Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 12-01-2018 , and ending 11-30-2019
Name of foundation
ALAN B SLIFKA FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)515 MADISON AVENUE STE 2700
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10022
A Employer identification number

13-6192257
B Telephone number (see instructions)

(212) 303-9400
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ...
bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$76,897,438
J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books
(b) Net investment
income
(c) Adjusted net
income
(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 592
2 Check bullet.............
3 Interest on savings and temporary cash investments 4,316 4,316  
4 Dividends and interest from securities... 1,587,950 1,587,950  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,636,211
b Gross sales price for all assets on line 6a 30,907,814
7 Capital gain net income (from Part IV, line 2)... 1,636,211
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... -1,494,936 -12,883  
12 Total. Add lines 1 through 11........ 1,734,133 3,215,594  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 301,917 24,153   277,764
14 Other employee salaries and wages...... 309,416 24,753   284,663
15 Pension plans, employee benefits....... 125,072 10,006   115,066
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... 34,787 2,783   32,004
c Other professional fees (attach schedule).... 282,272 203,272   79,000
17 Interest............... 77,574 0   0
18 Taxes (attach schedule) (see instructions)... 41,687 25,681   1,640
19 Depreciation (attach schedule) and depletion...      
20 Occupancy.............. 117,426 0   117,426
21 Travel, conferences, and meetings....... 84,711 0   84,711
22 Printing and publications.......... 372 0   0
23 Other expenses (attach schedule)....... 1,735,760 1,670,996   65,042
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 3,110,994 1,961,644   1,057,316
25 Contributions, gifts, grants paid....... 4,291,279 4,291,279
26 Total expenses and disbursements. Add lines 24 and 25 7,402,273 1,961,644   5,348,595
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -5,668,140
b Net investment income (if negative, enter -0-) 1,253,950
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 41,420 65,187 65,187
2 Savings and temporary cash investments......... 3,891,907 1,564,198 1,564,198
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 37,147,790 Click to see attachment38,640,949 44,596,805
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 37,052,160 Click to see attachment32,173,871 30,649,516
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment468 Click to see attachment21,732 Click to see attachment21,732
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 78,133,745 72,465,937 76,897,438
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment1,767 Click to see attachment618
23 Total liabilities (add lines 17 through 22)......... 1,767 618
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 0 0
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 78,131,978 72,465,319
30 Total net assets or fund balances (see instructions)..... 78,131,978 72,465,319
31 Total liabilities and net assets/fund balances (see instructions). 78,133,745 72,465,937
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
78,131,978
2
Enter amount from Part I, line 27a .....................
2
-5,668,140
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
1,481
4
Add lines 1, 2, and 3 ..........................
4
72,465,319
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
72,465,319
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRANDED SECURITIES P    
b PUBLICLY TRANDED SECURITIES - HSBC P    
c PUBLICLY TRANDED SECURITIES P    
d PUBLICLY TRANDED SECURITIES P    
e PUBLICLY TRANDED SECURITIES P    
PUBLICLY TRANDED SECURITIES P    
PUBLICLY TRANDED SECURITIES P    
PUBLICLY TRANDED SECURITIES P    
PUBLICLY TRANDED SECURITIES P    
PUBLICLY TRANDED SECURITIES P    
THROUGH PARTNERSHIPS P    
CAPITAL GAINS DIVIDENDS P    
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a 1,775,607   1,729,547 46,060
b 930,641   885,097 45,544
c 2,671,910   2,535,954 135,956
d 3,890,718   3,542,402 348,316
e 5,254,038   5,492,040 -238,002
4,500,000   4,492,042 7,958
6,829,442   6,817,832 11,610
1,542,760   1,344,808 197,952
196,483   189,441 7,042
2,273,556   2,242,440 31,116
931,191     931,191
111,468     111,468
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a       46,060
b       45,544
c       135,956
d       348,316
e       -238,002
      7,958
      11,610
      197,952
      7,042
      31,116
      931,191
      111,468
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
Bracket 2 1,636,211
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ...................
Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 5,531,390 39,047,038 0.141660
2016 5,525,008 74,167,624 0.074494
2015 5,747,057 74,611,901 0.077026
2014 7,103,681 75,213,345 0.094447
2013 6,735,788 64,218,669 0.104888
2
Total of line 1, column (d) .....................
2
0.492515
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.098503
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
43,790,616
5
Multiply line 4 by line 3......................
5
4,313,507
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
12,540
7
Add lines 5 and 6........................
7
4,326,047
8
Enter qualifying distributions from Part XII, line 4,.............
8
5,348,595
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 12,540
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 12,540
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 12,540
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 10,000
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 10,000
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 2,540
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
  • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY, CA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.SLIFKAFOUNDATION.ORG
    14
    The books are in care ofbulletRACHELLE MARKOWITZ Telephone no.bullet (212) 303-9400

    Located atbullet515 MADISON AVENUE STE 2700NEW YORKNY ZIP+4bullet10022
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation
    (If not paid, enter
    -0-)
    (d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    FRANK DATO BOARD MEMBER
    1.00
    0 0 0
    515 MADISON AVENUE STE 2700
    NEW YORK,NY10028
    GARY GLADSTEIN BOARD MEMBER
    1.00
    0 0 0
    515 MADISON AVENUE STE 2700
    NEW YORK,NY10028
    JUDITH EIGEN SARNA BOARD MEMBER
    1.00
    0 0 0
    515 MADISON AVENUE STE 2700
    NEW YORK,NY10028
    RACHELLE MARKOWITZ TREASURER
    35.00
    155,250 21,172 0
    515 MADISON AVENUE STE 2700
    NEW YORK,NY10028
    RIVA G RIVTO PRESIDENT
    35.00
    146,667 14,709 0
    515 MADISON AVENUE STE 2700
    NEW YORK,NY10028
    SHIRA LEVIN SECRETARY
    2.00
    0 0 0
    515 MADISON AVENUE STE 2700
    NEW YORK,NY10028
    VICTORIA RITVO BOARD MEMBER
    1.00
    0 0 0
    515 MADISON AVENUE STE 2700
    NEW YORK,NY10028
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation
    (e) Expense account,
    other allowances
    SARAH SILVER EXECUTIVE DIRECTOR
    35.00
    177,750 13,654 0
    515 MADISON AVENUE STE 2700
    NEW YORK,NY10028
    SHARON LEWINTER EXECUTIVE ASSISTANT
    35.00
    72,500 16,838 0
    515 MADISON AVENUE STE 2700
    NEW YORK,NY10028
    ALLISON SOLE DIRECTOR OF BIO-MEDI
    35.00
    59,167 13,654 0
    515 MADISON AVENUE STE 2700
    NEW YORK,NY10028
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    MICHAL STRISOVER RESEARCH DISTRIBUTIONS 79,000
    4 AMOS HANAVI SPT 5
    MODIIN    
    IS
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    41,484,541
    b
    Average of monthly cash balances.......................
    1b
    2,951,205
    c
    Fair market value of all other assets (see instructions)................
    1c
    21,732
    d
    Total (add lines 1a, b, and c).........................
    1d
    44,457,478
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    44,457,478
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    666,862
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    43,790,616
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    2,189,531
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    2,189,531
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    12,540
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    12,540
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    2,176,991
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    2,176,991
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    2,176,991
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    5,348,595
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    5,348,595
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    12,540
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    5,336,055
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus
    (b)
    Years prior to 2017
    (c)
    2017
    (d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 2,176,991
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013...... 3,537,154
    b From 2014...... 3,388,111
    c From 2015...... 2,036,213
    d From 2016...... 1,910,092
    e From 2017...... 3,540,127
    fTotal of lines 3a through e........ 14,411,697
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 5,348,595
    a Applied to 2017, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....
    0
    c Treated as distributions out of corpus (Election
    required—see instructions)........
    0
    d Applied to 2018 distributable amount..... 2,176,991
    e Remaining amount distributed out of corpus 3,171,604
    5 Excess distributions carryover applied to 2018. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 17,583,301
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........
    0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......
    0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........
    0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............
    0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........
    0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......
    0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...
    3,537,154
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......
    14,046,147
    10 Analysis of line 9:
    a Excess from 2014.... 3,388,111
    b Excess from 2015.... 2,036,213
    c Excess from 2016.... 1,910,092
    d Excess from 2017.... 3,540,127
    e Excess from 2018.... 3,171,604
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........
    Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....
             
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........
             
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....
             
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)
             
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...
             
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....
             
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....
             
    (3) Largest amount of support
    from an exempt organization
             
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    Foundation
    status of
    recipient
    Purpose of grant or
    contribution
    Amount
    Name and address (home or business)
    aPaid during the year
    1 MILLION 4 ANNA FOUNDATION
    15301 DALLAS PARKWAY
    ADDISON,TX75001
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 5,000
    AMERICA-ISRAEL CULTURAL FOUNDATION
    1140 BROADWAY
    NEW YORK,NY10001
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 500
    AMERICA-ISRAEL FRIENDSHIP LEAGUE
    1430 BROADWAY
    NEW YORK,NY10018
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 10,000
    AMERICAN ASSOCIATES OF THE NATIONAL THEATRE (AANT)
    214 WEST 29TH STREET
    NEW YORK,NY10001
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 2,000
    AMERICAN CENTER FOR LAW AND JUSTICE
    1000 REGENT UNIVERSITY DRIVE
    VIRGINIA BEACH,VA23464
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 2,500
    AMERICAN FRIENDS OF HAND IN HAND
    POB 80102
    PORTLAND,OR97280
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 20,000
    AMERICAN FRIENDS OF LEKET ISRAEL INC
    PO BOX 2090
    TEANECK,NJ076661490
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 250
    AMERICAN FRIENDS OF RABIN MEDICAL CENTER
    220 FIFTH AVENUE
    NEW YORK,NY10001
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 2,500
    AMERICAN FRIENDS OF SHALVA
    315 FIFTH AVENUE
    NEW YORK,NY10016
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 5,000
    AMERICAN FRIENDS OF THE HEBREW UNIVERSITY
    ONE BATTERY PARK PLAZA
    NEW YORK,NY10004
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 30,500
    AMERICAN FRIENDS OF THE ISRAEL MUSEUM
    545 FIFTH AVENUE
    NEW YORK,NY10017
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 40,000
    AMERICAN FRIENDS OF THE ISRAEL PHILHARMONIC ORCHESTRA
    122 EAST 42ND STREET
    NEW YORK,NY10168
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,000
    AMERICAN FRIENDS OF THE V&A INC
    61 LONDONDERRY DRIVE
    GRREENWICH,CT06830
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,000
    AMERICAN FUND FOR CHARITIES
    1000 NORTH WEST STREET SUITE 1200
    WILMINGTON,DE19801
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 20,000
    AMERICAN PARDES FOUNDATION INC
    404 FIFTH AVENUE
    NEW YORK,NY10018
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 20,000
    AMERICAN SOCIETY OF THE UNIVERSITY OF HAIFA
    80 BROAD STREET
    NEW YORK,NY10004
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 2,000
    ANTI-DEFAMATION LEAGUE
    605 THIRD AVENUE
    NEW YORK,NY101583560
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 51,000
    BEIT T'SHUVAH
    8831 VENICE BLVD
    LOS ANGELES,CA90034
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,500
    BOLD BEAUTY PROJECT
    1581 BRICKELL AVE 2107
    MIAMI,FL331292169
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 12,500
    CARMEL ACADEMY
    270 LAKE AVENUE
    GRREENWICH,CT06830
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 25,000
    CARSON SARCOMA FOUNDATION
    PO BOX 2212
    ASHEVILLE,NC28802
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 5,000
    CEDARS-SINAI MEDICAL CENTER
    8700 BEVERLY BLVD
    LOS ANGELES,CA90048
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 139,000
    CELEBRATE ISRAEL PARADEJEWISH COMMUNITY RELATIONS COUNCIL
    225 WEST 34TH STREET
    NEW YORK,NY10122
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 100
    CENTRAL PARK CONSERVANCY
    14 EAST 60TH STREET
    NEW YORK,NY10022
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,000
    CHAI LIFELINE
    151 WEST 30TH STREET 3RD FLOOR
    NEW YORK,NY10001
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,500
    CITIZEN UNIVERSITY
    220 2ND AVENUE S
    SEATTLE,WA98104
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 15,000
    CLUB OF MADRID FOUNDATION INC
    120 WELLS AVENUE
    NEWTON,MA02459
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 450,000
    COLUMBIA BARNARD HILLEL
    606 WEST 115TH STREET
    NEW YORK,NY10025
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 110,000
    CONGREGATION BNAI JESHURUN
    270 WEST 89TH STREET
    NEW YORK,NY100241705
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 52,500
    FJCWENDY WALK
    520 8TH AVENUE 20TH FLOOR
    NEW YORK,NY10018
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 21,667
    FOUNDATION FOR JEWISH CAMP
    253 WEST 35TH STREET
    NEW YORK,NY10001
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 10,000
    FRENCH HERITAGE SOCIETY
    14 EAST 60TH STREET SUITE 605
    NEW YORK,NY10022
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 10,000
    FRIENDS OF BEZALEL ACADEMY OF ARTS AND DESIGN INC
    370 LEXINGTON AVENUE
    NEW YORK,NY10017
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 500
    FRIENDS OF SHEBA MEDICAL CENTER AT HASHOMER
    9465 WILSHIRE BLVD
    BEVERLY HILLS,CA90212
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 3,000
    FRIENDS OF THE DANIEL CENTERS
    4108 LELAND STREET
    CHEVY CHASE,MD20815
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 15,000
    FRIENDS OF THE ISRAEL DEFENSE FORCES
    1430 BROADWAY
    NEW YORK,NY101380552
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 750
    FUND FOR CONSTITUTIONAL GOVERNMENT
    122 MARYLAND AVE NE
    WASHINGTON,DC20002
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,000
    HILLEL AT UCLA
    574 HILGARD AVENUE
    LOS ANGELES,CA90024
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,000
    HILLEL INTERNATIONAL
    THE FOUNDATION FOR JEWISH CAMPUS
    LIFE
    WASHINGTON,DC20001
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 20,000
    HUDSON VALLEY WRITERS CENTER
    300 RIVERSIDE DRIVE
    NEW YORK,NY10591
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,000
    HUMAN RIGHTS FIRST
    75 BROAD STREET
    NEW YORK,NY10004
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 210,000
    I CENTER FOR ISRAEL EDUCATION
    95 REVERE DR SUITE D
    NORTH BROOK,IL60062
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 15,000
    INTERFAITH FAMILY
    90 OAK ST
    NEWTON UPPER FALLS,MA02464
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 20,000
    INTERFAITH YOUTH CORE
    141 W JACKSON BLVD
    CHICAGO,IL60604
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 25,000
    INTERNATIONAL SOCIETY FOR AUTISM RESEARCH
    342 NORTH MAIN STREET
    HARTFORD,CT061172507
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 25,000
    ISRAEL CANCER RESEARCH FUND
    52 VANDERBILT AVENUE
    NEW YORK,NY100173834
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 100
    ISRAEL SCHOLARSHIP EDUCATION FOUNDATION (ISEF)
    520 EIGHTH AVENUE
    NEW YORK,NY10018
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 250
    JDC
    220 EAST 42ND STREET SUITE 400
    NEW YORK,NY10017
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 10,000
    JEWISH FAMILY SERVICE OF LOS ANGELES
    3580 WILSHIRE BOULEVARD
    LOS ANGELES,CA90047
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 3,500
    JEWISH FEDERATION OF GREATER LOS ANGELES
    6505 WILSHIRE BLVD 1006
    LOS ANGELES,CA90048
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 20,000
    JEWISH FUNDERS NETWORK
    150 WEST 30TH STREET
    NEW YORK,NY10001
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 51,200
    JEWISH THEOLOGICAL SEMINARY OF AMERICA
    3080 BROADWAY
    NEW YORK,NY10027
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 185,000
    JOSEPH SLIFKA CENTER FOR JEWISH LIFE AT YALE
    YALE HILLEL HOUSE
    NEW HAVEN,CT06511
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 51,000
    JUDAISM AND DEMOCRACY ACTION ALLIANCE OF NA
    364 W 117TH STREET 4C
    NEW YORK,NY10026
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 55,000
    LARGER THAN LIFE- LA FAMILY
    18034 VENTURA BLVD
    ENCINO,CA91316
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 500
    LEUKEMIA & LYMPHOMA SOCIETY NY CITY CHAPTER
    61 BROADWAY SUITE 400
    NEW YORK,NY10006
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 2,000
    LINCOLN CENTER CORPORATE FUND
    70 LINCOLN CENTER PLAZA
    NEW YORK,NY10023
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,000
    LINCOLN CENTER FOR THE PERFORMING ARTS
    70 LINCOLN CENTER PLAZA
    NEW YORK,NY10023
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,000
    MASORTI FOUNDATION FOR CONSERVATIVE JUDAISM IN ISRAEL
    3080 BROADWAY
    NEW YORK,NY10027
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 20,000
    MECHON HADAR
    190 AMSTERDAM AVENUE
    NEW YORK,NY10023
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 25,000
    MEMORIAL SLOAN KETTERING
    1275 YORK AVENUE
    NEW YORK,NY10065
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 100,000
    MILKWEED EDITIONS
    1011 WASHINGTON AVENUE SOUTH
    MINNEAPOLIS,MN55415
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 51,500
    MOISHE HOUSE
    5007 PROVIDENCE ROAD
    CHARLOTTE,NC28226
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 20,000
    MOVING TRADITIONS
    THE PAVILION
    JENKINTOWN,PA19046
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,000
    MUSEUM OF JEWISH HERITAGE A LIVING MEMORIAL TO THE HOLOCAUST
    36 BATTERY PLACE
    NEW YORK,NY10280
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 250
    NATIONAL SEPTEMBER 11 MEMORIAL & MUSEUM
    200 LIBERTY STREET
    NEW YORK,NY10281
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 2,250
    NATURAL RESOURCES DEFENSE COUNCIL
    40 WEST 20TH STREET
    NEW YORK,NY10011
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 500
    NEW TEACHER CENTER
    JEWISH NEW TEACHER PROJECT
    NEW YORK,NY10019
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 20,000
    NEW YORK OPEN CENTER
    22 EAST 30TH STREET
    NEW YORK,NY10016
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 2,500
    NEW YORK PHILHARMONIC
    DAVID GEFFEN HALL
    NEW YORK,NY10023
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 500
    NEW YORK PRESBYTERIAN FUND INC
    654 WEST 170TH STREET
    NEW YORK,NY100323501
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,000
    NEW YORK PUBLIC RADIO
    160 VARICK STREET 9TH FLOOR
    NEW YORK,NY10013
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,000
    OHR TORAH STONE INSTITUTIONS OF ISRAEL
    49 WEST 45TH STREET
    NEW YORK,NY10036
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 18,000
    OLAMI
    111 JOHN STREET SUITE 1720
    NEW YORK,NY10038
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 175,000
    PACE (PHILANTHROPY FOR ACTIVE CIVIC ENGAGEMENT)
    1717 RHODE ISLAND AVE NW
    WASHINGTON,DC20036
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,000
    PEF
    630 THIRD AVENUE SUITE 1501
    NEW YORK,NY10017
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 280,000
    POETRY SOCIETY OF AMERICA
    15 GRAMERCY PARK
    NEW YORK,NY10003
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 500
    PROVIDENCE SAINT JOHN'S HEALTH CENTER FOUNDATION
    2121 SANTA MONICA BLVD
    SANTA MONICA,CA90404
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 750
    SAMUEL WAXMAN CANCER RESEARCH FOUNDATION
    420 LEXINGTON AVENUE SUITE 825
    NEW YORK,NY10170
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 114,800
    SANTA BARBARA FOUNDATION
    1111 CHAPALA AVENUE SUITE 200
    SANTA BARBARA,CA93101
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 500
    SANTA BARBARA ZOOLOGICAL FOUNDATION
    500 NINOS DRIVE
    SANTA BARBARA,CA93103
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 750
    SERIOUS FUN CHILDREN'S NETWORK
    228 SAUGATUCK AVENUE
    WESTPORT,CT06880
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 250
    SHALOM HARTMAN INSTITUTE OF NORTH AMERICA
    475 RIVERSIDE DRIVE SUITE 1450
    NEW YORK,NY10115
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 115,000
    SHARE CANCER SUPPORT
    165 WEST 46TH STREET 712
    NEW YORK,NY10036
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,000
    SOCIAL & ENVIRONMENTAL ENTREPRENEURS
    23532 CALABASAS ROAD
    NEW YORK,CA91302
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 5,000
    SOUTH FORK NATURAL HISTORY MUSEUM
    377 BRIDGEHAMPTON/SAG HARBOR
    TURNPIKE
    BRIDGEHAMPTON,NY11932
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 2,000
    SOUTHERN CONNECTICUT STATE UNIVERSITY FOUNDATION
    501 CRESCENT STREET
    NEW HAVEN,CT06515
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 5,000
    SOUTHERN POVERTY LAW CENTER
    400 WASHINGTON AVENUE
    MONTGOMERY,AL36104
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 500
    TANENBAUM CENTER FOR INTERRELIGIOUS UNDERSTANDING
    254 WEST 31ST STREET
    NEW YORK,NY10001
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 10,000
    TEMPLE ISRAEL OF THE CITY OF NEW YORK
    112 EAST 75TH STREET
    NEW YORK,NY10021
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,500
    THE ABRAHAM FUND INITIATIVES
    1460 BROADWAY
    NEW YORK,NY10036
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 250,000
    THE ABRAHAM JOSHUA HESCHEL SCHOOL
    30 WEST END AVE
    NEW YORK,NY10023
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,000,000
    THE ALLIANCE FOR CHILDREN'S RIGHTS
    3333 WILSHIRE BOULEVARD
    LOS ANGELES,CA90010
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,500
    THE INTERFAITH CENTER OF NEW YORK
    475 RIVERSIDE DRIVE 540
    NEW YORK,NY10115
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,000
    THE JEWISH MUSEUM
    1109 FIFTH AVENUE
    NEW YORK,NY10128
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,000
    THE METROPOLITAN OPERA ASSOCIATION
    LINCOLN CENTER
    NEW YORK,NY10023
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 2,500
    THE PERLMAN MUSIC PROGRAM
    19 W 69TH STREET
    NEW YORK,NY10023
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,000
    THE ROGOSIN INSTITUTE
    505 E 70TH ST
    NEW YORK,NY10021
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 500
    THE SARCOMA FOUNDATION OF AMERICA INC
    9899 MAIN STREET 204
    DAMASCUS,MD20872
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 750
    UJA-FEDERATION OF NEW YORK
    130 EAST 59TH STREET
    NEW YORK,NY10022
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 100,000
    UNITED FRIENDS OF THE CHILDREN
    1055 WILSHIRE BLVD SUITE 1955
    LOS ANGELES,CA90017
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 500
    UNITED IN HARMONY
    PO BOX 34456
    LOS ANGELES,CA90034
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 500
    UNITED STATES HOLOCAUST MEMORIAL MUSEUM
    100 RAOUL WALLENBERG PLACE SW
    WASHINGTON,DC20024
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,000
    UNIVERSITY OF CONNECTICUT FOUNDATION
    2390 ALUMNI DRIVE
    DRIVESTORRS,CT062693206
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 10,000
    WEILL CORNELL MEDICAL CENTER FUND
    1300 YORK AVENUE
    NEW YORK,NY10065
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,500
    WORLD ORT INC
    1745 BROADWAY
    NEW YORK,NY10019
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 6,000
    YALE UNIVERSITY
    PO BOX 2038
    NEW HAVEN,CT065212038
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 121,462
    YMCA OF SOUTHEAST VENTURE COUNTY
    100 EAST THOUSAND OAKS BLVDSUITE
    187
    THOUSAND OAKS,CA91360
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 19,200
    YOUR MOM CARES
    269 S BEVERLY DRIVE 338
    BEVERLY HILLS,CA90212
      PC AN UNRESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 10,000
    Total .................................bullet 3a 4,291,279
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code
    (b)
    Amount
    (c)
    Exclusion code
    (d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........
        14 4,316  
    4 Dividends and interest from securities....     14 1,587,950  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....     14 5,632  
    8 Gain or (loss) from sales of assets other than
    inventory ............
        18 1,636,211  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aTHROUGH PASSTHROUGHS
        14 -17,233  
    bTHROUGH PASSTHROUGHS 523000 -1,483,335      
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. -1,483,335 3,216,876 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    1,733,541
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow
    Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    Firm's EIN SmallBullet
    Firm's address SmallBullet


    Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2018 AccountingFeesSchedule
    Name:
    ALAN B SLIFKA FOUNDATION
    EIN:
    13-6192257
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    COHNREZNICK LLP 34,787 2,783   32,004

    TY 2018 GeneralExplanationAttachment
    Name:
    ALAN B SLIFKA FOUNDATION
    EIN:
    13-6192257
    Identifier Return Reference Explanation
      FORM 990-PF, PART VII-B, LINE 1A(4): OFFICERS RIVA RITVO AND RACHELLE MARKOWITZ RECEIVED COMPENSATION FOR THE YEAR ENDING NOVEMBER 30, 2019. THIS AMOUNT REPRESENTS PAYMENT FOR THEIR SERVICES WITH REGARD TO THE FOUNDATION AND THE SERVICES IT PROVIDES. THIS MEETS THE EXCEPTION AND IS CONSIDERED REASONABLE, AND THEREFORE FORM 4720 IS NOT PREPARED.

    TY 2018 InvestmentsCorpStockSchedule
    Name:
    ALAN B SLIFKA FOUNDATION
    EIN:
    13-6192257
    Name of Stock End of Year Book Value End of Year Fair Market Value
    PUBLICLY TRADED SECURITIES 38,640,949 44,596,805

    TY 2018 InvestmentsOtherSchedule2
    Name:
    ALAN B SLIFKA FOUNDATION
    EIN:
    13-6192257
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    EAST SIDE CAPITAL FMV 2,242,410 2,467,020
    G2 PARTNERS OFFSHORE FUND FMV 2,000,000 3,163,136
    BARDIN HILL FKA HMS FMV 19,150 353,363
    BARDIN HILL FKA HSO FMV 12,760,150 20,164,539
    BARDIN HILL GP FMV 11,998,409 0
    BARDIN HILL IP FMV 3,152,294 4,500,000
    LITTLE WOMEN LP FMV 1,458 1,458

    TY 2018 OtherAssetsSchedule
    Name:
    ALAN B SLIFKA FOUNDATION
    EIN:
    13-6192257
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    OTHER CURRENT ASSETS 468 414 414
    DEPOSITS   21,318 21,318


    TY 2018 OtherExpensesSchedule
    Name:
    ALAN B SLIFKA FOUNDATION
    EIN:
    13-6192257
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    AMORTIZATION 1,589,049 1,589,049   0
    DUES AND SUBSCRIPTIONS 3,834 0   3,834
    EDUCATION EXPENSES 920 0   920
    INSURANCE 2,284 0   2,284
    K-1 PASSTHROUGH EXPENSES 77,638 77,638   0
    OFFICE 52,683 4,215   48,468
    OTHER EXPENSES 8,182 0   8,460
    PAYROLL PROCESSING FEES 1,170 94   1,076


    TY 2018 OtherIncomeSchedule2
    Name:
    ALAN B SLIFKA FOUNDATION
    EIN:
    13-6192257
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    TAX EXEMPT INCOME 1,282 0 1,282
    OTHER INCOME 4,350 4,350 4,350
    THROUGH PASSTHROUGHS -17,233 -17,233 -17,233
    THROUGH PASSTHROUGHS -1,483,335   -1,483,335


    TY 2018 OtherIncreasesSchedule
    Name:
    ALAN B SLIFKA FOUNDATION
    EIN:
    13-6192257
    Description Amount
    UNREALIZED GAIN/LOSS 1,481


    TY 2018 OtherLiabilitiesSchedule
    Name:
    ALAN B SLIFKA FOUNDATION
    EIN:
    13-6192257
    Description Beginning of Year - Book Value End of Year - Book Value
    OTHER LIABILITIES 1,767 618


    TY 2018 OtherProfessionalFeesSchedule
    Name:
    ALAN B SLIFKA FOUNDATION
    EIN:
    13-6192257
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    MICHAL STRISOVER 79,000 0   79,000
    HSBC 55,137 55,137   0
    UBS 51,139 51,139   0
    WELLS FARGO 8,302 8,302   0
    JP MORGAN 52,932 52,932   0
    FIRST REPUBLIC BANK 35,762 35,762   0


    TY 2018 TaxesSchedule
    Name:
    ALAN B SLIFKA FOUNDATION
    EIN:
    13-6192257
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAX WITHHELD 25,681 25,681   0
    NYS FILING FEE 1,525 0   1,525
    CO FILING FEE 10 0   10
    CA FILING FEE 260 0   0
    CA EMPLOYMENT TRAINING TAX 7 0   0
    FEDERAL EXCISE TAX 4,099 0   0
    ORIGINATION FEE 10,000 0   0
    PERMITS FEES 105 0   105