TY 2018 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
bullet

Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2018

Open to Public Inspection

For calendar year 2018, or tax year beginning 12-01-2018 , and ending 11-30-2019

Name of foundation
THE ROGER JAMES CHARITABLE FOUNDATION

Number and street (or P.O. box number if mail is not delivered to street address)114 W 47TH ST NY8-114-07-07
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY100361510

A Employer identification number

26-1586251

B Telephone number (see instructions)

(212) 852-3049

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$11,564,651J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check .............
3	Interest on savings and temporary cash investments
4	Dividends and interest from securities...	242,582		242,574
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		370,669
b	Gross sales price for all assets on line 6a 3,743,797
7	Capital gain net income (from Part IV, line 2)...			370,669
8	Net short-term capital gain.........				0
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		5,213
12	Total. Add lines 1 through 11........	618,464		613,243
13	Compensation of officers, directors, trustees, etc.	94,265		37,706		56,559
14	Other employee salaries and wages......			0	0	0
15	Pension plans, employee benefits.......			0	0
16a	Legal fees (attach schedule).........					0
b	Accounting fees (attach schedule).......
c	Other professional fees (attach schedule)....					0
17	Interest...............					0
18	Taxes (attach schedule) (see instructions)...		13,062	3,662		0
19	Depreciation (attach schedule) and depletion...		0	0
20	Occupancy..............
21	Travel, conferences, and meetings.......			0	0
22	Printing and publications..........			0	0
23	Other expenses (attach schedule).......		141	116		25
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	107,468		41,484	0	56,584
25	Contributions, gifts, grants paid.......	552,250				552,250
26	Total expenses and disbursements. Add lines 24 and 25	659,718		41,484	0	608,834
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-41,254
b	Net investment income (if negative, enter -0-)			571,759
c	Adjusted net income (if negative, enter -0-)...				0

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2018)

Form 990-PF (2018)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............	1,440	443	443
	2	Savings and temporary cash investments.........	394,059	472,571	472,571
	3	Accounts receivable
		Less: allowance for doubtful accounts		0	0
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts 0
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)	1,617,608	1,674,207	1,781,780
	b	Investments—corporate stock (attach schedule).......	5,633,860	5,702,797	7,953,403
	c	Investments—corporate bonds (attach schedule).......	1,379,320	1,130,708	1,184,065
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........	175,878	175,828	172,389
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	9,202,165	9,156,554	11,564,651
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........		0
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted..................
	25	Temporarily restricted...............
	26	Permanently restricted...............
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds........	9,202,165	9,156,554
	28	Paid-in or capital surplus, or land, bldg., and equipment fund
	29	Retained earnings, accumulated income, endowment, or other funds
	30	Total net assets or fund balances (see instructions).....	9,202,165	9,156,554
	31	Total liabilities and net assets/fund balances (see instructions).	9,202,165	9,156,554

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............

9,202,165

Enter amount from Part I, line 27a .....................

-41,254

Other increases not included in line 2 (itemize) bullet

404

Add lines 1, 2, and 3 ..........................

9,161,315

Decreases not included in line 2 (itemize) bullet

4,761

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .

9,156,554

Form 990-PF (2018)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	.17 CVS HEALTH CORP		2018-11-30	2018-12-06
b	231. CVS HEALTH CORP		2014-06-27	2018-12-07
c	140. CHEVRONTEXACO CORP		2017-01-05	2018-12-07
d	47. CVS HEALTH CORP		2014-06-27	2018-12-11
e	100. CVS HEALTH CORP		2015-05-07	2018-12-11
	115. CVS HEALTH CORP		2015-06-15	2018-12-11
	44. CVS HEALTH CORP		2015-06-15	2018-12-14
	165. CVS HEALTH CORP		2015-11-18	2018-12-14
	441. PFIZER INC		2016-01-28	2018-12-14
	145. SUNTRUST BANKS INC		2013-01-15	2018-12-14
	193. SUNTRUST BANKS INC		2014-06-27	2018-12-14
	249. HARTFORD FINL SVCS GROUP INC COM		2017-06-26	2018-12-19
	186. HARTFORD FINL SVCS GROUP INC COM		2017-06-28	2018-12-19
	541. DELL TECHNOLOGIES INC		2016-12-14	2018-12-28
	64. DELL TECHNOLOGIES INC		2017-01-25	2018-12-28
	174. DELL TECHNOLOGIES INC		2017-01-26	2018-12-28
	15. DELL TECHNOLOGIES INC		2017-01-27	2018-12-28
	71. DELL TECHNOLOGIES INC		2017-06-22	2018-12-28
	200. DELL TECHNOLOGIES INC		2017-06-23	2018-12-28
	229. DELL TECHNOLOGIES INC		2018-01-26	2018-12-28
	.38 DELL TECHNOLOGIES INC		2018-01-26	2019-01-04
	360. FIRSTENERGY CORP		2017-01-09	2019-01-08
	317. HARTFORD FINL SVCS GROUP INC COM		2017-06-28	2019-01-08
	9. HARTFORD FINL SVCS GROUP INC COM		2017-11-28	2019-01-08
	438. FIRSTENERGY CORP		2017-01-10	2019-01-09
	267. FIRSTENERGY CORP		2017-01-15	2019-01-09
	210. FIRSTENERGY CORP		2017-01-09	2019-01-09
	87. HARTFORD FINL SVCS GROUP INC COM		2017-11-29	2019-01-09
	77. HARTFORD FINL SVCS GROUP INC COM		2017-11-28	2019-01-09
	15. FIRSTENERGY CORP		2017-01-15	2019-01-10
	170. FIRSTENERGY CORP		2017-06-14	2019-01-10
	212. FIRSTENERGY CORP		2017-06-15	2019-01-10
	52. FIRSTENERGY CORP		2017-06-15	2019-01-10
	86. HARTFORD FINL SVCS GROUP INC COM		2017-11-29	2019-01-10
	61. HARTFORD FINL SVCS GROUP INC COM		2017-11-30	2019-01-10
	113. HARTFORD FINL SVCS GROUP INC COM		2017-12-15	2019-01-10
	78. FIRSTENERGY CORP		2017-06-16	2019-01-11
	302. FIRSTENERGY CORP		2017-06-15	2019-01-11
	153. HARTFORD FINL SVCS GROUP INC COM		2017-12-15	2019-01-11
	142. HARTFORD FINL SVCS GROUP INC COM		2017-12-18	2019-01-11
	113000. U.S. TREASURY NOTE		2018-04-27	2019-01-11
	88. MICROSOFT CORP COM		2014-06-27	2019-01-17
	105. NORFOLK SOUTHERN CORP		2017-01-09	2019-01-17
	313. PFIZER INC		2016-01-28	2019-01-17
	134. PFIZER INC		2016-03-31	2019-01-17
	143. WAL MART STORES INC		2017-01-09	2019-01-17
	5. ALPHABET INC SHS CL C		2012-06-29	2019-01-22
	7. ALPHABET INC SHS CL A		2012-06-28	2019-01-22
	116. APPLE INC		2012-06-29	2019-01-22
	138. BP P L C SPONS ADR		2014-10-27	2019-01-22
	23. BAXTER INTERNATIONAL INC		2017-04-12	2019-01-22
	35. BAXTER INTERNATIONAL INC		2017-04-11	2019-01-22
	9. BIOGEN IDEC INC		2016-08-23	2019-01-22
	8. BIOGEN IDEC INC		2016-08-24	2019-01-22
	34. CDW CORP/DE		2015-09-15	2019-01-22
	10. CVS HEALTH CORP		2018-11-30	2019-01-22
	10. CVS HEALTH CORP		2015-11-18	2019-01-22
	176. CARNIVAL CORP		2015-03-02	2019-01-22
	43. CENTENE CORP		2015-06-11	2019-01-22
	53. CHEVRONTEXACO CORP		2017-01-05	2019-01-22
	314. CISCO SYSTEMS INC		2013-08-08	2019-01-22
	123. COGNIZANT TECHNOLOGY SOLUTIONS CORP		2015-04-09	2019-01-22
	137. COMCAST CORP		2012-10-04	2019-01-22
	68. DR HORTON INC		2016-07-14	2019-01-22
	59. DR HORTON INC		2016-07-13	2019-01-22
	45. DELL TECHNOLOGIES INC		2016-12-14	2019-01-22
	96. DELTA AIR LINES INC		2016-02-22	2019-01-22
	186. DISH NETWORK CORPATION		2018-08-20	2019-01-22
	94. DOLLAR GENERAL CORP		2018-11-21	2019-01-22
	87. DOWDUPONT INC		2013-10-23	2019-01-22
	135. E*TRADE FINANCIAL CORP		2017-10-03	2019-01-22
	26. EMERSON ELECTRIC CO		2018-10-05	2019-01-22
	94. FIRSTENERGY CORP		2017-06-16	2019-01-22
	35. FORTIVE CORP		2017-07-12	2019-01-22
	47. GILEAD SCIENCES INC		2015-11-18	2019-01-22
	19. HUMANA INC		2015-08-06	2019-01-22
	30. J P MORGAN CHASE & CO		2012-06-15	2019-01-22
	45. LABORATORY CORP AMER HLDGS		2014-12-26	2019-01-22
	60. LENNAR CORP		2015-09-09	2019-01-22
	130. MARATHON OIL CORP		2018-06-11	2019-01-22
	184. MICROSOFT CORP COM		2014-06-27	2019-01-22
	53. NORFOLK SOUTHERN CORP		2017-01-09	2019-01-22
	80. NOVARTIS AG SPNSRD ADR		2018-11-16	2019-01-22
	187. NOVO NORDISK A/S ADR		2017-09-26	2019-01-22
	26. O'REILLY AUTOMOTIVE INC		2018-07-09	2019-01-22
	78. PACKAGING CORP OF AMERICA		2013-02-25	2019-01-22
	314. PFIZER INC		2016-03-31	2019-01-22
	199. REGIONS FINANCIAL CORP		2017-01-09	2019-01-22
	26. JM SMUCKER CO/THE		2018-03-06	2019-01-22
	123. SUNCOR ENERGY INC		2013-01-16	2019-01-22
	143. SUNCOR ENERGY INC		2013-01-15	2019-01-22
	118. SUNTRUST BANKS INC		2014-06-27	2019-01-22
	158. TAIWAN SEMICONDUCTOR ADR		2018-09-07	2019-01-22
	103. US BANCORP DEL		2012-07-26	2019-01-22
	26. US BANCORP DEL		2012-07-28	2019-01-22
	69. UNITEDHEALTH GROUP INC		2014-10-27	2019-01-22
	34. URBAN OUTFITTERS INC		2017-03-30	2019-01-22
	116. WAL MART STORES INC		2017-01-09	2019-01-22
	11000. BB&T CORPORATION		2017-10-25	2019-01-23
	9000. CITIGROUP INC		2011-11-17	2019-01-23
	15000. GLAXOSMITHKLINE CAPITAL		2018-06-08	2019-01-23
	5000. HOME DEPOT INC		2019-01-11	2019-01-23
	16000. JPMORGAN CHASE & CO		2014-09-16	2019-01-23
	19000. ORACLE CORP		2016-10-28	2019-01-23
	16000. SHELL INTERNATIONAL FIN		2009-09-17	2019-01-23
	22000. U.S. TREASURY BOND		2009-06-24	2019-01-23
	5000. U.S. TREASURY BOND 3.125% FEB 15 2042		2012-09-10	2019-01-23
	7000. U.S. TREASURY BOND 3.125% FEB 15 2042		2012-02-24	2019-01-23
	25000. U.S. TREASURY BOND		2016-09-23	2019-01-23
	5000. U.S. TREASURY BOND		2018-03-01	2019-01-23
	6000. U.S. TREASURY NOTE		2018-03-01	2019-01-23
	8000. U.S. TREASURY NOTE		2018-04-27	2019-01-23
	7000. U.S. TREASURY NOTE		2018-06-08	2019-01-23
	28000. U.S. TREASURY NOTE		2018-09-12	2019-01-23
	5000. U.S. TREASURY NOTE		2017-03-09	2019-01-23
	20000. U.S. TREASURY NOTE		2010-06-11	2019-01-23
	13000. U.S. TREASURY NOTE		2017-10-25	2019-01-23
	4000. U.S. TREASURY NOTE		2017-09-20	2019-01-23
	11000. U.S. TREASURY NOTE		2018-08-23	2019-01-23
	19000. WALMART INC		2018-08-23	2019-01-23
	20000. CISCO SYSTEMS INC		2009-02-24	2019-01-24
	335. CVS HEALTH CORP		2018-11-30	2019-01-30
	298. FIRSTENERGY CORP		2017-06-16	2019-01-30
	34. FIRSTENERGY CORP		2017-06-16	2019-01-31
	68. FIRSTENERGY CORP		2017-06-19	2019-01-31
	69. FIRSTENERGY CORP		2017-06-30	2019-01-31
	143. SUNCOR ENERGY INC		2013-01-15	2019-02-07
	181. SUNCOR ENERGY INC		2013-01-16	2019-02-07
	319. SUNCOR ENERGY INC		2013-01-16	2019-02-08
	128000. ANHEUSER-BUSCH INBEV FIN		2018-03-01	2019-02-11
	178. GILEAD SCIENCES INC		2016-02-25	2019-02-13
	125. GILEAD SCIENCES INC		2016-02-26	2019-02-13
	210. SUNCOR ENERGY INC		2013-01-17	2019-02-13
	105. SUNCOR ENERGY INC		2013-01-16	2019-02-13
	123. SUNCOR ENERGY INC		2013-01-16	2019-02-13
	147. SUNCOR ENERGY INC		2013-01-17	2019-02-14
	30000. CISCO SYSTEMS INC		2009-02-24	2019-02-15
	25000. CISCO SYSTEMS INC		2018-01-22	2019-02-15
	11000. CISCO SYSTEMS INC		2013-09-13	2019-02-15
	9000. CISCO SYSTEMS INC		2013-05-08	2019-02-15
	18000. CISCO SYSTEMS INC		2011-07-26	2019-02-15
	129. SUNCOR ENERGY INC		2013-01-17	2019-02-20
	123. SUNCOR ENERGY INC		2013-02-20	2019-02-20
	76. SUNCOR ENERGY INC		2013-02-20	2019-02-21
	213. SUNCOR ENERGY INC		2014-06-27	2019-02-21
	117. NORFOLK SOUTHERN CORP		2017-01-09	2019-02-27
	106. FIRSTENERGY CORP		2017-06-30	2019-02-28
	133. FIRSTENERGY CORP		2017-07-03	2019-02-28
	101. FIRSTENERGY CORP		2017-07-05	2019-02-28
	57. FIRSTENERGY CORP		2017-07-05	2019-03-01
	49. FIRSTENERGY CORP		2017-07-06	2019-03-01
	84. FIRSTENERGY CORP		2017-07-06	2019-03-05
	311. FIRSTENERGY CORP		2018-01-25	2019-03-05
	104. NORFOLK SOUTHERN CORP		2017-01-09	2019-03-05
	5. JM SMUCKER CO/THE		2018-03-07	2019-03-05
	134. JM SMUCKER CO/THE		2018-03-06	2019-03-05
	50. JM SMUCKER CO/THE		2018-03-07	2019-03-06
	372. URBAN OUTFITTERS INC		2017-03-30	2019-03-06
	198. URBAN OUTFITTERS INC		2017-07-26	2019-03-07
	108. URBAN OUTFITTERS INC		2017-03-30	2019-03-07
	68. URBAN OUTFITTERS INC		2017-03-31	2019-03-07
	125. URBAN OUTFITTERS INC		2017-07-26	2019-03-08
	251. URBAN OUTFITTERS INC		2017-07-27	2019-03-08
	49. URBAN OUTFITTERS INC		2017-07-27	2019-03-11
	235. URBAN OUTFITTERS INC		2017-07-28	2019-03-11
	92. URBAN OUTFITTERS INC		2017-07-31	2019-03-11
	41. URBAN OUTFITTERS INC		2017-07-31	2019-03-12
	30. NORFOLK SOUTHERN CORP		2017-01-09	2019-03-13
	81. NORFOLK SOUTHERN CORP		2017-01-10	2019-03-13
	68. FORTIVE CORP		2017-07-12	2019-03-19
	135. FORTIVE CORP		2017-07-13	2019-03-19
	57. NORFOLK SOUTHERN CORP		2017-01-10	2019-03-19
	39. NORFOLK SOUTHERN CORP		2017-02-21	2019-03-19
	541. PFIZER INC		2016-03-31	2019-03-19
	30. FORTIVE CORP		2017-07-14	2019-03-20
	30. FORTIVE CORP		2017-07-13	2019-03-20
	150. LENNAR CORP		2015-09-22	2019-03-22
	161. LENNAR CORP		2015-09-10	2019-03-22
	94. LENNAR CORP		2015-09-09	2019-03-22
	280. DELL TECHNOLOGIES INC		2016-12-14	2019-03-26
	25. DELL TECHNOLOGIES INC		2016-12-14	2019-03-27
	47. DELL TECHNOLOGIES INC		2017-06-23	2019-03-27
	46. DELL TECHNOLOGIES INC		2017-06-22	2019-03-27
	10. DELL TECHNOLOGIES INC		2017-01-27	2019-03-27
	113. DELL TECHNOLOGIES INC		2017-01-26	2019-03-27
	41. DELL TECHNOLOGIES INC		2017-01-25	2019-03-27
	148. DELL TECHNOLOGIES INC		2018-01-26	2019-03-28
	83. DELL TECHNOLOGIES INC		2017-06-23	2019-03-28
	7. APPLE INC		2012-06-29	2019-03-29
	225. APPLE INC		2014-06-27	2019-03-29
	58. LOWES COMPANIES INC COM		2014-06-27	2019-04-05
	191. LOWES COMPANIES INC COM		2013-06-21	2019-04-05
	418. CISCO SYSTEMS INC		2013-08-08	2019-04-08
	35. BAXTER INTERNATIONAL INC		2017-04-13	2019-04-12
	233. BAXTER INTERNATIONAL INC		2017-04-12	2019-04-12
	70. CDW CORP/DE		2015-09-16	2019-04-12
	31. CDW CORP/DE		2015-09-15	2019-04-12
	58000. U.S. TREASURY NOTE		2018-03-01	2019-04-12
	89000. U.S. TREASURY NOTE		2018-04-27	2019-04-12
	99. CDW CORP/DE		2015-09-16	2019-04-16
	79. CDW CORP/DE		2015-09-16	2019-04-16
	8. CDW CORP/DE		2015-09-17	2019-04-16
	161. LOWES COMPANIES INC COM		2014-06-27	2019-04-25
	.8 ALCON SA ACT NOM		2019-01-09	2019-04-26
	106. APPLE INC		2014-06-27	2019-04-30
	206. CENTENE CORP		2015-06-11	2019-04-30
	191. CENTENE CORP		2015-06-12	2019-04-30
	252. GILEAD SCIENCES INC		2016-04-13	2019-04-30
	47. GILEAD SCIENCES INC		2016-02-26	2019-04-30
	149. CENTENE CORP		2015-06-12	2019-05-02
	226. CENTENE CORP		2015-06-15	2019-05-02
	268. GILEAD SCIENCES INC		2016-04-13	2019-05-13
	328. CARNIVAL CORP		2015-03-02	2019-05-15
	1839. FREEPORT-MCMORAN INC		2018-05-02	2019-05-15
	126000. U.S. TREASURY NOTE		2018-09-12	2019-05-15
	40. GILEAD SCIENCES INC		2016-04-13	2019-05-16
	356. GILEAD SCIENCES INC		2017-05-31	2019-05-16
	63. GILEAD SCIENCES INC		2017-05-31	2019-05-17
	34. BAXTER INTERNATIONAL INC		2017-04-17	2019-05-20
	198. BAXTER INTERNATIONAL INC		2017-04-13	2019-05-20
	1094. FREEPORT-MCMORAN INC		2018-05-11	2019-05-30
	691. FREEPORT-MCMORAN INC		2018-05-02	2019-05-30
	. DOWDUPONT INC		2019-06-06	2019-06-06
	.33 DUPONT DE NEMOURS INC		2019-05-15	2019-06-06
	117. DUPONT DE NEMOURS INC		2014-06-27	2019-06-14
	85. DUPONT DE NEMOURS INC		2013-10-23	2019-06-14
	33. DUPONT DE NEMOURS INC		2015-06-15	2019-06-14
	34. DUPONT DE NEMOURS INC		2015-05-07	2019-06-14
	921. FREEPORT-MCMORAN INC		2018-09-14	2019-06-14
	1216. FREEPORT-MCMORAN INC		2018-08-03	2019-06-14
	3. FREEPORT-MCMORAN INC		2018-05-11	2019-06-14
	341. LENNAR CORP		2015-09-23	2019-06-14
	13. LENNAR CORP		2015-09-22	2019-06-14
	143. MOLSON COORS BREWING CO		2019-02-01	2019-06-14
	115. MOLSON COORS BREWING CO		2019-01-31	2019-06-14
	82. MOLSON COORS BREWING CO		2019-01-30	2019-06-14
	1. MOLSON COORS BREWING CO		2019-02-04	2019-06-14
	468. FREEPORT-MCMORAN INC		2018-09-14	2019-06-17
	182. LENNAR CORP		2015-09-23	2019-06-18
	23. LENNAR CORP		2017-03-08	2019-06-18
	45. LENNAR CORP		2015-09-24	2019-06-18
	185. LENNAR CORP		2017-03-08	2019-06-19
	95. DUPONT DE NEMOURS INC		2017-01-12	2019-06-21
	18. DUPONT DE NEMOURS INC		2015-06-15	2019-06-21
	73. DUPONT DE NEMOURS INC		2017-01-09	2019-06-21
	73. DUPONT DE NEMOURS INC		2017-01-10	2019-06-21
	30000. U.S. TREASURY BOND		2018-01-19	2019-06-25
	90000. U.S. TREASURY BOND		2016-09-23	2019-06-25
	449. CARNIVAL CORP		2015-06-10	2019-06-26
	7. CARNIVAL CORP		2015-03-02	2019-06-26
	48. CARNIVAL CORP		2018-08-10	2019-06-28
	352. CARNIVAL CORP		2015-06-11	2019-06-28
	19. CARNIVAL CORP		2015-06-10	2019-06-28
	86. APPLE INC		2015-05-07	2019-07-01
	15. APPLE INC		2014-06-27	2019-07-01
	139. CARNIVAL CORP		2018-09-06	2019-07-02
	271. CARNIVAL CORP		2018-08-10	2019-07-02
	3. SUNCOR ENERGY INC		2015-05-07	2019-07-02
	343. SUNCOR ENERGY INC		2014-06-27	2019-07-02
	151. SUNCOR ENERGY INC		2015-06-15	2019-07-03
	197. SUNCOR ENERGY INC		2015-05-07	2019-07-03
	46. SUNCOR ENERGY INC		2017-04-25	2019-07-05
	96. SUNCOR ENERGY INC		2015-06-15	2019-07-05
	208. SUNCOR ENERGY INC		2017-04-24	2019-07-05
	177. SUNCOR ENERGY INC		2017-04-25	2019-07-08
	272. CENTENE CORP		2015-06-16	2019-07-09
	114. CENTENE CORP		2015-06-15	2019-07-09
	116. SUNCOR ENERGY INC		2018-02-05	2019-07-09
	45. SUNCOR ENERGY INC		2017-04-25	2019-07-09
	175. SUNCOR ENERGY INC		2017-04-26	2019-07-09
	27. ALCON SA ACT NOM		2018-11-16	2019-07-09
	3. ALCON SA ACT NOM		2018-11-26	2019-07-09
	7. ALCON SA ACT NOM		2018-11-23	2019-07-09
	34. ALCON SA ACT NOM		2018-11-21	2019-07-09
	44. ALCON SA ACT NOM		2018-11-19	2019-07-09
	153. SUNCOR ENERGY INC		2018-02-06	2019-07-10
	125. SUNCOR ENERGY INC		2018-02-05	2019-07-10
	40. ALCON SA ACT NOM		2018-11-26	2019-07-10
	42. ALCON SA ACT NOM		2018-11-30	2019-07-10
	28. ALCON SA ACT NOM		2019-01-08	2019-07-10
	68. ALCON SA ACT NOM		2019-04-15	2019-07-11
	18. ALCON SA ACT NOM		2019-01-09	2019-07-11
	3. ALCON SA ACT NOM		2019-01-08	2019-07-11
	192. CARNIVAL CORP		2018-09-06	2019-07-16
	223. CARNIVAL CORP		2019-01-08	2019-07-16
	245. SUNCOR ENERGY INC		2018-03-05	2019-07-16
	87. SUNCOR ENERGY INC		2018-02-06	2019-07-16
	7. SUNCOR ENERGY INC		2018-03-06	2019-07-17
	281. SUNCOR ENERGY INC		2018-03-05	2019-07-17
	61000. U.S. TREASURY NOTE		2018-09-12	2019-07-18
	1. DOW INC		2019-04-05	2019-07-22
	85. DOW INC		2013-10-23	2019-07-22
	1. DOW INC		2017-01-09	2019-07-22
	51. DOW INC		2015-06-15	2019-07-22
	34. DOW INC		2015-05-07	2019-07-22
	117. DOW INC		2014-06-27	2019-07-22
	57. CARNIVAL CORP		2019-01-10	2019-07-23
	106. CARNIVAL CORP		2019-01-09	2019-07-23
	96. CARNIVAL CORP		2019-01-08	2019-07-23
	150. CENTENE CORP		2015-06-17	2019-07-23
	151. CENTENE CORP		2017-05-31	2019-07-23
	70. CENTENE CORP		2015-06-16	2019-07-23
	60. DOW INC		2017-01-10	2019-07-23
	72. DOW INC		2017-01-09	2019-07-23
	69. CARNIVAL CORP		2019-01-11	2019-07-24
	218. CARNIVAL CORP		2019-01-10	2019-07-24
	249. CENTENE CORP		2017-05-31	2019-07-25
	103. SUNCOR ENERGY INC		2018-03-06	2019-07-26
	163. SUNCOR ENERGY INC		2019-01-02	2019-07-26
	266. SUNCOR ENERGY INC		2019-01-02	2019-07-29
	13. DOW INC		2017-01-10	2019-07-30
	283. DOW INC		2017-01-12	2019-07-30
	112. ALCON SA ACT NOM		2019-04-15	2019-07-30
	24. DOW INC		2017-01-12	2019-07-31
	119. DOW INC		2019-01-17	2019-07-31
	118. ALCON SA ACT NOM		2019-04-15	2019-07-31
	48. ALCON SA ACT NOM		2019-04-15	2019-08-01
	253. EMERSON ELECTRIC CO		2018-10-05	2019-08-02
	1. EMERSON ELECTRIC CO		2018-10-05	2019-08-05
	231. EMERSON ELECTRIC CO		2018-10-08	2019-08-05
	160. EMERSON ELECTRIC CO		2018-10-16	2019-08-05
	174. IAA INC REG SHS WHEN		2018-04-02	2019-08-12
	211. IAA INC REG SHS WHEN		2018-04-02	2019-08-13
	146. EMERSON ELECTRIC CO		2018-10-31	2019-08-15
	159. EMERSON ELECTRIC CO		2018-10-17	2019-08-15
	48. EMERSON ELECTRIC CO		2018-10-16	2019-08-15
	158. IAA INC REG SHS WHEN		2018-04-02	2019-08-15
	25. SUNTRUST BANKS INC		2014-06-27	2019-08-15
	252. SUNTRUST BANKS INC		2015-06-15	2019-08-15
	26. SUNTRUST BANKS INC		2016-06-24	2019-08-15
	95. EMERSON ELECTRIC CO		2018-11-02	2019-08-16
	146. EMERSON ELECTRIC CO		2018-11-01	2019-08-16
	126. EMERSON ELECTRIC CO		2018-10-31	2019-08-16
	143. IAA INC REG SHS WHEN		2018-04-02	2019-08-16
	15. IAA INC REG SHS WHEN		2018-05-10	2019-08-16
	51. EMERSON ELECTRIC CO		2018-11-02	2019-08-19
	106. IAA INC REG SHS WHEN		2018-05-10	2019-08-19
	70. DOLLAR GENERAL CORP		2018-11-23	2019-09-03
	33. DOLLAR GENERAL CORP		2018-11-21	2019-09-03
	75. NOVO NORDISK A/S ADR		2017-09-26	2019-09-05
	330. TAIWAN SEMICONDUCTOR ADR		2018-09-07	2019-09-05
	140. NOVO NORDISK A/S ADR		2017-09-27	2019-09-06
	13. NOVO NORDISK A/S ADR		2017-09-26	2019-09-06
	208. TAIWAN SEMICONDUCTOR ADR		2018-09-07	2019-09-06
	61. IAA INC REG SHS WHEN		2018-05-10	2019-09-09
	112. NOVO NORDISK A/S ADR		2017-09-28	2019-09-09
	57. NOVO NORDISK A/S ADR		2017-09-27	2019-09-09
	124. IAA INC REG SHS WHEN		2018-05-10	2019-09-10
	137. NOVARTIS AG SPNSRD ADR		2018-11-16	2019-09-10
	8. NOVARTIS AG SPNSRD ADR		2018-11-19	2019-09-10
	76. IAA INC REG SHS WHEN		2018-05-16	2019-09-11
	18. IAA INC REG SHS WHEN		2018-05-17	2019-09-11
	31. IAA INC REG SHS WHEN		2018-05-10	2019-09-11
	92. NOVARTIS AG SPNSRD ADR		2018-11-19	2019-09-11
	101. IAA INC REG SHS WHEN		2018-05-17	2019-09-12
	43. NOVO NORDISK A/S ADR		2017-10-09	2019-09-17
	132. NOVO NORDISK A/S ADR		2017-09-29	2019-09-17
	52. NOVO NORDISK A/S ADR		2017-09-28	2019-09-17
	167. CDW CORP/DE		2015-09-17	2019-09-18
	53. CDW CORP/DE		2015-09-17	2019-09-18
	149. CDW CORP/DE		2016-02-22	2019-09-18
	117. CDW CORP/DE		2016-02-23	2019-09-18
	102. NOVO NORDISK A/S ADR		2017-10-10	2019-09-19
	37. NOVO NORDISK A/S ADR		2017-10-11	2019-09-19
	29. NOVO NORDISK A/S ADR		2017-10-09	2019-09-19
	57000. USD ROYAL BK CANADA		2016-04-26	2019-09-23
	14000. SHELL INTERNATIONAL FIN		2011-07-26	2019-09-23
	41000. SHELL INTERNATIONAL FIN		2009-09-17	2019-09-23
	9000. SHELL INTERNATIONAL FIN		2013-09-13	2019-09-23
	12000. SHELL INTERNATIONAL FIN		2013-05-08	2019-09-23
	19000. SHELL INTERNATIONAL FIN		2018-01-19	2019-09-23
	3. IAA INC REG SHS WHEN		2018-05-17	2019-10-11
	76. IAA INC REG SHS WHEN		2018-05-18	2019-10-11
	520. COMCAST CORP		2012-10-04	2019-10-14
	98. IAA INC REG SHS WHEN		2018-06-19	2019-10-14
	47. IAA INC REG SHS WHEN		2018-05-18	2019-10-14
	15. IAA INC REG SHS WHEN		2018-05-21	2019-10-14
	99. SONY CORP ADR AMERN SH NEW		2019-06-14	2019-10-14
	121. IAA INC REG SHS WHEN		2018-06-21	2019-10-15
	49. IAA INC REG SHS WHEN		2018-06-22	2019-10-15
	38. IAA INC REG SHS WHEN		2018-06-20	2019-10-15
	22. IAA INC REG SHS WHEN		2018-06-19	2019-10-15
	220. SONY CORP ADR AMERN SH NEW		2019-06-14	2019-10-15
	23. IAA INC REG SHS WHEN		2018-06-22	2019-10-16
	12. IAA INC REG SHS WHEN		2019-01-17	2019-10-16
	104. IAA INC REG SHS WHEN		2019-01-17	2019-10-18
	6. IAA INC REG SHS WHEN		2019-01-17	2019-10-21
	92. IAA INC REG SHS WHEN		2019-01-18	2019-10-21
	79. BIOGEN IDEC INC		2016-08-24	2019-10-22
	77. IAA INC REG SHS WHEN		2019-02-28	2019-10-23
	32. IAA INC REG SHS WHEN		2019-01-18	2019-10-23
	66. IAA INC REG SHS WHEN		2019-03-01	2019-10-24
	36. IAA INC REG SHS WHEN		2019-02-28	2019-10-24
	71. IAA INC REG SHS WHEN		2019-03-01	2019-10-25
	89. IAA INC REG SHS WHEN		2019-03-01	2019-10-28
	47. IAA INC REG SHS WHEN		2019-03-04	2019-10-28
	14. APPLE INC		2015-05-07	2019-10-29
	79. APPLE INC		2015-06-15	2019-10-29
	91. DISH NETWORK CORPATION		2018-08-22	2019-11-07
	333. DISH NETWORK CORPATION		2018-08-21	2019-11-07
	42. DISH NETWORK CORPATION		2018-08-20	2019-11-07
	186. DISH NETWORK CORPATION		2018-08-20	2019-11-07
	88. JM SMUCKER CO/THE		2018-03-13	2019-11-11
	24. JM SMUCKER CO/THE		2018-03-14	2019-11-11
	76. JM SMUCKER CO/THE		2018-03-07	2019-11-11
	3. JM SMUCKER CO/THE		2018-03-08	2019-11-11
	251. SONY CORP ADR AMERN SH NEW		2019-06-17	2019-11-11
	133. SONY CORP ADR AMERN SH NEW		2019-06-14	2019-11-11
	164. SONY CORP ADR AMERN SH NEW		2019-06-18	2019-11-11
	148. SONY CORP ADR AMERN SH NEW		2019-06-19	2019-11-11
	28. JM SMUCKER CO/THE		2018-03-14	2019-11-12
	51. JM SMUCKER CO/THE		2018-03-23	2019-11-12
	52. JM SMUCKER CO/THE		2018-03-23	2019-11-18
	38. JM SMUCKER CO/THE		2018-03-26	2019-11-18
	17. JM SMUCKER CO/THE		2018-05-17	2019-11-19
	93. JM SMUCKER CO/THE		2018-05-16	2019-11-19
	22. JM SMUCKER CO/THE		2018-03-26	2019-11-19
	47. JM SMUCKER CO/THE		2018-05-17	2019-11-20
	CAPITAL GAIN DIVIDENDS	P

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	14	14
b	17,116	17,455	-339
c	16,240	16,441	-201
d	3,446	3,552	-106
e	7,331	9,951	-2,620
	8,431	11,819	-3,388
	3,167	4,522	-1,355
	11,875	15,598	-3,723
	19,303	13,337	5,966
	7,619	4,141	3,478
	10,141	7,767	2,374
	10,788	12,940	-2,152
	8,058	9,790	-1,732
	41,640	13,255	28,385
	4,926	1,948	2,978
	13,392	5,251	8,141
	1,155	493	662
	5,465	2,433	3,032
	15,394	6,871	8,523
	17,626	12,208	5,418
	16	17	-1
	13,542	11,174	2,368
	13,741	16,685	-2,944
	390	508	-118
	16,620	13,345	3,275
	10,131	8,938	1,193
	7,968	6,518	1,450
	3,788	5,035	-1,247
	3,353	4,345	-992
	573	502	71
	6,493	5,027	1,466
	8,098	6,299	1,799
	1,975	1,545	430
	3,793	4,977	-1,184
	2,690	3,511	-821
	4,984	6,307	-1,323
	2,997	2,344	653
	11,603	8,973	2,630
	6,780	8,539	-1,759
	6,293	7,953	-1,660
	113,622	110,987	2,635
	9,283	3,676	5,607
	17,236	11,471	5,765
	13,261	9,466	3,795
	5,677	4,022	1,655
	13,784	9,816	3,968
	5,427	1,441	3,986
	7,653	1,968	5,685
	18,008	9,617	8,391
	5,533	5,781	-248
	1,613	1,224	389
	2,455	1,851	604
	3,022	2,643	379
	2,686	2,336	350
	2,744	1,406	1,338
	652	807	-155
	652	945	-293
	9,651	7,989	1,662
	5,410	3,231	2,179
	5,975	6,224	-249
	14,153	8,258	5,895
	8,231	7,712	519
	4,893	2,504	2,389
	2,509	2,317	192
	2,177	2,000	177
	1,981	2,054	-73
	4,562	4,656	-94
	5,482	6,507	-1,025
	10,721	9,920	801
	4,917	3,589	1,328
	6,781	5,976	805
	1,629	2,026	-397
	3,638	2,824	814
	2,512	2,265	247
	3,210	5,041	-1,831
	5,641	3,534	2,107
	3,102	1,047	2,055
	6,088	4,885	1,203
	2,640	3,095	-455
	2,041	2,797	-756
	19,619	7,687	11,932
	8,876	5,790	3,086
	7,067	7,015	52
	9,018	9,007	11
	9,040	7,493	1,547
	7,219	3,256	3,963
	13,337	9,424	3,913
	3,131	2,866	265
	2,714	3,356	-642
	3,860	4,215	-355
	4,488	4,917	-429
	7,154	4,749	2,405
	5,736	7,103	-1,367
	5,184	3,472	1,712
	1,309	874	435
	18,390	6,350	12,040
	1,093	833	260
	11,368	7,963	3,405
	10,645	10,951	-306
	9,253	8,615	638
	15,079	14,982	97
	5,155	5,153	2
	15,966	15,941	25
	17,883	18,808	-925
	16,159	15,918	241
	26,942	22,229	4,713
	5,077	5,265	-188
	7,108	7,018	90
	22,365	25,715	-3,350
	4,924	4,875	49
	6,010	5,997	13
	7,963	7,946	17
	7,091	6,999	92
	28,209	27,860	349
	4,868	4,881	-13
	20,220	20,064	156
	12,675	12,926	-251
	3,900	4,041	-141
	11,001	11,002	-1
	19,272	19,236	36
	20,016	19,636	380
	22,098	27,040	-4,942
	11,515	8,953	2,562
	1,317	1,022	295
	2,634	2,026	608
	2,673	2,023	650
	4,672	4,458	214
	5,913	6,202	-289
	10,261	10,931	-670
	122,577	127,606	-5,029
	11,750	15,980	-4,230
	8,252	11,292	-3,040
	6,819	7,249	-430
	3,409	3,598	-189
	3,994	3,820	174
	4,774	5,074	-300
	30,000	29,454	546
	25,000	25,000
	11,000	11,000
	9,000	9,000
	18,000	18,000
	4,408	4,453	-45
	4,203	3,885	318
	2,596	2,400	196
	7,276	9,067	-1,791
	21,092	12,782	8,310
	4,324	3,108	1,216
	5,425	3,892	1,533
	4,120	2,944	1,176
	2,324	1,661	663
	1,998	1,435	563
	3,401	2,460	941
	12,590	9,962	2,628
	18,566	11,362	7,204
	510	645	-135
	13,680	17,298	-3,618
	5,096	6,445	-1,349
	11,324	9,113	2,211
	5,889	3,695	2,194
	3,212	2,646	566
	2,022	1,645	377
	3,647	2,333	1,314
	7,323	4,829	2,494
	1,450	943	507
	6,956	4,558	2,398
	2,723	1,763	960
	1,215	786	429
	5,422	3,277	2,145
	14,640	8,860	5,780
	5,656	4,400	1,256
	11,228	8,729	2,499
	10,246	6,235	4,011
	7,010	4,826	2,184
	22,754	16,236	6,518
	2,485	1,937	548
	2,485	1,940	545
	7,193	7,289	-96
	7,720	8,024	-304
	4,508	4,849	-341
	16,290	12,778	3,512
	1,443	1,141	302
	2,712	2,145	567
	2,654	2,099	555
	577	456	121
	6,520	5,157	1,363
	2,366	1,871	495
	8,505	6,754	1,751
	4,770	3,788	982
	1,325	580	745
	42,597	20,643	21,954
	6,660	2,749	3,911
	21,932	7,522	14,410
	23,138	10,993	12,145
	2,775	1,866	909
	18,475	12,403	6,072
	7,474	2,924	4,550
	3,310	1,282	2,028
	58,566	57,975	591
	88,976	88,395	581
	10,632	4,135	6,497
	8,521	3,299	5,222
	863	335	528
	18,326	7,631	10,695
	45	43	2
	21,198	9,725	11,473
	10,498	7,739	2,759
	9,734	7,249	2,485
	16,203	24,451	-8,248
	3,022	4,246	-1,224
	7,538	5,655	1,883
	11,434	8,767	2,667
	17,104	26,003	-8,899
	17,590	14,889	2,701
	19,916	27,773	-7,857
	129,091	125,370	3,721
	2,640	3,881	-1,241
	23,493	23,018	475
	4,159	4,073	86
	2,564	1,796	768
	14,930	10,559	4,371
	10,710	17,720	-7,010
	6,765	10,436	-3,671
	9		9
	24	30	-6
	8,786	8,945	-159
	6,383	5,213	1,170
	2,478	2,547	-69
	2,553	2,556	-3
	9,830	12,594	-2,764
	12,978	19,154	-6,176
	32	49	-17
	18,253	16,728	1,525
	696	632	64
	7,725	9,483	-1,758
	6,213	7,587	-1,374
	4,430	5,368	-938
	54	66	-12
	4,979	6,400	-1,421
	9,505	8,928	577
	1,201	1,171	30
	2,350	2,168	182
	9,414	9,422	-8
	7,138	8,223	-1,085
	1,352	1,389	-37
	5,485	6,323	-838
	5,485	6,246	-761
	29,870	27,653	2,217
	89,610	92,545	-2,935
	20,381	21,335	-954
	318	318
	2,222	2,871	-649
	16,296	16,703	-407
	880	903	-23
	17,374	10,826	6,548
	3,030	1,376	1,654
	6,454	8,586	-2,132
	12,582	16,211	-3,629
	93	90	3
	10,664	14,601	-3,937
	4,704	4,209	495
	6,137	5,922	215
	1,446	1,426	20
	3,018	2,676	342
	6,539	6,365	174
	5,560	5,487	73
	13,674	10,745	2,929
	5,731	4,423	1,308
	3,712	4,024	-312
	1,440	1,395	45
	5,600	5,414	186
	1,635	1,438	197
	182	162	20
	424	375	49
	2,059	1,842	217
	2,665	2,354	311
	4,942	5,147	-205
	4,038	4,336	-298
	2,438	2,161	277
	2,560	2,328	232
	1,707	1,471	236
	4,187	3,753	434
	1,108	951	157
	185	158	27
	8,908	11,859	-2,951
	10,347	11,592	-1,245
	7,734	7,825	-91
	2,746	2,927	-181
	220	226	-6
	8,813	8,975	-162
	63,261	60,695	2,566
	51		51
	4,323	3,416	907
	51	57	-6
	2,594	2,579	15
	1,729	1,675	54
	5,950	5,861	89
	2,629	2,965	-336
	4,889	5,505	-616
	4,428	4,990	-562
	7,878	5,950	1,928
	7,931	5,472	2,459
	3,676	2,765	911
	3,112	3,364	-252
	3,734	4,086	-352
	3,223	3,611	-388
	10,184	11,339	-1,155
	13,028	9,023	4,005
	3,061	3,319	-258
	4,844	4,593	251
	7,773	7,495	278
	627	729	-102
	13,659	16,051	-2,392
	6,611	6,181	430
	1,155	1,361	-206
	5,725	6,519	-794
	6,936	6,512	424
	2,843	2,649	194
	15,618	19,714	-4,096
	60	78	-18
	13,848	17,889	-4,041
	9,592	11,720	-2,128
	7,574	5,788	1,786
	9,720	7,019	2,701
	8,246	10,025	-1,779
	8,980	11,686	-2,706
	2,711	3,516	-805
	7,040	5,256	1,784
	1,480	1,006	474
	14,914	11,081	3,833
	1,539	1,060	479
	5,493	6,665	-1,172
	8,442	10,233	-1,791
	7,285	8,652	-1,367
	6,248	4,757	1,491
	655	498	157
	2,982	3,578	-596
	4,694	3,522	1,172
	10,901	7,422	3,479
	5,139	3,483	1,656
	3,957	3,612	345
	14,598	14,835	-237
	7,385	6,757	628
	686	626	60
	9,127	9,351	-224
	2,953	2,027	926
	5,687	5,386	301
	2,894	2,751	143
	5,757	4,121	1,636
	12,130	10,554	1,576
	708	619	89
	3,485	2,539	946
	825	607	218
	1,422	1,030	392
	8,153	7,117	1,036
	4,623	3,408	1,215
	2,194	2,117	77
	6,736	6,316	420
	2,654	2,501	153
	20,283	6,988	13,295
	6,362	2,218	4,144
	17,887	5,781	12,106
	14,045	4,567	9,478
	5,199	4,976	223
	1,886	1,825	61
	1,478	1,428	50
	57,000	57,234	-234
	14,000	14,000
	41,000	40,789	211
	9,000	9,000
	12,000	12,000
	19,000	19,000
	111	101	10
	2,822	2,537	285
	23,515	9,505	14,010
	3,548	3,350	198
	1,702	1,569	133
	543	503	40
	5,731	5,091	640
	4,373	4,168	205
	1,771	1,681	90
	1,373	1,304	69
	795	752	43
	12,753	11,313	1,440
	850	789	61
	443	382	61
	3,932	3,308	624
	234	191	43
	3,593	2,976	617
	22,529	23,066	-537
	2,941	2,266	675
	1,222	1,035	187
	2,533	1,944	589
	1,382	1,060	322
	2,705	2,091	614
	3,404	2,621	783
	1,797	1,394	403
	3,407	1,762	1,645
	19,226	10,042	9,184
	3,149	3,197	-48
	11,524	11,887	-363
	1,454	1,469	-15
	6,437	6,465	-28
	9,177	11,570	-2,393
	2,503	3,182	-679
	7,926	9,797	-1,871
	313	385	-72
	15,310	13,148	2,162
	8,112	6,839	1,273
	10,003	8,564	1,439
	9,027	7,807	1,220
	2,934	3,712	-778
	5,343	6,125	-782
	5,474	6,245	-771
	4,001	4,605	-604
	1,771	1,891	-120
	9,687	10,415	-728
	2,292	2,666	-374
	4,914	5,228	-314
			45

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a
b			-339
c			-201
d			-106
e			-2,620
			-3,388
			-1,355
			-3,723
			5,966
			3,478
			2,374
			-2,152
			-1,732
			28,385
			2,978
			8,141
			662
			3,032
			8,523
			5,418
			-1
			2,368
			-2,944
			-118
			3,275
			1,193
			1,450
			-1,247
			-992
			71
			1,466
			1,799
			430
			-1,184
			-821
			-1,323
			653
			2,630
			-1,759
			-1,660
			2,635
			5,607
			5,765
			3,795
			1,655
			3,968
			3,986
			5,685
			8,391
			-248
			389
			604
			379
			350
			1,338
			-155
			-293
			1,662
			2,179
			-249
			5,895
			519
			2,389
			192
			177
			-73
			-94
			-1,025
			801
			1,328
			805
			-397
			814
			247
			-1,831
			2,107
			2,055
			1,203
			-455
			-756
			11,932
			3,086
			52
			11
			1,547
			3,963
			3,913
			265
			-642
			-355
			-429
			2,405
			-1,367
			1,712
			435
			12,040
			260
			3,405
			-306
			638
			97
			2
			25
			-925
			241
			4,713
			-188
			90
			-3,350
			49
			13
			17
			92
			349
			-13
			156
			-251
			-141
			-1
			36
			380
			-4,942
			2,562
			295
			608
			650
			214
			-289
			-670
			-5,029
			-4,230
			-3,040
			-430
			-189
			174
			-300
			546




			-45
			318
			196
			-1,791
			8,310
			1,216
			1,533
			1,176
			663
			563
			941
			2,628
			7,204
			-135
			-3,618
			-1,349
			2,211
			2,194
			566
			377
			1,314
			2,494
			507
			2,398
			960
			429
			2,145
			5,780
			1,256
			2,499
			4,011
			2,184
			6,518
			548
			545
			-96
			-304
			-341
			3,512
			302
			567
			555
			121
			1,363
			495
			1,751
			982
			745
			21,954
			3,911
			14,410
			12,145
			909
			6,072
			4,550
			2,028
			591
			581
			6,497
			5,222
			528
			10,695
			2
			11,473
			2,759
			2,485
			-8,248
			-1,224
			1,883
			2,667
			-8,899
			2,701
			-7,857
			3,721
			-1,241
			475
			86
			768
			4,371
			-7,010
			-3,671
			9
			-6
			-159
			1,170
			-69
			-3
			-2,764
			-6,176
			-17
			1,525
			64
			-1,758
			-1,374
			-938
			-12
			-1,421
			577
			30
			182
			-8
			-1,085
			-37
			-838
			-761
			2,217
			-2,935
			-954

			-649
			-407
			-23
			6,548
			1,654
			-2,132
			-3,629
			3
			-3,937
			495
			215
			20
			342
			174
			73
			2,929
			1,308
			-312
			45
			186
			197
			20
			49
			217
			311
			-205
			-298
			277
			232
			236
			434
			157
			27
			-2,951
			-1,245
			-91
			-181
			-6
			-162
			2,566
			51
			907
			-6
			15
			54
			89
			-336
			-616
			-562
			1,928
			2,459
			911
			-252
			-352
			-388
			-1,155
			4,005
			-258
			251
			278
			-102
			-2,392
			430
			-206
			-794
			424
			194
			-4,096
			-18
			-4,041
			-2,128
			1,786
			2,701
			-1,779
			-2,706
			-805
			1,784
			474
			3,833
			479
			-1,172
			-1,791
			-1,367
			1,491
			157
			-596
			1,172
			3,479
			1,656
			345
			-237
			628
			60
			-224
			926
			301
			143
			1,636
			1,576
			89
			946
			218
			392
			1,036
			1,215
			77
			420
			153
			13,295
			4,144
			12,106
			9,478
			223
			61
			50
			-234

			211



			10
			285
			14,010
			198
			133
			40
			640
			205
			90
			69
			43
			1,440
			61
			61
			624
			43
			617
			-537
			675
			187
			589
			322
			614
			783
			403
			1,645
			9,184
			-48
			-363
			-15
			-28
			-2,393
			-679
			-1,871
			-72
			2,162
			1,273
			1,439
			1,220
			-778
			-782
			-771
			-604
			-120
			-728
			-374
			-314

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	370,669
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see instructions before making any entries.

(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2017	613,318	10,867,410	0.056436
2016	552,430	10,156,132	0.054394
2015	548,647	9,459,041	0.058002
2014	1,084,547	10,167,883	0.106664
2013	53,312	10,227,522	0.005213

Total of line 1, column (d) .....................

0.280709

Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......

0.056142

Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......

10,627,886

Multiply line 4 by line 3......................

596,671

Enter 1% of net investment income (1% of Part I, line 27b)...........

5,718

Add lines 5 and 6........................

602,389

Enter qualifying distributions from Part XII, line 4,.............

608,834

If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2018)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	5,718
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	5,718
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	5,718
6	Credits/Payments:

a	2018 estimated tax payments and 2017 overpayment credited to 2018	6a	7,050
b	Exempt foreign organizations—tax withheld at source......	6b
c	Tax paid with application for extension of time to file (Form 8868)...	6c	0
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	7,050
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	1,332
11	Enter the amount of line 10 to be: Credited to 2019 estimated tax0	Refunded	11	1,332

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions

for definition).................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2018)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

BANK OF AMERICA NA Telephone no. bullet

(212) 852-3049

Located at bullet

114 W 47TH ST NY8-114-07-07NEW YORKNY ZIP+4 bullet

100361510

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2018?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2018, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2018?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2018.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?

Form 990-PF (2018)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
BANK OF AMERICA N A	TRUSTEE 2	94,265
114 W 47TH ST NY8-114-07-07 NEW YORK,NY100361510	TRUSTEE 2	94,265

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2018)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2018)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

10,420,823

Average of monthly cash balances.......................

368,909

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

10,789,732

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

10,789,732

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

161,846

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

10,627,886

Minimum investment return. Enter 5% of line 5..................

531,394

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

531,394

Tax on investment income for 2018 from Part VI, line 5......

5,718

Income tax for 2018. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

5,718

Distributable amount before adjustments. Subtract line 2c from line 1............

525,676

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

525,676

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

525,676

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

608,834

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

608,834

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

5,718

Adjusted qualifying distributions. Subtract line 5 from line 4..............

603,116

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2018)

Page 9

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2017	(c) 2017	(d) 2018
1 Distributable amount for 2018 from Part XI, line 7					525,676
2 Undistributed income, if any, as of the end of 2018:
a Enter amount for 2017 only.......				0
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2018:
a From 2013......	0
b From 2014......	589,245
c From 2015......	83,689
d From 2016......	59,233
e From 2017......	88,741
fTotal of lines 3a through e........		820,908
4Qualifying distributions for 2018 from Part
XII, line 4: $ 608,834
a Applied to 2017, but not more than line 2a				0
b Applied to undistributed income of prior years (Election required—see instructions).....			0
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2018 distributable amount.....					525,676
e Remaining amount distributed out of corpus		83,158
5 Excess distributions carryover applied to 2018.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		904,066
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2017. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2018. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2019 ..........					0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		0
8 Excess distributions carryover from 2013 not applied on line 5 or line 7 (see instructions) ...		0
9Excess distributions carryover to 2019. Subtract lines 7 and 8 from line 6a ......		904,066
10 Analysis of line 9:
a Excess from 2014....	589,245
b Excess from 2015....	83,689
c Excess from 2016....	59,233
d Excess from 2017....	88,741
e Excess from 2018....	83,158

Form 990-PF (2018)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2018	(b) 2017	(c) 2016	(d) 2015	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

NONE

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

NONE

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or email address of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2018)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
BENTON-FRANKLIN CO HUMANE SOCIETY INCORPORATE 1736 E 17TH AVE KENNEWICK,WA993360616	NONE	PC	GENERAL OPERATING	110,450
BEST FRIENDS ANIMAL SOCIETY 5001 ANGEL CANYON RD KANAB,UT847415000	NONE	PC	GENERAL OPERATING	110,450
CAT ADOPTION TEAM 14175 SW GALIBREATH DR SHERWOOD,OR971409170	NONE	PC	GENERAL OPERATING	110,450
FERAL CAT COALITION OF OREGON PO BOX 87282-0734 PORTLAND,OR972820734	NONE	PC	GENERAL OPERATING	110,450
FERAL CAT SPREAY-NEURTER PROJECT 4001 198TH ST SW LYNWOOD,WA980366731	NONE	PC	GENERAL OPERATING	110,450
Total ................................. 3a				552,250

bApproved for future payment

Total ................................. 3b

Form 990-PF (2018)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........
4 Dividends and interest from securities....			14	242,582
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory ............			18	370,669
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: aFEDERAL TAX REFUND			1	5,213
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				618,464

13Total. Add line 12, columns (b), (d), and (e)..................

618,464

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2018)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.)? Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2018)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Name of Bond	End of Year Book Value	End of Year Fair Market Value
931142EK5 WALMART INC	118,189	122,827
037833CJ7 APPLE INC	118,091	125,096
17275RAE2 CISCO SYSTEMS INC
05531FBB8 BB&T CORPORATION	120,456	124,083
377372AL1 GLAXOSMITHKLINE CAPI	116,857	122,240
06406FAD5 BANK OF NY MELLON CO	58,752	59,309
822582AJ1 SHELL INTERNATIONAL
172967FT3 CITIGROUP INC	55,724	59,808
46625HJX9 JPMORGAN CHASE & CO	112,032	118,628
68389XBM6 ORACLE CORP	117,997	122,293
78011DAG9 USD ROYAL BK CANADA
949746SA0 WELLS FARGO & COMPAN	63,015	63,132
035242AL0 ANHEUSER-BUSCH INBEV
437076BW1 HOME DEPOT INC	122,378	134,142
025816CC1 AMERICAN EXPRESS CO	127,217	132,507

Name of Stock	End of Year Book Value	End of Year Fair Market Value
867914103 SUNTRUST BANKS INC	73,976	123,970
055622104 BP P L C SPONS ADR	127,145	123,336
071813109 BAXTER INTERNATIONAL	58,549	85,577
09062X103 BIOGEN IDEC INC	113,747	120,224
15135B101 CENTENE CORP DEL
172967424 CITIGROUP INC	40,114	57,467
256677105 DOLLAR GENERAL CORP	130,850	188,045
269246401 E*TRADE FINANCIAL CO	112,356	106,985
91324P102 UNITEDHEALTH GROUP I	115,948	237,610
02079K107 ALPHABET INC SHS	105,507	227,063
02079K305 ALPHABET INC SHS	72,180	222,999
12514G108 CDW CORP/DE	22,701	78,329
337932107 FIRSTENERGY CORP
35671D857 FREEPORT-MCMORAN COP
917047102 URBAN OUTFITTERS INC
931142103 WAL MART STORES INC	143,524	217,220
02005N100 ALLY FINANCIAL INC	108,686	121,756
02209S103 ALTRIA GROUP INC	179,641	170,521
037833100 APPLE INC	192,407	479,981
143658300 CARNIVAL CORP
166764100 CHEVRONTEXACO CORP	141,266	138,565
247361702 DELTA AIR LINES INC	110,698	130,266
34959J108 FORTIVE CORP	108,276	112,080
444859102 HUMANA INC	104,696	187,335
48238T109 KAR AUCTION SERVICES	102,518	95,695
655844108 NORFOLK SOUTHERN COR	60,691	98,879
670100205 NOVO NORDISK A/S ADR	95,441	109,717
717081103 PFIZER INC	152,476	175,420
832696405 SMUCKER J M CO
565849106 MARATHON OIL CORP	97,467	61,023
874039100 TAIWAN SEMICONDUCTOR	107,320	145,944
17275R102 CISCO SYSTEMS INC	123,356	191,978
192446102 COGNIZANT TECHNOLOGY	147,060	141,170
20030N101 COMCAST CORP	122,812	222,560
291011104 EMERSON ELECTRIC COM
416515104 HARTFORD FINL SVCS G
46625H100 J P MORGAN CHASE & C	126,699	318,200
50540R409 LABORATORY CORP AMER	149,455	184,523
594918104 MICROSOFT CORP COM	194,721	540,881
00130H105 AES CORP/VA	100,142	132,275
126650100 CVS CORP
23331A109 DR HORTON INC	113,329	189,352
25470M109 DISH NETWORK CORPATI	80,076	100,904
548661107 LOWES COMPANIES INC	115,292	178,780
67103H107 O'REILLY AUTOMOTIVE	115,581	165,413
867224107 SUNCOR ENERGY INC NE
24703L103 DELL TECHNOLOGIES IN
26078J100 DOWDUPONT INC COM
526057104 LENNAR CORP
902973304 US BANCORP DEL	90,822	142,451
375558103 GILEAD SCIENCES INC
66987V109 NOVARTIS AG SPNSRD A	77,742	92,023
695156109 PACKAGING CORP OF AM	73,209	114,809
7591EP100 REGIONS FINANCIAL CO	87,651	99,807
22052L104 DOWDUPONT INC	139,182	133,144
26614N102 DUPONT DE NEMOURS IN	40,975	33,701
35137L105 FOX CORP	68,863	70,268
92343V104 VERIZON COMMUNICATIO	210,215	220,358
05523R107 BAE SYSTEMS PLC	76,703	82,640
12508E101 CDK GLOBAL INC	75,832	69,615
443510607 HUBBELL INC	92,421	113,205
60871R209 MOLSON COORS BREWING	86,184	69,612
904784709 UNILEVER NV	83,173	83,310
20825C104 CONOCOPHILLIPS	94,543	94,705
25470M117 DISH NETWORK CORP RI		103
256746108 DOLLAR TREE INC	160,849	146,427
835699307 SONY CORP ADR AMERN	80,795	95,982
01609W102 ALIBABA GROUP HOLDIN	96,935	109,200

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
FOREIGN TAXES	3,662	3,662		0
FEDERAL ESTIMATES - PRINCIPAL	9,400	0		0

Description	Amount
COST BASIS ADJUSTMENT	4,198
PURCHASE OF ACCRUED INTEREST C/O TO NEXT	563

Description	Revenue and Expenses per Books	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
OTHER INVESTMENT EXPENSES	116	116		0
OTHER NON-ALLOCABLE EXPENSE -	25	0		25