-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
THE HYACINTH FOUNDATION 6178-00-17
Number and street (or P.O. box number if mail is not delivered to street address)
GLENMEDE TRUST CO NA 1650 MARK
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PHILADELPHIA
,
PA
191037391
A Employer identification number
51-6183634
B
Telephone number (see instructions)
(215) 419-6000
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
13,922,628
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
269,089
269,089
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
636,203
b
Gross sales price for all assets on line 6a
6,873,618
7
Capital gain net income (from Part IV, line 2)
...
636,203
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
120,572
109,014
12
Total.
Add lines 1 through 11
........
1,025,864
1,014,306
13
Compensation of officers, directors, trustees, etc.
63,624
31,812
31,812
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
7,646
7,646
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
71,270
39,458
0
31,812
25
Contributions, gifts, grants paid
.......
650,723
650,723
26
Total expenses and disbursements.
Add lines 24 and 25
721,993
39,458
0
682,535
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
303,871
b
Net investment income
(if negative, enter -0-)
974,848
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
376,303
484,818
484,818
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
12,217,678
12,244,942
13,437,810
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
12,593,981
12,729,760
13,922,628
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
12,593,981
12,729,760
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
12,593,981
12,729,760
30
Total liabilities and net assets/fund balances
(see instructions)
.
12,593,981
12,729,760
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
12,593,981
2
Enter amount from Part I, line 27a
.....................
2
303,871
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
12,897,852
5
Decreases not included in line 2 (itemize)
5
168,092
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
12,729,760
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
37. AFLAC CORP.
2018-11-06
2019-07-05
b
19. AFLAC CORP.
2018-11-06
2019-12-19
c
151. AES CORP.
2017-06-06
2019-07-05
d
88. AES CORP.
2017-06-06
2019-12-04
e
71. AES CORP.
2017-06-06
2019-12-19
777.783 AQR STYLE PREMIA ALTERNATIVE FUND
2019-07-05
2019-11-01
3680.453 AQR STYLE PREMIA ALTERNATIVE FUND
2017-01-19
2019-11-01
183. AT&T INC
2018-09-10
2019-03-05
25. AT&T INC
2019-12-04
2019-12-19
97. ABBVIE INC COM
2018-03-05
2019-04-03
40. ACTIVISION BLIZZARD INC
2019-03-05
2019-07-05
108. ACTIVISION BLIZZARD INC
2019-03-05
2019-08-05
11. ACTIVISION BLIZZARD INC
2019-03-05
2019-12-19
172.107 GQG EMERGING MARKETS EQUITY FUND
2019-07-05
2019-12-19
24. AKAMAI TECHNOLOGIES
2018-11-06
2019-07-05
62. AKAMAI TECHNOLOGIES
2018-10-04
2019-10-07
11. AKAMAI TECHNOLOGIES
2019-12-04
2019-12-19
8. ALEXION PHARMACEUTICALS INC
2019-11-04
2019-12-19
64. ALLY FINANCIAL INC
2018-08-06
2019-07-05
34. ALLY FINANCIAL INC
2018-08-06
2019-12-19
10. ALPHABET INC CAP STK CL A
2019-06-05
1. ALPHABET INC CAP STK CL A
2019-09-04
2019-12-19
15. ALTRIA GROUP INC
2019-04-03
2019-07-05
21. ALTRIA GROUP INC
2019-04-03
2019-12-19
19. AMEREN CORP
2019-04-03
2019-07-05
109. AMEREN CORP
2019-07-10
2679.627 AMERICAN BEACON SOUND PT FLOATING RATE DTD 11/30/2016
2019-07-05
2019-12-19
20965.581 AMERICAN BEACON SOUND PT FLOATING RATE DTD 11/30/2016
2019-12-19
8. AMERICAN EXPRESS CO.
2019-03-05
2019-07-05
45. AMERICAN EXPRESS CO.
2019-03-05
2019-10-07
9. AMERICAN TOWER CORP
2019-05-06
2019-07-05
5. AMERICAN TOWER CORP
2019-05-06
2019-12-19
115. AMERISOURCEBERGEN CORP
2019-07-10
2019-12-04
11. AMERIPRISE FINANCIAL INC
2017-03-07
2019-07-05
6. AMERIPRISE FINANCIAL INC
2017-03-07
2019-12-19
23. AMETEK INC
2017-11-07
2019-07-05
12. AMETEK INC
2018-07-09
2019-12-19
9. AMGEN
2017-01-19
2019-07-05
4. AMGEN
2017-01-19
2019-12-19
39. AMPHENOL CORP-CL A
2018-11-06
2019-03-05
61. AMPHENOL CORP-CL A
2018-11-06
2019-05-06
7. ANTHEM INC
2017-01-19
2019-07-05
7. ANTHEM INC
2017-01-19
2019-12-04
3. ANTHEM INC
2017-01-19
2019-12-19
22. APPLIED MATERIALS INC
2019-07-05
20. APPLIED MATERIALS INC
2017-09-08
2019-12-19
2. ARISTA NETWORKS INC COM
2019-12-04
2019-12-19
39. BAKER HUGHES COMPANY
2019-08-05
2019-12-19
59. BANK OF AMERICA CORP
2018-05-07
2019-07-05
31. BANK OF AMERICA CORP
2018-05-07
2019-12-19
25. BEST BUY CO. INC.
2017-06-06
2019-07-05
13. BEST BUY CO. INC.
2017-06-06
2019-12-19
5. BIOGEN IDEC INC
2017-05-05
2019-07-05
4. BIOGEN IDEC INC
2019-12-19
5. BOEING CO.
2018-06-05
2019-07-05
27. BOEING CO.
2019-08-05
5. BOOKING HOLDINGS INC
2018-12-04
2019-01-09
31. BRISTOL MYERS SQUIBB CO.
2019-03-05
2019-07-05
28. BRISTOL MYERS SQUIBB CO.
2019-11-22
2019-12-19
17. BRISTOL MYERS SQUIBB CO CONTNGNT VAL RT
2019-11-22
2019-12-19
39. CBRE GROUP INC
2017-03-07
2019-07-05
20. CBRE GROUP INC
2017-03-07
2019-12-19
19. CIGNA CORP
2017-01-19
2019-04-03
72. CME GROUP INC.
2019-03-05
71. CSX CORP.
2019-02-11
2019-04-03
13. CSX CORP.
2019-02-11
2019-07-05
79. CSX CORP.
2019-02-11
2019-09-04
63. CVS CORP
2017-09-08
2019-05-06
110. CVS CORP
2018-07-09
2019-05-06
25. CADENCE DESIGN SYSTEM
2019-05-06
2019-07-05
13. CADENCE DESIGN SYSTEM
2019-05-06
2019-12-19
13. CARDINAL HEALTH INC.
2019-01-09
2019-07-05
10. CARDINAL HEALTH INC.
2019-01-09
2019-12-19
16. CELANESE CORP
2019-05-06
2019-07-05
76. CELANESE CORP
2019-11-04
17. CELANESE CORP
2019-05-06
2019-11-04
23. CELGENE CORP
2017-01-19
2019-07-05
81. CELGENE CORP
2018-12-04
2019-11-22
51. CELGENE CORP
2017-01-19
2019-11-22
24. CENTENE CORP
2019-01-09
2019-07-05
37. CENTENE CORP
2017-08-04
2019-12-04
16. CENTENE CORP
2017-08-04
2019-12-19
36. CENTERPOINT ENERGY INC
2017-08-04
2019-07-05
20. CENTERPOINT ENERGY INC
2017-08-04
2019-12-19
46. CHEVRON CORP
2018-06-05
2019-01-09
47. CHEVRON CORP
2018-04-09
2019-06-05
83. CHURCH & DWIGHT INC DEL COM
2017-02-07
2019-03-05
139. CHURCH & DWIGHT INC DEL COM
2019-06-05
45. CISCO SYSTEMS
2013-04-16
2019-07-05
23. CISCO SYSTEMS
2013-04-16
2019-12-19
26. CITIGROUP INC
2019-03-05
2019-07-05
14. CITIGROUP INC
2019-03-05
2019-12-19
37. CITIZENS FINANCIAL GROUP INC
2019-07-05
25. CITIZENS FINANCIAL GROUP INC
2017-01-19
2019-12-19
17. CITRIX SYSTEMS INC
2019-04-03
2019-07-05
102. CITRIX SYSTEMS INC
2019-08-05
162. COGNIZANT TECH SOLUTIONS CRP
2019-05-06
14. COGNIZANT TECH SOLUTIONS CRP
2019-08-05
2019-12-19
112. COLGATE PALMOLIVE CO.
2019-08-05
2019-12-04
47. COMCAST CORP-CL A
2017-04-07
2019-07-05
122. COMCAST CORP-CL A
2017-04-07
2019-10-07
14. COMCAST CORP-CL A
2017-04-07
2019-12-19
20. COMERICA INC.
2017-02-07
2019-07-05
118. COMERICA INC.
2017-02-07
2019-09-04
26. CONOCOPHILLIPS COM
2019-03-05
2019-07-05
151. CONOCOPHILLIPS COM
2019-07-10
323. CORTEVA INC
2019-08-05
2019-11-04
50. COVETRUS INC NPV
2018-12-04
2019-04-03
5. CUMMINS ENGINE CO. INC.
2019-06-05
2019-07-05
61. CUMMINS ENGINE CO. INC.
2019-12-04
3080.151 DFA INTERNATIONAL CORE EQUITY
2018-11-08
2019-07-05
44671.847 DFA INTERNATIONAL CORE EQUITY
2019-07-05
3883.1 DFA EMERG MKTS CORE EQUITY
2018-11-08
2019-07-05
16909.815 DFA EMERG MKTS CORE EQUITY
2019-07-05
1158.094 DFA US LARGE CAP VALUE PT
2019-11-01
76.217 DFA US LARGE CAP VALUE PT
2019-12-17
2019-12-19
1067.59 DFA US SMALL CAP PORTFOLIO
2019-07-05
2019-11-01
488.433 DFA US SMALL CAP PORTFOLIO
2019-12-19
3715.776 DFA US LARGE CAP EQUITY PORTFOLIO
2018-12-31
2019-07-05
59851.631 DFA US LARGE CAP EQUITY PORTFOLIO
2019-07-05
48. DTE ENERGY CO
2018-08-06
2019-01-09
8. DAVITA INC
2019-10-07
2019-12-19
223. DELTA AIR LINES INC
2019-02-11
17. DELTA AIR LINES INC
2019-12-04
2019-12-19
39. DEVON ENERGY CORP
2019-05-06
2019-07-05
222. DEVON ENERGY CORP
2019-05-06
2019-08-05
4548.329 DFA WORLD EX US CORE EQUITY INTL
2019-07-05
2019-11-01
1909.841 DFA WORLD EX US CORE EQUITY INTL
2019-07-05
2019-12-19
106. WALT DISNEY CO.
2019-03-05
23. DISCOVER FINANCIAL SERVICES
2019-03-05
2019-07-05
12. DISCOVER FINANCIAL SERVICES
2019-03-05
2019-12-19
37. DISCOVERY COMMUNICATIONS INC CL C
2019-11-04
2019-12-19
7262.127 PARAMETRIC COMMODITY STRATEGY FUND
2019-07-05
1285.893 PARAMETRIC VOLATILITY RSK PREMIUM DEF FD
2019-07-05
2019-08-28
1082.925 PARAMETRIC VOLATILITY RSK PREMIUM DEF FD
2019-07-05
2019-11-01
45. EBAY INC
2019-03-05
2019-07-05
24. EBAY INC
2019-03-05
2019-12-19
.633 ELANCO ANIMAL HEALTH INC COM
2017-04-07
2019-03-21
7. ELANCO ANIMAL HEALTH INC COM
2017-04-07
2019-07-05
5. ELANCO ANIMAL HEALTH INC COM
2017-04-07
2019-12-19
15. ELECTRONIC ARTS
2019-03-05
2019-07-05
8. ELECTRONIC ARTS
2019-03-05
2019-12-19
303. EXELON CORPORATION
2018-03-05
2019-03-05
17. EXELON CORPORATION
2019-06-05
2019-07-05
130. EXELON CORPORATION
2019-10-07
26. EXPEDIA GROUP INC
2019-09-04
2019-12-04
4. EXPEDIA GROUP INC
2019-09-04
2019-12-19
10. FACEBOOK INC -A
2018-09-10
2019-07-05
5. FACEBOOK INC -A
2018-09-10
2019-12-19
12. F5 NETWORKS INC
2017-05-05
2019-07-05
7. F5 NETWORKS INC
2017-05-05
2019-12-19
23. FIDELITY NATIONAL FINANCIAL IN FNF GROUP
2019-02-11
2019-07-05
20. FIDELITY NATIONAL FINANCIAL IN FNF GROUP
2019-12-04
2019-12-19
52. FIFTH THIRD BANK
2017-03-07
2019-07-05
33. FIFTH THIRD BANK
2017-03-07
2019-12-19
2276. FIRST TR NORTH AMERICAN ENERGY INFRA ETF
2019-07-05
94. FORD MOTOR COMPANY
2019-04-03
2019-07-05
539. FORD MOTOR COMPANY
2019-04-03
2019-09-04
52. FORD MOTOR COMPANY
2019-10-07
2019-12-19
20. FORTINET INC
2019-04-03
2019-07-05
11. FORTINET INC
2019-04-03
2019-12-19
9. FORTUNE BRANDS HOME & SECURITY INC
2019-09-04
2019-12-19
24. FOX CORP CL A
2019-06-05
2019-07-05
133. FOX CORP CL A
2019-07-10
2019-09-04
22. FOX CORP CL A
2019-12-19
737.375 GMO QUALITY FUND III
2019-07-05
2500.056 GMO QUALITY FUND III
2019-07-05
170.203 GMO QUALITY FUND III
2013-02-13
2019-08-28
169.029 GMO QUALITY FUND III
2019-08-28
794.74 GMO QUALITY FUND III
2013-02-13
2019-11-01
350.362 GMO QUALITY FUND III
2013-02-13
2019-12-19
80. GALLAGHER ARTHUR J & CO COM
2018-02-07
2019-03-05
26. GENERAL DYNAMICS CORP.
2018-09-10
2019-03-05
34. GENERAL DYNAMICS CORP.
2018-09-10
2019-06-05
40. GENERAL MILLS INC.
2018-06-05
2019-07-05
34. GENERAL MILLS INC.
2018-10-04
2019-12-04
18. GENERAL MILLS INC.
2018-10-04
2019-12-19
149. GILEAD SCIENCES INC.
2018-08-06
2019-02-11
91. GILEAD SCIENCES INC.
2019-07-10
2019-11-04
5759.08 GLENMEDE FUND INC-CORE FIXED INCOME PORT
2019-11-01
42193.212 GLENMEDE FUND INC-INTERNATIONAL PORT
2019-07-05
189.835 GLENMEDE FUND INC-INTERNATIONAL PORT
2018-11-08
2019-07-05
5072.215 GLENMEDE FUND INC-ADVISOR SMALL CAP VALUE PORTFOLIO
2019-07-05
16138.925 GLENMEDE FUND INC-ADVISOR SMALL CAP VALUE PORTFOLIO
2019-07-05
1623.159 GLENMEDE SECURED OPTIONS
2019-07-05
30840.457 GLENMEDE SECURED OPTIONS
2019-07-05
54.574 GLENMEDE FUND INC-LARGE CAP VALUE PORT
2013-12-12
2019-07-05
40302.541 GLENMEDE FUND INC-LARGE CAP VALUE PORT
2019-08-28
7075.777 GLENMEDE FUND INC-LARGE CAP VALUE PORT
2019-08-28
40. HALLIBURTON CO.
2019-06-05
2019-07-05
173. HALLIBURTON CO.
2019-07-10
2019-09-04
260. HALLIBURTON CO.
2019-10-07
76. HEWLETT PACKARD ENTERPRISE CO
2019-04-03
2019-07-05
49. HEWLETT PACKARD ENTERPRISE CO
2019-04-03
2019-12-19
29. HOME DEPOT INC.
2013-02-26
2019-03-05
11. HONEYWELL INTERNATIONAL INC
2017-01-19
2019-07-05
6. HONEYWELL INTERNATIONAL INC
2017-01-19
2019-12-19
55. HOST HOTELS & RESORTS
2019-02-11
2019-07-05
29. HOST HOTELS & RESORTS
2019-02-11
2019-12-19
7. HUMANA INC.
2017-05-05
2019-07-05
9. HUMANA INC.
2017-05-05
2019-10-07
12. HUMANA INC.
2019-04-03
2019-10-07
2. HUMANA INC.
2017-05-05
2019-12-19
6. IAC/INTERACTIVECORP
2019-07-10
2019-09-04
3. IAC/INTERACTIVECORP
2019-07-10
2019-12-19
222. INTEL CORP.
2017-01-19
2019-05-06
69. INTERCONTINENTAL EXCHANGE GROUP
2018-06-05
2019-02-11
13. INTERCONTINENTAL EXCHANGE GROUP
2019-07-05
7. INTERCONTINENTAL EXCHANGE GROUP
2018-05-07
2019-12-19
45. INTERNATIONAL BUSINESS MACHINES CORP.
2018-12-04
2019-04-03
35. INTERNATIONAL PAPER CO.
2018-11-06
2019-07-05
233. INTERNATIONAL PAPER CO.
2019-08-05
72. INTERPUBLIC GROUP COS
2018-11-06
2019-07-05
414. INTERPUBLIC GROUP COS
2018-11-06
2019-07-10
91. JP MORGAN CHASE & CO
2013-05-08
2019-01-09
63. JUNIPER NETWORKS INC
2019-06-05
2019-07-05
367. JUNIPER NETWORKS INC
2019-08-05
38. JUNIPER NETWORKS INC
2019-11-04
2019-12-19
56. KLA-TENCOR CORPORATION
2018-09-10
2019-01-09
7. KEYSIGHT TECHNOLOGIES INC
2019-12-04
2019-12-19
309. KINDER MORGAN INC
2019-04-03
351. KINDER MORGAN INC
2018-07-09
2019-05-06
180. KOHL'S
2018-05-07
2019-06-05
372. KROGER CO.
2019-01-09
2019-04-03
37. KROGER CO.
2019-09-04
2019-12-19
9. LAM RESEARCH CORP
2017-09-08
2019-07-05
5. LAM RESEARCH CORP
2017-09-08
2019-12-19
757.447 LEGG MASON BW GLOBAL OP BD-IS
2013-02-13
2019-11-01
10. ELI LILLY & CO.
2017-04-07
2019-07-05
58. ELI LILLY & CO.
2017-04-07
2019-12-04
240. MACY'S INC
2019-07-10
2019-11-04
33. MARATHON PETROLEUM CORP
2018-02-07
2019-07-05
17. MARATHON PETROLEUM CORP
2019-12-19
42. MASCO CORP.
2019-03-05
2019-07-05
245. MASCO CORP.
2019-03-05
2019-07-10
12. MCCORMICK & CO. INC. (NON-VOTING)
2018-04-09
2019-07-05
32. MCCORMICK & CO. INC. (NON-VOTING)
2018-04-09
2019-07-10
39. MCCORMICK & CO. INC. (NON-VOTING)
2018-04-09
2019-09-04
11. MCKESSON HBOC INC
2019-02-11
2019-07-05
6. MCKESSON HBOC INC
2019-02-11
2019-12-19
22. MERCK & CO INC
2019-05-06
2019-07-05
54. MERCK & CO INC
2019-05-06
2019-07-10
10. MERCK & CO INC
2019-09-04
2019-12-19
32. METLIFE INC
2018-06-05
2019-07-05
17. METLIFE INC
2018-06-05
2019-12-19
12. MICROSOFT CORP.
2017-08-04
2019-07-05
7. MICROSOFT CORP.
2017-08-04
2019-12-19
172. MOLSON COORS BREWING CO
2018-12-04
2019-03-05
9. MONDELEZ INTL INC CL A
2019-11-04
2019-12-19
28. MONSTER BEVERAGE CORP NEW
2018-08-06
2019-07-05
168. MONSTER BEVERAGE CORP NEW
2018-08-06
2019-11-04
16. NATIONAL RETAIL PROPERTIES
2019-01-09
2019-07-05
94. NATIONAL RETAIL PROPERTIES
2019-01-09
2019-07-10
36. NETAPP INC
2019-07-05
19. NETAPP INC
2017-01-19
2019-12-19
47. NEWMONT MINING CORP.
2019-04-03
2019-07-05
24. NEWMONT MINING CORP.
2019-04-03
2019-12-19
126. NEWS CORP NEW CL A
2018-10-04
2019-07-05
231. NEWS CORP NEW CL A
2018-10-04
2019-08-05
46. NEWS CORP NEW CL A
2018-10-04
2019-12-19
10. NIKE INC CL B
2019-11-04
2019-12-19
1. NORTHROP CORP.
2019-12-04
2019-12-19
25. NUCOR CORP.
2019-01-09
2019-07-05
147. NUCOR CORP.
2019-01-09
2019-07-10
5268.52 OBERWEIS FUNDS INTL OP INSTL
2019-07-05
2533.329 OBERWEIS FUNDS INTL OP INSTL
2016-03-09
2019-07-05
24. OMNICOM GROUP
2015-08-13
2019-07-05
13. OMNICOM GROUP
2015-08-13
2019-12-19
31. ORACLE CORP
2019-07-05
16. ORACLE CORP
2013-10-09
2019-12-19
115. PG&E CORP
2018-11-06
2019-01-09
177. PPL CORPORATION
2019-03-05
2019-06-05
8. PACKAGING CORP OF AMERICA
2018-11-06
2019-07-05
4. PACKAGING CORP OF AMERICA
2018-11-06
2019-12-19
375. PARK HOTELS RESORTS INC
2019-02-11
55. PARKER-HANNIFIN CORP.
2019-02-11
2019-06-05
5. PARKER-HANNIFIN CORP.
2019-08-05
2019-12-19
28. PAYPAL HOLDINGS INC
2017-01-19
2019-07-05
15. PAYPAL HOLDINGS INC
2017-01-19
2019-12-19
308. PFIZER INC.
2019-02-11
31. PFIZER INC.
2019-06-05
2019-07-05
180. PFIZER INC.
2019-06-05
2019-09-04
25. PFIZER INC.
2019-12-04
2019-12-19
100. PHILLIPS 66
2018-10-04
2019-02-11
9. PHILLIPS 66
2019-04-03
2019-07-05
55. PHILLIPS 66
2019-09-04
8. PHILLIPS 66
2019-11-04
2019-12-19
4573.24 PIMCO ALL ASSETS AUTH -IS
2017-01-19
2019-11-01
17. PRINCIPAL FINANCIAL GROUP
2018-12-04
2019-07-05
101. PRINCIPAL FINANCIAL GROUP
2018-12-04
2019-11-04
10. PROCTER & GAMBLE CO.
2018-08-06
2019-07-05
61. PROCTER & GAMBLE CO.
2018-08-06
2019-08-05
102. PROGRESSIVE CORP OHIO
2019-02-11
55. PROLOGIS INC.
2019-08-05
2019-10-07
6. PROLOGIS INC.
2019-08-05
2019-12-19
66. RAYTHEON COMPANY
2018-12-04
2019-06-05
5. REGENERON PHAR
2019-03-05
2019-07-05
30. REGENERON PHAR
2019-11-04
728. REGIONS FINANCIAL CORP
2019-04-03
9. RELIANCE STEEL & ALUMINUM
2019-10-07
2019-12-19
20. ROSS STORES INC
2017-01-19
2019-07-05
21. ROSS STORES INC
2017-01-19
2019-11-04
8. ROSS STORES INC
2018-12-04
2019-12-19
22. HENRY SCHEIN INC
2018-12-04
2019-07-05
11. HENRY SCHEIN INC
2018-12-04
2019-12-19
22. CHARLES SCHWAB CORP.
2019-11-04
2019-12-19
268. SERVICE CORP INTERNATIONAL
2018-10-04
2019-04-03
8. SIMON PROPERTY GROUP INCBLAIR
2018-11-06
2019-07-05
47. SIMON PROPERTY GROUP INCBLAIR
2019-08-05
8. SKYWORKS SOLUTIONS INC
2017-05-05
2019-07-05
49. SKYWORKS SOLUTIONS INC
2017-05-05
2019-07-10
115. SMITH A.O. CORP
2019-07-10
2019-10-07
72. SNAP ON TOOLS CORP.
2018-11-06
2019-02-11
10. SNAP ON TOOLS CORP.
2019-06-05
2019-07-05
65. SNAP ON TOOLS CORP.
2019-11-04
10. SOUTHERN CO.
2019-10-07
2019-12-19
32. SOUTHWEST AIRLINES
2019-01-09
2019-07-05
17. SOUTHWEST AIRLINES
2019-01-09
2019-12-19
25. STARBUCKS CORP.
2018-12-04
2019-07-05
144. STARBUCKS CORP.
2018-12-04
2019-12-04
184. STEEL DYNAMICS INC
2019-05-06
16. STORE CAPITAL CORP
2019-09-04
2019-12-19
176. SUNTRUST BANKS INC.
2019-05-06
5. SYNOPSIS INC.
2019-08-05
2019-12-19
26. SYNCHRONY FINANCIAL
2019-04-03
2019-07-05
26. SYNCHRONY FINANCIAL
2019-12-04
2019-12-19
25. SYSCO CORP
2019-04-03
2019-07-05
65. SYSCO CORP
2019-04-03
2019-07-10
8. SYSCO CORP
2019-04-03
2019-12-19
165. TD AMERITRADE HOLDING CORP
2019-02-11
2019-05-06
109. TD AMERITRADE HOLDING CORP
2019-10-07
2019-12-04
11. TD AMERITRADE HOLDING CORP
2019-10-07
2019-12-19
32. TJX COS INC
2019-05-06
2019-07-05
185. TJX COS INC
2019-05-06
2019-09-04
4. TAKE-TWO INTERACTIVE SOFTWRE
2019-11-04
2019-12-19
26. TARGET CORP
2017-06-06
2019-07-05
45. TARGET CORP
2017-06-06
2019-11-04
9. TARGET CORP
2017-06-06
2019-12-19
133. TERADYNE INC.
2018-08-06
2019-01-09
22. TEXAS INSTRUMENTS INC.
2017-08-04
2019-06-05
8. TEXAS INSTRUMENTS INC.
2017-08-04
2019-07-05
4. TEXAS INSTRUMENTS INC.
2017-08-04
2019-12-19
52. TYSON FOODS INC. CLASS A
2019-09-04
2019-12-04
5. TYSON FOODS INC. CLASS A
2019-09-04
2019-12-19
34. U S BANCORP
2019-04-03
2019-07-05
18. U S BANCORP
2019-04-03
2019-12-19
2. ULTA BEAUTY INC
2019-06-05
2019-07-05
15. ULTA BEAUTY INC
2019-06-05
2019-09-04
40. UNITED STATES COMMODITY INDEX FUND
2018-12-31
2019-07-05
802. UNITED STATES COMMODITY INDEX FUND
2019-07-05
2491. UNITED STATES COMMODITY INDEX FUND
2019-11-01
50. UNITED THERAPEUTICS CORP
2017-01-19
2019-06-05
4. UNITEDHEALTH GROUP INC
2017-01-19
2019-07-05
2. UNITEDHEALTH GROUP INC
2017-01-19
2019-12-19
35. UNUMPROVIDENT CORP
2017-01-19
2019-07-05
205. UNUMPROVIDENT CORP
2017-01-19
2019-12-04
72. VALERO ENERGY CORP
2017-01-19
2019-05-06
10. VALERO ENERGY CORP
2017-01-19
2019-07-05
9. VALERO ENERGY CORP
2019-11-04
2019-12-19
166.038 VANGUARD PRIMECAP FUND ADMIRAL SHARES
2019-07-05
52.976 VANGUARD PRIMECAP FUND ADMIRAL SHARES
2017-12-18
2019-08-28
543.327 VANGUARD PRIMECAP FUND ADMIRAL SHARES
2019-11-01
288.713 VANGUARD SHORT TERM INFL PROTECTED FUND
2019-07-05
2019-11-01
238. VANGUARD GLOBAL EX US REAL ESTATE
2017-10-30
2019-11-01
880. VANGUARD FTSE ALL-WORLD EX-U
2014-12-09
2019-11-01
501. VANGUARD FTSE ALL-WORLD EX-U
2018-11-08
2019-12-19
3732.825 VANGUARD MARKET NEUTRAL FUND
2019-11-01
330. VANGUARD INDEX FDS REAL ESTATE ETF
2017-10-30
2019-11-01
175.359 VANGUARD TOTAL STK MKT IN-AD
2019-07-05
2019-08-28
999.334 VANGUARD TOTAL STK MKT IN-AD
2019-07-05
2019-11-01
155.197 VANGUARD TOTAL STK MKT IN-AD
2019-07-05
2019-12-19
35. VERIZON COMMUNICATIONS
2018-03-05
2019-04-03
94. VERIZON COMMUNICATIONS
2018-03-05
2019-05-06
103. VERIZON COMMUNICATIONS
2018-03-05
2019-06-05
11. VISA INC-CLASS A SHARES
2018-02-07
2019-07-05
6. VISA INC-CLASS A SHARES
2018-10-04
2019-12-19
112. VMWARE INC-CLASS A
2017-01-19
2019-04-03
170. WALGREENS BOOTS ALLIANCE INC
2018-05-07
2019-01-09
89. WALGREENS BOOTS ALLIANCE INC
2019-03-05
2019-05-06
187. WALGREENS BOOTS ALLIANCE INC
2019-08-05
2019-09-04
102. WASTE MANAGEMENT
2018-08-06
2019-04-03
44. WATERS CORP
2019-02-11
2019-05-06
35. WELLS FARGO CO
2019-05-06
2019-07-05
18. WELLS FARGO CO
2019-05-06
2019-12-19
77. WESTERN DIGITAL CORP.
2018-09-10
2019-01-09
126. WESTERN DIGITAL CORP.
2019-01-09
91. WESTROCK CO
2019-03-05
150. WESTROCK CO
2018-12-04
2019-04-03
113. WYNDHAM DESTINATIONS INC
2017-01-19
2019-01-09
14. XILINX
2019-05-06
2019-07-05
85. XILINX
2019-05-06
2019-09-04
42. XEROX CORP.
2019-05-06
2019-07-05
22. XEROX HOLDINGS CORP COM NEW
2019-05-06
2019-12-19
7. ALLERGAN PLC SHS
2019-04-03
2019-07-05
41. ALLERGAN PLC SHS
2019-04-03
2019-07-10
26. AMDOCS LTD
2017-01-19
2019-07-05
14. AMDOCS LTD
2017-01-19
2019-12-19
10. ACCENTURE PLC
2018-03-05
2019-07-05
5. ACCENTURE PLC
2018-03-05
2019-12-19
19. EATON CORP PLC ORDINARY
2017-01-19
2019-07-05
11. EATON CORP PLC ORDINARY
2017-01-19
2019-12-19
18. INGERSOLL-RAND PLC
2017-01-19
2019-07-05
9. INGERSOLL-RAND PLC
2017-01-19
2019-12-19
3. JAZZ PHARMACEUTICALS PLC
2019-12-04
2019-12-19
14. MEDTRONIC PLC SHS
2018-10-04
2019-07-05
34. MEDTRONIC PLC SHS
2018-10-04
2019-12-04
5. MEDTRONIC PLC SHS
2018-10-04
2019-12-19
37. NIELSEN HLDGS PLC
2019-06-05
2019-07-05
41. NIELSEN HLDGS PLC
2019-06-05
2019-12-19
235. NORWEGIAN CRUISE LINE HLDGS
2019-03-05
16. NORWEGIAN CRUISE LINE HLDGS
2019-06-05
2019-07-05
18. NORWEGIAN CRUISE LINE HLDGS
2019-12-04
2019-12-19
40. TECHNIPFMC LTD
2019-06-05
2019-07-05
21. TECHNIPFMC LTD
2019-06-05
2019-12-19
26. WILLIS TOWERS WATSON PUB LTD
2019-10-07
2019-11-04
65. LYONDELLBASELL INDUSTRIES NV
2019-02-11
330. MYLAN NV EURO
2019-02-11
2019-03-05
26. MYLAN NV EURO
2019-12-04
2019-12-19
16. NXP SEMICONDUCTORS N.V.
2019-05-06
2019-07-05
8. NXP SEMICONDUCTORS N.V.
2019-05-06
2019-12-19
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
2,102
1,625
477
b
1,005
834
171
c
2,582
1,800
782
d
1,664
1,049
615
e
1,381
846
535
6,611
6,689
-78
31,284
36,105
-4,821
5,477
5,946
-469
970
958
12
8,051
11,218
-3,167
1,920
1,674
246
4,949
4,519
430
649
460
189
2,323
2,332
-9
1,962
1,668
294
5,595
4,111
1,484
929
949
-20
893
873
20
2,014
1,718
296
1,071
913
158
10,438
11,745
-1,307
1,355
1,181
174
730
816
-86
1,077
1,142
-65
1,453
1,376
77
8,369
7,782
587
25,832
26,689
-857
202,108
216,623
-14,515
1,003
872
131
5,129
4,905
224
1,880
1,730
150
1,112
961
151
10,176
10,262
-86
1,647
1,454
193
1,003
793
210
2,092
1,576
516
1,192
876
316
1,674
1,386
288
962
616
346
3,697
3,533
164
6,013
5,525
488
1,989
1,041
948
2,012
1,041
971
896
446
450
968
1,025
-57
1,207
891
316
407
389
18
971
927
44
1,725
1,752
-27
1,087
921
166
1,799
1,463
336
1,150
761
389
1,168
1,313
-145
1,190
1,033
157
1,777
1,801
-24
8,887
9,342
-455
8,327
9,304
-977
1,425
1,670
-245
1,758
1,565
193
49
36
13
2,051
1,409
642
1,195
723
472
3,023
3,462
-439
12,674
11,940
734
5,342
4,922
420
1,019
901
118
5,320
5,477
-157
3,549
5,030
-1,481
6,197
7,469
-1,272
1,856
1,751
105
912
911
1
623
608
15
509
468
41
1,690
1,727
-37
9,401
6,820
2,581
2,103
1,835
268
2,154
2,618
-464
8,750
5,917
2,833
5,510
5,805
-295
1,236
1,417
-181
2,229
1,531
698
992
662
330
1,055
1,027
28
534
571
-37
5,202
5,676
-474
5,527
5,471
56
5,457
3,907
1,550
10,688
6,324
4,364
2,549
945
1,604
1,101
483
618
1,855
1,635
220
1,096
880
216
1,330
1,384
-54
1,010
865
145
1,693
1,754
-61
9,396
10,069
-673
9,679
6,205
3,474
882
871
11
7,610
7,792
-182
2,033
1,790
243
5,458
4,645
813
608
533
75
1,460
1,369
91
7,143
8,077
-934
1,556
1,788
-232
9,178
10,071
-893
8,328
9,678
-1,350
1,611
2,498
-887
845
795
50
10,907
9,961
946
40,165
39,826
339
582,521
553,800
28,721
81,584
76,225
5,359
355,275
323,115
32,160
43,649
42,262
1,387
2,921
2,917
4
36,736
36,437
299
17,085
16,830
255
68,296
57,000
11,296
1,100,073
763,302
336,771
5,270
5,305
-35
591
449
142
11,316
11,178
138
1,002
956
46
1,086
1,229
-143
5,373
6,993
-1,620
51,305
50,623
682
22,250
21,257
993
12,079
10,786
1,293
1,848
1,635
213
1,039
853
186
1,125
961
164
37,182
39,454
-2,272
14,531
14,711
-180
12,746
12,389
357
1,794
1,679
115
862
896
-34
20
12
8
240
132
108
145
94
51
1,401
1,438
-37
862
781
81
14,664
11,400
3,264
835
847
-12
6,304
6,323
-19
2,753
3,345
-592
438
515
-77
1,968
1,643
325
1,025
821
204
1,770
1,538
232
1,002
897
105
940
811
129
909
937
-28
1,474
1,427
47
1,024
905
119
57,933
47,229
10,704
958
861
97
4,937
4,939
-2
489
456
33
1,574
1,749
-175
1,200
962
238
582
449
133
879
826
53
4,452
4,813
-361
813
788
25
17,955
18,390
-435
60,876
59,875
1,001
4,003
4,018
-15
3,976
4,089
-113
19,829
18,760
1,069
8,622
8,270
352
6,412
5,325
1,087
4,367
5,092
-725
5,820
6,659
-839
2,165
1,702
463
1,815
1,472
343
952
779
173
10,065
11,618
-1,553
5,930
6,139
-209
65,078
66,274
-1,196
583,110
535,702
47,408
2,624
2,568
56
124,574
111,467
13,107
396,372
390,675
5,697
20,371
18,527
1,844
387,048
371,775
15,273
546
616
-70
373,202
426,737
-53,535
65,522
62,707
2,815
917
843
74
3,246
4,094
-848
4,805
5,566
-761
1,152
1,206
-54
776
777
-1
5,344
1,961
3,383
1,942
1,243
699
1,056
678
378
1,008
992
16
539
523
16
1,857
1,604
253
2,304
2,062
242
3,072
3,153
-81
732
458
274
1,530
1,393
137
716
696
20
11,352
8,116
3,236
5,193
5,096
97
1,163
944
219
652
494
158
6,451
5,487
964
1,535
1,636
-101
9,376
10,810
-1,434
1,679
1,688
-9
9,634
9,709
-75
9,160
4,543
4,617
1,720
1,667
53
9,212
9,634
-422
928
948
-20
5,249
5,909
-660
730
722
8
6,131
5,458
673
6,820
6,192
628
8,760
10,877
-2,117
8,841
10,493
-1,652
1,067
915
152
1,651
1,501
150
1,456
834
622
7,976
8,839
-863
1,129
851
278
6,868
4,933
1,935
3,797
5,118
-1,321
1,806
1,668
138
1,035
837
198
1,672
1,666
6
9,415
9,718
-303
1,938
1,269
669
5,045
3,385
1,660
6,434
4,125
2,309
1,536
1,435
101
814
783
31
1,884
1,752
132
4,583
4,300
283
897
858
39
1,622
1,480
142
863
786
77
1,646
871
775
1,086
508
578
10,482
11,202
-720
496
466
30
1,837
1,674
163
9,404
10,046
-642
861
764
97
5,136
4,488
648
2,243
1,382
861
1,205
679
526
1,808
1,690
118
981
863
118
1,696
1,681
15
2,936
3,081
-145
635
614
21
1,005
898
107
341
346
-5
1,383
1,398
-15
7,977
8,219
-242
54,266
52,511
1,755
26,093
24,067
2,026
2,028
1,754
274
1,033
950
83
1,838
1,047
791
854
516
338
2,183
5,570
-3,387
5,520
5,752
-232
796
773
23
446
387
59
11,039
11,407
-368
8,909
9,003
-94
1,029
820
209
3,277
1,154
2,123
1,626
618
1,008
12,804
11,034
1,770
1,363
1,321
42
6,433
7,671
-1,238
974
955
19
9,411
11,753
-2,342
873
857
16
5,490
5,386
104
903
949
-46
37,821
38,652
-831
997
784
213
5,588
4,660
928
1,132
828
304
7,024
5,049
1,975
6,996
6,179
817
4,727
4,347
380
525
474
51
11,987
11,014
973
1,537
2,184
-647
9,339
11,063
-1,724
10,814
12,100
-1,286
1,084
892
192
2,013
1,319
694
2,343
1,385
958
919
654
265
1,519
1,555
-36
762
778
-16
1,065
950
115
10,908
11,777
-869
1,298
1,469
-171
7,280
8,587
-1,307
643
808
-165
3,929
4,948
-1,019
5,200
5,126
74
11,145
11,373
-228
1,615
1,612
3
10,945
10,460
485
631
620
11
1,665
1,571
94
918
835
83
2,194
1,675
519
12,274
9,647
2,627
5,978
8,405
-2,427
592
619
-27
11,466
9,629
1,837
700
627
73
927
842
85
948
976
-28
1,793
1,660
133
4,677
4,316
361
675
531
144
8,713
8,959
-246
5,615
3,716
1,899
554
375
179
1,744
1,737
7
10,059
10,041
18
489
469
20
2,306
1,416
890
4,893
2,450
2,443
1,156
490
666
4,260
5,849
-1,589
2,403
1,794
609
927
652
275
501
326
175
4,640
4,497
143
451
432
19
1,824
1,681
143
1,082
890
192
690
674
16
3,474
5,055
-1,581
1,466
1,501
-35
29,393
46,179
-16,786
90,895
68,623
22,272
4,167
7,655
-3,488
989
635
354
590
317
273
1,210
1,551
-341
5,967
9,086
-3,119
6,244
4,740
1,504
817
658
159
853
912
-59
23,015
22,329
686
7,085
7,124
-39
78,701
57,732
20,969
7,125
7,128
-3
14,606
14,115
491
45,777
42,337
3,440
27,028
24,504
2,524
39,456
44,950
-5,494
31,089
26,545
4,544
12,557
13,017
-460
75,789
74,181
1,608
12,338
11,520
818
2,057
1,708
349
5,351
4,588
763
5,875
5,027
848
1,945
1,332
613
1,118
879
239
20,845
8,092
12,753
12,270
10,606
1,664
4,802
5,657
-855
9,627
9,747
-120
10,581
9,149
1,432
9,572
10,223
-651
1,671
1,699
-28
965
874
91
3,092
4,400
-1,308
5,060
9,214
-4,154
3,510
5,688
-2,178
5,968
6,947
-979
4,306
3,890
416
1,627
1,659
-32
8,687
10,074
-1,387
1,527
1,371
156
821
718
103
1,175
1,020
155
6,841
5,972
869
1,628
1,541
87
1,006
830
176
1,916
1,592
324
1,034
796
238
1,553
1,165
388
1,036
659
377
2,243
1,405
838
1,199
702
497
453
445
8
1,373
1,354
19
3,791
3,289
502
566
484
82
852
836
16
825
927
-102
13,010
10,965
2,045
833
833
994
962
32
1,001
855
146
426
449
-23
4,855
4,893
-38
5,450
5,940
-490
9,031
10,222
-1,191
502
494
8
1,545
1,690
-145
1,003
845
158
102,821
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
477
b
171
c
782
d
615
e
535
-78
-4,821
-469
12
-3,167
246
430
189
-9
294
1,484
-20
20
296
158
-1,307
174
-86
-65
77
587
-857
-14,515
131
224
150
151
-86
193
210
516
316
288
346
164
488
948
971
450
-57
316
18
44
-27
166
336
389
-145
157
-24
-455
-977
-245
193
13
642
472
-439
734
420
118
-157
-1,481
-1,272
105
1
15
41
-37
2,581
268
-464
2,833
-295
-181
698
330
28
-37
-474
56
1,550
4,364
1,604
618
220
216
-54
145
-61
-673
3,474
11
-182
243
813
75
91
-934
-232
-893
-1,350
-887
50
946
339
28,721
5,359
32,160
1,387
4
299
255
11,296
336,771
-35
142
138
46
-143
-1,620
682
993
1,293
213
186
164
-2,272
-180
357
115
-34
8
108
51
-37
81
3,264
-12
-19
-592
-77
325
204
232
105
129
-28
47
119
10,704
97
-2
33
-175
238
133
53
-361
25
-435
1,001
-15
-113
1,069
352
1,087
-725
-839
463
343
173
-1,553
-209
-1,196
47,408
56
13,107
5,697
1,844
15,273
-70
-53,535
2,815
74
-848
-761
-54
-1
3,383
699
378
16
16
253
242
-81
274
137
20
3,236
97
219
158
964
-101
-1,434
-9
-75
4,617
53
-422
-20
-660
8
673
628
-2,117
-1,652
152
150
622
-863
278
1,935
-1,321
138
198
6
-303
669
1,660
2,309
101
31
132
283
39
142
77
775
578
-720
30
163
-642
97
648
861
526
118
118
15
-145
21
107
-5
-15
-242
1,755
2,026
274
83
791
338
-3,387
-232
23
59
-368
-94
209
2,123
1,008
1,770
42
-1,238
19
-2,342
16
104
-46
-831
213
928
304
1,975
817
380
51
973
-647
-1,724
-1,286
192
694
958
265
-36
-16
115
-869
-171
-1,307
-165
-1,019
74
-228
3
485
11
94
83
519
2,627
-2,427
-27
1,837
73
85
-28
133
361
144
-246
1,899
179
7
18
20
890
2,443
666
-1,589
609
275
175
143
19
143
192
16
-1,581
-35
-16,786
22,272
-3,488
354
273
-341
-3,119
1,504
159
-59
686
-39
20,969
-3
491
3,440
2,524
-5,494
4,544
-460
1,608
818
349
763
848
613
239
12,753
1,664
-855
-120
1,432
-651
-28
91
-1,308
-4,154
-2,178
-979
416
-32
-1,387
156
103
155
869
87
176
324
238
388
377
838
497
8
19
502
82
16
-102
2,045
32
146
-23
-38
-490
-1,191
8
-145
158
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
636,203
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
659,296
13,627,315
0.04838
2017
640,066
13,393,836
0.047788
2016
642,498
12,497,029
0.051412
2015
631,493
13,071,770
0.04831
2014
573,026
13,507,742
0.042422
2
Total
of line 1, column (d)
.....................
2
0.238312
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.047662
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
13,422,860
5
Multiply line 4 by line 3
......................
5
639,760
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
9,748
7
Add lines 5 and 6
........................
7
649,508
8
Enter qualifying distributions from Part XII, line 4
,.............
8
682,535
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
9,748
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
9,748
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
9,748
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
6,255
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
12,800
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
19,055
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
9,307
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
9,307
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
DE
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
N/A
14
The books are in care of
Telephone no.
(215) 419-6000
Located at
1650 MARKET STREET SUITE 1200
PHILADELPHIA
PA
ZIP+4
191037391
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
THE GLENMEDE TRUST COMPANY N A
TRUSTEE
5
63,624
1650 MARKET ST
PHILADELPHIA
,
PA
19103
CHRISTOPHER RATTE
TRUSTEE
1
0
1650 MARKET ST
PHILADELPHIA
,
PA
19103
NICHOLAS D CAHILL
TRUSTEE
1
0
1650 MARKET ST
PHILADELPHIA
,
PA
19103
MARCUS L RAUTMAN
TRUSTEE
1
0
1650 MARKET ST
PHILADELPHIA
,
PA
19103
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
13,197,018
b
Average of monthly cash balances
.......................
1b
430,251
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
13,627,269
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
13,627,269
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
204,409
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
13,422,860
6
Minimum investment return.
Enter 5% of line 5
..................
6
671,143
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
671,143
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
9,748
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
9,748
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
661,395
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
661,395
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
661,395
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
682,535
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
682,535
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
9,748
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
672,787
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
661,395
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
643,659
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
682,535
a
Applied to 2018, but not more than line 2a
643,659
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
38,876
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
622,519
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NONE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
PRESIDENT AND FELLOWS HARVARD COLLEGE
32 QUINCY ST
CAMBRIDGE
,
MA
02138
NONE
PC
SUPPORT THE SARDIS
620,000
UNIVERSITY OF WISCONSIN
DEPT OF ART HISTORY UNIVERSITY OF
MADISON
,
WI
53706
NONE
PC
TO SUPPORT THE RESEARCH OF
30,723
Total
.................................
3a
650,723
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
269,089
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
14
120,572
8
Gain or (loss) from sales of assets other than
inventory
............
18
636,203
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
1,025,864
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
1,025,864
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description