-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
PASCALE SYKES FOUNDATION INC 5575-00-42
Number and street (or P.O. box number if mail is not delivered to street address)
C/O GLENMEDE TRUST CO NA 1650 M
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PHILADELPHIA
,
PA
191037391
A Employer identification number
22-3161324
B
Telephone number (see instructions)
(732) 747-2807
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
17,922,975
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
515,881
515,881
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
649,703
b
Gross sales price for all assets on line 6a
7,603,678
7
Capital gain net income (from Part IV, line 2)
...
649,703
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
12
Total.
Add lines 1 through 11
........
1,165,584
1,165,584
13
Compensation of officers, directors, trustees, etc.
14
Other employee salaries and wages
......
75,000
0
0
75,000
15
Pension plans, employee benefits
.......
6,357
0
0
6,357
16a
Legal fees (attach schedule)
.........
6,791
0
0
6,791
b
Accounting fees (attach schedule)
.......
12,100
0
0
12,100
c
Other professional fees (attach schedule)
....
1,947,697
462,062
1,485,635
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
63,418
3,382
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
40,283
40,283
21
Travel, conferences, and meetings
.......
35,683
0
0
35,683
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
50,975
50,975
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
2,238,304
465,444
0
1,712,824
25
Contributions, gifts, grants paid
.......
6,046,923
6,046,923
26
Total expenses and disbursements.
Add lines 24 and 25
8,285,227
465,444
0
7,759,747
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-7,119,643
b
Net investment income
(if negative, enter -0-)
700,140
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
1,822,082
1,008,226
1,008,226
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
19,753,173
13,522,155
16,914,749
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
21,575,255
14,530,381
17,922,975
17
Accounts payable and accrued expenses
..........
1,350
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
1,350
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
21,575,255
14,529,031
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
21,575,255
14,529,031
30
Total liabilities and net assets/fund balances
(see instructions)
.
21,575,255
14,530,381
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
21,575,255
2
Enter amount from Part I, line 27a
.....................
2
-7,119,643
3
Other increases not included in line 2 (itemize)
3
73,419
4
Add lines 1, 2, and 3
..........................
4
14,529,031
5
Decreases not included in line 2 (itemize)
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
14,529,031
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
30. AFLAC CORP.
2018-02-16
2019-04-24
b
35. AFLAC CORP.
2018-02-16
2019-11-14
c
50000. AFLAC INC DTD 2/10/2012 4% 2/15/2022
2018-01-17
2019-08-07
d
60. AT&T INC
2019-04-24
e
60. AT&T INC
2011-08-12
2019-07-30
55. AT&T INC
2011-08-12
2019-11-14
50000. COMCAST CABLE COMM HLDGS DTD 11/18/2002 9.455% 11/15/2022
2015-01-21
2019-08-07
33. ABBOTT LABORATORIES
2014-06-19
2019-04-12
26. ABBOTT LABORATORIES
2014-06-19
2019-04-24
30. ABBOTT LABORATORIES
2014-06-19
2019-09-26
15. ABBOTT LABORATORIES
2016-02-24
2019-11-14
30. ABBVIE INC COM
2019-04-24
130. ABBVIE INC COM
2015-02-20
2019-06-26
5. AIR PRODUCTS & CHEMICALS INC.
2011-09-28
2019-04-24
10. AIR PRODUCTS & CHEMICALS INC.
2011-09-28
2019-06-17
10. AIR PRODUCTS & CHEMICALS INC.
2011-09-28
2019-11-14
15. ALLSTATE CORP.
2018-12-14
2019-04-24
20. ALLSTATE CORP.
2019-11-14
3. ALPHABET INC CAP STK CL C
2018-04-10
2019-04-24
1. ALPHABET INC CAP STK CL C
2018-04-10
2019-11-01
2. ALPHABET INC CAP STK CL C
2016-05-16
2019-11-14
20. ALTRIA GROUP INC
2016-02-03
2019-04-24
5. ALTRIA GROUP INC
2019-09-17
2019-11-11
105. ALTRIA GROUP INC
2016-02-03
2019-11-11
100000. AMAZON COM INC DTD 12/5/2014 3.8% 12/5/2024
2017-11-21
2019-05-15
76.6987 AMERICAN BEACON SOUND PT FLOATING RATE DTD 11/30/2016
2018-11-28
2019-05-14
3688.8463 AMERICAN BEACON SOUND PT FLOATING RATE DTD 11/30/2016
2019-05-14
24048.2907 AMERICAN BEACON SOUND PT FLOATING RATE DTD 11/30/2016
2019-05-17
500.0133 AMERICAN BEACON SOUND PT FLOATING RATE DTD 11/30/2016
2018-11-28
2019-05-17
66. AMERICAN ELECTRIC POWER CO. INC.
2015-10-21
2019-03-07
29. AMERICAN ELECTRIC POWER CO. INC.
2015-10-21
2019-03-08
102. AMERICAN EXPRESS CO.
2019-01-10
5. AMERIPRISE FINANCIAL INC
2017-01-11
2019-04-24
5. AMERIPRISE FINANCIAL INC
2017-01-11
2019-11-14
38. AMETEK INC
2016-07-19
2019-04-24
6. AMETEK INC
2016-07-19
2019-05-28
7. AMETEK INC
2016-07-19
2019-05-28
27. AMETEK INC
2016-07-19
2019-11-14
10. AMGEN
2014-04-10
2019-04-24
10. AMGEN
2014-04-10
2019-11-14
23. AMPHENOL CORP-CL A
2014-04-04
2019-04-24
20. AMPHENOL CORP-CL A
2019-11-14
18. APPLE COMPUTER INC.
2010-02-26
2019-04-24
9. APPLE COMPUTER INC.
2010-02-26
2019-05-28
12. APPLE COMPUTER INC.
2010-02-26
2019-11-01
10. APPLE COMPUTER INC.
2010-02-26
2019-11-14
180000. APPLE INC DTD 2/9/2015 2.15% 2/9/2022
2016-05-31
2019-05-14
100000. APPLIED MATERIALS INC DTD 9/24/2015 3.9% 10/1/2025
2018-01-17
2019-01-23
35. BB&T CORP
2019-04-24
35. BB&T CORP
2015-10-06
2019-11-14
140000. BANK AMERICA CORP DTD 6/2/2009 7.625% 6/1/2019
2018-05-29
2019-06-03
6. BIOGEN IDEC INC
2017-02-02
2019-04-24
9. BIOGEN IDEC INC
2019-09-26
4. BIOGEN IDEC INC
2016-02-02
2019-11-14
5. BLACKROCK INC
2011-08-08
2019-11-14
130000. BLACKROCK INC DTD 3/18/2014 3.5% 3/18/2024
2014-12-10
2019-05-15
4. BOEING CO.
2014-08-22
2019-02-05
9. BOEING CO.
2014-08-22
2019-04-24
7. BOEING CO.
2014-08-22
2019-11-14
55000. BOEING COMPANY DTD 3/13/2009 6% 3/15/2019
2018-01-17
2019-03-15
1. BOOKING HOLDINGS INC
2019-02-05
2019-04-24
1. BOOKING HOLDINGS INC
2015-12-01
2019-11-14
30. BRISTOL MYERS SQUIBB CO.
2019-09-26
2019-11-14
34. CAMPBELL SOUP CO.
2017-07-12
2019-04-24
157. CAMPBELL SOUP CO.
2019-06-07
15. CARDINAL HEALTH INC.
2017-02-08
2019-04-24
25. CARDINAL HEALTH INC.
2019-06-17
2019-08-19
17. CARDINAL HEALTH INC.
2019-06-17
2019-08-19
6. CARDINAL HEALTH INC.
2019-06-17
2019-08-19
12. CARDINAL HEALTH INC.
2019-06-17
2019-08-19
8. CARDINAL HEALTH INC.
2017-02-08
2019-08-19
48. CARDINAL HEALTH INC.
2017-02-08
2019-08-20
19. CARDINAL HEALTH INC.
2019-08-20
19. CARTER'S INC
2019-04-24
19. CARTER'S INC
2017-07-20
2019-11-14
15. CHEVRON CORP
2018-02-21
2019-04-24
18. CHEVRON CORP
2014-12-04
2019-04-24
35. CHEVRON CORP
2018-02-21
2019-07-30
10. CHEVRON CORP
2018-02-21
2019-11-14
16. CHEVRON CORP
2014-12-04
2019-11-14
70. CISCO SYSTEMS
2017-12-05
2019-04-24
64. CISCO SYSTEMS
2014-04-04
2019-04-24
40. CISCO SYSTEMS
2014-04-04
2019-05-07
17. CISCO SYSTEMS
2014-04-04
2019-05-28
60. CISCO SYSTEMS
2012-11-14
2019-11-14
20. CISCO SYSTEMS
2019-11-14
39. CISCO SYSTEMS
2014-04-04
2019-11-14
185000. CITIBANK DTD 10/20/2017 2.125% 10/20/2020
2018-08-15
2019-01-15
50000. CITIBANK DTD 1/23/2019 3.65% 1/23/2024
2019-01-15
2019-11-14
10. CLOROX CO.
2019-06-28
2019-11-14
30. COGNIZANT TECH SOLUTIONS CRP
2016-10-20
2019-04-24
14. COGNIZANT TECH SOLUTIONS CRP
2019-01-10
2019-11-14
9. COGNIZANT TECH SOLUTIONS CRP
2016-10-20
2019-11-14
32. COLGATE PALMOLIVE CO.
2017-08-24
2019-04-24
18. COLGATE PALMOLIVE CO.
2017-08-24
2019-11-14
8. COLGATE PALMOLIVE CO.
2019-06-07
2019-11-14
40. COMCAST CORP-CL A
2019-06-28
2019-11-14
40. COMCAST CORP-CL A
2019-11-14
30. COMERICA INC.
2019-05-01
2019-11-14
35. CONOCOPHILLIPS COM
2019-10-09
2019-11-14
45. CORNING INC.
2016-03-07
2019-04-24
5. CORNING INC.
2019-03-21
2019-11-14
45. CORNING INC.
2016-03-07
2019-11-14
1287.6739 DFA INTERNATIONAL CORE EQUITY
2019-04-23
17.6821 DFA INTERNATIONAL CORE EQUITY
2018-09-26
2019-04-23
35.5667 DFA INTERNATIONAL CORE EQUITY
2018-09-26
2019-04-24
2590.0903 DFA INTERNATIONAL CORE EQUITY
2019-04-24
89.8125 DFA INTERNATIONAL CORE EQUITY
2018-09-26
2019-05-17
6540.4535 DFA INTERNATIONAL CORE EQUITY
2019-05-17
63.8214 DFA EMERG MKTS CORE EQUITY
2018-09-26
2019-04-23
767.4496 DFA EMERG MKTS CORE EQUITY
2019-04-23
108.0806 DFA EMERG MKTS CORE EQUITY
2018-09-26
2019-05-17
1299.6624 DFA EMERG MKTS CORE EQUITY
2019-05-17
1485. DFA EMERG MKTS CORE EQUITY
2019-11-14
5011.136 DFA US LARGE CAP EQUITY PORTFOLIO
2018-01-12
2019-04-23
2757.86 DFA US LARGE CAP EQUITY PORTFOLIO
2018-01-12
2019-04-24
866.051 DFA US LARGE CAP EQUITY PORTFOLIO
2018-01-12
2019-05-14
1485.966 DFA US LARGE CAP EQUITY PORTFOLIO
2018-01-12
2019-08-02
4120. DFA US LARGE CAP EQUITY PORTFOLIO
2018-01-12
2019-11-14
10. DTE ENERGY CO
2015-10-21
2019-04-24
10. DTE ENERGY CO
2015-10-21
2019-11-14
210000. JOHN DEERE CAP DTD 7/12/2011 3.9% 7/12/2021
2019-05-15
31. DISCOVER FINANCIAL SERVICES
2014-04-04
2019-04-24
24. DISCOVER FINANCIAL SERVICES
2014-04-04
2019-11-14
21. DOLLAR GENERAL CORP
2015-12-01
2019-04-24
3. DOLLAR GENERAL CORP
2015-12-01
2019-09-12
15. DOLLAR GENERAL CORP
2015-12-01
2019-11-14
25. DOLLAR TREE INC
2019-03-14
16. DOLLAR TREE INC
2014-08-22
2019-04-24
26. DOLLAR TREE INC
2014-08-22
2019-05-15
8. DOLLAR TREE INC
2014-08-22
2019-11-14
.706 ELANCO ANIMAL HEALTH INC COM
2018-04-10
2019-03-21
46. ELANCO ANIMAL HEALTH INC COM
2019-04-12
2019-04-24
204. ELANCO ANIMAL HEALTH INC COM
2019-09-12
76. ELANCO ANIMAL HEALTH INC COM
2018-04-10
2019-09-12
25. EVERGY INC
2019-05-06
2019-11-14
30. EXXON MOBIL CORPORATION
2016-02-05
2019-04-24
20. EXXON MOBIL CORPORATION
2016-02-05
2019-07-30
120. EXXON MOBIL CORPORATION
2019-10-09
8. FACEBOOK INC -A
2019-11-01
2019-11-14
150456.2432 FHLMC GOLD DTD 4/1/2017 4% 4/1/2047
2017-05-24
2019-01-15
149154.3001 FHLMC GOLD DTD 4/1/2017 4% 4/1/2047
2017-05-24
2019-02-15
148373.6908 FHLMC GOLD DTD 4/1/2017 4% 4/1/2047
2017-05-24
2019-03-15
146186.9316 FHLMC GOLD DTD 4/1/2017 4% 4/1/2047
2017-05-24
2019-04-15
143572.2174 FHLMC GOLD DTD 4/1/2017 4% 4/1/2047
2017-05-24
2019-05-15
141107.0776 FHLMC GOLD DTD 4/1/2017 4% 4/1/2047
2017-05-24
2019-06-17
138223.2625 FHLMC GOLD DTD 4/1/2017 4% 4/1/2047
2017-05-24
2019-07-15
135441.9096 FHLMC GOLD DTD 4/1/2017 4% 4/1/2047
2017-05-24
2019-08-15
132431.3232 FHLMC GOLD DTD 4/1/2017 4% 4/1/2047
2017-05-24
2019-09-16
127929.8329 FHLMC GOLD DTD 4/1/2017 4% 4/1/2047
2017-05-24
2019-10-15
123495.3847 FHLMC GOLD DTD 4/1/2017 4% 4/1/2047
2017-05-24
2019-11-15
120653.3407 FHLMC GOLD DTD 4/1/2017 4% 4/1/2047
2017-05-24
2019-12-16
210000. FHLMC DTD 3/14/2019 3.03% 3/14/2024
2019-03-19
2019-06-14
210000. FHLMC DTD 5/6/2019 2.85% 5/6/2024
2019-06-14
2019-11-07
300000. FHLMC DTD 5/28/2019 2.75% 5/22/2024
2019-05-22
2019-11-25
20000. FNMA DTD 5/15/1999 6.25% 5/15/2029
2017-10-18
2019-04-26
70000. FNMA DTD 5/15/1999 6.25% 5/15/2029
2019-05-15
25000. FNMA DTD 5/15/1999 6.25% 5/15/2029
2018-02-09
2019-11-14
25000. FNMA DTD 5/15/1999 6.25% 5/15/2029
2019-06-19
2019-11-14
100000. FNMA DTD 6/25/2018 2.75% 6/22/2021
2018-11-14
2019-11-14
250000. FNMA DTD 9/8/2014 2.625% 9/6/2024
2016-04-25
2019-05-15
200000. FHLMC DTD 3/27/2009 3.75% 3/27/2019
2018-02-01
2019-03-27
100000. FHLMC DTD 1/13/2012 2.375% 1/13/2022
2018-02-01
2019-04-26
125000. FHLMC DTD 1/13/2012 2.375% 1/13/2022
2018-02-01
2019-08-07
148328.505 FNMA DTD 9/1/2018 4% 9/1/2048
2018-09-27
2019-01-25
148105.896 FNMA DTD 9/1/2018 4% 9/1/2048
2018-09-27
2019-02-25
147096.51 FNMA DTD 9/1/2018 4% 9/1/2048
2018-09-27
2019-03-25
146866.9875 FNMA DTD 9/1/2018 4% 9/1/2048
2018-09-27
2019-04-25
145016.073 FNMA DTD 9/1/2018 4% 9/1/2048
2018-09-27
2019-05-28
140126.2095 FNMA DTD 9/1/2018 4% 9/1/2048
2018-09-27
2019-06-25
137363.307 FNMA DTD 9/1/2018 4% 9/1/2048
2018-09-27
2019-07-25
135799.839 FNMA DTD 9/1/2018 4% 9/1/2048
2018-09-27
2019-08-26
129150. FNMA DTD 9/1/2018 4% 9/1/2048
2018-09-27
2019-09-25
123317.0775 FNMA DTD 9/1/2018 4% 9/1/2048
2018-09-27
2019-10-25
119530.518 FNMA DTD 9/1/2018 4% 9/1/2048
2018-09-27
2019-11-25
115845.084 FNMA DTD 9/1/2018 4% 9/1/2048
2018-09-27
2019-12-26
10. GARTNER GROUP CLASS A
2014-04-04
2019-04-24
8. GARTNER GROUP CLASS A
2014-04-04
2019-11-14
20. GENUINE PARTS CO.
2014-02-27
2019-04-24
20. GENUINE PARTS CO.
2014-02-27
2019-11-14
8. GILEAD SCIENCES INC.
2016-08-17
2019-04-24
18. GILEAD SCIENCES INC.
2019-01-10
2019-04-24
19. GILEAD SCIENCES INC.
2019-05-07
2019-11-14
4. GILEAD SCIENCES INC.
2016-08-17
2019-11-14
17.0055 GLENMEDE FUND INC-INTERNATIONAL PORT
2018-09-26
2019-04-23
983.1015 GLENMEDE FUND INC-INTERNATIONAL PORT
2019-04-23
36.3847 GLENMEDE FUND INC-INTERNATIONAL PORT
2018-09-26
2019-04-24
2103.4163 GLENMEDE FUND INC-INTERNATIONAL PORT
2019-04-24
32.0343 GLENMEDE FUND INC-INTERNATIONAL PORT
2018-09-26
2019-05-14
1851.9147 GLENMEDE FUND INC-INTERNATIONAL PORT
2019-05-14
3885. GLENMEDE FUND INC-INTERNATIONAL PORT
2019-11-14
356.4445 GLENMEDE FUND INC-ADVISOR SMALL CAP VALUE PORTFOLIO
2019-05-14
1604.0405 GLENMEDE FUND INC-ADVISOR SMALL CAP VALUE PORTFOLIO
2019-05-14
1166.4699 GLENMEDE FUND INC-ADVISOR SMALL CAP VALUE PORTFOLIO
2019-05-17
259.2091 GLENMEDE FUND INC-ADVISOR SMALL CAP VALUE PORTFOLIO
2019-05-17
290.2976 GLENMEDE FUND INC-ADVISOR SMALL CAP VALUE PORTFOLIO
2019-11-14
1591.7024 GLENMEDE FUND INC-ADVISOR SMALL CAP VALUE PORTFOLIO
2019-11-14
8.7549 GLENMEDE SECURED OPTIONS
2019-04-23
348.4051 GLENMEDE SECURED OPTIONS
2019-04-23
461.0871 GLENMEDE SECURED OPTIONS
2019-05-17
18349.0179 GLENMEDE SECURED OPTIONS
2019-05-17
2184.4232 GLENMEDE QUANT US LARGE CAP CORE EQUITY
2019-04-23
193.8328 GLENMEDE QUANT US LARGE CAP CORE EQUITY
2018-12-14
2019-04-23
152.6258 GLENMEDE QUANT US LARGE CAP CORE EQUITY
2018-12-14
2019-04-24
1720.0342 GLENMEDE QUANT US LARGE CAP CORE EQUITY
2019-04-24
3741.0419 GLENMEDE QUANT US LARGE CAP CORE EQUITY
2019-11-14
331.9581 GLENMEDE QUANT US LARGE CAP CORE EQUITY
2018-12-14
2019-11-14
23. GLOBAL PAYMENTS INC
2019-04-24
10. GLOBAL PAYMENTS INC
2016-02-04
2019-05-07
9. GLOBAL PAYMENTS INC
2016-02-04
2019-11-01
15. GLOBAL PAYMENTS INC
2019-11-14
55. HALLIBURTON CO.
2019-04-24
42. HALLIBURTON CO.
2018-12-13
2019-11-14
15. HASBRO INC
2017-02-22
2019-04-24
55. HASBRO INC
2017-02-22
2019-06-28
15. HERSHEY FOODS CORP.
2017-01-11
2019-04-24
10. HERSHEY FOODS CORP.
2017-01-11
2019-11-14
10. HOME DEPOT INC.
2014-04-08
2019-04-24
12. HOME DEPOT INC.
2014-04-04
2019-04-24
6. HOME DEPOT INC.
2014-04-04
2019-09-12
10. HOME DEPOT INC.
2014-04-08
2019-11-14
8. HOME DEPOT INC.
2014-04-04
2019-11-14
150000. HOME DEPOT INC SR NT 3.7 DTD 9/10/2013 3.75% 2/15/2024
2017-01-30
2019-05-15
35. HONEYWELL INTERNATIONAL INC
2017-01-27
2019-03-18
35. HORMEL CO
2018-02-09
2019-04-24
10. HORMEL CO
2019-03-21
2019-04-24
50. HORMEL CO
2018-02-09
2019-11-14
5. ILLINOIS TOOL WORKS
2019-03-18
2019-04-24
10. ILLINOIS TOOL WORKS
2019-06-07
2019-11-14
35. INTEL CORP.
2019-04-24
45. INTEL CORP.
2015-03-09
2019-11-14
120000. INTEL CORP DTD 9/19/2011 3.3% 10/1/2021
2013-11-26
2019-04-29
150000. IBM CORP DTD 11/1/1989 8.375% 11/1/2019
2009-10-28
2019-11-01
23. JP MORGAN CHASE & CO
2014-04-04
2019-04-24
17. JP MORGAN CHASE & CO
2014-04-04
2019-11-14
40000. JPMORGAN CHASE & CO DTD 3/23/2016 3.3% 4/1/2026
2018-01-17
2019-11-14
20. JOHNSON & JOHNSON
2011-08-08
2019-04-24
30. JOHNSON & JOHNSON
2011-08-08
2019-11-14
10. KIMBERLY CLARK CORP.
2017-01-11
2019-04-24
65. KIMBERLY CLARK CORP.
2017-01-11
2019-06-28
13. LABORATORY CORP OF AMERICAN HLDGS
2014-06-18
2019-04-24
3. LABORATORY CORP OF AMERICAN HLDGS
2014-06-18
2019-11-14
8. LABORATORY CORP OF AMERICAN HLDGS
2019-09-12
2019-11-14
5. LAM RESEARCH CORP
2018-12-14
2019-04-24
10. LAM RESEARCH CORP
2018-12-14
2019-11-14
25. LAMAR ADVERTISING CO NEW CL A
2014-06-20
2019-04-24
35. LAMAR ADVERTISING CO NEW CL A
2019-05-06
2019-11-14
4788.659 LEGG MASON BW GLOBAL OP BD-IS
2019-05-14
150.137 LEGG MASON BW GLOBAL OP BD-IS
2019-05-14
2142.3409 LEGG MASON BW GLOBAL OP BD-IS
2019-05-17
67.1681 LEGG MASON BW GLOBAL OP BD-IS
2019-05-17
109.3467 LEGG MASON BW GLOBAL OP BD-IS
2018-11-28
2019-11-14
3598.6533 LEGG MASON BW GLOBAL OP BD-IS
2019-11-14
21. ELI LILLY & CO.
2018-04-10
2019-04-12
16. ELI LILLY & CO.
2018-04-10
2019-04-24
9. ELI LILLY & CO.
2018-04-10
2019-09-26
10. ELI LILLY & CO.
2019-11-11
2019-11-14
11. ELI LILLY & CO.
2018-04-10
2019-11-14
5. LOCKHEED MARTIN CORP.
2011-08-08
2019-04-24
35. LOCKHEED MARTIN CORP.
2011-08-08
2019-06-07
25. MARATHON PETROLEUM CORP
2019-07-30
2019-11-14
17. MASTERCARD INC-CL A
2016-12-02
2019-04-24
5. MASTERCARD INC-CL A
2016-12-02
2019-05-07
5. MASTERCARD INC-CL A
2016-12-02
2019-05-28
4. MASTERCARD INC-CL A
2016-12-02
2019-11-01
10. MASTERCARD INC-CL A
2019-11-14
55. MAXIM INTEGRATED PROD INC
2018-07-31
2019-04-24
60. MAXIM INTEGRATED PROD INC
2018-01-30
2019-11-14
30. MCDONALDS CORP.
2016-01-08
2019-03-06
10. MCDONALDS CORP.
2016-01-08
2019-04-24
15. MCDONALDS CORP.
2016-01-08
2019-11-14
25. MERCK & CO INC
2015-04-22
2019-04-24
30. MERCK & CO INC
2019-11-14
65000. METLIFE INC DTD 11/13/2015 3.6% 11/13/2025
2019-05-22
2019-11-14
15. MICROSOFT CORP.
2019-04-24
45. MICROSOFT CORP.
2015-01-05
2019-05-06
10. MICROSOFT CORP.
2015-01-05
2019-11-14
70000. MICROSOFT CORPORATION DTD 11/3/2015 2.65% 11/3/2022
2016-08-12
2019-05-15
25. NETAPP INC
2019-08-13
2019-11-14
15. NORTHERN TRUST CORP
2018-12-14
2019-04-24
22. NORTHERN TRUST CORP
2018-09-04
2019-04-24
20. NORTHERN TRUST CORP
2019-10-01
2019-11-14
17. NORTHERN TRUST CORP
2018-09-04
2019-11-14
30. OGE ENERGY CORP
2019-03-08
2019-04-24
35. OGE ENERGY CORP
2019-11-14
606.311 OBERWEIS FUNDS INTL OP INSTL
2019-04-23
82.731 OBERWEIS FUNDS INTL OP INSTL
2019-04-23
238.0923 OBERWEIS FUNDS INTL OP INSTL
2019-11-14
1744.9077 OBERWEIS FUNDS INTL OP INSTL
2019-11-14
25. OMNICOM GROUP
2012-02-15
2019-04-24
25. OMNICOM GROUP
2015-08-13
2019-04-24
30. OMNICOM GROUP
2015-08-13
2019-11-01
25. OMNICOM GROUP
2012-02-15
2019-11-14
15. OMNICOM GROUP
2015-08-13
2019-11-14
59. ORACLE CORP
2018-04-10
2019-04-24
45. ORACLE CORP
2019-11-14
10. PNC FINANCIAL SERVICES GROUP INC
2018-07-11
2019-04-24
13. PNC FINANCIAL SERVICES GROUP INC
2014-08-22
2019-04-24
15. PNC FINANCIAL SERVICES GROUP INC
2018-07-12
2019-11-14
10. PNC FINANCIAL SERVICES GROUP INC
2014-08-22
2019-11-14
12. PARKER-HANNIFIN CORP.
2014-04-04
2019-04-24
9. PARKER-HANNIFIN CORP.
2014-04-04
2019-11-14
50. PAYCHEX INC
2019-04-24
55. PAYCHEX INC
2015-10-21
2019-11-14
10. PEPSICO INC.
2018-01-30
2019-04-24
16. PEPSICO INC.
2014-04-04
2019-04-24
20. PEPSICO INC.
2018-01-30
2019-11-14
8. PEPSICO INC.
2014-04-04
2019-11-14
5. PEPSICO INC.
2019-06-07
2019-11-14
150000. PEPSICO CAPITAL RESOURCES INC DTD 4/30/2015 1.85% 4/30/2020
2016-11-15
2019-05-14
45. PFIZER INC.
2019-04-24
10. PFIZER INC.
2019-03-21
2019-04-24
60. PFIZER INC.
2019-11-14
15. PINNACLE WEST CAP CORP
2019-07-30
2019-11-14
20. T ROWE PRICE GROUP INC
2017-03-22
2019-04-24
20. T ROWE PRICE GROUP INC
2017-03-22
2019-11-14
30. PRINCIPAL FINANCIAL GROUP
2013-03-13
2019-04-24
35. PRINCIPAL FINANCIAL GROUP
2013-03-13
2019-11-14
70000. THE PROCTER & GAMBLE COMPANY DTD 8/11/2017 2.85% 8/11/2027
2017-11-21
2019-05-14
225000. PRUDENTIAL FINANCIAL INC DTD 6/8/2009 7.375% 6/15/2019
2018-01-22
2019-06-17
15. PUBLIC SERVICE ENTERPRISE GROUP INC.
2019-03-06
2019-04-24
30. PUBLIC SERVICE ENTERPRISE GROUP INC.
2019-03-06
2019-11-14
25. PUBLIC STORAGE INC
2017-02-10
2019-03-06
20. QUEST DIAGNOSTICS INC
2014-09-15
2019-04-24
25. QUEST DIAGNOSTICS INC
2014-09-15
2019-11-14
20. RPM INC.
2018-02-01
2019-04-24
25. RPM INC.
2018-02-01
2019-11-14
15. RAYTHEON COMPANY
2014-05-02
2019-04-24
10. RAYTHEON COMPANY
2014-05-02
2019-11-14
10. ROCKWELL INTL CORP
2019-06-07
2019-11-14
66. SMITH & NEPHEW PLC -SPON ADR
2016-04-29
2019-04-24
54. SMITH & NEPHEW PLC -SPON ADR
2019-09-26
41. SMITH & NEPHEW PLC -SPON ADR
2016-05-03
2019-11-14
5. SNAP ON TOOLS CORP.
2018-02-09
2019-04-24
5. SNAP ON TOOLS CORP.
2018-02-09
2019-11-14
20. STARBUCKS CORP.
2018-12-14
2019-04-24
25. STARBUCKS CORP.
2018-12-14
2019-11-14
155. TD AMERITRADE HOLDING CORP
2019-06-26
2019-10-01
100000. TARGET CORPORATION DTD 4/11/2016 2.5% 4/15/2026
2017-10-18
2019-11-14
3128.2495 TEMPLETON GLOBAL BOND FUND
2019-05-14
60.2655 TEMPLETON GLOBAL BOND FUND
2018-11-28
2019-05-14
1900.7149 TEMPLETON GLOBAL BOND FUND
2019-05-17
36.6171 TEMPLETON GLOBAL BOND FUND
2018-11-28
2019-05-17
1930.8033 TEMPLETON GLOBAL BOND FUND
2019-11-14
37.1967 TEMPLETON GLOBAL BOND FUND
2018-11-28
2019-11-14
25. TEXAS INSTRUMENTS INC.
2012-10-16
2019-04-24
25. TEXAS INSTRUMENTS INC.
2012-10-16
2019-11-14
10. 3M CO
2011-10-04
2019-04-24
10. 3M CO
2011-10-04
2019-11-14
60000. TOYOTA MOTOR CREDIT DTD 6/17/2010 4.5% 6/17/2020
2016-07-19
2019-11-14
25. U S BANCORP
2018-02-21
2019-04-24
39. U S BANCORP
2014-04-04
2019-04-24
120. U S BANCORP
2018-02-21
2019-05-01
30. U S BANCORP
2014-04-04
2019-11-14
5. ULTA BEAUTY INC
2019-09-12
2019-11-14
5. UNION PACIFIC CORP.
2017-01-27
2019-04-24
5. UNION PACIFIC CORP.
2017-01-27
2019-11-14
10. UNITED PARCEL SERVICE - CL B
2010-06-18
2019-04-24
10. UNITED PARCEL SERVICE - CL B
2010-06-18
2019-11-14
50000. U.S. TREASURY BONDS DTD 2/15/1989 8.875% 2/15/2019
2017-10-18
2019-02-15
35000. U.S. TREASURY BONDS DTD 2/18/1997 6.625% 2/15/2027
2016-03-04
2019-11-14
180000. US TREASURY N/B DTD 11/15/2009 3.375% 11/15/2019
2019-06-04
2019-08-07
100000. UNITED STATES TREASURY NOTES DTD 3/15/2016 1% 3/15/2019
2018-11-14
2019-03-15
15. UNITED TECHNOLOGIES CORP.
2017-06-29
2019-04-24
12. UNITED TECHNOLOGIES CORP.
2017-06-29
2019-11-14
20. VALERO ENERGY CORP
2017-02-02
2019-04-24
25. VALERO ENERGY CORP
2017-02-02
2019-11-14
352.3673 VANGUARD FTSE ALL-WORLD EX-U
2019-04-23
26.6327 VANGUARD FTSE ALL-WORLD EX-U
2018-09-26
2019-04-23
629.4266 VANGUARD FTSE ALL-WORLD EX-U
2019-04-24
47.5734 VANGUARD FTSE ALL-WORLD EX-U
2018-09-26
2019-04-24
1483. VANGUARD FTSE ALL-WORLD EX-U
2019-11-14
30. VERIZON COMMUNICATIONS
2016-06-15
2019-04-24
55. VERIZON COMMUNICATIONS
2016-06-15
2019-07-30
90. VERIZON COMMUNICATIONS
2019-08-13
15. WEC ENERGY GROUP
2016-11-15
2019-04-24
15. WEC ENERGY GROUP
2016-11-15
2019-11-14
20. WAL MART STORES INC.
2019-04-24
17. WAL MART STORES INC.
2014-09-23
2019-11-14
9. WATERS CORP
2015-01-26
2019-04-24
7. WATERS CORP
2015-01-26
2019-11-14
44. WELLS FARGO CO
2019-03-26
2019-04-24
33. WELLS FARGO CO
2019-11-14
100. ADJUSTMENT FOR EXPENSE OF SALES OF SECURITIES TAKEN AS 706 DEDUCT
2018-01-01
2019-12-31
5. ACCENTURE PLC
2014-01-29
2019-04-24
12. ACCENTURE PLC
2014-04-04
2019-04-24
10. ACCENTURE PLC
2014-01-29
2019-11-14
9. ACCENTURE PLC
2014-04-04
2019-11-14
20. EATON CORP PLC ORDINARY
2016-03-07
2019-04-24
20. EATON CORP PLC ORDINARY
2016-03-07
2019-11-14
292. INVESCO LTD
2015-10-20
2019-03-26
48. INVESCO LTD
2018-09-04
2019-03-26
14. CHUBB LIMITED
2014-04-16
2019-04-24
11. CHUBB LIMITED
2014-04-16
2019-11-14
25. TE CONNECTIVITY LTD
2014-10-02
2019-04-24
65. TE CONNECTIVITY LTD
2014-10-02
2019-05-06
15. TE CONNECTIVITY LTD
2014-10-02
2019-11-14
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
1,462
1,346
116
b
1,897
1,571
326
c
52,386
52,360
26
d
1,859
2,205
-346
e
2,059
1,203
856
2,132
1,103
1,029
61,556
73,577
-12,021
2,577
1,354
1,223
1,993
1,066
927
2,489
1,230
1,259
1,263
590
673
2,381
1,877
504
8,791
7,971
820
1,007
367
640
2,162
734
1,428
2,374
734
1,640
1,453
1,189
264
2,210
1,720
490
3,775
3,086
689
1,268
1,029
239
2,626
1,433
1,193
1,096
1,197
-101
231
207
24
4,860
6,285
-1,425
105,486
105,860
-374
769
778
-9
36,962
38,167
-1,205
241,204
248,821
-7,617
5,015
5,075
-60
5,376
3,890
1,486
2,362
1,709
653
10,018
8,496
1,522
721
574
147
796
574
222
3,321
1,822
1,499
507
288
219
590
336
254
2,625
1,295
1,330
1,807
1,182
625
2,179
1,182
997
2,340
1,090
1,250
2,019
1,341
678
3,740
520
3,220
1,612
260
1,352
3,036
347
2,689
2,625
289
2,336
178,438
179,672
-1,234
102,118
105,203
-3,085
1,719
1,411
308
1,912
1,276
636
140,000
146,570
-6,570
1,353
1,582
-229
2,100
2,337
-237
1,099
983
116
2,420
742
1,678
134,874
133,481
1,393
1,624
510
1,114
3,379
1,148
2,231
2,577
893
1,684
55,000
57,333
-2,333
1,885
1,898
-13
1,863
1,283
580
1,750
1,501
249
1,325
1,762
-437
6,743
7,226
-483
699
1,165
-466
1,091
1,115
-24
740
758
-18
261
268
-7
523
535
-12
349
621
-272
2,114
3,729
-1,615
836
1,422
-586
2,022
1,675
347
1,993
1,657
336
1,790
1,645
145
2,131
2,017
114
4,324
3,838
486
1,219
1,096
123
1,950
1,793
157
3,981
2,612
1,369
3,647
1,484
2,163
2,140
928
1,212
928
394
534
2,677
1,080
1,597
892
1,053
-161
1,739
905
834
181,420
181,269
151
52,902
49,932
2,970
1,462
1,535
-73
2,182
1,504
678
880
900
-20
566
451
115
2,207
2,270
-63
1,198
1,277
-79
533
592
-59
1,811
1,683
128
1,812
1,829
-17
2,081
2,315
-234
2,003
1,926
77
1,566
882
684
144
173
-29
1,298
882
416
17,165
17,587
-422
236
250
-14
469
502
-33
34,163
35,375
-1,212
1,145
1,268
-123
83,391
89,329
-5,938
1,369
1,335
34
16,462
15,767
695
2,116
2,261
-145
25,447
26,701
-1,254
30,502
30,552
-50
90,852
87,144
3,708
49,917
47,959
1,958
15,130
15,061
69
26,777
25,841
936
78,486
71,647
6,839
1,234
838
396
1,234
838
396
215,849
224,582
-8,733
2,390
1,840
550
2,035
1,424
611
2,645
1,382
1,263
473
197
276
2,389
987
1,402
2,512
1,459
1,053
1,760
872
888
2,565
1,417
1,148
867
436
431
22
12
10
1,469
1,502
-33
5,816
6,681
-865
2,167
1,335
832
1,612
1,444
168
2,465
2,368
97
1,499
1,579
-80
8,080
9,103
-1,023
1,543
1,543
1,167
1,233
-66
1,302
1,376
-74
781
825
-44
2,187
2,310
-123
2,615
2,763
-148
2,465
2,605
-140
2,884
3,047
-163
2,781
2,939
-158
3,011
3,181
-170
4,501
4,756
-255
4,434
4,685
-251
2,842
3,003
-161
210,000
210,084
-84
210,000
210,270
-270
300,000
299,865
135
26,154
27,013
-859
92,138
92,225
-87
34,141
32,317
1,824
34,141
33,649
492
101,739
99,460
2,279
254,873
261,467
-6,594
200,000
203,979
-3,979
100,181
99,689
492
127,358
124,611
2,747
380
384
-4
223
225
-2
1,009
1,020
-11
230
232
-2
1,851
1,871
-20
4,890
4,942
-52
2,763
2,792
-29
1,563
1,580
-17
6,650
6,721
-71
5,833
5,895
-62
3,787
3,827
-40
3,685
3,725
-40
1,597
695
902
1,266
556
710
2,103
1,735
368
2,067
1,735
332
502
646
-144
1,129
1,224
-95
1,206
1,264
-58
254
323
-69
238
253
-15
13,783
13,551
232
504
541
-37
29,111
28,994
117
429
477
-48
24,797
25,527
-730
54,196
53,624
572
8,715
8,351
364
39,219
37,324
1,895
28,310
27,142
1,168
6,291
6,073
218
7,080
6,507
573
38,822
37,334
1,488
107
102
5
4,254
4,286
-32
5,625
5,376
249
223,858
225,702
-1,844
58,324
46,148
12,176
5,175
4,731
444
4,063
3,726
337
45,787
36,337
9,450
103,103
79,032
24,071
9,149
8,103
1,046
3,290
1,355
1,935
1,443
576
867
1,523
519
1,004
2,651
856
1,795
1,654
1,994
-340
854
1,250
-396
1,524
1,483
41
5,834
5,439
395
1,763
1,575
188
1,464
1,050
414
2,076
772
1,304
2,490
952
1,538
1,406
476
930
2,353
772
1,581
1,887
635
1,252
157,317
157,703
-386
5,456
3,973
1,483
1,397
1,142
255
399
427
-28
2,107
1,631
476
789
723
66
1,735
1,507
228
2,062
1,363
699
2,599
1,475
1,124
122,075
121,062
1,013
150,000
197,067
-47,067
2,617
1,321
1,296
2,184
976
1,208
41,859
39,797
2,062
2,788
1,228
1,560
3,916
1,842
2,074
1,252
1,145
107
8,730
7,446
1,284
2,000
1,305
695
505
301
204
1,346
1,388
-42
982
681
301
2,743
1,363
1,380
2,020
1,214
806
2,880
2,881
-1
48,030
53,255
-5,225
1,506
1,475
31
21,402
23,825
-2,423
671
660
11
1,125
1,070
55
37,030
39,930
-2,900
2,595
1,664
931
1,887
1,268
619
1,003
713
290
1,117
1,137
-20
1,227
872
355
1,655
350
1,305
12,428
2,447
9,981
1,617
1,410
207
4,168
1,717
2,451
1,220
505
715
1,282
505
777
1,112
404
708
2,788
819
1,969
3,297
3,389
-92
3,479
3,771
-292
5,482
3,475
2,007
1,971
1,158
813
2,907
1,738
1,169
1,864
1,441
423
2,526
1,676
850
70,033
67,686
2,347
1,876
1,051
825
5,758
2,090
3,668
1,477
465
1,012
70,481
73,450
-2,969
1,563
1,177
386
1,439
1,298
141
2,153
2,387
-234
2,109
1,798
311
1,795
1,845
-50
1,257
1,269
-12
1,525
1,479
46
6,251
6,145
106
853
699
154
2,436
2,012
424
17,850
17,684
166
2,008
1,199
809
1,999
1,827
172
2,314
2,193
121
1,966
1,199
767
1,178
1,096
82
3,255
2,707
548
2,526
1,911
615
1,332
1,383
-51
1,743
1,101
642
2,240
2,063
177
1,494
847
647
2,258
1,494
764
1,749
1,121
628
4,196
2,695
1,501
4,625
2,771
1,854
1,277
1,203
74
2,028
1,328
700
2,663
2,405
258
1,066
664
402
666
671
-5
149,016
149,840
-824
1,768
1,541
227
393
422
-29
2,192
1,835
357
1,301
1,391
-90
2,202
1,376
826
2,417
1,376
1,041
1,652
1,023
629
1,907
1,193
714
70,244
69,651
593
225,000
240,548
-15,548
878
892
-14
1,822
1,784
38
5,336
5,491
-155
1,895
1,254
641
2,564
1,568
996
1,221
1,041
180
1,859
1,301
558
2,785
1,437
1,348
2,164
958
1,206
1,982
1,574
408
2,513
2,267
246
2,628
1,776
852
1,756
1,341
415
861
793
68
819
793
26
1,536
1,301
235
2,109
1,626
483
5,369
7,600
-2,231
102,451
96,504
5,947
35,349
38,438
-3,089
681
697
-16
21,288
23,355
-2,067
410
424
-14
20,602
23,724
-3,122
397
430
-33
2,944
714
2,230
2,936
714
2,222
2,184
699
1,485
1,709
699
1,010
60,910
66,829
-5,919
1,291
1,383
-92
2,018
1,687
331
6,366
6,640
-274
1,755
1,297
458
1,212
1,135
77
888
547
341
874
547
327
1,141
623
518
1,238
623
615
50,000
54,918
-4,918
46,650
51,022
-4,372
180,646
180,844
-198
100,000
99,535
465
2,093
1,825
268
1,777
1,460
317
1,764
1,306
458
2,522
1,633
889
18,199
18,736
-537
1,376
1,403
-27
32,283
33,468
-1,185
2,440
2,506
-66
77,043
78,803
-1,760
1,712
1,594
118
3,132
2,922
210
5,035
4,710
325
1,158
833
325
1,320
833
487
2,075
1,520
555
2,036
1,287
749
1,876
1,030
846
1,499
801
698
2,091
2,146
-55
1,758
1,700
58
553,887
100
553,787
905
405
500
2,171
952
1,219
1,958
811
1,147
1,763
714
1,049
1,708
1,031
677
1,811
988
823
5,583
9,325
-3,742
918
1,149
-231
1,962
1,417
545
1,665
1,114
551
2,348
1,362
986
6,099
3,540
2,559
1,398
817
581
18,356
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
116
b
326
c
26
d
-346
e
856
1,029
-12,021
1,223
927
1,259
673
504
820
640
1,428
1,640
264
490
689
239
1,193
-101
24
-1,425
-374
-9
-1,205
-7,617
-60
1,486
653
1,522
147
222
1,499
219
254
1,330
625
997
1,250
678
3,220
1,352
2,689
2,336
-1,234
-3,085
308
636
-6,570
-229
-237
116
1,678
1,393
1,114
2,231
1,684
-2,333
-13
580
249
-437
-483
-466
-24
-18
-7
-12
-272
-1,615
-586
347
336
145
114
486
123
157
1,369
2,163
1,212
534
1,597
-161
834
151
2,970
-73
678
-20
115
-63
-79
-59
128
-17
-234
77
684
-29
416
-422
-14
-33
-1,212
-123
-5,938
34
695
-145
-1,254
-50
3,708
1,958
69
936
6,839
396
396
-8,733
550
611
1,263
276
1,402
1,053
888
1,148
431
10
-33
-865
832
168
97
-80
-1,023
-66
-74
-44
-123
-148
-140
-163
-158
-170
-255
-251
-161
-84
-270
135
-859
-87
1,824
492
2,279
-6,594
-3,979
492
2,747
-4
-2
-11
-2
-20
-52
-29
-17
-71
-62
-40
-40
902
710
368
332
-144
-95
-58
-69
-15
232
-37
117
-48
-730
572
364
1,895
1,168
218
573
1,488
5
-32
249
-1,844
12,176
444
337
9,450
24,071
1,046
1,935
867
1,004
1,795
-340
-396
41
395
188
414
1,304
1,538
930
1,581
1,252
-386
1,483
255
-28
476
66
228
699
1,124
1,013
-47,067
1,296
1,208
2,062
1,560
2,074
107
1,284
695
204
-42
301
1,380
806
-1
-5,225
31
-2,423
11
55
-2,900
931
619
290
-20
355
1,305
9,981
207
2,451
715
777
708
1,969
-92
-292
2,007
813
1,169
423
850
2,347
825
3,668
1,012
-2,969
386
141
-234
311
-50
-12
46
106
154
424
166
809
172
121
767
82
548
615
-51
642
177
647
764
628
1,501
1,854
74
700
258
402
-5
-824
227
-29
357
-90
826
1,041
629
714
593
-15,548
-14
38
-155
641
996
180
558
1,348
1,206
408
246
852
415
68
26
235
483
-2,231
5,947
-3,089
-16
-2,067
-14
-3,122
-33
2,230
2,222
1,485
1,010
-5,919
-92
331
-274
458
77
341
327
518
615
-4,918
-4,372
-198
465
268
317
458
889
-537
-27
-1,185
-66
-1,760
118
210
325
325
487
555
749
846
698
-55
58
553,787
500
1,219
1,147
1,049
677
823
-3,742
-231
545
551
986
2,559
581
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
649,703
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
6,304,291
27,815,535
0.226646
2017
7,899,359
33,507,712
0.235747
2016
5,223,674
36,862,921
0.141705
2015
9,822,429
41,396,057
0.237279
2014
4,394,918
45,905,273
0.095739
2
Total
of line 1, column (d)
.....................
2
0.937116
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.187423
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
20,835,569
5
Multiply line 4 by line 3
......................
5
3,905,065
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
7,001
7
Add lines 5 and 6
........................
7
3,912,066
8
Enter qualifying distributions from Part XII, line 4
,.............
8
7,759,747
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
7,001
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
7,001
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
7,001
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
48,511
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
48,511
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
41,510
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
20,000
Refunded
11
21,510
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
NJ
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
No
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
WWW.PASCALESYKESFOUNDATION.COM
14
The books are in care of
FRANCES P SYKES
Telephone no.
(732) 747-2807
Located at
157 BROAD ST SUITE 106
RED BANK
NJ
ZIP+4
07701
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
FRANCES P SYKES
PRESIDENT
40
0
1650 MARKET ST STE 1200
PHILADELPHIA
,
PA
19103
MICHAEL JEARY
TRUSTEE
01
0
1650 MARKET ST STE 1200
PHILADELPHIA
,
PA
19103
JEANIE FOX LAZEROV
SECRETARY
1
0
1650 MARKET ST STE 1200
PHILADELPHIA
,
PA
19103
ELAINE BRADFORD
TRUSTEE
01
0
1650 MARKET ST STE 1200
PHILADELPHIA
,
PA
19103
SUSAN KYRILLOS
TRUSTEE
01
0
1650 MARKET ST STE 1200
PHILADELPHIA
,
PA
19103
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
JOAN E VANNEST
0
40
75,000
93 NEW MONMOUTH RD
MIDDLETOWN
,
NJ
07748
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
18,803,633
b
Average of monthly cash balances
.......................
1b
2,349,229
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
21,152,862
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
21,152,862
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
317,293
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
20,835,569
6
Minimum investment return.
Enter 5% of line 5
..................
6
1,041,778
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
1,041,778
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
7,001
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
7,001
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
1,034,777
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
1,034,777
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
1,034,777
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
7,759,747
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
7,759,747
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
7,001
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
7,752,746
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
1,034,777
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
2,188,806
b
From 2015
......
7,843,330
c
From 2016
......
3,405,114
d
From 2017
......
6,258,120
e
From 2018
......
4,980,492
f
Total
of lines 3a through e
........
24,675,862
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
7,759,747
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
1,034,777
e
Remaining amount distributed out of corpus
6,724,970
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
31,400,832
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
2,188,806
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
29,212,026
10
Analysis of line 9:
a
Excess from 2015
....
7,843,330
b
Excess from 2016
....
3,405,114
c
Excess from 2017
....
6,258,120
d
Excess from 2018
....
4,980,492
e
Excess from 2019
....
6,724,970
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
FRANCES P SYKES
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
FRANCES P SYKES
157 BROAD ST SUITE 106
RED BANK
,
NJ
07701
(732) 747-2807
b
The form in which applications should be submitted and information and materials they should include:
SEE ATTACHED "PROPOSAL GUIDELINES"
c
Any submission deadlines:
SEE ATTACHED "PROPOSAL GUIDELINES"
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
SEE ATTACHED "PROPOSAL GUIDELINES".
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
SEE ATTACHED STATEMENT
C/O GLENMEDE TRUST CO NA
1650 MARKET ST STE 1200
Philadelphia
,
PA
19103
NONE
PC
SEE ATTACHED STATEMENT
6,046,923
Total
.................................
3a
6,046,923
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
515,881
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
649,703
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
1,165,584
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
1,165,584
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description