Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 12-01-2018 , and ending 11-30-2019
Name of foundation
The John C Griswold Family Foundation
 
% Foundation Source
Number and street (or P.O. box number if mail is not delivered to street address)Foundation Source 501 Silverside Rd
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Wilmington, DE198091377
A Employer identification number

13-2978937
B Telephone number (see instructions)

(800) 839-1754
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$15,251,623J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 0
2 Check bullet.............
3 Interest on savings and temporary cash investments 1,671 1,671  
4 Dividends and interest from securities... 263,272 263,272  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 808,600
b Gross sales price for all assets on line 6a 4,926,550
7 Capital gain net income (from Part IV, line 2)... 808,600
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 9,411 8,644  
12 Total. Add lines 1 through 11........ 1,082,954 1,082,187  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0      
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... Click to see attachment 117,447 117,447    
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 13,548      
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings....... 23,692     23,692
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 58,853 350   58,503
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 213,540 117,797   82,195
25 Contributions, gifts, grants paid....... 779,200 779,200
26 Total expenses and disbursements. Add lines 24 and 25 992,740 117,797   861,395
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 90,214
b Net investment income (if negative, enter -0-) 964,390
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 490,682 665,268 665,268
3 Accounts receivable bullet1,981
Less: allowance for doubtful accounts bullet     1,981 1,981
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 1,593,711 Click to see attachment1,749,420 1,769,308
b Investments—corporate stock (attach schedule)....... 6,783,582 Click to see attachment6,741,770 11,266,103
c Investments—corporate bonds (attach schedule)....... 1,742,390 Click to see attachment1,542,140 1,548,963
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 10,610,365 10,700,579 15,251,623
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 10,610,365 10,700,579
30 Total net assets or fund balances (see instructions)..... 10,610,365 10,700,579
31 Total liabilities and net assets/fund balances (see instructions). 10,610,365 10,700,579
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
10,610,365
2
Enter amount from Part I, line 27a .....................
2
90,214
3
Other increases not included in line 2 (itemize) bullet
3
 
4
Add lines 1, 2, and 3 ..........................
4
10,700,579
5
Decreases not included in line 2 (itemize) bullet
5
 
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
10,700,579
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a Publicly-traded Securities      
b
c
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 4,926,550   4,117,950 808,600
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       808,600
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 808,600
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 1,110,357 14,429,393 0.076951
2016 947,842 14,016,421 0.067624
2015 953,940 13,531,222 0.070499
2014 904,914 14,680,392 0.061641
2013 835,392 14,819,530 0.056371
2
Total of line 1, column (d) .....................
2
0.333086
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.066617
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
14,439,996
5
Multiply line 4 by line 3......................
5
961,949
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
9,644
7
Add lines 5 and 6........................
7
971,593
8
Enter qualifying distributions from Part XII, line 4,.............
8
861,395
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 19,288
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 19,288
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 19,288
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 18,500
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 1,269
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 19,769
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 481
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet481 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletFoundation Source Telephone no.bullet (800) 839-1754

    Located atbullet501 Silverside Road Suite 123WilmingtonDE ZIP+4bullet198091377
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d). Click to see attachment
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    Allyson Griswold DayakClick to see attachment Trustee
    1.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    David EarlsClick to see attachment Trustee
    1.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Jeffrey W EarlsClick to see attachment Trustee
    1.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    John G EarlsClick to see attachment Treas
    1.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    John V EarlsClick to see attachment Trustee, Sec
    1.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Kit EarlsClick to see attachment Trustee
    1.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Michael G EarlsClick to see attachment Trustee, Pres
    1.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Nathaniel EarlsClick to see attachment Trustee
    1.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Mark GriswoldClick to see attachment Trustee
    1.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    D Ross Griswold JrClick to see attachment Trustee, VP
    1.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
     
    Total number of other employees paid over $50,000...................bullet  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    Foundation Source Administrative 57,753
    55 Walls Drive 3rd floor
    Fairfield,CT06824
    Morgan Stanley Investment Mgt 57,215
    7755 MONTGOMERY ROAD 2ND FLOOR
    CINCINNATI,OH45236
    CIBC Private Wealth Management investment mgt 60,232
    1177 6th avenue 42nd fl
    NEW YORK,NY10036
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    14,002,319
    b
    Average of monthly cash balances.......................
    1b
    657,575
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    14,659,894
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    14,659,894
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    219,898
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    14,439,996
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    722,000
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    722,000
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    19,288
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    19,288
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    702,712
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    702,712
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    702,712
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    861,395
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    861,395
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    861,395
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 702,712
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only.......  
    b Total for prior years:2016, 2015, 2014  
    3 Excess distributions carryover, if any, to 2018:
    a From 2013...... 122,988
    b From 2014...... 179,886
    c From 2015...... 284,063
    d From 2016...... 264,649
    e From 2017...... 410,221
    fTotal of lines 3a through e........ 1,261,807
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 861,395
    a Applied to 2017, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		 
    d Applied to 2018 distributable amount..... 702,712
    e Remaining amount distributed out of corpus 158,683
    5 Excess distributions carryover applied to 2018.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 1,420,490
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		122,988
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		1,297,502
    10 Analysis of line 9:
    a Excess from 2014.... 179,886
    b Excess from 2015.... 284,063
    c Excess from 2016.... 264,649
    d Excess from 2017.... 410,221
    e Excess from 2018.... 158,683
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AIDS SERVICE FOUNDATION OF GREATER KANSAS CITY
    PO BOX 32192
    KANSAS CITY,MO64171     		N/A PC General & Unrestricted 12,500
    BOLSA CHICA CONSERVANCY
    3842 WARNER AVE
    HUNTINGTON BEACH,CA92649     		N/A PC EONS (eyes on nest sites), Channel Cleanup, WOW (Windows to Our Wetlands) education program 25,000
    BOON PHILANTHROPY INC
    51 FRONT ST
    CUMBERLAND,RI02864     		N/A PC Friendship Fund 5,000
    BUYAMBA INC
    3625 E THOUSAND OAKS BLVD STE 265
    WESTLAKE VILLAGE,CA91362     		N/A PC General & Unrestricted 10,000
    CARDEN CONSERVATORY PARENT SUPPORT GROUP INC
    5702 CLARK DR
    HUNTINGTON BEACH,CA92649     		N/A PC General & Unrestricted 10,000
    CENTER FOR CARBON REMOVAL
    1111 BROADWAY FL 3
    OAKLAND,CA94607     		N/A PC General & Unrestricted 5,000
    CENTER FOR THE DEVELOPMENTALLY DISABLED
    9150 E 41ST TERRACE
    KANSAS CITY,MO64133     		N/A PC General & Unrestricted 25,000
    CHORUS AMERICA ASSOCIATION
    1200 18TH ST NW STE 1250
    WASHINGTON,DC20036     		N/A PC General & Unrestricted 7,000
    CINCINNATI MUSICAL FESTIVAL ASSOC
    1241 ELM ST
    CINCINNATI,OH45202     		N/A PC General & Unrestricted 3,000
    CINCINNATI OPERA ASSOCIATION
    1243 ELM ST MUSIC HALL
    CINCINNATI,OH45202     		N/A PC General & Unrestricted 5,000
    CINCINNATI PERMACULTURE INSTITUTE
    3441 EVANSTON AVE
    CINCINNATI,OH45207     		N/A PC General & Unrestricted 20,000
    CINCINNATI PLAYHOUSE IN THE PARK
    962 MOUNT ADAMS CIR
    CINCINNATI,OH45202     		N/A PC General & Unrestricted 3,000
    CONSPIRARE INC
    1812 CENTRE CREEK DR STE 110
    AUSTIN,TX78754     		N/A PC General & Unrestricted 3,000
    DEVELOPING POTENTIAL INC
    251 NW EXECUTIVE WAY
    LEES SUMMIT,MO64063     		N/A PC General & Unrestricted 5,000
    DIRECT CONNECTIONS TO AFRICA INC
    1278 GLENNEYRE ST
    LAGUNA BEACH,CA92651     		N/A PC General & Unrestricted 40,700
    DRAGONFLY DEVELOPMENT RESOURCES INC
    51 FRONT ST APT 327
    CUMBERLAND,RI02864     		N/A PF expenditure responsibility grant 40,000
    EQUUS EFFECT
    37 DRUM RD
    SHARON,CT06069     		N/A PC General & Unrestricted 2,000
    FAMILY REENTRY INC
    75 WASHINGTON AVE
    BRIDGEPORT,CT06604     		N/A PC John Mele's Transitions Program 1,500
    FAMILY REENTRY INC
    75 WASHINGTON AVE
    BRIDGEPORT,CT06604     		N/A PC The Transitions Mentoring Program 1,000
    GREATER AUSTIN PERFORMING ARTS CENTER
    701 W RIVERSIDE DR
    AUSTIN,TX78704     		N/A PC General & Unrestricted 4,000
    HEALTHY HOMES BLOCK BY BLOCK
    2118 ST MICHAEL ST W ANX STE 2
    CINCINNATI,OH45204     		N/A PC General & Unrestricted 2,000
    HOPE COALITION
    100 S MARKET ST
    HOLDEN,MO64040     		N/A PC community sports activities Program 12,500
    IF I NEED HELP
    PO BOX 803356
    SANTA CLARITA,CA91380     		N/A PC General & Unrestricted 5,000
    INSPIRE INC
    25 FLEMING LN
    FAIRFIELD,CT06824     		N/A PC General & Unrestricted 11,500
    JDRF INTERNATIONAL
    26 BROADWAY 14TH FL
    NEW YORK,NY10004     		N/A PC General & Unrestricted 1,000
    JOBONE
    1085 S YUMA AVE
    INDEPENDENCE,MO64056     		N/A PC General & Unrestricted 12,500
    KANSAS CITY ACTORS THEATRE INC
    PO BOX 414260
    KANSAS CITY,MO64141     		N/A PC General & Unrestricted 12,500
    KLEIN MEMORIAL AUDITORIUM FOUNDATION INC
    910 FAIRFIELD AVE
    BRIDGEPORT,CT06605     		N/A PC General & Unrestricted 3,500
    KLEIN MEMORIAL AUDITORIUM FOUNDATION INC
    910 FAIRFIELD AVE
    BRIDGEPORT,CT06605     		N/A PC Charitable Event 1,500
    LINTON INCORPORATED
    1241 ELM ST CINCINNATI MUSIC HALL
    CINCINNATI,OH45202     		N/A PC General & Unrestricted 5,000
    MANY MOTHERS
    PO BOX 23222
    SANTA FE,NM87502     		N/A PC General & Unrestricted 5,000
    MANY MOTHERS
    PO BOX 23222
    SANTA FE,NM87502     		N/A PC To purchase underwriting 500
    MICROGRID SYSTEMS LABORATORY
    PO BOX 789
    MEDANALES,NM87548     		N/A PC General & Unrestricted 5,000
    MILLIKIN UNIVERSITY
    1184 W MAIN ST
    DECATUR,IL62522     		N/A PC Griswold Physical Education Center 30,000
    MILLIKIN UNIVERSITY
    1184 W MAIN ST
    DECATUR,IL62522     		N/A PC John C. Griswold Presidential Scholarship fund, Lynn Louise Griswold Scholarship fund and David R. Griswold Scholarship fund 60,000
    NATIONAL MULTIPLE SCLEROSIS SOCIETY
    4440 LAKE FOREST DR STE 120
    CINCINNATI,OH45242     		N/A PC General & Unrestricted 5,000
    NIMBUS ARTS
    649 MAIN ST
    SAINT HELENA,CA94574     		N/A PC General & Unrestricted 20,000
    NORTHERN NEW MEXICO RADIO FOUNDATION
    6401 S RICHARDS AVE
    SANTA FE,NM87508     		N/A PC General & Unrestricted 3,000
    OC HABITATS
    15333 CULVER DR STE 340-763
    IRVINE,CA92604     		N/A PC General & Unrestricted 5,000
    OLD FRIENDS SENIOR DOGS
    PO BOX 93
    MOUNT JULIET,TN37121     		N/A PC General & Unrestricted 7,500
    PHOENIX ASSOCIATION INC
    5 RIVER RD
    WILTON,CT06897     		N/A PC General & Unrestricted 20,000
    PIVOT MINISTRIES INC
    485 JANE ST
    BRIDGEPORT,CT06608     		N/A PC General & Unrestricted 2,500
    PLAY ACTION FLAG FOOTBALL INC
    1768 N BRIGANTINE LN
    VILLA PARK,CA92867     		N/A PC General Fund, Divison 1 49ers fund 1,000
    POP WARNER LITTLE SCHOLARS INC - TUSTIN YOUTH FOOT
    PO BOX 1345
    TUSTIN,CA92780     		N/A PC coach Mike Mallard Scholarship Fund 15,000
    POWELL GARDENS INC
    1609 NW US HWY 50
    KINGSVILLE,MO64061     		N/A PC General & Unrestricted 25,000
    PROSPECT HOUSE INC
    682 HAWTHORNE AVE
    CINCINNATI,OH45205     		N/A PC General & Unrestricted 20,000
    READWORKS INC
    PO BOX 24673
    NEW YORK,NY11202     		N/A PC General & Unrestricted 2,500
    RESTART INC
    918 E 9TH ST
    KANSAS CITY,MO64106     		N/A PC General & Unrestricted 12,500
    SAINT HELENA FORUM FOR INNOVATION AND CREATIVITY
    2480 SPRING MOUNTAIN RD
    SAINT HELENA,CA94574     		N/A PC General & Unrestricted 2,500
    SECRET LAND ARP
    695 VENTURA ST
    ALTADENA,CA91001     		N/A PC General & Unrestricted 25,000
    SOUTHPORT CONGREGATIONAL CHURCH - UNITED CHURCH OF
    PO BOX 366
    SOUTHPORT,CT06890     		N/A PC General & Unrestricted 25,000
    ST HELENA MONTESSORI SCHOOL INC
    880 COLLEGE AVE
    SAINT HELENA,CA94574     		N/A PC General & Unrestricted 58,000
    THE HEART OF AMERICA SHAKESPEARE FESTIVAL
    3732 MAIN ST
    KANSAS CITY,MO64111     		N/A PC General & Unrestricted 25,000
    THE HEART OF AMERICA SHAKESPEARE FESTIVAL
    3732 MAIN ST
    KANSAS CITY,MO64111     		N/A PC Marilyn Strauss Legacy Fund 25,000
    THE RIVERBROOK REGIONAL YOUNG MENS CHRISTIAN ASSOC
    404 DANBURY RD
    WILTON,CT06897     		N/A PC the Paddle Program Improvement Campaign 1,500
    TIKKUN FARM INC
    7941 ELIZABETH ST
    CINCINNATI,OH45231     		N/A PC General & Unrestricted 10,000
    UNIVERSITY OF SAN DIEGO
    5998 ALCALA PARK
    SAN DIEGO,CA92110     		N/A PC Daniel Burkett Memorial Scholarship fund 5,000
    UNIVERSITY OF UTAH
    201 PRESIDENTS CIR RM 203
    SALT LAKE CTY,UT84112     		N/A PC John C Griswold Scholarship Fund 3,000
    VITAL OPERA INC
    8710 34TH AVE APT 2B
    JACKSON HTS,NY11372     		N/A PC General & Unrestricted 10,000
    VOCAL ARTS ENSEMBLE OF CINCINNATI
    1241 ELM ST
    CINCINNATI,OH45202     		N/A PC General & Unrestricted 55,000
    Total .................................bullet 3a 779,200
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 1,671  
    4 Dividends and interest from securities....     14 263,272  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 808,600  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aFederal Tax Refund     		    01 767  
    bFOREIGN TAX REFUND     01 8,644  
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   1,082,954  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    1,082,954
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2018 CompensationExplanation
    Name:
    The John C Griswold Family Foundation
    EIN:
    13-2978937
    Person Name Explanation
    David Earls *REMOVED FROM FOUNDATION IN 2019

    TY 2018 ContractorCompensationExpln
    Name:
    The John C Griswold Family Foundation
    EIN:
    13-2978937
    Contractor Explanation
    Morgan Stanley investment mgt
    CIBC Private Wealth Management investment mgt

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2018 DepreciationSchedule
    Name:
    The John C Griswold Family Foundation
    EIN:
    13-2978937
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2018 ExpenditureResponsibilityStmt
    Name:
    The John C Griswold Family Foundation
    EIN:
    13-2978937
    Grantee's Name Grantee's Address Grant Date Grant Amount Grant Purpose Amount Expended By Grantee Any Diversion By Grantee? Dates of Reports By Grantee Date of Verification Results of Verification
    IL CUORE DI GIAMPY
          		VIE SEMPIONE 21 INT 12
    ARESE,MILANO20020
    IT     		2018-02-28 5,000 TO SUPPORT THE INFANT CARE TRAINING PROJECT 2,400 NO 7/10/19   NONE NECESSARY
    DRAGONFLY DEVELOPMENT RESOURCES INC
          		51 FRONT ST
    CUMBERLAND,RI02864     		2018-03-02 40,000 TO SUPPORT THE BOON PROJECT 40,000 NO 7/10/19   NONE NECESSARY
    DRAGONFLY DEVELOPMENT RESOURCES INC
          		51 FRONT ST
    CUMBERLAND,RI02864     		2018-03-20 5,000 TO SUPPORT THE BOON PROJECT 5,000 NO 7/10/19   NONE NECESSARY
    DRAGONFLY DEVELOPMENT RESOURCES INC
          		51 FRONT ST
    CUMBERLAND,RI02864     		2018-07-06 5,000 TO SUPPORT THE BOON PROJECT 5,000 NO 7/10/19   NONE NECESSARY
    DRAGONFLY DEVELOPMENT RESOURCES INC
          		51 FRONT ST
    CUMBERLAND,RI02864     		2019-03-07 40,000 To support the boon project 0 NO expected in 2020   none necessary

    TY 2018 InvestmentsCorpBondsSchedule
    Name:
    The John C Griswold Family Foundation
    EIN:
    13-2978937
    Name of Bond End of Year Book Value End of Year Fair Market Value
    APPLE INC - 3.250% - 02/23/202 75,212 79,690
    AT&T INC GLBL NT - 3.000% - 02 149,646 153,024
    BLACKROCK INC FR - 3.375% - 06 159,685 155,539
    CAPITAL ONE CC TR SER 2015-2A 98,511 100,092
    CITIBANK CCIT SER 2014-A1 CL A 99,626 101,152
    CITIGROUP INC - 1.875% - 03/31 50,168 50,739
    CITIGROUP INC BND - 3.300% - 0 52,042 52,164
    COMCAST CORP BOND - 2.850% - 0 149,684 153,860
    DEERE JOHN CAP CORP - 2.800% - 95,850 102,423
    GOLDMAN SACHS GROUP INC - 3.85 106,456 106,531
    JPMORGAN CHASE & CO - 4.350% - 108,388 103,880
    MORGAN STANLEY BD - 5.500% - 0 86,186 79,211
    ORACLE CORP - 3.400% - 07/08/2 131,613 131,690
    PFIZER INC NT - 3.400% - 05/15 52,866 52,942
    WELLS FARGO & COMPANY - 2.600% 50,005 50,205
    WELLS FARGO - 3.000% - 01/22/2 76,202 75,821

    TY 2018 InvestmentsCorpStockSchedule
    Name:
    The John C Griswold Family Foundation
    EIN:
    13-2978937
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ADOBE SYSTEMS, INC 46,506 92,859
    AIA GROUP LTD ADR 26,030 30,335
    ALCON INC 19,178 18,522
    ALEXION PHARMACEUTICALS, INC 30,646 27,573
    ALIBABA GROUP HOLDING LTD 23,310 29,000
    ALPHABET INC CL A 10,079 45,643
    ALPHABET INC CL C 110,123 287,091
    ALPS CLEAN ENERGY ETF 70,717 71,214
    AMADEUS IT HLDS SA 24,717 21,086
    AMAZON COM 117,921 334,950
    AMERICAN TOWER REIT INC 55,980 89,679
    AMERIPRISE FINANCIAL INC 20,067 46,375
    AMETEK INC 6,731 40,792
    AMPHENOL CORPORATION 9,422 35,256
    ANALOG DEVICES INC 65,060 87,423
    ANSYS INC 5,961 49,665
    APPLE INC 19,262 222,619
    APTIV PLC 23,451 32,295
    ASHLAND GLOBAL HOLDINGS 13,452 15,846
    ASML HOLDING NV NY REG SHS 16,155 23,003
    ASSA ABLOY UNSP/ADR 18,314 21,181
    AUTODESK, INC 37,350 60,059
    AUTOMATIC DATA PROCESSING INC 41,277 112,886
    AUTOZONE INC 6,516 88,344
    BAE SYSTEMS PLC 20,503 19,297
    BANCO SANTANDER CEN 25,477 19,493
    BARCLAYS ETN PLUS SELECT MLP 286,134 250,965
    BERRY PLASTICS GROUP INC 9,996 27,454
    BHP BILLITON LIMITED 25,683 26,435
    BLACKROCK INC 75,244 106,901
    BOEING CO 14,982 73,236
    BORG WARNER INC 17,625 17,619
    BRIGHT HORIZONS FAMILY SOLUTIO 13,084 24,836
    BROOKFIELD ASSET MANAGEMENT CL 10,673 14,077
    BROWN FORMAN CORP CL B 3,798 18,108
    CANADIAN NATL RAILWAY CO 15,362 15,850
    CAPITAL ONE FINANCIAL CORP 41,421 52,905
    CARTER'S INC 25,251 27,894
    CDW CORP 13,955 16,206
    CHARLES SCHWAB CORP 83,044 94,149
    CHEVRON CORP 79,613 77,657
    CHUBB LIMITED 20,133 22,116
    CHURCH & DWIGHT 6,396 29,852
    CIGNA CORPORATION 105,611 132,147
    CINTAS CRP 21,957 21,850
    CISCO SYSTEMS INC 54,021 123,243
    CITIGROUP INC 94,012 129,507
    CITRIX SYSTEMS INC 7,009 16,922
    COMCAST CORP 57,084 109,006
    CONCHO RESOURCES INC 13,073 13,859
    CONTL AG SPONS ADR 15,617 11,023
    COOPER COMPANIES INC 20,159 25,360
    COSTAR GROUP, INC 13,932 24,514
    CROWN HOLDINGS INC 19,185 37,950
    DAIKIN INDS LTD ADR 23,432 24,978
    DANAHER CORP 57,680 172,694
    DBS GROUP HLDGS SPON ADR 20,048 19,444
    DEUTSCHE BOERSE ADR 11,580 12,905
    DIAGEO PLC ADS 14,926 17,325
    DOLLAR GENERAL CORP 21,446 68,137
    DOLLAR TREE INC 5,733 43,992
    DOMINOS PIZZA INC 23,578 25,898
    DU PONT DE NEMOURS 40,613 31,822
    ECOLAB INC 71,139 81,761
    EDWARDS LIFESCIENCES 19,871 56,091
    ENCOMPASS HEALTH CORPORATION 17,194 47,659
    EOG RESOURCES INC 81,172 63,952
    EPAM SYSTEMS INC 14,325 89,401
    EQUINIX, INC 8,520 48,749
    EURONET WORLDWIDE INC 52,979 96,043
    EXACT SCIENCES CORPORATION 22,836 35,563
    F M C CP 15,273 37,029
    FANUC LIMITED UNSPONSORED 19,510 18,593
    FIDELITY NATIONAL INFORMATION 95,422 256,959
    FISERV INC 47,337 237,013
    FLEETCOR TECHNOLGIES INC 21,387 42,048
    FOMENTO ECONOMICO MEXICANO 17,702 16,822
    GENPACT LIMITED 21,952 23,362
    GLOBAL PAYMENTS INC 42,950 90,369
    GRIFOLS SA REP 1/2 CL B 24,934 27,273
    HCA INC 16,443 33,001
    HD SUPPLY HLDGS INC 18,908 26,281
    HDFC BANK LTD ADR 24,817 33,592
    HEXAGON 9,345 10,562
    HEXCEL CP DELAWARE 20,136 30,737
    HOME DEPOT INC 50,576 117,752
    HONEYWELL INTL 118,551 161,409
    HSBC HOLDINGS PLC 21,684 17,959
    HUBBELL INCORPORATED 28,630 38,372
    HUMANA INC 4,250 34,805
    IAA INC 21,517 25,657
    ICON PLC - AMERICAN DEPOSITARY 25,429 27,574
    IHS MARKIT LTD 20,119 38,940
    INTERCONTINENTAL EXCHANGE, INC 134,134 180,712
    INTERCONTINENTAL HOTELS GROUP 19,596 19,354
    INTERXION HOLDING N.V 15,557 19,559
    ISHARES MSCI PACIFIC EX-JAPAN 317,496 438,521
    ISHARES TRUST- ISHARES MSCI AL 75,811 76,615
    JAZZ PHARMACEUTICALS INC 25,825 25,086
    JOHNSON & JOHNSON 119,949 164,576
    JONES LANG LASALLE 9,580 22,621
    JP MORGAN CHASE 55,125 172,210
    JULIUS BAER GROUP LTD 22,176 19,572
    KANSAS CITY SOUTHERN 12,245 33,380
    KAR AUCTION SERVICES INC 16,365 14,594
    KEYSIGHT TECHNOLOGIES INC 37,828 46,344
    KINDER MORGAN INC 35,273 40,926
    KLA TENCOR CORP 15,645 15,894
    L'AIR LIQUIDE ADR OTC 19,900 22,801
    L3HARRIS TECHNOLOGIES 28,398 27,348
    LAM RESEARCH CORP 30,605 42,159
    LAS VEGAS SANDS CORP 15,683 16,315
    LINDE PLC COM 84,670 106,817
    LIVENT CORPORATION 11,579 8,151
    LLOYDS BANKING GROUP PLC 16,196 16,356
    LONDON STK EXCHANGE GROUP 11,606 16,874
    LVMH MOET HENN UNSP 23,588 29,208
    MARRIOTT INTERNATIONAL INC. CL 9,147 38,739
    MARRIOTT VACATIONS WORLDWIDE C 15,313 19,286
    MASCO CORP 27,430 33,795
    MEDTRONIC PLC 107,307 151,825
    MERCADOLIBRE, INC 5,769 10,450
    MERCK & CO INC 24,466 61,898
    MICROCHIP TECHNOLOGY INC 13,662 52,375
    MICROSOFT CORP 67,752 328,798
    MOHAWK INDS INC 8,601 16,167
    MONSTER BEVERAGE CORP 1,877 27,996
    MSCI INC 10,444 32,399
    NEW ORIENTAL ED & TECHNOLOGY G 8,233 16,951
    NEXTERA ENERGY, INC 19,300 43,724
    NIDEC CORPORATION ADR 26,300 26,631
    NOVARTIS AG ADR 22,152 27,321
    NTT DOCOMO 16,212 16,470
    O'REILLY AUTOMOTIVE INC 21,469 38,478
    OCCIDENTAL PETROLEUM CORP 57,175 28,812
    ORACLE CORP 26,388 48,561
    PENTAIR INC. COM 11,116 12,551
    PEPSICO INC 72,313 112,739
    PIONEER NAT RES CO 95,974 77,215
    PRA HEALTH SCIENCES INC COM 26,199 34,819
    PTC INC 25,837 43,892
    QUALCOMM INC 91,955 123,738
    RAYTHEON CO 55,039 70,444
    REXNORD CORP 12,145 17,280
    RITCHIE BROS AUCTIONEERS 20,966 24,633
    ROPER INDUSTRIES 12,014 51,173
    ROSS STORES, INC 14,338 53,081
    ROYAL DUTCH SHEL PLC SPONS ADR 22,339 18,205
    SBA COMMUNICATIONS CORP 14,156 58,408
    SCHLUMBERGER LTD 22,286 13,032
    SEVEN & I HOLDINGS C 18,059 16,163
    SIEMENS AG 21,351 22,425
    SKYWORKS SOLUTIONS, INC 5,477 22,806
    SMITH & NEPHEW PLC ADR 15,151 18,405
    SPROUTS FARMERS MARKET INC 21,144 18,909
    STRYKER CORPORATION 16,576 69,857
    SUNCOR ENERGY INC 18,103 14,318
    SYMRISE AG UNSPONSORED 19,209 20,425
    SYSMEX CORP UNSP ASDR 24,402 19,306
    T-MOBILE US INC 89,173 112,327
    TAIWAN SEMICONDUCTOR MFG CO LT 21,451 25,802
    TE CONNECTIVITY LTD 9,809 14,555
    TELEFLEX INC 25,873 39,927
    TENCENT HOLDINGS LIMITED 25,150 25,501
    TEXAS INSTRUMENTS INC 47,208 44,237
    THE BLACKSTONE GROUP INC CL A 87,215 95,861
    THERMO FISHER SCIENTIFIC INC 48,120 113,964
    TJX COMPANIES INC 66,384 102,454
    TOKIO MARINE HOLDINGS INC 13,963 15,323
    TRACTOR SUPPLY CO COM 10,538 23,138
    TRANSUNION COM USD0.01 19,784 40,997
    ULTA SALON, COSMETICS & FRAGRA 10,100 15,201
    UNION PACIFIC 46,108 102,602
    UNITED TECHNOLOGIES CORP 89,847 137,511
    UNITEDHEALTH GROUP INC 26,954 167,082
    UNIVERSAL HLTH SVC B 20,329 30,967
    US BANCORP 99,518 145,032
    V F CORP 35,559 79,155
    VISA INC 94,557 243,184
    WALT DISNEY HOLDINGS CO 49,326 56,994
    WASTE MANAGEMENT INC 51,050 52,164
    WELLS FARGO & CO 60,164 77,006
    WESTERN ALLIANCE BANCORPORATIO 35,757 32,965
    WEX, INC 11,957 34,192
    XILINX INC 20,041 26,164
    XYLEM INC 22,371 23,486
    YUM CHINA HOLDINGS INC 18,282 23,551
    ZOETIS INC 63,003 87,618

    TY 2018 InvestmentsGovtObligationsSch
    Name:
    The John C Griswold Family Foundation
    EIN:
    13-2978937
    US Government Securities - End of Year Book Value:

    1,749,420
    US Government Securities - End of Year Fair Market Value:

    1,769,308
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2018 OtherExpensesSchedule
    Name:
    The John C Griswold Family Foundation
    EIN:
    13-2978937
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Administrative Fees 57,753     57,753
    Bank Charges 350 350    
    State or Local Filing Fees 750     750


    TY 2018 OtherIncomeSchedule2
    Name:
    The John C Griswold Family Foundation
    EIN:
    13-2978937
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    Federal Tax Refund 767    
    Foreign Tax Refund 8,644 8,644  


    TY 2018 OtherProfessionalFeesSchedule
    Name:
    The John C Griswold Family Foundation
    EIN:
    13-2978937
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Investment Management Services 117,447 117,447    


    TY 2018 TaxesSchedule
    Name:
    The John C Griswold Family Foundation
    EIN:
    13-2978937
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    990-PF Estimated Tax for 2019 7,800      
    990-PF Extension for 2018 5,748