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TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
WALDORF EDUCATIONAL FOUNDATION 0049-05-11
Number and street (or P.O. box number if mail is not delivered to street address)
GLENMEDE TRUST COMPANYNA 1650 MAR
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PHILADELPHIA
,
PA
191037391
A Employer identification number
23-6254206
B
Telephone number (see instructions)
(215) 419-6000
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
12,516,593
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
200,951
200,951
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
80,788
b
Gross sales price for all assets on line 6a
1,420,398
7
Capital gain net income (from Part IV, line 2)
...
80,788
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
158,295
138,987
12
Total.
Add lines 1 through 11
........
440,034
420,726
13
Compensation of officers, directors, trustees, etc.
129,912
36,299
93,613
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
8,301
0
0
8,301
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
12,928
12,928
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
7,900
7,900
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
10,836
0
0
10,836
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
4,779
4,779
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
174,656
57,127
0
117,529
25
Contributions, gifts, grants paid
.......
502,500
502,500
26
Total expenses and disbursements.
Add lines 24 and 25
677,156
57,127
0
620,029
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-237,122
b
Net investment income
(if negative, enter -0-)
363,599
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
229,220
237,607
237,607
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
10,334,708
10,070,962
12,278,986
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
10,563,928
10,308,569
12,516,593
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
10,563,928
10,308,569
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
10,563,928
10,308,569
30
Total liabilities and net assets/fund balances
(see instructions)
.
10,563,928
10,308,569
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
10,563,928
2
Enter amount from Part I, line 27a
.....................
2
-237,122
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
10,326,806
5
Decreases not included in line 2 (itemize)
5
18,237
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
10,308,569
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
188. AAC TECHNOLOGIES HLDGS INC UNSPON ADR
2018-12-11
2019-11-11
b
62. AAC TECHNOLOGIES HLDGS INC UNSPON ADR
2019-09-05
2019-11-11
c
28. AFLAC CORP.
2015-09-15
2019-07-09
d
52. AIA GROUP LTD-SP ADR
2016-04-28
2019-05-09
e
55. AIA GROUP LTD-SP ADR
2019-06-24
2019-09-05
185. AIA GROUP LTD-SP ADR
2016-04-28
2019-09-05
45. AT&T INC
2018-08-10
2019-05-09
38. ASM PAC TECHNOLOGY LTD ADR
2018-12-11
2019-09-05
265. ASE TECHNOLOGY HOLDING CO LTD
2015-04-15
2019-06-24
17. ABBOTT LABORATORIES
2018-03-23
2019-05-09
17. ABBVIE INC COM
2017-09-14
2019-05-09
258. ABNAMRO GROUP NV
2018-12-11
2019-08-12
10. ADIDAS AG-SPONSORED ADR
2016-04-28
2019-05-09
8. ADIDAS AG-SPONSORED ADR
2018-05-23
2019-09-05
4. ADOBE SYS INCORP
2018-03-23
2019-05-09
34. AGNICO EAGLE MINES LTD.
2015-04-15
2019-09-05
10. AGNICO EAGLE MINES LTD.
2015-04-15
2019-11-11
.1 AIR LIQUIDE
2019-10-07
2019-10-17
6. AIR PRODUCTS & CHEMICALS INC.
2016-04-20
2019-05-09
1. AIR PRODUCTS & CHEMICALS INC.
2018-08-10
2019-05-09
40. AIRBUS SE UNSPONSORED ADR
2015-09-15
2019-05-09
60. AIRBUS SE UNSPONSORED ADR
2016-04-28
2019-09-05
10. AKTIEBOLAGETT ELECTROLUX
2017-12-11
2019-11-11
75. AKZO NOBEL N.V. SPON ADR
2016-04-20
2019-06-24
45. AKZO NOBEL N.V. SPON ADR
2016-04-28
2019-09-05
65. ALFA LAVAL AB
2017-06-12
2019-09-05
12. ALIBABA GROUP HOLDING LTD
2016-11-28
2019-05-09
12. ALIBABA GROUP HOLDING LTD
2016-11-28
2019-11-11
20000. ALLEN TEX ECONOMIC DEV CORP SALES TAX DTD 12/1/2016 2% 9/1/2019
2016-12-15
2019-02-26
20000. ALLEN TEX ECONOMIC DEV CORP SALES TAX DTD 12/1/2016 2% 9/1/2019
2016-12-15
2019-09-03
60. ALLIANZ AG
2015-04-15
2019-05-09
16. ALLSTATE CORP.
2015-04-15
2019-05-09
20. ALLSTATE CORP.
2016-09-20
2019-07-09
3. ALPHABET INC CAP STK CL C
2016-04-20
2019-05-09
2. ALPHABET INC CAP STK CL C
2016-04-20
2019-09-16
2. AMAZON.COM INC
2018-03-23
2019-05-09
521. AMBEV SA
2016-04-28
2019-09-05
20000. AMERICAN EXPRESS CREDIT CORPORATION DTD 3/3/2017 2.2% 3/3/2020
2018-11-07
2019-03-19
11. AMERICAN TOWER CORP
2016-04-20
2019-09-16
13. AMERICAN WATER WORKS CO INC
2016-09-20
2019-05-09
63. AMERICAN WATER WORKS CO INC
2016-09-20
2019-07-09
26. AMERICAN WATER WORKS CO INC
2016-04-20
2019-09-16
26. ANADARKO PETROLEUM CORP.
2017-03-21
2019-08-09
214. ANGLO AMERICAN PLC SPON ADR
2016-04-28
2019-09-05
76. ANGLOGOLD LIMITED - SPON ADR
2015-04-15
2019-06-24
15000. ANHEUSER-BUSCH INBEV FINANCE INC DTD 1/25/2016 3.3% 2/1/2023
2016-12-07
2019-02-13
32. APPLE COMPUTER INC.
2015-04-15
2019-05-09
5. APPLE COMPUTER INC.
2015-04-15
2019-07-09
9. APPLE COMPUTER INC.
2015-04-15
2019-12-09
13. APPLIED MATERIALS INC
2017-11-14
2019-12-09
47. ARCELOR MITTAL NEW
2016-04-28
2019-11-11
39. ARCONIC INC
2015-04-15
2019-07-09
6. ARKEMA SPONSORED ADR
2019-09-05
2019-11-11
14. ASHTEAD GROUP PLC
2016-11-28
2019-05-09
238. ASSA ABLOY AB UNSP ADR
2015-04-15
2019-09-05
273. ASTELLAS PHARMA INC UNSP ADR
2015-04-15
2019-11-11
34. ASTRAZENECA GROUP PLC - SPONS ADR
2015-04-15
2019-05-09
5. ATHENAHEALTH INC
2018-03-23
2019-02-13
19. AUTOHOME INC SP ADR RP CL A
2018-05-23
2019-09-05
27. AVANGRID INC
2018-06-18
2019-09-16
236. AVIVA PLC
2015-04-15
2019-09-05
23. BB&T CORP
2018-03-23
2019-05-09
3. BB&T CORP
2018-08-10
2019-05-09
54. BP AMOCO PLC SPONS ADR
2015-04-15
2019-09-05
36. BWX TECHNOLOGIES INC
2018-06-18
2019-09-16
129. BYD COMPANY LTD
2015-04-15
2019-09-05
.2 BANCO BRADESCO SA
2019-04-01
2019-04-05
616. BANCO SANTANDER CENTRAL HISP
2015-04-15
2019-09-05
75. BANK OF AMERICA CORP
2018-03-23
2019-02-07
86. BANK OF AMERICA CORP
2017-09-14
2019-05-09
78. BANK OF AMERICA CORP
2017-09-14
2019-09-16
51. BANK OF MONTREAL
2018-03-23
2019-09-05
36. BANK OF NEW YORK MELLON CORP
2018-06-18
2019-05-09
12. BAOZUN INC
2019-09-05
2019-11-11
.664 BARRICK GOLD CORP.
2019-01-02
2019-01-02
79. BARRICK GOLD CORP.
2015-04-15
2019-09-05
264. BAYER A.G.
2015-04-15
2019-09-05
36. BHP LIMITED - SPONS ADR
2018-05-23
2019-06-24
4. BIOGEN IDEC INC
2015-04-15
2019-12-09
3. BLACKROCK INC
2015-04-15
2019-05-09
6. BLUEBIRD BIO INC COM
2018-12-07
2019-02-07
1. BOOKING HOLDINGS INC
2018-08-10
2019-05-09
114. BRIDGESTONE CORP-UNSPONS ADR
2018-05-23
2019-06-24
202. BRIDGESTONE CORP-UNSPONS ADR
2016-04-20
2019-11-11
2. BRIGHTHOUSE FINANCIAL INC
2015-04-15
2019-07-09
28. BRISTOL MYERS SQUIBB CO.
2016-04-20
2019-12-09
66. BRISTOL MYERS SQUIBB CO CONTNGNT VAL RT
2019-11-22
2019-12-18
13. BRITISH AMERICAN TOB - SP ADR
2017-09-14
2019-11-11
180. BRITISH LAND CO
2019-02-21
2019-06-24
383. BRITISH LAND CO
2018-12-11
2019-06-24
96. BRITISH LAND CO
2018-12-11
2019-11-11
2. BROADCOM INC
2018-03-23
2019-12-09
43. BROOKFIELD PROPERTY REIT INC
2018-08-30
2019-02-07
80. CAE INC
2019-09-05
2019-11-11
19. CBRE GROUP INC
2015-04-15
2019-09-16
9. CDW CORP
2018-06-18
2019-09-16
40. CGI INC CL A SUB VTG
2019-09-05
2019-11-11
5. CIGNA CORP
2018-12-07
2019-02-07
11. CIGNA CORP
2014-02-14
2019-07-09
1. CIGNA CORP
2018-12-07
2019-07-09
10. CNOOC LTD-ADR
2015-04-15
2019-05-09
18. CSL LTD SPONSORED ADR
2016-04-28
2019-05-09
10. CSL LTD SPONSORED ADR
2018-09-28
2019-05-09
81. CSX CORP.
2015-04-15
2019-07-09
15. CSX CORP.
2015-09-15
2019-09-16
15000. CSX CORP DTD 10/21/2010 3.7% 10/30/2020
2016-12-07
2019-03-19
8. CVS CORP
2018-11-29
2019-02-07
21. CVS CORP
2018-11-29
2019-05-09
1023.304 CALVERT SMALL CAP FUND I
2017-11-28
2019-05-09
1019.438 CALVERT SMALL CAP FUND I
2018-05-22
2019-05-09
15. CANADIAN IMPERIAL
2018-12-11
2019-09-05
39. CANADIAN IMPERIAL
2015-04-15
2019-09-05
14. CANADIAN NATL RAILWAY CO
2018-03-23
2019-05-09
123. CANADIAN NATURAL RESOURCES
2016-04-28
2019-09-05
9. CANADIAN PACIFIC RAILWAY LTD
2016-04-28
2019-05-09
109. CANON INC.
2019-06-24
2019-11-11
30. CAPGEMINI S E UNSPONSORED ADR
2019-09-05
2019-11-11
120. CARLSBERG AS
2019-06-24
2019-11-11
30. CARNIVAL CORP
2018-06-18
2019-05-09
11. CATERPILLAR INC.
2018-08-10
2019-05-09
7. CELGENE CORP
2017-03-21
2019-02-07
7. CELGENE CORP
2015-04-15
2019-07-09
66. CELGENE CORP
2015-04-15
2019-11-22
43. CENTERPOINT ENERGY INC
2018-02-16
2019-09-16
70. CENTRAL JAPAN RAILWAY - ADR
2018-12-11
2019-11-11
160. CENTRAL JAPAN RAILWAY - ADR
2019-09-05
2019-11-11
158. CHINA MERCHANTS BK
2018-05-23
2019-09-05
16. CINCINNATI FINANCIAL CORP
2018-12-07
2019-09-16
28. CISCO SYSTEMS
2016-04-20
2019-05-09
23. CISCO SYSTEMS
2016-04-20
2019-09-16
20. CITIGROUP INC
2015-04-15
2019-05-09
15000. CITIGROUP INC DTD 12/8/2016 2.9% 12/8/2021
2016-12-13
2019-03-19
233. CLP HOLDINGS LTD SPONS ADR
2018-05-23
2019-09-05
442. CLP HOLDINGS LTD SPONS ADR
2018-05-23
2019-11-11
82. COCA COLA AMATIL LTD
2015-09-15
2019-11-11
82. COCA COLA CO.
2017-12-11
2019-05-09
102. COCA COLA CO.
2015-04-15
2019-07-09
70. COCA COLA CO.
2018-08-10
2019-09-16
50. COLFAX CORP
2016-04-20
2019-09-16
238. COMMERZBANK AG
2015-04-15
2019-09-05
65. COMMONWEALTH BANK OF AUSTRALIA
2015-05-15
2019-09-05
90. COMPAGNIE DE SAINT GOBAIN ADR
2018-03-23
2019-11-11
82. CIA DE MINAS BUENAVENTUR-ADR
2017-12-11
2019-06-24
9. COMPASS MINERALS INTERNATION
2017-03-21
2019-12-09
48. CONAGRA INC.
2018-06-18
2019-02-07
7. COSTCO WHOESALE CORP
2016-12-16
2019-05-09
60. CTRIP.COM INTERNATIONAL - ADR
2015-04-15
2019-09-05
8. CURTISS-WRIGHT CORP
2018-03-23
2019-09-16
3123.727 DFA US SOCIAL CORE EQUITY TWO PORT
2018-05-22
2019-05-09
640.879 DFA EMERGING MARKETS SOCIAL CORE EQUITY
2018-07-31
2019-05-09
132. DNB ASA
2018-05-23
2019-09-05
24. DAIICHI SANKYO CO LTD
2016-04-28
2019-05-09
15. DAIICHI SANKYO CO LTD
2015-05-15
2019-11-11
64. DAITO TRUST CONSTRUCTION CO LTD
2018-03-23
2019-09-05
38. DAIWA HOUSE INDUSTRY LTD
2016-04-28
2019-05-09
89. DAIWA HOUSE INDUSTRY LTD
2016-04-28
2019-09-05
102. DANSKE BK
2017-06-12
2019-11-11
315. DANONE
2015-04-15
2019-11-11
8. DASSULT SYSTEMES SA-ADR
2016-04-20
2019-05-09
29. DASSULT SYSTEMES SA-ADR
2016-04-20
2019-09-05
25000. JOHN DEERE CAPITAL CORPORATION DTD 9/9/2016 1.25% 10/9/2019
2016-12-14
2019-02-15
62. DEUTSCHE TELEKOM AG-SPON ADR
2018-12-11
2019-09-05
47. DEUTSCHE TELEKOM AG-SPON ADR
2015-04-15
2019-09-05
190. DEUTSCHE TELEKOM AG-SPON ADR
2015-04-15
2019-11-11
53. DEVON ENERGY CORP
2018-06-18
2019-05-09
11. DEVON ENERGY CORP
2015-04-15
2019-05-09
4. DEXCOM INC
2016-04-20
2019-12-09
2860.039 DFA INTERNATIONAL SOCIAL CORE EQUITY
2018-07-31
2019-05-09
40. DIAGEO PLC SPONSORED ADR
2015-05-15
2019-09-05
.199 WALT DISNEY CO.
2019-03-20
2019-03-20
16. WALT DISNEY CO.
2015-04-15
2019-07-09
15. DISCOVER FINANCIAL SERVICES
2015-04-15
2019-09-16
16. EOG RESOURCES INC
2018-06-18
2019-05-09
222. EAST JAPAN RAILWAY COMPANY ADR
2019-09-05
2019-11-11
114. EAST JAPAN RAILWAY COMPANY ADR
2016-04-28
2019-11-11
31. EBAY INC
2015-04-15
2019-05-09
159. ECOPETROL SA-SPONSORED ADR
2015-04-15
2019-09-05
8. EDISON INTERNATIONAL
2016-04-20
2019-07-09
18. EDISON INTERNATIONAL
2016-04-20
2019-09-16
18. EMCOR GROUP INC.
2018-12-07
2019-05-09
7. EMERSON ELECTRIC CO.
2018-08-10
2019-05-09
20. EMERSON ELECTRIC CO.
2019-02-07
2019-05-09
253. EMPRESAS ICA S A DE CV
2015-04-15
2019-04-22
218. ENAGAS SA
2018-03-23
2019-11-11
41. ENBRIDGE INC
2015-04-15
2019-09-05
20000. ENERGY NORTHWEST WASH ELEC REV DTD 5/6/2015 1.817% 7/1/2019
2016-12-20
2019-07-01
105. EQUINOR ASA SPONSORED ADR
2015-04-15
2019-06-24
46. EQUINOR ASA SPONSORED ADR
2018-12-11
2019-06-24
28.8 EQUITRANS MIDSTREAM CORPORATION
2018-06-18
2019-02-07
11.2 EQUITRANS MIDSTREAM CORPORATION
2015-04-15
2019-02-07
2. ERSTE BK DER OESTER SPAR-ADR
2017-06-12
2019-05-09
70. ERSTE BK DER OESTER SPAR-ADR
2018-07-18
2019-05-09
124. ERSTE BK DER OESTER SPAR-ADR
2017-06-12
2019-09-05
20. EXXON MOBIL CORPORATION
2018-06-18
2019-05-09
22. FACEBOOK INC -A
2017-09-14
2019-05-09
8. FACEBOOK INC -A
2018-03-23
2019-07-09
6. FACEBOOK INC -A
2016-04-20
2019-09-16
44. FANHUA INC SPONSORED ADR
2015-04-15
2019-09-05
8.7157 FHLMC GOLD #G00802 DTD 11/1/1997 6.5% 11/1/2025
1997-11-03
2019-11-15
8.5603 FHLMC GOLD #G00802 DTD 11/1/1997 6.5% 11/1/2025
1997-11-03
2019-12-16
82.2079 FHLMC GOLD #D78101 DTD 2/1/1997 8.5% 2/1/2027
1999-01-12
2019-01-15
81.5706 FHLMC GOLD #D78101 DTD 2/1/1997 8.5% 2/1/2027
1999-01-12
2019-02-15
80.9308 FHLMC GOLD #D78101 DTD 2/1/1997 8.5% 2/1/2027
1999-01-12
2019-03-15
80.2788 FHLMC GOLD #D78101 DTD 2/1/1997 8.5% 2/1/2027
1999-01-12
2019-04-15
79.622 FHLMC GOLD #D78101 DTD 2/1/1997 8.5% 2/1/2027
1999-01-12
2019-05-15
78.9605 FHLMC GOLD #D78101 DTD 2/1/1997 8.5% 2/1/2027
1999-01-12
2019-06-17
78.2941 FHLMC GOLD #D78101 DTD 2/1/1997 8.5% 2/1/2027
1999-01-12
2019-07-15
77.6208 FHLMC GOLD #D78101 DTD 2/1/1997 8.5% 2/1/2027
1999-01-12
2019-08-15
76.9426 FHLMC GOLD #D78101 DTD 2/1/1997 8.5% 2/1/2027
1999-01-12
2019-09-16
76.2594 FHLMC GOLD #D78101 DTD 2/1/1997 8.5% 2/1/2027
1999-01-12
2019-10-15
75.5762 FHLMC GOLD #D78101 DTD 2/1/1997 8.5% 2/1/2027
1999-01-12
2019-11-15
74.8881 FHLMC GOLD #D78101 DTD 2/1/1997 8.5% 2/1/2027
1999-01-12
2019-12-16
396.785 FNMA #363680 DTD 11/1/1996 8% 11/1/2026
1996-08-21
2019-01-25
392.4148 FNMA #363680 DTD 11/1/1996 8% 11/1/2026
1996-08-21
2019-02-25
388.0127 FNMA #363680 DTD 11/1/1996 8% 11/1/2026
1996-08-21
2019-03-25
383.48 FNMA #363680 DTD 11/1/1996 8% 11/1/2026
1996-08-21
2019-04-25
378.9149 FNMA #363680 DTD 11/1/1996 8% 11/1/2026
1996-08-21
2019-05-28
374.3173 FNMA #363680 DTD 11/1/1996 8% 11/1/2026
1996-08-21
2019-06-25
369.3326 FNMA #363680 DTD 11/1/1996 8% 11/1/2026
1996-08-21
2019-07-25
364.4004 FNMA #363680 DTD 11/1/1996 8% 11/1/2026
1996-08-21
2019-08-26
359.4471 FNMA #363680 DTD 11/1/1996 8% 11/1/2026
1996-08-21
2019-09-25
354.4494 FNMA #363680 DTD 11/1/1996 8% 11/1/2026
1996-08-21
2019-10-25
349.654 FNMA #363680 DTD 11/1/1996 8% 11/1/2026
1996-08-21
2019-11-25
344.4664 FNMA #363680 DTD 11/1/1996 8% 11/1/2026
1996-08-21
2019-12-26
37.1664 FNMA #365834 DTD 12/1/1996 8% 12/1/2026
1996-12-05
2019-04-25
35.6691 FNMA #365834 DTD 12/1/1996 8% 12/1/2026
1996-12-05
2019-09-25
35.055 FNMA #365834 DTD 12/1/1996 8% 12/1/2026
1996-12-05
2019-11-25
34.7445 FNMA #365834 DTD 12/1/1996 8% 12/1/2026
1996-12-05
2019-12-26
520. FERGUSON PLC
2016-04-28
2019-06-24
114. FERROVIAL SA
2019-09-05
2019-11-11
69. FIBRIA CELULOSE SA-SPON ADR
2015-04-15
2019-01-23
26. 58 COM INC
2016-11-28
2019-09-05
15. 51JOB INC-ADR
2015-04-15
2019-05-09
420. FIRST TR NORTH AMERICAN ENERGY INFRA ETF
2016-04-27
2019-05-09
13. FISERV INC
2016-04-20
2019-02-07
16. FOMENTO ECONOMICO MEX-SP ADR
2018-12-11
2019-05-09
.667 FOX CORP CL A
2019-03-20
2019-03-20
25. FOX CORP CL A
2019-03-20
2019-07-09
56. FUJIFILM HOLDINGS CORP ADR
2018-03-23
2019-11-11
32. GDS HLDGS LTD
2018-07-18
2019-09-05
338. GALP ENERGIA SGPS SA UNSPONSORED ADR
2018-12-11
2019-09-05
24. GEMALTO NV
2015-04-15
2019-10-16
34. GENERAL MOTORS CO
2018-06-18
2019-09-16
12. GENESEE & WYOMING INC - CL A
2019-09-16
2019-12-31
68. GILDAN ACTIVEWEAR INC
2015-04-15
2019-09-05
100. GIVAUDAN-UNSPON ADR
2019-06-24
2019-11-11
3329.91 GLENMEDE RESPONSIBLE ESG
2018-05-22
2019-05-09
4436.683 GLENMEDE WOMEN IN LEADERSHIP
2018-05-22
2019-05-09
116. GOLD FIELDS LTD ADR
2015-04-15
2019-11-11
15000. GOLDMAN SACHS GROUP INC DTD 9/15/2015 2.75% 9/15/2020
2016-12-07
2019-11-25
2. W W GRAINGER INC
2018-12-07
2019-02-07
11. GRUPO AEROPORTUARIO DEL SUREST SPON ADR
2018-12-11
2019-09-05
67. HSBC HOLDINGS PLC-SPONS ADR
2015-04-15
2019-09-05
147. HANG SENG BK LTD
2018-12-11
2019-09-05
44. HANNOVER RUECKVERSICHER-ADR
2019-09-05
2019-11-11
6. HASBRO INC
2016-04-20
2019-02-07
48. HEINEKEN N V (ADR)
2019-09-05
2019-11-11
144. HENKEL KGAA-SPONS ADR
2018-05-23
2019-09-05
220. HENNES & MAURITZ AB-UNSP ADR
2015-04-15
2019-11-11
7. HENRY JACK & ASSOCIATES INC.
2016-12-16
2019-09-16
13. HERSHEY FOODS CORP.
2017-09-14
2019-05-09
15. HEXAGON AB
2019-09-05
2019-11-11
33. HITACHI LTD. ADR
2016-04-20
2019-05-09
16. HITACHI LTD. ADR
2016-04-28
2019-06-24
18. HITACHI LTD. ADR
2018-12-11
2019-09-05
36. HITACHI LTD. ADR
2016-04-28
2019-09-05
125. HONDA MOTOR CO. LTD.
2017-06-12
2019-09-05
40. HONG KONG EXCHANGES-UNSP ADR
2015-04-15
2019-05-09
68. HONG KONG EXCHANGES-UNSP ADR
2015-04-15
2019-11-11
28. HORMEL CO
2018-12-07
2019-09-16
5. HORMEL CO
2015-04-15
2019-09-16
37. HOYA CORP-SPONSORED ADR
2017-06-12
2019-09-05
8. HUMANA INC.
2018-08-10
2019-07-09
1. HUMANA INC.
2019-02-07
2019-07-09
7. HUMANA INC.
2015-04-15
2019-09-16
3. HUMANA INC.
2019-02-07
2019-09-16
3. HUMANA INC.
2015-04-15
2019-12-09
7. IDEX CORP
2018-03-23
2019-09-16
4. IDEXX LABS INC.
2016-04-20
2019-07-09
4. IDEXX LABS INC.
2016-04-20
2019-09-16
59. IMPERIAL BRANDS PLC
2018-05-23
2019-06-24
38. INDUSTRIA DE DISENO TEXTIL IND
2017-06-12
2019-11-11
140. INFINEON TECHNOLOGIES -ADR
2017-06-12
2019-09-05
233. ING GROEP N.V.- SPONSORED ADR
2015-04-15
2019-09-05
31. INTEGRATED DEVICE TECHNOLOGY INC
2018-06-18
2019-04-01
31. INTEL CORP.
2014-11-20
2019-05-09
2. INTUITIVE SURGICAL INC
2015-04-15
2019-09-16
5. IQVIA HOLDINGS INC
2018-03-23
2019-07-09
11. IQVIA HOLDINGS INC
2017-09-14
2019-09-16
99. ITOCHU CORP ADR
2019-09-05
2019-11-11
12. JP MORGAN CHASE & CO
2015-04-15
2019-05-09
17. JACK IN THE BOX INC.
2018-06-18
2019-09-16
144. JAPAN AIRLS LTD ADR
2019-09-05
2019-11-11
120. JAPAN TOB INC
2016-04-28
2019-05-09
19. JARDINE MATHESON HD-UNSP ADR
2018-07-18
2019-05-09
10. JOHNSON & JOHNSON
2019-07-09
2019-09-16
210. JULIUS BAER GROUP LTD - UN ADR
2018-05-23
2019-05-09
265. JULIUS BAER GROUP LTD - UN ADR
2018-03-23
2019-09-05
30. KAO CORP UNSPONSORD ADS
2015-04-15
2019-11-11
65. KASIKORNBANK PUB CO LTD
2019-09-05
2019-11-11
21. KELLOGG CO.
2018-12-07
2019-05-09
30. KERING SA
2015-05-15
2019-05-09
40. KERING SA
2015-05-15
2019-11-11
15. KIMBERLY CLARK CORP.
2017-06-15
2019-09-16
31. KIRIN BREWERY CO-SPONSOR ADR
2018-07-18
2019-11-11
109. KOC HLDG ADR
2015-09-15
2019-09-05
128. KONINKLIJKE AHOLD DELHAIZE N V SPON ARD
2015-04-15
2019-09-05
42. KONINKLIJKE AHOLD DELHAIZE N V SPON ARD
2018-12-11
2019-09-05
14. KONINKLIJKE PHILIPS ELECTONICS NY SHR
2019-09-05
2019-11-11
1. KONTOOR BRANDS INC
2015-04-15
2019-07-09
42. KOREA ELEC POWER CORP SP ADR
2015-05-15
2019-11-11
16. KUBOTA CORP - SPONS ADR
2015-04-15
2019-05-09
75. L'OREAL-UNSPONSORED ADR
2017-06-12
2019-09-05
15. L'OREAL-UNSPONSORED ADR
2015-04-15
2019-11-11
10. LVMH MOET HENNESSY LOU-ADR
2018-05-23
2019-11-11
205. LEGRAND SA ADR
2018-12-11
2019-09-05
11. ELI LILLY & CO.
2016-04-20
2019-05-09
.541 LIVENT CORP COM
2019-03-04
2019-03-04
35. LIVENT CORP COM
2017-03-21
2019-07-09
24. MGM GRAND INC
2017-03-21
2019-07-09
286. MS&AD INSURANCE - UNSPONS ADR
2015-05-15
2019-09-05
55. MAKITA CORP -SPONS ADR
2016-04-28
2019-09-05
14. MANPOWER INC WIS COM
2015-12-04
2019-05-09
29. MATTEL INC.
2015-05-15
2019-12-09
9. MCDONALDS CORP.
2015-04-15
2019-05-09
15000. MEDTRONIC INC DTD 9/1/2015 3.15% 3/15/2022
2016-12-07
2019-07-12
21. MERCK & CO INC
2015-04-15
2019-05-09
6. MERCK & CO INC
2018-12-07
2019-12-09
135. MICHELIN (CGDE)-UNSPON ADR
2015-04-15
2019-09-05
52. MICROSOFT CORP.
2016-04-20
2019-05-09
17. MICROSOFT CORP.
2016-04-20
2019-07-09
74. MITSUBISHI ELEC CORP
2018-09-28
2019-05-09
51. MITSUBISHI ELEC CORP
2016-04-20
2019-11-11
66. MITSUBISHI ESTATE-UNSPON ADR
2015-04-15
2019-09-05
7. MOODY'S CORPORATION
2018-12-07
2019-09-16
130. MTN GROUP LTD-SPONS ADR
2015-04-15
2019-11-11
110. MUENCHENER RUECK-UNSPON ADR
2019-09-05
2019-11-11
70. MUENCHENER RUECK-UNSPON ADR
2018-12-11
2019-11-11
5. NASDAQ STOCK MARKET INC
2018-06-18
2019-12-09
165. NASPERS LTD-N SHS SPON ADR
2015-04-15
2019-09-05
42. NATIONAL GRID PLC-SP ADR
2015-04-15
2019-09-05
116. NEDBANK GROUP LTD-SPONS ADR
2019-09-05
2019-11-11
4. NETFLIX INC
2018-06-18
2019-05-09
11. NETEASE INC SPONSORED ADR
2015-04-15
2019-09-05
8. NEUROCRINE BIOSCIENCES INC
2018-12-07
2019-02-07
25. NEW ORIENTAL EDUCATIO-SP ADR
2015-04-15
2019-09-05
8. NEXTERA ENERGY INC
2018-12-07
2019-05-09
18. NICE SYSTEMS LTD SPONS ADR
2019-06-24
2019-09-05
15. NIKE INC CL B
2015-04-15
2019-05-09
56. NINTENDO CO LTD - UNSPON ADR
2016-03-02
2019-09-05
16. NINTENDO CO LTD - UNSPON ADR
2019-06-24
2019-09-05
26. NIPPON TELEGRAPH & TELE-SP ADR
2018-05-23
2019-05-09
38. NITTO DENKO CORP-UNSPONS ADR
2019-09-05
2019-11-11
331. NOMURA HOLDINGS INC
2015-04-15
2019-09-05
8. NORTHROP CORP.
2016-04-20
2019-05-09
10. NOVARTIS AG ADR
2015-04-15
2019-11-11
127. NSK LTD-SPONSORED ADR
2015-04-15
2019-09-05
60. NSK LTD-SPONSORED ADR
2018-12-11
2019-09-05
.628 OCCIDENTAL PETROLEUM CORP.
2019-08-09
2019-08-09
200. OLYMPUS CORP SPONSORED ADR
2015-04-15
2019-09-05
56. OMRON CORP
2017-09-14
2019-09-05
16. ONEOK INC
2018-03-23
2019-09-16
34. ORACLE CORP
2018-08-10
2019-05-09
1. ORACLE CORP
2016-04-20
2019-05-09
26. ORACLE CORP
2018-06-18
2019-07-09
44. ORACLE CORP
2018-06-18
2019-09-16
16. ORACLE CORP
2018-06-18
2019-12-09
18. ORIX SPONSORED ADR
2018-03-23
2019-09-05
11. ORKLA A S SPON ADR
2015-04-15
2019-06-24
102. OTSUKA HLDGS CO LTD
2017-06-12
2019-09-05
28. PG&E CORP
2015-05-15
2019-01-29
127. PLDT INC SPONSORED ADR
2015-04-15
2019-09-05
9. PVH CORP
2016-12-16
2019-12-09
401. PANASONIC CORP ADR
2015-04-15
2019-09-05
50. PARK24 CO LTD
2017-06-12
2019-11-11
63. PING AN INSURANCE (GROUP) COMPANY ADR
2018-03-23
2019-05-09
9. PIONEER NATURAL RESOURCES CO
2016-04-20
2019-05-09
13. T ROWE PRICE GROUP INC
2018-03-23
2019-05-09
5. PROCTER & GAMBLE CO.
2018-12-07
2019-12-09
14. PROGRESSIVE CORP OHIO
2018-03-23
2019-07-09
43. PRUDENTIAL FINANCIAL INC
2014-02-14
2019-05-09
17. PRUDENTIAL FINANCIAL INC
2014-02-14
2019-07-09
21. PRUDENTIAL FINANCIAL INC
2019-02-07
2019-09-16
28. PRUDENTIAL PLC-ADR
2018-05-23
2019-05-09
46. PRUDENTIAL PLC-ADR
2017-06-12
2019-09-05
32. PULTE CORP
2016-04-20
2019-09-16
14. QUANTA SERVICES INC
2017-09-14
2019-07-09
39. RANGE RESOURCES CORP
2018-12-07
2019-02-07
124. RED ELECTRICA CORPORACION SA
2015-09-15
2019-09-05
8. RED HAT INC
2018-03-23
2019-07-10
20. REPUBLIC SERVICES INC - CL A
2018-06-18
2019-07-09
24. REPUBLIC SERVICES INC - CL A
2018-06-18
2019-09-16
18. RESMED INC
2016-04-20
2019-05-09
1. RESMED INC
2018-12-07
2019-05-09
9. ROSS STORES INC
2016-04-20
2019-02-07
82. ROYAL BANK OF CANADA
2016-04-20
2019-09-05
44. KONINKLIJKE DSM NV-SPONS ADR
2017-06-12
2019-05-09
36. KONINKLIJKE DSM NV-SPONS ADR
2017-06-12
2019-09-05
7. S&P GLOBAL INC
2018-03-23
2019-05-09
14. S&P GLOBAL INC
2015-04-15
2019-07-09
3. S&P GLOBAL INC
2018-12-07
2019-09-16
8. S&P GLOBAL INC
2015-04-15
2019-09-16
40. SMC CORP
2019-09-05
2019-11-11
28. SAFRAN SA-UNSPON ADR
2018-05-23
2019-05-09
9. SALESFORCE.COM INC
2015-04-15
2019-05-09
4. SANOFI
2015-04-15
2019-05-09
24. SANOFI
2018-12-11
2019-05-09
148. SANTEN PHARMACEUTICAL CO LTD ADR
2019-02-21
2019-09-05
14. SAP DEM PAR PREF $0.508 PFD
2015-04-15
2019-05-09
13. SAP DEM PAR PREF $0.508 PFD
2015-04-15
2019-11-11
65. SCHNEIDER ELECT SA-UNSP ADR
2015-04-15
2019-05-09
60. SCHNEIDER ELECT SA-UNSP ADR
2015-04-15
2019-11-11
10. SEATTLE GENETICS INC /WA
2018-06-18
2019-12-09
23. SEMPRA ENERGY
2017-03-21
2019-05-09
100. SGS SA-UNSPONSORED ADR
2019-09-05
2019-11-11
92. SHAW COMMUNICATIONS INC CL B
2019-09-05
2019-11-11
1. SHERWIN WILLIAMS CO.
2016-04-20
2019-12-09
48. SHIN-ETSU CHEMICAL CO
2017-06-12
2019-09-05
27. SHIRE PHARMACEUTICALS GR-ADR
2015-04-15
2019-02-04
13. SHISEIDO LTD-SPONSORED ADR
2017-06-12
2019-05-09
102. SIEMENS AG ADR
2015-04-15
2019-09-05
38. SILICON MOTION TECHNOL - ADR
2015-04-15
2019-09-05
66. SMITH & NEPHEW PLC -SPON ADR
2019-06-24
2019-09-05
6. JM SMUCKER CO/THE-NEW COM WI
2018-01-16
2019-07-09
34. SMURFIT KAPPA GROUP PLC ADR
2018-07-18
2019-11-11
133. SONIC HEALTHCARE LTD
2016-04-28
2019-11-11
24. SONY CORP.
2015-04-15
2019-05-09
19. SONY CORP.
2015-04-15
2019-06-24
101. SONY CORP.
2015-04-15
2019-09-05
30. SONOVA HOLDING-UNSPON ADR
2016-04-28
2019-05-09
149. STANDARD BK GROUP LTD
2018-03-23
2019-05-09
173. STANDARD BK GROUP LTD
2019-09-05
2019-11-11
16. STATE STREET CORP
2015-04-15
2019-09-16
33. STMICROELECTRONICS N.V.
2019-09-05
2019-11-11
91. STORA ENSO CORP SPON ADR REP R
2018-03-23
2019-11-11
142. SUEZ ENVIRONNEMEN-UNSPON ADR
2018-07-18
2019-09-05
252. SUEZ ENVIRONNEMEN-UNSPON ADR
2018-07-18
2019-11-11
282. SUMITOMO CORPORATION - SPON ADR
2018-12-11
2019-09-05
200. SUMITOMO MITSUI TR -SPON ADR
2018-09-28
2019-09-05
760. SUMITOMO MITSUI TR -SPON ADR
2018-07-18
2019-09-05
65. SUN HUNG KAI PROP LTD-SP ADR
2019-09-05
2019-11-11
51. SUNCOR ENERGY INC
2018-05-23
2019-05-09
21. SUNCOR ENERGY INC
2018-03-23
2019-05-09
17. SUNTRUST BANKS INC.
2015-04-15
2019-09-16
.915 SUZANO SA SPON ADS
2019-01-03
2019-01-03
84. SWISS RE LTD
2019-09-05
2019-11-11
10. SWISSCOM AG-SPONSORED ADR
2019-02-21
2019-09-05
40. SWISSCOM AG-SPONSORED ADR
2015-04-15
2019-09-05
56. SYMRISE AG ADR
2017-06-12
2019-05-09
27. TDK CORP. ADR
2015-09-15
2019-09-05
14. TD AMERITRADE HOLDING CORP
2018-06-18
2019-12-09
24. TJX COS INC
2015-04-15
2019-05-09
35. TAIWAN SEMICONDCTOR SP ADR
2015-04-15
2019-05-09
45. TAIWAN SEMICONDCTOR SP ADR
2015-04-15
2019-11-11
.918 TAKEDA PHARMACEUTIC SP ADR
2019-01-09
2019-01-09
74. TAKEDA PHARMACEUTIC SP ADR
2019-01-09
2019-05-09
19. TARGET CORP
2015-04-15
2019-07-09
16. TARGET CORP
2015-04-15
2019-09-16
59. TC ENERGY CORP
2017-06-12
2019-11-11
51. TECHTRONIC INDUSTRIES-SP ADR
2017-03-14
2019-09-05
65. TELEFONICA BRASIL SA SPONSORED ADR
2015-04-15
2019-11-11
89. TELENOR ASA-ADR
2015-04-15
2019-09-05
132. TELSTRA CORP-ADR
2015-04-15
2019-11-11
38. TENCENT HOLDINGS LTD-UNS ADR
2019-06-24
2019-11-11
291. TERNA RETE ELETTRICA NAZIONALE
2018-03-23
2019-06-24
91. TERNA RETE ELETTRICA NAZIONALE
2018-03-23
2019-09-05
17. TESARO INC COM
2018-12-07
2019-01-24
5. THERMO ELECTRON CORP
2015-04-15
2019-09-16
29. THOMSON REUTERS CORP COM NEW
2019-09-05
2019-11-11
64. TOKIO MARINE HOLDINGS INC
2015-04-15
2019-11-11
22. TOKIO MARINE HOLDINGS INC
2018-12-11
2019-11-11
64. TORONTO DOMINION BANK
2015-10-26
2019-09-05
20. TOTAL ADR
2018-12-11
2019-05-09
12. TOTAL ADR
2015-04-15
2019-05-09
10. THE TRAVELERS COMPANIES INC
2018-12-07
2019-05-09
11. TREEHOUSE FOODS INC
2016-12-16
2019-02-07
.835 TRUIST FINANCIAL CORPORATION
2018-03-23
2019-12-09
6.58 TWENTY FIRST CENTURY FOX INC CL A
2018-12-07
2019-03-20
14.48 TWENTY FIRST CENTURY FOX INC CL A
2018-06-18
2019-03-20
.945 TWENTY FIRST CENTY FOX INC CL A
2019-03-20
2019-03-20
63. U S BANCORP
2017-09-14
2019-05-09
70. U S BANCORP
2015-03-03
2019-09-16
23. UNION PACIFIC CORP.
2017-03-21
2019-05-09
28. UNITED PARCEL SERVICE - CL B
2016-04-20
2019-09-16
20000. UNITED STATES TREASURY NOTES DTD 11/15/2016 2% 11/15/2026
2017-03-17
2019-03-25
30000. UNITED STATES TREASURY NOTES DTD 5/31/2013 1.375% 5/31/2020
2019-03-25
2019-06-05
25000. UNITED STATES TREASURY NOTES DTD 8/31/2013 2.125% 8/31/2020
2017-10-16
2019-11-19
11. UNITEDHEALTH GROUP INC
2016-04-20
2019-05-09
15000. UNITED HEALTH GROUP DTD 7/23/2015 2.7% 7/15/2020
2016-12-07
2019-03-19
10000. UNITED HEALTH GROUP DTD 7/23/2015 2.7% 7/15/2020
2016-12-07
2019-11-25
27. VENTAS INC
2015-04-15
2019-09-16
62. VEOLIA ENVIRONMENT-ADR
2018-07-18
2019-06-24
22. VERIZON COMMUNICATIONS
2016-04-20
2019-05-09
14. VERSUM MATERIALS INC
2018-06-18
2019-02-07
16. VERSUM MATERIALS INC
2018-12-07
2019-05-09
9. VERSUM MATERIALS INC
2018-06-18
2019-05-09
22. VERSUM MATERIALS INC
2018-12-07
2019-10-07
87. VESTAS WIND SYSTEMS-UNSP ADR
2017-06-12
2019-09-05
21. VISA INC-CLASS A SHARES
2018-03-23
2019-05-09
62. VIVENDI SA
2018-05-23
2019-11-11
54. VODACOM GROUP
2018-12-11
2019-11-11
20. VOYA FINL INC
2018-06-18
2019-07-09
5. WEC ENERGY GROUP
2017-12-11
2019-07-09
.24 WABTEC
2019-02-26
2019-02-26
14. WAL MART STORES INC.
2016-04-20
2019-05-09
12. WAL MART STORES INC.
2018-06-18
2019-09-16
2. WATERS CORP
2017-03-21
2019-02-07
147. WESTPAC BANKING - SPON ADR
2015-04-15
2019-09-05
35. WESTROCK CO
2016-04-20
2019-05-09
273. WIPRO LTD-ADR
2015-04-15
2019-06-24
277.3333 WIPRO LTD-ADR
2018-12-11
2019-09-05
353.6667 WIPRO LTD-ADR
2015-04-15
2019-09-05
41. WOLTERS KLUWER NV-SPONS ADR
2019-09-05
2019-11-11
14. WYNDHAM DESTINATIONS INC
2017-03-21
2019-09-16
15. WYNDHAM DESTINATIONS INC
2019-02-07
2019-09-16
26. XCEL ENERGY INC
2017-12-11
2019-05-09
25. XCEL ENERGY INC
2016-04-20
2019-09-16
52. YARA INTERNATIONAL ADR
2015-04-15
2019-11-11
210. ZURICH INSURANCE GROUP AG
2015-04-15
2019-09-05
180. ZURICH INSURANCE GROUP AG
2017-06-12
2019-11-11
8. ALLERGAN PLC SHS
2018-08-10
2019-05-09
368. AMCOR PLC ORD
2016-04-28
2019-09-05
2. CREDICORP LTD
2018-12-11
2019-11-11
15. EATON CORP PLC ORDINARY
2015-04-15
2019-05-09
1. EATON CORP PLC ORDINARY
2018-08-10
2019-05-09
.25 ENSCO PLC SHS CLASS A
2019-04-11
2019-04-11
30. ENSCO PLC SHS CLASS A
2018-06-18
2019-07-09
55. GENPACT LTD
2015-04-15
2019-05-09
15. HERBALIFE NUTRITION LTD
2018-12-07
2019-02-07
90. IHS MARKIT LTD
2018-06-18
2019-07-09
7. IHS MARKIT LTD
2018-06-18
2019-09-16
22. IHS MARKIT LTD
2019-02-07
2019-09-16
7. APTIV PLC SHS
2018-03-23
2019-02-07
15. APTIV PLC SHS
2017-03-21
2019-05-09
17. SINA CORP
2018-12-11
2019-09-05
15. SINA CORP
2015-04-15
2019-09-05
13. PERRIGO CO PLC
2016-04-20
2019-02-07
.6 ALCON INC
2019-04-08
2019-04-08
35. ALCON INC
2015-04-15
2019-06-24
33. ALCON INC
2019-09-05
2019-11-11
7. CYBERARK SOFTWARE LTD SHS
2019-09-05
2019-11-11
10. ELBIT SYSTEMS LTD
2017-06-12
2019-09-05
4. ASML HOLDING N V NY REGISTRY SHS
2018-03-23
2019-11-11
74. CNH INDUSTRIAL NV SHS
2016-04-20
2019-11-11
10. FERRARI N V
2017-06-12
2019-05-09
45. FIAT CHRYSLER AUTOMOBILES NV
2018-03-23
2019-11-11
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
1,188
1,221
-33
b
392
307
85
c
1,578
821
757
d
2,075
1,646
429
e
2,206
2,334
-128
7,421
4,492
2,929
1,363
1,449
-86
1,440
1,057
383
1,050
1,498
-448
1,293
1,012
281
1,323
1,631
-308
2,689
3,062
-373
1,417
642
775
1,214
911
303
1,099
860
239
2,090
1,167
923
578
304
274
3
3
1,222
811
411
204
158
46
1,321
620
701
2,100
931
1,169
533
636
-103
2,332
2,015
317
1,350
1,208
142
1,229
1,279
-50
2,147
1,128
1,019
2,240
1,128
1,112
19,899
20,000
-101
20,000
20,000
1,346
1,065
281
1,511
1,115
396
2,086
1,759
327
3,482
2,528
954
2,463
1,507
956
3,794
2,991
803
2,382
2,886
-504
19,890
19,720
170
2,392
1,158
1,234
1,379
982
397
7,419
4,734
2,685
3,144
1,876
1,268
1,864
1,603
261
2,410
2,284
126
1,322
869
453
14,814
15,243
-429
6,385
4,057
2,328
1,004
634
370
2,402
1,141
1,261
736
705
31
809
795
14
1,006
1,236
-230
645
544
101
1,470
1,053
417
2,570
2,486
84
4,535
4,111
424
1,305
1,182
123
675
696
-21
1,746
1,989
-243
1,372
1,371
1
2,108
3,934
-1,826
1,133
1,166
-33
148
152
-4
2,019
2,291
-272
2,151
2,312
-161
1,335
1,518
-183
2
2
2,358
4,509
-2,151
2,103
2,189
-86
2,541
2,401
140
2,348
1,893
455
3,534
3,981
-447
1,714
1,903
-189
522
563
-41
9
9
1,471
968
503
4,845
9,879
-5,034
2,062
1,835
227
1,182
1,589
-407
1,383
1,419
-36
791
629
162
1,736
1,895
-159
2,251
2,338
-87
4,250
3,835
415
75
155
-80
1,716
1,937
-221
173
141
32
486
819
-333
1,222
1,380
-158
2,600
2,656
-56
720
666
54
629
485
144
846
894
-48
2,076
2,044
32
1,027
730
297
1,016
765
251
3,205
3,206
-1
928
1,031
-103
1,755
2,004
-249
160
206
-46
1,703
1,552
151
1,242
716
526
690
725
-35
6,208
2,406
3,802
1,086
431
655
15,155
15,776
-621
524
642
-118
1,163
1,684
-521
27,169
25,787
1,382
27,066
27,642
-576
1,172
1,189
-17
3,046
3,057
-11
1,302
990
312
2,986
3,705
-719
1,980
1,303
677
3,013
3,275
-262
698
752
-54
3,374
3,247
127
1,613
1,926
-313
1,432
1,487
-55
610
873
-263
656
866
-210
7,130
7,495
-365
1,304
1,188
116
1,453
1,412
41
3,321
3,123
198
3,867
3,414
453
1,798
1,280
518
1,480
805
675
1,147
659
488
1,345
1,064
281
14,936
14,966
-30
2,397
2,451
-54
4,640
4,650
-10
588
510
78
3,882
3,698
184
5,251
4,331
920
3,770
3,226
544
1,521
1,573
-52
1,423
2,896
-1,473
3,515
4,438
-923
741
947
-206
1,381
1,052
329
503
609
-106
1,060
1,820
-760
1,697
1,120
577
2,049
2,360
-311
1,073
1,070
3
51,104
52,135
-1,031
8,434
9,017
-583
2,195
2,541
-346
1,199
568
631
923
305
618
2,041
2,695
-654
1,033
1,018
15
2,828
2,385
443
715
1,924
-1,209
5,145
4,498
647
1,221
664
557
4,130
2,351
1,779
24,762
24,577
185
1,029
1,055
-26
780
870
-90
3,180
3,517
-337
1,646
2,190
-544
342
737
-395
884
269
615
35,293
39,183
-3,890
6,732
4,518
2,214
22
22
2,261
1,712
549
1,251
1,026
225
1,504
1,944
-440
3,420
3,506
-86
1,756
1,688
68
1,164
751
413
2,637
3,003
-366
555
564
-9
1,289
1,258
31
1,472
1,200
272
465
517
-52
1,330
1,327
3
6
982
-976
2,753
2,859
-106
1,395
2,143
-748
20,000
19,928
72
2,113
2,120
-7
926
1,046
-120
556
953
-397
216
583
-367
37
37
1,312
1,418
-106
2,038
2,287
-249
1,530
1,614
-84
4,143
3,763
380
1,589
1,275
314
1,118
815
303
1,185
398
787
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
5
5
4
4
4
4
5
5
5
5
5
5
5
5
5
5
5
5
5
5
5
5
5
5
3,745
3,457
288
3,298
3,284
14
1,234
971
263
1,402
878
524
1,268
548
720
10,200
8,949
1,251
1,088
649
439
1,552
1,302
250
27
27
899
1,019
-120
2,472
2,215
257
1,331
1,442
-111
2,438
2,728
-290
678
1,028
-350
1,266
1,495
-229
1,344
1,327
17
2,548
1,994
554
5,741
5,751
-10
46,652
47,984
-1,332
59,673
60,827
-1,154
597
508
89
15,069
15,096
-27
607
585
22
1,635
1,554
81
2,467
3,281
-814
3,148
3,335
-187
4,024
3,616
408
542
520
22
2,423
2,599
-176
3,418
4,179
-761
840
1,797
-957
1,022
629
393
1,627
1,419
208
823
672
151
2,205
1,587
618
1,174
739
435
1,313
1,024
289
2,626
1,663
963
3,103
3,806
-703
1,268
1,483
-215
2,156
2,521
-365
1,202
1,243
-41
215
144
71
3,139
1,830
1,309
2,081
2,529
-448
260
303
-43
1,956
1,746
210
838
908
-70
1,027
530
497
1,203
1,000
203
1,116
325
791
1,061
325
736
1,390
2,253
-863
579
764
-185
2,618
3,158
-540
2,308
3,906
-1,598
1,519
1,092
427
1,445
1,034
411
1,046
356
690
790
499
291
1,669
1,081
588
4,302
3,960
342
1,344
1,241
103
1,516
1,487
29
2,218
2,234
-16
1,338
2,442
-1,104
1,220
1,230
-10
1,295
1,410
-115
1,897
2,567
-670
2,175
3,226
-1,051
473
308
165
1,275
1,377
-102
1,214
1,269
-55
1,713
575
1,138
2,301
767
1,534
1,931
1,829
102
721
825
-104
1,737
2,478
-741
3,054
2,508
546
1,002
1,055
-53
620
661
-41
31
32
-1
495
886
-391
1,132
1,321
-189
4,148
3,162
986
870
592
278
894
716
178
2,959
2,316
643
1,272
847
425
7
7
235
328
-93
697
623
74
4,535
4,139
396
1,623
1,737
-114
1,296
1,281
15
350
708
-358
1,777
868
909
15,431
15,415
16
1,643
1,228
415
532
459
73
2,964
3,209
-245
6,493
3,723
2,770
2,316
952
1,364
2,020
2,027
-7
1,465
1,241
224
1,268
1,595
-327
1,490
1,022
468
847
2,417
-1,570
3,074
2,692
382
1,956
1,476
480
523
472
51
7,989
4,947
3,042
2,195
3,112
-917
1,867
1,806
61
1,445
1,563
-118
2,978
1,331
1,647
657
675
-18
2,796
593
2,203
1,509
1,466
43
2,753
2,517
236
1,239
820
419
2,697
978
1,719
771
713
58
1,110
1,247
-137
1,071
914
157
1,386
1,722
-336
2,362
2,336
26
886
907
-21
2,103
3,420
-1,317
993
1,050
-57
30
30
2,550
1,851
699
2,900
2,922
-22
1,221
841
380
1,839
1,646
193
54
41
13
1,543
1,207
336
2,333
2,062
271
885
743
142
1,364
1,576
-212
99
91
8
2,100
2,259
-159
381
1,323
-942
2,793
5,199
-2,406
920
830
90
3,163
4,563
-1,400
1,188
1,315
-127
1,400
1,343
57
1,378
1,547
-169
1,332
1,361
-29
624
463
161
1,162
836
326
4,316
4,298
18
1,722
1,428
294
1,872
1,906
-34
1,188
1,431
-243
1,612
2,321
-709
1,126
613
513
533
510
23
374
542
-168
1,247
1,389
-142
1,520
1,183
337
1,738
1,385
353
2,038
1,726
312
2,011
1,087
924
112
110
2
830
516
314
6,241
5,630
611
1,219
805
414
1,145
658
487
1,490
1,306
184
3,239
1,671
1,568
745
510
235
1,987
829
1,158
907
786
121
968
826
142
1,403
627
776
165
209
-44
991
1,065
-74
2,502
2,206
296
1,739
1,045
694
1,778
954
824
1,044
1,007
37
1,150
929
221
1,141
656
485
2,902
2,544
358
2,536
2,501
35
1,876
1,814
62
577
300
277
1,257
1,174
83
5,025
5,531
-506
995
445
550
5,148
5,496
-348
1,259
1,235
24
3,165
2,899
266
712
714
-2
1,172
1,394
-222
2,675
1,944
731
1,172
762
410
1,012
603
409
6,030
2,791
3,239
1,218
798
420
2,078
2,752
-674
2,037
2,142
-105
972
1,225
-253
784
626
158
1,282
1,735
-453
1,103
951
152
1,835
1,687
148
4,297
4,143
154
654
821
-167
2,487
2,994
-507
941
948
-7
1,645
2,069
-424
677
699
-22
1,160
784
376
19
19
2,248
2,112
136
497
457
40
1,988
2,296
-308
1,317
1,000
317
2,283
1,650
633
715
829
-114
1,292
801
491
1,509
844
665
2,367
1,058
1,309
18
18
1,403
1,408
-5
1,671
1,576
95
1,711
1,312
399
2,975
2,541
434
1,871
974
897
846
974
-128
1,838
1,762
76
1,590
3,136
-1,546
1,585
1,723
-138
5,810
4,974
836
1,740
1,538
202
1,275
1,258
17
1,478
668
810
1,993
2,051
-58
3,490
2,547
943
1,200
1,058
142
3,499
2,639
860
1,056
1,079
-23
634
642
-8
1,414
1,236
178
636
805
-169
45
42
3
340
324
16
747
645
102
38
38
3,266
3,227
39
3,902
3,218
684
4,021
2,388
1,633
3,419
2,991
428
19,530
19,157
373
29,793
29,640
153
25,095
25,339
-244
2,623
1,480
1,143
15,007
15,256
-249
10,041
10,171
-130
1,912
1,580
332
1,528
1,398
130
1,240
1,161
79
518
551
-33
833
513
320
469
354
115
1,166
705
461
2,168
2,015
153
3,342
2,457
885
1,707
1,662
45
489
458
31
1,130
1,034
96
427
346
81
18
18
1,393
973
420
1,387
996
391
460
310
150
2,867
3,594
-727
1,295
1,731
-436
1,186
1,339
-153
1,050
1,054
-4
1,339
1,649
-310
2,884
2,986
-102
669
514
155
717
658
59
1,456
1,338
118
1,571
1,176
395
1,041
1,411
-370
7,754
6,705
1,049
7,033
5,463
1,570
1,120
1,466
-346
3,594
4,339
-745
412
442
-30
1,210
890
320
81
78
3
4
4
266
645
-379
1,982
1,237
745
866
851
15
5,835
4,556
1,279
477
354
123
1,498
1,143
355
533
569
-36
1,164
1,202
-38
722
1,078
-356
637
551
86
610
1,308
-698
35
35
2,084
2,123
-39
1,924
1,979
-55
796
805
-9
1,600
1,231
369
1,067
796
271
830
553
277
1,412
856
556
725
912
-187
18,221
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
-33
b
85
c
757
d
429
e
-128
2,929
-86
383
-448
281
-308
-373
775
303
239
923
274
3
411
46
701
1,169
-103
317
142
-50
1,019
1,112
-101
281
396
327
954
956
803
-504
170
1,234
397
2,685
1,268
261
126
453
-429
2,328
370
1,261
31
14
-230
101
417
84
424
123
-21
-243
1
-1,826
-33
-4
-272
-161
-183
2
-2,151
-86
140
455
-447
-189
-41
9
503
-5,034
227
-407
-36
162
-159
-87
415
-80
-221
32
-333
-158
-56
54
144
-48
32
297
251
-1
-103
-249
-46
151
526
-35
3,802
655
-621
-118
-521
1,382
-576
-17
-11
312
-719
677
-262
-54
127
-313
-55
-263
-210
-365
116
41
198
453
518
675
488
281
-30
-54
-10
78
184
920
544
-52
-1,473
-923
-206
329
-106
-760
577
-311
3
-1,031
-583
-346
631
618
-654
15
443
-1,209
647
557
1,779
185
-26
-90
-337
-544
-395
615
-3,890
2,214
22
549
225
-440
-86
68
413
-366
-9
31
272
-52
3
-976
-106
-748
72
-7
-120
-397
-367
-106
-249
-84
380
314
303
787
288
14
263
524
720
1,251
439
250
27
-120
257
-111
-290
-350
-229
17
554
-10
-1,332
-1,154
89
-27
22
81
-814
-187
408
22
-176
-761
-957
393
208
151
618
435
289
963
-703
-215
-365
-41
71
1,309
-448
-43
210
-70
497
203
791
736
-863
-185
-540
-1,598
427
411
690
291
588
342
103
29
-16
-1,104
-10
-115
-670
-1,051
165
-102
-55
1,138
1,534
102
-104
-741
546
-53
-41
-1
-391
-189
986
278
178
643
425
7
-93
74
396
-114
15
-358
909
16
415
73
-245
2,770
1,364
-7
224
-327
468
-1,570
382
480
51
3,042
-917
61
-118
1,647
-18
2,203
43
236
419
1,719
58
-137
157
-336
26
-21
-1,317
-57
30
699
-22
380
193
13
336
271
142
-212
8
-159
-942
-2,406
90
-1,400
-127
57
-169
-29
161
326
18
294
-34
-243
-709
513
23
-168
-142
337
353
312
924
2
314
611
414
487
184
1,568
235
1,158
121
142
776
-44
-74
296
694
824
37
221
485
358
35
62
277
83
-506
550
-348
24
266
-2
-222
731
410
409
3,239
420
-674
-105
-253
158
-453
152
148
154
-167
-507
-7
-424
-22
376
19
136
40
-308
317
633
-114
491
665
1,309
18
-5
95
399
434
897
-128
76
-1,546
-138
836
202
17
810
-58
943
142
860
-23
-8
178
-169
3
16
102
38
39
684
1,633
428
373
153
-244
1,143
-249
-130
332
130
79
-33
320
115
461
153
885
45
31
96
81
18
420
391
150
-727
-436
-153
-4
-310
-102
155
59
118
395
-370
1,049
1,570
-346
-745
-30
320
3
4
-379
745
15
1,279
123
355
-36
-38
-356
86
-698
35
-39
-55
-9
369
271
277
556
-187
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
80,788
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
617,293
12,065,420
0.051162
2017
596,202
11,907,361
0.05007
2016
622,918
11,314,227
0.055056
2015
548,716
11,810,141
0.046461
2014
526,601
12,097,703
0.043529
2
Total
of line 1, column (d)
.....................
2
0.246278
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.049256
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
11,888,927
5
Multiply line 4 by line 3
......................
5
585,601
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
3,636
7
Add lines 5 and 6
........................
7
589,237
8
Enter qualifying distributions from Part XII, line 4
,.............
8
620,029
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
3,636
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
3,636
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
3,636
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
13,279
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
13,279
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
9,643
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
9,643
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
Yes
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
Yes
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
PA
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
N/A
14
The books are in care of
GLENMEDE TRUST COMPANY NA
Telephone no.
(215) 419-6000
Located at
1650 MARKET STREET SUITE 1200
PHILADELPHIA
PA
ZIP+4
191037391
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
THE GLENMEDE TRUST COMPANY
TRUSTEE
4
72,600
1650 MARKET STREET STUITE 1200
PHILADELPHIA
,
PA
19103
KARIN MYRIN
TRUSTEE
1
14,328
C/O GLENMEDE TRUST CO 1650 MARKET
PHILADELPHIA
,
PA
19103
CLEMENS PIETZNER
TRUSTEE
1
14,328
C/O GLENMEDE TRUST CO 1650 MARKET
PHILADELPHIA
,
PA
19103
MARK FINSER
TRUSTEE
1
14,328
C/O GLENMEDE TRUST CO 1650 MARKET
PHILADELPHIA
,
PA
19103
DAVID ALSOP
TRUSTEE
1
14,328
C/O GLENMEDE TRUST CO 1650 MARKET
PHILADELPHIA
,
PA
19103
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
11,795,584
b
Average of monthly cash balances
.......................
1b
274,393
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
12,069,977
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
12,069,977
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
181,050
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
11,888,927
6
Minimum investment return.
Enter 5% of line 5
..................
6
594,446
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
594,446
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
3,636
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
3,636
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
590,810
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
590,810
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
590,810
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
620,029
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
620,029
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
3,636
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
616,393
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
590,810
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
110,185
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
620,029
a
Applied to 2018, but not more than line 2a
110,185
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
509,844
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
80,966
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NONE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
THE WALDORF EDUCATIONAL FOUNDATION
C/O MELANIE QUACKENBUSH THE GLENME
PHILADELPHIA
,
PA
19103
(215) 419-6000
b
The form in which applications should be submitted and information and materials they should include:
NONE
c
Any submission deadlines:
NONE
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
GRANTS ARE MADE FOR THE AID AND BENEFIT OF THE PRINCIPLES AND DEVELOPMENT OF THE WALDORF SCHOOL OF EDUCATION.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
SEE SCHEDULE ATTACHED
C/O GLENMEDE TRUST CO NA
1650 MARKET ST STE 1200
Philadelphia
,
PA
19103
NONE
PC
SEE ATTACHED SCHEDULE
502,500
Total
.................................
3a
502,500
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
200,951
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
14
158,295
8
Gain or (loss) from sales of assets other than
inventory
............
18
80,788
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
440,034
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
440,034
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description