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TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
08-01-2019
, and ending
07-31-2020
Name of foundation
JOE & HELEN M CLEMENTS FOUNDATION XXXXX9005
Number and street (or P.O. box number if mail is not delivered to street address)
10 S DEARBORN IL1-0111
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHICAGO
,
IL
60603
A Employer identification number
74-6245117
B
Telephone number (see instructions)
(800) 496-2583
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
2,062,543
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
54,184
54,179
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
101,496
b
Gross sales price for all assets on line 6a
704,719
7
Capital gain net income (from Part IV, line 2)
...
101,496
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
53
12
Total.
Add lines 1 through 11
........
155,733
155,675
13
Compensation of officers, directors, trustees, etc.
27,203
15,916
11,287
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
483
483
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
27,686
16,399
0
11,287
25
Contributions, gifts, grants paid
.......
90,260
90,260
26
Total expenses and disbursements.
Add lines 24 and 25
117,946
16,399
0
101,547
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
37,787
b
Net investment income
(if negative, enter -0-)
139,276
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
1,865
1,896
1,896
2
Savings and temporary cash investments
.........
17,930
18,823
18,823
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
926,531
888,174
1,093,401
c
Investments—corporate bonds (attach schedule)
.......
711,869
789,439
854,219
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
99,112
96,759
94,204
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
1,757,307
1,795,091
2,062,543
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
1,757,307
1,795,091
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
1,757,307
1,795,091
30
Total liabilities and net assets/fund balances
(see instructions)
.
1,757,307
1,795,091
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
1,757,307
2
Enter amount from Part I, line 27a
.....................
2
37,787
3
Other increases not included in line 2 (itemize)
3
11
4
Add lines 1, 2, and 3
..........................
4
1,795,105
5
Decreases not included in line 2 (itemize)
5
14
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
1,795,091
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
1. AIR PRODS & CHEMS INC
2018-07-27
2019-08-01
b
2. COMCAST CORP NEW CL A
2017-12-21
2019-08-01
c
1. COMCAST CORP NEW CL A
2019-03-01
2019-08-01
d
3. COMCAST CORP NEW CL A
2019-03-01
2019-08-01
e
1. COMCAST CORP NEW CL A
2019-03-01
2019-08-02
1. COMCAST CORP NEW CL A
2019-03-01
2019-08-02
1. COMCAST CORP NEW CL A
2017-11-16
2019-08-02
1. COMCAST CORP NEW CL A
2017-11-16
2019-08-02
1. COMCAST CORP NEW CL A
2017-11-16
2019-08-02
12. PFIZER INC
2019-08-02
1. COMCAST CORP NEW CL A
2017-11-16
2019-08-05
3. COMCAST CORP NEW CL A
2017-11-16
2019-08-05
1. PFIZER INC
2019-04-18
2019-08-05
1. PFIZER INC
2019-04-18
2019-08-05
2. PFIZER INC
2019-04-18
2019-08-05
1. PFIZER INC
2019-04-18
2019-08-05
2. PFIZER INC
2019-04-18
2019-08-05
3. PFIZER INC
2019-08-05
1. PFIZER INC
2019-04-18
2019-08-05
17. NISOURCE INC
2019-08-06
6. NISOURCE INC
2019-08-07
1. CHEVRON CORP
2018-08-29
2019-08-13
1. CHEVRON CORP
2018-08-29
2019-08-13
2. CHEVRON CORP
2019-08-13
1. GENUINE PARTS CO
2008-05-07
2019-08-28
3. GENUINE PARTS CO
2008-05-07
2019-08-29
2. GENUINE PARTS CO
2008-05-07
2019-08-30
1. GENUINE PARTS CO
2009-08-28
2019-09-03
6. COMCAST CORP NEW CL A
2019-09-04
2. ILLINOIS TOOL WKS INC
2019-09-04
1. CME GROUP INC
2012-02-14
2019-09-10
5. MICROSOFT CORP
2009-07-17
2019-09-10
2. CME GROUP INC
2012-02-14
2019-09-11
6. ALTRIA GROUP INC
2014-07-14
2019-09-13
2. ALTRIA GROUP INC
2014-06-20
2019-09-13
1. ALTRIA GROUP INC
2014-06-20
2019-09-13
1. ALTRIA GROUP INC
2014-06-20
2019-09-13
2. ALTRIA GROUP INC
2014-06-20
2019-09-13
375. ISHARES TR BARCLAYS MBS BD FD
2019-02-11
2019-09-19
516. VANGUARD BD INDEX FD INC
2019-03-11
2019-09-19
1. GENUINE PARTS CO
2009-08-28
2019-09-23
1. GENERAL DYNAMICS CORP
2018-07-26
2019-09-24
1. GENUINE PARTS CO
2009-08-28
2019-09-24
1. GENERAL DYNAMICS CORP
2018-08-29
2019-09-25
1. GENUINE PARTS CO
2009-08-28
2019-09-25
1. GENERAL DYNAMICS CORP
2018-08-29
2019-09-26
1. GENUINE PARTS CO
2009-08-28
2019-09-26
10.041 CORTEVA INC
2019-10-01
1.959 CORTEVA INC
2019-03-01
2019-10-01
2. HONEYWELL INTL INC
2009-07-17
2019-10-01
3. STARBUCKS CORP
2019-10-01
2. THE TRAVELERS COMPANIES INC.
2008-05-07
2019-10-01
1. STANLEY BLACK & DECKER,INC.
2018-12-04
2019-10-03
6. ABBOTT LABS
2019-10-04
1. STANLEY BLACK & DECKER,INC.
2018-12-04
2019-10-04
1. STANLEY BLACK & DECKER,INC.
2018-12-04
2019-10-07
3. APPLE COMPUTER INC
2014-01-23
2019-10-17
3. MICROSOFT CORP
2009-07-17
2019-10-17
1. MICROSOFT CORP
2009-07-17
2019-10-17
2. MICROSOFT CORP
2009-07-17
2019-10-17
1. MICROSOFT CORP
2009-07-17
2019-10-17
1. TEXAS INSTRS INC
2016-05-03
2019-10-17
1. TEXAS INSTRS INC
2013-03-12
2019-10-18
2. TEXAS INSTRS INC
2013-03-12
2019-10-18
2. TEXAS INSTRS INC
2019-10-21
1. HARTFORD FINL SVCS GROUP INC
2015-07-01
2019-10-22
1. HARTFORD FINL SVCS GROUP INC
2015-07-01
2019-10-22
1. MICROSOFT CORP
2009-07-17
2019-10-22
2. MICROSOFT CORP
2009-07-17
2019-10-22
1. MICROSOFT CORP
2009-07-17
2019-10-22
1. HARTFORD FINL SVCS GROUP INC
2015-07-01
2019-10-23
2. HARTFORD FINL SVCS GROUP INC
2015-07-01
2019-10-23
1. MICROSOFT CORP
2009-07-17
2019-10-23
1. HARTFORD FINL SVCS GROUP INC
2015-07-01
2019-10-24
1. HARTFORD FINL SVCS GROUP INC
2015-07-01
2019-10-25
1. HARTFORD FINL SVCS GROUP INC
2015-07-01
2019-10-28
1. TIFFANY & CO NEW
2018-11-08
2019-10-28
2. TIFFANY & CO NEW
2019-10-28
1. TIFFANY & CO NEW
2018-11-01
2019-10-28
2. TIFFANY & CO NEW
2018-11-12
2019-10-28
1. TIFFANY & CO NEW
2018-11-13
2019-10-28
1. BECTON DICKINSON & CO
2019-05-07
2019-10-29
1. BECTON DICKINSON & CO
2011-10-13
2019-10-29
1. HARTFORD FINL SVCS GROUP INC
2015-07-01
2019-10-29
1. EDISON INTL
2019-07-31
2019-10-30
1. EDISON INTL
2019-07-31
2019-10-30
3. TIFFANY & CO NEW
2019-10-30
1. EDISON INTL
2019-07-31
2019-10-31
2. EDISON INTL
2019-10-31
1. ILLINOIS TOOL WKS INC
2013-03-20
2019-11-01
1. ILLINOIS TOOL WKS INC
2013-03-20
2019-11-01
1. ILLINOIS TOOL WKS INC
2013-03-20
2019-11-01
3. MICROSOFT CORP
2009-07-17
2019-11-01
17. NISOURCE INC
2019-11-01
1. CHUBB LTD
2019-05-07
2019-11-01
2. CHUBB LTD
2015-07-24
2019-11-01
1. HOME DEPOT INC
2019-05-07
2019-11-05
2. HOME DEPOT INC
2009-07-17
2019-11-05
1795.334 CAPITAL GR NON US EQUITY
2012-11-08
2019-11-08
1. MERCK & CO INC
2012-04-04
2019-11-15
3. MERCK & CO INC
2012-04-04
2019-11-15
6. PFIZER INC
2019-11-15
2. PFIZER INC
2019-04-18
2019-11-15
14. PFIZER INC
2009-10-16
2019-11-15
1. MERCK & CO INC
2012-04-04
2019-11-18
1. MERCK & CO INC
2012-04-04
2019-11-18
2. MERCK & CO INC
2019-11-18
2. MERCK & CO INC
2010-09-30
2019-11-19
323.21 FIDELITY 500 INDEX-INST PRM
2019-11-21
1. TIFFANY & CO NEW
2018-10-29
2019-11-22
2229.099 EV GLBL MACR ABS RTRN-R6
2016-02-02
2019-11-25
2. TIFFANY & CO NEW
2019-07-01
2019-11-25
5. TIFFANY & CO NEW
2019-11-25
1. HOME DEPOT INC
2009-07-17
2019-12-03
1. PPG INDS INC
2019-05-07
2019-12-03
2. PPG INDS INC
2016-08-02
2019-12-03
1. STANLEY BLACK & DECKER,INC.
2016-11-01
2019-12-03
1. STANLEY BLACK & DECKER,INC.
2016-11-01
2019-12-04
4. ABBOTT LABS
2015-05-06
2019-12-05
7. AIR PRODS & CHEMS INC
2019-12-05
2. ALEXANDRIA REAL ESTATE EQUITIES INC
2019-02-01
2019-12-05
3. ALTRIA GROUP INC
2019-12-05
14. ALTRIA GROUP INC
2019-12-05
12. ANALOG DEVICES INC
2019-12-05
3. ANALOG DEVICES INC
2019-01-04
2019-12-05
6. APPLE COMPUTER INC
2019-12-05
4. AUTOMATIC DATA PROCESSING INC
2019-12-05
2. AUTOMATIC DATA PROCESSING INC
2011-04-21
2019-12-05
5. AVALONBAY CMNTYS INC
2019-12-05
21. BB & T CORP
2010-12-20
2019-12-05
1. BB & T CORP
2019-07-01
2019-12-05
99. BANK OF AMERICA CORPORATION
2019-12-05
4. BECTON DICKINSON & CO
2011-10-13
2019-12-05
4. BLACKROCK INC
2019-12-05
3. BOSTON PPTYS INC
2019-12-05
7. BRISTOL MYERS SQUIBB CO
2019-12-05
31. BRISTOL MYERS SQUIBB CO
2019-12-05
12. CME GROUP INC
2012-02-14
2019-12-05
15. CMS ENERGY CORP
2019-12-05
7. CVS CORP
2019-12-05
6. CAPITAL ONE FINL CORP
2019-12-05
3. CAPITAL ONE FINL CORP
2019-03-01
2019-12-05
9. CHEVRON CORP
2019-12-05
16. CHEVRON CORP
2019-12-05
3. CINCINNATI FINL CORP
2009-07-17
2019-12-05
2. COCA-COLA CO
2018-07-05
2019-12-05
23. COCA-COLA CO
2019-12-05
15. COMCAST CORP NEW CL A
2019-12-05
30. COMCAST CORP NEW CL A
2019-12-05
16. CONOCOPHILLIPS
2019-12-05
20. CONOCOPHILLIPS
2019-12-05
.042 CORTEVA INC
2019-03-01
2019-12-05
3.958 CORTEVA INC
2010-04-29
2019-12-05
4. CULLEN FROST BANKERS INC
2011-11-10
2019-12-05
1. DTE ENERGY CO
2013-08-27
2019-12-05
5. DEERE & CO
2019-12-05
10. DISCOVER FINL SVCS
2019-12-05
4. DOVER CORP
2019-11-01
2019-12-05
12. DOVER CORP
2019-12-05
8. DUPONT DE NEMOURS INC-WI
2019-12-05
6. EDISON INTL
2019-12-05
3. ENTERGY CORP NEW
2019-12-05
3. EXXON MOBIL CORP
2019-12-05
15. EXXON MOBIL CORP
2019-12-05
1. FIDELITY NATL INFORMATION SVCS INC
2019-05-07
2019-12-05
8. FIDELITY NATL INFORMATION SVCS INC
2019-12-05
8. ARTHUR J GALLAGHER & CO
2019-12-05
2. ARTHUR J GALLAGHER & CO
2019-05-07
2019-12-05
4. GENERAL DYNAMICS CORP
2019-12-05
5. GENERAL DYNAMICS CORP
2019-12-05
7. GILEAD SCIENCES INC
2019-12-05
23. HARTFORD FINL SVCS GROUP INC
2019-12-05
3. HASBRO INC
2019-12-05
7. HASBRO INC
2019-12-05
6. HOME DEPOT INC
2009-07-17
2019-12-05
4. HONEYWELL INTL INC
2009-07-17
2019-12-05
4. ILLINOIS TOOL WKS INC
2013-03-20
2019-12-05
15. JOHNSON & JOHNSON
2019-12-05
13. LAS VEGAS SANDS CORP
2019-12-05
8. LILLY ELI & CO
2019-12-05
4. M & T BK CORP
2009-07-17
2019-12-05
4. MARSH & MCLENNAN COS INC
2019-09-04
2019-12-05
7. MCDONALDS CORP
2019-12-05
2. MCDONALDS CORP
2019-12-05
17. MERCK & CO INC
2019-12-05
21. METLIFE INC
2013-06-26
2019-12-05
13. MICROSOFT CORP
2009-07-17
2019-12-05
11. MONDELEZ INTERNATIONAL-W/I
2019-12-05
17. MONDELEZ INTERNATIONAL-W/I
2019-12-05
7. NEXTERA ENERGY INC
2019-12-05
12. NISOURCE INC
2012-12-19
2019-12-05
3. NORFOLK SOUTHN CORP
2019-12-05
3. NORFOLK SOUTHN CORP
2018-12-19
2019-12-05
6. NORTHERN TR CORP
2019-12-05
15. PNC FINL SVCS GROUP INC
2019-12-05
1. PNC FINL SVCS GROUP INC
2019-02-27
2019-12-05
10. PPG INDS INC
2019-12-05
1. PARKER HANNIFIN CORP
2018-11-29
2019-12-05
7. PARKER HANNIFIN CORP
2019-12-05
4. PEPSICO INC
2017-01-23
2019-12-05
4. PEPSICO INC
2019-12-05
36. PFIZER INC
2019-12-05
11. PHILIP MORRIS INTERNATIONAL
2019-12-05
8. PHILIP MORRIS INTERNATIONAL
2019-12-05
9. PRICE T ROWE GROUP INC
2009-07-17
2019-12-05
9. PROCTER & GAMBLE CO
2019-12-05
3. PROCTER & GAMBLE CO
2018-10-17
2019-12-05
7. PROGRESSIVE CORP OHIO
2019-12-05
2. PROGRESSIVE CORP OHIO
2018-01-16
2019-12-05
3. PRUDENTIAL FINL INC
2016-06-30
2019-12-05
11. PRUDENTIAL FINL INC
2019-12-05
11. PUBLIC SVC ENTERPRISE GROUP INC
2019-12-05
6. RPM INC OHIO
2019-12-05
7. REPUBLIC SERVICES INC
2019-12-05
4. SIMON PPTY GROUP INC NEW
2019-12-05
1. SIMON PPTY GROUP INC NEW
2019-05-07
2019-12-05
4. STANLEY BLACK & DECKER,INC.
2019-12-05
4. STARBUCKS CORP
2018-08-10
2019-12-05
14. TEXAS INSTRS INC
2019-12-05
2. TIFFANY & CO NEW
2019-12-05
9. THE TRAVELERS COMPANIES INC.
2008-05-07
2019-12-05
19. US BANCORP DEL NEW
2011-05-13
2019-12-05
9. UNITED TECHNOLOGIES CORP
2019-12-05
4. UNITEDHEALTH GROUP INC
2019-12-05
10. V F CORP
2019-12-05
4. VALERO REFNG & MARKETING CO
2018-08-29
2019-12-05
5. VALERO REFNG & MARKETING CO
2019-12-05
6. VENTAS INC
2019-12-05
26. VERIZON COMMUNICATIONS
2019-12-05
2. VERIZON COMMUNICATIONS
2019-12-05
10. VORNADO RLTY TR
2019-12-05
7. WAL MART STORES INC
2019-12-05
4. WELLS FARGO & CO NEW
2010-11-03
2019-12-05
32. WELLS FARGO & CO NEW
2019-12-05
7. WYNDHAM HOTELS & RESORTS INC
2019-12-05
1. WYNDHAM HOTELS & RESORTS INC
2019-11-01
2019-12-05
18. XCEL ENERGY INC
2019-12-05
3. ACCENTURE PLC
2019-12-05
11. MEDTRONIC PLC
2019-12-05
3. MEDTRONIC PLC
2018-06-19
2019-12-05
5. CHUBB LTD
2019-12-05
3. NISOURCE INC
2012-12-19
2019-12-11
1. NISOURCE INC
2012-12-19
2019-12-12
2. NISOURCE INC
2012-12-19
2019-12-12
6. NISOURCE INC
2012-12-19
2019-12-13
2. ILLINOIS TOOL WKS INC
2013-04-23
2019-12-18
1. APPLE COMPUTER INC
2012-05-18
2020-01-02
3. DOVER CORP
2017-02-02
2020-01-02
1. TIFFANY & CO NEW
2019-01-04
2020-01-03
1. TIFFANY & CO NEW
2019-01-04
2020-01-03
1. TIFFANY & CO NEW
2019-01-04
2020-01-06
1. V F CORP
2019-03-11
2020-01-08
983.647 CRM LNG/SHRT OPPORT-INST
2016-12-08
2020-01-09
1. V F CORP
2019-03-11
2020-01-10
2. CORTEVA INC
2020-01-15
2. CORTEVA INC
2010-05-06
2020-01-15
2. CORTEVA INC
2010-05-06
2020-01-15
905.106 CRM LNG/SHRT OPPORT-INST
2016-12-08
2020-01-16
1. CORTEVA INC
2010-05-06
2020-01-16
1. CORTEVA INC
2010-05-06
2020-01-16
1. THE TRAVELERS COMPANIES INC.
2008-05-07
2020-01-30
2. APPLE COMPUTER INC
2012-05-18
2020-01-31
1. FIDELITY NATL INFORMATION SVCS INC
2013-03-20
2020-01-31
1. FIDELITY NATL INFORMATION SVCS INC
2013-03-20
2020-01-31
1. ILLINOIS TOOL WKS INC
2013-04-23
2020-01-31
1. LILLY ELI & CO
2015-06-09
2020-01-31
2. LILLY ELI & CO
2020-01-31
2. THE TRAVELERS COMPANIES INC.
2008-05-07
2020-01-31
3. ANALOG DEVICES INC
2011-05-03
2020-02-03
3. COCA-COLA CO
2018-07-05
2020-02-03
1. ILLINOIS TOOL WKS INC
2013-04-23
2020-02-03
2. LILLY ELI & CO
2020-02-03
3. MERCK & CO INC
2010-11-10
2020-02-03
1. MICROSOFT CORP
2009-07-17
2020-02-03
1. NEXTERA ENERGY INC
2011-02-04
2020-02-03
6. MERCK & CO INC
2010-11-10
2020-02-05
1. ABBOTT LABS
2015-05-06
2020-02-12
2. AIR PRODS & CHEMS INC
2017-09-29
2020-02-12
1. ALEXANDRIA REAL ESTATE EQUITIES INC
2010-05-20
2020-02-12
4. ALTRIA GROUP INC
2014-06-19
2020-02-12
2. ANALOG DEVICES INC
2011-05-03
2020-02-12
1. AUTOMATIC DATA PROCESSING INC
2011-04-21
2020-02-12
1. AVALONBAY CMNTYS INC
2014-06-17
2020-02-12
20. BANK OF AMERICA CORPORATION
2020-02-12
1. BECTON DICKINSON & CO
2011-10-13
2020-02-12
1. BLACKROCK INC
2010-11-03
2020-02-12
7. BRISTOL MYERS SQUIBB CO
2020-02-12
3. CME GROUP INC
2012-02-14
2020-02-12
3. CMS ENERGY CORP
2008-05-07
2020-02-12
2. CVS CORP
2019-12-06
2020-02-12
2. CAPITAL ONE FINL CORP
2015-04-30
2020-02-12
3. CHEVRON CORP
2020-02-12
3. CHEVRON CORP
2020-02-12
5. COCA-COLA CO
2020-02-12
8. COMCAST CORP NEW CL A
2020-02-12
7. CONOCOPHILLIPS
2020-02-12
1. CULLEN FROST BANKERS INC
2011-11-10
2020-02-12
1. DEERE & CO
2020-01-02
2020-02-12
2. DISCOVER FINL SVCS
2020-02-12
2. DOVER CORP
2020-02-12
2. DUPONT DE NEMOURS INC-WI
2020-02-12
1. EDISON INTL
2019-08-07
2020-02-12
4. EXXON MOBIL CORP
2020-02-12
2. FIDELITY NATL INFORMATION SVCS INC
2013-03-20
2020-02-12
1. ARTHUR J GALLAGHER & CO
2012-03-20
2020-02-12
1. GENERAL DYNAMICS CORP
2020-02-03
2020-02-12
2. GILEAD SCIENCES INC
2018-06-01
2020-02-12
4. HARTFORD FINL SVCS GROUP INC
2012-09-21
2020-02-12
2. HASBRO INC
2020-02-12
2. HOME DEPOT INC
2019-12-13
2020-02-12
1. HONEYWELL INTL INC
2009-07-17
2020-02-12
1. ILLINOIS TOOL WKS INC
2013-04-23
2020-02-12
1. INTERNATIONAL BUSINESS MACHS CORP
2020-02-05
2020-02-12
3. JOHNSON & JOHNSON
2019-11-15
2020-02-12
3. LAS VEGAS SANDS CORP
2020-02-12
1. LILLY ELI & CO
2015-06-08
2020-02-12
1. M & T BK CORP
2009-07-17
2020-02-12
2. MCDONALDS CORP
2018-07-23
2020-02-12
2. MERCK & CO INC
2010-11-10
2020-02-12
4. METLIFE INC
2020-02-12
2. MICROSOFT CORP
2009-07-17
2020-02-12
6. MONDELEZ INTERNATIONAL-W/I
2017-11-02
2020-02-12
1. NEXTERA ENERGY INC
2011-02-04
2020-02-12
1. NISOURCE INC
2012-12-19
2020-02-12
1. NORFOLK SOUTHN CORP
2015-10-28
2020-02-12
2. NORTHERN TR CORP
2012-12-19
2020-02-12
3. PNC FINL SVCS GROUP INC
2020-02-12
1. PPG INDS INC
2016-02-10
2020-02-12
1. PARKER HANNIFIN CORP
2018-11-29
2020-02-12
2. PEPSICO INC
2020-02-12
8. PFIZER INC
2009-08-24
2020-02-12
1. PHILIP MORRIS INTERNATIONAL
2018-08-29
2020-02-12
3. PHILIP MORRIS INTERNATIONAL
2020-01-02
2020-02-12
2. PRICE T ROWE GROUP INC
2009-07-17
2020-02-12
2. PROCTER & GAMBLE CO
2018-10-17
2020-02-12
2. PROGRESSIVE CORP OHIO
2020-02-03
2020-02-12
3. PRUDENTIAL FINL INC
2020-02-12
2. PUBLIC SVC ENTERPRISE GROUP INC
2018-07-24
2020-02-12
1. RPM INC OHIO
2015-07-22
2020-02-12
1. REPUBLIC SERVICES INC
2015-04-29
2020-02-12
1. STANLEY BLACK & DECKER,INC.
2016-02-03
2020-02-12
2. TEXAS INSTRS INC
2013-03-13
2020-02-12
1. TEXAS INSTRS INC
2020-02-03
2020-02-12
1. THE TRAVELERS COMPANIES INC.
2008-05-07
2020-02-12
5. TRUIST FINANCIAL CORP
2020-02-12
4. US BANCORP DEL NEW
2011-05-13
2020-02-12
2. UNITED TECHNOLOGIES CORP
2020-02-12
2. V F CORP
2019-03-08
2020-02-12
2. VALERO REFNG & MARKETING CO
2019-08-13
2020-02-12
1. VENTAS INC
2019-08-13
2020-02-12
6. VERIZON COMMUNICATIONS
2008-05-07
2020-02-12
2. VORNADO RLTY TR
2018-12-04
2020-02-12
2. WAL MART STORES INC
2018-12-19
2020-02-12
7. WELLS FARGO & CO NEW
2010-11-03
2020-02-12
1. WYNDHAM HOTELS & RESORTS INC
2019-11-01
2020-02-12
3. XCEL ENERGY INC
2020-02-12
1. ACCENTURE PLC
2011-11-09
2020-02-12
2. MEDTRONIC PLC
2020-02-12
1. CHUBB LTD
2015-07-22
2020-02-12
263. ISHARES MISCI EAFE INDEX FUND
2020-02-14
729. JPMORGAN BETABUILDERS JAPAN ETF
2020-02-14
153. JPMORGAN BETABUILDERS JAPAN ETF
2018-07-19
2020-02-14
1. EXXON MOBIL CORP
2019-05-01
2020-02-27
4. EXXON MOBIL CORP
2020-02-27
1. EXXON MOBIL CORP
2019-03-08
2020-02-27
1. BLACKROCK INC
2010-11-03
2020-02-28
1. ACCENTURE PLC
2011-11-09
2020-02-28
1. PRUDENTIAL FINL INC
2011-08-18
2020-03-06
1. THE TRAVELERS COMPANIES INC.
2008-05-07
2020-03-06
1. WELLS FARGO & CO NEW
2009-07-17
2020-03-06
1. WELLS FARGO & CO NEW
2009-07-17
2020-03-06
1. WELLS FARGO & CO NEW
2009-07-17
2020-03-06
8. WELLS FARGO & CO NEW
2009-07-17
2020-03-06
1. EDISON INTL
2019-08-05
2020-03-09
1. EXXON MOBIL CORP
2019-05-01
2020-03-09
2. EXXON MOBIL CORP
2019-03-08
2020-03-09
3. EXXON MOBIL CORP
2019-06-18
2020-03-09
1. EXXON MOBIL CORP
2019-06-18
2020-03-09
2. PRUDENTIAL FINL INC
2011-08-18
2020-03-09
1. THE TRAVELERS COMPANIES INC.
2008-05-07
2020-03-09
3. WELLS FARGO & CO NEW
2009-07-17
2020-03-09
10. WELLS FARGO & CO NEW
2009-07-17
2020-03-09
3. EDISON INTL
2020-03-10
4. EXXON MOBIL CORP
2020-03-10
1. EXXON MOBIL CORP
2019-06-17
2020-03-10
2. EXXON MOBIL CORP
2019-06-17
2020-03-10
1. PRUDENTIAL FINL INC
2011-08-18
2020-03-10
3. PRUDENTIAL FINL INC
2011-08-18
2020-03-10
1. THE TRAVELERS COMPANIES INC.
2008-05-07
2020-03-10
2. WELLS FARGO & CO NEW
2009-07-17
2020-03-10
2. EDISON INTL
2020-03-11
2. PRUDENTIAL FINL INC
2011-08-18
2020-03-11
87. ISHARES MISCI EAFE INDEX FUND
2014-10-13
2020-03-12
350. SCHWAB U.S. TIPS ETF
2018-10-01
2020-03-12
7. EXXON MOBIL CORP
2020-03-13
2. EXXON MOBIL CORP
2019-06-17
2020-03-13
1. EXXON MOBIL CORP
2009-07-17
2020-03-13
2. EXXON MOBIL CORP
2009-07-17
2020-03-13
350. ISHARES MISCI EAFE INDEX FUND
2020-03-17
175. SPDR TR UNIT SER 1
2020-03-17
1. LAS VEGAS SANDS CORP
2019-05-31
2020-03-18
1. LAS VEGAS SANDS CORP
2019-05-31
2020-03-18
2. LAS VEGAS SANDS CORP
2018-12-18
2020-03-18
1. AIR PRODS & CHEMS INC
2017-08-01
2020-03-19
1. LAS VEGAS SANDS CORP
2018-12-18
2020-03-19
1. LAS VEGAS SANDS CORP
2018-12-18
2020-03-19
1. AIR PRODS & CHEMS INC
2017-08-01
2020-03-20
2. RPM INC OHIO
2015-07-22
2020-03-20
2. RPM INC OHIO
2020-03-23
1. DUPONT DE NEMOURS INC-WI
2020-03-24
1. DUPONT DE NEMOURS INC-WI
2019-03-01
2020-03-24
4. DUPONT DE NEMOURS INC-WI
2020-03-24
3. DUPONT DE NEMOURS INC-WI
2020-03-25
1. HARTFORD FINL SVCS GROUP INC
2012-09-21
2020-03-25
3. HARTFORD FINL SVCS GROUP INC
2012-09-21
2020-03-26
1. HARTFORD FINL SVCS GROUP INC
2012-09-21
2020-03-26
1. WYNDHAM HOTELS & RESORTS INC
2019-11-01
2020-03-26
2. WYNDHAM HOTELS & RESORTS INC
2019-11-01
2020-03-26
1. CHEVRON CORP
2016-04-13
2020-03-27
1. CHEVRON CORP
2016-04-13
2020-03-27
5. CHEVRON CORP
2020-03-27
1. HARTFORD FINL SVCS GROUP INC
2012-09-24
2020-03-27
1. WYNDHAM HOTELS & RESORTS INC
2019-11-01
2020-03-27
1. WYNDHAM HOTELS & RESORTS INC
2014-04-14
2020-03-27
1. DUPONT DE NEMOURS INC-WI
2010-05-06
2020-03-30
1. DUPONT DE NEMOURS INC-WI
2010-05-06
2020-03-30
1. RPM INC OHIO
2015-07-21
2020-03-30
1. RPM INC OHIO
2015-07-23
2020-03-30
1. WYNDHAM HOTELS & RESORTS INC
2014-04-14
2020-03-30
2. DUPONT DE NEMOURS INC-WI
2010-05-06
2020-03-31
1. DUPONT DE NEMOURS INC-WI
2010-05-06
2020-04-01
1. ILLINOIS TOOL WKS INC
2013-04-23
2020-04-01
2. MICROSOFT CORP
2009-07-17
2020-04-01
1. RPM INC OHIO
2015-07-23
2020-04-01
2. STANLEY BLACK & DECKER,INC.
2020-04-01
2. THE TRAVELERS COMPANIES INC.
2009-07-17
2020-04-01
1. LAS VEGAS SANDS CORP
2018-12-18
2020-04-03
1. LAS VEGAS SANDS CORP
2018-12-19
2020-04-03
2. LAS VEGAS SANDS CORP
2018-12-19
2020-04-03
1. RPM INC OHIO
2015-07-23
2020-04-03
2. LAS VEGAS SANDS CORP
2018-12-19
2020-04-06
3. GILEAD SCIENCES INC
2018-06-01
2020-04-07
2. SIMON PPTY GROUP INC NEW
2014-02-26
2020-04-08
2. SIMON PPTY GROUP INC NEW
2020-04-08
2. DISCOVER FINL SVCS
2020-04-09
1. DISCOVER FINL SVCS
2020-02-28
2020-04-09
1. DISCOVER FINL SVCS
2020-02-28
2020-04-13
4. DISCOVER FINL SVCS
2016-04-25
2020-04-13
1. WYNDHAM HOTELS & RESORTS INC
2014-04-14
2020-04-13
1. WYNDHAM HOTELS & RESORTS INC
2014-04-11
2020-04-13
4. CHEVRON CORP
2008-05-07
2020-04-14
2. WYNDHAM HOTELS & RESORTS INC
2014-04-15
2020-04-14
3. WYNDHAM HOTELS & RESORTS INC
2020-04-14
1. WYNDHAM HOTELS & RESORTS INC
2014-04-11
2020-04-14
4. DISCOVER FINL SVCS
2016-04-25
2020-04-16
11. WELLS FARGO & CO NEW
2009-07-17
2020-04-16
5. DISCOVER FINL SVCS
2020-04-17
3. GILEAD SCIENCES INC
2020-04-17
1. HONEYWELL INTL INC
2020-02-28
2020-04-17
1. HONEYWELL INTL INC
2020-02-28
2020-04-17
1. DISCOVER FINL SVCS
2015-08-21
2020-04-20
5. DISCOVER FINL SVCS
2015-08-21
2020-04-22
1. EDISON INTL
2019-08-05
2020-04-22
1. VALERO REFNG & MARKETING CO
2019-08-13
2020-04-22
2. VALERO REFNG & MARKETING CO
2020-04-22
2. COCA-COLA CO
2018-06-04
2020-04-23
3. COCA-COLA CO
2018-06-04
2020-04-23
1. EDISON INTL
2019-08-05
2020-04-23
1. EDISON INTL
2019-08-05
2020-04-23
4. LAS VEGAS SANDS CORP
2018-12-19
2020-04-23
1. LAS VEGAS SANDS CORP
2018-12-19
2020-04-23
1. VALERO REFNG & MARKETING CO
2019-08-13
2020-04-23
2. COCA-COLA CO
2018-06-04
2020-04-24
1. MCDONALDS CORP
2018-06-27
2020-04-24
2. ABBOTT LABS
2016-05-02
2020-04-27
1. MCDONALDS CORP
2018-06-27
2020-04-27
1. ABBOTT LABS
2016-05-02
2020-04-28
5. LAS VEGAS SANDS CORP
2020-04-28
1. RPM INC OHIO
2015-07-23
2020-04-28
1. RPM INC OHIO
2015-07-24
2020-04-28
550. ISHARES MISCI EAFE INDEX FUND
2020-04-29
1. LAS VEGAS SANDS CORP
2018-12-20
2020-04-29
25. SPDR TR UNIT SER 1
2015-01-29
2020-04-29
1. RPM INC OHIO
2015-07-24
2020-04-30
2059.416 SIX CIRCLES ULTR SHRT DUR
2018-10-24
2020-04-30
2. NISOURCE INC
2012-12-19
2020-05-07
1. NISOURCE INC
2012-12-19
2020-05-07
1. NISOURCE INC
2012-12-19
2020-05-08
3. NISOURCE INC
2012-12-19
2020-05-08
1. CARRIER GLOBAL CORPORATION
2019-08-08
2020-05-11
1. CARRIER GLOBAL CORPORATION
2019-08-08
2020-05-11
1. CARRIER GLOBAL CORPORATION
2019-08-30
2020-05-11
160. ISHARES TR 7-10 YR TREAS INDEX FD
2020-05-11
2. NISOURCE INC
2012-12-19
2020-05-11
2. NISOURCE INC
2012-12-19
2020-05-11
1. CARRIER GLOBAL CORPORATION
2019-08-30
2020-05-12
3. CARRIER GLOBAL CORPORATION
2019-08-29
2020-05-12
2. CARRIER GLOBAL CORPORATION
2019-08-29
2020-05-13
2. CARRIER GLOBAL CORPORATION
2020-05-13
2. CARRIER GLOBAL CORPORATION
2019-08-07
2020-05-13
2. CARRIER GLOBAL CORPORATION
2019-08-07
2020-05-13
1. WELLS FARGO & CO NEW
2009-07-17
2020-05-13
4. WELLS FARGO & CO NEW
2009-07-17
2020-05-13
21. WELLS FARGO & CO NEW
2009-07-17
2020-05-13
2. WELLS FARGO & CO NEW
2009-07-17
2020-05-13
2. CARRIER GLOBAL CORPORATION
2020-05-14
3. CARRIER GLOBAL CORPORATION
2020-03-06
2020-05-14
3. GILEAD SCIENCES INC
2020-05-19
5. MERCK & CO INC
2020-05-19
4. GILEAD SCIENCES INC
2019-04-10
2020-05-20
2. MICROSOFT CORP
2009-07-17
2020-05-28
197.983 BLACKSTONE ALT MULTI-STRAT-Y
2018-11-14
2020-05-29
1941.488 BLACKSTONE ALT MULTI-STRAT-Y
2019-06-14
2020-05-29
1. CINCINNATI FINL CORP
2009-07-17
2020-06-02
1. CINCINNATI FINL CORP
2009-07-17
2020-06-03
3. CINCINNATI FINL CORP
2009-07-17
2020-06-03
1. COCA-COLA CO
2018-06-04
2020-06-11
2. COCA-COLA CO
2020-06-11
2. COCA-COLA CO
2018-03-01
2020-06-11
1. COCA-COLA CO
2018-03-01
2020-06-11
250. ISHARES MISCI EAFE INDEX FUND
2020-06-11
1. COCA-COLA CO
2018-03-01
2020-06-12
4. COCA-COLA CO
2018-03-01
2020-06-12
1. PFIZER INC
2020-03-25
2020-06-16
3. PFIZER INC
2020-03-25
2020-06-16
1. PFIZER INC
2020-03-25
2020-06-16
5. PFIZER INC
2020-06-16
2. PFIZER INC
2009-08-24
2020-06-16
1. PFIZER INC
2020-03-25
2020-06-16
3. PFIZER INC
2009-07-17
2020-06-16
13. PFIZER INC
2009-07-17
2020-06-23
3570.022 JPM GL RES ENH IDX FD - USD - R6 ISIN US48129C2070
2020-06-25
1. PFIZER INC
2009-07-17
2020-06-25
5. PFIZER INC
2009-07-17
2020-06-25
5. PFIZER INC
2009-07-17
2020-06-25
1. APPLE COMPUTER INC
2012-05-18
2020-07-01
6. BANK OF AMERICA CORPORATION
2016-07-27
2020-07-01
4. BANK OF AMERICA CORPORATION
2020-07-01
6. BANK OF AMERICA CORPORATION
2016-07-28
2020-07-01
1. AIR PRODS & CHEMS INC
2017-08-01
2020-07-08
3. ALTRIA GROUP INC
2014-06-19
2020-07-08
2. AMERICAN EXPRESS CO
2020-07-08
1. AMERISOURCEBERGEN CORP
2020-05-22
2020-07-08
3. ANALOG DEVICES INC
2011-05-03
2020-07-08
1. APPLE COMPUTER INC
2012-05-18
2020-07-08
1. AUTOMATIC DATA PROCESSING INC
2011-04-21
2020-07-08
1. AVALONBAY CMNTYS INC
2014-06-17
2020-07-08
15. BANK OF AMERICA CORPORATION
2016-07-28
2020-07-08
1. BECTON DICKINSON & CO
2020-02-26
2020-07-08
1. BEST BUY INC
2020-07-02
2020-07-08
1. BLACKROCK INC
2010-11-10
2020-07-08
1. BOSTON PPTYS INC
2016-03-14
2020-07-08
7. BRISTOL MYERS SQUIBB CO
2020-07-08
2. CME GROUP INC
2012-02-14
2020-07-08
3. CMS ENERGY CORP
2008-05-07
2020-07-08
2. CVS CORP
2019-11-19
2020-07-08
2. CAPITAL ONE FINL CORP
2015-04-30
2020-07-08
3. CHEVRON CORP
2008-05-07
2020-07-08
2. COCA-COLA CO
2018-03-01
2020-07-08
10. COMCAST CORP NEW CL A
2020-07-08
8. CONOCOPHILLIPS
2020-07-08
1. DTE ENERGY CO
2013-08-19
2020-07-08
1. DEERE & CO
2019-03-01
2020-07-08
139.795 DOUBLELINE TTL RTRN BND-I
2013-03-25
2020-07-08
1. DOVER CORP
2020-07-01
2020-07-08
1. DOVER CORP
2017-06-22
2020-07-08
1. ENTERGY CORP NEW
2020-01-24
2020-07-08
2. FIDELITY NATL INFORMATION SVCS INC
2020-07-08
2. ARTHUR J GALLAGHER & CO
2012-03-19
2020-07-08
1. GENERAL DYNAMICS CORP
2020-02-21
2020-07-08
1. GENERAL DYNAMICS CORP
2016-05-02
2020-07-08
4. HARTFORD FINL SVCS GROUP INC
2012-09-24
2020-07-08
1. HOME DEPOT INC
2009-07-17
2020-07-08
1. HONEYWELL INTL INC
2009-07-17
2020-07-08
1. INTERNATIONAL BUSINESS MACHS CORP
2020-02-04
2020-07-08
23. ISHARES TR 20+ TREAS INDEX FD
2019-09-19
2020-07-08
33. ISHARES TR 7-10 YR TREAS INDEX FD
2019-09-19
2020-07-08
100. ISHARES MISCI EAFE INDEX FUND
2016-02-02
2020-07-08
3. JOHNSON & JOHNSON
2020-07-08
1. LILLY ELI & CO
2018-02-05
2020-07-08
360.577 LORD ABBETT SHRT DUR INC-F3
2018-11-13
2020-07-08
1. M & T BK CORP
2009-07-17
2020-07-08
1. MARSH & MCLENNAN COS INC
2020-03-06
2020-07-08
1. MCDONALDS CORP
2018-06-27
2020-07-08
1. MERCK & CO INC
2009-08-24
2020-07-08
3. METLIFE INC
2013-06-25
2020-07-08
1. MICROSOFT CORP
2009-07-17
2020-07-08
4. MONDELEZ INTERNATIONAL-W/I
2020-07-08
5. MORGAN STANLEY DEAN WITTER & CO NEW
2020-02-20
2020-07-08
1. NEXTERA ENERGY INC
2010-12-20
2020-07-08
1. NORFOLK SOUTHN CORP
2015-10-28
2020-07-08
1. NORTHERN TR CORP
2012-12-19
2020-07-08
3. PNC FINL SVCS GROUP INC
2020-07-08
1. PPG INDS INC
2020-07-01
2020-07-08
1. PARKER HANNIFIN CORP
2018-11-28
2020-07-08
2. PEPSICO INC
2020-07-08
4. PFIZER INC
2009-07-17
2020-07-08
3. PHILIP MORRIS INTERNATIONAL
2019-10-17
2020-07-08
2. PRICE T ROWE GROUP INC
2009-07-17
2020-07-08
1. PROCTER & GAMBLE CO
2018-10-17
2020-07-08
1. PROCTER & GAMBLE CO
2020-02-28
2020-07-08
2. PROGRESSIVE CORP OHIO
2020-01-02
2020-07-08
1. PROLOGIS INC
2020-04-13
2020-07-08
2. PUBLIC SVC ENTERPRISE GROUP INC
2018-07-24
2020-07-08
4. RAYTHEON TECHNOLOGIES CORP
2020-07-08
2. REPUBLIC SERVICES INC
2020-07-08
1. STANLEY BLACK & DECKER,INC.
2016-02-02
2020-07-08
2. SYSCO CORP
2020-06-08
2020-07-08
2. TJX COS INC NEW
2020-04-15
2020-07-08
2. TEXAS INSTRS INC
2020-02-28
2020-07-08
1. TEXAS INSTRS INC
2013-03-13
2020-07-08
4. TRUIST FINANCIAL CORP
2019-04-10
2020-07-08
3. US BANCORP DEL NEW
2020-04-01
2020-07-08
1. UNITEDHEALTH GROUP INC
2020-02-24
2020-07-08
2. V F CORP
2020-07-08
346.32 VANGUARD TTL INTL BND-ADM
2019-11-22
2020-07-08
5. VERIZON COMMUNICATIONS
2020-07-08
2. WAL MART STORES INC
2020-03-18
2020-07-08
3. XCEL ENERGY INC
2020-07-08
1. ACCENTURE PLC
2011-11-09
2020-07-08
2. EATON CORP PLC
2020-02-27
2020-07-08
3. MEDTRONIC PLC
2020-06-05
2020-07-08
1. TRANE TECHNOLOGIES PLC
2020-03-11
2020-07-08
1. CHUBB LTD
2015-07-22
2020-07-08
1. AIR PRODS & CHEMS INC
2017-08-01
2020-07-14
1. CAPITAL ONE FINL CORP
2015-04-30
2020-07-14
1. CAPITAL ONE FINL CORP
2015-07-24
2020-07-14
1. CAPITAL ONE FINL CORP
2015-07-24
2020-07-15
2. MICROSOFT CORP
2009-07-17
2020-07-16
1. APPLE COMPUTER INC
2012-05-18
2020-07-24
1. MICROSOFT CORP
2009-07-17
2020-07-24
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
226
162
64
b
87
81
6
c
44
39
5
d
129
117
12
e
43
39
4
42
39
3
42
37
5
42
37
5
43
37
6
455
499
-44
42
37
5
126
112
14
37
39
-2
37
39
-2
73
78
-5
37
39
-2
74
78
-4
112
117
-5
37
39
-2
477
441
36
165
102
63
122
120
2
122
120
2
244
240
4
89
44
45
269
132
137
181
88
93
90
38
52
268
223
45
292
126
166
206
58
148
678
122
556
405
116
289
254
260
-6
85
87
-2
43
43
43
43
84
87
-3
40,486
39,426
1,060
41,554
40,782
772
98
38
60
186
202
-16
97
38
59
186
194
-8
97
38
59
186
194
-8
97
38
59
275
341
-66
54
53
1
329
62
267
260
159
101
292
103
189
137
133
4
490
281
209
139
133
6
140
133
7
704
238
466
420
73
347
139
24
115
279
49
230
140
24
116
131
57
74
130
36
94
260
71
189
261
71
190
58
44
14
58
44
14
138
24
114
274
49
225
137
24
113
58
44
14
116
88
28
136
24
112
57
44
13
57
44
13
56
44
12
127
116
11
254
231
23
130
114
16
258
219
39
129
109
20
254
233
21
255
74
181
57
44
13
62
75
-13
62
75
-13
371
326
45
63
74
-11
125
149
-24
171
63
108
171
63
108
173
63
110
430
73
357
470
224
246
150
143
7
300
213
87
232
194
38
464
49
415
26,499
17,271
9,228
85
39
46
255
117
138
223
235
-12
75
78
-3
523
245
278
84
39
45
84
39
45
168
76
92
169
74
95
34,949
30,234
4,715
126
107
19
19,638
19,391
247
265
189
76
665
453
212
215
25
190
127
114
13
253
208
45
151
114
37
154
114
40
338
186
152
1,610
1,094
516
320
258
62
149
130
19
697
674
23
1,378
569
809
345
245
100
1,586
467
1,119
672
652
20
336
93
243
1,068
782
286
1,119
549
570
53
50
3
3,279
1,508
1,771
1,026
295
731
1,947
1,245
702
413
369
44
415
421
-6
1,837
1,468
369
2,484
694
1,790
923
259
664
519
527
-8
597
527
70
299
252
47
1,053
1,078
-25
1,871
1,633
238
314
69
245
108
89
19
1,243
1,067
176
650
547
103
1,300
1,055
245
966
739
227
1,207
1,195
12
1
1
97
61
36
375
202
173
125
67
58
822
844
-22
828
584
244
442
425
17
1,327
838
489
498
787
-289
430
443
-13
354
355
-1
206
247
-41
1,028
1,198
-170
136
116
20
1,088
307
781
739
286
453
185
165
20
718
678
40
898
737
161
459
514
-55
1,399
520
879
300
288
12
699
702
-3
1,281
148
1,133
691
125
566
687
252
435
2,076
2,050
26
815
750
65
944
649
295
658
224
434
430
398
32
1,357
1,114
243
388
381
7
1,499
607
892
1,023
853
170
1,952
316
1,636
587
455
132
908
897
11
1,636
681
955
317
106
211
561
244
317
561
451
110
645
299
346
2,283
1,000
1,283
152
126
26
1,305
974
331
199
169
30
1,391
1,272
119
544
416
128
544
509
35
1,364
612
752
897
910
-13
652
738
-86
1,104
372
732
1,115
977
138
372
244
128
504
537
-33
144
112
32
274
211
63
1,005
1,010
-5
646
577
69
438
294
144
617
282
335
593
613
-20
148
173
-25
618
382
236
341
206
135
1,687
495
1,192
267
171
96
1,212
462
750
1,130
476
654
1,304
1,250
54
1,114
995
119
886
810
76
370
482
-112
462
409
53
346
431
-85
1,571
968
603
121
115
6
640
731
-91
824
703
121
213
104
109
1,708
1,574
134
398
409
-11
57
55
2
1,111
551
560
598
374
224
1,225
1,123
102
334
259
75
751
532
219
81
27
54
27
9
18
53
18
35
160
53
107
356
126
230
298
76
222
348
185
163
134
83
51
134
83
51
134
83
51
97
80
17
9,925
9,817
108
95
80
15
57
31
26
57
29
28
57
29
28
9,087
9,033
54
29
14
15
29
14
15
133
51
82
634
152
482
144
38
106
144
38
106
177
63
114
140
79
61
280
157
123
264
103
161
330
120
210
176
133
43
179
63
116
281
157
124
261
105
156
174
24
150
267
55
212
513
210
303
89
47
42
506
302
204
173
60
113
182
172
10
236
80
156
178
46
132
224
140
84
705
293
412
253
74
179
573
167
406
472
318
154
616
173
443
202
45
157
148
151
-3
206
161
45
337
349
-12
337
293
44
297
221
76
367
272
95
425
320
105
93
50
43
172
176
-4
151
155
-4
239
123
116
107
185
-78
78
74
4
245
319
-74
296
77
219
107
36
71
187
176
11
133
136
-3
238
78
160
197
183
14
481
422
59
180
31
149
189
63
126
154
154
454
403
51
211
166
45
145
79
66
170
56
114
431
317
114
168
70
98
212
162
50
366
49
317
351
247
104
270
55
215
30
9
21
211
81
130
207
99
108
468
193
275
122
92
30
215
169
46
291
203
88
304
134
170
89
80
9
266
256
10
276
83
193
247
163
84
166
161
5
291
144
147
116
102
14
75
47
28
98
40
58
168
94
74
265
71
194
132
123
9
137
51
86
276
295
-19
222
100
122
308
262
46
168
158
10
170
158
12
59
71
-12
351
216
135
135
144
-9
233
183
50
338
183
155
60
55
5
206
84
122
212
57
155
235
172
63
165
106
59
18,198
16,885
1,313
17,605
17,493
112
3,696
3,670
26
52
79
-27
204
316
-112
51
79
-28
455
167
288
180
57
123
70
48
22
124
51
73
37
25
12
37
25
12
37
25
12
296
200
96
63
73
-10
43
79
-36
86
157
-71
128
228
-100
42
76
-34
125
96
29
116
51
65
97
75
22
332
250
82
188
220
-32
172
301
-129
42
75
-33
87
150
-63
63
48
15
185
144
41
116
51
65
67
50
17
120
146
-26
118
96
22
4,367
5,300
-933
19,282
18,818
464
255
488
-233
73
150
-77
38
68
-30
72
137
-65
17,152
21,230
-4,078
43,578
36,016
7,562
38
55
-17
35
55
-20
73
106
-33
199
149
50
41
53
-12
38
53
-15
185
148
37
104
94
10
94
94
31
78
-47
32
78
-46
129
179
-50
101
129
-28
35
19
16
103
58
45
33
19
14
36
55
-19
71
110
-39
71
98
-27
69
98
-29
352
486
-134
33
19
14
32
55
-23
32
39
-7
33
41
-8
33
41
-8
60
47
13
60
47
13
31
39
-8
69
83
-14
33
41
-8
136
63
73
306
49
257
57
47
10
180
188
-8
194
81
113
39
53
-14
38
53
-15
75
106
-31
57
47
10
81
102
-21
223
204
19
122
303
-181
125
300
-175
80
155
-75
41
65
-24
36
65
-29
145
227
-82
32
39
-7
32
39
-7
340
385
-45
66
78
-12
100
117
-17
34
39
-5
127
227
-100
295
275
20
173
277
-104
249
203
46
137
157
-20
138
157
-19
34
55
-21
175
276
-101
59
73
-14
51
79
-28
101
156
-55
90
87
3
136
131
5
58
73
-15
59
73
-14
177
205
-28
45
51
-6
52
79
-27
91
87
4
183
158
25
190
77
113
186
158
28
94
39
55
228
254
-26
68
47
21
67
47
20
31,770
31,996
-226
49
51
-2
7,330
5,050
2,280
66
46
20
20,450
20,615
-165
46
18
28
23
9
14
23
9
14
70
27
43
18
24
-6
18
24
-6
18
24
-6
19,388
17,830
1,558
47
18
29
46
18
28
18
24
-6
54
73
-19
33
48
-15
32
48
-16
33
48
-15
32
48
-16
23
25
-2
89
100
-11
466
525
-59
45
50
-5
32
48
-16
48
70
-22
219
202
17
391
172
219
293
269
24
363
49
314
1,871
2,109
-238
18,347
20,871
-2,524
61
23
38
64
23
41
191
69
122
46
44
2
92
87
5
91
87
4
46
43
3
15,062
14,266
796
46
43
3
182
174
8
33
31
2
99
91
8
33
30
3
165
151
14
66
34
32
33
30
3
100
45
55
428
196
232
70,758
56,730
14,028
32
15
17
160
75
85
160
75
85
365
76
289
140
88
52
93
58
35
140
88
52
274
148
126
119
129
-10
184
195
-11
98
93
5
368
120
248
378
76
302
147
46
101
155
140
15
344
219
125
253
248
5
86
88
-2
554
167
387
88
122
-34
422
318
104
334
116
218
178
45
133
128
151
-23
119
161
-42
260
289
-29
90
87
3
400
397
3
326
360
-34
107
67
40
159
164
-5
1,500
1,589
-89
97
96
1
97
61
36
96
131
-35
275
285
-10
196
71
125
145
187
-42
145
142
3
148
77
71
250
25
225
145
31
114
117
149
-32
3,784
3,228
556
4,017
3,677
340
6,237
5,416
821
429
361
68
168
78
90
1,500
1,496
4
98
56
42
108
105
3
186
158
28
78
33
45
109
121
-12
211
24
187
205
164
41
240
272
-32
248
52
196
173
81
92
79
50
29
297
192
105
109
106
3
183
168
15
268
249
19
136
60
76
219
238
-19
248
83
165
122
81
41
122
111
11
156
147
9
96
86
10
100
102
-2
244
289
-45
161
153
8
138
93
45
106
128
-22
101
97
4
258
226
32
129
35
94
140
193
-53
106
96
10
299
280
19
119
155
-36
8,000
8,055
-55
275
290
-15
253
251
2
190
84
106
217
57
160
176
191
-15
275
306
-31
92
106
-14
127
106
21
277
148
129
61
81
-20
61
80
-19
63
80
-17
409
49
360
360
76
284
199
24
175
7,639
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
64
b
6
c
5
d
12
e
4
3
5
5
6
-44
5
14
-2
-2
-5
-2
-4
-5
-2
36
63
2
2
4
45
137
93
52
45
166
148
556
289
-6
-2
-3
1,060
772
60
-16
59
-8
59
-8
59
-66
1
267
101
189
4
209
6
7
466
347
115
230
116
74
94
189
190
14
14
114
225
113
14
28
112
13
13
12
11
23
16
39
20
21
181
13
-13
-13
45
-11
-24
108
108
110
357
246
7
87
38
415
9,228
46
138
-12
-3
278
45
45
92
95
4,715
19
247
76
212
190
13
45
37
40
152
516
62
19
23
809
100
1,119
20
243
286
570
3
1,771
731
702
44
-6
369
1,790
664
-8
70
47
-25
238
245
19
176
103
245
227
12
36
173
58
-22
244
17
489
-289
-13
-1
-41
-170
20
781
453
20
40
161
-55
879
12
-3
1,133
566
435
26
65
295
434
32
243
7
892
170
1,636
132
11
955
211
317
110
346
1,283
26
331
30
119
128
35
752
-13
-86
732
138
128
-33
32
63
-5
69
144
335
-20
-25
236
135
1,192
96
750
654
54
119
76
-112
53
-85
603
6
-91
121
109
134
-11
2
560
224
102
75
219
54
18
35
107
230
222
163
51
51
51
17
108
15
26
28
28
54
15
15
82
482
106
106
114
61
123
161
210
43
116
124
156
150
212
303
42
204
113
10
156
132
84
412
179
406
154
443
157
-3
45
-12
44
76
95
105
43
-4
-4
116
-78
4
-74
219
71
11
-3
160
14
59
149
126
51
45
66
114
114
98
50
317
104
215
21
130
108
275
30
46
88
170
9
10
193
84
5
147
14
28
58
74
194
9
86
-19
122
46
10
12
-12
135
-9
50
155
5
122
155
63
59
1,313
112
26
-27
-112
-28
288
123
22
73
12
12
12
96
-10
-36
-71
-100
-34
29
65
22
82
-32
-129
-33
-63
15
41
65
17
-26
22
-933
464
-233
-77
-30
-65
-4,078
7,562
-17
-20
-33
50
-12
-15
37
10
-47
-46
-50
-28
16
45
14
-19
-39
-27
-29
-134
14
-23
-7
-8
-8
13
13
-8
-14
-8
73
257
10
-8
113
-14
-15
-31
10
-21
19
-181
-175
-75
-24
-29
-82
-7
-7
-45
-12
-17
-5
-100
20
-104
46
-20
-19
-21
-101
-14
-28
-55
3
5
-15
-14
-28
-6
-27
4
25
113
28
55
-26
21
20
-226
-2
2,280
20
-165
28
14
14
43
-6
-6
-6
1,558
29
28
-6
-19
-15
-16
-15
-16
-2
-11
-59
-5
-16
-22
17
219
24
314
-238
-2,524
38
41
122
2
5
4
3
796
3
8
2
8
3
14
32
3
55
232
14,028
17
85
85
289
52
35
52
126
-10
-11
5
248
302
101
15
125
5
-2
387
-34
104
218
133
-23
-42
-29
3
3
-34
40
-5
-89
1
36
-35
-10
125
-42
3
71
225
114
-32
556
340
821
68
90
4
42
3
28
45
-12
187
41
-32
196
92
29
105
3
15
19
76
-19
165
41
11
9
10
-2
-45
8
45
-22
4
32
94
-53
10
19
-36
-55
-15
2
106
160
-15
-31
-14
21
129
-20
-19
-17
360
284
175
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
101,496
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
104,773
2,034,801
0.051491
2017
96,812
2,098,145
0.046142
2016
98,610
1,980,852
0.049782
2015
107,594
1,979,417
0.054356
2014
103,625
2,135,810
0.048518
2
Total
of line 1, column (d)
.....................
2
0.250289
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.050058
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
2,042,565
5
Multiply line 4 by line 3
......................
5
102,247
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
1,393
7
Add lines 5 and 6
........................
7
103,640
8
Enter qualifying distributions from Part XII, line 4
,.............
8
101,547
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
2,786
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
2,786
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
2,786
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
1,024
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
1,024
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
1,762
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
0
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
TX
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
J P MORGAN CHASE BANK NA
Telephone no.
(800) 496-2583
Located at
10 S DEARBORN ST MC IL-0111
CHICAGO
IL
ZIP+4
60603
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
J P MORGAN CHASE BANK NA
TRUSTEE
2
27,203
10 S DEARBORN ST MC IL 1-0111
CHICAGO
,
IL
60603
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
2,020,833
b
Average of monthly cash balances
.......................
1b
52,837
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
2,073,670
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
2,073,670
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
31,105
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
2,042,565
6
Minimum investment return.
Enter 5% of line 5
..................
6
102,128
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
102,128
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
2,786
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
2,786
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
99,342
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
99,342
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
99,342
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
101,547
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
101,547
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
101,547
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
99,342
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
90,261
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
101,547
a
Applied to 2018, but not more than line 2a
90,261
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
11,286
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
88,056
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
FATHER FLANAGANS BOYS' HOME
C/O ESTATE ADMINISTRATION C/O ESTATE ADM
C/O ESTATE ADMINISTRATION
BOYS TOWN
,
NE
680107520
NONE
PC
GENERAL
22,565
NEW MEXICO BOYS RANCH FDTN
C/O BOBBY WALLACE TREASURER C/O BOBBY W
ATTN GARY WHITE VP/COO
ALBUQUERQUE
,
NM
871101334
NONE
PC
GENERAL
22,565
CAL FARLEY'S BOYS RANCH
ATTN DIEDRE SCHULER BALLOU CPA
ATTN DIEDRE SCHULER BALLOU CPA
AMARILLO
,
TX
791740001
NONE
PC
GENERAL
22,565
WEST TEXAS BOYS RANCH
ATTN BILL GHOLSON EXEC DIR
ATTN BILL GHOLSON EXEC DIR
SAN ANGELO
,
TX
769043665
NONE
PC
GENERAL
22,565
Total
.................................
3a
90,260
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
54,184
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
101,496
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
FEDERAL TAX REFUND
1
53
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
155,733
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
155,733
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description