-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
06-01-2019
, and ending
05-31-2020
Name of foundation
THE CASPER FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)
PO BOX 0634
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
MILWAUKEE
,
WI
532010634
A Employer identification number
39-6484669
B
Telephone number (see instructions)
(414) 765-5118
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
18,502,594
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
455,586
453,637
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
166,072
b
Gross sales price for all assets on line 6a
5,260,907
7
Capital gain net income (from Part IV, line 2)
...
166,072
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
750
12
Total.
Add lines 1 through 11
........
622,408
619,709
13
Compensation of officers, directors, trustees, etc.
131,891
85,513
46,378
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
3,000
0
0
3,000
c
Other professional fees (attach schedule)
....
21,912
19,721
2,191
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
18,062
6,741
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
1,241
1,065
176
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
176,106
113,040
0
51,745
25
Contributions, gifts, grants paid
.......
842,690
842,690
26
Total expenses and disbursements.
Add lines 24 and 25
1,018,796
113,040
0
894,435
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-396,388
b
Net investment income
(if negative, enter -0-)
506,669
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
509
2
Savings and temporary cash investments
.........
273,256
307,451
307,451
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
9,392,791
5,926,512
7,644,103
c
Investments—corporate bonds (attach schedule)
.......
4,440,615
1,570,553
1,650,792
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
2,390,550
8,296,378
8,900,248
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
16,497,721
16,100,894
18,502,594
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
16,497,721
16,100,894
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
16,497,721
16,100,894
30
Total liabilities and net assets/fund balances
(see instructions)
.
16,497,721
16,100,894
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
16,497,721
2
Enter amount from Part I, line 27a
.....................
2
-396,388
3
Other increases not included in line 2 (itemize)
3
587
4
Add lines 1, 2, and 3
..........................
4
16,101,920
5
Decreases not included in line 2 (itemize)
5
1,026
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
16,100,894
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
36. FIVE BELOW
2017-06-28
2019-06-04
b
438. JGC CORP UNSPONSORED A D R
2019-06-05
c
.5714 KONTOOR BRANDS INC W I
2017-12-20
2019-06-05
d
537. PARK24 CO LTD SPN A D R
2019-06-05
e
205. RADIAN GRP INC COM
2015-02-24
2019-06-05
108. BROOKS AUTOMATION INC
2019-06-07
454. XPERI CORP
2019-06-07
490. VANDA PHARMACEUTICALS INC
2019-06-13
321. VONAGE HLDGS CORP
2019-06-13
.3333 CORTEVA INC
2017-02-22
2019-06-18
331. LEGACYTEXAS FINANCIAL GROUP
2019-06-18
.333 DUPONT DE NEMOURS INC WI
2017-02-22
2019-06-19
22. APPLE INC
2015-08-15
2019-06-25
453. BANK OF NEW YORK MELLON CORP
2019-06-25
93.3333 CORTEVA INC
2019-06-25
10.6667 CORTEVA INC
2018-08-07
2019-06-25
106. ETSY INC
2018-05-24
2019-06-25
14. MC DONALD'S CORP
2016-09-08
2019-06-25
124. MICROSOFT CORP
2016-09-08
2019-06-25
1. MAXWELL TECHNOLOGIES INC COM
1911-11-11
2019-06-28
106. ETSY INC
2019-07-02
67. ETSY INC
2019-07-02
519. VANDA PHARMACEUTICALS INC
2019-07-09
31. CACI INTERNATIONAL INC CL A
2019-07-15
80. KONTOOR BRANDS INC W I
2017-12-20
2019-07-16
23. A A R CORP
2018-10-01
2019-07-18
18. AMN HEALTHCARE SERVICES INC
2017-06-06
2019-07-18
9. ASGN INC
2017-06-05
2019-07-18
21. AARONS INC
2017-10-03
2019-07-18
21. APOGEE ENTERPRISES INC
2017-11-03
2019-07-18
14. ATLAS AIR INC
2018-09-21
2019-07-18
35. B & G FOODS INC NEW
2018-11-29
2019-07-18
31. BEACON ROOFING SUPPLY INC
2019-02-26
2019-07-18
31. BLUCORA INC
2018-11-08
2019-07-18
24. BOISE CASCADE CO
2018-10-15
2019-07-18
39. BOYD GAMING CORP COM
2019-07-18
24. BROOKS AUTOMATION INC
2017-09-21
2019-07-18
20. BUILDERS FIRSTSOURCE INC
2019-07-18
7. CACI INTERNATIONAL INC CL A
2019-07-18
50. CALLAWAY GOLF CO COM
2019-07-18
25. CAMBREX CORP COM
2018-11-01
2019-07-18
13. CANTEL MEDICAL CORP
2019-07-01
2019-07-18
96. CARRIZO OIL & GAS INC
2019-07-18
20. CHEMICAL FINANCIAL CORP
2019-07-18
30. CIENA CORPORATION NEW
2019-07-12
2019-07-18
62. COLUMBIA PROPERTY TRUST INC
2018-11-14
2019-07-18
25. COMMVAULT SYSTEMS INC
2019-03-21
2019-07-18
15. DAVE & BUSTERS ENTMT INC
2017-09-18
2019-07-18
21. DELEK HOLDCO INC
2018-08-16
2019-07-18
22. DIODES INC
2018-03-22
2019-07-18
14. DYCOM INDUSTRIES INC
2018-06-08
2019-07-18
14. EMCOR GROUP INC
2017-10-04
2019-07-18
30. ENERGIZER HLDGS INC
2018-12-17
2019-07-18
18. ENERSYS
2019-01-24
2019-07-18
24. ENTEGRIS INC
2015-02-24
2019-07-18
17. EVERCORE PARTNERS INC
2017-07-26
2019-07-18
68. EVOLENT HEALTH INC A
2019-05-06
2019-07-18
123. FNB CORP
2019-07-18
66. FERRO CORP COM
2019-03-15
2019-07-18
68. FIREEYE INC
2019-01-31
2019-07-18
27. FIRST MIDWEST BANCORP INC DEL COM
2018-08-27
2019-07-18
5. FIVE BELOW
2017-06-28
2019-07-18
33. GRANITE CONSTR INC COM
2019-05-08
2019-07-18
81. GRAPHIC PACKAGING HLDG CO
2015-02-24
2019-07-18
37. HANNON ARMSTRONG SUSTAINABLE
2019-06-28
2019-07-18
14. HEALTHEQUITY INC
2018-12-03
2019-07-18
25. HILLENBRAND INC
2019-06-06
2019-07-18
58. HOME BANCSHARES INC
2018-10-12
2019-07-18
133. HOSTESS BRANDS INC
2019-07-18
52. HUDSON PACIFIC PROPERTIES INC
2018-06-29
2019-07-18
4. ICU MEDICAL INC
2018-09-27
2019-07-18
12. I B E R I A B A N K CORPORATION
2018-09-05
2019-07-18
13. J2 GLOBAL INC
2017-11-30
2019-07-18
9. LCI INDUSTRIES
2016-11-28
2019-07-18
30. LUMINEX CORP DEL
2018-09-28
2019-07-18
27. MASONITE INTERNATIONAL CORP
2019-01-29
2019-07-18
34. MASTEC INC COM
2017-05-18
2019-07-18
38. MAXLINEAR INC CLASS A
2019-07-18
15. MERCURY COMPUTER SYS INC
2018-01-25
2019-07-18
17. MERIT MEDICAL SYSTEMS INC COM
2018-10-30
2019-07-18
50. NEOGENOMICS INC
2019-05-07
2019-07-18
46. NETGEAR INC RESTR
2019-02-14
2019-07-18
11. NEXSTAR BROADCASTING GROUP A
2017-03-27
2019-07-18
16. NUVASIVE INC
2018-10-02
2019-07-18
23. ORMAT TECHNOLOGIES INC
2019-07-01
2019-07-18
53. OUTFRONT MEDIA INC
2019-07-18
12. OXFORD INDUSTRIES INC
2018-06-18
2019-07-18
92. PARTY CITY HOLDCO INC
2018-09-06
2019-07-18
49. PEBBLEBROOK HOTEL TRUST
2019-04-09
2019-07-18
41. PENN NATL GAMING INC COM W/RTS ATTACHED
2018-07-27
2019-07-18
24. PORTLAND GENERAL ELECTRIC COMPANY
2019-06-19
2019-07-18
56. PROPETRO HLDG CORP
2019-07-02
2019-07-18
108. R1 RCM INC
2019-06-05
2019-07-18
69. RADIAN GRP INC COM
2015-02-24
2019-07-18
45. REXNORD CORP
2018-09-24
2019-07-18
13. SPS COMMERCE INC
2019-02-15
2019-07-18
36. SUPERNUS PHARMACEUTICALS INC
2018-09-21
2019-07-18
5. SYNEOS HEALTH INC
2018-12-03
2019-07-18
84. TRI POINTE GROUP INC
2018-11-06
2019-07-18
100. TTM TECHNOLOGIES
2018-10-19
2019-07-18
5. TIMKEN CO
2019-07-18
2019-07-18
72. TIVITY HEALTH INC
2019-07-18
25. U.S. CONCRETE INC
2017-09-22
2019-07-18
65. UMPQUA HOLDINGS CORP
2019-05-03
2019-07-18
28. UNITED COMMUNITY BANKS INC
2019-07-18
20. VERINT SYS INC COM
2018-05-30
2019-07-18
36. VOCERA COMMUNICATIONS INC
2018-12-14
2019-07-18
12. VONAGE HLDGS CORP
2018-08-16
2019-07-18
79. VONAGE HLDGS CORP
2018-04-20
2019-07-18
28. WESTERN ALLIANCE BANCORPORATION
2018-10-12
2019-07-18
11. WINTRUST FINANCIAL CORP
2015-02-24
2019-07-18
5. HELEN OF TROY LTD NEW
2017-02-14
2019-07-18
28. HORIZON THERAPEUTICS PLC
2017-06-08
2019-07-18
31. WRIGHT MEDICAL GROUP NV
2019-07-18
549. BAYERISCHE MOTOREN SPON A D R
2019-07-19
137. TEMENOS GROUP AG SP A D R
2018-05-31
2019-07-19
140. MAXLINEAR INC CLASS A
2019-07-22
1960.784 PRINCIPAL PREFERRED SEC INS
2014-07-25
2019-07-22
1934.236 PRINCIPAL GL R E SEC INS
2016-10-31
2019-07-22
19. APPLE INC
2015-08-15
2019-07-23
27. JOHNSON & JOHNSON
2019-07-23
23. JOHNSON & JOHNSON
2018-09-04
2019-07-23
71. WAL MART STORES INC
2019-07-23
14. B & G FOODS INC NEW
2017-12-19
2019-07-26
227. B & G FOODS INC NEW
2019-07-26
68. DIODES INC
2018-03-22
2019-07-26
181. MAXLINEAR INC CLASS A
2019-07-26
391. B & G FOODS INC NEW
2019-08-05
61. CISCO SYS INC
2018-04-17
2019-08-06
99. MAXLINEAR INC CLASS A
2019-08-06
50. MASTEC INC COM
2019-08-07
11147.771 LOOMIS SAYLES STRATEGIC ALPHA FUND Y
2019-02-05
2019-08-07
93. ENTEGRIS INC
2015-02-24
2019-08-08
17. HELEN OF TROY LTD NEW
2017-02-14
2019-08-08
230. MAXLINEAR INC CLASS A
2019-02-04
2019-08-09
33. MAXLINEAR INC CLASS A
2016-09-26
2019-08-09
75. APOGEE ENTERPRISES INC
2019-08-14
796. ASPEN PHARMACARE HL UNSP A D R
2019-08-15
.916 FISERV INC WIS COM
2018-05-04
2019-08-15
661. CALLON PETE CO DEL
2019-08-19
1016. CALLON PETE CO DEL
2019-08-19
420. CALLON PETE CO DEL
2019-08-19
31. EXXON MOBIL CORP
2016-09-08
2019-08-20
146. PFIZER INC
2019-08-20
264. PFIZER INC
2019-08-20
50. FIVE BELOW
2019-07-02
2019-08-29
74. MASTEC INC COM
2019-09-05
57. AARONS INC
2019-09-06
184. BUILDERS FIRSTSOURCE INC
2016-12-14
2019-09-06
206. GRAPHIC PACKAGING HLDG CO
2015-02-24
2019-09-06
16. A A R CORP
2018-07-13
2019-09-09
10. A A R CORP
2018-10-01
2019-09-09
22. AMN HEALTHCARE SERVICES INC
2017-06-06
2019-09-09
15. ASGN INC
2017-06-05
2019-09-09
16. AARONS INC
2017-09-28
2019-09-09
59. APOGEE ENTERPRISES INC
2019-09-09
5. ATLAS AIR INC
2018-09-21
2019-09-09
4. BEACON ROOFING SUPPLY INC
2019-02-26
2019-09-09
19. BLUCORA INC
2018-11-08
2019-09-09
26. BOISE CASCADE CO
2019-09-09
70. BOYD GAMING CORP COM
2019-01-09
2019-09-09
36. BROOKS AUTOMATION INC
2017-09-21
2019-09-09
40. BUILDERS FIRSTSOURCE INC
2016-12-14
2019-09-09
6. CACI INTERNATIONAL INC CL A
2016-11-11
2019-09-09
85. CALLAWAY GOLF CO COM
2019-09-09
22. CAMBREX CORP COM
2018-11-01
2019-09-09
16. CANTEL MEDICAL CORP
2019-07-01
2019-09-09
32. CIENA CORPORATION NEW
2019-07-12
2019-09-09
53. COLUMBIA PROPERTY TRUST INC
2018-11-14
2019-09-09
23. COMMVAULT SYSTEMS INC
2019-03-21
2019-09-09
17. DAVE & BUSTERS ENTMT INC
2017-09-18
2019-09-09
20. DELEK HOLDCO INC
2018-09-13
2019-09-09
23. DIODES INC
2018-03-22
2019-09-09
15. DYCOM INDUSTRIES INC
2019-09-09
17. EMCOR GROUP INC
2019-09-09
33. ENERGIZER HLDGS INC
2018-12-17
2019-09-09
18. ENERSYS
2019-01-24
2019-09-09
32. ENTEGRIS INC
2015-02-24
2019-09-09
13. EVERCORE PARTNERS INC
2019-07-18
2019-09-09
126. EVOLENT HEALTH INC A
2019-05-06
2019-09-09
117. FNB CORP
2016-12-22
2019-09-09
74. FERRO CORP COM
2019-09-09
111. FIREEYE INC
2019-09-09
41. FIRST MIDWEST BANCORP INC DEL COM
2018-10-12
2019-09-09
9. FIVE BELOW
2017-06-28
2019-09-09
29. GRANITE CONSTR INC COM
2019-05-08
2019-09-09
70. GRAPHIC PACKAGING HLDG CO
2015-02-24
2019-09-09
36. HANNON ARMSTRONG SUSTAINABLE
2019-06-28
2019-09-09
29. HEALTHEQUITY INC
2018-12-03
2019-09-09
23. HILLENBRAND INC
2019-06-06
2019-09-09
60. HOME BANCSHARES INC
2019-09-09
94. HOSTESS BRANDS INC
2019-08-19
2019-09-09
54. HUDSON PACIFIC PROPERTIES INC
2018-06-29
2019-09-09
6. ICU MEDICAL INC
2018-09-27
2019-09-09
17. I B E R I A B A N K CORPORATION
2018-09-12
2019-09-09
18. J2 GLOBAL INC
2019-09-09
8. LCI INDUSTRIES
2019-09-09
31. LUMINEX CORP DEL
2019-09-09
12. MASONITE INTERNATIONAL CORP
2017-07-20
2019-09-09
17. MASTEC INC COM
2016-12-01
2019-09-09
20. MATADOR RESOURCES CO
2018-05-18
2019-09-09
15. MERCURY COMPUTER SYS INC
2019-09-09
11. MERIT MEDICAL SYSTEMS INC COM
2018-10-30
2019-09-09
91. NEOGENOMICS INC
2019-05-07
2019-09-09
22. NETGEAR INC RESTR
2019-02-14
2019-09-09
27. NEXSTAR BROADCASTING GROUP A
2019-09-09
1. NUVASIVE INC
2018-10-02
2019-09-09
22. NUVASIVE INC
2018-08-02
2019-09-09
23. ORMAT TECHNOLOGIES INC
2017-10-27
2019-09-09
58. OUTFRONT MEDIA INC
2018-07-24
2019-09-09
8. OXFORD INDUSTRIES INC
2018-06-18
2019-09-09
81. PARTY CITY HOLDCO INC
2018-10-18
2019-09-09
47. PEBBLEBROOK HOTEL TRUST
2019-04-09
2019-09-09
69. PENN NATL GAMING INC COM W/RTS ATTACHED
2018-09-14
2019-09-09
24. PORTLAND GENERAL ELECTRIC COMPANY
2019-06-19
2019-09-09
2. PROPETRO HLDG CORP
2018-04-19
2019-09-09
40. PROPETRO HLDG CORP
2019-07-02
2019-09-09
211. R1 RCM INC
2019-06-05
2019-09-09
73. RADIAN GRP INC COM
2015-02-24
2019-09-09
60. REXNORD CORP
2018-09-24
2019-09-09
31. SPS COMMERCE INC
2019-09-09
39. SUPERNUS PHARMACEUTICALS INC
2019-09-09
29. SYNEOS HEALTH INC
2018-12-03
2019-09-09
28. TCF FINANCIAL CORP
2019-09-09
91. TRI POINTE GROUP INC
2018-05-18
2019-09-09
72. TTM TECHNOLOGIES
2018-10-19
2019-09-09
6. TIMKEN CO
2019-07-18
2019-09-09
8. TIVITY HEALTH INC
2019-01-10
2019-09-09
2. U.S. CONCRETE INC
2017-09-22
2019-09-09
67. UMPQUA HOLDINGS CORP
2019-09-09
32. UNITED COMMUNITY BANKS INC
2017-10-27
2019-09-09
39. VERINT SYS INC COM
2018-05-30
2019-09-09
49. VOCERA COMMUNICATIONS INC
2019-09-09
146. VONAGE HLDGS CORP
2018-04-20
2019-09-09
46. WESTERN ALLIANCE BANCORPORATION
2018-10-12
2019-09-09
13. WINTRUST FINANCIAL CORP
2015-02-24
2019-09-09
5. HELEN OF TROY LTD NEW
2017-02-14
2019-09-09
102. HORIZON THERAPEUTICS PLC
2019-09-09
42. WRIGHT MEDICAL GROUP NV
2018-09-27
2019-09-09
1097. FORTIVE CORP WI
2019-09-17
34. MERCURY COMPUTER SYS INC
2019-09-17
63. BB&T CORP COM
2018-08-21
2019-09-18
44. GENERAL MOTORS CO
2018-04-17
2019-09-18
309. PFIZER INC
2016-09-08
2019-09-18
180. APOGEE ENTERPRISES INC
2019-09-19
228. ORMAT TECHNOLOGIES INC
2019-09-19
380. CAMBREX CORP COM
2019-09-27
27. FINISAR CORPORATION
2017-11-02
2019-09-27
122. FINISAR CORPORATION
2017-12-12
2019-09-27
14. FINISAR CORPORATION
2017-12-19
2019-09-27
81. FINISAR CORPORATION
2018-01-04
2019-09-27
89. FINISAR CORPORATION
2018-01-10
2019-09-27
145. FINISAR CORPORATION
2018-04-11
2019-09-27
53. FINISAR CORPORATION
2018-09-21
2019-09-27
23. GENERAL DYNAMICS CORP
2016-09-08
2019-10-01
56. TAIWAN SEMICONDUCTOR A D R
2017-05-22
2019-10-02
413. HOME BANCSHARES INC
2019-10-03
104. DUPONT DE NEMOURS INC WI
2019-10-15
158. HOME BANCSHARES INC
2019-01-22
2019-10-15
572. HOME BANCSHARES INC
2019-10-15
.9526 II-VI INC
2019-09-09
2019-10-16
192. TAIWAN SEMICONDUCTOR A D R
2017-05-22
2019-10-18
5177.515 TIAA CREF SHORT TERM BOND FUND
2018-04-19
2019-10-21
.3 AIR LIQUIDE S A A D R
2016-09-09
2019-10-23
67. AMN HEALTHCARE SERVICES INC
2019-10-24
805. BAXTER INTL INC COM W/RIGHTS ATTACHED EXP 3/23/2009
2015-11-02
2019-10-28
53. FIVE BELOW
2017-06-28
2019-10-28
9. FIVE BELOW
2019-07-02
2019-10-28
211. HUDSON PACIFIC PROPERTIES INC
2019-10-28
7. BLACKROCK INC
2016-09-08
2019-10-29
18. WALT DISNEY CO
2019-04-30
2019-10-29
22. HONEYWELL INTL INC COM
2016-09-08
2019-10-29
50. JOHNSON & JOHNSON
2019-10-29
10. LOCKHEED MARTIN CORP
2019-10-29
10. NEXTERA ENERGY INC
2016-09-08
2019-10-29
35. PEPSICO INC
2019-10-29
34. PUBLIC STORAGE INC
2016-09-08
2019-10-29
22. WEC ENERGY GROUP INC
2017-09-05
2019-10-29
20. INGERSOLL RAND PLC
2017-07-11
2019-10-29
1281. HD SUPPLY HOLDINGS INC
2018-06-18
2019-11-01
516. WRIGHT MEDICAL GROUP NV
2019-11-05
346. TRI POINTE GROUP INC
2019-11-06
1094. PARTY CITY HOLDCO INC
2019-11-08
298. PARTY CITY HOLDCO INC
2019-07-02
2019-11-08
16. APPLE INC
2019-11-12
62. DOW INC
2019-04-30
2019-11-12
35. EXXON MOBIL CORP
2016-09-08
2019-11-12
44. J P MORGAN CHASE & CO
2016-09-08
2019-11-12
31. MICROSOFT CORP
2016-09-08
2019-11-12
43. PHILIP MORRIS INTL
2016-09-08
2019-11-12
12. 3M CO COM
2019-06-25
2019-11-12
36. VALERO ENERGY CORP NEW COM
2019-11-12
233. AARONS INC
2019-11-13
25. ATT INC
2017-02-07
2019-11-20
5. ABBOTT LABORATORIES
2019-10-15
2019-11-20
4. ALLSTATE CORP COM W/RIGHTS ATTACHED EXP 2/12/2009
2019-10-01
2019-11-20
1. ALPHABET INC CL C
2014-11-13
2019-11-20
1. ALPHABET INC CL A
2014-11-13
2019-11-20
1. AMEREN CORP COM/RIGHTS ATTACHED EXP 10/9/2008
2018-08-21
2019-11-20
6. AMERICAN ELEC PWR CO INC COM
2017-09-05
2019-11-20
9. APPLE INC
2017-02-09
2019-11-20
8. APPLE INC
2014-11-21
2019-11-20
5. AUTOMATIC DATA PROCESSING INC COM
2016-09-08
2019-11-20
7. BB&T CORP COM
2018-08-21
2019-11-20
36. BANK OF AMERICA CORP
2019-11-12
2019-11-20
1. BIOGEN, INC
2017-09-05
2019-11-20
2. BLACKROCK INC
2016-09-08
2019-11-20
33. BOSTON SCIENTIFIC CORP COM
2015-11-05
2019-11-20
12. BRISTOL MYERS SQUIBB CO
2018-04-03
2019-11-20
5. BROADCOM INC
2017-01-24
2019-11-20
5. CME GROUP INC
2019-09-18
2019-11-20
7. CMS ENERGY CORP COM
2016-09-08
2019-11-20
29. CENTENE CORP COM
2019-05-13
2019-11-20
8. CHEVRONTEXACO CORP
2019-06-25
2019-11-20
59. CISCO SYS INC
2019-02-19
2019-11-20
51. COMCAST CORP CL A
2019-09-17
2019-11-20
20. COMCAST CORP CL A
2016-09-08
2019-11-20
13. CONOCOPHILLIPS COM
2018-02-05
2019-11-20
10. CONOCOPHILLIPS COM
2019-03-25
2019-11-20
4. CROWN CASTLE INTL CORP
2019-02-06
2019-11-20
3. CROWN CASTLE INTL CORP
2018-02-20
2019-11-20
2. CUMMINS INC
2017-05-02
2019-11-20
44. D R HORTON INC
2019-04-02
2019-11-20
10. DANAHER CORP COM
2014-11-13
2019-11-20
2. DEERE & CO COM
2019-04-30
2019-11-20
6. DIGITAL REALTY TRUST INC
2018-06-26
2019-11-20
11. WALT DISNEY CO
2019-05-13
2019-11-20
2. WALT DISNEY CO
2017-07-11
2019-11-20
3. DOMINION RES INC VA NEW COM
2016-09-08
2019-11-20
5. DOW INC
2019-04-30
2019-11-20
4. EVERSOURCE ENERGY
2018-08-21
2019-11-20
8. EXXON MOBIL CORP
2016-09-08
2019-11-20
25. FLIR SYSTEMS INC
2018-04-27
2019-11-20
6. FACEBOOK INC A
2017-05-08
2019-11-20
22. FISERV INC WIS COM
2018-09-05
2019-11-20
3. GENERAL DYNAMICS CORP
2016-09-08
2019-11-20
9. GENERAL MOTORS CO
2018-04-17
2019-11-20
2. GILEAD SCIENCES INC
2018-04-17
2019-11-20
2. HERSHEY FOODS CORP COM W/RTS ATTACHED EXP 12/15/2010
2018-10-16
2019-11-20
4. HOME DEPOT INC
2016-09-08
2019-11-20
4. HONEYWELL INTL INC COM
2016-09-08
2019-11-20
29. HUNTSMAN CORP
2018-01-02
2019-11-20
29. INTEL CORP
2018-08-21
2019-11-20
2. INTERNATIONAL BUSINESS MACHS CORP
2019-07-23
2019-11-20
20. J P MORGAN CHASE & CO
2014-11-13
2019-11-20
14. J P MORGAN CHASE & CO
2016-09-08
2019-11-20
16. JOHNSON & JOHNSON
2016-09-08
2019-11-20
9. KLA TENCOR CORP COM RTS EXP 04/25/2006
2017-10-09
2019-11-20
4. KIMBERLY CLARK CORP
2016-09-08
2019-11-20
6. LAM RESH CORP COM
2018-11-13
2019-11-20
4. LILLY ELI & CO
2017-08-08
2019-11-20
2. LOCKHEED MARTIN CORP
2016-09-08
2019-11-20
2. M & T BK CORP COM
2019-01-22
2019-11-20
6. MARSH & MCLENNAN COS INC
2016-09-08
2019-11-20
47. MASCO CORP COM W/RIGHTS ATTACHED EXP 12/06/2005
2015-11-16
2019-11-20
8. MASTERCARD INC
2014-11-13
2019-11-20
3. MC DONALD'S CORP
2016-09-08
2019-11-20
13. MERCK AND CO INC
2019-08-20
2019-11-20
17. MICROSOFT CORP
2016-09-08
2019-11-20
13. MONDELEZ INTERNATIONAL W I
2019-01-29
2019-11-20
1. NEXTERA ENERGY INC
2016-09-08
2019-11-20
3. NORTHERN TR CORP COM
2019-11-12
2019-11-20
6. PNC FINL SVCS GROUP INC COM W/RIGHTS ATTACHED EXP 5/25/2010
2016-09-08
2019-11-20
2. PACKAGING CORP AMERICA
2018-08-07
2019-11-20
3. PARKER HANNIFIN CORP
2018-09-04
2019-11-20
9. PEPSICO INC
2016-09-08
2019-11-20
8. PFIZER INC
2016-09-08
2019-11-20
6. PHILIP MORRIS INTL
2016-09-08
2019-11-20
22. POST HOLDINGS INC
2018-08-09
2019-11-20
5. T ROWE PRICE GROUP INC
2016-09-08
2019-11-20
10. PRINCIPAL FINANCIAL GROUP COM
2018-08-21
2019-11-20
11. PROCTER & GAMBLE CO
2016-09-08
2019-11-20
1. PUBLIC STORAGE INC
2016-09-08
2019-11-20
22. ROBERT HALF INTL INC COM
2018-05-02
2019-11-20
9. SONOCO PRODS CO COM
2018-08-21
2019-11-20
14. SUNCOR ENERGY INC
2018-02-20
2019-11-20
22. SUNTRUST BKS INC COM
2014-11-13
2019-11-20
4. T J X COS INC NEW
2016-09-08
2019-11-20
28. TARGET CORP
2018-06-11
2019-11-20
6. TARGET CORP
2019-11-12
2019-11-20
18. TEXAS INSTRS INC
2017-10-09
2019-11-20
3. 3M CO COM
2019-06-25
2019-11-20
1. TRIMBLE NAV LTD COM W/RIGHTS ATTACHED EX
2019-03-15
2019-11-20
10. UNION PAC CORP
2018-02-07
2019-11-20
5. UNITED PARCEL SERVICE CL B COM
2019-10-29
2019-11-20
16. UNITED RENTALS INC COM
2019-11-01
2019-11-20
1. UNITEDHEALTH GRP INC COM
2016-09-08
2019-11-20
11. V F CORP
2017-12-20
2019-11-20
3. VALERO ENERGY CORP NEW COM
2016-09-08
2019-11-20
10. VERIZON COMMUNICATIONS
2019-10-29
2019-11-20
5. WEC ENERGY GROUP INC
2017-09-05
2019-11-20
3. WAL MART STORES INC
2016-09-08
2019-11-20
7. WASTE MGMT INC DEL COM
2016-09-08
2019-11-20
13. WELLS FARGO & CO NEW
2018-01-28
2019-11-20
10. XCEL ENERGY INC COM
2018-08-21
2019-11-20
2. ACCENTURE PLC CL A
2017-10-09
2019-11-20
9. INGERSOLL RAND PLC
2017-07-11
2019-11-20
68. MARVELL TECHNOLOGY GRP LTD SHS
2016-11-21
2019-11-20
18. MEDTRONIC PLC
2018-09-04
2019-11-20
6. WILLIS TOWERS WATSON PLC
2019-01-07
2019-11-20
8. CHUBB LTD
2016-09-08
2019-11-20
1080. E TRADE FINANCIAL CORP
2015-05-08
2019-11-21
20. AMEREN CORP COM/RIGHTS ATTACHED EXP 10/9/2008
2018-08-21
2019-11-26
35. CMS ENERGY CORP COM
2016-09-08
2019-11-26
26. COMCAST CORP CL A
2016-09-08
2019-11-26
27. EVERSOURCE ENERGY
2018-08-21
2019-11-26
16. KLA TENCOR CORP COM RTS EXP 04/25/2006
2017-10-09
2019-11-26
28. MARSH & MCLENNAN COS INC
2016-09-08
2019-11-26
49. PFIZER INC
2016-09-08
2019-11-26
40. PUBLIC STORAGE INC
2016-09-08
2019-11-26
323. BROOKS AUTOMATION INC
2019-11-27
164. BROOKS AUTOMATION INC
2019-11-27
125000. GEORGIA POWER 4.250% 12/01/19
2010-02-12
2019-12-01
151. GENERAL DYNAMICS CORP
2016-09-08
2019-12-10
696. GRIFOLS SA A D R
2019-12-11
184. LONZA GROUP AG UNSPON A D R
2018-05-18
2019-12-11
275. NASPERS LTD N SPON A D R
2016-09-09
2019-12-11
275. PROSUS NV SPON ADR A D R
2019-09-16
2019-12-11
336. ROCHE HLDG LTD SPONSORED ADR
2019-12-11
99. UNILEVER PLC SPONSORED ADR NEW
2017-05-22
2019-12-11
1413. MARVELL TECHNOLOGY GRP LTD SHS
2019-12-11
47. TAIWAN SEMICONDUCTOR A D R
2017-05-22
2019-12-18
.525 TRUIST FINL CORP
2014-11-13
2019-12-18
32. BAXTER INTL INC COM W/RIGHTS ATTACHED EXP 3/23/2009
2018-12-11
2019-12-27
245. GENERAL MOTORS CO
2019-12-27
47. MERCK AND CO INC
2018-08-21
2019-12-27
.75 CALLON PETE CO DEL
2015-05-13
2020-01-02
53229.763 MAINSTAY FLOATING RATE I
2019-02-05
2020-01-03
18193.762 TIAA CREF SHORT TERM BOND FUND
2018-04-19
2020-01-03
58. WELLS FARGO & CO NEW
2020-01-07
100000. GEN ELEC CAP CRP MTN 5.500% 1/08/20
2010-03-31
2020-01-08
1357.466 VANGUARD GROWTH INDEX FUND ADM
2016-09-19
2020-01-08
1613.597 VANGUARD VALUE INDEX ADM
2016-09-19
2020-01-08
4558.177 VANGUARD SMALL CAP INDEX FUND
2018-07-30
2020-01-08
493.604 VANGUARD SMALL CAP INDEX FUND
2019-04-15
2020-01-08
814. COLUMBIA PROPERTY TRUST INC
2020-01-21
422. EXXON MOBIL CORP
2016-09-08
2020-01-21
35. INTEL CORP
2018-08-21
2020-01-21
27. J P MORGAN CHASE & CO
2016-09-08
2020-01-21
681. FUCHS PETROLUB SE PREF A D R
2020-01-22
17. APPLE INC
2014-11-21
2020-02-04
26. WALT DISNEY CO
2019-01-08
2020-02-04
14. MC DONALD'S CORP
2016-09-08
2020-02-04
27. MICROSOFT CORP
2016-09-08
2020-02-04
249. WILLIS TOWERS WATSON PLC
2019-01-07
2020-02-07
6. ATT INC
2017-02-07
2020-02-13
3. ABBOTT LABORATORIES
2019-10-15
2020-02-13
12. ABBVIE INC
2020-01-16
2020-02-13
6. ALLSTATE CORP COM W/RIGHTS ATTACHED EXP 2/12/2009
2020-01-07
2020-02-13
2. ALPHABET INC CL C
2014-11-13
2020-02-13
2. ALPHABET INC CL A
2014-11-13
2020-02-13
9. AMEREN CORP COM/RIGHTS ATTACHED EXP 10/9/2008
2018-08-21
2020-02-13
8. AMERICAN ELEC PWR CO INC COM
2017-09-05
2020-02-13
29. AMETEK INC NEW COM
2019-02-11
2020-02-13
10. APPLE INC
2017-02-09
2020-02-13
10. APPLE INC
2014-11-21
2020-02-13
3. BAXTER INTL INC COM W/RIGHTS ATTACHED EXP 3/23/2009
2018-12-11
2020-02-13
3. BIOGEN, INC
2017-09-05
2020-02-13
36. BOSTON SCIENTIFIC CORP COM
2015-11-05
2020-02-13
20. BRISTOL MYERS SQUIBB CO
2018-04-03
2020-02-13
2. BROADCOM INC
2017-01-24
2020-02-13
11. CMS ENERGY CORP COM
2016-09-08
2020-02-13
14. CARLISLE COS COM
2019-11-25
2020-02-13
27. CENTENE CORP COM
2019-11-25
2020-02-13
6. CHEVRONTEXACO CORP
2019-06-25
2020-02-13
89. CISCO SYS INC
2020-02-13
18. COMCAST CORP CL A
2019-09-17
2020-02-13
64. COMCAST CORP CL A
2016-09-08
2020-02-13
28. CONOCOPHILLIPS COM
2018-02-05
2020-02-13
32. CONOCOPHILLIPS COM
2019-03-25
2020-02-13
25. CROWN CASTLE INTL CORP
2019-02-06
2020-02-13
1. CROWN CASTLE INTL CORP
2018-02-20
2020-02-13
1. CUMMINS INC
2017-05-02
2020-02-13
41. D R HORTON INC
2019-04-02
2020-02-13
27. DANAHER CORP COM
2014-11-13
2020-02-13
6. DIGITAL REALTY TRUST INC
2018-06-26
2020-02-13
12. WALT DISNEY CO
2019-05-13
2020-02-13
3. WALT DISNEY CO
2019-01-08
2020-02-13
7. DOMINION RES INC VA NEW COM
2016-09-08
2020-02-13
1. DOW INC
2019-04-30
2020-02-13
12. EVERSOURCE ENERGY
2018-08-21
2020-02-13
27. FLIR SYSTEMS INC
2018-04-27
2020-02-13
4. FACEBOOK INC A
2017-05-08
2020-02-13
6. FISERV INC WIS COM
2018-09-05
2020-02-13
3. GILEAD SCIENCES INC
2018-04-17
2020-02-13
4. HERSHEY FOODS CORP COM W/RTS ATTACHED EXP 12/15/2010
2018-10-16
2020-02-13
5. HONEYWELL INTL INC COM
2016-09-08
2020-02-13
28. HUNTSMAN CORP
2018-01-02
2020-02-13
53. INTEL CORP
2018-08-21
2020-02-13
3. INTERNATIONAL BUSINESS MACHS CORP
2018-04-17
2020-02-13
26. J P MORGAN CHASE & CO
2014-11-13
2020-02-13
5. J P MORGAN CHASE & CO
2016-09-08
2020-02-13
8. JOHNSON & JOHNSON
2016-09-08
2020-02-13
6. KIMBERLY CLARK CORP
2016-09-08
2020-02-13
4. LILLY ELI & CO
2017-08-08
2020-02-13
1. LOCKHEED MARTIN CORP
2016-09-08
2020-02-13
1. M & T BK CORP COM
2019-01-22
2020-02-13
6. MARSH & MCLENNAN COS INC
2016-09-08
2020-02-13
2077. MASCO CORP COM W/RIGHTS ATTACHED EXP 12/06/2005
2020-02-13
16. MASTERCARD INC
2014-11-13
2020-02-13
1. MC DONALD'S CORP
2016-09-08
2020-02-13
13. MERCK AND CO INC
2019-08-20
2020-02-13
6. MICROSOFT CORP
2016-09-08
2020-02-13
8. MONDELEZ INTERNATIONAL W I
2019-01-29
2020-02-13
4. NEXTERA ENERGY INC
2016-09-08
2020-02-13
7. NORTHERN TR CORP COM
2019-11-12
2020-02-13
2. NORTHROP GRUMMAN CORP COM W/RTS ATTACHED EXP 10/31/2008
2019-12-10
2020-02-13
10. ON SEMICONDUCTOR CORP COM
2015-02-13
2020-02-13
4. PNC FINL SVCS GROUP INC COM W/RIGHTS ATTACHED EXP 5/25/2010
2016-09-08
2020-02-13
6. PEPSICO INC
2016-09-08
2020-02-13
8. PFIZER INC
2016-09-08
2020-02-13
10. PHILIP MORRIS INTL
2016-09-08
2020-02-13
49. POST HOLDINGS INC
2018-08-09
2020-02-13
3. PRINCIPAL FINANCIAL GROUP COM
2018-08-21
2020-02-13
6. PROCTER & GAMBLE CO
2019-01-08
2020-02-13
27. ROBERT HALF INTL INC COM
2018-05-02
2020-02-13
35. SKYWORKS SOLUTIONS INC COM
2019-12-11
2020-02-13
3. SONOCO PRODS CO COM
2018-08-21
2020-02-13
15. SUNCOR ENERGY INC
2020-01-21
2020-02-13
4. T J X COS INC NEW
2016-09-08
2020-02-13
23. TARGET CORP
2018-06-11
2020-02-13
3. TARGET CORP
2019-12-27
2020-02-13
2. TEXAS INSTRS INC
2017-10-09
2020-02-13
4. 3M CO COM
2019-06-25
2020-02-13
48. TRIMBLE NAV LTD COM W/RIGHTS ATTACHED EX
2019-03-15
2020-02-13
38. TRUIST FINL CORP
2014-11-13
2020-02-13
6. TRUIST FINL CORP
2018-08-21
2020-02-13
3. UNION PAC CORP
2018-02-07
2020-02-13
4. UNITED PARCEL SERVICE CL B COM
2019-10-29
2020-02-13
15. UNITED RENTALS INC COM
2019-11-01
2020-02-13
1. UNITEDHEALTH GRP INC COM
2016-09-08
2020-02-13
20. V F CORP
2017-12-20
2020-02-13
3. VALERO ENERGY CORP NEW COM
2020-01-21
2020-02-13
6. VERIZON COMMUNICATIONS
2019-11-18
2020-02-13
10. WEC ENERGY GROUP INC
2017-09-05
2020-02-13
4. WAL MART STORES INC
2016-09-08
2020-02-13
7. WASTE MGMT INC DEL COM
2016-09-08
2020-02-13
12. WELLS FARGO & CO NEW
2018-04-17
2020-02-13
10. XCEL ENERGY INC COM
2018-08-21
2020-02-13
2. ACCENTURE PLC CL A
2017-10-09
2020-02-13
1. INGERSOLL RAND PLC
2017-07-11
2020-02-13
276. MARVELL TECHNOLOGY GRP LTD SHS
2016-07-28
2020-02-13
4. MEDTRONIC PLC
2018-09-04
2020-02-13
1. CHUBB LTD
2016-09-08
2020-02-13
16. GRANITE CONSTR INC COM
2019-05-08
2020-02-14
440. GRANITE CONSTR INC COM
2020-02-14
121. HORIZON THERAPEUTICS PLC
2020-02-20
241. PENN NATL GAMING INC COM W/RTS ATTACHED
2020-02-21
572.25 CALLON PETE CO DEL
2020-03-02
1115.75 CALLON PETE CO DEL
2020-03-02
308. CALLON PETE CO DEL
2019-03-18
2020-03-02
2. 3M CO COM
2019-06-25
2020-03-03
119. 3M CO COM
2020-03-03
475.737 TIAA CREF SHORT TERM BOND FUND
2018-04-19
2020-03-09
409. NETGEAR INC RESTR
2020-03-10
107. NETGEAR INC RESTR
2019-04-03
2020-03-10
732. PROPETRO HLDG CORP
2020-03-16
2. TAIWAN SEMICONDUCTOR A D R
2017-05-22
2020-03-16
277. DAVE & BUSTERS ENTMT INC
2020-03-17
191. INGERSOLL RAND INC
2020-03-17
60. M & T BK CORP COM
2019-01-22
2020-03-17
222. PRINCIPAL FINANCIAL GROUP COM
2020-03-17
188. U.S. CONCRETE INC
2020-03-17
45. PEBBLEBROOK HOTEL TRUST
2019-04-09
2020-03-18
658. PEBBLEBROOK HOTEL TRUST
2020-03-18
402. TIVITY HEALTH INC
2020-03-19
464. TIVITY HEALTH INC
2020-03-19
264. TIVITY HEALTH INC
2020-03-19
1332. FLIR SYSTEMS INC
2020-03-20
1490. HUNTSMAN CORP
2018-01-02
2020-03-20
578. PFIZER INC
2016-09-08
2020-03-20
155. SUNCOR ENERGY INC
2020-01-21
2020-03-20
432. SUNCOR ENERGY INC
2020-03-20
1833. ON SEMICONDUCTOR CORP COM
2015-02-13
2020-03-26
104.3333 DOW INC
2020-03-30
149.6667 DOW INC
2020-03-30
.4808 INGERSOLL RAND INC
2016-11-15
2020-03-30
37. MONDELEZ INTERNATIONAL W I
2019-01-29
2020-03-31
293. DENTSU INC UNSPON A D R
2019-01-22
2020-04-02
120. DENTSU INC UNSPON A D R
2019-07-19
2020-04-02
401. HSBC HOLDINGS PLC SPONS A D R
2020-04-02
505. HSBC HOLDINGS PLC SPONS A D R
2019-12-11
2020-04-02
55. NESTLE SA SPONSORED A D R
2017-05-22
2020-04-02
65. CHECK POINT SOFTWARE TECH LTD
2020-04-02
816. ROBERT HALF INTL INC COM
2018-05-02
2020-04-06
190. T J X COS INC NEW
2020-04-06
51. T J X COS INC NEW
2019-05-14
2020-04-06
435. TRUIST FINL CORP
2020-04-07
150000. LOWES COMPANIES INC 4.625% 4/15/20
2010-06-29
2020-04-15
18. CHUGAI PHARMACEUTIC UNSP A D R
2019-03-07
2020-04-16
364. ROCHE HLDG LTD SPONSORED ADR
2020-04-16
404. SASOL LTD SPONSORED ADR
2020-04-16
368. SCHLUMBERGER LTD ISIN #AN8068571086
2020-04-16
180. SCHLUMBERGER LTD ISIN #AN8068571086
2019-07-19
2020-04-16
44. LINDE PLC
2018-12-12
2020-04-16
888. CONOCOPHILLIPS COM
2018-02-05
2020-04-22
4650.188 VANGUARD SMALL CAP INDEX FUND
2020-04-22
146. WALT DISNEY CO
2020-04-28
16. WALT DISNEY CO
2019-04-30
2020-04-28
191. LUMINEX CORP DEL
2020-05-08
144. HORIZON THERAPEUTICS PLC
2018-10-26
2020-05-08
170. CANADIAN NATL RY CO COM
2020-05-13
183. NESTLE SA SPONSORED A D R
2020-05-13
218. WELLS FARGO & CO NEW
2020-05-13
475. WELLS FARGO & CO NEW
2020-05-13
67. HEALTHEQUITY INC
2019-09-09
2020-05-20
60. NEOGENOMICS INC
2019-05-07
2020-05-20
80. HORIZON THERAPEUTICS PLC
2020-05-20
36744.193 BARON EMERGING MARKETS INSTITUTIONAL
2015-11-24
2020-05-28
3063.699 VANGUARD GROWTH INDEX FUND ADM
2020-05-28
6425.783 VANGUARD VALUE INDEX ADM
2020-05-28
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
4,504
1,733
2,771
b
11,981
13,551
-1,570
c
17
19
-2
d
10,695
15,539
-4,844
e
4,696
3,273
1,423
4,300
3,079
1,221
9,539
15,272
-5,733
7,142
11,042
-3,900
3,734
4,617
-883
9
11
-2
12,804
12,650
154
25
31
-6
4,347
2,522
1,825
19,517
24,535
-5,018
2,577
2,772
-195
295
395
-100
6,541
3,955
2,586
2,883
1,628
1,255
16,692
7,111
9,581
31
31
6,570
3,623
2,947
4,153
2,890
1,263
6,986
10,163
-3,177
6,593
3,880
2,713
2,550
2,605
-55
961
1,083
-122
1,000
665
335
542
481
61
1,333
918
415
842
1,026
-184
586
907
-321
710
1,030
-320
1,094
1,147
-53
904
1,009
-105
619
799
-180
1,014
1,262
-248
960
681
279
328
245
83
1,482
868
614
903
707
196
1,137
1,341
-204
1,039
1,037
2
901
1,787
-886
819
1,007
-188
1,314
1,336
-22
1,291
1,371
-80
1,253
1,659
-406
619
782
-163
819
1,033
-214
821
719
102
747
1,344
-597
1,188
979
209
1,202
1,458
-256
1,186
1,487
-301
906
323
583
1,497
1,327
170
473
977
-504
1,421
2,015
-594
968
1,230
-262
1,050
1,213
-163
534
741
-207
622
241
381
1,387
1,491
-104
1,121
1,231
-110
1,026
1,029
-3
1,067
1,230
-163
874
964
-90
1,115
1,185
-70
1,910
1,581
329
1,807
1,848
-41
998
1,132
-134
902
1,044
-142
1,163
1,000
163
821
930
-109
610
893
-283
1,431
1,495
-64
1,687
1,406
281
941
805
136
1,069
702
367
950
1,024
-74
1,185
1,160
25
1,219
1,633
-414
1,150
759
391
925
1,144
-219
1,445
1,466
-21
1,394
1,117
277
831
1,003
-172
537
1,425
-888
1,315
1,536
-221
761
1,329
-568
1,331
1,329
2
941
1,153
-212
1,411
1,305
106
1,619
1,102
517
1,260
1,426
-166
1,328
1,399
-71
1,160
1,764
-604
241
260
-19
1,061
1,083
-22
948
1,457
-509
237
238
-1
1,200
1,916
-716
1,164
1,909
-745
1,068
1,158
-90
777
802
-25
1,109
852
257
1,065
1,513
-448
150
172
-22
986
888
98
1,236
1,526
-290
728
526
202
753
478
275
688
317
371
835
897
-62
13,617
16,145
-2,528
23,931
20,667
3,264
3,518
2,942
576
20,020
20,627
-607
19,923
17,253
2,670
3,941
2,178
1,763
3,474
3,546
-72
2,959
3,081
-122
7,921
5,389
2,532
249
482
-233
4,042
6,343
-2,301
2,898
2,223
675
4,287
3,713
574
7,925
12,335
-4,410
3,176
2,719
457
1,968
1,931
37
2,995
2,015
980
108,468
108,579
-111
3,867
1,252
2,615
2,506
1,626
880
4,724
4,472
252
678
636
42
2,675
3,562
-887
3,439
17,503
-14,064
96
57
39
2,995
7,612
-4,617
4,603
14,681
-10,078
1,903
3,849
-1,946
2,139
2,765
-626
5,062
6,277
-1,215
9,152
9,453
-301
6,328
6,157
171
4,767
2,921
1,846
3,572
2,477
1,095
3,528
2,170
1,358
2,834
3,130
-296
716
716
447
471
-24
1,262
813
449
973
801
172
978
689
289
2,242
2,713
-471
146
324
-178
131
148
-17
430
619
-189
800
932
-132
1,742
1,766
-24
1,268
1,021
247
775
472
303
1,318
719
599
1,568
1,181
387
1,319
1,180
139
1,311
1,276
35
1,236
1,425
-189
1,150
1,167
-17
1,051
1,526
-475
725
887
-162
714
926
-212
893
752
141
703
1,430
-727
1,488
1,146
342
1,408
1,604
-196
1,086
1,487
-401
1,418
431
987
1,047
1,137
-90
932
1,810
-878
1,282
1,894
-612
835
1,299
-464
1,526
2,042
-516
790
1,051
-261
1,143
433
710
846
1,310
-464
958
1,064
-106
967
1,001
-34
1,684
2,548
-864
655
887
-232
1,083
1,184
-101
1,312
1,319
-7
1,840
1,919
-79
938
1,697
-759
1,216
1,453
-237
1,588
1,356
232
701
821
-120
632
923
-291
663
934
-271
1,091
663
428
332
686
-354
1,255
537
718
343
662
-319
2,058
2,112
-54
763
781
-18
2,704
1,861
843
62
71
-9
1,365
1,409
-44
1,635
1,490
145
1,541
1,221
320
602
669
-67
420
935
-515
1,324
1,473
-149
1,370
2,228
-858
1,335
1,329
6
21
38
-17
410
824
-414
2,205
2,551
-346
1,703
1,165
538
1,659
1,902
-243
1,402
1,681
-279
1,087
1,879
-792
1,508
1,510
-2
1,109
1,393
-284
1,259
1,545
-286
837
1,049
-212
250
285
-35
143
205
-62
93
153
-60
1,079
1,222
-143
860
904
-44
1,738
1,660
78
1,115
2,187
-1,072
1,812
1,641
171
2,114
2,506
-392
837
622
215
748
478
270
2,696
1,144
1,552
841
1,214
-373
75,615
47,235
28,380
2,806
1,150
1,656
3,303
3,345
-42
1,683
1,731
-48
11,303
10,745
558
7,675
8,093
-418
16,642
13,745
2,897
22,640
18,626
4,014
646
544
102
2,917
2,393
524
335
314
21
1,937
1,746
191
2,128
1,931
197
3,467
2,352
1,115
1,267
985
282
4,170
3,502
668
2,610
1,984
626
7,435
9,786
-2,351
6,843
8,728
-1,885
2,981
2,881
100
10,791
12,138
-1,347
31
35
-4
9,507
6,801
2,706
53,691
52,715
976
8
5
3
3,843
2,325
1,518
62,760
30,392
32,368
6,965
2,552
4,413
1,183
1,108
75
7,221
7,459
-238
3,273
2,605
668
2,346
2,472
-126
3,800
2,390
1,410
6,479
6,028
451
3,737
2,786
951
2,326
1,253
1,073
4,787
3,818
969
7,971
7,607
364
2,033
1,440
593
2,566
1,861
705
51,305
56,743
-5,438
15,009
12,809
2,200
5,326
4,839
487
2,467
16,178
-13,711
672
2,081
-1,409
4,188
1,808
2,380
3,386
3,515
-129
2,422
3,122
-700
5,685
2,967
2,718
4,552
1,778
2,774
3,615
4,351
-736
2,049
2,067
-18
3,610
3,025
585
13,364
9,266
4,098
926
1,026
-100
419
412
7
441
434
7
1,298
544
754
1,296
554
742
75
64
11
548
444
104
2,359
1,185
1,174
2,098
898
1,200
851
448
403
381
372
9
1,173
1,191
-18
285
313
-28
978
744
234
1,405
623
782
669
749
-80
1,555
988
567
1,036
1,075
-39
432
300
132
1,714
1,565
149
939
996
-57
2,656
2,943
-287
2,245
2,369
-124
881
662
219
770
751
19
592
673
-81
547
470
77
410
325
85
362
320
42
2,397
1,833
564
1,427
627
800
344
332
12
727
659
68
1,611
1,442
169
293
208
85
249
226
23
263
283
-20
330
251
79
544
714
-170
1,326
1,361
-35
1,179
901
278
2,531
1,885
646
552
457
95
317
354
-37
130
151
-21
298
211
87
884
526
358
708
434
274
661
988
-327
1,672
1,386
286
266
299
-33
2,592
1,205
1,387
1,815
944
871
2,178
1,911
267
1,564
936
628
538
504
34
1,640
862
778
457
329
128
784
484
300
327
332
-5
642
408
234
2,150
1,343
807
2,275
672
1,603
582
349
233
1,106
1,118
-12
2,537
975
1,562
680
565
115
235
125
110
319
319
910
545
365
224
224
585
526
59
1,202
962
240
297
278
19
501
607
-106
2,304
2,106
198
604
345
259
542
568
-26
1,341
966
375
213
224
-11
1,284
1,350
-66
527
507
20
438
488
-50
1,551
875
676
236
153
83
3,542
2,204
1,338
759
648
111
2,089
1,648
441
503
517
-14
40
40
1,743
1,311
432
595
588
7
2,368
2,230
138
275
135
140
941
768
173
292
169
123
594
602
-8
441
327
114
357
216
141
786
450
336
696
819
-123
616
478
138
395
274
121
1,166
837
329
1,787
1,011
776
2,007
1,722
285
1,141
918
223
1,220
1,014
206
45,294
31,540
13,754
1,482
1,282
200
2,147
1,502
645
1,124
861
263
2,227
1,694
533
2,598
1,663
935
3,031
1,903
1,128
1,880
1,704
176
8,428
8,949
-521
14,461
10,015
4,446
7,342
4,420
2,922
125,000
124,234
766
27,415
22,991
4,424
15,851
12,694
3,157
6,222
4,912
1,310
7,609
9,591
-1,982
3,591
4,214
-623
12,883
11,556
1,327
5,905
5,403
502
34,930
17,419
17,511
2,766
1,665
1,101
30
16
14
2,696
2,118
578
8,926
9,494
-568
4,302
3,268
1,034
4
21
-17
488,117
483,326
4,791
188,851
185,240
3,611
3,050
3,191
-141
100,000
102,264
-2,264
129,977
77,362
52,615
75,194
54,023
21,171
361,828
342,866
18,962
39,182
37,218
1,964
18,076
17,346
730
28,610
37,646
-9,036
2,124
1,672
452
3,703
1,821
1,882
7,906
8,848
-942
5,420
1,909
3,511
3,776
2,901
875
3,016
1,628
1,388
4,845
1,548
3,297
52,534
38,091
14,443
230
246
-16
266
247
19
1,154
1,071
83
746
675
71
3,047
1,088
1,959
3,044
1,109
1,935
771
577
194
824
592
232
2,945
2,203
742
3,257
1,316
1,941
3,255
1,123
2,132
278
199
79
1,012
940
72
1,517
680
837
1,326
1,248
78
649
395
254
746
472
274
2,268
2,222
46
1,791
1,654
137
668
668
4,209
4,035
174
829
836
-7
2,949
2,119
830
1,644
1,617
27
1,876
1,876
4,088
2,929
1,159
164
108
56
167
160
7
2,533
1,708
825
4,410
1,692
2,718
762
659
103
1,699
1,573
126
425
335
90
606
528
78
48
57
-9
1,107
753
354
1,592
1,470
122
854
600
254
733
514
219
200
227
-27
635
422
213
901
543
358
594
954
-360
3,574
2,532
1,042
463
463
3,594
1,566
2,028
691
337
354
1,203
956
247
871
755
116
571
329
242
436
242
194
170
166
4
717
408
309
96,299
56,277
40,022
5,399
1,345
4,054
218
116
102
1,068
1,118
-50
1,106
344
762
471
348
123
1,101
501
600
711
711
738
689
49
216
118
98
621
363
258
877
641
236
297
278
19
894
1,012
-118
5,287
4,690
597
167
170
-3
749
553
196
1,632
1,657
-25
4,300
3,839
461
171
169
2
441
501
-60
254
153
101
2,718
1,810
908
355
355
265
183
82
642
689
-47
2,149
1,926
223
2,074
1,167
907
328
319
9
555
393
162
423
470
-47
2,391
2,090
301
304
135
169
1,681
1,397
284
251
271
-20
351
351
1,011
654
357
469
288
181
874
450
424
574
610
-36
695
478
217
426
274
152
146
93
53
6,987
3,254
3,733
467
383
84
165
127
38
448
723
-275
12,315
19,446
-7,131
4,324
2,191
2,133
9,055
8,458
597
1,190
5,082
-3,892
2,321
14,149
-11,828
641
2,174
-1,533
291
345
-54
17,327
20,951
-3,624
4,990
4,844
146
7,557
12,899
-5,342
1,977
3,714
-1,737
1,728
11,330
-9,602
96
71
25
1,923
14,149
-12,226
4,082
4,070
12
6,607
9,961
-3,354
6,447
12,589
-6,142
2,082
7,287
-5,205
316
1,410
-1,094
4,622
19,730
-15,108
1,195
11,170
-9,975
1,379
17,563
-16,184
785
4,589
-3,804
34,488
68,089
-33,601
19,360
50,770
-31,410
17,251
20,100
-2,849
1,777
5,178
-3,401
4,952
14,684
-9,732
26,177
21,657
4,520
2,955
5,739
-2,784
4,239
8,030
-3,791
11
9
2
1,874
1,609
265
5,142
14,258
-9,116
2,106
4,101
-1,995
9,818
17,155
-7,337
12,364
18,707
-6,343
5,712
4,697
1,015
6,382
6,607
-225
28,999
50,065
-21,066
8,776
7,189
1,587
2,356
2,681
-325
13,784
18,693
-4,909
150,000
162,579
-12,579
4,601
2,511
2,090
15,049
11,917
3,132
1,241
11,297
-10,056
5,168
28,353
-23,185
2,528
6,968
-4,440
7,910
7,110
800
31,067
51,270
-20,203
271,013
345,675
-74,662
15,765
15,208
557
1,728
2,197
-469
6,451
5,648
803
6,149
2,551
3,598
13,678
11,497
2,181
19,841
15,465
4,376
4,807
8,797
-3,990
10,474
23,739
-13,265
3,826
3,862
-36
1,685
1,392
293
3,797
1,266
2,531
454,893
402,349
52,544
301,866
198,055
103,811
254,075
246,837
7,238
69,115
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
2,771
b
-1,570
c
-2
d
-4,844
e
1,423
1,221
-5,733
-3,900
-883
-2
154
-6
1,825
-5,018
-195
-100
2,586
1,255
9,581
31
2,947
1,263
-3,177
2,713
-55
-122
335
61
415
-184
-321
-320
-53
-105
-180
-248
279
83
614
196
-204
2
-886
-188
-22
-80
-406
-163
-214
102
-597
209
-256
-301
583
170
-504
-594
-262
-163
-207
381
-104
-110
-3
-163
-90
-70
329
-41
-134
-142
163
-109
-283
-64
281
136
367
-74
25
-414
391
-219
-21
277
-172
-888
-221
-568
2
-212
106
517
-166
-71
-604
-19
-22
-509
-1
-716
-745
-90
-25
257
-448
-22
98
-290
202
275
371
-62
-2,528
3,264
576
-607
2,670
1,763
-72
-122
2,532
-233
-2,301
675
574
-4,410
457
37
980
-111
2,615
880
252
42
-887
-14,064
39
-4,617
-10,078
-1,946
-626
-1,215
-301
171
1,846
1,095
1,358
-296
-24
449
172
289
-471
-178
-17
-189
-132
-24
247
303
599
387
139
35
-189
-17
-475
-162
-212
141
-727
342
-196
-401
987
-90
-878
-612
-464
-516
-261
710
-464
-106
-34
-864
-232
-101
-7
-79
-759
-237
232
-120
-291
-271
428
-354
718
-319
-54
-18
843
-9
-44
145
320
-67
-515
-149
-858
6
-17
-414
-346
538
-243
-279
-792
-2
-284
-286
-212
-35
-62
-60
-143
-44
78
-1,072
171
-392
215
270
1,552
-373
28,380
1,656
-42
-48
558
-418
2,897
4,014
102
524
21
191
197
1,115
282
668
626
-2,351
-1,885
100
-1,347
-4
2,706
976
3
1,518
32,368
4,413
75
-238
668
-126
1,410
451
951
1,073
969
364
593
705
-5,438
2,200
487
-13,711
-1,409
2,380
-129
-700
2,718
2,774
-736
-18
585
4,098
-100
7
7
754
742
11
104
1,174
1,200
403
9
-18
-28
234
782
-80
567
-39
132
149
-57
-287
-124
219
19
-81
77
85
42
564
800
12
68
169
85
23
-20
79
-170
-35
278
646
95
-37
-21
87
358
274
-327
286
-33
1,387
871
267
628
34
778
128
300
-5
234
807
1,603
233
-12
1,562
115
110
365
59
240
19
-106
198
259
-26
375
-11
-66
20
-50
676
83
1,338
111
441
-14
432
7
138
140
173
123
-8
114
141
336
-123
138
121
329
776
285
223
206
13,754
200
645
263
533
935
1,128
176
-521
4,446
2,922
766
4,424
3,157
1,310
-1,982
-623
1,327
502
17,511
1,101
14
578
-568
1,034
-17
4,791
3,611
-141
-2,264
52,615
21,171
18,962
1,964
730
-9,036
452
1,882
-942
3,511
875
1,388
3,297
14,443
-16
19
83
71
1,959
1,935
194
232
742
1,941
2,132
79
72
837
78
254
274
46
137
174
-7
830
27
1,159
56
7
825
2,718
103
126
90
78
-9
354
122
254
219
-27
213
358
-360
1,042
2,028
354
247
116
242
194
4
309
40,022
4,054
102
-50
762
123
600
49
98
258
236
19
-118
597
-3
196
-25
461
2
-60
101
908
82
-47
223
907
9
162
-47
301
169
284
-20
357
181
424
-36
217
152
53
3,733
84
38
-275
-7,131
2,133
597
-3,892
-11,828
-1,533
-54
-3,624
146
-5,342
-1,737
-9,602
25
-12,226
12
-3,354
-6,142
-5,205
-1,094
-15,108
-9,975
-16,184
-3,804
-33,601
-31,410
-2,849
-3,401
-9,732
4,520
-2,784
-3,791
2
265
-9,116
-1,995
-7,337
-6,343
1,015
-225
-21,066
1,587
-325
-4,909
-12,579
2,090
3,132
-10,056
-23,185
-4,440
800
-20,203
-74,662
557
-469
803
3,598
2,181
4,376
-3,990
-13,265
-36
293
2,531
52,544
103,811
7,238
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
166,072
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
902,256
17,592,510
0.051286
2017
889,176
19,371,996
0.0459
2016
948,318
18,154,863
0.052235
2015
924,444
18,099,881
0.051075
2014
913,246
19,253,814
0.047432
2
Total
of line 1, column (d)
.....................
2
0.247928
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.049586
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
18,696,916
5
Multiply line 4 by line 3
......................
5
927,105
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
5,067
7
Add lines 5 and 6
........................
7
932,172
8
Enter qualifying distributions from Part XII, line 4
,.............
8
894,435
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
10,133
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
10,133
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
10,133
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
22,856
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
22,856
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
12,723
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
10,136
Refunded
11
2,587
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
WI
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
N/A
14
The books are in care of
US BANK NA
,
MK-WI-TWPT
Telephone no.
(414) 765-5118
Located at
777 E WISCONSIN AVE
MILWAUKEE
WI
ZIP+4
53202
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
No
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
US BANK NA
TRUSTEE
1
106,891
777 E WISCONSIN AVE
MILWAUKEE
,
WI
53202
EDWARD HANNAH RUTLEDGE CHARITIES
FOUNDATION BOARD
40
25,000
PO BOX 758
CHIPPEWA FALLS
,
WI
54729
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
18,661,307
b
Average of monthly cash balances
.......................
1b
320,334
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
18,981,641
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
18,981,641
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
284,725
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
18,696,916
6
Minimum investment return.
Enter 5% of line 5
..................
6
934,846
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
934,846
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
10,133
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
10,133
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
924,713
4
Recoveries of amounts treated as qualifying distributions
................
4
750
5
Add lines 3 and 4
............................
5
925,463
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
925,463
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
894,435
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
894,435
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
894,435
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
925,463
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
824,256
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
894,435
a
Applied to 2018, but not more than line 2a
824,256
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
70,179
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
855,284
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NONE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
EDWARD HANNAH RUTLEDGE CHARITIES
404 N BRIDGE ST PO BOX 758
CHIPPEWA FALLS
,
WI
54729
(715) 723-6618
b
The form in which applications should be submitted and information and materials they should include:
SCHOLARSHIP APPLICANTS AND ALL OTHER GRANT APPLICANTS SHOULD OBTAIN APPLICATIONS BY WRITING TO: WILLIAM J & GERTRUDE R CASPER FOUNDATION, % EDWARD & HANNAH RUTLEDGE CHARITIES INC AT THE ABOVE ADDRESS.
c
Any submission deadlines:
NONE
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
SEE FOOTNOTE FOR RESTRICTIONS OR LIMITATIONS ON AWARDS.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
UNIVERSITY OF DUBUQUE
2000 UNIVERSITY AVE
DUBUQUE
,
IA
52001
NONE
PC
GENERAL OPERATING
2,000
UNIVERSITY OF MINNESOTA - DULUTH
1049 UNIVERSITY DR
DULUTH
,
MN
55812
NONE
PC
GENERAL OPERATING
15,000
UNIVERSITY OF WISCONSIN-RIVER FALLS
410 S 3RD ST
RIVER FALLS
,
WI
54022
NONE
PC
GENERAL OPERATING
15,500
CHIPPEWA FALLS YOUTH BASEBALL & SB
PO BOX 382
CHIPPEWA FALLS
,
WI
54729
NONE
PC
GENERAL OPERATING
20,000
LEGACY COMMUNITY CENTER
26 W GRAND AVENUE
CHIPPEWA FALLS
,
WI
54729
NONE
PC
GENERAL OPERATING
15,000
UNIVERSITY OF WISCONSIN - LA CROSSE
1725 STATE ST
LA CROSSE
,
WI
54601
NONE
PC
GENERAL OPERATING
15,500
ANOKA-RAMSEY COMMUNITY COLLEGE
11200 MISSISSIPPI BLVD
COON RAPIDS
,
MN
55433
NONE
PC
GENERAL OPERATING
2,000
UNIVERSITY OF MN - TWIN CITIES
231 PILLSBURY DRIVE SE
MINNEAPOLIS
,
MN
55455
NONE
PC
GENERAL OPERATING
12,500
PANTRY PALS FOOD PANTRY
20588 CTY HWY X
CHIPPEWA FALLS
,
WI
54729
NONE
PC
GENERAL OPERATING
4,000
AMERICAN LEGION AUXILIARY - UNIT 77
321 MORRIS STREET
CHIPPEWA FALLS
,
WI
54729
NONE
PC
GENERAL OPERATING
420
HAWAII PACIFIC UNIVERSITY
1 ALOHA TOWER DR
HONOLULU
,
HI
96813
NONE
PC
GENERAL OPERATING
2,000
CHIPPEWA VALLEY MUSEUM
PO BOX 1204
EAU CLAIRE
,
WI
54702
NONE
PC
GENERAL OPERATING
1,000
UNIVERSITY OF WISCONSIN - WHITEWATER
800 W MAIN ST
WHITEWATER
,
WI
53190
NONE
PC
GENERAL OPERATING
1,500
UNIVERSITY OF WISCONSIN - GREEN BAY
2420 NICOLET DR
GREEN BAY
,
WI
54311
NONE
PC
GENERAL OPERATING
3,000
CHIPPEWA COUNTY HISTORICAL SOCIETY
123 ALLEN STREET
CHIPPEWA FALLS
,
WI
54729
NONE
PC
GENERAL OPERATING
500
FEED MY PEOPLE
26 W GRAND AVENUE
CHIPPEWA FALLS
,
WI
54729
NONE
PC
GENERAL OPERATING
16,000
FIRST PRESBYTERIAN CHURCH FOOD PANTRY
130 W CENTRAL STREET
CHIPPEWA FALLS
,
WI
54729
NONE
PC
GENERAL OPERATING
6,000
JIM FALLS COMMUNITY FOOD PANTRY
13883 COUNTY HWY S SOUTH
JIM FALLS
,
WI
54748
NONE
PC
GENERAL OPERATING
6,000
NORTHERN MICHIGAN UNIVERSITY
1401 PRESQUE ISLE AVE
MARQUETTE
,
MN
49855
NONE
PC
GENERAL OPERATING
2,000
PATRICK HENRY COLLEGE
10 PATRICK HENRY CIR
PURCELLVILLE
,
VA
20132
NONE
PC
GENERAL OPERATING
1,500
CHIPPEWA FALLS POST 77 LEGION BASEBALL
10870 CTY HWY S
CHIPPEWA FALLS
,
WI
54729
NONE
PC
GENERAL OPERATING
2,000
CADOTT 4C'S FOOD PANTRY
112 MILL AVE
CADOTT
,
WI
54727
NONE
PC
GENERAL OPERATING
6,000
TRINITY EQUESTRIAN CENTER
S5300 STATE RD 37
EAU CLAIRE
,
WI
54701
NONE
PC
GENERAL OPERATING
50,000
CORNELL FOOD PANTRY
PO BOX 253
CORNELL
,
WI
54732
NONE
PC
GENERAL OPERATING
6,000
HOPE GOSPEL MISSION
PO BOX 1127
EAU CLAIRE
,
WI
54702
NONE
PC
GENERAL OPERATING
15,000
UNIVERSITY OF ST THOMAS
2115 SUMMIT AVE
ST PAUL
,
MO
55105
NONE
PC
GENERAL OPERATING
3,000
WINONA STATE UNIVERSITY
175 S MARK ST
WINONA
,
MN
55987
NONE
PC
GENERAL OPERATING
7,750
CONCORDIA UNIVERSITY-ST PAUL
1282 CONCORDIA AVE
ST PAUL
,
MN
55104
NONE
PC
GENERAL OPERATING
2,000
STILLSON ELEMENTARY
17250 COUNTY HWY J
CHIPPEWA FALLS
,
WI
54729
NONE
PC
GENERAL OPERATING
470
CONCORDIA UNIVERSITY
12800 N LAKE SHORE DR
MEQUON
,
WI
53097
NONE
PC
GENERAL OPERATING
2,000
UNIVERSITY OF WI - PLATTEVILLE
1 UNIVERSITY PLAZA
PLATTEVILLE
,
WI
53818
NONE
PC
GENERAL OPERATING
2,000
BLOOMER AREA FOOD PANTRY
2300 DUNCAN ROAD
BLOOMER
,
WI
54724
NONE
PC
GENERAL OPERATING
10,000
LAKELAND UNIVERSITY
PO BOX 359
SHEBOYGAN
,
WI
53082
NONE
PC
GENERAL OPERATING
15,000
SAINT JOHN'S UNIVERSITY
2850 ABBEY PLAZA
COLLEGEVILLE
,
MN
56321
NONE
PC
GENERAL OPERATING
1,000
CHIPPEWA VALLEY TECHNICAL COLLEGE
2320 ALPINE RD
EUA CLAIRE
,
WI
54703
NONE
PC
GENERAL OPERATING
26,250
COMMUNITY FDN OF CHIPPEWA COUNTY
PO BOX 758
CHIPPEWA
,
WI
54729
NONE
PC
GENERAL OPERATING
75,000
CHILDREN'S MUSEUM OF EAU CLAIRE
202 S BARSTOW STREET
EAU CLAIRE
,
WI
54701
NONE
PC
GENERAL OPERATING
12,500
GOOD NEWS JAIL & PRISON MINISTRY
50 E SPRUCE STREET
CHIPPEWA FALLS
,
WI
54729
NONE
PC
GENERAL OPERATING
1,000
MCDONELL ATHLETIC BOOSTER CLUB
1316 BEL AIR BLVD
CHIPPEWA FALLS
,
WI
54729
NONE
PC
GENERAL OPERATING
1,000
STANLEY AREA FOOD PANTRY
147 E 4TH AVENUE
STANLEY
,
WI
54768
NONE
PC
GENERAL OPERATING
6,000
VERMILION COMMUNITY COLLEGE
1900 E CAMP ST
ELY
,
MN
55731
NONE
PC
GENERAL OPERATING
2,000
VALLEY VINEYARD CHURCH
910 BRIDGEWATER AVE
CHIPPEWA FALLS
,
WI
54729
NONE
PC
GENERAL OPERATING
18,500
SENIOR GRADUATING PARTIES FUND
PO BOX 573
CHIPPEWA FALLS
,
WI
54729
NONE
PC
GENERAL OPERATING
200
UNIVERSITY OF WISCONSIN - EAU CLAIRE
105 GARFIELD AVE
EAU CLAIRE
,
WI
54701
NONE
PC
GENERAL OPERATING
73,750
THE FRIENDS OF HICKORY RIDGE TRAILS
PO BOX 763
CHIPPEWA FALLS
,
WI
54729
NONE
PC
GENERAL OPERATING
1,000
HOLCOMBE FOOD PANTRY
28530 250TH AVENUE
HOLCOMBE
,
WI
54745
NONE
PC
GENERAL OPERATING
4,000
UNIVERSITY OF NORTH DAKOTA
3501 UNIVERSITY AVE
GRAND FORKS
,
ND
58202
NONE
PC
GENERAL OPERATING
1,500
HALLIE GIRLS SOFTBALL
PO BOX 971
EAU CLAIRE
,
WI
54702
NONE
PC
GENERAL OPERATING
250
AMERICAN LEGION POST 77
PO BOX 241
CHIPPEWA FALLS
,
WI
54729
NONE
PC
GENERAL OPERATING
350
SPIRIT OF CHRISTMAS OF CHIPPEWA COUNT
PO BOX 831
CHIPPEWA FALLS
,
WI
54729
NONE
PC
GENERAL OPERATING
2,500
ARIZONA STATE UNIVERSITY
1151 S FOREST AVE
TEMPE
,
AZ
85287
NONE
PC
GENERAL OPERATING
2,000
FRANCESCA RESOURCE CENTER
117 ALLEN STREET
CHIPPEWA FALLS
,
WI
54729
NONE
PC
GENERAL OPERATING
10,000
CHIPPEWA VALLEY FAMILY YMCA
611 JEFFERSON AVENUE
CHIPPEWA FALLS
,
WI
54729
NONE
PC
GENERAL OPERATING
15,000
MENTOR CHIPPEWA
750 TROPICANA BLVD
CHIPPEWA FALLS
,
WI
54729
NONE
PC
GENERAL OPERATING
10,000
MCDONELL AREA CATHOLIC SCHOOLS
1316 BEL AIR BLVD
CHIPPEWA FALLS
,
WI
54729
NONE
PC
GENERAL OPERATING
100,000
BSA TROOP 13
345 FRENETTE DRIVE
CHIPPEWA FALLS
,
WI
54729
NONE
PC
GENERAL OPERATING
500
GIRL SCOUTS NORTHWESTERN GREAT LAKES
4222 OAKWOOD HILLS PKWY
EAU CLAIRE
,
WI
54701
NONE
PC
GENERAL OPERATING
10,000
ST OLAF COLLEGE
1520 ST OLAF AVE
NORTHFIELD
,
MN
55057
NONE
PC
GENERAL OPERATING
3,500
UNIVERSITY OF MINNESOTA-ROCHESTER
111 BROADWAY AVE S
ROCHESTER
,
MN
55904
NONE
PC
GENERAL OPERATING
750
BLOOMER AQUATIC & RECREATION CENTER
1731 17TH AVE
BLOOMER
,
WI
54724
NONE
PC
GENERAL OPERATING
2,000
ST MARY'S UNIVERSITY
1187 EVERGREEN LANE 3
CHIPPEWA FALLS
,
WI
54729
NONE
PC
GENERAL OPERATING
2,000
ST CHARLES CATHOLIC CHURCH
810 PEARL STREET
CHIPPEWA FALLS
,
WI
54729
NONE
PC
GENERAL OPERATING
36,000
MICHIGAN TECHNOLOGICAL UNIVERSITY
1400 TOWNSEND DR
HOUGHTON
,
MI
49931
NONE
PC
GENERAL OPERATING
750
CHIPPEWA FALLS CHRISTMAS VILLAGE
PO BOX 49
CHIPPEWA FALLS
,
WI
54729
NONE
PC
GENERAL OPERATING
500
UNIVERSITY OF WISCONSIN-MILWAUKEE
PO BOX 413
MILWAUKEE
,
WI
53201
NONE
PC
GENERAL OPERATING
750
UNIVERSITY OF WISCONSIN - OSHKOSH
800 ALGOMA BLVD
OSHKOSH
,
WI
54901
NONE
PC
GENERAL OPERATING
3,500
SAINT NORBERT COLLEGE
100 GRANT ST
DE PERE
,
WI
54115
NONE
PC
GENERAL OPERATING
1,500
WESTERN TECHNICAL COLLEGE
400 7TH ST N
LA CROSSE
,
WI
54601
NONE
PC
GENERAL OPERATING
1,500
CHIPPEWA FALLS SENIOR HIGH BOOSTER CLU
735 TERRILL STREET
CHIPPEWA FALLS
,
WI
54729
NONE
PC
GENERAL OPERATING
500
TAKE A STAND AGAINST METH
711 NORTH BRIDGE ST ROOM 221
CHIPPEWA FALLS
,
WI
54729
NONE
PC
GENERAL OPERATING
12,500
EVOLVING WELLNESS
2645 HARLEM STREET
EAU CLAIRE
,
WI
54701
NONE
PC
GENERAL OPERATING
15,000
UNIVERSITY OF WISCONSIN STEVENS POINT
2100 MAIN ST
STEVENS POINT
,
WI
54481
NONE
PC
GENERAL OPERATING
5,000
JUNIOR ACHIEVEMENT OF WI NORTHWEST WI
2004 HIGHLAND AVENUE
EAU CLAIRE
,
WI
54701
NONE
PC
GENERAL OPERATING
10,000
VITERBO UNIVERSITY
900 VITERBO DR
LA CROSSE
,
WI
54601
NONE
PC
GENERAL OPERATING
10,000
LAKE HOLCOMBE FOOD PANTRY
28530 250TH AVE
HOLCOMBE
,
WI
54745
NONE
PC
GENERAL OPERATING
15,000
MILWAUKEE SCHOOL OF ENGINEERING
1025 N BROADWAY
MILWAUKEE
,
WI
53202
NONE
PC
GENERAL OPERATING
1,500
NORTH CENTRAL UNIVERSITY
910 ELLIOT AVE
MINNEAPOLIS
,
MN
55404
NONE
PC
GENERAL OPERATING
1,500
UNIVERSITY OF WISCONSIN - STOUT
712 BROADWAY ST
MENOMONIE
,
WI
54751
NONE
PC
GENERAL OPERATING
27,000
CHIPPEWA VALLEY CULTURAL ASSOCIATION
3 S HIGH STREET
CHIPPEWA FALLS
,
WI
54729
NONE
PC
GENERAL OPERATING
32,500
UNIVERSITY OF WISCONSIN - MADISON
13650 85TH AVE
CHIPPEWA FALLS
,
WI
54729
NONE
PC
GENERAL OPERATING
21,000
SOUTH DAKOTA STATE UNIVERSITY
1451 STADIUM RD
BROOKINGS
,
SD
57007
NONE
PC
GENERAL OPERATING
1,500
Total
.................................
3a
842,690
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
455,586
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
166,072
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
RECOVERY OF GRANTS
1
750
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
622,408
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
622,408
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description