-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
2006 BRUCKNER FAMILY CHAR FDTN
Number and street (or P.O. box number if mail is not delivered to street address)
114 W 47TH ST NY8-114-07-07 AFT
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK
,
NY
100361510
A Employer identification number
47-7428025
B
Telephone number (see instructions)
(888) 866-3275
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
1,351,600
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
247
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
38,386
37,996
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
41,274
b
Gross sales price for all assets on line 6a
478,372
7
Capital gain net income (from Part IV, line 2)
...
41,274
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
12
Total.
Add lines 1 through 11
........
79,907
79,270
13
Compensation of officers, directors, trustees, etc.
46,560
46,560
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
4,206
0
0
4,206
c
Other professional fees (attach schedule)
....
9,449
5,669
3,779
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
4,113
1,013
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
414
414
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
64,742
6,682
0
54,959
25
Contributions, gifts, grants paid
.......
30,000
30,000
26
Total expenses and disbursements.
Add lines 24 and 25
94,742
6,682
0
84,959
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-14,835
b
Net investment income
(if negative, enter -0-)
72,588
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
380
1,103
1,103
2
Savings and temporary cash investments
.........
37,015
51,572
51,572
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
745,226
716,382
841,564
c
Investments—corporate bonds (attach schedule)
.......
358,672
357,222
369,196
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
88,294
88,270
88,165
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
1,229,587
1,214,549
1,351,600
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
1,229,587
1,214,549
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
1,229,587
1,214,549
30
Total liabilities and net assets/fund balances
(see instructions)
.
1,229,587
1,214,549
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
1,229,587
2
Enter amount from Part I, line 27a
.....................
2
-14,835
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
1,214,752
5
Decreases not included in line 2 (itemize)
5
203
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
1,214,549
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
14. AES CORP COM
2018-09-19
2019-12-17
b
6. ABBVIE INC
2018-01-04
2019-12-17
c
1. ALIBABA GROUP HOLDING LT
2019-09-05
2019-12-17
d
7. ALLY FINANCIAL INC
2018-02-08
2019-12-17
e
5. ALTRIA GROUP INC
2016-09-27
2019-02-04
6. ALTRIA GROUP INC
2016-09-27
2019-02-15
16. ALTRIA GROUP INC
2016-09-27
2019-02-15
17. ALTRIA GROUP INC
2016-09-27
2019-02-15
14. ALTRIA GROUP INC
2016-09-27
2019-02-15
18. ALTRIA GROUP INC
2016-09-27
2019-12-17
2. ALTRIA GROUP INC
2016-09-27
2019-12-17
7. AMCOR LTD ADR NEW
2018-01-04
2019-02-04
4. AMCOR LTD ADR NEW
2018-01-04
2019-05-20
19. AMCOR LTD ADR NEW
2018-01-04
2019-05-21
14000. AMERICAN EXPRESS CREDIT
2018-01-09
2019-03-26
12. AMERICAN INTERNATIONAL GROUP INC
2015-02-04
2019-12-17
13. ANADARKO PETROLEUM CORP
2018-05-18
2019-04-12
17. ANADARKO PETROLEUM CORP
2018-05-21
2019-06-04
4. ANADARKO PETROLEUM CORP
2019-02-25
2019-06-04
1. ANADARKO PETROLEUM CORP
2018-05-18
2019-06-04
12. ANADARKO PETROLEUM CORP
2019-02-25
2019-06-06
2. ANADARKO PETROLEUM CORP
2019-02-25
2019-06-19
28. ANADARKO PETROLEUM CORP
2019-03-01
2019-06-19
4. ANSELL LTD-SPON ADR
2018-01-04
2019-12-17
6. ANTA SPORTS PRODUCTS LTD
2018-01-04
2019-03-04
4. ANTA SPORTS PRODUCTS LTD
2018-01-04
2019-07-29
2. ANTA SPORTS PRODUCTS LTD
2018-01-04
2019-08-29
1. ANTA SPORTS PRODUCTS LTD
2018-01-04
2019-08-30
2. ANTA SPORTS PRODUCTS LTD
2018-01-04
2019-09-03
2. ANTA SPORTS PRODUCTS LTD
2018-01-04
2019-09-04
1. ANTA SPORTS PRODUCTS LTD
2018-01-04
2019-09-09
6. ANTA SPORTS PRODUCTS LTD
2018-01-04
2019-09-09
6. ANTHEM INC
2016-07-18
2019-03-01
1. ANTHEM INC
2016-07-18
2019-12-17
4. APPLE INC
2016-09-27
2019-02-04
4. APPLE INC
2016-09-27
2019-03-29
13. APPLE INC
2016-09-27
2019-04-23
4. APPLE INC
2016-09-27
2019-04-30
2. APPLE INC
2016-09-27
2019-07-01
3. APPLE INC
2016-09-27
2019-10-29
4. APPLE INC
2016-09-27
2019-12-17
8. ASTRAZENECA PLC-SPONS ADR (UK/USD) ISIN #US0463531089
2016-07-18
2019-02-04
4. ASTRAZENECA PLC-SPONS ADR (UK/USD) ISIN #US0463531089
2016-10-20
2019-03-19
17. ASTRAZENECA PLC-SPONS ADR (UK/USD) ISIN #US0463531089
2016-07-18
2019-03-19
19. ASTRAZENECA PLC-SPONS ADR (UK/USD) ISIN #US0463531089
2016-10-20
2019-08-28
17. ASTRAZENECA PLC-SPONS ADR (UK/USD) ISIN #US0463531089
2016-11-10
2019-08-29
3. ASTRAZENECA PLC-SPONS ADR (UK/USD) ISIN #US0463531089
2016-11-11
2019-08-29
1. ASTRAZENECA PLC-SPONS ADR (UK/USD) ISIN #US0463531089
2017-07-27
2019-08-29
2. ASTRAZENECA PLC-SPONS ADR (UK/USD) ISIN #US0463531089
2017-07-27
2019-11-18
14. ASTRAZENECA PLC-SPONS ADR (UK/USD) ISIN #US0463531089
2017-07-27
2019-11-19
25. ASTRAZENECA PLC-SPONS ADR (UK/USD) ISIN #US0463531089
2018-01-04
2019-11-19
10. ASTRAZENECA PLC-SPONS ADR (UK/USD) ISIN #US0463531089
2018-01-04
2019-12-17
7. AXA EQUITABLE HOLDINGS INC
2018-12-10
2019-12-17
4. BAE SYSTEMS PLC
2018-10-05
2019-10-24
8. BAE SYSTEMS PLC
2018-10-05
2019-10-24
16. BAE SYSTEMS PLC
2018-10-05
2019-10-24
2. BAE SYSTEMS PLC
2018-10-05
2019-10-24
1. BAE SYSTEMS PLC
2018-10-05
2019-10-24
2. BAE SYSTEMS PLC
2018-10-05
2019-10-24
8. BAE SYSTEMS PLC
2018-10-05
2019-12-17
1000. BB&T CORPORATION
2018-01-09
2019-02-04
22. BP P L C SPONS ADR
2016-09-27
2019-12-17
7. BAKER HUGHES A GE CO
2019-03-20
2019-12-17
2. BAXTER INTERNATIONAL INC
2017-04-17
2019-02-04
7. BAXTER INTERNATIONAL INC
2017-04-17
2019-04-12
4. BAXTER INTERNATIONAL INC
2017-04-18
2019-05-20
2. BAXTER INTERNATIONAL INC
2017-04-17
2019-05-20
6. BAXTER INTERNATIONAL INC
2017-05-04
2019-12-10
2. BAXTER INTERNATIONAL INC
2017-04-18
2019-12-10
5. BAXTER INTERNATIONAL INC
2017-05-04
2019-12-11
2. BAXTER INTERNATIONAL INC
2017-05-05
2019-12-20
5. BAXTER INTERNATIONAL INC
2017-10-10
2019-12-20
3. BAXTER INTERNATIONAL INC
2017-10-11
2019-12-23
3. BAXTER INTERNATIONAL INC
2017-10-10
2019-12-23
1. BAXTER INTERNATIONAL INC
2017-10-11
2019-12-24
2. BIOGEN INC
2016-09-27
2019-10-22
5. BRISTOL MYERS SQUIBB CO COM
2019-08-08
2019-12-17
4. BRITISH AMERICAN TOBACCO PLC (UK/US$) ISIN US1104481072
2018-01-04
2019-02-04
34. BRITISH AMERICAN TOBACCO PLC (UK/US$) ISIN US1104481072
2018-01-04
2019-03-22
15. BRITISH AMERICAN TOBACCO PLC (UK/US$) ISIN US1104481072
2018-01-04
2019-12-17
3. CDW CORP/DE
2016-09-27
2019-01-23
5. CDW CORP/DE
2016-09-27
2019-01-24
5. CDW CORP/DE
2018-02-02
2019-01-24
5. CDW CORP/DE
2018-02-02
2019-01-25
3. CDW CORP/DE
2018-02-02
2019-04-12
3. CDW CORP/DE
2018-02-02
2019-04-16
2. CDW CORP/DE
2018-02-02
2019-04-16
2. CDW CORP/DE
2018-02-22
2019-09-18
5. CDW CORP/DE
2018-02-21
2019-09-18
1. CDW CORP/DE
2018-02-02
2019-09-18
4. CDW CORP/DE
2018-02-02
2019-09-18
1. CDW CORP/DE
2018-02-22
2019-12-17
6. CRH PLC ADR
2017-12-01
2019-12-17
1. CVS HEALTH CORP
2016-09-27
2019-01-30
1. CVS HEALTH CORP
2016-09-27
2019-01-30
5. CVS HEALTH CORP
2016-09-30
2019-01-30
2. CVS HEALTH CORP
2016-10-16
2019-01-30
2. CVS HEALTH CORP
2016-10-16
2019-02-04
2. CVS HEALTH CORP
2018-11-30
2019-12-17
2. CVS HEALTH CORP
2016-10-16
2019-12-17
7. CARDINAL HEALTH INCORPORATED
2018-01-10
2019-03-19
4. CARDINAL HEALTH INCORPORATED
2018-01-10
2019-03-20
9. CARDINAL HEALTH INCORPORATED
2018-01-10
2019-03-21
10. CARNIVAL CORP
2016-09-27
2019-05-15
12. CARNIVAL CORP
2016-09-27
2019-06-26
11. CARNIVAL CORP
2016-09-27
2019-06-28
1. CARNIVAL CORP
2016-09-27
2019-07-02
7. CARNIVAL CORP
2018-08-10
2019-07-02
3. CARNIVAL CORP
2018-09-06
2019-07-02
6. CARNIVAL CORP
2019-01-08
2019-07-16
5. CARNIVAL CORP
2018-09-06
2019-07-16
3. CARNIVAL CORP
2019-01-08
2019-07-23
2. CARNIVAL CORP
2019-01-09
2019-07-23
2. CARNIVAL CORP
2019-01-10
2019-07-23
5. CARNIVAL CORP
2019-01-10
2019-07-24
2. CARNIVAL CORP
2019-01-11
2019-07-24
2. CENTENE CORP DELAWARE COM
2017-05-31
2019-02-04
10. CENTENE CORP DELAWARE COM
2017-05-31
2019-04-30
10. CENTENE CORP DELAWARE COM
2017-05-31
2019-05-02
10. CENTENE CORP DELAWARE COM
2017-05-31
2019-07-09
10. CENTENE CORP DELAWARE COM
2017-05-31
2019-07-23
6. CENTENE CORP DELAWARE COM
2017-05-31
2019-07-25
11. CISCO SYSTEMS INCORPORATED
2016-09-27
2019-02-04
17. CISCO SYSTEMS INCORPORATED
2016-09-27
2019-02-25
23. CISCO SYSTEMS INCORPORATED
2016-09-27
2019-04-04
13. CISCO SYSTEMS INCORPORATED
2016-09-27
2019-04-08
42. CISCO SYSTEMS INCORPORATED
2016-09-27
2019-07-26
5. CISCO SYSTEMS INCORPORATED
2018-01-04
2019-12-17
23. CISCO SYSTEMS INCORPORATED
2016-09-27
2019-12-17
1000. CISCO SYSTEMS INC
2018-01-09
2019-02-04
4. CITIGROUP INC
2015-02-04
2019-02-04
19. CITIGROUP INC
2015-02-04
2019-12-17
1000. CITIGROUP INC
2015-02-04
2019-02-04
14. CITIZENS FINANCIAL GROUP INC
2018-01-04
2019-12-17
37. COCA-COLA CO/THE
2018-01-04
2019-01-02
5. COCA-COLA CO/THE
2018-01-04
2019-02-04
11. COCA-COLA CO/THE
2018-01-04
2019-12-17
2. COGNIZANT TECHNOLOGY SOLUTIONS CORP
2016-09-27
2019-02-04
10. COGNIZANT TECHNOLOGY SOLUTIONS CORP
2016-09-27
2019-12-17
13. COMCAST CORP
2016-08-08
2019-10-14
14. COMCAST CORP
2016-09-27
2019-12-17
22. CIE FINANCIERE RICHEMONT SA
2019-02-05
2019-12-17
6. CONAGRA BRANDS INC
2019-02-13
2019-12-17
3. CONOCOPHILLIPS
2019-07-02
2019-12-17
1. DOWDUPONT INC
2017-01-12
2019-12-17
3. DOWDUPONT INC
2017-01-12
2019-12-17
3. DOWDUPONT INC
2017-01-13
2019-12-17
7. DR HORTON INC
2016-10-19
2019-12-17
3. DARDEN RESTAURANTS INC
2019-11-25
2019-12-17
.38 DELL TECHNOLOGIES INC
2018-01-26
2019-01-04
3. DELL TECHNOLOGIES INC
2016-12-14
2019-03-26
4. DELL TECHNOLOGIES INC
2017-01-26
2019-03-26
1. DELL TECHNOLOGIES INC
2017-01-25
2019-03-26
1. DELL TECHNOLOGIES INC
2017-01-27
2019-03-27
1. DELL TECHNOLOGIES INC
2017-06-22
2019-03-27
3. DELL TECHNOLOGIES INC
2017-06-23
2019-03-27
2. DELL TECHNOLOGIES INC
2017-01-26
2019-03-27
3. DELL TECHNOLOGIES INC
2018-01-26
2019-03-28
3. DELL TECHNOLOGIES INC
2017-06-23
2019-03-28
3. DELTA AIR LINES INC
2016-09-27
2019-02-04
6. DELTA AIR LINES INC
2016-09-27
2019-12-17
5. DEUTSCHE POST AG
2018-01-04
2019-02-04
33. DEUTSCHE POST AG
2018-01-04
2019-05-02
35. DEUTSCHE POST AG
2018-01-04
2019-11-22
12. DEUTSCHE POST AG
2018-01-04
2019-12-17
6. DEVON ENERGY CORP
2018-05-08
2019-02-20
20. DEVON ENERGY CORP
2018-05-08
2019-02-21
25. DEVON ENERGY CORP
2018-05-09
2019-03-01
17. DEVON ENERGY CORP
2018-05-08
2019-03-01
2. DIAGEO SPONSORED ADR (UK-USD) SEDOL #2133896
2016-07-18
2019-01-31
3. DIAGEO SPONSORED ADR (UK-USD) SEDOL #2133896
2016-07-18
2019-02-01
1. DIAGEO SPONSORED ADR (UK-USD) SEDOL #2133896
2016-07-18
2019-02-04
2. DIAGEO SPONSORED ADR (UK-USD) SEDOL #2133896
2016-08-26
2019-07-01
1. DIAGEO SPONSORED ADR (UK-USD) SEDOL #2133896
2016-08-25
2019-07-01
2. DIAGEO SPONSORED ADR (UK-USD) SEDOL #2133896
2016-07-18
2019-07-01
3. DIAGEO SPONSORED ADR (UK-USD) SEDOL #2133896
2016-08-26
2019-07-19
4. DIAGEO SPONSORED ADR (UK-USD) SEDOL #2133896
2017-02-02
2019-07-22
7. DIAGEO SPONSORED ADR (UK-USD) SEDOL #2133896
2018-01-04
2019-07-22
1. DIAGEO SPONSORED ADR (UK-USD) SEDOL #2133896
2017-02-01
2019-07-22
5. DIAGEO SPONSORED ADR (UK-USD) SEDOL #2133896
2018-01-04
2019-08-08
6. DIAGEO SPONSORED ADR (UK-USD) SEDOL #2133896
2018-01-04
2019-08-21
4. DIAGEO SPONSORED ADR (UK-USD) SEDOL #2133896
2018-01-04
2019-08-22
1. DIAGEO SPONSORED ADR (UK-USD) SEDOL #2133896
2018-01-04
2019-12-17
8. DISH NETWORK CORPORATION CLASS A
2018-08-21
2019-11-07
5. DISH NETWORK CORPORATION CLASS A
2018-08-20
2019-11-07
6. DISH NETWORK CORPORATION CLASS A
2018-08-22
2019-11-07
5.21 DISH NETWORK CORPORATION CLASS A
2018-08-23
2019-12-17
.41 DISH NETWORK CORPORATION CLASS A
2018-10-10
2019-12-17
.38 DISH NETWORK CORPORATION CLASS A
2018-08-23
2019-12-17
3. DISH NETWORK CORP RIGHTS
2019-11-22
2019-12-02
. DISH NETWORK CORP RIGHTS
2019-12-03
2019-12-03
3. DOLLAR GENERAL CORP
2016-07-18
2019-09-03
5. DOLLAR GENERAL CORP
2016-07-18
2019-12-02
1. DOLLAR GENERAL CORP
2016-07-18
2019-12-03
4. DOLLAR GENERAL CORP
2016-07-18
2019-12-03
4. DOLLAR GENERAL CORP
2016-07-18
2019-12-17
2. DOLLAR TREE INC
2019-03-06
2019-12-17
.67 DOW INC
2019-03-26
2019-04-05
3. DOW INC
2017-01-13
2019-07-22
4. DOW INC
2017-01-12
2019-07-22
3. DOW INC
2017-01-13
2019-07-23
4. DOW INC
2017-01-17
2019-07-30
3. DOW INC
2017-02-01
2019-07-30
1. DOW INC
2017-02-01
2019-07-31
2. DOW INC
2017-02-21
2019-07-31
1. DOW INC
2017-02-22
2019-07-31
1. DOW INC
2017-04-17
2019-11-18
1. DOW INC
2017-03-23
2019-11-18
3. DOW INC
2017-03-22
2019-11-18
3. DOW INC
2017-04-13
2019-11-18
4. DOW INC
2017-04-17
2019-11-19
2. DOW INC
2019-01-17
2019-11-19
5. DOW INC
2019-03-01
2019-11-19
5. DOW INC
2019-03-08
2019-11-19
4. DOW INC
2019-03-26
2019-11-19
1. DUPONT DE NEMOURS INC
2017-01-12
2019-06-14
3. DUPONT DE NEMOURS INC
2017-01-12
2019-06-14
3. DUPONT DE NEMOURS INC
2017-01-13
2019-06-14
3. DUPONT DE NEMOURS INC
2017-01-13
2019-06-21
3. DUPONT DE NEMOURS INC
2017-01-17
2019-06-21
1. DUPONT DE NEMOURS INC
2017-01-12
2019-06-21
3. DUPONT DE NEMOURS INC
2017-03-22
2019-06-28
4. DUPONT DE NEMOURS INC
2017-02-01
2019-06-28
2. DUPONT DE NEMOURS INC
2017-02-21
2019-06-28
1. DUPONT DE NEMOURS INC
2017-02-22
2019-06-28
1. DUPONT DE NEMOURS INC
2017-01-17
2019-06-28
1. E*TRADE FINANCIAL CORP
2017-10-10
2019-12-17
6. E*TRADE FINANCIAL CORP
2017-10-09
2019-12-17
7. EMERSON ELECTRIC CO
2018-10-05
2019-08-02
3. EMERSON ELECTRIC CO
2018-10-16
2019-08-05
6. EMERSON ELECTRIC CO
2018-10-08
2019-08-05
3. EMERSON ELECTRIC CO
2018-10-31
2019-08-15
4. EMERSON ELECTRIC CO
2018-10-17
2019-08-15
2. EMERSON ELECTRIC CO
2018-10-16
2019-08-15
4. EMERSON ELECTRIC CO
2018-10-31
2019-08-16
3. EMERSON ELECTRIC CO
2018-11-01
2019-08-16
3. EMERSON ELECTRIC CO
2018-11-02
2019-08-16
1. EMERSON ELECTRIC CO
2018-11-02
2019-08-19
1. FEDEX CORP
2019-06-26
2019-12-17
9. FIRSTENERGY CORP
2017-01-30
2019-01-08
6. FIRSTENERGY CORP
2017-06-14
2019-01-09
14. FIRSTENERGY CORP
2017-06-15
2019-01-09
5. FIRSTENERGY CORP
2017-01-30
2019-01-09
10. FIRSTENERGY CORP
2017-06-15
2019-01-10
1. FIRSTENERGY CORP
2017-06-15
2019-01-10
1. FIRSTENERGY CORP
2017-06-15
2019-01-11
9. FIRSTENERGY CORP
2017-06-16
2019-01-11
8. FIRSTENERGY CORP
2017-06-16
2019-01-30
5. FIRSTENERGY CORP
2017-06-16
2019-01-31
2. FIRSTENERGY CORP
2017-06-19
2019-02-04
2. FIRSTENERGY CORP
2017-06-16
2019-02-04
2. FIRSTENERGY CORP
2017-07-03
2019-02-28
8. FIRSTENERGY CORP
2017-06-30
2019-02-28
2. FIRSTENERGY CORP
2017-07-03
2019-03-01
2. FIRSTENERGY CORP
2017-07-03
2019-03-05
1. FIRSTENERGY CORP
2017-07-06
2019-03-05
7. FIRSTENERGY CORP
2017-07-05
2019-03-05
5. FIRSTENERGY CORP
2017-07-21
2019-12-17
5. FIRSTENERGY CORP
2017-07-06
2019-12-17
6. FORTIVE CORP
2017-07-17
2019-03-19
1. FORTIVE CORP
2017-07-17
2019-03-20
9. FOX CORP
2019-11-11
2019-12-17
39. FREEPORT-MCMORAN INC
2018-05-02
2019-05-15
21. FREEPORT-MCMORAN INC
2018-05-11
2019-05-30
25. FREEPORT-MCMORAN INC
2018-05-02
2019-05-30
21. FREEPORT-MCMORAN INC
2018-09-14
2019-06-14
29. FREEPORT-MCMORAN INC
2018-08-03
2019-06-14
6. FREEPORT-MCMORAN INC
2018-05-11
2019-06-14
12. FREEPORT-MCMORAN INC
2018-09-14
2019-06-17
3. ARTHUR J GALLAGHER & CO
2018-10-12
2019-12-17
5. GENERAL MOTORS CO
2019-06-19
2019-12-17
1000. GENERAL MOTORS FINL CO
2018-04-10
2019-02-04
2. GENUINE PARTS CO
2018-01-04
2019-02-04
11. GENUINE PARTS CO
2018-01-04
2019-04-04
5. GENUINE PARTS CO
2018-01-04
2019-12-17
8. GILEAD SCIENCES INC
2016-09-27
2019-02-13
8. GILEAD SCIENCES INC
2016-09-27
2019-04-30
7. GILEAD SCIENCES INC
2016-09-27
2019-05-13
2. GILEAD SCIENCES INC
2016-09-27
2019-05-16
4. GILEAD SCIENCES INC
2016-09-27
2019-05-16
5. GILEAD SCIENCES INC
2017-05-31
2019-05-16
1. GILEAD SCIENCES INC
2017-05-31
2019-05-17
5. GLAXO PLC
2018-01-04
2019-02-04
10. GLAXO PLC
2018-01-04
2019-12-17
7. GOLDMAN SACHS GROUP INC
2016-09-27
2019-04-16
2. GOLDMAN SACHS GROUP INC
2016-09-27
2019-11-18
3. GOLDMAN SACHS GROUP INC
2017-05-17
2019-11-19
4. GOLDMAN SACHS GROUP INC
2016-09-27
2019-11-19
3. GOLDMAN SACHS GROUP INC
2017-05-03
2019-11-19
8. HARTFORD FINL SVCS GROUP INC COM
2017-06-28
2019-01-08
4. HARTFORD FINL SVCS GROUP INC COM
2017-06-28
2019-01-09
3. HARTFORD FINL SVCS GROUP INC COM
2017-11-28
2019-01-10
3. HARTFORD FINL SVCS GROUP INC COM
2017-11-29
2019-01-10
1. HARTFORD FINL SVCS GROUP INC COM
2017-06-28
2019-01-10
2. HARTFORD FINL SVCS GROUP INC COM
2017-11-30
2019-01-11
5. HARTFORD FINL SVCS GROUP INC COM
2017-11-29
2019-01-11
1. HASBRO INC
2019-05-02
2019-12-17
3. HASBRO INC
2019-05-01
2019-12-17
16. HEINEKEN N V ADR
2018-01-04
2019-05-17
5. HEINEKEN N V ADR
2018-01-04
2019-12-17
14. HESS CORP
2016-07-18
2019-02-06
4. HESS CORP
2016-07-18
2019-02-25
8. HESS CORP
2016-11-18
2019-02-25
2. HESS CORP
2016-11-17
2019-02-25
1. HESS CORP
2016-11-18
2019-03-08
3. HESS CORP
2017-03-13
2019-03-11
5. HESS CORP
2017-03-14
2019-03-11
2. HESS CORP
2017-03-14
2019-03-11
3. HESS CORP
2018-01-04
2019-03-12
3. HESS CORP
2017-03-14
2019-03-12
1. HOME DEPOT INC/THE
2019-06-14
2019-12-17
1. HONEYWELL INTERNATIONAL INC
2016-07-18
2019-02-04
5. HONEYWELL INTERNATIONAL INC
2016-07-18
2019-03-08
15. HONEYWELL INTERNATIONAL INC
2016-07-18
2019-08-20
2. HONEYWELL INTERNATIONAL INC
2018-01-04
2019-08-20
1. HUBBELL INC
2019-02-13
2019-12-17
2. HUMANA INC
2016-10-18
2019-12-17
5. IAA INC REG SHS WHEN
2018-04-02
2019-08-12
5. IAA INC REG SHS WHEN
2018-04-02
2019-08-13
3. IAA INC REG SHS WHEN
2018-04-02
2019-08-15
5. IAA INC REG SHS WHEN
2018-04-02
2019-08-16
3. IAA INC REG SHS WHEN
2018-05-11
2019-08-19
1. IAA INC REG SHS WHEN
2018-05-11
2019-09-09
3. IAA INC REG SHS WHEN
2018-05-11
2019-09-10
2. IAA INC REG SHS WHEN
2018-05-17
2019-09-11
1. IAA INC REG SHS WHEN
2018-05-16
2019-09-11
1. IAA INC REG SHS WHEN
2018-05-11
2019-09-11
2. IAA INC REG SHS WHEN
2018-05-18
2019-09-12
1. IAA INC REG SHS WHEN
2018-05-17
2019-09-12
1. IAA INC REG SHS WHEN
2018-05-18
2019-10-11
1. IAA INC REG SHS WHEN
2018-05-21
2019-10-14
3. IAA INC REG SHS WHEN
2018-06-19
2019-10-14
1. IAA INC REG SHS WHEN
2018-06-20
2019-10-14
2. IAA INC REG SHS WHEN
2019-01-17
2019-10-15
2. IAA INC REG SHS WHEN
2018-06-21
2019-10-15
2. IAA INC REG SHS WHEN
2018-06-22
2019-10-15
1. IAA INC REG SHS WHEN
2019-01-17
2019-10-16
1. IAA INC REG SHS WHEN
2019-01-17
2019-10-18
2. IAA INC REG SHS WHEN
2019-01-18
2019-10-18
1. IAA INC REG SHS WHEN
2019-01-22
2019-10-21
1. IAA INC REG SHS WHEN
2019-01-18
2019-10-21
3. IAA INC REG SHS WHEN
2019-01-22
2019-10-23
3. IAA INC REG SHS WHEN
2019-02-28
2019-10-24
1. IAA INC REG SHS WHEN
2019-03-01
2019-10-25
3. IAA INC REG SHS WHEN
2019-03-01
2019-10-28
1. IAA INC REG SHS WHEN
2019-03-04
2019-10-28
60. IMPERIAL BRANDS PLC
2018-01-04
2019-09-27
43. IMPERIAL BRANDS PLC
2018-01-04
2019-09-30
15. IMPERIAL BRANDS PLC
2018-01-04
2019-10-01
61. IMPERIAL BRANDS PLC
2018-01-04
2019-11-06
26. IMPERIAL BRANDS PLC
2018-02-22
2019-11-27
3. IMPERIAL BRANDS PLC
2018-08-30
2019-11-27
36. IMPERIAL BRANDS PLC
2018-01-04
2019-11-27
21. IMPERIAL BRANDS PLC
2018-08-30
2019-11-29
2. IMPERIAL BRANDS PLC
2019-05-20
2019-11-29
25. IMPERIAL BRANDS PLC
2019-05-10
2019-11-29
41. IMPERIAL BRANDS PLC
2019-05-20
2019-12-02
30. INTERNATIONAL PAPER CO
2016-07-18
2019-06-28
1. INTERNATIONAL PAPER CO
2016-07-18
2019-10-24
11. INTERNATIONAL PAPER CO
2018-01-04
2019-10-24
6. INTERNATIONAL PAPER CO
2018-01-04
2019-10-25
22. INTERNATIONAL PAPER CO
2018-01-04
2019-11-21
12. INTERNATIONAL PAPER CO
2018-01-04
2019-12-17
4. J P MORGAN CHASE & CO COM
2015-02-04
2019-02-04
2. J P MORGAN CHASE & CO COM
2015-02-04
2019-12-17
16. J P MORGAN CHASE & CO COM
2015-06-10
2019-12-17
6. JOHNSON & JOHNSON
2018-01-04
2019-12-17
15. KELLOGG CO
2017-11-08
2019-02-13
3. KELLOGG CO
2017-11-08
2019-12-17
1. KONINKLIJKE PHILIPS ELECTRS N V
2017-03-16
2019-08-22
20. KONINKLIJKE PHILIPS ELECTRS N V
2017-03-16
2019-08-23
19. KONINKLIJKE PHILIPS ELECTRS N V
2017-03-16
2019-12-17
3. LABORATORY CORP AMER HLDGS COM NEW
2016-09-27
2019-12-17
13. LENNAR CORP
2016-09-27
2019-03-22
9. LENNAR CORP
2016-09-27
2019-06-14
6. LENNAR CORP
2016-09-27
2019-06-18
4. LENNAR CORP
2017-03-08
2019-06-19
1. LENNAR CORP
2016-09-27
2019-06-19
2. LOCKHEED MARTIN CORPORATION
2016-07-18
2019-08-21
1. LOCKHEED MARTIN CORPORATION
2016-07-18
2019-12-17
5. LOWES COMPANIES INC COM
2016-09-27
2019-04-05
4. LOWES COMPANIES INC COM
2016-09-27
2019-04-25
5. LOWES COMPANIES INC COM
2016-09-27
2019-12-17
1. M&T BANK CORP
2018-01-04
2019-02-04
3. M&T BANK CORP
2018-01-04
2019-12-17
8. MARATHON OIL CORP
2018-05-18
2019-12-17
14. MARATHON OIL CORP
2018-05-21
2019-12-17
9. MARATHON PETROLEUM CORP
2016-07-18
2019-09-24
7. MARATHON PETROLEUM CORP
2016-07-18
2019-09-25
6. MARATHON PETROLEUM CORP
2016-07-18
2019-12-17
2. MARSH & MCLENNAN COS INC
2016-08-09
2019-02-04
1. MARSH & MCLENNAN COS INC
2016-08-09
2019-06-20
3. MARSH & MCLENNAN COS INC
2016-08-10
2019-06-20
3. MARSH & MCLENNAN COS INC
2016-08-10
2019-06-21
1. MARSH & MCLENNAN COS INC
2016-08-12
2019-06-24
8. MARSH & MCLENNAN COS INC
2016-08-11
2019-06-24
1. MARSH & MCLENNAN COS INC
2016-08-10
2019-06-24
2. MARSH & MCLENNAN COS INC
2016-08-12
2019-09-24
6. MARSH & MCLENNAN COS INC
2016-08-12
2019-09-25
11. MASCO CORP
2019-01-07
2019-04-17
13. MASCO CORP
2019-01-07
2019-04-18
16. MASCO CORP
2019-01-09
2019-04-22
3. MASCO CORP
2019-01-07
2019-04-22
7. MASCO CORP
2019-01-09
2019-04-23
19. MATTEL INC
2017-07-31
2019-10-30
19. MATTEL INC
2017-08-01
2019-10-30
1. MATTEL INC
2017-08-02
2019-10-30
20. MATTEL INC
2017-08-02
2019-10-31
20. MATTEL INC
2017-08-03
2019-10-31
2. MCKESSON CORP
2017-06-22
2019-02-04
4. MCKESSON CORP
2017-06-22
2019-03-19
2. MCKESSON CORP
2017-06-23
2019-03-19
5. MCKESSON CORP
2017-07-20
2019-09-24
1. MCKESSON CORP
2018-01-04
2019-12-17
5. MERCK AND CO INC SHS
2016-07-18
2019-02-04
11. MERCK AND CO INC SHS
2016-07-18
2019-02-08
10. MERCK AND CO INC SHS
2016-07-18
2019-02-13
30. MERCK AND CO INC SHS
2016-07-18
2019-03-01
10. MERCK AND CO INC SHS
2016-07-18
2019-03-08
14. MERCK AND CO INC SHS
2016-07-18
2019-04-23
5. MERCK AND CO INC SHS
2017-09-18
2019-04-23
4. MERCK AND CO INC SHS
2018-01-04
2019-04-23
12. METLIFE INC
2016-07-18
2019-12-17
2. MICROSOFT CORPORATION
2016-01-20
2019-01-17
6. MICROSOFT CORPORATION
2016-01-20
2019-02-04
2. MICROSOFT CORPORATION
2016-09-27
2019-02-04
6. MICROSOFT CORPORATION
2016-09-27
2019-05-20
28. MICROSOFT CORPORATION
2016-09-27
2019-07-31
6. MICROSOFT CORPORATION
2016-09-27
2019-08-08
9. MICROSOFT CORPORATION
2016-09-27
2019-12-17
4. MOLSON COORS BREWING CO CL B
2019-02-01
2019-06-14
1. MOLSON COORS BREWING CO CL B
2019-02-04
2019-06-14
3. MOLSON COORS BREWING CO CL B
2019-01-31
2019-06-14
1. MOLSON COORS BREWING CO CL B
2019-01-30
2019-06-14
4. MONDELEZ INTERNATIONAL INC
2018-08-02
2019-12-17
6. MORGAN STANLEY
2016-07-18
2019-02-04
7. MORGAN STANLEY
2016-07-18
2019-12-17
1000. MORGAN STANLEY
2018-08-29
2019-02-04
2. MOTOROLA SOLUTIONS INC
2016-07-18
2019-02-04
5. MOTOROLA SOLUTIONS INC
2016-07-18
2019-02-13
1. MOTOROLA SOLUTIONS INC
2016-07-18
2019-02-14
1. MOTOROLA SOLUTIONS INC
2016-07-18
2019-12-17
20. NESTLE S A SPONSORED ADR
2018-01-04
2019-01-02
14. NESTLE S A SPONSORED ADR
2018-01-04
2019-05-17
5. NESTLE S A SPONSORED ADR
2018-01-04
2019-12-17
4. NEXTERA ENERGY INC
2016-07-18
2019-01-14
2. NEXTERA ENERGY INC
2016-07-18
2019-12-17
3. NORFOLK SOUTHERN CORP
2017-01-10
2019-01-17
1. NORFOLK SOUTHERN CORP
2017-01-12
2019-02-04
3. NORFOLK SOUTHERN CORP
2017-01-12
2019-02-27
2. NORFOLK SOUTHERN CORP
2017-01-12
2019-03-05
1. NORFOLK SOUTHERN CORP
2017-01-12
2019-03-13
2. NORFOLK SOUTHERN CORP
2017-02-21
2019-03-13
1. NORFOLK SOUTHERN CORP
2017-04-03
2019-03-19
2. NORFOLK SOUTHERN CORP
2017-02-21
2019-03-19
1. NORFOLK SOUTHERN CORP
2017-04-03
2019-12-17
2. NORTHROP GRUMMAN CORP
2016-07-18
2019-08-21
1. NORTHROP GRUMMAN CORP
2016-07-18
2019-12-17
3. NOVARTIS AG ADR
2018-01-04
2019-01-02
4. NOVARTIS AG ADR
2018-01-04
2019-01-02
1. NOVARTIS AG ADR
2018-01-04
2019-01-02
7. NOVARTIS AG ADR
2018-01-04
2019-01-02
2. NOVARTIS AG ADR
2018-01-04
2019-01-03
22. NOVARTIS AG ADR
2018-01-04
2019-01-03
2. NOVARTIS AG ADR
2018-01-04
2019-02-04
2. NOVARTIS AG ADR
2018-01-04
2019-04-16
9. NOVARTIS AG ADR
2018-01-04
2019-04-17
7. NOVARTIS AG ADR
2018-01-04
2019-04-18
9. NOVARTIS AG ADR
2018-01-04
2019-07-26
5. NOVARTIS AG ADR
2018-01-04
2019-08-20
16. NOVARTIS AG ADR
2018-01-04
2019-08-21
1. NOVARTIS AG ADR
2018-01-04
2019-09-10
3. NOVARTIS AG ADR
2018-01-04
2019-09-10
2. NOVARTIS AG ADR
2018-01-04
2019-09-11
1. NOVARTIS AG ADR
2018-01-04
2019-09-11
6. NOVARTIS AG ADR
2018-01-04
2019-12-17
3. NOVARTIS AG ADR
2018-01-10
2019-12-17
6. NOVO-NORDISK A S ADR
2017-09-26
2019-01-07
5. NOVO-NORDISK A S ADR
2017-09-26
2019-01-07
2. NOVO-NORDISK A S ADR
2017-09-27
2019-01-07
1. NOVO-NORDISK A S ADR
2017-09-27
2019-01-07
1. NOVO-NORDISK A S ADR
2017-09-26
2019-01-07
3. NOVO-NORDISK A S ADR
2017-09-26
2019-01-08
2. NOVO-NORDISK A S ADR
2017-09-26
2019-09-05
5. NOVO-NORDISK A S ADR
2017-09-26
2019-09-06
1. NOVO-NORDISK A S ADR
2017-09-26
2019-09-09
5. NOVO-NORDISK A S ADR
2017-09-27
2019-09-09
1. NOVO-NORDISK A S ADR
2017-09-27
2019-09-17
1. NOVO-NORDISK A S ADR
2017-09-27
2019-09-17
4. NOVO-NORDISK A S ADR
2017-09-28
2019-09-17
1. NOVO-NORDISK A S ADR
2017-09-28
2019-09-19
3. NOVO-NORDISK A S ADR
2017-09-28
2019-09-19
1. NOVO-NORDISK A S ADR
2017-09-29
2019-09-19
4. NOVO-NORDISK A S ADR
2017-09-29
2019-11-19
2. NOVO-NORDISK A S ADR
2017-10-09
2019-11-20
2. NOVO-NORDISK A S ADR
2017-09-29
2019-11-20
1. NOVO-NORDISK A S ADR
2017-09-29
2019-11-20
5. NOVO-NORDISK A S ADR
2017-10-10
2019-11-20
4. NOVO-NORDISK A S ADR
2017-10-11
2019-11-20
23. NOVO-NORDISK A S ADR
2017-10-18
2019-12-17
4. NOVO-NORDISK A S ADR
2017-10-12
2019-12-17
1. NOVO-NORDISK A S ADR
2017-10-13
2019-12-17
6. NOVO-NORDISK A S ADR
2017-10-17
2019-12-17
4. NOVO-NORDISK A S ADR
2017-10-17
2019-12-17
1. NVIDIA CORP
2019-08-20
2019-12-17
1. O'REILLY AUTOMOTIVE INC
2018-07-09
2019-02-04
2. ONEOK INC
2018-08-03
2019-06-19
2. ONEOK INC
2018-08-06
2019-06-20
1. ONEOK INC
2018-08-03
2019-06-20
8. ONEOK INC
2018-08-06
2019-06-21
5. ONEOK INC
2018-08-07
2019-08-21
6. ONEOK INC
2018-08-06
2019-08-21
4. ONEOK INC
2018-08-07
2019-09-24
8. ONEOK INC
2018-08-07
2019-09-25
13. ORACLE CORP
2017-05-17
2019-05-20
7. ORACLE CORP
2017-02-21
2019-05-20
31. ORACLE CORP
2017-05-17
2019-06-19
15. ORACLE CORP
2017-05-17
2019-07-01
8. ORACLE CORP
2017-05-18
2019-07-01
12. ORACLE CORP
2017-05-18
2019-08-08
13. ORACLE CORP
2017-07-12
2019-11-18
4. ORACLE CORP
2017-05-18
2019-11-18
1. ORACLE CORP
2017-07-12
2019-11-19
2. PACKAGING CORP OF AMERICA
2016-09-27
2019-12-10
3. PACKAGING CORP OF AMERICA
2016-09-27
2019-12-11
4. PACKAGING CORP OF AMERICA
2016-09-27
2019-12-12
12. PAYCHEX INC
2018-07-05
2019-05-01
5. PAYCHEX INC
2018-07-06
2019-12-17
9. PEPSICO INCORPORATED
2018-01-04
2019-05-17
24. PEPSICO INCORPORATED
2018-01-04
2019-07-19
7. PEPSICO INCORPORATED
2018-01-04
2019-09-24
2. PEPSICO INCORPORATED
2018-01-04
2019-12-17
13. PFIZER INC
2016-01-28
2019-01-07
12. PFIZER INC
2016-01-28
2019-01-17
5. PFIZER INC
2016-01-28
2019-02-04
22. PFIZER INC
2016-01-28
2019-02-08
17. PFIZER INC
2016-01-28
2019-03-01
25. PFIZER INC
2016-03-31
2019-03-01
17. PFIZER INC
2016-03-31
2019-03-19
28. PFIZER INC
2016-03-31
2019-04-16
10. PFIZER INC
2016-03-31
2019-04-17
1. PFIZER INC
2016-09-27
2019-09-24
26. PFIZER INC
2016-03-31
2019-09-24
10. PFIZER INC
2016-09-27
2019-12-17
20. PFIZER INC
2016-09-27
2019-12-17
1. PHILIP MORRIS INTERNATIONAL INC
2018-01-04
2019-02-04
1. PHILIP MORRIS INTERNATIONAL INC
2016-07-18
2019-02-04
1. PHILIP MORRIS INTERNATIONAL INC
2016-07-18
2019-11-05
8. PHILIP MORRIS INTERNATIONAL INC
2018-01-04
2019-11-05
1. PHILIP MORRIS INTERNATIONAL INC
2016-07-31
2019-12-17
5. PHILIP MORRIS INTERNATIONAL INC
2018-01-04
2019-12-17
7. PROCTER & GAMBLE CO/THE
2018-01-04
2019-01-02
12. PROCTER & GAMBLE CO/THE
2016-07-18
2019-01-02
7. PROCTER & GAMBLE CO/THE
2018-01-04
2019-05-31
9. PROCTER & GAMBLE CO/THE
2018-01-04
2019-08-23
15. PROCTER & GAMBLE CO/THE
2018-01-04
2019-11-18
2. PROCTER & GAMBLE CO/THE
2018-01-04
2019-11-19
2. PROCTER & GAMBLE CO/THE
2018-01-04
2019-12-17
12. PUBLIC SERVICE ENTERPRISE GROUP INC
2016-09-27
2019-01-07
16. PUBLIC SERVICE ENTERPRISE GROUP INC
2016-09-27
2019-02-06
2. PUBLIC SERVICE ENTERPRISE GROUP INC
2017-05-03
2019-06-26
1. PUBLIC SERVICE ENTERPRISE GROUP INC
2017-05-17
2019-06-27
12. PUBLIC SERVICE ENTERPRISE GROUP INC
2017-05-03
2019-06-27
7. QUALCOMM INC
2017-08-16
2019-07-01
14. QUALCOMM INC
2016-07-18
2019-07-01
4. QUALCOMM INC
2017-09-01
2019-09-24
6. QUALCOMM INC
2017-08-16
2019-09-24
5. QUALCOMM INC
2017-09-01
2019-11-14
5. QUALCOMM INC
2017-09-05
2019-11-14
9. REGIONS FINANCIAL CORP
2017-01-10
2019-02-04
1. REGIONS FINANCIAL CORP
2017-01-11
2019-12-17
5. REGIONS FINANCIAL CORP
2017-01-10
2019-12-17
8. REGIONS FINANCIAL CORP
2017-01-11
2019-12-17
11. RELX PLC
2018-11-09
2019-12-17
5. ROGERS COMMUNICATIONS INC CL B
2018-01-04
2019-02-04
12. ROGERS COMMUNICATIONS INC CL B
2018-01-04
2019-02-21
8. ROGERS COMMUNICATIONS INC CL B
2018-01-04
2019-02-22
8. ROGERS COMMUNICATIONS INC CL B
2018-01-04
2019-12-17
1000. ROYAL BANK OF CANADA
2018-04-26
2019-02-04
11. SANOFI ADR
2018-01-04
2019-01-02
81. SANOFI ADR
2018-01-04
2019-01-03
3. SANOFI ADR
2018-01-04
2019-02-04
19. SANOFI ADR
2018-01-04
2019-02-15
16. SANOFI ADR
2018-01-04
2019-02-19
20. SANOFI ADR
2018-01-04
2019-12-19
73. SCHNEIDER ELEC SA ADR
2018-05-29
2019-05-02
8. SCHNEIDER ELEC SA ADR
2018-05-29
2019-10-24
24. SCHNEIDER ELEC SA ADR
2018-05-29
2019-10-25
56. SCHNEIDER ELEC SA ADR
2018-05-29
2019-11-22
11. SCHNEIDER ELEC SA ADR
2018-05-29
2019-12-17
3. CHARLES SCHWAB CORP/THE
2017-10-11
2019-12-17
13. SGS SOC GEN SRVLLNCE ADR
2018-01-04
2019-12-17
4. J M SMUCKER CO
2018-03-06
2019-03-05
1. J M SMUCKER CO
2018-03-07
2019-03-06
1. J M SMUCKER CO
2018-03-07
2019-11-11
2. J M SMUCKER CO
2018-03-08
2019-11-11
2. J M SMUCKER CO
2018-03-13
2019-11-11
1. J M SMUCKER CO
2018-03-23
2019-11-12
1. J M SMUCKER CO
2018-03-14
2019-11-12
1. J M SMUCKER CO
2018-03-23
2019-11-18
1. J M SMUCKER CO
2018-03-26
2019-11-18
1. J M SMUCKER CO
2018-03-26
2019-11-19
2. J M SMUCKER CO
2018-05-16
2019-11-19
1. J M SMUCKER CO
2018-05-17
2019-11-19
1. J M SMUCKER CO
2018-05-17
2019-11-20
8. SONIC HEALTHCARE LTD
2018-01-04
2019-02-04
34. SONIC HEALTHCARE LTD
2018-01-04
2019-12-02
24. SONIC HEALTHCARE LTD
2018-01-04
2019-12-03
9. SONIC HEALTHCARE LTD
2018-01-04
2019-12-17
2. SONY CORP/AMER SHARES NEW/
2019-06-14
2019-10-14
6. SONY CORP/AMER SHARES NEW/
2019-06-14
2019-10-15
4. SONY CORP/AMER SHARES NEW/
2019-06-14
2019-11-11
4. SONY CORP/AMER SHARES NEW/
2019-06-19
2019-11-11
4. SONY CORP/AMER SHARES NEW/
2019-06-18
2019-11-11
6. SONY CORP/AMER SHARES NEW/
2019-06-17
2019-11-11
1. SONY CORP/AMER SHARES NEW/
2019-06-19
2019-11-19
1. SONY CORP/AMER SHARES NEW/
2019-06-20
2019-11-19
2. SONY CORP/AMER SHARES NEW/
2019-06-26
2019-11-19
2. SONY CORP/AMER SHARES NEW/
2019-07-02
2019-11-20
3. SONY CORP/AMER SHARES NEW/
2019-07-03
2019-11-20
8. SONY CORP/AMER SHARES NEW/
2019-06-27
2019-11-20
7. SONY CORP/AMER SHARES NEW/
2019-07-01
2019-11-20
7. SONY CORP/AMER SHARES NEW/
2019-07-01
2019-11-20
2. SONY CORP/AMER SHARES NEW/
2019-06-28
2019-11-20
1. SONY CORP/AMER SHARES NEW/
2019-07-03
2019-12-17
4. SONY CORP/AMER SHARES NEW/
2019-07-05
2019-12-17
2. STATE ST CORP COM
2018-10-05
2019-02-04
5. STATE ST CORP COM
2018-10-05
2019-12-17
6. SUNCOR ENERGY INC
2015-02-04
2019-02-04
3. SUNCOR ENERGY INC
2015-02-27
2019-02-07
3. SUNCOR ENERGY INC
2015-02-26
2019-02-07
2. SUNCOR ENERGY INC
2015-02-04
2019-02-07
2. SUNCOR ENERGY INC
2015-02-27
2019-02-08
5. SUNCOR ENERGY INC
2015-02-28
2019-02-08
9. SUNCOR ENERGY INC
2015-02-28
2019-02-13
3. SUNCOR ENERGY INC
2016-09-27
2019-02-13
3. SUNCOR ENERGY INC
2016-09-27
2019-02-14
7. SUNCOR ENERGY INC
2016-09-27
2019-02-20
7. SUNCOR ENERGY INC
2016-09-27
2019-02-21
21. SUNCOR ENERGY INC
2016-09-27
2019-02-25
12. SUNCOR ENERGY INC
2016-09-27
2019-03-21
19. SUNCOR ENERGY INC
2016-09-27
2019-03-22
46. SUNCOR ENERGY INC
2016-09-27
2019-03-25
4. SUNCOR ENERGY INC
2016-10-18
2019-03-26
9. SUNCOR ENERGY INC
2016-10-17
2019-03-26
7. SUNCOR ENERGY INC
2016-10-14
2019-03-26
22. SUNCOR ENERGY INC
2016-09-27
2019-03-26
7. SUNCOR ENERGY INC
2017-02-23
2019-06-07
3. SUNCOR ENERGY INC
2017-04-25
2019-06-07
6. SUNCOR ENERGY INC
2016-10-18
2019-06-07
4. SUNCOR ENERGY INC
2017-02-22
2019-06-07
5. SUNCOR ENERGY INC
2017-04-24
2019-06-07
2. SUNCOR ENERGY INC
2017-02-24
2019-06-07
2. SUNCOR ENERGY INC
2017-07-28
2019-07-02
4. SUNCOR ENERGY INC
2017-04-26
2019-07-02
3. SUNCOR ENERGY INC
2017-04-25
2019-07-02
2. SUNCOR ENERGY INC
2017-07-28
2019-07-03
7. SUNCOR ENERGY INC
2017-07-31
2019-07-03
2. SUNCOR ENERGY INC
2017-09-01
2019-07-05
1. SUNCOR ENERGY INC
2017-07-31
2019-07-05
6. SUNCOR ENERGY INC
2017-08-01
2019-07-05
4. SUNCOR ENERGY INC
2017-09-01
2019-07-08
6. SUNCOR ENERGY INC
2017-09-05
2019-07-09
3. SUNCOR ENERGY INC
2017-09-01
2019-07-09
7. SUNCOR ENERGY INC
2017-09-05
2019-07-10
5. SUNCOR ENERGY INC
2018-02-05
2019-07-16
4. SUNCOR ENERGY INC
2017-09-05
2019-07-16
6. SUNCOR ENERGY INC
2018-02-06
2019-07-17
1. SUNCOR ENERGY INC
2018-02-05
2019-07-17
1. SUNCOR ENERGY INC
2018-02-06
2019-07-26
7. SUNCOR ENERGY INC
2018-03-05
2019-07-26
6. SUNCOR ENERGY INC
2018-03-05
2019-07-29
2. SUNCOR ENERGY INC
2018-03-06
2019-08-20
7. SUNCOR ENERGY INC
2018-10-05
2019-08-20
4. SUNCOR ENERGY INC
2018-10-04
2019-08-20
13. SUNCOR ENERGY INC
2018-05-08
2019-08-20
1. SUNCOR ENERGY INC
2018-03-05
2019-08-20
5. SUNCOR ENERGY INC
2018-10-05
2019-08-21
16. SUNCOR ENERGY INC
2019-01-02
2019-08-21
34. SUNTRUST BANKS INC
2016-09-27
2019-01-07
8. SUNTRUST BANKS INC
2016-09-27
2019-08-15
18. SVENSKA HANDELSBANKEN AB
2018-01-04
2019-10-24
98. SVENSKA HANDELSBANKEN AB
2018-01-04
2019-10-25
76. SVENSKA HANDELSBANKEN AB
2018-01-04
2019-12-17
189. SVENSKA HANDELSBANKEN AB
2018-01-04
2019-12-20
57. SVENSKA HANDELSBANKEN AB
2018-01-04
2019-12-23
146. SVENSKA HANDELSBANKEN AB
2018-01-04
2019-12-27
13. TAIWAN S MANUFCTRING ADR
2017-03-09
2019-06-14
11. TAIWAN S MANUFCTRING ADR
2017-03-08
2019-06-14
27. TAIWAN S MANUFCTRING ADR
2017-01-23
2019-06-14
6. TAIWAN S MANUFCTRING ADR
2017-03-07
2019-06-14
10. TAIWAN S MANUFCTRING ADR
2017-03-10
2019-06-14
3. TAIWAN S MANUFCTRING ADR
2017-03-10
2019-08-14
1. TAIWAN S MANUFCTRING ADR
2017-03-13
2019-08-14
16. TAIWAN S MANUFCTRING ADR
2018-01-04
2019-08-14
44. TAIWAN S MANUFCTRING ADR
2018-01-04
2019-08-15
53. TAIWAN S MANUFCTRING ADR
2018-01-04
2019-08-20
9. TAIWAN S MANUFCTRING ADR
2018-01-04
2019-09-05
6. TAIWAN S MANUFCTRING ADR
2018-01-04
2019-09-06
19. TAIWAN S MANUFCTRING ADR
2018-01-04
2019-11-05
11. TAIWAN S MANUFCTRING ADR
2018-01-04
2019-11-21
3. TAIWAN S MANUFCTRING ADR
2018-09-07
2019-11-21
8. TAIWAN S MANUFCTRING ADR
2018-09-07
2019-12-17
29. TELUS CORP
2018-01-04
2019-12-17
8. TEXAS INSTRUMENTS INC
2018-11-08
2019-10-03
3. TEXAS INSTRUMENTS INC
2018-11-08
2019-12-17
6. 3M CO
2015-02-04
2019-05-07
1. 3M CO
2018-01-04
2019-08-20
3. 3M CO
2017-03-10
2019-08-20
1. 3M CO
2015-02-04
2019-08-20
2. 3M CO
2018-01-04
2019-12-17
3. TOTAL S.A. SP ADR
2016-07-18
2019-12-17
1. TRAVELERS COS INC/THE
2015-02-04
2019-02-04
2. TRAVELERS COS INC/THE
2015-02-04
2019-12-17
.57 TRUIST FINL CORP
2016-09-27
2019-12-17
6. TRUIST FINL CORP
2016-09-27
2019-12-17
3. US BANCORP DEL
2015-02-04
2019-02-04
3. US BANCORP DEL
2015-02-04
2019-06-26
20. US BANCORP DEL
2015-10-08
2019-06-27
7. US BANCORP DEL
2015-02-04
2019-06-27
13. US BANCORP DEL
2016-09-27
2019-12-17
3. UNILEVER N V-W/I (NET/USD) US9047847093
2017-05-17
2019-01-02
2. UNILEVER N V-W/I (NET/USD) US9047847093
2017-05-18
2019-01-02
7. UNILEVER N V-W/I (NET/USD) US9047847093
2018-01-04
2019-01-02
34. UNILEVER N V-W/I (NET/USD) US9047847093
2018-01-04
2019-01-03
4. UNILEVER N V-W/I (NET/USD) US9047847093
2018-01-04
2019-02-04
1. UNION PACIFIC CORP
2016-07-18
2019-02-04
5. UNION PACIFIC CORP
2016-07-18
2019-02-25
4. UNITED OVERSEAS BANK LTD
2019-03-22
2019-12-17
28. UNITED PARCEL SERVICE CL B
2018-01-04
2019-01-30
2000. U.S. TREASURY PRIN STRIP
2018-04-26
2019-02-04
10000. U.S. TREASURY BOND
2018-01-09
2019-09-06
1000. U.S. TREASURY BOND 3.125% FEB 15 2042
2015-02-04
2019-02-04
1000. U.S. TREASURY BOND
2018-01-09
2019-02-04
7000. U.S. TREASURY NOTE
2018-01-09
2019-02-11
13000. U.S. TREASURY NOTE
2018-08-29
2019-05-14
14000. U.S. TREASURY NOTE
2018-08-29
2019-06-26
7000. U.S. TREASURY NOTE
2018-12-19
2019-07-17
2000. U.S. TREASURY NOTE
2018-09-13
2019-02-04
14000. U.S. TREASURY NOTE
2018-09-13
2019-06-10
9000. U.S. TREASURY NOTE
2018-09-27
2019-06-10
7000. U.S. TREASURY NOTE
2019-06-10
2019-08-02
14000. U.S. TREASURY NOTE
2018-01-22
2019-09-24
7000. U.S. TREASURY NOTE
2019-06-10
2019-10-23
6000. U.S. TREASURY NOTE
2019-06-10
2019-12-16
7000. U.S. TREASURY NOTE
2019-06-26
2019-12-16
1000. U.S. TREASURY NOTE
2018-01-09
2019-02-04
1000. U.S. TREASURY NOTE
2018-01-09
2019-02-04
12000. U.S. TREASURY NOTE
2018-01-09
2019-04-11
7. UNITED TECHNOLOGIES CORP
2018-01-04
2019-05-01
2. UNITED TECHNOLOGIES CORP
2018-01-04
2019-12-17
3. UNITEDHEALTH GROUP INC
2016-09-27
2019-01-07
3. UNITEDHEALTH GROUP INC
2016-09-27
2019-02-06
2. UNITEDHEALTH GROUP INC
2016-09-27
2019-12-17
9. URBAN OUTFITTERS INC
2017-07-26
2019-03-06
9. URBAN OUTFITTERS INC
2017-07-27
2019-03-07
1. URBAN OUTFITTERS INC
2017-07-26
2019-03-07
6. URBAN OUTFITTERS INC
2017-07-28
2019-03-08
4. URBAN OUTFITTERS INC
2017-07-27
2019-03-08
4. URBAN OUTFITTERS INC
2017-07-28
2019-03-11
5. URBAN OUTFITTERS INC
2017-07-31
2019-03-11
1. URBAN OUTFITTERS INC
2017-07-31
2019-03-12
22. VERIZON COMMUNICATIONS INC
2016-07-18
2019-12-17
3. WALMART INC
2017-01-10
2019-01-17
6. WALMART INC
2017-07-26
2019-12-17
39. WELLS FARGO COMPANY
2016-07-18
2019-12-17
4. WILLIAMS COMPANIES DEL
2018-05-21
2019-02-04
3. WILLIAMS COMPANIES DEL
2018-05-18
2019-02-04
3. WILLIAMS COMPANIES DEL
2018-05-18
2019-12-17
18. WILLIAMS COMPANIES DEL
2018-05-21
2019-12-17
76. AMCOR PLC REG SHS
2018-01-04
2019-12-17
5. JOHNSON CTLS INTL PLC
2018-08-06
2019-05-28
22. JOHNSON CTLS INTL PLC
2018-08-07
2019-05-28
7. JOHNSON CTLS INTL PLC
2018-08-07
2019-09-05
11. JOHNSON CTLS INTL PLC
2018-08-08
2019-09-06
2. JOHNSON CTLS INTL PLC
2018-08-07
2019-09-06
9. JOHNSON CTLS INTL PLC
2018-08-08
2019-09-24
9. JOHNSON CTLS INTL PLC
2018-08-08
2019-09-25
20. JOHNSON CTLS INTL PLC
2018-11-05
2019-09-25
36. MARVELL TECHNOLOGY GROUP LTD 0.002
2019-01-18
2019-09-05
38. MARVELL TECHNOLOGY GROUP LTD 0.002
2019-01-22
2019-09-06
19. MARVELL TECHNOLOGY GROUP LTD 0.002
2019-01-18
2019-09-06
2. MEDTRONIC PLC SHS
2017-10-26
2019-02-04
1. MEDTRONIC PLC SHS
2017-10-27
2019-08-15
9. MEDTRONIC PLC SHS
2017-10-26
2019-08-15
9. MEDTRONIC PLC SHS
2017-10-27
2019-12-17
1. WILLIS TOWERS WATSON PLC
2019-02-11
2019-12-17
7. ALCON SA ACT NOM
2018-01-04
2019-04-15
.4 ALCON SA ACT NOM
2018-11-30
2019-04-26
3. ALCON SA ACT NOM
2018-01-04
2019-07-09
3. ALCON SA ACT NOM
2018-05-31
2019-07-10
2. ALCON SA ACT NOM
2018-05-31
2019-07-11
1. ALCON SA ACT NOM
2018-10-16
2019-07-30
1. ALCON SA ACT NOM
2018-10-17
2019-07-30
1. ALCON SA ACT NOM
2018-05-31
2019-07-30
1. ALCON SA ACT NOM
2018-10-17
2019-07-31
2. ALCON SA ACT NOM
2018-10-18
2019-07-31
1. ALCON SA ACT NOM
2018-10-19
2019-08-01
1. ALCON SA ACT NOM
2018-11-19
2019-12-17
2. ALCON SA ACT NOM
2018-11-05
2019-12-17
1. ALCON SA ACT NOM
2018-11-16
2019-12-17
1. ALCON SA ACT NOM
2018-11-21
2019-12-17
1. ALCON SA ACT NOM
2018-11-26
2019-12-17
7. JAPAN TOBACCO INC JPY50000 ORDS
2018-01-04
2019-02-04
37. JAPAN TOBACCO INC JPY50000 ORDS
2018-01-04
2019-04-05
48. JAPAN TOBACCO INC JPY50000 ORDS
2018-01-04
2019-04-08
5. JAPAN TOBACCO INC JPY50000 ORDS
2018-01-04
2019-04-09
28. JAPAN TOBACCO INC JPY50000 ORDS
2018-01-12
2019-04-09
2. NXP SEMICONDUCTORS N.V.
2019-08-14
2019-12-17
34. KONE OYJ
2018-01-04
2019-02-08
2. KONE OYJ
2018-01-04
2019-05-21
6. KONE OYJ
2018-01-04
2019-05-22
8. KONE OYJ
2018-01-04
2019-05-23
8. KONE OYJ
2018-01-04
2019-05-24
31. KONE OYJ
2018-01-04
2019-05-28
19. KONE OYJ
2018-01-04
2019-11-14
16. KONE OYJ
2018-01-04
2019-11-22
3. KONE OYJ
2018-05-29
2019-12-17
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
265
191
74
b
540
596
-56
c
208
179
29
d
222
194
28
e
245
315
-70
294
378
-84
783
1,007
-224
832
1,070
-238
685
881
-196
915
1,143
-228
102
126
-24
281
338
-57
182
193
-11
863
918
-55
13,931
13,954
-23
624
618
6
804
916
-112
1,200
1,218
-18
282
177
105
71
70
1
842
530
312
140
88
52
1,961
1,234
727
326
308
18
919
698
221
760
465
295
413
233
180
207
116
91
408
233
175
399
233
166
201
116
85
1,202
698
504
1,843
810
1,033
291
135
156
684
452
232
757
452
305
2,697
1,469
1,228
800
452
348
404
226
178
730
339
391
1,123
452
671
293
245
48
171
124
47
728
520
208
850
589
261
772
471
301
136
83
53
45
29
16
96
57
39
668
402
266
1,193
886
307
490
355
135
173
121
52
115
129
-14
230
257
-27
460
515
-55
57
64
-7
29
32
-3
57
64
-7
241
257
-16
995
1,003
-8
825
739
86
169
196
-27
145
106
39
555
370
185
302
211
91
151
106
45
493
335
158
164
106
58
414
279
135
165
112
53
412
308
104
252
186
66
252
185
67
84
62
22
570
575
-5
321
236
85
141
266
-125
1,388
2,261
-873
632
998
-366
244
138
106
407
229
178
407
380
27
411
380
31
320
228
92
322
228
94
216
152
64
240
144
96
600
358
242
120
76
44
486
304
182
139
72
67
238
208
30
66
90
-24
66
90
-24
330
447
-117
132
177
-45
130
177
-47
147
161
-14
147
177
-30
354
476
-122
198
272
-74
450
611
-161
536
484
52
545
581
-36
509
533
-24
46
48
-2
325
419
-94
139
185
-46
278
312
-34
232
309
-77
138
156
-18
92
104
-12
92
104
-12
234
260
-26
93
105
-12
263
145
118
510
362
148
506
362
144
503
362
141
525
362
163
314
217
97
519
346
173
863
534
329
1,268
723
545
720
408
312
2,373
1,320
1,053
232
196
36
1,066
723
343
1,015
1,021
-6
255
195
60
1,482
924
558
1,038
1,049
-11
569
612
-43
1,731
1,707
24
246
231
15
599
508
91
142
109
33
618
547
71
588
436
152
608
464
144
169
153
16
175
141
34
190
180
10
27
31
-4
80
94
-14
80
94
-14
376
208
168
348
347
1
17
17
175
137
38
233
183
50
58
46
12
58
46
12
58
46
12
173
137
36
115
91
24
172
137
35
172
137
35
150
117
33
354
235
119
147
244
-97
1,142
1,608
-466
1,309
1,706
-397
465
585
-120
182
232
-50
602
774
-172
748
1,005
-257
509
658
-149
305
228
77
454
342
112
153
114
39
341
230
111
171
115
56
341
228
113
510
345
165
675
445
230
1,181
1,012
169
169
112
57
815
723
92
1,011
868
143
670
579
91
165
145
20
277
286
-9
173
175
-2
208
211
-3
180
174
6
14
13
1
13
13
2
2
467
280
187
775
467
308
153
93
60
612
373
239
621
373
248
185
201
-16
38
35
3
153
169
-16
203
227
-24
156
169
-13
193
223
-30
145
174
-29
48
58
-10
96
119
-23
48
59
-11
54
60
-6
54
62
-8
163
183
-20
163
181
-18
213
239
-26
106
110
-4
266
264
2
266
266
213
209
4
75
87
-12
225
260
-35
225
259
-34
225
259
-34
225
256
-31
75
79
-4
223
279
-56
298
354
-56
149
182
-33
74
90
-16
74
85
-11
46
44
2
274
266
8
432
545
-113
180
220
-40
360
465
-105
169
206
-37
226
294
-68
113
147
-34
231
275
-44
173
210
-37
173
210
-37
58
70
-12
163
160
3
339
292
47
228
177
51
531
416
115
190
162
28
382
297
85
38
30
8
38
30
8
346
270
76
309
240
69
194
150
44
77
60
17
77
60
17
82
59
23
326
235
91
82
59
23
81
59
22
40
29
11
283
204
79
241
158
83
241
146
95
499
386
113
83
64
19
335
315
20
422
589
-167
206
340
-134
245
378
-133
224
287
-63
310
457
-147
64
97
-33
128
164
-36
287
213
74
182
185
-3
999
1,003
-4
202
194
8
1,246
1,068
178
529
486
43
528
637
-109
514
637
-123
447
557
-110
132
159
-27
264
315
-51
330
323
7
66
65
1
195
184
11
466
368
98
1,412
1,137
275
439
325
114
659
645
14
879
650
229
659
679
-20
347
421
-74
174
211
-37
132
169
-37
132
174
-42
44
53
-9
89
115
-26
222
289
-67
103
103
309
308
1
867
844
23
264
264
771
791
-20
230
226
4
460
409
51
115
102
13
55
51
4
167
143
24
278
234
44
112
94
18
171
151
20
171
141
30
218
206
12
145
114
31
756
569
187
2,463
1,707
756
328
296
32
147
117
30
731
347
384
218
166
52
230
166
64
134
100
34
218
166
52
133
100
33
48
33
15
139
100
39
92
67
25
46
33
13
46
33
13
92
67
25
46
34
12
37
33
4
36
34
2
109
103
6
36
34
2
72
64
8
72
69
3
72
69
3
37
32
5
38
32
6
76
65
11
39
32
7
39
32
7
115
96
19
115
88
27
38
29
9
115
88
27
38
30
8
1,299
2,549
-1,250
957
1,827
-870
339
637
-298
1,404
2,592
-1,188
570
951
-381
66
107
-41
789
1,530
-741
462
752
-290
44
56
-12
550
718
-168
911
1,145
-234
1,302
1,360
-58
42
45
-3
464
678
-214
257
370
-113
987
1,355
-368
558
739
-181
414
227
187
277
113
164
2,215
1,091
1,124
863
844
19
852
933
-81
198
187
11
47
31
16
931
625
306
919
594
325
504
413
91
623
554
69
482
384
98
313
256
57
204
204
51
43
8
765
513
252
387
256
131
574
357
217
455
286
169
598
357
241
163
175
-12
510
524
-14
106
171
-65
185
305
-120
499
333
166
409
259
150
366
222
144
181
134
47
97
67
30
292
201
91
292
201
91
98
67
31
784
539
245
98
67
31
201
135
66
603
404
199
441
348
93
520
411
109
634
518
116
119
95
24
280
227
53
225
373
-148
225
374
-149
12
20
-8
237
392
-155
237
381
-144
263
332
-69
489
665
-176
244
330
-86
702
829
-127
138
155
-17
381
296
85
851
651
200
789
592
197
2,451
1,775
676
794
592
202
1,045
828
217
373
330
43
299
229
70
614
462
152
211
100
111
632
301
331
211
115
96
757
344
413
3,905
1,607
2,298
824
344
480
1,393
516
877
216
265
-49
54
66
-12
162
198
-36
54
65
-11
216
173
43
253
169
84
357
197
160
1,002
990
12
239
136
103
688
339
349
137
68
69
161
68
93
1,607
1,708
-101
1,382
1,195
187
527
427
100
684
513
171
479
257
222
492
328
164
169
111
58
541
332
209
357
222
135
181
111
70
361
247
114
180
113
67
359
247
112
191
113
78
738
443
295
346
221
125
252
256
-4
336
341
-5
84
85
-1
589
597
-8
169
171
-2
1,856
1,877
-21
177
171
6
159
150
9
699
675
24
535
525
10
838
675
163
447
375
72
1,439
1,199
240
89
79
10
266
225
41
177
158
19
89
78
11
561
469
92
281
231
50
287
289
-2
239
241
-2
96
97
-1
48
48
48
48
145
141
4
106
94
12
264
238
26
51
48
3
254
241
13
51
48
3
51
49
2
204
192
12
51
49
2
153
144
9
51
48
3
228
191
37
111
98
13
111
99
12
56
48
8
278
244
34
222
197
25
1,336
1,159
177
232
196
36
58
48
10
349
296
53
232
197
35
229
168
61
353
288
65
132
130
2
135
132
3
68
65
3
549
527
22
356
328
28
427
391
36
297
263
34
589
525
64
698
577
121
376
296
80
1,627
1,377
250
870
666
204
464
354
110
652
531
121
730
654
76
225
177
48
57
50
7
223
163
60
335
244
91
450
325
125
993
827
166
426
348
78
1,172
1,070
102
3,150
2,852
298
947
832
115
272
238
34
562
393
169
508
363
145
211
151
60
923
665
258
738
514
224
1,085
750
335
715
510
205
1,145
840
305
399
300
99
36
34
2
936
780
156
389
327
62
777
675
102
76
104
-28
76
106
-30
84
100
-16
674
830
-156
86
101
-15
430
519
-89
636
641
-5
1,090
1,029
61
729
641
88
1,068
825
243
1,828
1,374
454
244
183
61
251
183
68
619
521
98
880
694
186
118
87
31
59
44
15
706
524
182
543
371
172
1,085
753
332
301
208
93
451
318
133
452
260
192
452
257
195
139
131
8
17
14
3
87
73
14
139
115
24
273
223
50
272
250
22
662
600
62
444
400
44
387
400
-13
1,005
1,000
5
469
485
-16
3,439
3,571
-132
131
132
-1
807
838
-31
679
705
-26
1,007
882
125
1,209
1,299
-90
148
142
6
444
427
17
1,067
997
70
226
196
30
149
136
13
346
344
2
408
516
-108
102
129
-27
104
129
-25
209
257
-48
209
263
-54
105
120
-15
105
133
-28
105
120
-15
105
121
-16
104
121
-17
208
224
-16
104
111
-7
105
111
-6
134
145
-11
698
615
83
480
434
46
182
163
19
116
103
13
348
309
39
244
206
38
244
211
33
244
209
35
366
314
52
62
53
9
62
54
8
124
105
19
123
107
16
185
164
21
493
418
75
432
373
59
432
376
56
123
105
18
68
55
13
271
219
52
142
174
-32
402
434
-32
195
182
13
98
91
7
98
90
8
65
61
4
64
60
4
161
153
8
292
275
17
97
78
19
97
78
19
239
181
58
239
181
58
715
544
171
415
311
104
639
492
147
1,521
1,191
330
133
115
18
300
257
43
233
200
33
733
570
163
214
228
-14
92
93
-1
183
173
10
122
129
-7
153
153
61
64
-3
62
65
-3
124
124
93
93
62
65
-3
218
226
-8
63
64
-1
31
32
-1
189
193
-4
126
128
-2
192
190
2
96
96
226
222
4
158
173
-15
126
127
-1
188
202
-14
31
35
-4
30
34
-4
208
224
-16
175
192
-17
56
64
-8
197
277
-80
113
159
-46
367
497
-130
28
32
-4
142
198
-56
455
451
4
1,854
1,460
394
473
344
129
90
125
-35
491
679
-188
410
527
-117
1,004
1,310
-306
304
395
-91
784
1,012
-228
494
403
91
418
344
74
1,026
819
207
228
188
40
380
310
70
121
93
28
40
31
9
647
667
-20
1,722
1,833
-111
2,230
2,208
22
398
375
23
263
250
13
1,021
792
229
584
458
126
159
135
24
473
360
113
1,106
1,099
7
1,028
785
243
380
294
86
1,076
990
86
162
239
-77
485
572
-87
162
165
-3
340
477
-137
162
145
17
125
106
19
274
213
61
32
19
13
339
199
140
154
131
23
156
131
25
1,039
836
203
364
305
59
791
554
237
160
164
-4
107
109
-2
374
393
-19
1,805
1,911
-106
218
225
-7
160
94
66
849
470
379
155
150
5
2,829
3,576
-747
1,434
1,395
39
13,992
12,237
1,755
1,017
1,136
-119
1,013
1,047
-34
6,774
6,759
15
13,157
13,002
155
14,286
14,002
284
7,128
7,014
114
2,019
1,990
29
14,479
13,931
548
9,308
8,915
393
7,310
7,145
165
14,320
13,435
885
6,998
6,971
27
6,000
5,975
25
7,000
6,978
22
969
977
-8
976
978
-2
11,800
11,739
61
996
914
82
296
261
35
721
418
303
805
418
387
582
279
303
274
168
106
268
173
95
30
19
11
175
116
59
117
77
40
118
78
40
148
96
52
30
19
11
1,356
1,230
126
289
206
83
728
473
255
2,120
1,880
240
109
111
-2
82
83
-1
69
72
-3
414
487
-73
819
918
-99
193
188
5
848
838
10
301
266
35
472
415
57
86
76
10
391
339
52
393
339
54
872
662
210
894
611
283
947
629
318
473
323
150
176
161
15
102
81
21
916
723
193
1,031
727
304
201
169
32
387
363
24
23
22
1
182
155
27
183
136
47
123
91
32
59
52
7
59
52
7
59
45
14
59
52
7
118
105
13
59
53
6
57
53
4
113
108
5
57
53
4
57
54
3
56
54
2
173
232
-59
893
1,228
-335
1,152
1,593
-441
119
166
-47
665
910
-245
253
200
53
1,685
1,882
-197
116
111
5
347
332
15
457
443
14
458
443
15
1,749
1,716
33
1,192
1,052
140
982
886
96
193
147
46
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
74
b
-56
c
29
d
28
e
-70
-84
-224
-238
-196
-228
-24
-57
-11
-55
-23
6
-112
-18
105
1
312
52
727
18
221
295
180
91
175
166
85
504
1,033
156
232
305
1,228
348
178
391
671
48
47
208
261
301
53
16
39
266
307
135
52
-14
-27
-55
-7
-3
-7
-16
-8
86
-27
39
185
91
45
158
58
135
53
104
66
67
22
-5
85
-125
-873
-366
106
178
27
31
92
94
64
96
242
44
182
67
30
-24
-24
-117
-45
-47
-14
-30
-122
-74
-161
52
-36
-24
-2
-94
-46
-34
-77
-18
-12
-12
-26
-12
118
148
144
141
163
97
173
329
545
312
1,053
36
343
-6
60
558
-11
-43
24
15
91
33
71
152
144
16
34
10
-4
-14
-14
168
1
38
50
12
12
12
36
24
35
35
33
119
-97
-466
-397
-120
-50
-172
-257
-149
77
112
39
111
56
113
165
230
169
57
92
143
91
20
-9
-2
-3
6
1
2
187
308
60
239
248
-16
3
-16
-24
-13
-30
-29
-10
-23
-11
-6
-8
-20
-18
-26
-4
2
4
-12
-35
-34
-34
-31
-4
-56
-56
-33
-16
-11
2
8
-113
-40
-105
-37
-68
-34
-44
-37
-37
-12
3
47
51
115
28
85
8
8
76
69
44
17
17
23
91
23
22
11
79
83
95
113
19
20
-167
-134
-133
-63
-147
-33
-36
74
-3
-4
8
178
43
-109
-123
-110
-27
-51
7
1
11
98
275
114
14
229
-20
-74
-37
-37
-42
-9
-26
-67
1
23
-20
4
51
13
4
24
44
18
20
30
12
31
187
756
32
30
384
52
64
34
52
33
15
39
25
13
13
25
12
4
2
6
2
8
3
3
5
6
11
7
7
19
27
9
27
8
-1,250
-870
-298
-1,188
-381
-41
-741
-290
-12
-168
-234
-58
-3
-214
-113
-368
-181
187
164
1,124
19
-81
11
16
306
325
91
69
98
57
8
252
131
217
169
241
-12
-14
-65
-120
166
150
144
47
30
91
91
31
245
31
66
199
93
109
116
24
53
-148
-149
-8
-155
-144
-69
-176
-86
-127
-17
85
200
197
676
202
217
43
70
152
111
331
96
413
2,298
480
877
-49
-12
-36
-11
43
84
160
12
103
349
69
93
-101
187
100
171
222
164
58
209
135
70
114
67
112
78
295
125
-4
-5
-1
-8
-2
-21
6
9
24
10
163
72
240
10
41
19
11
92
50
-2
-2
-1
4
12
26
3
13
3
2
12
2
9
3
37
13
12
8
34
25
177
36
10
53
35
61
65
2
3
3
22
28
36
34
64
121
80
250
204
110
121
76
48
7
60
91
125
166
78
102
298
115
34
169
145
60
258
224
335
205
305
99
2
156
62
102
-28
-30
-16
-156
-15
-89
-5
61
88
243
454
61
68
98
186
31
15
182
172
332
93
133
192
195
8
3
14
24
50
22
62
44
-13
5
-16
-132
-1
-31
-26
125
-90
6
17
70
30
13
2
-108
-27
-25
-48
-54
-15
-28
-15
-16
-17
-16
-7
-6
-11
83
46
19
13
39
38
33
35
52
9
8
19
16
21
75
59
56
18
13
52
-32
-32
13
7
8
4
4
8
17
19
19
58
58
171
104
147
330
18
43
33
163
-14
-1
10
-7
-3
-3
-3
-8
-1
-1
-4
-2
2
4
-15
-1
-14
-4
-4
-16
-17
-8
-80
-46
-130
-4
-56
4
394
129
-35
-188
-117
-306
-91
-228
91
74
207
40
70
28
9
-20
-111
22
23
13
229
126
24
113
7
243
86
86
-77
-87
-3
-137
17
19
61
13
140
23
25
203
59
237
-4
-2
-19
-106
-7
66
379
5
-747
39
1,755
-119
-34
15
155
284
114
29
548
393
165
885
27
25
22
-8
-2
61
82
35
303
387
303
106
95
11
59
40
40
52
11
126
83
255
240
-2
-1
-3
-73
-99
5
10
35
57
10
52
54
210
283
318
150
15
21
193
304
32
24
1
27
47
32
7
7
14
7
13
6
4
5
4
3
2
-59
-335
-441
-47
-245
53
-197
5
15
14
15
33
140
96
46
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
41,274
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
26,351
1,260,555
0.020904
2017
49,126
617,420
0.079567
2016
275,672
2015
2014
2
Total
of line 1, column (d)
.....................
2
0.100471
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.03349
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
1,297,237
5
Multiply line 4 by line 3
......................
5
43,444
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
726
7
Add lines 5 and 6
........................
7
44,170
8
Enter qualifying distributions from Part XII, line 4
,.............
8
84,959
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
726
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
726
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
726
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
1,476
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
1,476
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
750
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
728
Refunded
11
22
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
NY
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
BANK OF AMERICA NA
Telephone no.
(888) 866-3275
Located at
114 WEST 47TH STREET NY8-114-07-07
NEW YORK
NY
ZIP+4
100361510
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
MARION DUKE BAXTER
TRUSTEE
1
15,520
47 PLANDOME RD
MANHASSET
,
NY
11030
LAURIE BASTIS
TRUSTEE
1
15,520
47 PLANDOME RD
MANHASSET
,
NY
11030
PAUL MARCHESE
TRUSTEE
1
15,520
47 PLANDOME RD
MANHASSET
,
NY
11030
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
1,272,490
b
Average of monthly cash balances
.......................
1b
44,502
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
1,316,992
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
1,316,992
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
19,755
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
1,297,237
6
Minimum investment return.
Enter 5% of line 5
..................
6
64,862
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
64,862
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
726
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
726
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
64,136
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
64,136
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
64,136
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
84,959
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
84,959
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
726
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
84,233
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
64,136
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
29,980
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
84,959
a
Applied to 2018, but not more than line 2a
29,980
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
54,979
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
9,157
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
LONG ISLAND COUNCIL ON ALCOHOLISM
AND DRUG DEPENDENCE
1025 OLD COUNTRY ROAD STE 221
WESTBURY
,
NY
11590
N/A
PC
UNRESTRICTED GENERAL
10,000
HOSPICE CARE NETWORK
99 SUNNYSIDE BLVD
WOODBURY
,
NY
11797
N/A
PC
UNRESTRICTED GENERAL
10,000
KEN HAMILTON CAREGIVERS CENTER
NORTHERN WESTCHESTER HOSPITAL
400 EAST MAIN STREET
MT KISCO
,
NY
10549
N/A
PC
UNRESTRICTED GENERAL
10,000
Total
.................................
3a
30,000
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
38,386
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
41,274
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
79,660
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
79,660
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description