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TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
06-01-2019
, and ending
05-31-2020
Name of foundation
WILLIAM E MOSER ESTATE
Number and street (or P.O. box number if mail is not delivered to street address)
116 ALLEGHENY CENTER MALL P8YB3502L
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PITTSBURGH
,
PA
15212
A Employer identification number
34-6511386
B
Telephone number (see instructions)
(412) 762-3792
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
21,301,257
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
487,230
487,230
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
1,922,712
b
Gross sales price for all assets on line 6a
8,066,820
7
Capital gain net income (from Part IV, line 2)
...
1,922,712
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
3,056
759
12
Total.
Add lines 1 through 11
........
2,412,998
2,410,701
13
Compensation of officers, directors, trustees, etc.
106,657
53,328
53,329
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
1,064
0
0
1,064
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
52,955
355
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
3,313
3,113
200
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
163,989
56,796
0
54,593
25
Contributions, gifts, grants paid
.......
1,022,714
1,022,714
26
Total expenses and disbursements.
Add lines 24 and 25
1,186,703
56,796
0
1,077,307
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
1,226,295
b
Net investment income
(if negative, enter -0-)
2,353,905
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
439,575
759,069
759,069
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
2,452,387
810,256
788,841
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
13,568,466
16,117,392
19,753,347
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
16,460,428
17,686,717
21,301,257
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
16,460,428
17,686,638
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
79
29
Total net assets or fund balances
(see instructions)
.....
16,460,428
17,686,717
30
Total liabilities and net assets/fund balances
(see instructions)
.
16,460,428
17,686,717
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
16,460,428
2
Enter amount from Part I, line 27a
.....................
2
1,226,295
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
17,686,723
5
Decreases not included in line 2 (itemize)
5
6
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
17,686,717
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
23. ALPHABET INC/CA-CL A
2019-01-04
2019-06-12
b
7. ALPHABET INC/CA-CL A
2013-07-01
2019-06-12
c
10. ALPHABET INC/CA-CL A
2019-06-12
d
530. CENTENE CORP
2019-06-12
e
9. CENTENE CORP
2018-04-26
2019-06-12
19. CENTENE CORP
2018-04-26
2019-06-12
82. CENTENE CORP
2018-04-26
2019-06-13
177. DUKE ENERGY HOLDING CORP
2018-12-13
2019-06-13
203. DUKE ENERGY HOLDING CORP
2019-06-14
137. WASTE MANAGEMENT INC
2018-03-09
2019-06-28
173. WASTE MANAGEMENT INC
2019-07-01
20. ALEXION PHARMACEUTICALS INC
2019-02-25
2019-07-09
10. ALPHABET INC/CA-CL A
2019-07-09
10. AMAZON.COM INC
2018-05-04
2019-07-09
30. AMERICAN WATER WORKS CO INC
2016-02-08
2019-07-09
20. AMGEN INC
2013-12-30
2019-07-09
40. APPLE INC
2006-06-26
2019-07-09
30. AUTOMATIC DATA PROCESSING INC
2018-05-25
2019-07-09
60. BP PLC SPONSORED ADR
2019-02-25
2019-07-09
240. BANK OF AMERICA CORP
2018-07-27
2019-07-09
40. BAXTER INTERNATIONAL INC
2018-01-04
2019-07-09
50. BERRY GLOBAL GROUP INC
2019-04-16
2019-07-09
70. BOOZ ALLEN HAMILTON HOLDING
2019-03-22
2019-07-09
50. BRISTOL MYERS SQUIBB CO
2018-09-17
2019-07-09
10. BROADCOM INC
2019-02-11
2019-07-09
10. BURLINGTON STORES INC
2016-08-31
2019-07-09
100. CBRE GROUP INC
2019-07-09
60. CSX CORP COM
2018-09-14
2019-07-09
40. CELANESE CORP
2019-02-01
2019-07-09
20. CHEVRON CORPORATION
2018-06-13
2019-07-09
40. CHURCH & DWIGHT INC
2019-02-01
2019-07-09
90. CISCO SYS INC COM
2018-10-25
2019-07-09
20. CISCO SYS INC COM
2018-05-15
2019-07-09
10. CINTAS CORP
2019-05-01
2019-07-09
110. CITIZENS FINANCIAL GROUP
2016-11-11
2019-07-09
140. COMCAST CORPORATION CL A
2019-07-09
50. CONOCOPHILLIPS
2017-11-06
2019-07-09
20. COSTCO WHSL CORP NEW COM
2019-03-15
2019-07-09
30. DANAHER CORP
2018-06-15
2019-07-09
20. DARDEN RESTAURANTS INC W I
2019-05-24
2019-07-09
20. DOLLAR GENERAL CORP
2019-02-01
2019-07-09
60. E*TRADE FINANCIAL CORP
2019-07-09
20. FACEBOOK INC
2018-10-25
2019-07-09
10. FACEBOOK INC
2016-03-02
2019-07-09
20. HCA HEALTHCARE INC
2019-03-22
2019-07-09
30. HOME DEPOT INC COM
2012-01-09
2019-07-09
110. INTEL CORP
2018-11-02
2019-07-09
20. INTERNATIONAL FLAVORS & FRAGRANCES INC
2019-02-04
2019-07-09
1258. IWP ISHARES RUSSELL MIDCAP GRWTH FD
2009-07-23
2019-07-09
90. J P MORGAN CHASE & CO COM
2009-01-21
2019-07-09
20. LAUDER ESTEE COS INC CL A
2019-03-08
2019-07-09
30. LILLY ELI & CO
2018-07-13
2019-07-09
30. M&T BK CORP
2019-03-15
2019-07-09
20. MCDONALDS CORP COM
2017-06-19
2019-07-09
110. MICROSOFT CORP
2018-09-14
2019-07-09
20. NORFOLK SOUTHN CORP COM
2018-11-16
2019-07-09
10. NORTHROP GRUMMAN CORPORATION
2015-03-27
2019-07-09
30. OMNICOM GROUP INC
2019-06-12
2019-07-09
9654.894 PNC INTERNATIONAL EQUITY-R6 MERGED 11/15/19
2010-05-25
2019-07-09
100. PFIZER INC COM
2017-11-10
2019-07-09
70. PROCTER & GAMBLE CO
2019-03-15
2019-07-09
50. PROGRESSIVE CORP OHIO
2019-02-12
2019-07-09
30. QUEST DIAGNOSTICS INC
2019-06-17
2019-07-09
30. S&P GLOBAL INC
2016-05-20
2019-07-09
20. SEMPRA ENERGY
2019-06-17
2019-07-09
70. SUNTRUST BANKS INC COM
2016-06-24
2019-07-09
50. T-MOBILE US INC
2017-05-01
2019-07-09
60. TOTAL FINA S A
2016-05-06
2019-07-09
30. UNITED RENTALS INC COM
2018-09-14
2019-07-09
20. UNITEDHEALTH GROUP INC COM
2016-10-27
2019-07-09
30. VISA INC CLASS A SHARES
2013-02-08
2019-07-09
60. WEC ENERGY GROUP INC
2009-06-05
2019-07-09
30. WASTE MANAGEMENT INC
2018-03-09
2019-07-09
10. ACCENTURE PLC CLASS A SEDOL B4BNMY3
2019-05-10
2019-07-09
40. INGERSOLL-RAND PLC EXCHANGE 3/02/2020
2019-04-12
2019-07-09
72. INTEL CORP
2018-11-02
2019-07-11
712. INTEL CORP
2016-08-19
2019-07-11
428. INTEL CORP
2019-07-11
48. INTEL CORP
2016-08-19
2019-07-11
310. M&T BK CORP
2019-07-26
216. BERRY GLOBAL GROUP INC
2019-08-02
287. BERRY GLOBAL GROUP INC
2019-08-02
37. BERRY GLOBAL GROUP INC
2019-04-11
2019-08-02
230. INTERNATIONAL FLAVORS & FRAGRANCES INC
2019-08-08
90. NORFOLK SOUTHN CORP COM
2018-11-16
2019-08-08
450. PFIZER INC COM
2017-11-10
2019-08-08
70. HOME DEPOT INC COM
2012-01-09
2019-08-22
80. MCDONALDS CORP COM
2017-06-19
2019-08-22
62. NORFOLK SOUTHN CORP COM
2019-08-22
44. NORFOLK SOUTHN CORP COM
2019-08-22
380. BANK OF AMERICA CORP
2018-07-27
2019-08-23
117. CBRE GROUP INC
2018-02-27
2019-08-23
17. CBRE GROUP INC
2018-02-27
2019-08-23
1. AMGEN INC XXX-XX-XXXX
2001-01-01
2019-08-23
32. NORFOLK SOUTHN CORP COM
2018-12-13
2019-08-23
40. NORFOLK SOUTHN CORP COM
2018-12-13
2019-08-23
162. CBRE GROUP INC
2018-02-27
2019-08-26
17. CBRE GROUP INC
2018-02-27
2019-08-27
76. CBRE GROUP INC
2018-02-27
2019-08-27
171. CBRE GROUP INC
2018-02-27
2019-08-28
217. ALEXION PHARMACEUTICALS INC
2019-09-05
13. ALEXION PHARMACEUTICALS INC
2019-09-05
10. AMERICAN WATER WORKS CO INC
2016-02-08
2019-09-20
10. AMGEN INC
2013-12-30
2019-09-20
10. APPLE INC
2006-06-26
2019-09-20
10. AUTOMATIC DATA PROCESSING INC
2018-05-25
2019-09-20
20. BP PLC SPONSORED ADR
2019-02-25
2019-09-20
100. BANK OF AMERICA CORP
2018-07-27
2019-09-20
20. BAXTER INTERNATIONAL INC
2018-01-04
2019-09-20
30. BOOZ ALLEN HAMILTON HOLDING
2019-03-22
2019-09-20
20. BRISTOL MYERS SQUIBB CO
2018-09-17
2019-09-20
10. BROADCOM INC
2019-02-11
2019-09-20
10. BURLINGTON STORES INC
2016-08-31
2019-09-20
20. CBRE GROUP INC
2018-02-27
2019-09-20
10. CDW CORP/DE
2019-08-02
2019-09-20
20. CSX CORP COM
2018-09-14
2019-09-20
20. CELANESE CORP
2019-02-01
2019-09-20
10. CHEVRON CORPORATION
2018-06-13
2019-09-20
20. CHURCH & DWIGHT INC
2019-02-01
2019-09-20
60. CISCO SYS INC COM
2018-05-15
2019-09-20
10. CINTAS CORP
2019-09-20
60. CITIZENS FINANCIAL GROUP
2016-11-11
2019-09-20
70. COMCAST CORPORATION CL A
2018-10-11
2019-09-20
20. CONOCOPHILLIPS
2017-11-06
2019-09-20
10. COSTCO WHSL CORP NEW COM
2019-03-15
2019-09-20
10. CROWN CASTLE INTL CORP
2019-09-20
10. DANAHER CORP
2018-06-15
2019-09-20
10. DARDEN RESTAURANTS INC W I
2019-05-24
2019-09-20
20. DISCOVER FINANCIAL W/I
2019-07-26
2019-09-20
10. DOLLAR GENERAL CORP
2019-02-01
2019-09-20
20. E*TRADE FINANCIAL CORP
2019-04-25
2019-09-20
10. FACEBOOK INC
2016-03-02
2019-09-20
10. HCA HEALTHCARE INC
2019-03-22
2019-09-20
10. HOME DEPOT INC COM
2012-01-09
2019-09-20
50. J P MORGAN CHASE & CO COM
2009-01-21
2019-09-20
10. LAUDER ESTEE COS INC CL A
2019-03-08
2019-09-20
10. LILLY ELI & CO
2018-07-13
2019-09-20
10. MCDONALDS CORP COM
2017-06-19
2019-09-20
70. MICROSOFT CORP
2019-09-20
10. OMNICOM GROUP INC
2019-06-12
2019-09-20
20. PFIZER INC COM
2017-11-10
2019-09-20
30. PROCTER & GAMBLE CO
2019-03-15
2019-09-20
20. PROGRESSIVE CORP OHIO
2019-02-12
2019-09-20
10. QUEST DIAGNOSTICS INC
2019-06-17
2019-09-20
10. S&P GLOBAL INC
2016-05-20
2019-09-20
10. SEMPRA ENERGY
2019-06-17
2019-09-20
10. STRYKER CORP
2019-08-08
2019-09-20
30. SUNTRUST BANKS INC COM
2016-06-24
2019-09-20
20. T-MOBILE US INC
2017-05-01
2019-09-20
10. TARGET CORP
2019-08-22
2019-09-20
30. TOTAL FINA S A
2016-05-06
2019-09-20
10. UNITED RENTALS INC COM
2018-09-14
2019-09-20
10. UNITEDHEALTH GROUP INC COM
2016-10-27
2019-09-20
10. VISA INC CLASS A SHARES
2013-02-08
2019-09-20
20. WEC ENERGY GROUP INC
2009-06-05
2019-09-20
10. WASTE MANAGEMENT INC
2018-03-09
2019-09-20
10. ACCENTURE PLC CLASS A SEDOL B4BNMY3
2019-07-11
2019-09-20
20. INGERSOLL-RAND PLC EXCHANGE 3/02/2020
2019-04-12
2019-09-20
36367.913 PNC SMALL CAP FUND MERGED 11/15/19
2019-09-23
1236. VANGUARD SMALL CAP VALUE ETF
2017-06-22
2019-09-23
140. AIR PRODUCTS & CHEMICALS INC
2019-09-27
73. ALPHABET INC/CA-CL A
2019-09-27
54. AMAZON.COM INC
2019-09-27
350. AMERICAN WATER WORKS CO INC
2016-02-08
2019-09-27
285. AMGEN INC
2019-09-27
405. APPLE INC
2006-06-26
2019-09-27
360. AUTOMATIC DATA PROCESSING INC
2019-09-27
60. AUTOZONE INC
2019-09-27
690. BP PLC SPONSORED ADR
2019-09-27
1500. BANK OF AMERICA CORP
2019-09-27
769. BANK OF AMERICA CORP
2019-09-27
460. BAXTER INTERNATIONAL INC
2019-09-27
730. BOOZ ALLEN HAMILTON HOLDING
2019-09-27
600. BRISTOL MYERS SQUIBB CO
2019-09-27
150. BROADCOM INC
2019-09-27
155. BURLINGTON STORES INC
2016-08-31
2019-09-27
580. CBRE GROUP INC
2019-09-27
390. CDW CORP/DE
2019-09-27
625. CSX CORP COM
2019-09-27
458. CELANESE CORP
2019-02-01
2019-09-27
246. CHEVRON CORPORATION
2019-09-27
430. CHURCH & DWIGHT INC
2019-09-27
1250. CISCO SYS INC COM
2019-09-27
150. CINTAS CORP
2019-09-27
1200. CITIZENS FINANCIAL GROUP
2016-11-11
2019-09-27
1280. COMCAST CORPORATION CL A
2011-10-12
2019-09-27
245. COMCAST CORPORATION CL A
2018-10-11
2019-09-27
515. CONOCOPHILLIPS
2019-09-27
193. COSTCO WHSL CORP NEW COM
2019-09-27
200. CROWN CASTLE INTL CORP
2019-08-23
2019-09-27
325. DANAHER CORP
2019-09-27
250. DARDEN RESTAURANTS INC W I
2019-09-27
520. DISCOVER FINANCIAL W/I
2019-09-27
260. DOLLAR GENERAL CORP
2019-02-01
2019-09-27
630. E*TRADE FINANCIAL CORP
2019-09-27
140. EDWARDS LIFESCIENCES CORP
2019-09-27
291. FACEBOOK INC
2016-03-02
2019-09-27
220. HCA HEALTHCARE INC
2019-03-22
2019-09-27
215. HOME DEPOT INC COM
2012-01-09
2019-09-27
920. J P MORGAN CHASE & CO COM
2009-01-21
2019-09-27
140. L3 HARRIS TECHNOLOGIES INC
2019-09-27
260. LAUDER ESTEE COS INC CL A
2019-09-27
324. LILLY ELI & CO
2019-09-27
100. LOCKHEED MARTIN CORP
2019-09-27
205. MCDONALDS CORP COM
2019-09-27
290. MICROSOFT CORP
2019-09-27
1072. MICROSOFT CORP
2019-09-27
140. NORTHROP GRUMMAN CORPORATION
2015-03-27
2019-09-27
380. OMNICOM GROUP INC
2019-09-27
9672.546 PNC INTERNATIONAL EQUITY-R6 MERGED 11/15/19
2010-05-25
2019-09-27
680. PFIZER INC COM
2017-11-10
2019-09-27
756. PROCTER & GAMBLE CO
2019-09-27
590. PROGRESSIVE CORP OHIO
2019-09-27
300. QUEST DIAGNOSTICS INC
2019-09-27
301. S&P GLOBAL INC
2016-05-20
2019-09-27
220. SEMPRA ENERGY
2019-09-27
140. STRYKER CORP
2019-08-08
2019-09-27
772. SUNTRUST BANKS INC COM
2016-06-24
2019-09-27
500. T-MOBILE US INC
2019-09-27
300. TARGET CORP
2019-09-27
725. TOTAL FINA S A
2019-09-27
300. UNITED RENTALS INC COM
2019-09-27
190. UNITEDHEALTH GROUP INC COM
2016-10-27
2019-09-27
345. VISA INC CLASS A SHARES
2013-02-08
2019-09-27
660. WEC ENERGY GROUP INC
2009-06-05
2019-09-27
325. WASTE MANAGEMENT INC
2019-09-27
270. ACCENTURE PLC CLASS A SEDOL B4BNMY3
2019-09-27
430. INGERSOLL-RAND PLC EXCHANGE 3/02/2020
2019-09-27
162. CAMBREX CORP COM
2019-10-21
14. CHURCHILL DOWNS INC COM
2019-09-23
2019-10-21
25. FIVE BELOW
2019-09-23
2019-10-21
25. LITHIA MTRS INC CL A
2019-10-21
30. SILICON LABORATORIES INC
2019-09-23
2019-10-31
116. IBERIBANK CORP
2019-11-04
27. SITEONE LANDSCAPE SUPPLY INC
2019-09-23
2019-11-04
34. COHEN & STEERS INC
2019-12-11
288. FORUM ENERGY TECHNOLOGIES INC
2019-12-11
85. WRIGHT MEDICAL GROUP N V ORD SEDOL BZ2JCC5
2019-09-23
2019-12-11
50. PEBBLEBROOK HOTEL TRUST
2019-09-23
2019-12-12
9. W D-40 CO
2019-12-12
33. CANTEL MEDICAL CORP
2019-09-23
2019-12-20
40. CANTEL MEDICAL CORP
2019-09-23
2020-01-15
72. CATALENT INC
2019-09-23
2020-02-04
299. WRIGHT MEDICAL GROUP N V ORD SEDOL BZ2JCC5
2020-02-04
15. PAYLOCITY HOLDING CORP
2019-09-23
2020-02-06
182. UNITED BANKSHARES INC WEST V COM
2020-02-06
68. ATRICURE INC
2019-11-05
2020-02-18
24. PAYLOCITY HOLDING CORP
2019-09-23
2020-02-18
12. RBC BEARINGS INC
2019-09-30
2020-02-18
45. SITEONE LANDSCAPE SUPPLY INC
2019-09-23
2020-02-18
32. LHC GROUP INC
2019-09-23
2020-02-28
76. JOHN BEAN TECHNOLOGY
2020-03-06
207. PEBBLEBROOK HOTEL TRUST
2020-03-06
24. GLOBANT SA SEDOL BP40HF4
2020-03-06
237. AAR CORP
2020-03-27
17. ALLEGIANT TRAVEL CO
2020-03-27
135. EXLSERVICE HOLDINGS INC
2020-03-27
83. GLOBUS MEDICAL INC A
2019-09-23
2020-03-27
689. MATADOR RESOURCES CO
2020-03-27
71. WEBSTER FINANCIAL CORP
2019-09-23
2020-03-27
30. GLOBANT SA SEDOL BP40HF4
2019-09-23
2020-03-27
36. CHURCHILL DOWNS INC COM
2019-09-23
2020-04-03
86. ENTEGRIS, INC
2019-09-23
2020-04-21
76. SILGAN HLDGS INC
2019-09-23
2020-04-21
86. CANTEL MEDICAL CORP
2020-05-06
81. CENTRAL GARDEN & PET CO
2020-05-13
15. HUBSPOT INC
2019-09-23
2020-05-13
53. PRA GROUP INC
2019-09-23
2020-05-13
36. ICF INTERNATIONAL INC
2020-05-14
99. CATALENT INC
2019-09-23
2020-05-19
14. OLLIE'S BARGAIN OUTLET HOLDI
2019-10-21
2020-05-19
13. QUIDEL CORP
2020-03-06
2020-05-19
55218.482 AQR LONG-SHORT EQUITY-I
2020-05-21
10962.63 DODGE & COX INCOME FUND
2017-11-08
2020-05-21
26731.751 FEDERATED INTERNATIONAL EQUITY FUND CL R6 FD 718
2020-05-21
4406.953 HARDING LOEVNER EMERGING MARKETS PORTOFLIO FUND
2017-11-02
2020-05-21
372. ISHARES TR S&P 500 INDEX FD
2019-09-27
2020-05-21
1965. ISHARES TR RUSSELL MIDCAP VALUE INDEX FD
2012-10-11
2020-05-21
1497. ISHARES TR RUSSELL MIDCAP VALUE INDEX FD
2019-09-27
2020-05-21
1003. IWP ISHARES RUSSELL MIDCAP GRWTH FD
2009-07-23
2020-05-21
8742.969 METROPOLITAN WEST UNCONSTRAINED BOND FUND CLASS I
2016-04-27
2020-05-21
30942.258 TEMPLETON GLOBAL BOND FUND R6
2020-05-21
430. VANGUARD SMALL CAP VALUE ETF
2017-06-22
2020-05-21
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
24,812
24,744
68
b
7,552
3,105
4,447
c
10,760
3,591
7,169
d
28,328
29,070
-742
e
481
488
-7
1,014
1,030
-16
4,400
4,445
-45
15,332
16,102
-770
17,766
18,434
-668
15,836
11,900
3,936
19,911
14,960
4,951
2,505
2,656
-151
11,251
2,218
9,033
19,845
15,810
4,035
3,538
1,909
1,629
3,631
2,309
1,322
8,043
335
7,708
4,903
3,918
985
2,455
2,552
-97
7,039
7,453
-414
3,253
2,737
516
2,687
2,937
-250
4,741
4,016
725
2,300
3,066
-766
2,746
2,745
1
1,754
807
947
5,227
4,726
501
4,598
4,423
175
4,189
3,932
257
2,470
2,544
-74
2,938
2,590
348
5,071
4,097
974
1,127
906
221
2,385
2,176
209
3,956
3,276
680
6,009
4,847
1,162
2,995
2,678
317
5,385
4,691
694
4,268
3,062
1,206
2,445
2,402
43
2,790
2,294
496
2,717
3,011
-294
3,979
2,996
983
1,989
1,096
893
2,698
2,706
-8
6,354
1,296
5,058
5,239
5,192
47
2,842
2,839
3
182,285
48,647
133,638
10,198
1,878
8,320
3,672
3,118
554
3,385
2,686
699
5,233
5,211
22
4,236
3,061
1,175
14,999
12,457
2,542
3,948
3,455
493
3,250
1,603
1,647
2,526
2,395
131
226,890
113,780
113,110
4,331
3,504
827
7,878
7,172
706
4,159
3,482
677
3,058
3,054
4
6,948
3,248
3,700
2,776
2,757
19
4,504
2,862
1,642
3,765
3,396
369
3,324
2,943
381
3,935
5,042
-1,107
4,910
2,842
2,068
5,327
1,182
4,145
5,132
1,220
3,912
3,505
2,583
922
1,905
1,739
166
4,964
4,565
399
3,500
3,398
102
34,536
25,103
9,433
20,761
20,137
624
2,334
1,692
642
50,893
48,022
2,871
9,422
12,685
-3,263
12,548
16,768
-4,220
1,619
2,130
-511
28,127
32,607
-4,480
16,201
15,548
653
16,555
15,769
786
15,496
3,024
12,472
17,521
12,245
5,276
10,810
10,585
225
7,674
6,979
695
10,112
11,801
-1,689
5,901
5,512
389
840
801
39
131
25
106
5,424
5,016
408
6,778
6,270
508
7,988
7,632
356
846
801
45
3,776
3,580
196
8,552
8,056
496
21,846
28,293
-6,447
1,319
1,664
-345
1,233
636
597
1,984
1,154
830
2,194
84
2,110
1,602
1,306
296
780
851
-71
2,979
3,105
-126
1,757
1,368
389
2,115
1,721
394
1,014
1,226
-212
2,845
2,745
100
2,000
807
1,193
1,072
942
130
1,196
1,166
30
1,373
1,474
-101
2,455
1,966
489
1,242
1,272
-30
1,460
1,295
165
2,951
2,719
232
2,549
2,173
376
2,154
1,787
367
3,263
2,395
868
1,219
1,071
148
2,880
2,346
534
1,405
1,468
-63
1,465
1,021
444
1,200
1,201
-1
1,670
1,849
-179
1,578
1,147
431
900
1,004
-104
1,899
1,096
803
1,245
1,353
-108
2,274
432
1,842
5,975
1,044
4,931
1,931
1,559
372
1,165
895
270
2,100
1,531
569
9,745
9,648
97
778
798
-20
735
701
34
3,666
3,074
592
1,517
1,393
124
1,070
1,018
52
2,542
1,083
1,459
1,421
1,378
43
2,203
2,171
32
2,032
1,227
805
1,591
1,358
233
1,074
1,056
18
1,622
1,471
151
1,270
1,681
-411
2,327
1,421
906
1,752
394
1,358
1,872
407
1,465
1,154
861
293
1,936
1,938
-2
2,474
2,283
191
580,068
263,491
316,577
160,751
150,854
9,897
31,387
31,999
-612
90,723
11,329
79,394
94,449
80,875
13,574
43,791
22,276
21,515
55,725
32,844
22,881
89,305
3,392
85,913
58,952
46,584
12,368
65,347
46,393
18,954
26,268
29,312
-3,044
44,054
42,637
1,417
22,585
23,838
-1,253
40,429
31,396
9,033
52,975
34,164
18,811
29,987
36,529
-6,542
41,489
40,924
565
31,049
12,507
18,542
31,029
26,814
4,215
48,012
45,070
2,942
43,530
44,211
-681
55,806
45,018
10,788
29,391
30,165
-774
32,912
27,705
5,207
61,211
36,164
25,047
40,220
32,387
7,833
42,563
35,738
6,825
57,765
15,159
42,606
11,057
8,383
2,674
29,370
27,317
2,053
55,872
40,976
14,896
28,341
29,303
-962
46,542
33,152
13,390
29,162
29,860
-698
42,618
47,820
-5,202
41,721
29,825
11,896
26,705
31,456
-4,751
31,088
31,462
-374
52,516
31,883
20,633
26,153
29,771
-3,618
49,789
9,288
40,501
108,622
19,200
89,422
29,878
29,697
181
51,268
40,320
10,948
36,346
28,994
7,352
39,583
36,265
3,318
43,670
31,252
12,418
40,689
34,071
6,618
150,409
63,539
86,870
53,358
22,447
30,911
29,294
30,339
-1,045
223,726
113,988
109,738
24,364
23,829
535
93,946
70,414
23,532
45,582
40,497
5,085
32,090
30,132
1,958
77,449
32,585
44,864
31,908
30,169
1,739
30,399
30,388
11
53,244
31,568
21,676
39,514
33,770
5,744
31,775
31,556
219
37,453
35,209
2,244
38,465
35,391
3,074
41,448
27,000
14,448
60,950
13,590
47,360
63,392
13,424
49,968
37,504
26,740
10,764
52,252
48,565
3,687
53,487
48,837
4,650
9,640
9,661
-21
1,863
1,728
135
3,339
3,230
109
3,278
3,303
-25
3,205
3,452
-247
8,867
8,864
3
2,420
1,989
431
2,245
1,870
375
384
505
-121
2,501
1,784
717
1,305
1,410
-105
1,750
1,662
88
2,339
2,665
-326
2,435
3,231
-796
4,234
3,724
510
9,063
6,269
2,794
2,018
1,504
514
6,378
7,040
-662
2,988
1,981
1,007
3,515
2,406
1,109
2,140
2,020
120
4,943
3,315
1,628
4,070
3,783
287
6,662
7,684
-1,022
3,646
5,822
-2,176
2,677
2,226
451
4,316
10,353
-6,037
1,468
2,561
-1,093
6,850
8,877
-2,027
3,370
4,346
-976
1,665
11,887
-10,222
1,468
3,436
-1,968
2,580
2,772
-192
2,829
4,443
-1,614
4,279
4,158
121
2,454
2,266
188
2,802
6,838
-4,036
2,860
2,294
566
2,671
2,411
260
1,734
1,880
-146
1,873
2,956
-1,083
7,552
5,121
2,431
1,076
891
185
2,349
1,050
1,299
495,862
757,314
-261,452
157,533
151,723
5,810
563,238
263,867
299,371
203,469
255,559
-52,090
110,630
111,424
-794
142,331
96,796
45,535
108,432
134,580
-26,148
149,133
38,786
110,347
100,719
102,905
-2,186
309,732
399,245
-89,513
43,000
52,482
-9,482
132,856
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
68
b
4,447
c
7,169
d
-742
e
-7
-16
-45
-770
-668
3,936
4,951
-151
9,033
4,035
1,629
1,322
7,708
985
-97
-414
516
-250
725
-766
1
947
501
175
257
-74
348
974
221
209
680
1,162
317
694
1,206
43
496
-294
983
893
-8
5,058
47
3
133,638
8,320
554
699
22
1,175
2,542
493
1,647
131
113,110
827
706
677
4
3,700
19
1,642
369
381
-1,107
2,068
4,145
3,912
922
166
399
102
9,433
624
642
2,871
-3,263
-4,220
-511
-4,480
653
786
12,472
5,276
225
695
-1,689
389
39
106
408
508
356
45
196
496
-6,447
-345
597
830
2,110
296
-71
-126
389
394
-212
100
1,193
130
30
-101
489
-30
165
232
376
367
868
148
534
-63
444
-1
-179
431
-104
803
-108
1,842
4,931
372
270
569
97
-20
34
592
124
52
1,459
43
32
805
233
18
151
-411
906
1,358
1,465
293
-2
191
316,577
9,897
-612
79,394
13,574
21,515
22,881
85,913
12,368
18,954
-3,044
1,417
-1,253
9,033
18,811
-6,542
565
18,542
4,215
2,942
-681
10,788
-774
5,207
25,047
7,833
6,825
42,606
2,674
2,053
14,896
-962
13,390
-698
-5,202
11,896
-4,751
-374
20,633
-3,618
40,501
89,422
181
10,948
7,352
3,318
12,418
6,618
86,870
30,911
-1,045
109,738
535
23,532
5,085
1,958
44,864
1,739
11
21,676
5,744
219
2,244
3,074
14,448
47,360
49,968
10,764
3,687
4,650
-21
135
109
-25
-247
3
431
375
-121
717
-105
88
-326
-796
510
2,794
514
-662
1,007
1,109
120
1,628
287
-1,022
-2,176
451
-6,037
-1,093
-2,027
-976
-10,222
-1,968
-192
-1,614
121
188
-4,036
566
260
-146
-1,083
2,431
185
1,299
-261,452
5,810
299,371
-52,090
-794
45,535
-26,148
110,347
-2,186
-89,513
-9,482
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
1,922,712
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
1,192,816
22,043,187
0.054113
2017
1,117,123
22,603,124
0.049423
2016
1,091,188
20,882,137
0.052255
2015
1,231,375
20,841,469
0.059083
2014
1,089,438
21,797,085
0.049981
2
Total
of line 1, column (d)
.....................
2
0.264855
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.052971
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
21,710,687
5
Multiply line 4 by line 3
......................
5
1,150,037
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
23,539
7
Add lines 5 and 6
........................
7
1,173,576
8
Enter qualifying distributions from Part XII, line 4
,.............
8
1,077,307
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
47,078
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
47,078
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
47,078
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
58,240
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
58,240
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
11,162
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
11,162
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
OH
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
No
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
PNC BANK NA
Telephone no.
(412) 762-3792
Located at
116 ALLEGHENY CENTER MALL P8-YB35-
PITTSBURGH
PA
ZIP+4
15212
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
PNC BANK NA
TRUSTEE
21
106,657
116 Allegheny Center Mall
Pittsburgh
,
PA
152129938
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
22,041,307
b
Average of monthly cash balances
.......................
1b
0
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
22,041,307
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
22,041,307
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
330,620
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
21,710,687
6
Minimum investment return.
Enter 5% of line 5
..................
6
1,085,534
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
1,085,534
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
47,078
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
47,078
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
1,038,456
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
1,038,456
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
1,038,456
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
1,077,307
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
1,077,307
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
1,077,307
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
1,038,456
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
20,734
b
From 2015
......
205,902
c
From 2016
......
73,831
d
From 2017
......
20,235
e
From 2018
......
113,217
f
Total
of lines 3a through e
........
433,919
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
1,077,307
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
1,038,456
e
Remaining amount distributed out of corpus
38,851
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
472,770
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
20,734
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
452,036
10
Analysis of line 9:
a
Excess from 2015
....
205,902
b
Excess from 2016
....
73,831
c
Excess from 2017
....
20,235
d
Excess from 2018
....
113,217
e
Excess from 2019
....
38,851
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
AMERICAN CANCER SOCIETY INC
6525 N MERIDIAN AVE
OKLAHOMA CITY
,
OK
73162
NONE
PUBLIC CHARITY
GENERAL SUPPORT
409,086
CLEVELAND SIGHT CENTER
1909 EAST 101ST ST
CLEVELAND
,
OH
441064110
NONE
PUBLIC CHARITY
GENERAL SUPPORT
306,814
SHRINERS HOSPITALS FOR CHILDREN
ATTN TRUST/INVESTMENT
ACCOUNTING TEAM
TAMPA
,
FL
33631
NONE
PUBLIC CHARITY
GENERAL SUPPORT
306,814
Total
.................................
3a
1,022,714
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
487,230
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
1,922,712
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
FEDERAL TAX REFUND
14
2,297
b
PNC COMP FOR ALLOC
14
759
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
2,412,998
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
2,412,998
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description