-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
07-01-2019
, and ending
06-30-2020
Name of foundation
TR U-W ROBERT M JEFFRESS-RES TR
Number and street (or P.O. box number if mail is not delivered to street address)
PO BOX 1802
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PROVIDENCE
,
RI
029011802
A Employer identification number
54-6094925
B
Telephone number (see instructions)
(888) 866-3275
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
33,233,200
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
734,587
734,271
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
810,095
b
Gross sales price for all assets on line 6a
3,961,461
7
Capital gain net income (from Part IV, line 2)
...
810,095
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
148,129
12
Total.
Add lines 1 through 11
........
1,544,682
1,692,495
13
Compensation of officers, directors, trustees, etc.
216,980
130,188
86,792
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
625
0
0
625
b
Accounting fees (attach schedule)
.......
2,113
1,268
0
845
c
Other professional fees (attach schedule)
....
98,143
12,004
86,139
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
34,708
15,508
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
254
0
0
254
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
45,094
4,576
40,750
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
397,917
163,544
0
215,405
25
Contributions, gifts, grants paid
.......
1,369,728
1,369,728
26
Total expenses and disbursements.
Add lines 24 and 25
1,767,645
163,544
0
1,585,133
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-222,963
b
Net investment income
(if negative, enter -0-)
1,528,951
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
1,442,525
687,966
687,966
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
29,115,654
29,578,263
32,545,234
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
0
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
30,558,179
30,266,229
33,233,200
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
30,558,179
30,266,229
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
30,558,179
30,266,229
30
Total liabilities and net assets/fund balances
(see instructions)
.
30,558,179
30,266,229
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
30,558,179
2
Enter amount from Part I, line 27a
.....................
2
-222,963
3
Other increases not included in line 2 (itemize)
3
73,691
4
Add lines 1, 2, and 3
..........................
4
30,408,907
5
Decreases not included in line 2 (itemize)
5
142,678
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
30,266,229
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
10. ALIBABA GROUP HLDG LTD ADS
2018-03-29
2019-10-23
b
61. ALIBABA GROUP HLDG LTD ADS
2018-03-29
2020-01-24
c
1. ALPHABET INC CL C COM
2018-06-28
2020-01-24
d
4. ALPHABET INC CL C COM
2018-03-29
2020-01-24
e
2. ALPHABET INC CL A COM
2018-06-28
2020-01-24
3. ALPHABET INC CL A COM
2018-03-29
2020-01-24
8. AMAZON COM INC
2018-03-29
2020-01-24
1. AMAZON COM INC
2018-03-29
2020-03-23
3. AMAZON COM INC
2018-03-29
2020-04-17
7. AMERICAN EXPRESS CO
2018-06-28
2019-09-26
6. AMERICAN EXPRESS CO
2018-03-29
2019-09-26
13. AMERICAN EXPRESS CO
2018-03-29
2019-09-27
9. AMERICAN EXPRESS CO
2018-03-29
2019-09-30
11. AMERICAN EXPRESS CO
2018-03-29
2019-10-01
18. AMERICAN EXPRESS CO
2018-03-29
2019-10-02
15. AMERICAN EXPRESS CO
2018-03-29
2019-10-03
12. AMERICAN EXPRESS CO
2018-03-29
2019-10-04
2. AMERICAN EXPRESS CO
2018-03-29
2019-10-07
9. AMERICAN EXPRESS CO
2016-03-28
2019-10-07
20. AMERICAN EXPRESS CO
2016-03-28
2019-10-08
2. AMERICAN EXPRESS CO
2016-03-28
2019-10-09
11. AMERICAN EXPRESS CO
2016-03-28
2019-12-23
4. AMERICAN EXPRESS CO
2016-03-28
2019-12-24
5. AMERICAN EXPRESS CO
2016-03-28
2019-12-26
6. AMERICAN EXPRESS CO
2016-03-28
2019-12-27
11. AMERICAN EXPRESS CO
2016-03-28
2019-12-30
45. AMERICAN EXPRESS CO
2016-03-28
2019-12-31
8. AMERICAN EXPRESS CO
2016-03-28
2020-01-02
7. AMGEN INC COM
2018-06-28
2020-01-24
9. AMGEN INC COM
2018-03-29
2020-01-24
2. AMGEN INC COM
2018-03-29
2020-03-23
17. AMGEN INC COM
2020-04-20
2020-04-29
5. AMGEN INC COM
2018-03-29
2020-04-29
9. AMGEN INC COM
2018-03-29
2020-04-30
24. AMGEN INC COM
2018-03-29
2020-04-30
17. AMGEN INC COM
2018-03-29
2020-05-18
27. AMGEN INC COM
2018-03-29
2020-05-19
3. AMGEN INC COM
2018-03-29
2020-05-20
37. AMGEN INC COM
2016-03-28
2020-05-20
37. AMGEN INC COM
2016-03-28
2020-05-21
6. AMGEN INC COM
2016-03-28
2020-05-22
11. AUTODESK INC (DEL)
2019-03-27
2019-10-23
4. AUTODESK INC (DEL)
2018-06-28
2019-10-23
14. AUTODESK INC (DEL)
2018-06-28
2020-01-24
55. AUTODESK INC (DEL)
2018-03-29
2020-01-24
4. AUTOMATIC DATA PROCESSING INC
2018-06-28
2020-01-24
11. AUTOMATIC DATA PROCESSING INC
2018-03-29
2020-01-24
19. CIGNA CORP NEW COM
2019-01-23
2020-01-24
14. CIGNA CORP NEW COM
2019-02-13
2020-01-24
21. CERNER CORP
2018-06-28
2020-01-24
16. CERNER CORP
2018-10-29
2020-01-24
36. CERNER CORP
2018-03-29
2020-01-24
3. CERNER CORP
2018-03-29
2020-03-23
14. CISCO SYSTEMS INCORPORATED
2019-03-27
2019-10-23
16. CISCO SYSTEMS INCORPORATED
2018-06-28
2019-10-23
29. CISCO SYSTEMS INCORPORATED
2018-06-28
2020-01-24
113. CISCO SYSTEMS INCORPORATED
2018-03-29
2020-01-24
112. CITIGROUP INC NEW COM
2018-03-29
2020-01-24
121. COCA COLA CO COM
2016-03-28
2020-01-24
18. COCA COLA CO COM
2016-03-28
2020-03-19
11. COCA COLA CO COM
2016-03-28
2020-03-20
169. COCA COLA CO COM
2016-06-16
2020-03-20
105. COCA COLA CO COM
2016-06-16
2020-03-23
61. COCA COLA CO COM
2018-03-29
2020-03-23
341. COCA COLA CO COM
2018-03-29
2020-03-24
154. COCA COLA CO COM
2018-03-29
2020-03-25
45. COCA COLA CO COM
2018-06-28
2020-03-25
29. COCA COLA CO COM
2016-09-19
2020-03-25
52. COLGATE PALMOLIVE CO
2018-04-18
2020-01-24
11. COLGATE PALMOLIVE CO
2018-04-17
2020-01-24
65. COMCAST CORP NEW CL A COM
2019-03-27
2020-01-24
75. COMCAST CORP NEW CL A COM
2018-02-28
2020-01-24
1727.822 AGGREGATE BOND CTF
2020-01-24
2020-03-31
3492.555 AGGREGATE BOND CTF
2019-12-20
2020-03-31
432.566 AGGREGATE BOND CTF
2017-09-15
2020-03-31
910.292 SMALL CAP GROWTH LEADERS CTF
2017-03-10
2020-01-24
13. DANAHER CORPORATION
2019-03-27
2020-01-15
43. DANAHER CORPORATION
2018-03-29
2020-01-15
9. DANAHER CORPORATION
2018-03-29
2020-01-16
24. DANAHER CORPORATION
2018-03-29
2020-01-24
52. DANAHER CORPORATION
2018-03-29
2020-02-19
3. DANAHER CORPORATION
2017-11-22
2020-02-19
118. DANONE SPONSORED ADR
2018-03-29
2019-12-23
12. DANONE SPONSORED ADR
2018-03-29
2019-12-24
56. DANONE SPONSORED ADR
2018-03-29
2019-12-27
80. DANONE SPONSORED ADR
2018-03-29
2019-12-30
34. DANONE SPONSORED ADR
2018-03-29
2019-12-31
101. DANONE SPONSORED ADR
2018-03-29
2020-01-02
409. DANONE SPONSORED ADR
2018-03-29
2020-01-24
2. DANONE SPONSORED ADR
2018-03-29
2020-03-19
100. DANONE SPONSORED ADR
2018-03-29
2020-03-20
57. DANONE SPONSORED ADR
2018-03-29
2020-03-23
91. DANONE SPONSORED ADR
2018-03-29
2020-03-24
86. DANONE SPONSORED ADR
2018-03-29
2020-03-24
128. DANONE SPONSORED ADR
2018-03-29
2020-03-25
7. DANONE SPONSORED ADR
2018-03-29
2020-03-26
6. DANONE SPONSORED ADR
2018-03-29
2020-03-26
300. DANONE SPONSORED ADR
2018-03-29
2020-03-27
87. DANONE SPONSORED ADR
2018-03-29
2020-03-30
57. DANONE SPONSORED ADR
2019-03-27
2020-03-30
19. DANONE SPONSORED ADR
2019-03-27
2020-03-30
133. DANONE SPONSORED ADR
2019-03-27
2020-03-31
88. DANONE SPONSORED ADR
2018-06-28
2020-03-31
65. DANONE SPONSORED ADR
2018-06-28
2020-04-01
97. DANONE SPONSORED ADR
2016-03-28
2020-04-01
264. DANONE SPONSORED ADR
2016-03-28
2020-04-02
233. DANONE SPONSORED ADR
2016-03-28
2020-04-03
93. DANONE SPONSORED ADR
2016-06-16
2020-04-03
320. DANONE SPONSORED ADR
2016-06-16
2020-04-06
178. DANONE SPONSORED ADR
2016-06-16
2020-04-07
111. DANONE SPONSORED ADR
2016-06-16
2020-04-08
256. DANONE SPONSORED ADR
2016-06-16
2020-04-09
37. DEERE & COMPANY
2018-03-29
2020-01-24
3. DEERE & COMPANY
2018-03-29
2020-03-23
21. DUKE ENERGY CORP NEW COM
2019-03-27
2020-01-24
55. DUKE ENERGY CORP NEW COM
2019-11-21
2020-01-24
33. DUPONT DE NEMOURS INC COM
2019-10-16
2020-01-24
137. DUPONT DE NEMOURS INC COM
2019-10-16
2020-05-27
17. DUPONT DE NEMOURS INC COM
2019-10-24
2020-05-27
24. DUPONT DE NEMOURS INC COM
2019-10-24
2020-05-28
130. DUPONT DE NEMOURS INC COM
2019-10-23
2020-05-28
2. EOG RESOURCES INC
2018-06-28
2020-01-24
20. EOG RESOURCES INC
2018-03-29
2020-01-24
1890.306 EMERGING MARKETS STOCK COMMON TRUST FUND
2020-01-24
2020-04-17
8. EXPEDITORS INTL WASH INC
2018-06-28
2019-10-23
17. EXPEDITORS INTL WASH INC
2018-06-28
2020-01-24
80. EXPEDITORS INTL WASH INC
2018-03-29
2020-01-24
6. EXPEDITORS INTL WASH INC
2018-03-29
2020-03-23
10. FACEBOOK INC CL A COM
2019-03-27
2020-01-24
61. FACEBOOK INC CL A COM
2018-03-29
2020-01-24
17. FACTSET RESEARCH SYSTEMS INC
2018-03-29
2020-01-24
16. FIDELITY NATL INFORMATION SVCS INC COM
2019-03-27
2020-01-24
24. FIDELITY NATL INFORMATION SVCS INC COM
2018-06-28
2020-01-24
3. FIDELITY NATL INFORMATION SVCS INC COM
2018-03-29
2020-01-24
75. FIDELITY NATL INFORMATION SVCS INC COM
2018-03-29
2020-06-17
423.929 MID CAP GROWTH CTF
2017-06-09
2020-01-24
21. FISERV INCORPORATED
2019-03-27
2020-01-24
28. FISERV INCORPORATED
2018-11-14
2020-01-24
74. FISERV INCORPORATED
2018-11-14
2020-05-15
3. FISERV INCORPORATED
2018-11-14
2020-05-18
5. FISERV INCORPORATED
2018-11-15
2020-05-18
17. FISERV INCORPORATED
2018-06-28
2020-05-18
4. FIRSTENERGY CORP
2019-03-27
2020-01-24
74. FIRSTENERGY CORP
2019-03-29
2020-01-24
8. FIRSTENERGY CORP
2019-03-28
2020-01-24
13. GOLDMAN SACHS GROUP INC
2018-08-22
2020-01-24
4. GOLDMAN SACHS GROUP INC
2018-08-23
2020-01-24
25406.504 GOLDMAN SACHS ABSOLUTE RETURN TRACKER FUND CL I
2019-12-19
2020-03-31
20099.753 GOLDMAN SACHS ABSOLUTE RETURN TRACKER FUND CL I
2017-11-15
2020-03-31
18. HONEYWELL INTERNATIONAL INC
2019-03-27
2020-01-24
18. HONEYWELL INTERNATIONAL INC
2018-08-29
2020-01-24
19. ILLINOIS TOOL WORKS INCORPORATED
2018-02-27
2020-01-24
19. ILLINOIS TOOL WORKS INCORPORATED
2018-03-29
2020-01-24
32.649 INGERSOLL RAND INC COM
2018-06-06
2020-03-06
24.707 INGERSOLL RAND INC COM
2018-06-28
2020-03-06
19.413 INGERSOLL RAND INC COM
2017-12-07
2020-03-06
24.707 INGERSOLL RAND INC COM
2017-11-28
2020-03-06
19.413 INGERSOLL RAND INC COM
2017-11-29
2020-03-06
22.942 INGERSOLL RAND INC COM
2017-12-06
2020-03-06
108.169 INGERSOLL RAND INC COM
2018-03-29
2020-03-06
.366 INGERSOLL RAND INC COM
2018-03-29
2020-04-13
24. ISHARES CORE S&P 500 ETF
2017-06-13
2019-12-19
601. ISHARES CORE S&P 500 ETF
2015-03-25
2019-12-19
1880. ISHARES CORE S&P 500 ETF
2015-03-25
2020-01-24
64. J P MORGAN CHASE & CO COM
2018-03-29
2020-01-24
38. JOHNSON & JOHNSON
2019-12-06
2020-01-24
42. JOHNSON & JOHNSON
2019-12-05
2020-01-24
3. JOHNSON & JOHNSON
2019-12-05
2020-03-25
29. JOHNSON & JOHNSON
2019-03-27
2020-03-25
6. KIMBERLY CLARK CORP COM
2019-03-27
2019-09-11
6. KIMBERLY CLARK CORP COM
2018-02-16
2019-09-11
25. KIMBERLY CLARK CORP COM
2018-02-15
2019-09-11
13. KIMBERLY CLARK CORP COM
2018-02-14
2019-09-11
12. KIMBERLY CLARK CORP COM
2018-03-29
2019-09-11
25. KIMBERLY CLARK CORP COM
2018-03-29
2020-01-24
15. LEAR CORP NEW COM
2018-11-06
2020-01-24
15. LEAR CORP NEW COM
2018-11-06
2020-04-01
18. LEAR CORP NEW COM
2018-11-07
2020-04-02
4. LEAR CORP NEW COM
2018-10-24
2020-04-02
29. LEAR CORP NEW COM
2018-10-24
2020-04-08
12. LEAR CORP NEW COM
2019-03-27
2020-04-08
6. LEAR CORP NEW COM
2019-03-27
2020-04-15
13. LEAR CORP NEW COM
2018-10-25
2020-04-15
26. LEAR CORP NEW COM
2018-10-25
2020-04-16
12. LEAR CORP NEW COM
2018-10-25
2020-04-17
6. LOCKHEED MARTIN CORPORATION
2018-04-05
2020-01-24
5. LOCKHEED MARTIN CORPORATION
2018-05-23
2020-01-24
1. MCKESSON HBOC INC
2016-08-31
2020-01-24
5. MCKESSON HBOC INC
2016-09-19
2020-01-24
2. MCKESSON HBOC INC
2017-11-22
2020-01-24
15. MCKESSON HBOC INC
2019-09-25
2020-01-24
43. MCKESSON HBOC INC
2019-09-25
2020-04-08
13. MCKESSON HBOC INC
2018-03-29
2020-04-08
13. MERCK & CO INC NEW COM
2018-06-28
2020-01-24
19. MERCK & CO INC NEW COM
2018-03-29
2020-01-24
90. MERCK & CO INC NEW COM
2018-03-29
2020-04-17
40. MERCK & CO INC NEW COM
2018-03-29
2020-04-20
17. MERCK & CO INC NEW COM
2018-03-29
2020-04-21
14. MERCK & CO INC NEW COM
2016-03-28
2020-04-21
125. MERCK & CO INC NEW COM
2016-03-28
2020-04-22
11. MICROSOFT CORPORATION
2018-06-28
2020-01-24
53. MICROSOFT CORPORATION
2018-03-29
2020-01-24
3. MICROSOFT CORPORATION
2018-03-29
2020-03-23
5. MONSTER BEVERAGE CORP COM
2019-08-08
2019-10-23
24. MONSTER BEVERAGE CORP COM
2019-08-08
2020-01-24
48. MONSTER BEVERAGE CORP COM
2019-08-09
2020-01-24
67. MONSTER BEVERAGE CORP COM
2018-03-29
2020-01-24
11. MONSTER BEVERAGE CORP COM
2018-03-29
2020-03-23
33. NASDAQ STOCK MARKET INC COM
2019-03-27
2020-01-24
2. NASDAQ STOCK MARKET INC COM
2018-03-29
2020-01-24
26. NESTLE S A SPONSORED ADR
2019-03-27
2020-01-24
42. NESTLE S A SPONSORED ADR
2019-03-20
2020-01-24
18. NORTHROP CORPORATION
2019-09-11
2020-01-24
28. NOVARTIS AG ADR
2019-12-23
2020-01-24
35. NOVARTIS AG ADR
2019-12-27
2020-01-24
3. NOVARTIS AG ADR
2019-11-28
2020-03-23
1. NOVARTIS AG ADR
2019-12-02
2020-03-23
4. NOVO-NORDISK A S ADR
2019-03-27
2019-10-23
11. NOVO-NORDISK A S ADR
2016-06-16
2019-10-23
32. NOVO-NORDISK A S ADR
2016-06-16
2020-01-24
79. NOVO-NORDISK A S ADR
2016-08-05
2020-01-24
15. NOVO-NORDISK A S ADR
2018-03-29
2020-01-24
2. NOVO-NORDISK A S ADR
2018-03-29
2020-03-19
15. NOVO-NORDISK A S ADR
2018-03-29
2020-03-20
17. NOVO-NORDISK A S ADR
2018-03-29
2020-03-23
57. NOVO-NORDISK A S ADR
2018-03-29
2020-03-24
2. NOVO-NORDISK A S ADR
2018-03-29
2020-03-24
142. NOVO-NORDISK A S ADR
2018-03-29
2020-03-25
22. NOVO-NORDISK A S ADR
2018-03-29
2020-04-07
5. NOVO-NORDISK A S ADR
2018-03-29
2020-04-08
16. NOVO-NORDISK A S ADR
2018-03-29
2020-04-08
12. NOVO-NORDISK A S ADR
2018-03-29
2020-04-09
18. NOVO-NORDISK A S ADR
2018-03-29
2020-04-13
21. NOVO-NORDISK A S ADR
2018-03-29
2020-04-14
52. NOVO-NORDISK A S ADR
2018-03-29
2020-04-14
37. NOVO-NORDISK A S ADR
2018-03-29
2020-04-15
42. NOVO-NORDISK A S ADR
2018-03-29
2020-04-15
117. NOVO-NORDISK A S ADR
2018-03-29
2020-04-16
45. NOVO-NORDISK A S ADR
2016-08-09
2020-04-16
2. NVIDIA CORP COM
2019-04-07
2019-10-23
6. NVIDIA CORP COM
2019-04-07
2020-01-24
3. NVIDIA CORP COM
2019-04-06
2020-01-24
10. NVIDIA CORP COM
2019-03-27
2020-01-24
7. NVIDIA CORP COM
2019-06-25
2020-01-24
5. NVIDIA CORP COM
2019-01-14
2020-01-24
5. NVIDIA CORP COM
2019-01-14
2020-03-23
3. ORACLE SYS CORP
2019-03-27
2019-09-26
7. ORACLE SYS CORP
2017-10-01
2019-09-26
6. ORACLE SYS CORP
2017-09-28
2019-09-26
8. ORACLE SYS CORP
2017-10-25
2019-09-26
4. ORACLE SYS CORP
2017-10-25
2020-01-24
33. ORACLE SYS CORP
2017-10-24
2020-01-24
13. ORACLE SYS CORP
2017-10-23
2020-01-24
50. ORACLE SYS CORP
2017-12-15
2020-01-24
108. ORACLE SYS CORP
2018-03-29
2020-01-24
18. ORACLE SYS CORP
2018-03-29
2020-03-23
24. PNC BK CORP
2018-03-29
2020-01-24
57. PPG INDUSTRIES INC
2018-03-29
2020-01-24
47. PPG INDUSTRIES INC
2018-03-29
2020-06-10
24. PPG INDUSTRIES INC
2018-03-29
2020-06-11
20. PEPSICO INCORPORATED
2019-06-05
2020-01-24
64. PFIZER INC
2019-03-27
2020-01-24
61. PFIZER INC
2018-06-28
2020-01-24
17. PFIZER INC
2018-06-28
2020-02-12
17. PFIZER INC
2017-11-22
2020-02-12
196. PFIZER INC
2018-03-29
2020-02-12
19. PHILIP MORRIS INTL INC COM
2018-03-28
2020-01-24
46. PHILIP MORRIS INTL INC COM
2018-03-29
2020-01-24
75. PHILIP MORRIS INTL INC COM
2018-03-29
2020-01-29
38. PHILIP MORRIS INTL INC COM
2018-03-29
2020-01-30
16. PHILIP MORRIS INTL INC COM
2018-03-29
2020-03-18
7. PHILIP MORRIS INTL INC COM
2012-05-14
2020-03-18
81. PHILIP MORRIS INTL INC COM
2012-05-15
2020-03-18
57. PHILIP MORRIS INTL INC COM
2012-05-15
2020-05-06
56. PHILIP MORRIS INTL INC COM
2013-08-19
2020-05-06
13. PHILIP MORRIS INTL INC COM
2018-05-09
2020-05-06
53. PHILIP MORRIS INTL INC COM
2018-05-09
2020-06-17
40. PHILIP MORRIS INTL INC COM
2015-09-16
2020-06-17
23. PHILIP MORRIS INTL INC COM
2015-09-16
2020-06-18
17. PROCTER & GAMBLE CO COM
2016-03-28
2019-12-23
9. PROCTER & GAMBLE CO COM
2016-03-28
2019-12-24
11. PROCTER & GAMBLE CO COM
2016-03-28
2019-12-26
12. PROCTER & GAMBLE CO COM
2016-03-28
2019-12-27
10. PROCTER & GAMBLE CO COM
2016-03-28
2019-12-30
2. PROCTER & GAMBLE CO COM
2016-03-28
2019-12-31
63. PROCTER & GAMBLE CO COM
2016-03-28
2020-01-24
7. PROCTER & GAMBLE CO COM
2016-03-28
2020-03-19
60. PROCTER & GAMBLE CO COM
2016-03-28
2020-03-20
10. PROCTER & GAMBLE CO COM
2016-03-28
2020-03-23
18. PROCTER & GAMBLE CO COM
2016-03-28
2020-03-26
12. PROCTER & GAMBLE CO COM
2018-03-29
2020-03-26
19. PROCTER & GAMBLE CO COM
2018-03-29
2020-03-30
27. PROCTER & GAMBLE CO COM
2018-03-29
2020-03-30
16. PROCTER & GAMBLE CO COM
2018-03-29
2020-03-31
24. PROCTER & GAMBLE CO COM
2018-03-29
2020-03-31
63. PROCTER & GAMBLE CO COM
2018-03-29
2020-04-06
17. PROCTER & GAMBLE CO COM
2018-03-28
2020-04-06
49. PROCTER & GAMBLE CO COM
2018-03-28
2020-04-07
30. PROCTER & GAMBLE CO COM
2018-04-02
2020-04-07
19. PROCTER & GAMBLE CO COM
2018-04-02
2020-04-09
52. PROCTER & GAMBLE CO COM
2018-04-02
2020-04-13
27. PROCTER & GAMBLE CO COM
2018-06-28
2020-04-13
10. QUALCOMM INC
2019-03-27
2019-10-23
5. QUALCOMM INC
2018-06-28
2019-10-23
18. QUALCOMM INC
2018-06-28
2019-12-23
9. QUALCOMM INC
2018-06-28
2019-12-24
7. QUALCOMM INC
2018-06-28
2019-12-26
11. QUALCOMM INC
2018-03-29
2019-12-26
19. QUALCOMM INC
2018-03-29
2019-12-27
21. QUALCOMM INC
2018-03-29
2019-12-30
17. QUALCOMM INC
2018-03-29
2019-12-31
3. QUALCOMM INC
2018-03-29
2020-01-02
76. QUALCOMM INC
2018-03-29
2020-01-24
10. QUALCOMM INC
2018-03-29
2020-03-19
63. QUALCOMM INC
2018-03-29
2020-03-20
66. QUALCOMM INC
2018-03-29
2020-03-23
21. QUALCOMM INC
2018-03-29
2020-03-24
19. QUALCOMM INC
2018-03-29
2020-03-24
20. QUALCOMM INC
2018-03-29
2020-03-25
1. REGENERON PHARMACEUTICALS INC
2017-10-09
2020-01-24
1. REGENERON PHARMACEUTICALS INC
2017-11-09
2020-01-24
2. REGENERON PHARMACEUTICALS INC
2017-11-06
2020-01-24
3. REGENERON PHARMACEUTICALS INC
2019-04-15
2020-01-24
1. REGENERON PHARMACEUTICALS INC
2019-04-13
2020-01-24
2. REGENERON PHARMACEUTICALS INC
2019-04-14
2020-01-24
4. REGENERON PHARMACEUTICALS INC
2019-03-27
2020-01-24
1. REGENERON PHARMACEUTICALS INC
2016-09-08
2020-01-24
5. REGENERON PHARMACEUTICALS INC
2016-09-07
2020-03-23
2. REGENERON PHARMACEUTICALS INC
2016-09-06
2020-03-23
5. REGENERON PHARMACEUTICALS INC
2020-04-20
2020-05-18
5. REGENERON PHARMACEUTICALS INC
2020-04-20
2020-05-19
4. REGENERON PHARMACEUTICALS INC
2020-04-20
2020-05-20
34. ROCHE HLDG LTD SPONSORED ADR
2019-02-28
2019-12-05
86. ROCHE HLDG LTD SPONSORED ADR
2019-02-27
2019-12-05
87. ROCHE HLDG LTD SPONSORED ADR
2019-03-27
2019-12-05
53. ROCHE HLDG LTD SPONSORED ADR
2019-03-27
2019-12-06
46. ROCHE HLDG LTD SPONSORED ADR
2019-01-09
2019-12-06
77. ROCHE HLDG LTD SPONSORED ADR
2019-01-09
2020-01-24
3. ROCHE HLDG LTD SPONSORED ADR
2020-01-03
2020-01-24
21. ROCHE HLDG LTD SPONSORED ADR
2019-12-27
2020-01-24
30. ROCHE HLDG LTD SPONSORED ADR
2019-12-30
2020-01-24
127. ROCHE HLDG LTD SPONSORED ADR
2020-01-03
2020-01-24
28. ROCHE HLDG LTD SPONSORED ADR
2020-01-03
2020-03-23
81. S E I INC
2018-03-29
2020-01-24
19. SCHLUMBERGER LTD COM
2016-03-28
2019-10-23
131. SCHLUMBERGER LTD COM
2016-03-21
2019-10-30
45. SCHLUMBERGER LTD COM
2017-09-20
2019-10-30
59. SCHLUMBERGER LTD COM
2018-06-28
2019-10-30
47. SCHLUMBERGER LTD COM
2017-09-06
2019-10-30
98. SCHLUMBERGER LTD COM
2018-03-29
2019-10-30
176. SCHLUMBERGER LTD COM
2018-03-29
2019-11-06
78. SCHLUMBERGER LTD COM
2018-03-29
2019-11-07
10. SCHLUMBERGER LTD COM
2017-11-22
2019-11-07
85. SCHLUMBERGER LTD COM
2019-03-27
2019-11-07
5. SCHLUMBERGER LTD COM
2016-03-28
2020-01-24
99. SCHLUMBERGER LTD COM
2016-03-28
2020-01-24
44. SOUTHERN CO
2019-11-14
2020-01-24
51. SOUTHERN CO
2019-11-13
2020-01-24
17. STANLEY BLACK & DECKER INC COM
2019-05-02
2020-01-24
9. STANLEY BLACK & DECKER INC COM
2019-05-01
2020-01-24
16. STARBUCKS CORP COM
2018-04-17
2019-09-26
27. STARBUCKS CORP COM
2018-04-17
2019-09-27
3. STARBUCKS CORP COM
2018-04-17
2019-09-30
23. STARBUCKS CORP COM
2018-04-12
2019-09-30
26. STARBUCKS CORP COM
2018-04-12
2019-10-01
32. STARBUCKS CORP COM
2018-04-12
2019-10-02
4. STARBUCKS CORP COM
2018-04-11
2019-10-02
24. STARBUCKS CORP COM
2018-04-11
2019-10-03
18. STARBUCKS CORP COM
2018-04-11
2019-10-04
18. STARBUCKS CORP COM
2018-04-11
2019-10-07
25. STARBUCKS CORP COM
2018-04-16
2019-10-08
60. STARBUCKS CORP COM
2018-04-16
2019-10-09
62. STARBUCKS CORP COM
2018-04-16
2020-01-24
16. STATE STREET CORP
2018-06-27
2019-11-21
30. STATE STREET CORP
2018-06-28
2019-11-21
3. STATE STREET CORP
2017-11-22
2019-11-21
12. STATE STREET CORP
2017-11-16
2019-11-21
30. STATE STREET CORP
2017-11-15
2019-11-21
46. STATE STREET CORP
2018-08-01
2019-11-21
8. STATE STREET CORP
2018-08-02
2019-11-21
29. STATE STREET CORP
2018-08-02
2020-01-24
92. SUNCOR ENERGY INC NEW COM
2019-12-20
2020-01-24
24. SUNCOR ENERGY INC NEW COM
2019-12-19
2020-01-24
7. SUNCOR ENERGY INC NEW COM
2019-12-19
2020-01-24
50. TEXAS INSTRS INC
2019-03-27
2020-01-22
63. TEXAS INSTRS INC
2018-09-12
2020-01-22
35. TEXAS INSTRS INC
2018-09-12
2020-01-24
6. THERMO ELECTRON CORP
2019-03-27
2019-12-18
32. THERMO ELECTRON CORP
2018-03-29
2019-12-18
5. THERMO ELECTRON CORP
2018-06-28
2019-12-18
7. THERMO ELECTRON CORP
2018-06-28
2020-01-24
47. TRAVELERS COS INC COM
2018-03-29
2020-01-08
41. TRAVELERS COS INC COM
2018-03-29
2020-01-09
24. TRAVELERS COS INC COM
2018-03-29
2020-01-24
71. TRUIST FINL CORP COM
2019-05-22
2020-01-24
20. TRUIST FINL CORP COM
2019-05-22
2020-06-10
127. TRUIST FINL CORP COM
2019-05-23
2020-06-10
19. TRUIST FINL CORP COM
2019-03-20
2020-06-10
60. TRUIST FINL CORP COM
2019-03-20
2020-06-11
95. US BANCORP DEL COM NEW
2018-03-29
2020-01-24
14. UNION PAC CORP COM
2019-03-27
2020-01-24
15. UNION PAC CORP COM
2018-03-29
2020-01-24
8165. VANGUARD FTSE EMERGING MKTS ETF
2017-06-08
2020-04-17
665. VANGUARD FTSE EMERGING MKTS ETF
2012-08-01
2020-04-17
10220. VANGUARD FTSE EMERGING MKTS ETF
2016-10-21
2020-04-17
2. VARIAN MEDICAL SYSTEMS INC
2018-03-29
2019-08-08
4. VARIAN MEDICAL SYSTEMS INC
2018-03-29
2019-08-09
4. VARIAN MEDICAL SYSTEMS INC
2018-03-29
2019-08-12
4. VARIAN MEDICAL SYSTEMS INC
2018-03-29
2019-08-13
4. VARIAN MEDICAL SYSTEMS INC
2018-03-29
2019-08-14
3. VARIAN MEDICAL SYSTEMS INC
2018-03-29
2019-08-15
4. VARIAN MEDICAL SYSTEMS INC
2018-03-29
2019-08-16
3. VARIAN MEDICAL SYSTEMS INC
2018-03-29
2019-08-19
3. VARIAN MEDICAL SYSTEMS INC
2018-03-29
2019-08-20
4. VARIAN MEDICAL SYSTEMS INC
2018-03-29
2019-08-21
12. VARIAN MEDICAL SYSTEMS INC
2018-03-29
2019-08-22
2. VARIAN MEDICAL SYSTEMS INC
2018-03-29
2019-10-24
3. VARIAN MEDICAL SYSTEMS INC
2018-03-29
2019-10-25
15. VARIAN MEDICAL SYSTEMS INC
2018-03-29
2019-10-28
5. VARIAN MEDICAL SYSTEMS INC
2018-03-29
2019-10-29
5. VARIAN MEDICAL SYSTEMS INC
2018-03-29
2019-10-30
4. VARIAN MEDICAL SYSTEMS INC
2018-03-29
2019-10-31
6. VARIAN MEDICAL SYSTEMS INC
2018-03-29
2019-11-01
6. VARIAN MEDICAL SYSTEMS INC
2018-03-29
2019-11-04
4. VARIAN MEDICAL SYSTEMS INC
2018-03-29
2019-11-05
5. VARIAN MEDICAL SYSTEMS INC
2018-03-29
2019-11-06
3. VARIAN MEDICAL SYSTEMS INC
2018-03-29
2019-11-07
3. VARIAN MEDICAL SYSTEMS INC
2018-03-29
2019-11-08
3. VARIAN MEDICAL SYSTEMS INC
2018-03-29
2019-11-11
3. VARIAN MEDICAL SYSTEMS INC
2018-03-29
2019-11-12
8. VARIAN MEDICAL SYSTEMS INC
2018-03-29
2019-11-13
3. VARIAN MEDICAL SYSTEMS INC
2018-03-29
2020-01-24
12. VARIAN MEDICAL SYSTEMS INC
2018-06-28
2020-01-24
3. VARIAN MEDICAL SYSTEMS INC
2016-03-28
2020-01-24
7. VARIAN MEDICAL SYSTEMS INC
2020-04-20
2020-05-18
10. VARIAN MEDICAL SYSTEMS INC
2020-04-20
2020-05-19
1. VARIAN MEDICAL SYSTEMS INC
2020-04-20
2020-05-20
8. VARIAN MEDICAL SYSTEMS INC
2016-03-28
2020-05-20
21. VISA INC CL A COM
2018-06-28
2020-01-24
77. VISA INC CL A COM
2018-03-29
2020-01-24
45. WELLS FARGO COMPANY
2018-06-28
2019-08-23
181. WELLS FARGO COMPANY
2018-03-28
2019-08-23
208. WELLS FARGO COMPANY
2018-03-28
2019-10-16
217. WELLS FARGO COMPANY
2018-03-28
2019-10-23
20. WELLS FARGO COMPANY
2018-03-28
2020-01-24
28. WELLS FARGO COMPANY
2019-03-27
2020-01-24
108. WELLS FARGO COMPANY
2019-03-27
2020-03-04
116. WELLS FARGO COMPANY
2012-12-12
2020-03-04
216. WELLS FARGO COMPANY
2012-12-12
2020-03-11
31. XCEL ENERGY INC COM
2019-03-27
2019-07-19
44. XCEL ENERGY INC COM
2018-11-28
2019-07-19
86. XCEL ENERGY INC COM
2018-11-28
2019-07-22
39. XCEL ENERGY INC COM
2018-11-28
2019-07-31
43. XCEL ENERGY INC COM
2018-06-28
2019-07-31
93. XCEL ENERGY INC COM
2018-03-29
2019-07-31
172. XCEL ENERGY INC COM
2018-03-29
2019-09-25
17. XCEL ENERGY INC COM
2018-03-29
2019-10-02
14. XCEL ENERGY INC COM
2016-12-07
2019-10-02
27. XCEL ENERGY INC COM
2016-12-08
2019-10-02
176. XCEL ENERGY INC COM
2016-01-06
2019-10-02
39. YUM BRANDS INC COM
2018-03-29
2020-01-24
70. YUM CHINA HLDGS INC COM
2018-03-29
2020-01-24
7. YUM CHINA HLDGS INC COM
2018-03-29
2020-04-15
30. YUM CHINA HLDGS INC COM
2018-03-29
2020-04-16
32. YUM CHINA HLDGS INC COM
2018-03-29
2020-04-17
40. YUM CHINA HLDGS INC COM
2018-03-29
2020-04-20
2757.1 INTERNATIONAL FOCUSED EQUITY COMMON TRUST FUND
2018-03-23
2019-12-20
29. AON PLC COM
2019-03-27
2020-01-24
4. AON PLC COM
2019-03-14
2020-01-24
21. ACCENTURE PLC CL A COM
2019-03-27
2019-07-12
21. ACCENTURE PLC CL A COM
2018-03-29
2019-07-12
45. ACCENTURE PLC CL A COM
2018-03-29
2019-08-07
42. ACCENTURE PLC CL A COM
2018-03-29
2019-09-11
39. ACCENTURE PLC CL A COM
2018-03-29
2020-01-24
28. EATON CORP PLC COM
2019-03-27
2020-01-24
12. EATON CORP PLC COM
2018-01-03
2020-01-24
29. EATON CORP PLC COM
2018-03-29
2020-01-24
20. INGERSOLL-RAND CO LTD COM
2019-03-27
2020-01-24
19. INGERSOLL-RAND CO LTD COM
2018-08-08
2020-01-24
35. INGERSOLL-RAND CO LTD COM
2018-08-09
2020-02-19
5. INGERSOLL-RAND CO LTD COM
2018-06-07
2020-02-19
35. INGERSOLL-RAND CO LTD COM
2018-06-07
2020-02-20
4. INGERSOLL-RAND CO LTD COM
2018-06-06
2020-02-20
135. JOHNSON CONTROLS INTL PLC COM
2018-09-05
2019-11-13
48. JOHNSON CONTROLS INTL PLC COM
2019-03-27
2019-11-13
48. JOHNSON CONTROLS INTL PLC COM
2019-03-27
2019-11-14
32. JOHNSON CONTROLS INTL PLC COM
2019-03-27
2020-01-24
14. JOHNSON CONTROLS INTL PLC COM
2017-11-22
2020-01-24
20. JOHNSON CONTROLS INTL PLC COM
2018-03-29
2020-01-24
158. JOHNSON CONTROLS INTL PLC COM
2018-03-29
2020-04-22
138. JOHNSON CONTROLS INTL PLC COM
2018-03-29
2020-04-23
130. JOHNSON CONTROLS INTL PLC COM
2018-03-29
2020-05-20
76. JOHNSON CONTROLS INTL PLC COM
2018-03-29
2020-05-21
80. JOHNSON CONTROLS INTL PLC COM
2018-06-28
2020-05-21
30. MEDTRONIC PLC COM
2019-03-27
2020-01-24
36. MEDTRONIC PLC COM
2018-06-28
2020-01-24
4. ALCON INC COM
2019-03-27
2019-12-23
.2 ALCON INC COM
2019-03-27
2019-12-24
1.8 ALCON INC COM
2018-03-29
2019-12-24
2. ALCON INC COM
2018-03-29
2019-12-26
5. ALCON INC COM
2018-03-29
2019-12-27
6. ALCON INC COM
2018-03-29
2019-12-30
17. ALCON INC COM
2018-03-29
2019-12-31
9.2 ALCON INC COM
2018-03-29
2020-01-02
27.8 ALCON INC COM
2016-03-28
2020-01-02
6.6 ALCON INC COM
2016-03-28
2020-01-03
3.4 ALCON INC COM
2018-06-28
2020-01-03
40. CHUBB LTD COM
2019-03-27
2019-08-14
12. CHUBB LTD COM
2018-03-29
2019-08-14
9. CHUBB LTD COM
2018-03-29
2019-08-15
3. CHUBB LTD COM
2020-01-09
2020-01-24
1. CHUBB LTD COM
2020-01-08
2020-01-24
39. CHUBB LTD COM
2020-01-08
2020-01-24
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
1,702
1,801
-99
b
13,012
10,988
2,024
c
1,470
1,104
366
d
5,881
4,058
1,823
e
2,938
2,228
710
4,407
3,049
1,358
14,887
11,195
3,692
1,839
1,399
440
7,036
4,198
2,838
836
677
159
717
558
159
1,545
1,209
336
1,069
837
232
1,292
1,023
269
2,045
1,674
371
1,682
1,395
287
1,366
1,116
250
228
186
42
1,027
544
483
2,257
1,208
1,049
227
121
106
1,367
664
703
499
242
257
625
302
323
752
362
390
1,370
664
706
5,591
2,718
2,873
1,000
483
517
1,575
1,279
296
2,025
1,535
490
358
341
17
4,024
4,008
16
1,183
853
330
2,113
1,535
578
5,636
4,093
1,543
4,002
2,899
1,103
6,208
4,604
1,604
684
512
172
8,436
5,513
2,923
8,339
5,513
2,826
1,348
894
454
1,535
1,711
-176
558
512
46
2,793
1,792
1,001
10,974
6,876
4,098
711
537
174
1,954
1,229
725
3,923
3,724
199
2,891
2,625
266
1,564
1,237
327
1,191
938
253
2,681
2,091
590
162
174
-12
666
749
-83
761
678
83
1,419
1,229
190
5,529
4,728
801
8,763
7,659
1,104
6,970
5,553
1,417
754
826
-72
443
505
-62
6,807
7,593
-786
3,959
4,718
-759
2,300
2,661
-361
13,590
14,877
-1,287
6,367
6,719
-352
1,860
1,961
-101
1,199
1,225
-26
3,654
3,757
-103
773
794
-21
2,895
2,618
277
3,340
2,706
634
30,565
30,520
45
61,783
61,090
693
7,652
7,375
277
35,000
34,135
865
2,092
1,701
391
6,921
4,180
2,741
1,454
875
579
3,900
2,333
1,567
8,500
5,055
3,445
490
281
209
1,947
1,921
26
197
195
2
929
912
17
1,323
1,302
21
560
553
7
1,670
1,644
26
6,651
6,658
-7
26
33
-7
1,258
1,628
-370
684
928
-244
1,064
1,481
-417
1,006
1,400
-394
1,528
2,084
-556
88
114
-26
76
98
-22
3,714
4,884
-1,170
1,070
1,416
-346
701
865
-164
237
289
-52
1,690
2,019
-329
1,118
1,282
-164
807
947
-140
1,204
1,357
-153
3,248
3,693
-445
2,816
3,259
-443
1,124
1,259
-135
4,018
4,332
-314
2,270
2,410
-140
1,363
1,503
-140
3,224
3,466
-242
6,294
5,648
646
320
458
-138
2,019
1,911
108
5,288
4,769
519
1,968
2,220
-252
6,795
9,216
-2,421
843
1,142
-299
1,216
1,613
-397
6,587
8,619
-2,032
160
245
-85
1,599
2,096
-497
100,000
121,352
-21,352
601
574
27
1,267
1,220
47
5,964
5,026
938
331
377
-46
2,177
1,675
502
13,281
9,545
3,736
4,707
3,377
1,330
2,370
1,766
604
3,555
2,537
1,018
444
286
158
10,458
7,156
3,302
20,000
17,512
2,488
2,542
1,846
696
3,389
2,180
1,209
7,404
5,761
1,643
312
234
78
520
388
132
1,767
1,250
517
201
165
36
3,727
3,031
696
403
327
76
3,146
3,110
36
968
953
15
223,323
250,000
-26,677
176,677
196,174
-19,497
3,191
2,835
356
3,191
2,770
421
3,355
2,978
377
3,355
2,949
406
854
749
105
646
554
92
508
429
79
646
545
101
508
428
80
600
504
96
2,829
2,337
492
10
8
2
7,694
5,903
1,791
192,659
126,641
66,018
625,751
396,147
229,604
8,530
6,919
1,611
5,641
5,349
292
6,235
5,862
373
357
419
-62
3,452
4,036
-584
785
737
48
785
696
89
3,270
2,885
385
1,701
1,467
234
1,570
1,331
239
3,592
2,774
818
2,000
2,086
-86
1,105
2,086
-981
1,283
2,499
-1,216
285
553
-268
2,580
4,006
-1,426
1,068
1,612
-544
512
806
-294
1,109
1,734
-625
2,150
3,468
-1,318
1,049
1,601
-552
2,593
2,063
530
2,161
1,612
549
152
184
-32
762
825
-63
305
292
13
2,287
2,142
145
5,703
6,139
-436
1,724
1,834
-110
1,115
784
331
1,630
1,045
585
7,474
4,948
2,526
3,264
2,199
1,065
1,338
935
403
1,102
741
361
9,990
6,620
3,370
1,819
1,073
746
8,763
4,723
4,040
404
267
137
280
301
-21
1,613
1,445
168
3,226
2,872
354
4,503
3,794
709
564
623
-59
3,625
2,843
782
220
169
51
2,911
2,485
426
4,702
3,993
709
6,885
6,424
461
2,628
2,657
-29
3,285
3,341
-56
214
289
-75
71
96
-25
213
208
5
587
561
26
1,953
1,633
320
4,821
3,932
889
915
738
177
104
98
6
763
738
25
866
837
29
2,895
2,805
90
102
98
4
7,474
6,988
486
1,306
1,083
223
294
246
48
950
787
163
721
591
130
1,059
886
173
1,254
1,033
221
3,105
2,559
546
2,216
1,821
395
2,516
2,067
449
7,170
5,757
1,413
2,758
2,171
587
385
373
12
1,504
1,119
385
752
559
193
2,507
1,778
729
1,755
1,075
680
1,253
748
505
1,016
748
268
161
159
2
376
352
24
322
301
21
430
400
30
216
200
16
1,785
1,648
137
703
643
60
2,705
2,399
306
5,842
4,879
963
802
813
-11
3,608
3,584
24
7,183
6,304
879
5,142
5,198
-56
2,479
2,654
-175
2,857
2,628
229
2,547
2,722
-175
2,428
2,206
222
646
615
31
646
602
44
7,442
6,895
547
1,636
1,920
-284
3,960
4,600
-640
6,330
7,500
-1,170
3,153
3,800
-647
1,089
1,600
-511
476
598
-122
5,513
6,912
-1,399
4,008
4,864
-856
3,937
4,767
-830
914
1,070
-156
3,948
4,364
-416
2,980
3,274
-294
1,695
1,883
-188
2,129
1,407
722
1,125
745
380
1,378
910
468
1,511
993
518
1,247
827
420
249
165
84
7,887
5,213
2,674
776
579
197
6,350
4,964
1,386
1,012
827
185
1,886
1,489
397
1,258
956
302
2,154
1,514
640
3,061
2,152
909
1,778
1,275
503
2,666
1,913
753
7,371
5,021
2,350
1,989
1,341
648
5,794
3,865
1,929
3,548
2,360
1,188
2,203
1,495
708
5,949
4,091
1,858
3,089
2,111
978
774
569
205
387
277
110
1,597
998
599
795
499
296
618
388
230
972
605
367
1,684
1,044
640
1,851
1,154
697
1,500
934
566
266
165
101
6,796
4,177
2,619
654
550
104
4,050
3,463
587
4,122
3,628
494
1,374
1,154
220
1,243
1,044
199
1,292
1,099
193
346
475
-129
346
443
-97
692
881
-189
1,038
1,249
-211
346
416
-70
692
832
-140
1,384
1,626
-242
346
402
-56
2,258
1,993
265
903
796
107
2,823
2,832
-9
2,816
2,832
-16
2,279
2,265
14
1,306
1,184
122
3,305
2,994
311
3,343
2,983
360
2,038
1,817
221
1,769
1,493
276
3,186
2,499
687
124
122
2
869
855
14
1,241
1,220
21
5,254
5,152
102
990
1,136
-146
5,157
5,947
-790
657
1,378
-721
4,358
9,651
-5,293
1,497
3,049
-1,552
1,963
3,922
-1,959
1,563
3,097
-1,534
3,260
6,268
-3,008
6,264
11,257
-4,993
2,816
4,989
-2,173
361
619
-258
3,069
3,656
-587
180
363
-183
3,554
7,178
-3,624
3,054
2,744
310
3,540
3,159
381
2,831
2,530
301
1,499
1,337
162
1,439
958
481
2,399
1,616
783
265
180
85
2,029
1,374
655
2,266
1,553
713
2,715
1,912
803
339
238
101
2,025
1,427
598
1,540
1,070
470
1,546
1,070
476
2,136
1,485
651
5,135
3,564
1,571
5,707
3,682
2,025
1,168
1,533
-365
2,189
2,815
-626
219
280
-61
876
1,112
-236
2,189
2,767
-578
3,357
4,022
-665
584
694
-110
2,274
2,514
-240
2,971
2,994
-23
775
779
-4
226
227
-1
6,686
5,372
1,314
8,425
6,494
1,931
4,570
3,608
962
1,910
1,624
286
10,188
6,574
3,614
1,592
1,014
578
2,339
1,420
919
6,439
6,542
-103
5,634
5,707
-73
3,232
3,340
-108
3,941
3,475
466
847
979
-132
5,379
6,155
-776
805
920
-115
2,325
2,904
-579
5,111
4,755
356
2,599
2,283
316
2,785
1,987
798
289,519
336,765
-47,246
23,580
26,869
-3,289
362,386
388,604
-26,218
228
244
-16
446
489
-43
441
489
-48
444
489
-45
433
489
-56
323
367
-44
436
489
-53
327
367
-40
326
367
-41
436
489
-53
1,302
1,466
-164
254
244
10
363
367
-4
1,832
1,833
-1
607
611
-4
606
611
-5
482
489
-7
741
733
8
753
733
20
496
489
7
621
611
10
370
367
3
374
367
7
376
367
9
374
367
7
992
978
14
445
367
78
1,782
1,359
423
445
205
240
835
799
36
1,184
1,141
43
119
114
5
949
548
401
4,304
2,746
1,558
15,780
9,083
6,697
2,032
2,399
-367
8,172
9,273
-1,101
10,358
10,656
-298
11,011
11,117
-106
950
1,025
-75
1,330
1,374
-44
4,353
5,301
-948
4,675
3,909
766
7,190
7,279
-89
1,891
1,770
121
2,684
2,276
408
5,212
4,448
764
2,341
2,017
324
2,581
1,976
605
5,582
4,257
1,325
11,183
7,873
3,310
1,080
778
302
889
550
339
1,715
1,054
661
11,178
6,406
4,772
4,081
3,288
793
3,108
2,911
197
314
291
23
1,320
1,248
72
1,437
1,331
106
1,809
1,663
146
40,000
41,709
-1,709
6,189
4,888
1,301
854
674
180
4,088
3,519
569
4,088
3,119
969
8,431
6,684
1,747
7,988
6,238
1,750
8,173
5,792
2,381
2,716
2,180
536
1,164
903
261
2,813
2,164
649
2,612
2,125
487
2,481
1,858
623
5,090
3,393
1,697
727
452
275
5,109
3,162
1,947
584
360
224
5,648
5,147
501
2,008
1,770
238
2,018
1,770
248
1,323
1,180
143
579
509
70
827
695
132
4,360
5,491
-1,131
3,869
4,796
-927
3,741
4,518
-777
2,220
2,641
-421
2,336
2,646
-310
3,589
2,723
866
4,306
3,087
1,219
228
233
-5
11
12
-1
103
89
14
114
98
16
287
246
41
338
295
43
960
837
123
518
453
65
1,566
1,246
320
375
296
79
193
150
43
6,129
5,586
543
1,839
1,648
191
1,377
1,236
141
456
461
-5
152
154
-2
5,931
6,006
-75
36,451
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
-99
b
2,024
c
366
d
1,823
e
710
1,358
3,692
440
2,838
159
159
336
232
269
371
287
250
42
483
1,049
106
703
257
323
390
706
2,873
517
296
490
17
16
330
578
1,543
1,103
1,604
172
2,923
2,826
454
-176
46
1,001
4,098
174
725
199
266
327
253
590
-12
-83
83
190
801
1,104
1,417
-72
-62
-786
-759
-361
-1,287
-352
-101
-26
-103
-21
277
634
45
693
277
865
391
2,741
579
1,567
3,445
209
26
2
17
21
7
26
-7
-7
-370
-244
-417
-394
-556
-26
-22
-1,170
-346
-164
-52
-329
-164
-140
-153
-445
-443
-135
-314
-140
-140
-242
646
-138
108
519
-252
-2,421
-299
-397
-2,032
-85
-497
-21,352
27
47
938
-46
502
3,736
1,330
604
1,018
158
3,302
2,488
696
1,209
1,643
78
132
517
36
696
76
36
15
-26,677
-19,497
356
421
377
406
105
92
79
101
80
96
492
2
1,791
66,018
229,604
1,611
292
373
-62
-584
48
89
385
234
239
818
-86
-981
-1,216
-268
-1,426
-544
-294
-625
-1,318
-552
530
549
-32
-63
13
145
-436
-110
331
585
2,526
1,065
403
361
3,370
746
4,040
137
-21
168
354
709
-59
782
51
426
709
461
-29
-56
-75
-25
5
26
320
889
177
6
25
29
90
4
486
223
48
163
130
173
221
546
395
449
1,413
587
12
385
193
729
680
505
268
2
24
21
30
16
137
60
306
963
-11
24
879
-56
-175
229
-175
222
31
44
547
-284
-640
-1,170
-647
-511
-122
-1,399
-856
-830
-156
-416
-294
-188
722
380
468
518
420
84
2,674
197
1,386
185
397
302
640
909
503
753
2,350
648
1,929
1,188
708
1,858
978
205
110
599
296
230
367
640
697
566
101
2,619
104
587
494
220
199
193
-129
-97
-189
-211
-70
-140
-242
-56
265
107
-9
-16
14
122
311
360
221
276
687
2
14
21
102
-146
-790
-721
-5,293
-1,552
-1,959
-1,534
-3,008
-4,993
-2,173
-258
-587
-183
-3,624
310
381
301
162
481
783
85
655
713
803
101
598
470
476
651
1,571
2,025
-365
-626
-61
-236
-578
-665
-110
-240
-23
-4
-1
1,314
1,931
962
286
3,614
578
919
-103
-73
-108
466
-132
-776
-115
-579
356
316
798
-47,246
-3,289
-26,218
-16
-43
-48
-45
-56
-44
-53
-40
-41
-53
-164
10
-4
-1
-4
-5
-7
8
20
7
10
3
7
9
7
14
78
423
240
36
43
5
401
1,558
6,697
-367
-1,101
-298
-106
-75
-44
-948
766
-89
121
408
764
324
605
1,325
3,310
302
339
661
4,772
793
197
23
72
106
146
-1,709
1,301
180
569
969
1,747
1,750
2,381
536
261
649
487
623
1,697
275
1,947
224
501
238
248
143
70
132
-1,131
-927
-777
-421
-310
866
1,219
-5
-1
14
16
41
43
123
65
320
79
43
543
191
141
-5
-2
-75
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
810,095
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
2,713,088
34,485,024
0.078674
2017
1,279,909
34,503,839
0.037095
2016
2,238,081
32,374,777
0.06913
2015
1,283,965
30,847,738
0.041623
2014
1,573,654
33,354,750
0.047179
2
Total
of line 1, column (d)
.....................
2
0.273701
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.05474
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
33,812,390
5
Multiply line 4 by line 3
......................
5
1,850,890
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
15,290
7
Add lines 5 and 6
........................
7
1,866,180
8
Enter qualifying distributions from Part XII, line 4
,.............
8
1,585,133
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
30,579
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
30,579
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
30,579
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
41,710
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
41,710
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
11,131
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
0
Refunded
11
11,131
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
VA
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
BANK OF AMERICA NA
Telephone no.
(888) 866-3275
Located at
PO BOX 1802
PROVIDENCE
RI
ZIP+4
029011802
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
BANK OF AMERICA
TRUSTEE
1
216,980
1800 K STREET
WASHINGTON
,
DC
20006
Sterling Ransone M D
ALLOCATION COMMITTEE
0
0
PO BOX 916
DELTAVILLE
,
VA
23043
Rosemary Barra Ph D
ALLOCATION COMMITTEE
0
0
UNIVERSITY OF MARY WASHINGTON
FREDERICKS
,
VA
22401
Vernon E Inge Jr Esq
ALLOCATION COMMITTEE
0
0
919 EAST MAIN ST
RICHMOND
,
VA
23219
Keith Martin VA Chamber of Commerc
ALLOCATION COMMITTEE
0
0
1111 E MAIN ST VA2-300-12-92
RICHMOND
,
VA
23219
Lee Parker
ALLOCATION COMMITTEE
0
0
1800 K STREET NW
WASHINGTON
,
DC
20006
Eric Kauders Jr
ALLOCATION COMMITTEE
0
0
111 E MAIN ST
RICHMOND
,
VA
23219
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
32,806,542
b
Average of monthly cash balances
.......................
1b
1,520,757
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
34,327,299
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
34,327,299
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
514,909
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
33,812,390
6
Minimum investment return.
Enter 5% of line 5
..................
6
1,690,620
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
1,690,620
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
30,579
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
30,579
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
1,660,041
4
Recoveries of amounts treated as qualifying distributions
................
4
36,368
5
Add lines 3 and 4
............................
5
1,696,409
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
1,696,409
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
1,585,133
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
1,585,133
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
1,585,133
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
1,696,409
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
344,494
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
1,585,133
a
Applied to 2018, but not more than line 2a
344,494
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
1,240,639
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
455,770
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
Lee Parker BANK OF AMERICA
1800 K ST NW DC1-842-05-02
WASHINGTON
,
DC
20006
(202) 442-7460
b
The form in which applications should be submitted and information and materials they should include:
AVAILABLE FROM CONTACT
c
Any submission deadlines:
AVALABLE FROM CONTACT
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
AVAILABLE FROM CONTACT
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
UNIVERSITY OF VIRGINIA
MEDICAL SCHOOL
PO BOX 400195
CHARLOTTESVILLE
,
VA
22904
N/A
PC
SCIENTIFIC RESEARCH
104,500
VIRGINIA COMMONWEALTH
UNIVERSITY
PO BOX 842519
RICHMOND
,
VA
23284
N/A
PC
SCIENTIFIC RESEARCH
209,000
VIRGINIA POLYTECHNIC
INSTITUTE & STATE UNIV
100 SANDY HALL
BLACKSBURG
,
VA
24061
N/A
PC
SCIENTIFIC RESEARCH
209,000
UNIVERSITY OF RICHMOND
28 WESTHAMPTON WAY
RICHMOND
,
VA
23173
N/A
PC
SCIENTIFIC RESEARCH
418,000
WASHINGTON AND LEE UNIVERSITY
204 W WASHINGTON
LEXINGTON
,
VA
22450
N/A
PC
SCIENTIFIC RESEARCH
11,228
NORFOLK STATE UNIVERSITY
700 PARK AVE
NORFOLK
,
VA
23504
NONE
PUBLIC
EDUCATION
104,500
VIRGINIA INSTITUTE OF MARINE
SCIENCE
PO BOX 1346
GLOUCESTER PT
,
VA
230621346
N/A
PC
SCIENTIFIC RESEARCH
209,000
EASTERN MENNONITE UNIVERSITY
C/O TIM STUTZMAN DIRECTOR OF FINANCE
1200 PARK ROAD
HARRISONBURG
,
VA
22802
N/A
PC
SCIENTIFIC RESEARCH
104,500
Total
.................................
3a
1,369,728
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
734,587
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
810,095
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
1,544,682
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
1,544,682
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description