2015-10-23 2019-01-31
126.33 FEDERAL HOME LOAN MTG CORP GOLD POOL G08451   2014-07-02 2019-01-31
228.45 FEDERAL HOME LOAN MTG CORP GOLD POOL C04038   2012-06-14 2019-01-31
161.87 FEDERAL HOME LOAN MTG CORP GOLD POOL V61611   2017-10-17 2019-01-31
34.85 FEDERAL NATL MTG ASSN POOL AH9719   2011-06-21 2019-01-31
392.44 FEDERAL NATL MTG ASSN POOL AL2610   2014-03-14 2019-01-31
246.21 FEDERAL NATL MTG ASSN POOL AL2935   2017-07-24 2019-01-31
212.04 FEDERAL NATL MTG ASSN POOL AL3191   2016-03-23 2019-01-31
210.09 FEDERAL NATL MTG ASSN POOL AL3904   2014-05-02 2019-01-31
354.79 FEDERAL NATL MTG ASSN POOL AL6962   2015-06-23 2019-01-31
141.89 FEDERAL NATL MTG ASSN POOL AO5940   2012-06-18 2019-01-31
170.62 FEDERAL NATL MTG ASSN POOL AO7627   2012-11-05 2019-01-31
67.2 FEDERAL NATL MTG ASSN POOL AP2133   2014-11-19 2019-01-31
52.65 FEDERAL NATL MTG ASSN POOL AQ0945   2012-11-20 2019-01-31
236.83 FEDERAL NATL MTG ASSN POOL AS0765   2014-01-22 2019-01-31
64.9 FEDERAL NATL MTG ASSN POOL AS5385   2015-09-11 2019-01-31
290.97 FEDERAL NATL MTG ASSN POOL AS7343   2016-06-16 2019-01-31
80.01 FEDERAL NATL MTG ASSN POOL AT2016   2014-11-18 2019-01-31
128.78 FEDERAL NATL MTG ASSN POOL AT2127   2014-11-14 2019-01-31
93.82 FEDERAL NATL MTG ASSN POOL AT5900   2014-07-11 2019-01-31
228.16 FEDERAL NATL MTG ASSN POOL 735646   2016-05-19 2019-01-31
176.31 FEDERAL NATL MTG ASSN POOL BM4388   2019-01-18 2019-01-31
690.22 FEDERAL NATL MTG ASSN POOL BM3954   2018-06-06 2019-01-31
70.99 FEDERAL NATL MTG ASSN POOL CA0833   2018-01-25 2019-01-31
23.39 FEDERAL NATL MTG ASSN POOL 897663   2007-06-18 2019-01-31
51.35 FEDERAL NATL MTG ASSN POOL 922488   2007-06-18 2019-01-31
18.95 FEDERAL NATL MTG ASSN POOL 932639   2010-12-20 2019-01-31
103.86 FEDERAL NATL MTG ASSN POOL AB1845   2011-08-16 2019-01-31
179.41 FEDERAL NATL MTG ASSN POOL AB2077   2011-04-15 2019-01-31
56.63 FEDERAL NATL MTG ASSN POOL AB2275   2011-02-23 2019-01-31
116.57 FEDERAL NATL MTG ASSN POOL AB2333   2011-02-23 2019-01-31
101.19 FEDERAL NATL MTG ASSN POOL AB6633   2013-03-21 2019-01-31
83.76 FEDERAL NATL MTG ASSN POOL AB9567   2013-08-06 2019-01-31
27.4 FEDERAL NALT MTG ASSN POOL AC5118   2010-06-10 2019-01-31
148.23 FEDERAL NATL MTG ASSN POOL MA0790   2011-12-08 2019-01-31
129.84 FEDERAL NATL MTG ASSN POOL MA0907   2011-11-30 2019-01-31
186.11 FEDERAL NATL MTG ASSN POOL MA2484   2017-07-31 2019-01-31
400.5 FEDERAL NATL MTG ASSN POOL MA3522   2018-11-07 2019-01-31
388.53 FEDERAL NATL MTG ASSN POOL MA2803   2017-10-19 2019-01-31
180.18 FEDERAL NATL MTG ASSN POOL MA3384   2018-10-18 2019-01-31
106.35 FEDERAL NATL MTG ASSN POOL AD6938   2010-06-10 2019-01-31
117.77 FEDERAL NATL MTG ASSN POOL AE0981   2011-10-17 2019-01-31
162.45 FEDERAL NATL MTG ASSN POOL AE4680   2012-05-15 2019-01-31
41.15 GOVT NATL MTG ASSN POOL AA8273   2012-08-28 2019-01-31
91.79 GOVT NATL MTG ASSN II POOL MA0625   2013-03-22 2019-01-31
15000. USA TREASURY NOTES 02.500% DUE 05/15/2024   2018-11-29 2019-01-31
5000. CVS HEALTH CORP SER 7YR CALL 05/20/22 @100 UNSC   2018-03-06 2019-02-01
10000. CVS HEALTH CORP SER 7YR CALL 05/20/22 @100 UNSC   2016-12-02 2019-02-01
5000. CITIGROUP INC SUB   2017-12-19 2019-02-01
269.49 FEDERAL HOME LOAN MTG CORP GOLD POOL G18521   2015-10-14 2019-02-01
10000. CVS HEALTH CORP UNSC   2018-12-17 2019-02-06
5000. ENTERPRISE PRODUCTS OPER CALL 08/01/2048 COGT   2018-10-03 2019-02-07
5000. USA TREASURY NOTE 01.625% DUE 12/31/2019   2018-01-17 2019-02-13
5000. USA TREASURY NOTE 01.625% DUE 12/31/2019   2019-01-31 2019-02-13
5000. HEALTH CARE REIT INC SR UNSEC CALL 12/15/22 @100   2019-01-17 2019-02-20
5000. HEALTH CARE REIT INC SR UNSEC CALL 12/15/22 @100   2019-01-17 2019-02-21
5000. ABBVIE INC CALL 08/14/2028 UNSC   2018-09-14 2019-02-22
5000. VEREIT OPERATING PARTNER CALL 05/15/2027 COGT   2017-08-08 2019-02-22
10000. USA TREASURY NOTES 02.250% DUE 11/15/2025   2018-09-24 2019-02-25
5000. USA TREASURY NOTES 02.500% DUE 05/15/2024   2018-11-29 2019-02-25
10000. USA TREASURY NOTES 01.625% DUE 06/30/2019   2018-12-28 2019-02-27
5000. CONAGRA BRANDS INC CALL 09/01/2025 UNSC   2018-10-15 2019-02-28
593.2 FEDERAL HOME LOAN MTG CORP GOLD POOL G14615   2016-11-03 2019-02-28
232.35 FEDERAL HOME LOAN MTG CORP GOLD POOL G14801   2015-10-23 2019-02-28
263.47 FEDERAL HOME LOAN MTG CORP GOLD POOL G08451   2014-07-02 2019-02-28
366.61 FEDERAL HOME LOAN MTG CORP GOLD POOL C04038   2012-06-14 2019-02-28
174.66 FEDERAL HOME LOAN MTG CORP GOLD POOL V61611   2017-10-17 2019-02-28
36.79 FEDERAL NATL MTG ASSN POOL AH9719   2011-06-21 2019-02-28
336.61 FEDERAL NATL MTG ASSN POOL AL2610   2014-03-14 2019-02-28
457.25 FEDERAL NATL MTG ASSN POOL AL2935   2017-07-24 2019-02-28
218.71 FEDERAL NATL MTG ASSN POOL AL3191   2016-03-23 2019-02-28
205.2 FEDERAL NATL MTG ASSN POOL AL3904   2014-05-02 2019-02-28
345.56 FEDERAL NATL MTG ASSN POOL AL6962   2015-06-23 2019-02-28
252.39 FEDERAL NATL MTG ASSN POOL AO5940   2012-06-18 2019-02-28
179.23 FEDERAL NATL MTG ASSN POOL AO7627   2012-11-05 2019-02-28
67.73 FEDERAL NATL MTG ASSN POOL AP2133   2014-11-19 2019-02-28
202.23 FEDERAL NATL MTG ASSN POOL AQ0945   2012-11-20 2019-02-28
181.5 FEDERAL NATL MTG ASSN POOL AS0765   2014-01-22 2019-02-28
112.44 FEDERAL NATL MTG ASSN POOL AS5385   2015-09-11 2019-02-28
404.07 FEDERAL NATL MTG ASSN POOL AS7343   2016-06-16 2019-02-28
149.78 FEDERAL NATL MTG ASSN POOL AT2016   2014-11-18 2019-02-28
232.29 FEDERAL NATL MTG ASSN POOL AT2127   2014-11-14 2019-02-28
161.34 FEDERAL NATL MTG ASSN POOL AT5900   2014-07-11 2019-02-28
216.76 FEDERAL NATL MTG ASSN POOL 735646   2016-05-19 2019-02-28
102.59 FEDERAL NATL MTG ASSN POOL BM4388   2019-01-18 2019-02-28
857.47 FEDERAL NATL MTG ASSN POOL BM3954   2018-06-06 2019-02-28
148.01 FEDERAL NATL MTG ASSN POOL CA0833   2018-01-25 2019-02-28
23.51 FEDERAL NATL MTG ASSN POOL 897663   2007-06-18 2019-02-28
51.64 FEDERAL NATL MTG ASSN POOL 922488   2007-06-18 2019-02-28
97.5 FEDERAL NATL MTG ASSN POOL 932639   2010-12-20 2019-02-28
107.82 FEDERAL NATL MTG ASSN POOL AB1845   2011-08-16 2019-02-28
231.6 FEDERAL NATL MTG ASSN POOL AB2077   2011-04-15 2019-02-28
152.2 FEDERAL NATL MTG ASSN POOL AB2275   2011-02-23 2019-02-28
94.65 FEDERAL NATL MTG ASSN POOL AB2333   2011-02-23 2019-02-28
202.75 FEDERAL NATL MTG ASSN POOL AB6633   2013-03-21 2019-02-28
254.52 FEDERAL NATL MTG ASSN POOL AB9567   2013-08-06 2019-02-28
27.16 FEDERAL NALT MTG ASSN POOL AC5118   2010-06-10 2019-02-28
24.51 FEDERAL NATL MTG ASSN POOL MA0790   2011-12-08 2019-02-28
83.89 FEDERAL NATL MTG ASSN POOL MA0907   2011-11-30 2019-02-28
222.81 FEDERAL NATL MTG ASSN POOL MA2484   2017-07-31 2019-02-28
580.12 FEDERAL NATL MTG ASSN POOL MA3522   2018-11-07 2019-02-28
468.81 FEDERAL NATL MTG ASSN POOL MA2803   2017-10-19 2019-02-28
243.07 FEDERAL NATL MTG ASSN POOL MA3384   2018-10-18 2019-02-28
113.89 FEDERAL NATL MTG ASSN POOL AD6938   2010-06-10 2019-02-28
127.03 FEDERAL NATL MTG ASSN POOL AE0981   2011-10-17 2019-02-28
204.96 FEDERAL NATL MTG ASSN POOL AE4680   2012-05-15 2019-02-28
111.05 GOVT NATL MTG ASSN POOL AA8273   2012-08-28 2019-02-28
83.42 GOVT NATL MTG ASSN II POOL MA0625   2013-03-22 2019-02-28
251.17 FEDERAL HOME LOAN MTG CORP GOLD POOL G18521   2015-10-14 2019-03-01
5000. VEREIT OPERATING PARTNER CALL 05/15/2027 COGT   2017-08-08 2019-03-01
15000. BANK OF NOVA SCOTIA SEDOL ISIN US064159KT26   2018-09-25 2019-03-07
20000. USA TREASURY NOTES 02.375% DUE 08/15/2024   2015-06-25 2019-03-07
5000. USA TREASURY NOTES 01.625% DUE 08/15/2022   2019-02-20 2019-03-07
5000. USA TREASURY NOTES 02.500% DUE 05/15/2024   2018-11-29 2019-03-07
5000. VEREIT OPERATING PARTNER CALL 05/15/2027 COGT   2018-06-13 2019-03-07
15000. ANHEUSER-BUSCH INBEV WOR COGT   2018-12-14 2019-03-08
15000. USA TREASURY NOTES 03.75% DUE 08/15/2041   2017-06-05 2019-03-12
10000. USA TREASURY NOTES 02.375% DUE 08/15/2024   2019-01-09 2019-03-12
25000. USA TREASURY NOTES 02.375% DUE 08/15/2024   2015-06-25 2019-03-12
15000. USA TREASURY NOTE 01.625% DUE 12/31/2019   2018-05-30 2019-03-12
20000. USA TREASURY NOTE 01.625% DUE 12/31/2019   2018-12-27 2019-03-12
25000. USA TREASURY NOTE 01.875% DUE 01/31/2022   2018-09-24 2019-03-12
10000. USA TREASURY NOTES 02.375% DUE 05/15/2027   2019-02-01 2019-03-12
10000. GOLDMAN SACHS GROUP INC CALL 11/15/2020 @ 100.000 UNSC   2016-09-22 2019-03-13
5000. GOLDMAN SACHS GROUP INC CALL 11/15/2020 @ 100.000 UNSC   2016-09-22 2019-03-13
5000. USA TREASURY NOTES 02.375% DUE 05/15/2027   2019-02-22 2019-03-13
5000. COMCAST CORP CALL 04/15/2058 COGT   2018-10-02 2019-03-14
10000. EXXON MOBIL CORPORATION CALL 09/06/2044 @ 100.000 UNSC   2015-03-03 2019-03-14
5000. KRAFT FOODS GROUP INC SER WI   2015-06-05 2019-03-14
5000. PHILLIPS 66 CALL 05/15/2034 @ 100.000 COGT   2014-11-13 2019-03-14
5000. JPMORGAN CHASE & CO CALL 05/07/2021 @ 100.000 UNSC   2017-05-22 2019-03-15
5000. JPMORGAN CHASE & CO CALL 05/07/2021 @ 100.000 UNSC   2017-05-22 2019-03-15
15000. USA TREASURY NOTE 01.875% DUE 01/31/2022   2018-09-24 2019-03-15
5000. VALERO ENERGY CORP CALL 06/15/2026 @ 100.000 UNSC   2018-02-28 2019-03-15
10000. CBS CORP SER WI CALL 05/01/2023   2019-02-06 2019-03-19
10000. BANK OF MONTREAL SEDOL ISIN US06367T4W71   2018-04-10 2019-03-21
5000. PHILLIPS 66 CALL 05/15/2034 @ 100.000 COGT   2014-11-12 2019-03-21
5000. USA TREASURY NOTES 01.625% DUE 05/15/2026   2019-03-15 2019-03-21
10000. USA TREASURY NOTE 01.875% DUE 01/31/2022   2018-09-24 2019-03-21
5000. USA TREASURY NOTES 02.375% DUE 05/15/2027   2019-02-22 2019-03-21
5000. NEXTERA ENERGY CAPITAL SER H COGT   2018-08-06 2019-03-28
5000. NEXTERA ENERGY CAPITAL SER H COGT   2019-01-25 2019-03-28
10000. USA TREASURY NOTE 01.625% DUE 12/31/2019   2018-08-16 2019-03-28
5000. USA TREASURY NOTE 01.875% DUE 01/31/2022   2019-03-28 2019-03-28
20000. USA TREASURY NOTES 01.625% DUE 06/30/2019   2018-12-28 2019-03-28
340.37 FEDERAL HOME LOAN MTG CORP GOLD POOL G14615   2016-11-03 2019-03-31
355.26 FEDERAL HOME LOAN MTG CORP GOLD POOL G14801   2015-10-23 2019-03-31
84.88 FEDERAL HOME LOAN MTG CORP GOLD POOL G08451   2014-07-02 2019-03-31
368.37 FEDERAL HOME LOAN MTG CORP GOLD POOL C04038   2012-06-14 2019-03-31
306.95 FEDERAL HOME LOAN MTG CORP GOLD POOL V61611   2017-10-17 2019-03-31
61.25 FEDERAL NATL MTG ASSN POOL AH9719   2011-06-21 2019-03-31
394.49 FEDERAL NATL MTG ASSN POOL AL2610   2014-03-14 2019-03-31
441.22 FEDERAL NATL MTG ASSN POOL AL2935   2017-07-24 2019-03-31
146.33 FEDERAL NATL MTG ASSN POOL AL3191   2016-03-23 2019-03-31
239.27 FEDERAL NATL MTG ASSN POOL AL3904   2014-05-02 2019-03-31
441.29 FEDERAL NATL MTG ASSN POOL AL6962   2015-06-23 2019-03-31
78.41 FEDERAL NATL MTG ASSN POOL AO5940   2012-06-18 2019-03-31
438.12 FEDERAL NATL MTG ASSN POOL AO7627   2012-11-05 2019-03-31
81.34 FEDERAL NATL MTG ASSN POOL AP2133   2014-11-19 2019-03-31
55.25 FEDERAL NATL MTG ASSN POOL AQ0945   2012-11-20 2019-03-31
244.43 FEDERAL NATL MTG ASSN POOL AS0765   2014-01-22 2019-03-31
183.93 FEDERAL NATL MTG ASSN POOL AS5385   2015-09-11 2019-03-31
482.42 FEDERAL NATL MTG ASSN POOL AS7343   2016-06-16 2019-03-31
133.73 FEDERAL NATL MTG ASSN POOL AT2016   2014-11-18 2019-03-31
330.43 FEDERAL NATL MTG ASSN POOL AT2127   2014-11-14 2019-03-31
151.42 FEDERAL NATL MTG ASSN POOL AT5900   2014-07-11 2019-03-31
218.76 FEDERAL NATL MTG ASSN POOL 735646   2016-05-19 2019-03-31
177.65 FEDERAL NATL MTG ASSN POOL BM4388   2019-01-18 2019-03-31
680.19 FEDERAL NATL MTG ASSN POOL BM3954   2018-06-06 2019-03-31
406.8 FEDERAL NATL MTG ASSN POOL CA0833   2018-01-25 2019-03-31
23.63 FEDERAL NATL MTG ASSN POOL 897663   2007-06-18 2019-03-31
51.93 FEDERAL NATL MTG ASSN POOL 922488   2007-06-18 2019-03-31
19.16 FEDERAL NATL MTG ASSN POOL 932639   2010-12-20 2019-03-31
106.83 FEDERAL NATL MTG ASSN POOL AB1845   2011-08-16 2019-03-31
392.31 FEDERAL NATL MTG ASSN POOL AB2077   2011-04-15 2019-03-31
243.56 FEDERAL NATL MTG ASSN POOL AB2275   2011-02-23 2019-03-31
144.24 FEDERAL NATL MTG ASSN POOL AB2333   2011-02-23 2019-03-31
93.7 FEDERAL NATL MTG ASSN POOL AB6633   2013-03-21 2019-03-31
371.77 FEDERAL NATL MTG ASSN POOL AB9567   2013-08-06 2019-03-31
25.18 FEDERAL NALT MTG ASSN POOL AC5118   2010-06-10 2019-03-31
74.34 FEDERAL NATL MTG ASSN POOL MA0790   2011-12-08 2019-03-31
99.14 FEDERAL NATL MTG ASSN POOL MA0907   2011-11-30 2019-03-31
185.24 FEDERAL NATL MTG ASSN POOL MA2484   2017-07-31 2019-03-31
956.04 FEDERAL NATL MTG ASSN POOL MA3522   2018-11-07 2019-03-31
577.36 FEDERAL NATL MTG ASSN POOL MA2803   2017-10-19 2019-03-31
264.53 FEDERAL NATL MTG ASSN POOL MA3210   2019-03-07 2019-03-31
264.48 FEDERAL NATL MTG ASSN POOL MA3384   2018-10-18 2019-03-31
428.88 FEDERAL NATL MTG ASSN POOL AD6938   2010-06-10 2019-03-31
147.41 FEDERAL NATL MTG ASSN POOL AE0981   2011-10-17 2019-03-31
62.84 FEDERAL NATL MTG ASSN POOL AE4680   2012-05-15 2019-03-31
113.83 GOVT NATL MTG ASSN POOL AA8273   2012-08-28 2019-03-31
103.11 GOVT NATL MTG ASSN II POOL MA0625   2013-03-22 2019-03-31
325.43 FEDERAL HOME LOAN MTG CORP GOLD POOL G18521   2015-10-14 2019-04-01
5000. CVS HEALTH CORP UNSC   2018-12-17 2019-04-05
10000. MORGAN STANLEY UNSC   2016-11-14 2019-04-05
5000. USA TREASURY NOTES 02.250% DUE 11/15/2025   2018-09-24 2019-04-10
5000. USA TREASURY NOTES 01.625% DUE 05/15/2026   2019-03-01 2019-04-10
5000. USA TREASURY NOTES 02.250% DUE 11/15/2025   2018-09-24 2019-04-11
10000. LAM RESEARCH CORP CALL 01/15/2026 UNSC   2019-02-25 2019-04-12
20000. USA TREASURY NOTES TREASURY INFLATION PROTECT SECS   2019-01-09 2019-04-12
10000. CITIGROUP INC CALL 11/08/2021 UNSC   2018-12-14 2019-04-15
10000. BANK OF AMERICA CORP SER MTN CALL 10/21/26 @100 UNSC   2016-10-18 2019-04-17
10000. USA TREASURY NOTES 02.250% DUE 11/15/2025   2018-09-24 2019-04-17
5000. USA TREASURY NOTES 02.500% DUE 05/15/2024   2019-03-28 2019-04-17
15000. USA TREASURY NOTES 02.375% DUE 08/15/2024   2019-01-09 2019-04-23
5000. USA TREASURY NOTES 01.625% DUE 08/15/2022   2019-02-21 2019-04-23
10000. USA TREASURY NOTES 02.500% DUE 08/15/2023   2019-03-19 2019-04-23
10000. FORD MOTOR COMPANY CALL 09/08/2026 UNSC   2016-12-05 2019-04-24
5000. LAM RESEARCH CORP CALL 12/15/2028 UNSC   2019-03-13 2019-04-25
5000. CAPITAL ONE FINANCIAL CO CALL 09/30/2024 UNSC   2017-10-26 2019-04-26
5000. CAPITAL ONE FINANCIAL CO CALL 09/30/2024 UNSC   2019-01-24 2019-04-26
10000. INTEL CORP CALL 03/11/2024 UNSC   2017-05-08 2019-04-26
5000. USA TREASURY NOTE 01.625% DUE 12/31/2019   2018-08-16 2019-04-29
457.44 FEDERAL HOME LOAN MTG CORP GOLD POOL G14615   2016-11-03 2019-04-30
314.14 FEDERAL HOME LOAN MTG CORP GOLD POOL G14801   2015-10-23 2019-04-30
102.7 FEDERAL HOME LOAN MTG CORP GOLD POOL G08451   2014-07-02 2019-04-30
213.87 FEDERAL HOME LOAN MTG CORP GOLD POOL C04038   2012-06-14 2019-04-30
349.73 FEDERAL HOME LOAN MTG CORP GOLD POOL V61611   2017-10-17 2019-04-30
74.54 FEDERAL NATL MTG ASSN POOL AH9719   2011-06-21 2019-04-30
346.43 FEDERAL NATL MTG ASSN POOL AL2610   2014-03-14 2019-04-30
607.04 FEDERAL NATL MTG ASSN POOL AL2935   2017-07-24 2019-04-30
119.65 FEDERAL NATL MTG ASSN POOL AL3191   2016-03-23 2019-04-30
231.29 FEDERAL NATL MTG ASSN POOL AL3904   2014-05-02 2019-04-30
413.1 FEDERAL NATL MTG ASSN POOL AL6962   2015-06-23 2019-04-30
182.82 FEDERAL NATL MTG ASSN POOL AO5940   2012-06-18 2019-04-30
171.36 FEDERAL NATL MTG ASSN POOL AO7627   2012-11-05 2019-04-30
92.31 FEDERAL NATL MTG ASSN POOL AP2133   2014-11-19 2019-04-30
305.09 FEDERAL NATL MTG ASSN POOL AQ0945   2012-11-20 2019-04-30
155.41 FEDERAL NATL MTG ASSN POOL AS0765   2014-01-22 2019-04-30
312.02 FEDERAL NATL MTG ASSN POOL AS5385   2015-09-11 2019-04-30
515.1 FEDERAL NATL MTG ASSN POOL AS7343   2016-06-16 2019-04-30
174.33 FEDERAL NATL MTG ASSN POOL AT2016   2014-11-18 2019-04-30
245.46 FEDERAL NATL MTG ASSN POOL AT2127   2014-11-14 2019-04-30
138.39 FEDERAL NATL MTG ASSN POOL AT5900   2014-07-11 2019-04-30
179.46 FEDERAL NATL MTG ASSN POOL 735646   2016-05-19 2019-04-30
202.35 FEDERAL NATL MTG ASSN POOL BM4388   2019-01-18 2019-04-30
969.95 FEDERAL NATL MTG ASSN POOL BM3954   2018-06-06 2019-04-30
426.36 FEDERAL NATL MTG ASSN POOL BM5246   2019-04-23 2019-04-30
585.61 FEDERAL NATL MTG ASSN POOL CA0833   2018-01-25 2019-04-30
23.75 FEDERAL NATL MTG ASSN POOL 897663   2007-06-18 2019-04-30
52.22 FEDERAL NATL MTG ASSN POOL 922488   2007-06-18 2019-04-30
144.45 FEDERAL NATL MTG ASSN POOL 932639   2010-12-20 2019-04-30
146.38 FEDERAL NATL MTG ASSN POOL AB1845   2011-08-16 2019-04-30
236.55 FEDERAL NATL MTG ASSN POOL AB2077   2011-04-15 2019-04-30
156.88 FEDERAL NATL MTG ASSN POOL AB2275   2011-02-23 2019-04-30
57.86 FEDERAL NATL MTG ASSN POOL AB2333   2011-02-23 2019-04-30
255.92 FEDERAL NATL MTG ASSN POOL AB6633   2013-03-21 2019-04-30
352.28 FEDERAL NATL MTG ASSN POOL AB9567   2013-08-06 2019-04-30
142.72 FEDERAL NALT MTG ASSN POOL AC5118   2010-06-10 2019-04-30
54.49 FEDERAL NATL MTG ASSN POOL MA0790   2011-12-08 2019-04-30
72.49 FEDERAL NATL MTG ASSN POOL MA0907   2011-11-30 2019-04-30
282.88 FEDERAL NATL MTG ASSN POOL MA2484   2017-07-31 2019-04-30
1522.63 FEDERAL NATL MTG ASSN POOL MA3522   2018-11-07 2019-04-30
617.08 FEDERAL NATL MTG ASSN POOL MA2803   2017-10-19 2019-04-30
309.79 FEDERAL NATL MTG ASSN POOL MA3210   2019-03-07 2019-04-30
483.12 FEDERAL NATL MTG ASSN POOL MA3384   2018-10-18 2019-04-30
969.05 FEDERAL NATL MTG ASSN POOL AD6938   2010-06-10 2019-04-30
145.44 FEDERAL NATL MTG ASSN POOL AE0981   2011-10-17 2019-04-30
120.43 FEDERAL NATL MTG ASSN POOL AE4680   2012-05-15 2019-04-30
136.98 GOVT NATL MTG ASSN POOL AA8273   2012-08-28 2019-04-30
111.3 GOVT NATL MTG ASSN II POOL MA0625   2013-03-22 2019-04-30
10000. PUBLIC STORAGE CALL 02/01/2029 UNSC   2019-04-10 2019-04-30
408.96 FEDERAL HOME LOAN MTG CORP GOLD POOL G18521   2015-10-14 2019-05-01
5000. CITIGROUP INC SUB   2017-12-19 2019-05-07
5000. USA TREASURY NOTES 02.875% DUE 05/15/2028   2019-04-30 2019-05-08
10000. PACKAGING CORP OF AMERIC CALL 09/15/2027 UNSC   2017-12-11 2019-05-09
5000. USA TREASURY NOTE 01.875% DUE 01/31/2022   2019-03-28 2019-05-14
5000. USA TREASURY NOTES 02.500% DUE 05/15/2024   2019-03-28 2019-05-14
15000. USA TREASURY NOTE 04.500% DUE 02/15/2036   2017-03-17 2019-05-15
10000. USA TREASURY NOTE 04.500% DUE 02/15/2036   2019-03-14 2019-05-15
5000. USA TREASURY NOTE 01.875% DUE 01/31/2022   2018-09-24 2019-05-15
25000. USA TREASURY NOTES 03.75% DUE 08/15/2041   2015-12-30 2019-05-16
10000. USA TREASURY NOTES 03.75% DUE 08/15/2041   2018-07-05 2019-05-16
10000. MARRIOTT INTERNATIONAL SER Z CALL 11/01/2023   2018-11-13 2019-05-17
10000. USA TREASURY NOTE 01.625% DUE 12/31/2019   2019-05-15 2019-05-30
558.68 FEDERAL HOME LOAN MTG CORP GOLD POOL G14615   2016-11-03 2019-05-31
322.41 FEDERAL HOME LOAN MTG CORP GOLD POOL G14801   2015-10-23 2019-05-31
233.23 FEDERAL HOME LOAN MTG CORP GOLD POOL G08451   2014-07-02 2019-05-31
175.76 FEDERAL HOME LOAN MTG CORP GOLD POOL C04038   2012-06-14 2019-05-31
776.68 FEDERAL HOME LOAN MTG CORP GOLD POOL V61611   2017-10-17 2019-05-31
89. FEDERAL NATL MTG ASSN POOL AH9719   2011-06-21 2019-05-31
455.77 FEDERAL NATL MTG ASSN POOL AL2610   2014-03-14 2019-05-31
355.22 FEDERAL NATL MTG ASSN POOL AL2935   2017-07-24 2019-05-31
176.86 FEDERAL NATL MTG ASSN POOL AL3191   2016-03-23 2019-05-31
206.01 FEDERAL NATL MTG ASSN POOL AL3904   2014-05-02 2019-05-31
454.79 FEDERAL NATL MTG ASSN POOL AL6962   2015-06-23 2019-05-31
238.59 FEDERAL NATL MTG ASSN POOL AO5940   2012-06-18 2019-05-31
179.02 FEDERAL NATL MTG ASSN POOL AO7627   2012-11-05 2019-05-31
124.33 FEDERAL NATL MTG ASSN POOL AP2133   2014-11-19 2019-05-31
54.23 FEDERAL NATL MTG ASSN POOL AQ0945   2012-11-20 2019-05-31
175.89 FEDERAL NATL MTG ASSN POOL AS0765   2014-01-22 2019-05-31
238.83 FEDERAL NATL MTG ASSN POOL AS5385   2015-09-11 2019-05-31
589.19 FEDERAL NATL MTG ASSN POOL AS7343   2016-06-16 2019-05-31
174.82 FEDERAL NATL MTG ASSN POOL AT2016   2014-11-18 2019-05-31
228.31 FEDERAL NATL MTG ASSN POOL AT2127   2014-11-14 2019-05-31
215.02 FEDERAL NATL MTG ASSN POOL AT5900   2014-07-11 2019-05-31
167.51 FEDERAL NATL MTG ASSN POOL 735646   2016-05-19 2019-05-31
174.14 FEDERAL NATL MTG ASSN POOL BM4388   2019-01-18 2019-05-31
830.5 FEDERAL NATL MTG ASSN POOL BM3954   2018-06-06 2019-05-31
400.55 FEDERAL NATL MTG ASSN POOL BM5246   2019-04-23 2019-05-31
165.76 FEDERAL NATL MTG ASSN POOL CA0833   2018-01-25 2019-05-31
23.87 FEDERAL NATL MTG ASSN POOL 897663   2007-06-18 2019-05-31
52.52 FEDERAL NATL MTG ASSN POOL 922488   2007-06-18 2019-05-31
141.95 FEDERAL NATL MTG ASSN POOL 932639   2010-12-20 2019-05-31
139.37 FEDERAL NATL MTG ASSN POOL AB1845   2011-08-16 2019-05-31
136.76 FEDERAL NATL MTG ASSN POOL AB2077   2011-04-15 2019-05-31
143.72 FEDERAL NATL MTG ASSN POOL AB2275   2011-02-23 2019-05-31
42.64 FEDERAL NATL MTG ASSN POOL AB2333   2011-02-23 2019-05-31
196.7 FEDERAL NATL MTG ASSN POOL AB6633   2013-03-21 2019-05-31
306.41 FEDERAL NATL MTG ASSN POOL AB9567   2013-08-06 2019-05-31
143.24 FEDERAL NALT MTG ASSN POOL AC5118   2010-06-10 2019-05-31
247.82 FEDERAL NATL MTG ASSN POOL MA0790   2011-12-08 2019-05-31
92.87 FEDERAL NATL MTG ASSN POOL MA0907   2011-11-30 2019-05-31
197.84 FEDERAL NATL MTG ASSN POOL MA2484   2017-07-31 2019-05-31
1669.02 FEDERAL NATL MTG ASSN POOL MA3522   2018-11-07 2019-05-31
617.62 FEDERAL NATL MTG ASSN POOL MA2803   2017-10-19 2019-05-31
380.58 FEDERAL NATL MTG ASSN POOL MA3210   2019-03-07 2019-05-31
505.73 FEDERAL NATL MTG ASSN POOL MA3384   2018-10-18 2019-05-31
884.12 FEDERAL NATL MTG ASSN POOL AD6938   2010-06-10 2019-05-31
165.43 FEDERAL NATL MTG ASSN POOL AE0981   2011-10-17 2019-05-31
301.03 FEDERAL NATL MTG ASSN POOL AE4680   2012-05-15 2019-05-31
145. GOVT NATL MTG ASSN POOL AA8273   2012-08-28 2019-05-31
118.88 GOVT NATL MTG ASSN II POOL MA0625   2013-03-22 2019-05-31
251.31 FEDERAL HOME LOAN MTG CORP GOLD POOL G18521   2015-10-14 2019-06-01
5000. USA TREASURY NOTES 01.750% DUE 10/31/2020   2019-03-15 2019-06-04
10000. KIMCO REALTY CORP CALL 07/01/2026 @ 100.000 UNSC   2016-08-09 2019-06-05
10000. USA TREASURY NOTES 02.875% DUE 05/15/2028   2019-05-30 2019-06-07
5000. ENTERPRISE PRODUCTS OPER CALL 08/01/2048 COGT   2018-10-03 2019-06-10
5000. RYDER SYSTEM INC SER MTN CALL 05/01/2022   2019-05-15 2019-06-13
5000. USA TREASURY NOTES 02.500% DUE 08/15/2023   2019-05-17 2019-06-13
5000. RYDER SYSTEM INC SER MTN CALL 02/18/2024   2019-02-25 2019-06-14
10000. USA TREASURY NOTES 02.125% DUE 09/30/2021   2019-03-21 2019-06-14
10000. DOW CHEMICAL CO/THE SR UNSEC CALL 08/15/20 @ 100   2018-10-31 2019-06-19
10000. USA TREASURY NOTES 02.500% DUE 05/15/2024   2019-03-28 2019-06-21
5000. AVALONBAY COMMUNITIES CALL 03/01/2029 UNSC   2019-05-08 2019-06-25
5000. USA TREASURY NOTE 01.625% DUE 12/31/2019   2018-08-16 2019-06-25
5000. USA TREASURY NOTES 02.500% DUE 08/15/2023   2019-05-17 2019-06-25
5000. USA TREASURY NOTES 02.500% DUE 05/15/2024   2019-06-27 2019-06-25
5000. USA TREASURY NOTES 02.375% DUE 05/15/2027   2019-05-09 2019-06-25
5000. CITIGROUP INC SUB   2019-04-11 2019-06-28
318.53 FEDERAL HOME LOAN MTG CORP GOLD POOL G14615   2016-11-03 2019-06-30
263.24 FEDERAL HOME LOAN MTG CORP GOLD POOL G14801   2015-10-23 2019-06-30
51.92 FEDERAL HOME LOAN MTG CORP GOLD POOL G08451   2014-07-02 2019-06-30
43.37 FEDERAL HOME LOAN MTG CORP GOLD POOL C04038   2012-06-14 2019-06-30
255.49 FEDERAL HOME LOAN MTG CORP GOLD POOL V61611   2017-10-17 2019-06-30
41.97 FEDERAL NATL MTG ASSN POOL AH9719   2011-06-21 2019-06-30
420.13 FEDERAL NATL MTG ASSN POOL AL2610   2014-03-14 2019-06-30
504.24 FEDERAL NATL MTG ASSN POOL AL2935   2017-07-24 2019-06-30
111.07 FEDERAL NATL MTG ASSN POOL AL3191   2016-03-23 2019-06-30
218.25 FEDERAL NATL MTG ASSN POOL AL3904   2014-05-02 2019-06-30
374.7 FEDERAL NATL MTG ASSN POOL AL6962   2015-06-23 2019-06-30
265.39 FEDERAL NATL MTG ASSN POOL AO5940   2012-06-18 2019-06-30
235.29 FEDERAL NATL MTG ASSN POOL AO7627   2012-11-05 2019-06-30
88.74 FEDERAL NATL MTG ASSN POOL AP2133   2014-11-19 2019-06-30
386.12 FEDERAL NATL MTG ASSN POOL AQ0945   2012-11-20 2019-06-30
79.37 FEDERAL NATL MTG ASSN POOL AS0765   2014-01-22 2019-06-30
362.6 FEDERAL NATL MTG ASSN POOL AS5385   2015-09-11 2019-06-30
653.1 FEDERAL NATL MTG ASSN POOL AS7343   2016-06-16 2019-06-30
158.61 FEDERAL NATL MTG ASSN POOL AT2016   2014-11-18 2019-06-30
473.68 FEDERAL NATL MTG ASSN POOL AT2127   2014-11-14 2019-06-30
203.43 FEDERAL NATL MTG ASSN POOL AT5900   2014-07-11 2019-06-30
137.27 FEDERAL NATL MTG ASSN POOL 735646   2016-05-19 2019-06-30
373.25 FEDERAL NATL MTG ASSN POOL BM4388   2019-01-18 2019-06-30
873.19 FEDERAL NATL MTG ASSN POOL BM3954   2018-06-06 2019-06-30
327.7 FEDERAL NATL MTG ASSN POOL BM5246   2019-04-23 2019-06-30
158.43 FEDERAL NATL MTG ASSN POOL CA0833   2018-01-25 2019-06-30
23.99 FEDERAL NATL MTG ASSN POOL 897663   2007-06-18 2019-06-30
54.65 FEDERAL NATL MTG ASSN POOL 922488   2007-06-18 2019-06-30
19.61 FEDERAL NATL MTG ASSN POOL 932639   2010-12-20 2019-06-30
128.23 FEDERAL NATL MTG ASSN POOL AB1845   2011-08-16 2019-06-30
349.83 FEDERAL NATL MTG ASSN POOL AB2077   2011-04-15 2019-06-30
129.81 FEDERAL NATL MTG ASSN POOL AB2275   2011-02-23 2019-06-30
199.2 FEDERAL NATL MTG ASSN POOL AB2333   2011-02-23 2019-06-30
196.62 FEDERAL NATL MTG ASSN POOL AB6633   2013-03-21 2019-06-30
323.73 FEDERAL NATL MTG ASSN POOL AB9567   2013-08-06 2019-06-30
247.31 FEDERAL NALT MTG ASSN POOL AC5118   2010-06-10 2019-06-30
127.05 FEDERAL NATL MTG ASSN POOL MA0790   2011-12-08 2019-06-30
69.18 FEDERAL NATL MTG ASSN POOL MA0907   2011-11-30 2019-06-30
375.12 FEDERAL NATL MTG ASSN POOL MA2484   2017-07-31 2019-06-30
1329.54 FEDERAL NATL MTG ASSN POOL MA3522   2018-11-07 2019-06-30
547.96 FEDERAL NATL MTG ASSN POOL MA2803   2017-10-19 2019-06-30
344.46 FEDERAL NATL MTG ASSN POOL MA3210   2019-03-07 2019-06-30
480.44 FEDERAL NATL MTG ASSN POOL MA3384   2018-10-18 2019-06-30
113.39 FEDERAL NATL MTG ASSN POOL AD6938   2010-06-10 2019-06-30
180.59 FEDERAL NATL MTG ASSN POOL AE0981   2011-10-17 2019-06-30
134.43 FEDERAL NATL MTG ASSN POOL AE4680   2012-05-15 2019-06-30
156.34 GOVT NATL MTG ASSN POOL AA8273   2012-08-28 2019-06-30
120.86 GOVT NATL MTG ASSN II POOL MA0625   2013-03-22 2019-06-30
168.7 FEDERAL HOME LOAN MTG CORP GOLD POOL G18521   2015-10-14 2019-07-01
10000. ABBVIE INC CALL 08/14/2028 UNSC   2018-09-13 2019-07-08
10000. USA TREASURY NOTES 02.500% DUE 05/15/2024   2019-06-27 2019-07-11
5000. USA TREASURY NOTES 02.875% DUE 05/15/2028   2019-06-25 2019-07-16
10000. USA TREASURY NOTES 02.125% DUE 09/30/2021   2019-03-07 2019-07-17
5000. USA TREASURY NOTES 01.625% DUE 05/15/2026   2019-06-05 2019-07-17
5000. USA TREASURY NOTES 02.875% DUE 05/15/2028   2019-07-08 2019-07-24
5000. USA TREASURY NOTE 04.500% DUE 02/15/2036   2017-03-17 2019-07-25
5000. WESTPAC BANKING CORP SEDOL ISIN US961214EF61   2019-07-16 2019-07-25
10000. ROYAL CARIBBEAN CRUISES SEDOL ISIN US780153AW20   2017-11-20 2019-07-29
5000. USA TREASURY NOTES 02.500% DUE 05/15/2024   2019-03-28 2019-07-29
5000. WASTE MANAGEMENT INC CALL 05/15/2024 COGT   2019-05-14 2019-07-29
20000. USA TREASURY NOTE 01.625% DUE 12/31/2019   2018-08-15 2019-07-30
747.56 FEDERAL HOME LOAN MTG CORP GOLD POOL G14615   2016-11-03 2019-07-31
258.35 FEDERAL HOME LOAN MTG CORP GOLD POOL G14801   2015-10-23 2019-07-31
218.94 FEDERAL HOME LOAN MTG CORP GOLD POOL G08451   2014-07-02 2019-07-31
203.41 FEDERAL HOME LOAN MTG CORP GOLD POOL C04038   2012-06-14 2019-07-31
255.71 FEDERAL HOME LOAN MTG CORP GOLD POOL V61611   2017-10-17 2019-07-31
97.19 FEDERAL NATL MTG ASSN POOL AH9719   2011-06-21 2019-07-31
443.46 FEDERAL NATL MTG ASSN POOL AL2610   2014-03-14 2019-07-31
687.76 FEDERAL NATL MTG ASSN POOL AL2935   2017-07-24 2019-07-31
199.54 FEDERAL NATL MTG ASSN POOL AL3191   2016-03-23 2019-07-31
203.72 FEDERAL NATL MTG ASSN POOL AL3904   2014-05-02 2019-07-31
399.4 FEDERAL NATL MTG ASSN POOL AL6962   2015-06-23 2019-07-31
317.03 FEDERAL NATL MTG ASSN POOL AO5940   2012-06-18 2019-07-31
517.11 FEDERAL NATL MTG ASSN POOL AO7627   2012-11-05 2019-07-31
63.8 FEDERAL NATL MTG ASSN POOL AP2133   2014-11-19 2019-07-31
182.07 FEDERAL NATL MTG ASSN POOL AQ0945   2012-11-20 2019-07-31
166.35 FEDERAL NATL MTG ASSN POOL AS0765   2014-01-22 2019-07-31
427.82 FEDERAL NATL MTG ASSN POOL AS5385   2015-09-11 2019-07-31
665.69 FEDERAL NATL MTG ASSN POOL AS7343   2016-06-16 2019-07-31
147.99 FEDERAL NATL MTG ASSN POOL AT2016   2014-11-18 2019-07-31
251. FEDERAL NATL MTG ASSN POOL AT2127   2014-11-14 2019-07-31
218.77 FEDERAL NATL MTG ASSN POOL AT5900   2014-07-11 2019-07-31
125.26 FEDERAL NATL MTG ASSN POOL 735646   2016-05-19 2019-07-31
591.42 FEDERAL NATL MTG ASSN POOL BM4388   2019-01-18 2019-07-31
844.21 FEDERAL NATL MTG ASSN POOL BM3954   2018-06-06 2019-07-31
739.05 FEDERAL NATL MTG ASSN POOL BM5246   2019-04-23 2019-07-31
70.69 FEDERAL NATL MTG ASSN POOL CA0833   2018-01-25 2019-07-31
24.11 FEDERAL NATL MTG ASSN POOL 897663   2007-06-18 2019-07-31
71.48 FEDERAL NATL MTG ASSN POOL 922488   2007-06-18 2019-07-31
20.85 FEDERAL NATL MTG ASSN POOL 932639   2010-12-20 2019-07-31
142.7 FEDERAL NATL MTG ASSN POOL AB1845   2011-08-16 2019-07-31
532.92 FEDERAL NATL MTG ASSN POOL AB2077   2011-04-15 2019-07-31
155.47 FEDERAL NATL MTG ASSN POOL AB2275   2011-02-23 2019-07-31
197.66 FEDERAL NATL MTG ASSN POOL AB2333   2011-02-23 2019-07-31
535.69 FEDERAL NATL MTG ASSN POOL AB6633   2013-03-21 2019-07-31
246.22 FEDERAL NATL MTG ASSN POOL AB9567   2013-08-06 2019-07-31
147.74 FEDERAL NALT MTG ASSN POOL AC5118   2010-06-10 2019-07-31
153.44 FEDERAL NATL MTG ASSN POOL MA0790   2011-12-08 2019-07-31
101.95 FEDERAL NATL MTG ASSN POOL MA0907   2011-11-30 2019-07-31
643.71 FEDERAL NATL MTG ASSN POOL MA2484   2017-07-31 2019-07-31
1811.44 FEDERAL NATL MTG ASSN POOL MA3522   2018-11-07 2019-07-31
593.39 FEDERAL NATL MTG ASSN POOL MA2803   2017-10-19 2019-07-31
502.38 FEDERAL NATL MTG ASSN POOL MA3210   2019-03-07 2019-07-31
892.69 FEDERAL NATL MTG ASSN POOL MA3384   2018-10-18 2019-07-31
415.8 FEDERAL NATL MTG ASSN POOL AD6938   2010-06-10 2019-07-31
169.19 FEDERAL NATL MTG ASSN POOL AE0981   2011-10-17 2019-07-31
113.27 FEDERAL NATL MTG ASSN POOL AE4680   2012-05-15 2019-07-31
106.59 GOVT NATL MTG ASSN POOL AA8273   2012-08-28 2019-07-31
131.81 GOVT NATL MTG ASSN II POOL MA0625   2013-03-22 2019-07-31
254.51 FEDERAL HOME LOAN MTG CORP GOLD POOL G18521   2015-10-14 2019-08-01
5000. TOYOTA MOTOR CORP SEDOL ISIN US892331AF60   2019-06-25 2019-08-01
5000. USA TREASURY NOTES 02.125% DUE 09/30/2021   2019-03-07 2019-08-07
5000. VALERO ENERGY CORP CALL 06/15/2026 @ 100.000 UNSC   2018-02-28 2019-08-07
5000. CVS HEALTH CORP CALL 02/09/2023 UNSC   2019-02-06 2019-08-08
5000. OCCIDENTAL PETROLEUM COR CALL 06/15/2026 UNSC   2019-08-06 2019-08-14
5000. OCCIDENTAL PETROLEUM COR UNSC   2019-08-06 2019-08-15
5000. FEDEX CORP COGT   2019-01-14 2019-08-20
5000. USA TREASURY NOTES 01.750% DUE 10/31/2020   2019-01-24 2019-08-22
5000. USA TREASURY NOTES 01.750% DUE 10/31/2020   2019-03-15 2019-08-22
20000. USA TREASURY NOTES 02.500% DUE 05/15/2024   2019-03-28 2019-08-22
5000. CVS HEALTH CORP CALL 02/09/2023 UNSC   2019-02-01 2019-08-27
15000. CONSTELLATION BRANDS INC COGT   2017-01-13 2019-08-28
5000. EQT CORP CALL 07/01/2027 UNSC   2017-09-28 2019-08-28
5000. SHERWIN-WILLIAMS CO CALL 05/01/2022 UNSC   2017-05-02 2019-08-28
272.85 FEDERAL HOME LOAN MTG CORP GOLD POOL G14615   2016-11-03 2019-08-31
262.12 FEDERAL HOME LOAN MTG CORP GOLD POOL G14801   2015-10-23 2019-08-31
259.5 FEDERAL HOME LOAN MTG CORP GOLD POOL G08451   2014-07-02 2019-08-31
421.47 FEDERAL HOME LOAN MTG CORP GOLD POOL C04038   2012-06-14 2019-08-31
428.57 FEDERAL HOME LOAN MTG CORP GOLD POOL V61611   2017-10-17 2019-08-31
57.33 FEDERAL NATL MTG ASSN POOL AH9719   2011-06-21 2019-08-31
459.16 FEDERAL NATL MTG ASSN POOL AL2610   2014-03-14 2019-08-31
461.74 FEDERAL NATL MTG ASSN POOL AL2935   2017-07-24 2019-08-31
94.62 FEDERAL NATL MTG ASSN POOL AL3191   2016-03-23 2019-08-31
208.19 FEDERAL NATL MTG ASSN POOL AL3904   2014-05-02 2019-08-31
343.43 FEDERAL NATL MTG ASSN POOL AL6962   2015-06-23 2019-08-31
547.49 FEDERAL NATL MTG ASSN POOL AO5940   2012-06-18 2019-08-31
426.07 FEDERAL NATL MTG ASSN POOL AO7627   2012-11-05 2019-08-31
103.77 FEDERAL NATL MTG ASSN POOL AP2133   2014-11-19 2019-08-31
197.35 FEDERAL NATL MTG ASSN POOL AQ0945   2012-11-20 2019-08-31
174.65 FEDERAL NATL MTG ASSN POOL AS0765   2014-01-22 2019-08-31
450.93 FEDERAL NATL MTG ASSN POOL AS5385   2015-09-11 2019-08-31
867.91 FEDERAL NATL MTG ASSN POOL AS7343   2016-06-16 2019-08-31
249.94 FEDERAL NATL MTG ASSN POOL AT2016   2014-11-18 2019-08-31
345.16 FEDERAL NATL MTG ASSN POOL AT2127   2014-11-14 2019-08-31
137.88 FEDERAL NATL MTG ASSN POOL AT5900   2014-07-11 2019-08-31
117.21 FEDERAL NATL MTG ASSN POOL 735646   2016-05-19 2019-08-31
352.93 FEDERAL NATL MTG ASSN POOL BM4388   2019-01-18 2019-08-31
937.68 FEDERAL NATL MTG ASSN POOL BM3954   2018-06-06 2019-08-31
625.33 FEDERAL NATL MTG ASSN POOL BM5246   2019-04-23 2019-08-31
249.16 FEDERAL NATL MTG ASSN POOL CA0833   2018-01-25 2019-08-31
383.24 FEDERAL NATL MTG ASSN POOL FM1000   2019-08-22 2019-08-31
24.23 FEDERAL NATL MTG ASSN POOL 897663   2007-06-18 2019-08-31
53.52 FEDERAL NATL MTG ASSN POOL 922488   2007-06-18 2019-08-31
20.21 FEDERAL NATL MTG ASSN POOL 932639   2010-12-20 2019-08-31
177.28 FEDERAL NATL MTG ASSN POOL AB1845   2011-08-16 2019-08-31
368.46 FEDERAL NATL MTG ASSN POOL AB2077   2011-04-15 2019-08-31
44.63 FEDERAL NATL MTG ASSN POOL AB2275   2011-02-23 2019-08-31
137.4 FEDERAL NATL MTG ASSN POOL AB2333   2011-02-23 2019-08-31
163.47 FEDERAL NATL MTG ASSN POOL AB6633   2013-03-21 2019-08-31
308.5 FEDERAL NATL MTG ASSN POOL AB9567   2013-08-06 2019-08-31
236.13 FEDERAL NALT MTG ASSN POOL AC5118   2010-06-10 2019-08-31
163.63 FEDERAL NATL MTG ASSN POOL MA0790   2011-12-08 2019-08-31
170.28 FEDERAL NATL MTG ASSN POOL MA0907   2011-11-30 2019-08-31
571.3 FEDERAL NATL MTG ASSN POOL MA2484   2017-07-31 2019-08-31
1894.4 FEDERAL NATL MTG ASSN POOL MA3522   2018-11-07 2019-08-31
677.4 FEDERAL NATL MTG ASSN POOL MA2803   2017-10-19 2019-08-31
508.2 FEDERAL NATL MTG ASSN POOL MA3210   2019-03-07 2019-08-31
892.98 FEDERAL NATL MTG ASSN POOL MA3384   2018-10-18 2019-08-31
139.35 FEDERAL NATL MTG ASSN POOL AD6938   2010-06-10 2019-08-31
207.23 FEDERAL NATL MTG ASSN POOL AE0981   2011-10-17 2019-08-31
243.59 FEDERAL NATL MTG ASSN POOL AE4680   2012-05-15 2019-08-31
106.48 GOVT NATL MTG ASSN POOL AA8273   2012-08-28 2019-08-31
123.25 GOVT NATL MTG ASSN II POOL MA0625   2013-03-22 2019-08-31
481.06 FEDERAL HOME LOAN MTG CORP GOLD POOL G18521   2015-10-14 2019-09-01
10000. USA TREASURY NOTES 02.875% DUE 05/15/2028   2019-08-28 2019-09-03
5000. EQT CORP CALL 07/01/2027 UNSC   2017-09-28 2019-09-04
10000. USA TREASURY NOTE 01.625% DUE 12/31/2019   2018-09-21 2019-09-04
10000. USA TREASURY NOTES 02.375% DUE 08/15/2024   2019-07-29 2019-09-05
5000. USA TREASURY NOTES 02.500% DUE 02/15/2045   2019-08-28 2019-09-16
10000. PRUDENTIAL FINANCIAL INC SER MTN SR UNSEC   2014-08-15 2019-09-18
10000. USA TREASURY NOTES 02.375% DUE 08/15/2024   2019-07-30 2019-09-19
5000. USA TREASURY NOTES 02.125% DUE 09/30/2021   2019-09-18 2019-09-19
10000. USA TREASURY NOTE 01.875% DUE 01/31/2022   2019-08-28 2019-09-19
5000. USA TREASURY NOTES 02.500% DUE 08/15/2023   2019-08-27 2019-09-19
5000. GILEAD SCIENCES INC UNSC   2017-09-14 2019-09-20
5000. PETROLEOS MEXICANOS COM GTD ISIN US71654QAW24   2014-01-15 2019-09-23
10000. SHIRE ACQ INV IRELAND DA SEDOL ISIN US82481LAA70   2016-09-28 2019-09-23
5000. MORGAN STANLEY UNSC   2017-05-17 2019-09-26
10000. MORGAN STANLEY UNSC   2017-05-17 2019-09-26
20000. USA TREASURY NOTE 01.625% DUE 12/31/2019   2018-09-24 2019-09-27
10000. CIGNA CORP SR UNSEC CALL 11/15/21 @100   2019-06-14 2019-09-30
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 249   261 -12
b 11,873   12,355 -482
c 4,364   4,536 -172
d 9,797   9,941 -144
e 5,339   5,931 -592
5,339   5,847 -508
4,597   4,937 -340
9,808   9,859 -51
4,626   4,965 -339
4,993   4,998 -5
9,454   9,584 -130
4,558   5,156 -598
25,361   25,784 -423
14,442   15,090 -648
9,767   9,921 -154
4,883   4,943 -60
4,993   4,992 1
374   398 -24
432   448 -16
58   62 -4
268   280 -12
250   256 -6
89   93 -4
391   393 -2
607   629 -22
175   183 -8
225   234 -9
625   654 -29
151   158 -7
464   481 -17
99   103 -4
237   247 -10
179   185 -6
218   232 -14
465   480 -15
206   207 -1
322   323 -1
149   147 2
265   269 -4
683   669 14
71   72 -1
23   22 1
51   51  
20   21 -1
235   243 -8
327   323 4
255   258 -3
109   107 2
279   292 -13
263   265 -2
34   36 -2
101   107 -6
181   188 -7
207   218 -11
515   518 -3
177   178 -1
126   129 -3
146   148 -2
89   94 -5
104   112 -8
108   114 -6
9,871   10,020 -149
467   490 -23
19,004   19,156 -152
14,638   14,704 -66
14,471   14,504 -33
9,748   9,774 -26
9,657   10,059 -402
4,318   5,033 -715
7,674   9,981 -2,307
4,509   5,155 -646
5,847   6,171 -324
4,937   5,009 -72
24,981   24,957 24
443   471 -28
311   323 -12
138   148 -10
350   365 -15
529   543 -14
155   160 -5
373   376 -3
361   374 -13
134   140 -6
216   224 -8
566   591 -25
65   68 -3
168   175 -7
63   65 -2
388   404 -16
142   147 -5
188   199 -11
390   402 -12
153   153  
246   246  
96   95 1
241   245 -4
760   745 15
68   69 -1
23   22 1
51   51  
22   23 -1
71   73 -2
256   252 4
246   249 -3
133   130 3
161   169 -8
265   267 -2
247   259 -12
54   57 -3
50   52 -2
307   324 -17
255   261 -6
471   474 -3
159   159  
102   104 -2
137   139 -2
135   142 -7
85   91 -6
105   112 -7
400   419 -19
4,845   4,989 -144
19,633   19,999 -366
14,617   14,504 113
9,747   9,670 77
14,834   15,004 -170
6,160   6,165 -5
351   373 -22
271   281 -10
93   100 -7
45   46 -1
665   683 -18
75   78 -3
353   355 -2
279   289 -10
187   195 -8
226   235 -9
433   452 -19
151   158 -7
170   176 -6
47   49 -2
487   507 -20
85   88 -3
96   102 -6
443   457 -14
110   110  
261   262 -1
107   106 1
241   244 -3
774   758 16
161   164 -3
23   22 1
51   51  
134   140 -6
42   44 -2
287   283 4
165   168 -3
98   96 2
113   119 -6
136   137 -1
153   160 -7
174   183 -9
147   153 -6
201   212 -11
258   264 -6
467   469 -2
167   167  
293   300 -7
131   133 -2
141   149 -8
77   83 -6
106   112 -6
10,000   9,969 31
30,000   29,925 75
178   187 -9
9,912   9,926 -14
9,890   10,058 -168
4,877   4,768 109
9,312   9,103 209
25,687   25,458 229
51,375   50,652 723
24,416   23,818 598
14,650   14,065 585
9,961   9,955 6
4,907   4,835 72
4,908   4,835 73
4,859   4,768 91
4,859   4,749 110
14,685   14,504 181
9,805   10,005 -200
4,840   4,807 33
10,021   9,994 27
4,950   5,029 -79
4,956   4,963 -7
9,796   9,670 126
10,000   10,000  
9,822   9,670 152
490   520 -30
305   316 -11
126   136 -10
228   238 -10
162   166 -4
35   36 -1
392   395 -3
246   255 -9
212   221 -9
210   218 -8
355   371 -16
142   148 -6
171   177 -6
67   69 -2
53   55 -2
237   246 -9
65   69 -4
291   300 -9
80   80  
129   129  
94   93 1
228   231 -3
176   180 -4
690   676 14
71   72 -1
23   23  
51   51  
19   20 -1
104   108 -4
179   177 2
57   57  
117   115 2
101   106 -5
84   84  
27   29 -2
148   157 -9
130   135 -5
186   196 -10
401   410 -9
389   391 -2
180   180  
106   109 -3
118   119 -1
162   171 -9
41   44 -3
92   97 -5
14,998   14,706 292
5,038   4,974 64
10,076   10,187 -111
5,072   5,228 -156
269   282 -13
10,037   9,941 96
5,176   4,970 206
4,960   4,961 -1
4,960   4,957 3
5,057   4,961 96
5,051   4,960 91
4,966   4,974 -8
4,808   4,967 -159
9,802   9,635 167
4,998   4,902 96
9,971   9,955 16
5,066   4,986 80
593   630 -37
232   241 -9
263   283 -20
367   382 -15
175   179 -4
37   38 -1
337   339 -2
457   474 -17
219   228 -9
205   213 -8
346   361 -15
252   264 -12
179   186 -7
68   70 -2
202   211 -9
182   188 -6
112   119 -7
404   417 -13
150   150  
232   233 -1
161   159 2
217   220 -3
103   105 -2
857   840 17
148   151 -3
24   23 1
52   52  
98   102 -4
108   112 -4
232   229 3
152   154 -2
95   93 2
203   213 -10
255   256 -1
27   28 -1
25   26 -1
84   87 -3
223   234 -11
580   594 -14
469   471 -2
243   243  
114   117 -3
127   129 -2
205   216 -11
111   120 -9
83   89 -6
251   263 -12
4,793   4,967 -174
14,903   14,723 180
19,880   20,082 -202
4,864   4,860 4
5,004   4,902 102
4,832   4,641 191
15,348   15,015 333
16,955   17,472 -517
9,952   9,887 65
24,880   24,908 -28
14,892   14,829 63
19,856   19,823 33
24,602   24,434 168
9,853   9,843 10
9,808   9,990 -182
4,909   4,995 -86
4,930   4,914 16
5,348   4,996 352
9,557   10,000 -443
4,610   5,012 -402
5,223   4,958 265
4,950   5,003 -53
4,950   5,003 -53
14,781   14,504 277
4,845   4,797 48
9,808   9,658 150
10,071   9,988 83
5,325   4,937 388
4,733   4,711 22
9,867   9,667 200
4,964   4,914 50
5,043   5,010 33
5,043   5,012 31
9,940   9,876 64
4,957   4,956 1
19,958   19,911 47
340   361 -21
355   368 -13
85   91 -6
368   384 -16
307   315 -8
61   63 -2
394   397 -3
441   457 -16
146   153 -7
239   248 -9
441   461 -20
78   82 -4
438   454 -16
81   84 -3
55   58 -3
244   253 -9
184   195 -11
482   498 -16
134   134  
330   331 -1
151   150 1
219   221 -2
178   181 -3
680   666 14
407   414 -7
24   23 1
52   52  
19   20 -1
107   111 -4
392   387 5
244   247 -3
144   142 2
94   98 -4
372   374 -2
25   26 -1
74   79 -5
99   103 -4
185   195 -10
956   978 -22
577   580 -3
265   266 -1
264   265 -1
429   439 -10
147   149 -2
63   66 -3
114   123 -9
103   110 -7
325   341 -16
5,035   4,970 65
9,948   9,949 -1
4,964   4,749 215
4,754   4,663 91
4,953   4,749 204
10,212   9,989 223
20,387   19,784 603
9,994   9,776 218
9,779   10,000 -221
9,855   9,497 358
5,021   5,070 -49
14,996   14,830 166
4,888   4,854 34
10,061   10,028 33
9,593   10,000 -407
5,165   4,994 171
4,991   4,985 6
4,987   4,808 179
10,068   9,998 70
4,973   4,938 35
457   485 -28
314   325 -11
103   110 -7
214   223 -9
350   359 -9
75   77 -2
346   348 -2
607   629 -22
120   125 -5
231   240 -9
413   431 -18
183   191 -8
171   177 -6
92   95 -3
305   318 -13
155   161 -6
312   331 -19
515   531 -16
174   175 -1
245   246 -1
138   137 1
179   181 -2
202   207 -5
970   950 20
426   430 -4
586   596 -10
24   23 1
52   52  
144   151 -7
146   152 -6
237   234 3
157   159 -2
58   57 1
256   268 -12
352   355 -3
143   149 -6
54   58 -4
72   75 -3
283   298 -15
1,523   1,558 -35
617   620 -3
310   311 -1
483   484 -1
969   992 -23
145   147 -2
120   127 -7
137   148 -11
111   119 -8
10,048   10,000 48
409   428 -19
5,187   5,222 -35
5,165   5,153 12
9,833   9,976 -143
4,961   4,956 5
5,070   5,069 1
19,009   18,433 576
12,673   12,315 358
4,966   4,834 132
29,171   28,486 685
11,668   11,331 337
10,442   9,984 458
9,957   9,952 5
559   592 -33
322   334 -12
233   250 -17
176   183 -7
777   797 -20
89   92 -3
456   458 -2
355   368 -13
177   184 -7
206   214 -8
455   475 -20
239   250 -11
179   185 -6
124   128 -4
54   57 -3
176   182 -6
239   254 -15
589   608 -19
175   175  
228   229 -1
215   213 2
168   169 -1
174   178 -4
831   813 18
401   404 -3
166   169 -3
24   23 1
53   53  
142   148 -6
139   144 -5
137   135 2
144   146 -2
43   42 1
197   206 -9
306   309 -3
143   150 -7
248   262 -14
93   96 -3
198   208 -10
1,669   1,707 -38
618   621 -3
381   382 -1
506   506  
884   905 -21
165   168 -3
301   317 -16
145   156 -11
119   127 -8
251   263 -12
4,982   4,943 39
9,652   9,954 -302
10,662   10,548 114
5,391   4,970 421
5,043   4,997 46
5,134   5,066 68
5,188   4,995 193
10,066   9,941 125
10,277   10,089 188
10,320   10,135 185
5,206   4,998 208
4,989   4,938 51
5,155   5,065 90
5,179   5,170 9
5,176   4,996 180
5,386   5,174 212
319   338 -19
263   272 -9
52   56 -4
43   45 -2
255   262 -7
42   43 -1
420   423 -3
504   522 -18
111   116 -5
218   226 -8
375   391 -16
265   278 -13
235   244 -9
89   92 -3
386   402 -16
79   82 -3
363   385 -22
653   674 -21
159   159  
474   475 -1
203   201 2
137   139 -2
373   381 -8
873   855 18
328   331 -3
158   161 -3
24   23 1
55   55  
20   20  
128   133 -5
350   345 5
130   132 -2
199   196 3
197   206 -9
324   326 -2
247   259 -12
127   134 -7
69   72 -3
375   395 -20
1,330   1,360 -30
548   551 -3
344   346 -2
480   481 -1
113   116 -3
181   183 -2
134   141 -7
156   169 -13
121   129 -8
169   176 -7
10,741   9,915 826
10,273   10,337 -64
5,324   5,372 -48
10,062   9,918 144
4,890   4,879 11
5,348   5,354 -6
6,534   6,134 400
5,103   5,000 103
10,070   9,974 96
5,149   5,066 83
5,130   5,000 130
19,959   19,750 209
748   792 -44
258   267 -9
219   235 -16
203   212 -9
256   262 -6
97   101 -4
443   446 -3
688   712 -24
200   208 -8
204   211 -7
399   417 -18
317   331 -14
517   535 -18
64   66 -2
182   190 -8
166   172 -6
428   454 -26
666   687 -21
148   148  
251   252 -1
219   216 3
125   126 -1
591   604 -13
844   827 17
739   745 -6
71   72 -1
24   23 1
71   72 -1
21   22 -1
143   148 -5
533   526 7
155   158 -3
198   194 4
536   561 -25
246   248 -2
148   154 -6
153   162 -9
102   106 -4
644   677 -33
1,811   1,853 -42
593   596 -3
502   504 -2
893   894 -1
416   426 -10
169   171 -2
113   119 -6
107   115 -8
132   141 -9
255   266 -11
5,013   5,000 13
5,060   4,959 101
5,171   4,797 374
5,184   5,032 152
5,021   4,997 24
5,035   4,995 40
5,158   4,994 164
5,000   4,928 72
5,000   4,943 57
20,901   20,221 680
5,233   5,030 203
15,046   15,049 -3
4,446   5,006 -560
5,118   4,997 121
273   289 -16
262   271 -9
260   278 -18
421   439 -18
429   440 -11
57   59 -2
459   462 -3
462   478 -16
95   99 -4
208   216 -8
343   358 -15
547   572 -25
426   441 -15
104   107 -3
197   206 -9
175   181 -6
451   479 -28
868   895 -27
250   251 -1
345   346 -1
138   136 2
117   118 -1
353   360 -7
938   918 20
625   631 -6
249   254 -5
383   392 -9
24   23 1
54   54  
20   21 -1
177   184 -7
368   364 4
45   45  
137   135 2
163   171 -8
309   311 -2
236   247 -11
164   173 -9
170   177 -7
571   601 -30
1,894   1,938 -44
677   681 -4
508   510 -2
893   894 -1
139   143 -4
207   210 -3
244   256 -12
106   115 -9
123   132 -9
481   503 -22
11,170   11,153 17
4,362   5,006 -644
9,991   9,867 124
10,429   10,253 176
5,206   5,573 -367
10,541   10,330 211
10,325   10,239 86
5,035   5,042 -7
10,031   10,093 -62
5,151   5,205 -54
5,000   4,998 2
5,080   5,048 32
10,000   10,000  
5,025   5,002 23
10,054   9,998 56
19,985   19,733 252
10,357   10,269 88
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -12
b       -482
c       -172
d       -144
e       -592
      -508
      -340
      -51
      -339
      -5
      -130
      -598
      -423
      -648
      -154
      -60
      1
      -24
      -16
      -4
      -12
      -6
      -4
      -2
      -22
      -8
      -9
      -29
      -7
      -17
      -4
      -10
      -6
      -14
      -15
      -1
      -1
      2
      -4
      14
      -1
      1
       
      -1
      -8
      4
      -3
      2
      -13
      -2
      -2
      -6
      -7
      -11
      -3
      -1
      -3
      -2
      -5
      -8
      -6
      -149
      -23
      -152
      -66
      -33
      -26
      -402
      -715
      -2,307
      -646
      -324
      -72
      24
      -28
      -12
      -10
      -15
      -14
      -5
      -3
      -13
      -6
      -8
      -25
      -3
      -7
      -2
      -16
      -5
      -11
      -12
       
       
      1
      -4
      15
      -1
      1
       
      -1
      -2
      4
      -3
      3
      -8
      -2
      -12
      -3
      -2
      -17
      -6
      -3
       
      -2
      -2
      -7
      -6
      -7
      -19
      -144
      -366
      113
      77
      -170
      -5
      -22
      -10
      -7
      -1
      -18
      -3
      -2
      -10
      -8
      -9
      -19
      -7
      -6
      -2
      -20
      -3
      -6
      -14
       
      -1
      1
      -3
      16
      -3
      1
       
      -6
      -2
      4
      -3
      2
      -6
      -1
      -7
      -9
      -6
      -11
      -6
      -2
       
      -7
      -2
      -8
      -6
      -6
      31
      75
      -9
      -14
      -168
      109
      209
      229
      723
      598
      585
      6
      72
      73
      91
      110
      181
      -200
      33
      27
      -79
      -7
      126
       
      152
      -30
      -11
      -10
      -10
      -4
      -1
      -3
      -9
      -9
      -8
      -16
      -6
      -6
      -2
      -2
      -9
      -4
      -9
       
       
      1
      -3
      -4
      14
      -1
       
       
      -1
      -4
      2
       
      2
      -5
       
      -2
      -9
      -5
      -10
      -9
      -2
       
      -3
      -1
      -9
      -3
      -5
      292
      64
      -111
      -156
      -13
      96
      206
      -1
      3
      96
      91
      -8
      -159
      167
      96
      16
      80
      -37
      -9
      -20
      -15
      -4
      -1
      -2
      -17
      -9
      -8
      -15
      -12
      -7
      -2
      -9
      -6
      -7
      -13
       
      -1
      2
      -3
      -2
      17
      -3
      1
       
      -4
      -4
      3
      -2
      2
      -10
      -1
      -1
      -1
      -3
      -11
      -14
      -2
       
      -3
      -2
      -11
      -9
      -6
      -12
      -174
      180
      -202
      4
      102
      191
      333
      -517
      65
      -28
      63
      33
      168
      10
      -182
      -86
      16
      352
      -443
      -402
      265
      -53
      -53
      277
      48
      150
      83
      388
      22
      200
      50
      33
      31
      64
      1
      47
      -21
      -13
      -6
      -16
      -8
      -2
      -3
      -16
      -7
      -9
      -20
      -4
      -16
      -3
      -3
      -9
      -11
      -16
       
      -1
      1
      -2
      -3
      14
      -7
      1
       
      -1
      -4
      5
      -3
      2
      -4
      -2
      -1
      -5
      -4
      -10
      -22
      -3
      -1
      -1
      -10
      -2
      -3
      -9
      -7
      -16
      65
      -1
      215
      91
      204
      223
      603
      218
      -221
      358
      -49
      166
      34
      33
      -407
      171
      6
      179
      70
      35
      -28
      -11
      -7
      -9
      -9
      -2
      -2
      -22
      -5
      -9
      -18
      -8
      -6
      -3
      -13
      -6
      -19
      -16
      -1
      -1
      1
      -2
      -5
      20
      -4
      -10
      1
       
      -7
      -6
      3
      -2
      1
      -12
      -3
      -6
      -4
      -3
      -15
      -35
      -3
      -1
      -1
      -23
      -2
      -7
      -11
      -8
      48
      -19
      -35
      12
      -143
      5
      1
      576
      358
      132
      685
      337
      458
      5
      -33
      -12
      -17
      -7
      -20
      -3
      -2
      -13
      -7
      -8
      -20
      -11
      -6
      -4
      -3
      -6
      -15
      -19
       
      -1
      2
      -1
      -4
      18
      -3
      -3
      1
       
      -6
      -5
      2
      -2
      1
      -9
      -3
      -7
      -14
      -3
      -10
      -38
      -3
      -1
       
      -21
      -3
      -16
      -11
      -8
      -12
      39
      -302
      114
      421
      46
      68
      193
      125
      188
      185
      208
      51
      90
      9
      180
      212
      -19
      -9
      -4
      -2
      -7
      -1
      -3
      -18
      -5
      -8
      -16
      -13
      -9
      -3
      -16
      -3
      -22
      -21
       
      -1
      2
      -2
      -8
      18
      -3
      -3
      1
       
       
      -5
      5
      -2
      3
      -9
      -2
      -12
      -7
      -3
      -20
      -30
      -3
      -2
      -1
      -3
      -2
      -7
      -13
      -8
      -7
      826
      -64
      -48
      144
      11
      -6
      400
      103
      96
      83
      130
      209
      -44
      -9
      -16
      -9
      -6
      -4
      -3
      -24
      -8
      -7
      -18
      -14
      -18
      -2
      -8
      -6
      -26
      -21
       
      -1
      3
      -1
      -13
      17
      -6
      -1
      1
      -1
      -1
      -5
      7
      -3
      4
      -25
      -2
      -6
      -9
      -4
      -33
      -42
      -3
      -2
      -1
      -10
      -2
      -6
      -8
      -9
      -11
      13
      101
      374
      152
      24
      40
      164
      72
      57
      680
      203
      -3
      -560
      121
      -16
      -9
      -18
      -18
      -11
      -2
      -3
      -16
      -4
      -8
      -15
      -25
      -15
      -3
      -9
      -6
      -28
      -27
      -1
      -1
      2
      -1
      -7
      20
      -6
      -5
      -9
      1
       
      -1
      -7
      4
       
      2
      -8
      -2
      -11
      -9
      -7
      -30
      -44
      -4
      -2
      -1
      -4
      -3
      -12
      -9
      -9
      -22
      17
      -644
      124
      176
      -367
      211
      86
      -7
      -62
      -54
      2
      32
       
      23
      56
      252
      88
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 807
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 163,398 3,125,276 0.052283
2016 161,263 3,271,514 0.049293
2015 186,561 3,452,666 0.054034
2014 173,029 3,573,104 0.048425
2013 193,858 3,636,570 0.053308
2
Total of line 1, column (d) .....................
2
0.257343
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.051469
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
3,042,086
5
Multiply line 4 by line 3......................
5
156,573
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
610
7
Add lines 5 and 6........................
7
157,183
8
Enter qualifying distributions from Part XII, line 4,.............
8
155,438
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 1,220
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 1,220
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,220
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 644
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 644
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 576
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet0 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletPA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletpncsites.com/pncfoundation/charitable_trusts.
    14
    The books are in care ofbulletPNC BANK NA Telephone no.bullet (412) 762-9161

    Located atbullet116 ALLEGHENY CENTER MALLPITTSBURGHPA ZIP+4bullet152129938
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    PNC BANK N A TRUSTEE
    7     		43,718    
    116 ALLEGHENY CENTER MALL
    PITTSBURGH,PA152129938
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    3,088,412
    b
    Average of monthly cash balances.......................
    1b
    0
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    3,088,412
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    3,088,412
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    46,326
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    3,042,086
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    152,104
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    152,104
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    1,220
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,220
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    150,884
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    150,884
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    150,884
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    155,438
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    155,438
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    155,438
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 150,884
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 146,694
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013...... 0
    b From 2014...... 0
    c From 2015...... 0
    d From 2016...... 0
    e From 2017...... 0
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 155,438
    a Applied to 2017, but not more than line 2a 146,694
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 8,744
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2018. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		142,140
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2014.... 0
    b Excess from 2015.... 0
    c Excess from 2016.... 0
    d Excess from 2017.... 0
    e Excess from 2018.... 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    PNC CHARITABLE TRUST GRANT REVIEW C
    THE TOWER AT PNC PLAZA 300 FIFTH A
    PITTSBURGH,PA15222
    (412) 762-5157
    bThe form in which applications should be submitted and information and materials they should include:
    SEE WEBSITE: WWW.PNC.COM FOR APPLICATION SUBMISSION GUIDELIN ORGANIZATIONS INTERESTED IN SYBMITTING A GRANT PROPOSAL MUST FIRST SUB A PRELIMINARY LETTER OF INQUIRY.
    cAny submission deadlines:
    SEE WEBSITE: WWW.PNC.COM UNDER SPECIAL SEGMENTS "NON-PROFITS & GOVT INST"
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    SEE WEBSITE: WWW.PNC.COM UNDER SPECIAL SEGMENTS "NON-PROFITS & GOVT INST"
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    FORT LIGONIER ASSOCIATION
    200 S MARKET STREET
    LIGONIER,PA15658     		NONE PC DISCOVER FT. LIGONIER 1,398
    PITTSBURGH INSTITUTE FOR CONSERVATION
    2100 SMALLMAN STREET
    PITTSBURGH,PA15222     		NONE PC WILDLIFE LEADERSHIP ACADEMY 5,000
    PRINCE OF PEACE CENTER
    502 DARR AVENUE
    FARRELL,PA16121     		NONE PC FAMILY SUPPORT SERVICES 15,000
    CATHOLIC CHARITIES HEALTH CARE
    212 9TH STREET
    PITTSBURGH,PA15222     		NONE PC PATIENT OUT OF POCKET 5,898
    DIRTY VAGABOND MINISTRIES INC
    PO BOX 4284
    STEUBENVILLE,OH43952     		NONE PC SHARPSBURG TRANSPORTATION 15,000
    PITTSBURGH GATEWAYS CORPORATION
    1435 BEDFORD AVE
    PITTSBURGH,PA15219     		NONE PC TRADES INTRO TRAINING 17,500
    LUTHERLYN
    500 LUTHERLYN LANE
    BUTLER,PA16001     		NONE PC CABIN VILLAGE RENOVATION 10,000
    ST ANTHONY SCHOOL PROGRAMS
    2000 CORPORATE DR STE 580
    WEXFORD,PA15090     		NONE PC SCHOLARSHIP INITIATIVE 15,000
    OUTREACH TEEN & FAMILY SERVICES
    666 WASHINGTON ROAD
    PITTSBURGH,PA15228     		NONE PC TRAILER & COUNSELING 16,398
    CHANGE THE GAME INC
    PO BOX 220
    WEXFORD,PA15090     		NONE PC CONTACT LENS 15,000
    BUILDING BRIDGES FOR BUSINESS
    1526 RHINE STREET
    PITTSBURGH,PA15212     		NONE PC UCANB 12,500
    PITTSBURGH CONSERVATION CORPS
    201 NORTH BRADDOCK AVENUE
    PITTSBURGH,PA15208     		NONE PC WORKFORCE DEVELOPMENT 15,000
    YOUNG LIFE
    PO BOX 477
    LAWRENCE,PA15055     		NONE PC SUMMER CAMP FUNDING 3,000
    Total .................................bullet 3a 146,694
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 95,164  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 807  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aFEDERAL TAX REFUND     		    14 313  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   96,284  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    96,284
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2018 OtherDecreasesSchedule
    Name:
    J B FINLEY CHARITABLE TRUST
    EIN:
    25-6024443
    Description Amount
    ACCRUED INTEREST PURCHASED 574
    INCOME POSTED CURR YEAR FOR PRIOR YEAR 847


    TY 2018 OtherIncomeSchedule2
    Name:
    J B FINLEY CHARITABLE TRUST
    EIN:
    25-6024443
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    FEDERAL TAX REFUND FROM PRIOR YEAR 313 0  


    TY 2018 OtherIncreasesSchedule
    Name:
    J B FINLEY CHARITABLE TRUST
    EIN:
    25-6024443
    Description Amount
    OID ADJUSTMENT 61


    TY 2018 TaxesSchedule
    Name:
    J B FINLEY CHARITABLE TRUST
    EIN:
    25-6024443
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL ESTIMATES - PRINCIPAL 322 0   0