-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
MARGUERITE LISTEMAN FUND
Number and street (or P.O. box number if mail is not delivered to street address)
THE NORTHERN TRUST COMPANY TRUSTEE
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PO BOX CHICAG
,
IL
60680
A Employer identification number
36-6028439
B
Telephone number (see instructions)
(312) 630-6000
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
4,962,627
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
139,463
139,552
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
96,253
b
Gross sales price for all assets on line 6a
1,718,038
7
Capital gain net income (from Part IV, line 2)
...
96,253
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
12
Total.
Add lines 1 through 11
........
235,716
235,805
13
Compensation of officers, directors, trustees, etc.
36,587
36,587
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
2,500
1,250
0
1,250
c
Other professional fees (attach schedule)
....
14,715
14,715
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
7,629
3,929
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
312
97
215
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
61,743
19,991
0
38,052
25
Contributions, gifts, grants paid
.......
245,000
245,000
26
Total expenses and disbursements.
Add lines 24 and 25
306,743
19,991
0
283,052
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-71,027
b
Net investment income
(if negative, enter -0-)
215,814
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
139,239
240,343
240,343
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
2,792,081
2,858,349
3,540,913
c
Investments—corporate bonds (attach schedule)
.......
1,315,661
927,885
944,021
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
72,462
221,838
237,350
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
4,319,443
4,248,415
4,962,627
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
4,319,443
4,248,415
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
4,319,443
4,248,415
30
Total liabilities and net assets/fund balances
(see instructions)
.
4,319,443
4,248,415
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
4,319,443
2
Enter amount from Part I, line 27a
.....................
2
-71,027
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
4,248,416
5
Decreases not included in line 2 (itemize)
5
1
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
4,248,415
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
2. ALPHABET INC CAPITAL STOCK USD0.001 CL A
2018-05-08
2019-06-04
b
3. ALPHABET INC CAPITAL STOCK USD0.001 CL A
2018-05-08
2019-06-20
c
2. ALPHABET INC CAPITAL STOCK USD0.001 CL A
2018-06-14
2019-06-20
d
1. ALPHABET INC CAPITAL STOCK USD0.001 CL A
2018-06-14
2019-06-20
e
2. ALPHABET INC CAPITAL STOCK USD0.001 CL A
2018-07-19
2019-08-27
1. ALPHABET INC CAPITAL STOCK USD0.001 CL A
2018-07-12
2019-11-14
141. ANALOG DEVICES INC
2018-09-10
2019-01-04
146. ANALOG DEVICES INC
2018-08-22
2019-01-04
92. ANALOG DEVICES INC
2019-02-07
2019-03-08
89. ANALOG DEVICES INC
2019-02-07
2019-03-08
68. ANALOG DEVICES INC
2018-04-06
2019-04-17
65. ANALOG DEVICES INC
2018-04-06
2019-04-17
17. ANALOG DEVICES INC
2018-04-06
2019-06-04
35. ANALOG DEVICES INC
2018-04-06
2019-06-20
34. ANALOG DEVICES INC
2018-04-06
2019-06-20
117. ANALOG DEVICES INC
2018-04-06
2019-08-19
118. ANALOG DEVICES INC
2018-04-06
2019-08-19
13. ANALOG DEVICES INC
2018-03-28
2019-08-27
11. ANALOG DEVICES INC
2018-09-10
2019-11-14
85. ARMSTRONG WORLD INDS INC NEW COM STK
2018-07-19
2019-04-02
82. ARMSTRONG WORLD INDS INC NEW COM STK
2018-10-03
2019-04-02
16. ARMSTRONG WORLD INDS INC NEW COM STK
2018-07-19
2019-06-04
34. ARMSTRONG WORLD INDS INC NEW COM STK
2018-10-03
2019-06-20
33. ARMSTRONG WORLD INDS INC NEW COM STK
2018-07-27
2019-06-20
81. ARMSTRONG WORLD INDS INC NEW COM STK
2018-07-27
2019-07-02
81. ARMSTRONG WORLD INDS INC NEW COM STK
2018-07-27
2019-07-02
13. ARMSTRONG WORLD INDS INC NEW COM STK
2018-07-27
2019-08-27
14. ARMSTRONG WORLD INDS INC NEW COM STK
2018-08-13
2019-11-14
25. BAXTER INTL INC
2019-04-26
2019-06-04
51. BAXTER INTL INC
2019-04-26
2019-06-20
51. BAXTER INTL INC
2019-04-26
2019-06-20
27. BAXTER INTL INC
2019-08-15
2019-08-27
20.00201 BAXTER INTL INC
2019-07-18
2019-11-14
1.99799 BAXTER INTL INC
2019-07-18
2019-11-14
8. BRUNSWICK CORP
2019-10-28
2019-12-12
177. CISCO SYS INC
2017-08-31
2019-03-01
171. CISCO SYS INC
2017-08-31
2019-03-01
45. CISCO SYS INC
2017-08-31
2019-06-04
98. CISCO SYS INC
2018-06-14
2019-06-20
98. CISCO SYS INC
2018-06-14
2019-06-20
51. CISCO SYS INC
2018-07-19
2019-08-27
263. CISCO SYS INC
2017-08-31
2019-11-05
276. CISCO SYS INC
2018-07-19
2019-11-05
39. CISCO SYS INC
2017-08-31
2019-11-14
383. CISCO SYS INC
2017-08-31
2019-11-25
352. CISCO SYS INC
2017-08-31
2019-11-25
235. COCA COLA CO
2017-08-31
2019-01-17
243. COCA COLA CO
2017-08-31
2019-01-17
481. COCA COLA CO
2018-01-26
2019-02-15
501. COCA COLA CO
2018-01-26
2019-02-15
42. COCA COLA CO
2018-01-29
2019-06-04
91. COCA COLA CO
2018-01-29
2019-06-20
92. COCA COLA CO
2018-01-29
2019-06-20
48. COCA COLA CO
2018-01-29
2019-08-27
352. COCA COLA CO
2018-01-29
2019-11-07
336. COCA COLA CO
2018-01-29
2019-11-07
31. COCA COLA CO
2017-08-31
2019-11-14
41. EBAY INC
2017-08-31
2019-03-21
41. EBAY INC
2017-08-31
2019-03-21
178. EBAY INC
2017-08-31
2019-04-17
187. EBAY INC
2017-08-31
2019-04-17
33. EBAY INC
2018-06-14
2019-06-20
46. EBAY INC
2018-06-14
2019-06-20
216. EBAY INC
2018-06-14
2019-06-21
219. EBAY INC
2018-05-23
2019-06-21
14. EBAY INC
2019-08-15
2019-10-28
14. EBAY INC
2019-08-15
2019-10-28
181. EBAY INC
2018-07-19
2019-10-28
182. EBAY INC
2018-07-19
2019-10-28
31. ELANCO ANIMAL HEALTH INC COM
2019-04-17
2019-06-04
67. ELANCO ANIMAL HEALTH INC COM
2019-06-07
2019-06-20
69. ELANCO ANIMAL HEALTH INC COM
2019-06-07
2019-06-20
42. ELANCO ANIMAL HEALTH INC COM
2019-07-18
2019-08-27
204. ELANCO ANIMAL HEALTH INC COM
2019-06-07
2019-10-03
215. ELANCO ANIMAL HEALTH INC COM
2019-07-18
2019-10-03
30. ELANCO ANIMAL HEALTH INC COM
2019-05-08
2019-11-14
28.99989 ELECTRONIC ARTS
2018-11-01
2019-02-06
43. ELECTRONIC ARTS
2018-11-01
2019-02-06
12.00011 ELECTRONIC ARTS
2018-11-01
2019-02-06
65. ELECTRONIC ARTS
2018-11-01
2019-02-11
63. ELECTRONIC ARTS
2018-11-01
2019-02-11
7. ELECTRONIC ARTS
2018-11-01
2019-06-04
15. ELECTRONIC ARTS
2018-11-01
2019-06-20
16. ELECTRONIC ARTS
2018-11-01
2019-06-20
8. ELECTRONIC ARTS
2018-11-01
2019-08-27
6. ELECTRONIC ARTS
2018-11-01
2019-11-14
77. FISERV INC
2019-03-18
2019-05-01
79. FISERV INC
2019-03-18
2019-05-01
8. FISERV INC
2019-01-17
2019-06-04
17. FISERV INC
2019-01-17
2019-06-20
17. FISERV INC
2019-01-17
2019-06-20
8. FISERV INC
2019-08-15
2019-08-27
9. FISERV INC
2019-10-23
2019-11-14
145. MFC FLEXSHARES TR MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX FD
2016-11-15
2019-06-04
173. MFC FLEXSHARES TR MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX FD
2016-11-17
2019-08-27
143. MFC FLEXSHARES TR MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX FD
2018-10-19
2019-11-14
1407. MFC FLEXSHARES TR MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX FD
2016-11-17
2019-12-12
1518. MFC FLEXSHARES TR MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX FD
2018-10-19
2019-12-12
85. INSPERITY INC COM INC COM 2749099 3-14-2011
2019-10-08
2019-11-08
81. INSPERITY INC COM INC COM 2749099 3-14-2011
2019-10-08
2019-11-08
13. INTERCONTINENTAL EXCHANGE INC COM COM
2019-02-27
2019-06-04
28. INTERCONTINENTAL EXCHANGE INC COM COM
2019-02-27
2019-06-20
28. INTERCONTINENTAL EXCHANGE INC COM COM
2019-02-27
2019-06-20
15. INTERCONTINENTAL EXCHANGE INC COM COM
2019-07-18
2019-08-27
12. INTERCONTINENTAL EXCHANGE INC COM COM
2019-08-15
2019-11-14
171. KENNAMETAL INC
2018-02-06
2019-06-10
186. KENNAMETAL INC
2018-02-06
2019-06-10
9. KENNAMETAL INC
2018-02-06
2019-06-11
9. KENNAMETAL INC
2018-02-06
2019-06-11
17. KENNAMETAL INC
2018-02-06
2019-06-20
17. KENNAMETAL INC
2018-02-06
2019-06-20
44. KENNAMETAL INC
2019-01-17
2019-07-11
47. KENNAMETAL INC
2019-01-17
2019-07-11
173. KENNAMETAL INC
2018-06-14
2019-07-11
174. KENNAMETAL INC
2018-06-14
2019-07-11
70. LOWES COMPANIES INC
2018-03-16
2019-04-26
67. LOWES COMPANIES INC
2018-03-16
2019-04-26
7. LOWES COMPANIES INC
2018-03-16
2019-06-04
15. LOWES COMPANIES INC
2018-03-16
2019-06-20
14. LOWES COMPANIES INC
2018-03-16
2019-06-20
8. LOWES COMPANIES INC
2018-03-16
2019-08-27
8. LOWES COMPANIES INC
2018-03-16
2019-11-14
6. MCDONALDS CORP
2019-11-07
2019-11-14
47. MOLSON COORS BREWING CO CL B
2017-09-14
2019-01-17
49. MOLSON COORS BREWING CO CL B
2017-08-31
2019-01-17
73. MOLSON COORS BREWING CO CL B
2017-09-29
2019-03-13
70. MOLSON COORS BREWING CO CL B
2017-09-14
2019-03-13
85. MOLSON COORS BREWING CO CL B
2017-09-29
2019-05-10
81. MOLSON COORS BREWING CO CL B
2017-09-29
2019-05-10
62. MOLSON COORS BREWING CO CL B
2018-02-09
2019-05-30
67. MOLSON COORS BREWING CO CL B
2018-02-09
2019-05-30
3. MOLSON COORS BREWING CO CL B
2018-06-14
2019-05-30
128. MOTOROLA SOLUTIONS INC
2017-09-01
2019-01-23
123. MOTOROLA SOLUTIONS INC
2017-09-01
2019-01-23
5. MOTOROLA SOLUTIONS INC
2017-09-01
2019-06-04
12. MOTOROLA SOLUTIONS INC
2017-09-01
2019-06-20
12. MOTOROLA SOLUTIONS INC
2017-09-01
2019-06-20
7. MOTOROLA SOLUTIONS INC
2018-07-19
2019-08-27
5. MOTOROLA SOLUTIONS INC
2017-09-01
2019-11-14
27. MFB NORTHERN MULTI MANAGER GLOBAL LISTEDINFRASTRUCTURE FUND
2017-12-21
2019-01-17
27. MFB NORTHERN MULTI MANAGER GLOBAL LISTEDINFRASTRUCTURE FUND
2017-12-21
2019-01-17
98. MFB NORTHERN MULTI MANAGER GLOBAL LISTEDINFRASTRUCTURE FUND
2017-12-21
2019-06-04
34. MFB NORTHERN MULTI MANAGER GLOBAL LISTEDINFRASTRUCTURE FUND
2017-12-21
2019-07-18
286. MFB NORTHERN MULTI MANAGER GLOBAL LISTEDINFRASTRUCTURE FUND
2018-01-06
2019-08-27
233.94303 MFB NORTHERN MULTI MANAGER GLOBAL LISTEDINFRASTRUCTURE FUND
2018-01-06
2019-11-14
7.05697 MFB NORTHERN MULTI MANAGER GLOBAL LISTEDINFRASTRUCTURE FUND
2017-10-18
2019-11-14
2. MFB NORTHERN MULTI MANAGER GLOBAL LISTEDINFRASTRUCTURE FUND
2017-12-21
2019-12-12
887. MFB NORTHERN FUNDS MULTI MANAGER HIGH YIELD OPPORTUNITY FUND
2017-10-02
2019-01-17
916. MFB NORTHERN FUNDS MULTI MANAGER HIGH YIELD OPPORTUNITY FUND
2017-07-20
2019-01-17
948. MFB NORTHERN FUNDS MULTI MANAGER HIGH YIELD OPPORTUNITY FUND
2018-03-15
2019-06-04
3274. MFB NORTHERN FUNDS MULTI MANAGER HIGH YIELD OPPORTUNITY FUND
2018-06-14
2019-06-20
3259. MFB NORTHERN FUNDS MULTI MANAGER HIGH YIELD OPPORTUNITY FUND
2018-06-18
2019-06-20
945. MFB NORTHERN FUNDS MULTI MANAGER HIGH YIELD OPPORTUNITY FUND
2018-06-14
2019-08-27
782. MFB NORTHERN FUNDS MULTI MANAGER HIGH YIELD OPPORTUNITY FUND
2018-06-14
2019-11-14
419. MFB NORTHN FDS MULTI-MANAGER EMERGING MKTS EQTY FD
2017-11-16
2019-06-04
270. MFB NORTHN FDS MULTI-MANAGER EMERGING MKTS EQTY FD
2017-11-15
2019-06-20
265. MFB NORTHN FDS MULTI-MANAGER EMERGING MKTS EQTY FD
2017-11-16
2019-06-20
4879. MFB NORTHN FDS MULTI-MANAGER EMERGING MKTS EQTY FD
2018-07-19
2019-08-15
4839. MFB NORTHN FDS MULTI-MANAGER EMERGING MKTS EQTY FD
2018-07-19
2019-08-15
286. MFB NORTHN FDS MULTI-MANAGER EMERGING MKTS EQTY FD
2016-04-21
2019-08-27
236. MFB NORTHN FDS MULTI-MANAGER EMERGING MKTS EQTY FD
2016-04-21
2019-11-14
3. MFB NORTHN FDS MULTI-MANAGER EMERGING MKTS EQTY FD
2016-04-21
2019-12-12
253. MFB NORTHERN FDS GLOBAL REAL ESTATE INDEX FD
2018-01-17
2019-06-04
151. MFB NORTHERN FDS GLOBAL REAL ESTATE INDEX FD
2018-01-17
2019-06-20
145. MFB NORTHERN FDS GLOBAL REAL ESTATE INDEX FD
2018-01-17
2019-06-20
313. MFB NORTHERN FDS GLOBAL REAL ESTATE INDEX FD
2018-01-17
2019-08-27
269. MFB NORTHERN FDS GLOBAL REAL ESTATE INDEX FD
2018-01-17
2019-11-14
856.33153 MFB NORTHN MULTI-MANAGER INTL EQTY FD FD
2018-01-18
2019-06-04
790.66847 MFB NORTHN MULTI-MANAGER INTL EQTY FD FD
2018-03-15
2019-06-04
1910. MFB NORTHN MULTI-MANAGER INTL EQTY FD FD
2018-03-15
2019-08-27
1583. MFB NORTHN MULTI-MANAGER INTL EQTY FD FD
2018-07-19
2019-11-14
711. MFB NORTHN MULTI-MANAGER INTL EQTY FD FD
2018-02-03
2019-12-12
769. MFB NORTHN MULTI-MANAGER INTL EQTY FD FD
2017-06-15
2019-12-12
55.23198 MFB NORTHN FDS SMALL CAP CORE FD
2017-12-21
2019-06-04
46.76802 MFB NORTHN FDS SMALL CAP CORE FD
2017-12-21
2019-06-04
133. MFB NORTHN FDS SMALL CAP CORE FD
2018-07-19
2019-08-27
109. MFB NORTHN FDS SMALL CAP CORE FD
2017-12-21
2019-11-14
1. MFB NORTHN FDS SMALL CAP CORE FD
2016-06-21
2019-12-12
12868.88 MFB NORTHERN FDS FIXED INCOME FD
2017-11-16
2019-01-17
4063.12 MFB NORTHERN FDS FIXED INCOME FD
2018-03-15
2019-01-17
12556.79 MFB NORTHERN FDS FIXED INCOME FD
2017-11-16
2019-01-17
5086.21 MFB NORTHERN FDS FIXED INCOME FD
2018-03-15
2019-01-17
689. MFB NORTHERN FDS FIXED INCOME FD
2018-03-15
2019-06-04
2092.25 MFB NORTHERN FDS FIXED INCOME FD
2018-03-15
2019-07-18
2023.75 MFB NORTHERN FDS FIXED INCOME FD
2019-06-20
2019-07-18
3236.79 MFB NORTHERN FDS FIXED INCOME FD
2018-03-15
2019-07-18
904.21 MFB NORTHERN FDS FIXED INCOME FD
2019-06-20
2019-07-18
772. MFB NORTHERN FDS FIXED INCOME FD
2018-07-19
2019-08-27
642. MFB NORTHERN FDS FIXED INCOME FD
2018-07-19
2019-11-14
7. MFB NORTHERN FDS FIXED INCOME FD
2018-07-19
2019-12-12
112. ROSS STORES INC
2019-01-17
2019-01-25
117. ROSS STORES INC
2019-01-17
2019-01-25
47. ROSS STORES INC
2019-01-07
2019-03-01
45. ROSS STORES INC
2019-01-07
2019-03-01
5. S&P GLOBAL INC COM
2018-10-22
2019-06-04
10. S&P GLOBAL INC COM
2018-10-22
2019-06-20
10. S&P GLOBAL INC COM
2018-10-22
2019-06-20
5. S&P GLOBAL INC COM
2019-08-15
2019-08-27
4. S&P GLOBAL INC COM
2018-10-22
2019-11-14
42. SABRE CORP COM
2019-04-26
2019-06-20
60. SABRE CORP COM
2019-04-26
2019-06-20
32. SABRE CORP COM
2019-08-12
2019-08-27
84.00054 SABRE CORP COM
2019-08-12
2019-10-15
175.99946 SABRE CORP COM
2019-08-12
2019-10-15
249. SABRE CORP COM
2019-08-12
2019-10-15
34. SABRE CORP COM
2019-08-12
2019-10-16
32. SABRE CORP COM
2019-08-15
2019-10-16
21. SABRE CORP COM
2019-09-04
2019-12-12
96. SKYWORKS SOLUTIONS INC
2017-08-31
2019-01-18
75.99983 SKYWORKS SOLUTIONS INC
2017-08-31
2019-01-18
23.00017 SKYWORKS SOLUTIONS INC
2018-01-02
2019-01-18
13. SKYWORKS SOLUTIONS INC
2017-08-31
2019-06-04
31. SKYWORKS SOLUTIONS INC
2017-08-31
2019-06-20
32. SKYWORKS SOLUTIONS INC
2017-08-31
2019-06-20
16. SKYWORKS SOLUTIONS INC
2018-07-19
2019-08-27
1.00151 SKYWORKS SOLUTIONS INC
2017-08-31
2019-11-14
12.99849 SKYWORKS SOLUTIONS INC
2018-07-20
2019-11-14
28. VULCAN MATERIALS CO
2018-04-17
2019-04-18
29. VULCAN MATERIALS CO
2018-04-17
2019-04-18
11. VULCAN MATERIALS CO
2018-05-21
2019-06-04
23. VULCAN MATERIALS CO
2018-05-21
2019-06-20
23. VULCAN MATERIALS CO
2018-05-21
2019-06-20
12. VULCAN MATERIALS CO
2018-05-21
2019-08-27
10. VULCAN MATERIALS CO
2018-07-12
2019-11-14
188. WABTEC CORP
2017-10-24
2019-01-28
23. WABTEC CORP
2019-01-17
2019-01-28
189. WABTEC CORP
2017-10-24
2019-01-28
13. WABTEC CORP
2019-01-17
2019-01-28
29. MEDTRONIC PLC COMMON STOCK STOCK
2017-08-31
2019-06-04
64. MEDTRONIC PLC COMMON STOCK STOCK
2017-08-31
2019-06-20
64. MEDTRONIC PLC COMMON STOCK STOCK
2017-08-31
2019-06-20
34. MEDTRONIC PLC COMMON STOCK STOCK
2017-08-31
2019-08-27
32. MEDTRONIC PLC COMMON STOCK STOCK
2017-08-31
2019-11-14
9. APTIV PLC COM USD
2017-12-19
2019-06-04
18. APTIV PLC COM USD
2018-06-14
2019-06-20
17. APTIV PLC COM USD
2018-06-14
2019-06-20
9. APTIV PLC COM USD
2018-07-19
2019-08-27
63. APTIV PLC COM USD
2018-07-19
2019-09-17
61. APTIV PLC COM USD
2017-12-20
2019-09-17
6. APTIV PLC COM USD
2017-12-20
2019-12-12
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
2,100
2,115
-15
b
3,339
3,173
166
c
2,226
2,222
4
d
1,113
1,164
-51
e
2,336
2,407
-71
1,304
1,195
109
11,478
13,406
-1,928
11,885
14,291
-2,406
9,681
8,954
727
9,365
8,584
781
7,785
6,131
1,654
7,441
5,860
1,581
1,705
1,533
172
3,939
3,156
783
3,826
3,065
761
12,990
10,545
2,445
13,101
10,633
2,468
1,390
1,171
219
1,246
1,028
218
6,892
6,507
385
6,649
5,752
897
1,476
1,125
351
3,336
2,358
978
3,238
2,304
934
7,893
5,566
2,327
7,893
5,566
2,327
1,211
893
318
1,370
961
409
1,903
1,903
4,183
3,883
300
4,183
3,881
302
2,322
2,307
15
1,616
1,652
-36
161
165
-4
487
482
5
9,074
5,712
3,362
8,767
5,518
3,249
2,384
1,452
932
5,624
3,784
1,840
5,624
3,386
2,238
2,403
2,009
394
12,557
8,487
4,070
13,178
9,290
3,888
1,742
1,259
483
17,327
12,359
4,968
15,924
11,359
4,565
11,057
10,719
338
11,433
11,084
349
22,024
23,340
-1,316
22,940
24,311
-1,371
2,093
2,032
61
4,699
4,388
311
4,751
4,407
344
2,618
2,300
318
18,386
16,157
2,229
17,550
15,438
2,112
1,630
1,414
216
1,526
1,483
43
1,526
1,483
43
6,371
6,439
-68
6,693
6,764
-71
1,317
1,287
30
1,835
1,759
76
8,574
8,212
362
8,693
8,323
370
505
570
-65
505
568
-63
6,531
6,621
-90
6,567
6,470
97
1,010
970
40
2,205
2,203
2
2,271
2,269
2
1,087
1,400
-313
5,405
6,389
-984
5,697
7,139
-1,442
774
935
-161
2,342
2,729
-387
3,473
4,152
-679
969
1,129
-160
6,318
6,356
-38
6,123
6,265
-142
656
659
-3
1,398
1,412
-14
1,491
1,506
-15
760
753
7
582
565
17
6,690
6,042
648
6,864
6,192
672
687
601
86
1,558
1,277
281
1,558
1,277
281
849
820
29
1,007
912
95
4,563
4,021
542
5,207
4,791
416
4,564
4,024
540
45,794
38,459
7,335
49,407
41,583
7,824
5,849
8,425
-2,576
5,574
8,028
-2,454
1,088
992
96
2,419
2,137
282
2,419
2,137
282
1,390
1,370
20
1,110
1,087
23
5,601
7,838
-2,237
6,092
8,546
-2,454
300
403
-103
300
403
-103
582
761
-179
582
761
-179
1,474
1,613
-139
1,575
1,724
-149
5,796
7,677
-1,881
5,830
7,671
-1,841
7,864
6,104
1,760
7,527
5,842
1,685
679
610
69
1,521
1,308
213
1,420
1,221
199
855
698
157
913
698
215
1,168
1,159
9
2,888
4,171
-1,283
3,011
4,325
-1,314
4,414
6,012
-1,598
4,232
6,147
-1,915
4,886
6,983
-2,097
4,656
7,069
-2,413
3,424
4,808
-1,384
3,700
5,231
-1,531
166
200
-34
14,623
11,258
3,365
14,052
10,807
3,245
783
439
344
2,002
1,054
948
2,002
1,054
948
1,245
824
421
809
439
370
306
361
-55
306
373
-67
1,198
1,315
-117
429
452
-23
3,501
3,880
-379
2,973
3,137
-164
90
104
-14
26
26
8,364
9,008
-644
8,638
9,225
-587
8,987
9,347
-360
31,463
32,203
-740
31,319
31,983
-664
8,883
9,270
-387
7,296
7,671
-375
7,902
8,904
-1,002
5,314
5,651
-337
5,215
5,631
-416
89,774
88,320
1,454
89,038
85,813
3,225
5,245
4,519
726
4,732
3,729
1,003
62
47
15
2,750
2,732
18
1,706
1,631
75
1,639
1,566
73
3,446
3,380
66
3,045
2,905
140
8,863
10,176
-1,313
8,183
9,414
-1,231
19,463
23,015
-3,552
17,619
18,166
-547
8,127
8,654
-527
8,790
7,714
1,076
1,398
1,423
-25
1,184
1,205
-21
3,286
3,549
-263
2,930
2,667
263
28
20
8
124,828
131,534
-6,706
39,412
40,347
-935
121,801
128,408
-6,607
49,336
51,084
-1,748
6,959
6,842
117
21,341
20,776
565
20,642
20,622
20
33,015
32,141
874
9,223
9,214
9
8,083
7,596
487
6,632
6,317
315
72
69
3
10,328
10,041
287
10,789
10,490
299
4,466
4,208
258
4,276
4,029
247
1,068
998
70
2,313
1,900
413
2,313
1,900
413
1,286
1,244
42
1,035
760
275
965
972
-7
1,379
1,388
-9
743
800
-57
1,799
2,156
-357
3,769
4,397
-628
5,332
6,221
-889
724
849
-125
681
778
-97
470
550
-80
6,725
10,049
-3,324
5,324
7,959
-2,635
1,611
2,390
-779
898
1,348
-450
2,350
3,219
-869
2,426
3,539
-1,113
1,179
1,654
-475
100
102
-2
1,300
1,301
-1
3,443
3,299
144
3,566
3,417
149
1,442
1,425
17
3,075
2,980
95
3,075
2,980
95
1,694
1,555
139
1,396
1,275
121
12,383
14,908
-2,525
1,515
1,708
-193
12,448
14,969
-2,521
856
965
-109
2,733
2,332
401
6,351
5,147
1,204
6,351
5,147
1,204
3,654
2,734
920
3,480
2,573
907
632
780
-148
1,412
1,688
-276
1,334
1,649
-315
731
834
-103
5,604
5,553
51
5,426
5,282
144
575
515
60
58,321
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
-15
b
166
c
4
d
-51
e
-71
109
-1,928
-2,406
727
781
1,654
1,581
172
783
761
2,445
2,468
219
218
385
897
351
978
934
2,327
2,327
318
409
300
302
15
-36
-4
5
3,362
3,249
932
1,840
2,238
394
4,070
3,888
483
4,968
4,565
338
349
-1,316
-1,371
61
311
344
318
2,229
2,112
216
43
43
-68
-71
30
76
362
370
-65
-63
-90
97
40
2
2
-313
-984
-1,442
-161
-387
-679
-160
-38
-142
-3
-14
-15
7
17
648
672
86
281
281
29
95
542
416
540
7,335
7,824
-2,576
-2,454
96
282
282
20
23
-2,237
-2,454
-103
-103
-179
-179
-139
-149
-1,881
-1,841
1,760
1,685
69
213
199
157
215
9
-1,283
-1,314
-1,598
-1,915
-2,097
-2,413
-1,384
-1,531
-34
3,365
3,245
344
948
948
421
370
-55
-67
-117
-23
-379
-164
-14
-644
-587
-360
-740
-664
-387
-375
-1,002
-337
-416
1,454
3,225
726
1,003
15
18
75
73
66
140
-1,313
-1,231
-3,552
-547
-527
1,076
-25
-21
-263
263
8
-6,706
-935
-6,607
-1,748
117
565
20
874
9
487
315
3
287
299
258
247
70
413
413
42
275
-7
-9
-57
-357
-628
-889
-125
-97
-80
-3,324
-2,635
-779
-450
-869
-1,113
-475
-2
-1
144
149
17
95
95
139
121
-2,525
-193
-2,521
-109
401
1,204
1,204
920
907
-148
-276
-315
-103
51
144
60
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
96,253
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
223,532
4,826,997
0.046309
2017
215,424
4,742,334
0.045426
2016
222,204
4,351,817
0.05106
2015
242,808
4,619,251
0.052564
2014
231,103
4,907,490
0.047092
2
Total
of line 1, column (d)
.....................
2
0.242451
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.04849
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
4,730,440
5
Multiply line 4 by line 3
......................
5
229,379
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
2,158
7
Add lines 5 and 6
........................
7
231,537
8
Enter qualifying distributions from Part XII, line 4
,.............
8
283,052
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
2,158
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
2,158
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
2,158
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
10,058
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
10,058
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
7,900
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
7,900
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
IL
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
NORTHERN TRUST COMPANY
Telephone no.
(312) 630-6000
Located at
PO BOX 803878
CHICAGO
IL
ZIP+4
60680
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
NORTHERN TRUST COMPANY
TRUSTEE
40
30,912
PO BOX 803878
CHICAGO
,
IL
60680
BENJAMIN URLAUB
SECRETARY
2
2,800
PO BOX 803878
NEILLSVILLE
,
IL
60680
WAYNE GROSS
ADVISOR
2
575
PO BOX 803878
NEILLSVILLE
,
IL
60680
TIM VOIGT
CHAIRMAN
2
575
PO BOX 803878
NEILLSVILLE
,
IL
60680
DAN PATEY
ADVISOR
2
575
PO BOX 803878
NEILLSVILLE
,
IL
60680
TIM HARVEY
ADVISOR
2
575
PO BOX 803878
NEILLSVILLE
,
IL
60680
DON QUICKER
ADVISOR
2
575
PO BOX 803878
NEILLSVILLE
,
IL
60680
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
4,802,477
b
Average of monthly cash balances
.......................
1b
0
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
4,802,477
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
4,802,477
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
72,037
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
4,730,440
6
Minimum investment return.
Enter 5% of line 5
..................
6
236,522
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
236,522
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
2,158
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
2,158
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
234,364
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
234,364
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
234,364
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
283,052
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
283,052
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
2,158
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
280,894
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
234,364
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
233,409
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
283,052
a
Applied to 2018, but not more than line 2a
233,409
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
49,643
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
184,721
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NA
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
HIGHGROUND VETERANS MEMORIAL PARK
PO BOX 457
Neillsville
,
WI
54456
NONE
PUBLIC
GENERAL
35,000
CLARK COUNTY JAIL MUSEUM
215 E 5TH ST
Neillsville
,
WI
54456
NONE
PUBLIC
GENERAL
3,000
WILLARD ATHLETIC CLUB
N8149 COUNTY HWY B
Neillsville
,
WI
54493
NONE
PUBLIC
GENERAL
2,000
CITY OF NEILLSVILLE
118 W 5TH ST
NEILLSVILLE
,
WI
54456
N/A
PUBLIC
RAILS TO TRAILS PROJECT
16,000
CITY OF NEILLSVILLE
118 W FIFTH STREET
Neillsville
,
WI
54456
NONE
PUBLIC
RESIDENTIAL INCENTIVE
50,000
CHRISTMAS ANGEL PROJECT
W3514 TREE RD
Granton
,
WI
54436
NONE
PUBLIC
GENERAL
13,000
SPECIAL OLYMPICS
2310 CROSSROADS DR STE 1000
Madison
,
WI
53718
NONE
PUBLIC
GENERAL
2,000
LINCOLN COUNTY UW EXTENSION OFFICE
801 N SALES ST STE 101
Merrill
,
WI
54452
NONE
PUBLIC
GENERAL
1,000
CLARK COUNTY FORESTRY & PARKS DEPT
517 COURT ST
Neillsville
,
WI
54456
NONE
PUBLIC
GENERAL
10,000
CLARK COUNTY FOOD PANTRY
140 W 5TH ST
Neillsville
,
WI
54456
NONE
PUBLIC
GENERAL
4,000
NEILLSVILLE PUBLIC LIBRARY
409 HEWETT ST
Neillsville
,
WI
54456
NONE
PUBLIC
GENERAL
6,000
AMERICAN LEGION POST 73
6 BOON AVE
Neillsville
,
WI
54456
NONE
PUBLIC
GENERAL
30,000
HOUSE OF MERCY
320 LINCOLN ST
Janesville
,
WI
53548
NONE
PUBLIC
GENERAL
5,000
CLARK COUNTY FOUNDATION
301 N MAIN ST
Loyal
,
WI
54446
NONE
PUBLIC
GENERAL
2,000
NEWSTART PROGRAM
1015 GAMMON LN
Madison
,
WI
53719
NONE
PUBLIC
GENERAL
1,000
ST JOHNS EARLY LEARNING CENTER
11040 COLORADO BLVD
Thornton
,
CO
80233
NONE
PUBLIC
GENERAL
5,000
CITY OF NEILLSVILLE
118 W 5TH ST
NEILLSVILLE
,
WI
54456
NONE
PUBLIC
FOR 4TH OF JULY FIREWORKS
3,500
CITY OF NEILLSVILLE
118 W 5TH ST
NEILLSVILLE
,
WI
54456
NONE
PUBLIC
HERITAGE DAYS
2,500
CLARK CO AGRICULTURAL SOCIETY
N11151 BADGER AVE
UNITY
,
WI
54488
NONE
PUBLIC
GENERAL
2,000
MEMORIAL MEDICAL CENTER
216 SUNSET PL
NEILSVILLE
,
WI
54456
NONE
PUBLIC
GENERAL
50,000
TRACTORS FOR AUTISM & DISABILITIES
PO BOX 57
LOYAL
,
WI
54456
NONE
PUBLIC
GENERAL
2,000
Total
.................................
3a
245,000
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
139,463
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
96,253
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
235,716
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
235,716
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description