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TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
07-01-2019
, and ending
06-30-2020
Name of foundation
OERTLE FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)
114 W 47TH ST NY8-114-07-07 AFT
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK
,
NY
100361510
A Employer identification number
31-1726327
B
Telephone number (see instructions)
(888) 866-3275
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
635,093
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
198,180
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
9,057
9,057
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
192,651
b
Gross sales price for all assets on line 6a
392,509
7
Capital gain net income (from Part IV, line 2)
...
192,651
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
132
12
Total.
Add lines 1 through 11
........
400,020
201,708
13
Compensation of officers, directors, trustees, etc.
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
1,500
0
0
1,500
c
Other professional fees (attach schedule)
....
7,047
4,228
2,819
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
163
163
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
446
0
0
446
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
513
497
16
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
9,669
4,888
0
4,781
25
Contributions, gifts, grants paid
.......
15,000
15,000
26
Total expenses and disbursements.
Add lines 24 and 25
24,669
4,888
0
19,781
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
375,351
b
Net investment income
(if negative, enter -0-)
196,820
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
618
50
50
2
Savings and temporary cash investments
.........
13,665
24,551
24,551
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
50,377
b
Investments—corporate stock (attach schedule)
.......
218,680
374,928
451,884
c
Investments—corporate bonds (attach schedule)
.......
55,162
139,177
150,592
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
6,715
8,093
8,016
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
345,217
546,799
635,093
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
345,217
546,799
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
345,217
546,799
30
Total liabilities and net assets/fund balances
(see instructions)
.
345,217
546,799
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
345,217
2
Enter amount from Part I, line 27a
.....................
2
375,351
3
Other increases not included in line 2 (itemize)
3
14
4
Add lines 1, 2, and 3
..........................
4
720,582
5
Decreases not included in line 2 (itemize)
5
173,783
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
546,799
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
20. AES CORP COM
2018-09-19
2020-01-27
b
3. AES CORP COM
2018-10-03
2020-04-16
c
17. AES CORP COM
2019-05-13
2020-04-16
d
12. AES CORP COM
2019-05-14
2020-04-16
e
7. AES CORP COM
2020-02-20
2020-04-16
2. AES CORP COM
2018-10-03
2020-04-17
11. AES CORP COM
2019-05-13
2020-04-17
7. AES CORP COM
2019-05-14
2020-04-17
4. AES CORP COM
2020-02-20
2020-04-17
6. ALIBABA GROUP HOLDING LT
2019-09-05
2020-06-15
1. ALPHABET INC SHS CL C
2012-06-29
2020-01-27
1. ALPHABET INC SHS CL C
2020-02-20
2020-04-01
1. ALPHABET INC SHS CL A
2012-06-28
2020-01-27
5. ALTRIA GROUP INC
2015-06-11
2020-01-27
2. ALTRIA GROUP INC
2015-07-09
2020-04-08
5. ALTRIA GROUP INC
2015-06-11
2020-04-08
1000. AMERICAN EXPRESS CO
2019-02-20
2020-02-20
4. APPLE INC
2015-11-18
2019-07-01
4. APPLE INC
2015-11-18
2019-10-29
4. APPLE INC
2016-03-31
2019-12-16
1. APPLE INC
2015-11-18
2019-12-16
5. APPLE INC
2016-03-31
2020-01-07
3. APPLE INC
2016-03-31
2020-01-27
1000. APPLE INC
2017-02-08
2020-04-07
2. BAE SYSTEMS PLC
2019-08-15
2020-01-27
3. BAE SYSTEMS PLC
2019-08-16
2020-01-27
1000. BB&T CORPORATION
2017-10-25
2020-02-20
9. BP P L C SPONS ADR
2015-09-09
2020-01-27
2. BP P L C SPONS ADR
2015-06-15
2020-01-27
1. BAXTER INTERNATIONAL INC
2017-04-13
2019-12-10
5. BAXTER INTERNATIONAL INC
2017-04-17
2019-12-10
7. BAXTER INTERNATIONAL INC
2017-05-04
2019-12-10
4. BAXTER INTERNATIONAL INC
2017-04-17
2019-12-11
4. BAXTER INTERNATIONAL INC
2017-05-04
2019-12-11
11. BAXTER INTERNATIONAL INC
2017-04-17
2019-12-20
6. BAXTER INTERNATIONAL INC
2017-04-18
2019-12-23
2. BAXTER INTERNATIONAL INC
2017-04-17
2019-12-23
1. BAXTER INTERNATIONAL INC
2017-04-18
2019-12-24
3. BIOGEN INC
2016-08-30
2019-10-22
2. BIOGEN INC
2016-12-13
2020-01-27
44. BLACKROCK STRATEGIC
2014-03-04
2020-02-19
99. BLACKROCK STRATEGIC
2014-03-04
2020-04-07
3. CDW CORP/DE
2016-02-26
2019-09-18
4. CDW CORP/DE
2016-02-29
2019-09-18
5. CDW CORP/DE
2016-02-23
2019-09-18
7. CDW CORP/DE
2016-02-22
2019-09-18
2. CDW CORP/DE
2016-02-23
2020-01-27
1. CDW CORP/DE
2016-02-23
2020-02-03
5. CDW CORP/DE
2016-02-24
2020-02-03
2. CDW CORP/DE
2016-02-24
2020-02-27
4. CDW CORP/DE
2016-02-25
2020-02-27
3. CDW CORP/DE
2016-02-25
2020-03-02
5. CDW CORP/DE
2016-02-26
2020-03-02
1. CDW CORP/DE
2020-02-20
2020-03-03
1. CDW CORP/DE
2016-02-26
2020-03-03
5. CARNIVAL CORP
2019-01-10
2019-07-02
11. CARNIVAL CORP
2019-01-08
2019-07-02
16. CARNIVAL CORP
2015-03-02
2019-07-16
7. CARNIVAL CORP
2015-03-02
2019-07-23
3. CARNIVAL CORP
2015-05-07
2019-07-23
3. CARNIVAL CORP
2019-01-09
2019-07-24
1. CARNIVAL CORP
2019-01-08
2019-07-24
7. CARNIVAL CORP
2015-05-07
2019-07-24
13. CENTENE CORP DELAWARE COM
2015-06-15
2019-07-09
2. CENTENE CORP DELAWARE COM
2015-06-12
2019-07-09
4. CENTENE CORP DELAWARE COM
2015-06-15
2019-07-23
10. CENTENE CORP DELAWARE COM
2017-05-31
2019-07-23
10. CENTENE CORP DELAWARE COM
2017-05-31
2019-07-25
2. CHEVRON CORP
2017-01-05
2020-01-27
6. CISCO SYSTEMS INCORPORATED
2013-08-08
2020-01-27
2. CITIGROUP INC
2012-06-18
2020-01-27
3. CITIGROUP INC
2020-04-08
2020-06-29
11. CITIGROUP INC
2020-06-12
2020-06-29
8. CITIGROUP INC
2012-06-18
2020-06-29
19. CITIGROUP INC
2012-10-31
2020-06-29
3. COGNIZANT TECHNOLOGY SOLUTIONS CORP
2015-04-10
2020-01-27
16. COMCAST CORP
2018-05-16
2019-10-14
8. COMCAST CORP
2017-11-30
2019-10-14
14. COMCAST CORP
2012-10-04
2020-01-27
5. DR HORTON INC
2016-10-18
2020-01-27
13. DR HORTON INC
2016-10-19
2020-01-27
30. DR HORTON INC
2016-10-19
2020-03-10
1. DR HORTON INC
2018-05-16
2020-03-13
23. DR HORTON INC
2018-05-17
2020-03-13
9. DR HORTON INC
2020-02-20
2020-03-13
10. DR HORTON INC
2017-03-30
2020-03-13
16. DR HORTON INC
2017-03-30
2020-05-20
1. DR HORTON INC
2017-03-31
2020-05-20
10. DR HORTON INC
2020-06-12
2020-06-29
2. DR HORTON INC
2017-03-31
2020-06-29
8. DR HORTON INC
2020-06-12
2020-06-30
1. DR HORTON INC
2017-03-31
2020-06-30
4. DELTA AIR LINES INC
2016-02-22
2020-01-27
2. DELTA AIR LINES INC
2016-02-23
2020-01-27
12. DELTA AIR LINES INC
2017-01-11
2020-03-09
16. DELTA AIR LINES INC
2016-05-19
2020-03-09
24. DELTA AIR LINES INC
2016-02-23
2020-03-09
24. DELTA AIR LINES INC
2017-01-11
2020-03-10
8. DELTA AIR LINES INC
2017-01-12
2020-03-10
6. DISH NETWORK CORPORATION CLASS A
2018-08-22
2019-11-07
4. DISH NETWORK CORPORATION CLASS A
2018-08-20
2019-11-07
14. DISH NETWORK CORPORATION CLASS A
2018-08-21
2019-11-07
4. DISH NETWORK CORPORATION CLASS A
2018-08-20
2019-11-07
7. DISH NETWORK CORPORATION CLASS A
2018-08-22
2020-01-27
2. DISH NETWORK CORPORATION CLASS A
2018-08-23
2020-01-27
1. DISH NETWORK CORPORATION CLASS A
2018-10-10
2020-02-04
1. DISH NETWORK CORPORATION CLASS A
2018-10-19
2020-02-04
2. DISH NETWORK CORPORATION CLASS A
2018-10-22
2020-02-04
1. DISH NETWORK CORPORATION CLASS A
2018-08-23
2020-02-04
5. DISH NETWORK CORPORATION CLASS A
2018-10-10
2020-02-05
2. DISH NETWORK CORPORATION CLASS A
2018-10-19
2020-02-05
10. DISH NETWORK CORPORATION CLASS A
2018-10-22
2020-02-05
2. DISH NETWORK CORPORATION CLASS A
2018-08-23
2020-02-05
2. DISH NETWORK CORPORATION CLASS A
2018-10-10
2020-02-06
1. DISH NETWORK CORPORATION CLASS A
2018-10-19
2020-02-06
5. DISH NETWORK CORPORATION CLASS A
2018-10-22
2020-02-06
1. DISH NETWORK CORPORATION CLASS A
2018-08-23
2020-02-06
4. DISH NETWORK CORPORATION CLASS A
2018-08-23
2020-02-10
16. DISH NETWORK CORPORATION CLASS A
2018-10-11
2020-02-11
9. DISH NETWORK CORPORATION CLASS A
2018-12-19
2020-02-11
10. DISH NETWORK CORPORATION CLASS A
2018-12-20
2020-02-11
12. DISH NETWORK CORPORATION CLASS A
2019-01-17
2020-02-12
9. DISH NETWORK CORPORATION CLASS A
2019-01-18
2020-02-12
7. DISH NETWORK CORPORATION CLASS A
2018-12-20
2020-02-12
5. DISH NETWORK CORP RIGHTS
2019-11-22
2019-12-02
. DISH NETWORK CORP RIGHTS
2019-12-03
2019-12-03
1. DOLLAR GENERAL CORP
2019-01-09
2019-09-03
4. DOLLAR GENERAL CORP
2019-04-05
2019-09-03
5. DOLLAR GENERAL CORP
2018-11-30
2019-12-03
3. DOLLAR GENERAL CORP
2018-11-21
2020-01-27
5. DOLLAR GENERAL CORP
2019-01-08
2020-04-13
1. DOLLAR GENERAL CORP
2019-01-08
2020-04-24
1. DOLLAR GENERAL CORP
2018-11-26
2020-04-24
2. DOLLAR GENERAL CORP
2018-11-30
2020-04-24
3. DOLLAR GENERAL CORP
2018-11-26
2020-06-05
3. DOLLAR GENERAL CORP
2018-11-26
2020-06-05
1. DOLLAR GENERAL CORP
2018-11-23
2020-06-09
3. DOLLAR GENERAL CORP
2018-11-26
2020-06-09
4. DOLLAR GENERAL CORP
2018-12-11
2020-06-15
4. DOLLAR GENERAL CORP
2018-11-23
2020-06-15
4. DOLLAR TREE INC
2019-03-06
2020-01-27
3. DOW INC
2017-01-13
2019-07-22
5. DOW INC
2017-01-12
2019-07-22
2. DOW INC
2017-01-09
2019-07-22
2. DOW INC
2017-01-12
2019-07-23
2. DOW INC
2017-01-13
2019-07-23
1. DOW INC
2017-01-09
2019-07-23
3. DOW INC
2017-01-17
2019-07-30
1. DOW INC
2015-06-15
2019-07-30
1. DOW INC
2017-01-09
2019-07-30
4. DOW INC
2017-01-10
2019-07-30
2. DOW INC
2017-01-13
2019-07-30
4. DOW INC
2019-01-17
2019-07-31
2. DOW INC
2017-01-17
2019-07-31
3. DUPONT DE NEMOURS INC
2017-01-13
2020-01-27
8. DUPONT DE NEMOURS INC
2019-05-15
2020-01-27
5. DUPONT DE NEMOURS INC
2017-01-17
2020-01-27
4. DUPONT DE NEMOURS INC
2019-01-17
2020-01-27
7. E*TRADE FINANCIAL CORP
2017-10-03
2020-01-27
3. E*TRADE FINANCIAL CORP
2017-10-04
2020-01-27
5. E*TRADE FINANCIAL CORP
2017-10-04
2020-01-29
4. E*TRADE FINANCIAL CORP
2017-10-04
2020-01-30
4. E*TRADE FINANCIAL CORP
2017-10-09
2020-01-30
7. E*TRADE FINANCIAL CORP
2017-10-09
2020-01-31
8. EMERSON ELECTRIC CO
2018-10-05
2019-08-02
2. EMERSON ELECTRIC CO
2018-10-08
2019-08-02
2. EMERSON ELECTRIC CO
2018-10-05
2019-08-05
7. EMERSON ELECTRIC CO
2018-10-08
2019-08-05
6. EMERSON ELECTRIC CO
2018-10-17
2019-08-05
6. EMERSON ELECTRIC CO
2018-10-31
2019-08-15
8. EMERSON ELECTRIC CO
2018-10-16
2019-08-15
5. EMERSON ELECTRIC CO
2018-11-02
2019-08-16
5. EMERSON ELECTRIC CO
2018-11-01
2019-08-16
5. EMERSON ELECTRIC CO
2018-10-31
2019-08-16
1. EMERSON ELECTRIC CO
2018-11-02
2019-08-19
2. FACEBOOK INC
2020-02-10
2020-06-08
3. FACEBOOK INC
2020-02-20
2020-06-08
5. FACEBOOK INC
2020-02-04
2020-06-18
1000. FEDERAL NATL MTG ASSOC
2017-06-13
2020-02-20
6. FOX CORP
2019-11-11
2020-01-27
1000. GLAXOSMITHKLINE CAPITAL
2018-06-08
2020-04-07
1000. HOME DEPOT INC
2019-01-11
2020-02-20
1000. HOME DEPOT INC
2019-01-11
2020-04-07
1. HUBBELL INC
2019-02-13
2020-01-27
2. HUMANA INC
2015-08-06
2020-01-09
1. HUMANA INC
2016-10-19
2020-01-09
3. HUMANA INC
2015-08-06
2020-01-10
1. HUMANA INC
2016-10-19
2020-01-10
2. HUMANA INC
2016-10-18
2020-03-12
1. HUMANA INC
2016-10-18
2020-03-16
4. HUMANA INC
2016-10-19
2020-03-16
1. HUMANA INC
2019-07-23
2020-03-16
1. HUMANA INC
2016-10-18
2020-03-17
5. HUMANA INC
2016-10-19
2020-03-17
1. IAA INC REG SHS WHEN
2018-04-05
2019-08-12
1. IAA INC REG SHS WHEN
2018-06-20
2019-08-12
2. IAA INC REG SHS WHEN
2018-06-19
2019-08-12
1. IAA INC REG SHS WHEN
2018-06-22
2019-08-12
3. IAA INC REG SHS WHEN
2018-06-21
2019-08-12
2. IAA INC REG SHS WHEN
2018-06-19
2019-08-13
1. IAA INC REG SHS WHEN
2018-04-05
2019-08-13
3. IAA INC REG SHS WHEN
2018-06-21
2019-08-13
2. IAA INC REG SHS WHEN
2018-06-22
2019-08-13
5. IAA INC REG SHS WHEN
2018-04-05
2019-08-15
6. IAA INC REG SHS WHEN
2018-04-05
2019-08-16
5. IAA INC REG SHS WHEN
2018-04-05
2019-08-19
1. IAA INC REG SHS WHEN
2018-05-17
2019-09-09
1. IAA INC REG SHS WHEN
2018-05-14
2019-09-09
1. IAA INC REG SHS WHEN
2018-04-05
2019-09-09
1. IAA INC REG SHS WHEN
2018-04-05
2019-09-10
1. IAA INC REG SHS WHEN
2018-05-17
2019-09-10
1. IAA INC REG SHS WHEN
2018-05-14
2019-09-10
2. IAA INC REG SHS WHEN
2018-05-17
2019-09-11
1. IAA INC REG SHS WHEN
2018-05-14
2019-09-11
3. IAA INC REG SHS WHEN
2018-04-05
2019-09-11
1. IAA INC REG SHS WHEN
2018-05-14
2019-09-12
2. IAA INC REG SHS WHEN
2018-04-05
2019-09-12
1. IAA INC REG SHS WHEN
2018-05-17
2019-09-12
2. IAA INC REG SHS WHEN
2018-05-14
2019-10-11
7. IAA INC REG SHS WHEN
2018-05-14
2019-10-14
2. IAA INC REG SHS WHEN
2019-01-17
2019-10-15
2. IAA INC REG SHS WHEN
2018-05-16
2019-10-15
5. IAA INC REG SHS WHEN
2018-05-18
2019-10-15
1. IAA INC REG SHS WHEN
2018-05-21
2019-10-15
1. IAA INC REG SHS WHEN
2019-01-17
2019-10-16
3. IAA INC REG SHS WHEN
2019-01-18
2019-10-18
1. IAA INC REG SHS WHEN
2019-01-17
2019-10-18
2. IAA INC REG SHS WHEN
2019-01-22
2019-10-21
2. IAA INC REG SHS WHEN
2019-01-18
2019-10-21
4. IAA INC REG SHS WHEN
2019-01-22
2019-10-23
3. IAA INC REG SHS WHEN
2019-02-28
2019-10-24
1. IAA INC REG SHS WHEN
2019-03-01
2019-10-24
2. IAA INC REG SHS WHEN
2019-03-01
2019-10-25
1. IAA INC REG SHS WHEN
2019-03-04
2019-10-28
5. IAA INC REG SHS WHEN
2019-03-01
2019-10-28
9. J P MORGAN CHASE & CO COM
2012-06-15
2020-01-27
3. J P MORGAN CHASE & CO COM
2015-06-10
2020-02-28
4. J P MORGAN CHASE & CO COM
2020-02-20
2020-02-28
8. J P MORGAN CHASE & CO COM
2015-06-10
2020-03-03
5. J P MORGAN CHASE & CO COM
2012-06-15
2020-03-09
1. J P MORGAN CHASE & CO COM
2012-06-25
2020-03-09
1000. JPMORGAN CHASE & CO
2014-09-16
2020-04-07
3. KAR AUCTION SERVICES INC
2019-09-18
2020-01-15
3. KAR AUCTION SERVICES INC
2019-09-19
2020-01-15
1. KAR AUCTION SERVICES INC
2019-09-20
2020-01-15
1. KAR AUCTION SERVICES INC
2019-10-22
2020-01-15
1. KAR AUCTION SERVICES INC
2019-10-24
2020-01-15
5. KAR AUCTION SERVICES INC
2019-09-18
2020-01-16
5. KAR AUCTION SERVICES INC
2019-09-19
2020-01-16
1. KAR AUCTION SERVICES INC
2019-09-20
2020-01-16
1. KAR AUCTION SERVICES INC
2019-10-22
2020-01-16
1. KAR AUCTION SERVICES INC
2019-10-24
2020-01-16
6. KAR AUCTION SERVICES INC
2019-09-18
2020-01-17
6. KAR AUCTION SERVICES INC
2019-09-19
2020-01-17
1. KAR AUCTION SERVICES INC
2019-10-22
2020-01-17
2. KAR AUCTION SERVICES INC
2019-10-24
2020-01-17
1. KAR AUCTION SERVICES INC
2019-07-09
2020-01-23
1. KAR AUCTION SERVICES INC
2019-07-10
2020-01-23
1. KAR AUCTION SERVICES INC
2019-10-22
2020-01-23
1. KAR AUCTION SERVICES INC
2019-10-23
2020-01-23
2. KAR AUCTION SERVICES INC
2018-04-05
2020-01-27
25. KAR AUCTION SERVICES INC
2018-04-05
2020-01-27
11. KAR AUCTION SERVICES INC
2018-05-14
2020-01-27
2. KAR AUCTION SERVICES INC
2018-05-14
2020-01-31
2. KAR AUCTION SERVICES INC
2018-05-16
2020-01-31
4. KAR AUCTION SERVICES INC
2018-05-17
2020-01-31
1. KAR AUCTION SERVICES INC
2018-05-17
2020-02-03
2. KAR AUCTION SERVICES INC
2019-01-17
2020-02-03
5. KAR AUCTION SERVICES INC
2018-05-18
2020-02-03
1. KAR AUCTION SERVICES INC
2019-01-18
2020-02-03
4. KAR AUCTION SERVICES INC
2018-06-19
2020-02-03
1. KAR AUCTION SERVICES INC
2018-06-20
2020-02-03
1. KAR AUCTION SERVICES INC
2018-05-21
2020-02-03
6. KAR AUCTION SERVICES INC
2018-06-21
2020-02-03
3. KAR AUCTION SERVICES INC
2018-06-22
2020-02-03
2. KAR AUCTION SERVICES INC
2019-01-18
2020-02-04
8. KAR AUCTION SERVICES INC
2019-03-01
2020-02-07
1. KAR AUCTION SERVICES INC
2019-03-04
2020-02-07
4. KAR AUCTION SERVICES INC
2019-07-09
2020-02-07
2. KAR AUCTION SERVICES INC
2019-01-18
2020-02-07
6. KAR AUCTION SERVICES INC
2019-01-22
2020-02-07
3. KAR AUCTION SERVICES INC
2019-02-28
2020-02-07
9. KAR AUCTION SERVICES INC
2019-07-09
2020-02-10
5. KAR AUCTION SERVICES INC
2019-07-10
2020-02-10
7. KAR AUCTION SERVICES INC
2019-07-10
2020-02-11
1. KAR AUCTION SERVICES INC
2019-07-11
2020-02-11
1. KAR AUCTION SERVICES INC
2019-10-22
2020-02-11
6. KAR AUCTION SERVICES INC
2019-10-22
2020-02-12
4. KAR AUCTION SERVICES INC
2019-10-23
2020-02-12
6. KAR AUCTION SERVICES INC
2019-10-23
2020-02-13
4. LABORATORY CORP AMER HLDGS COM NEW
2014-12-26
2020-01-27
2. LABORATORY CORP AMER HLDGS COM NEW
2014-12-29
2020-04-08
3. LABORATORY CORP AMER HLDGS COM NEW
2018-07-12
2020-04-28
2. LABORATORY CORP AMER HLDGS COM NEW
2020-02-20
2020-04-28
1. LABORATORY CORP AMER HLDGS COM NEW
2018-07-12
2020-06-15
1. LABORATORY CORP AMER HLDGS COM NEW
2018-05-14
2020-06-15
1. LABORATORY CORP AMER HLDGS COM NEW
2018-05-16
2020-06-15
1. LABORATORY CORP AMER HLDGS COM NEW
2018-05-17
2020-06-15
1. LABORATORY CORP AMER HLDGS COM NEW
2018-05-14
2020-06-16
1. LABORATORY CORP AMER HLDGS COM NEW
2018-05-16
2020-06-16
8. LOWES COMPANIES INC COM
2013-06-21
2020-01-22
2. LOWES COMPANIES INC COM
2013-06-21
2020-01-27
4. LOWES COMPANIES INC COM
2013-06-21
2020-04-08
9. LOWES COMPANIES INC COM
2013-06-21
2020-04-16
12. MARATHON OIL CORP
2018-06-11
2020-01-27
48. MARATHON OIL CORP
2018-06-11
2020-03-09
5. MARATHON OIL CORP
2018-06-11
2020-03-09
17. MARATHON OIL CORP
2018-06-12
2020-03-09
43. MARATHON OIL CORP
2019-01-16
2020-03-09
69. MARATHON OIL CORP
2019-03-19
2020-03-09
7. MARATHON OIL CORP
2019-03-20
2020-03-09
5. MARATHON OIL CORP
2019-03-20
2020-03-10
11. MICROSOFT CORPORATION
2016-01-06
2020-01-27
3. MICROSOFT CORPORATION
2020-02-20
2020-03-06
3. MICROSOFT CORPORATION
2020-02-20
2020-04-01
3. MICROSOFT CORPORATION
2018-01-03
2020-04-16
4. MICROSOFT CORPORATION
2017-06-21
2020-04-16
4. MICROSOFT CORPORATION
2017-06-21
2020-04-24
5. MICROSOFT CORPORATION
2017-06-21
2020-04-28
988. MICROSOFT CORPORATION
2011-06-09
2020-06-12
5. MOLSON COORS BREWING CO CL B
2019-02-04
2020-05-13
2. MOLSON COORS BREWING CO CL B
2019-02-05
2020-05-13
4. MOLSON COORS BREWING CO CL B
2019-02-07
2020-05-13
7. MOLSON COORS BREWING CO CL B
2019-02-08
2020-05-13
2. MOLSON COORS BREWING CO CL B
2019-02-20
2020-05-13
1. MOLSON COORS BREWING CO CL B
2019-02-08
2020-05-14
3. MOLSON COORS BREWING CO CL B
2019-02-20
2020-05-20
1. MOLSON COORS BREWING CO CL B
2019-02-21
2020-05-20
11. MOLSON COORS BREWING CO CL B
2019-03-05
2020-05-21
4. MOLSON COORS BREWING CO CL B
2019-02-21
2020-05-21
2. MOLSON COORS BREWING CO CL B
2019-03-05
2020-05-22
5. MOLSON COORS BREWING CO CL B
2020-04-08
2020-05-22
7. MOLSON COORS BREWING CO CL B
2019-10-22
2020-05-22
4. MOLSON COORS BREWING CO CL B
2019-10-23
2020-05-22
1. NORFOLK SOUTHERN CORP
2017-01-10
2020-01-27
5. NOVARTIS AG ADR
2018-11-30
2019-09-10
1. NOVARTIS AG ADR
2018-11-21
2019-09-10
4. NOVARTIS AG ADR
2018-11-30
2019-09-11
3. NOVARTIS AG ADR
2018-11-16
2020-01-27
6. NOVARTIS AG ADR
2018-11-21
2020-02-06
3. NOVARTIS AG ADR
2018-11-26
2020-02-06
1. NOVARTIS AG ADR
2018-11-16
2020-02-20
8. NOVARTIS AG ADR
2018-11-19
2020-02-20
1. NOVARTIS AG ADR
2018-11-23
2020-02-20
5. NOVARTIS AG ADR
2018-11-26
2020-02-20
5. NOVARTIS AG ADR
2019-01-08
2020-02-25
2. NOVARTIS AG ADR
2019-01-09
2020-02-25
2. NOVARTIS AG ADR
2018-11-16
2020-02-25
3. NOVARTIS AG ADR
2018-11-16
2020-02-25
1. NOVO-NORDISK A S ADR
2018-01-17
2019-09-05
1. NOVO-NORDISK A S ADR
2018-01-18
2019-09-05
1. NOVO-NORDISK A S ADR
2018-01-19
2019-09-05
1. NOVO-NORDISK A S ADR
2018-01-22
2019-09-05
1. NOVO-NORDISK A S ADR
2017-10-27
2019-09-05
1. NOVO-NORDISK A S ADR
2018-01-19
2019-09-06
1. NOVO-NORDISK A S ADR
2018-01-22
2019-09-06
1. NOVO-NORDISK A S ADR
2017-10-27
2019-09-06
3. NOVO-NORDISK A S ADR
2018-01-17
2019-09-06
1. NOVO-NORDISK A S ADR
2018-01-18
2019-09-06
3. NOVO-NORDISK A S ADR
2018-01-17
2019-09-09
1. NOVO-NORDISK A S ADR
2018-01-19
2019-09-09
2. NOVO-NORDISK A S ADR
2018-01-22
2019-09-09
2. NOVO-NORDISK A S ADR
2017-10-27
2019-09-09
2. NOVO-NORDISK A S ADR
2017-10-09
2019-09-17
1. NOVO-NORDISK A S ADR
2017-10-26
2019-09-17
4. NOVO-NORDISK A S ADR
2017-10-11
2019-09-17
2. NOVO-NORDISK A S ADR
2017-10-27
2019-09-17
3. NOVO-NORDISK A S ADR
2017-09-29
2019-09-19
3. NOVO-NORDISK A S ADR
2017-09-28
2019-09-19
4. NOVO-NORDISK A S ADR
2017-09-29
2020-01-27
1. NOVO-NORDISK A S ADR
2017-10-12
2020-04-28
7. NOVO-NORDISK A S ADR
2017-10-26
2020-04-28
6. NOVO-NORDISK A S ADR
2017-10-26
2020-04-29
10. NOVO-NORDISK A S ADR
2019-01-09
2020-05-29
3. NOVO-NORDISK A S ADR
2017-10-12
2020-05-29
2. O'REILLY AUTOMOTIVE INC
2018-07-09
2020-01-27
2. O'REILLY AUTOMOTIVE INC
2019-01-02
2020-03-18
1. O'REILLY AUTOMOTIVE INC
2020-02-20
2020-03-18
1000. ORACLE CORP
2016-10-28
2020-02-20
1000. ORACLE CORP
2016-10-28
2020-04-07
1. PACKAGING CORP OF AMERICA
2018-06-20
2019-12-10
1. PACKAGING CORP OF AMERICA
2018-06-19
2019-12-10
1. PACKAGING CORP OF AMERICA
2015-05-07
2019-12-10
2. PACKAGING CORP OF AMERICA
2018-06-19
2019-12-11
2. PACKAGING CORP OF AMERICA
2015-05-07
2019-12-11
2. PACKAGING CORP OF AMERICA
2018-06-19
2019-12-12
2. PACKAGING CORP OF AMERICA
2015-05-07
2019-12-12
1. PACKAGING CORP OF AMERICA
2013-02-26
2020-02-13
8. PACKAGING CORP OF AMERICA
2019-01-02
2020-02-20
1. PACKAGING CORP OF AMERICA
2019-01-03
2020-02-20
6. PACKAGING CORP OF AMERICA
2013-02-27
2020-02-20
6. PACKAGING CORP OF AMERICA
2013-02-26
2020-02-24
6. PACKAGING CORP OF AMERICA
2013-02-26
2020-02-25
1. PACKAGING CORP OF AMERICA
2013-02-27
2020-02-26
11. PFIZER INC
2017-02-21
2020-01-27
4. PFIZER INC
2016-03-31
2020-01-27
19. REGIONS FINANCIAL CORP
2017-01-11
2020-01-27
9. REGIONS FINANCIAL CORP
2017-01-11
2020-01-29
5. REGIONS FINANCIAL CORP
2017-01-12
2020-01-29
19. REGIONS FINANCIAL CORP
2017-01-12
2020-01-30
18. REGIONS FINANCIAL CORP
2017-01-12
2020-01-31
12. REGIONS FINANCIAL CORP
2017-01-13
2020-02-04
26. REGIONS FINANCIAL CORP
2017-12-19
2020-02-04
9. REGIONS FINANCIAL CORP
2017-01-13
2020-02-05
22. REGIONS FINANCIAL CORP
2017-12-19
2020-02-05
27. REGIONS FINANCIAL CORP
2017-01-13
2020-02-07
22. REGIONS FINANCIAL CORP
2017-01-13
2020-02-10
10. REGIONS FINANCIAL CORP
2017-01-12
2020-02-19
30. REGIONS FINANCIAL CORP
2017-01-12
2020-02-20
10. REGIONS FINANCIAL CORP
2017-01-13
2020-02-20
2000. USD ROYAL BK CANADA
2016-04-26
2019-09-23
5. SANOFI ADR
2020-02-20
2020-04-08
1000. SHELL INTERNATIONAL FIN
2013-04-19
2019-09-23
1000. SHELL INTERNATIONAL FIN
2011-03-31
2019-09-23
1000. SHELL INTERNATIONAL FIN
2014-06-26
2019-09-23
1000. SHELL INTERNATIONAL FIN
2017-06-15
2019-09-23
1. J M SMUCKER CO
2018-03-23
2019-11-11
2. J M SMUCKER CO
2018-03-14
2019-11-11
3. J M SMUCKER CO
2018-03-13
2019-11-11
2. J M SMUCKER CO
2018-03-08
2019-11-11
1. J M SMUCKER CO
2018-03-07
2019-11-11
2. J M SMUCKER CO
2018-03-23
2019-11-12
1. J M SMUCKER CO
2018-03-23
2019-11-18
2. J M SMUCKER CO
2018-03-26
2019-11-18
2. J M SMUCKER CO
2018-05-17
2019-11-19
4. J M SMUCKER CO
2018-05-16
2019-11-19
1. J M SMUCKER CO
2018-05-17
2019-11-20
2. SONY CORP/AMER SHARES NEW/
2019-07-26
2019-10-14
1. SONY CORP/AMER SHARES NEW/
2019-07-25
2019-10-14
7. SONY CORP/AMER SHARES NEW/
2019-07-26
2019-10-15
2. SONY CORP/AMER SHARES NEW/
2019-07-25
2019-10-15
9. SONY CORP/AMER SHARES NEW/
2019-06-17
2019-11-11
18. SONY CORP/AMER SHARES NEW/
2019-06-14
2019-11-11
1. SONY CORP/AMER SHARES NEW/
2019-06-17
2020-01-27
2. SONY CORP/AMER SHARES NEW/
2019-06-18
2020-01-27
2. SONY CORP/AMER SHARES NEW/
2019-07-01
2020-04-13
4. SONY CORP/AMER SHARES NEW/
2019-06-18
2020-04-13
1. SONY CORP/AMER SHARES NEW/
2019-06-19
2020-04-13
2. SONY CORP/AMER SHARES NEW/
2019-06-20
2020-04-13
2. SONY CORP/AMER SHARES NEW/
2019-07-25
2020-04-13
1. SONY CORP/AMER SHARES NEW/
2019-07-01
2020-04-14
2. SONY CORP/AMER SHARES NEW/
2019-06-19
2020-04-14
2. SONY CORP/AMER SHARES NEW/
2019-06-19
2020-04-16
2. SONY CORP/AMER SHARES NEW/
2019-06-19
2020-04-17
3. SONY CORP/AMER SHARES NEW/
2019-06-26
2020-04-17
4. SONY CORP/AMER SHARES NEW/
2019-06-27
2020-04-17
2. SONY CORP/AMER SHARES NEW/
2019-07-02
2020-04-28
3. SONY CORP/AMER SHARES NEW/
2020-04-08
2020-04-28
1. SONY CORP/AMER SHARES NEW/
2019-07-01
2020-04-29
2. SONY CORP/AMER SHARES NEW/
2019-07-02
2020-04-29
4. SONY CORP/AMER SHARES NEW/
2020-04-08
2020-04-29
5. SONY CORP/AMER SHARES NEW/
2019-07-01
2020-06-03
10. SONY CORP/AMER SHARES NEW/
2019-07-01
2020-06-03
7. SONY CORP/AMER SHARES NEW/
2019-06-27
2020-06-03
4. SONY CORP/AMER SHARES NEW/
2019-06-28
2020-06-03
2. SUNCOR ENERGY INC
2017-04-25
2019-07-02
1. SUNCOR ENERGY INC
2018-02-06
2019-07-02
5. SUNCOR ENERGY INC
2018-03-05
2019-07-02
1. SUNCOR ENERGY INC
2018-03-06
2019-07-02
1. SUNCOR ENERGY INC
2013-02-20
2019-07-02
2. SUNCOR ENERGY INC
2018-02-06
2019-07-03
7. SUNCOR ENERGY INC
2018-03-05
2019-07-03
1. SUNCOR ENERGY INC
2018-03-06
2019-07-03
3. SUNCOR ENERGY INC
2017-04-25
2019-07-03
2. SUNCOR ENERGY INC
2013-02-20
2019-07-03
1. SUNCOR ENERGY INC
2018-03-06
2019-07-05
2. SUNCOR ENERGY INC
2013-02-20
2019-07-05
4. SUNCOR ENERGY INC
2017-04-25
2019-07-05
3. SUNCOR ENERGY INC
2018-02-06
2019-07-05
7. SUNCOR ENERGY INC
2018-03-05
2019-07-05
1. SUNCOR ENERGY INC
2018-02-06
2019-07-08
1. SUNCOR ENERGY INC
2018-03-06
2019-07-08
1. SUNCOR ENERGY INC
2017-04-25
2019-07-08
3. SUNCOR ENERGY INC
2018-03-05
2019-07-08
1. SUNCOR ENERGY INC
2013-02-20
2019-07-08
13. SUNCOR ENERGY INC
2013-01-17
2019-07-09
1. SUNCOR ENERGY INC
2013-01-17
2019-07-10
4. SUNCOR ENERGY INC
2015-05-07
2019-07-10
6. SUNCOR ENERGY INC
2013-02-20
2019-07-10
6. SUNCOR ENERGY INC
2015-05-07
2019-07-16
4. SUNCOR ENERGY INC
2017-04-24
2019-07-16
3. SUNCOR ENERGY INC
2015-06-15
2019-07-16
2. SUNCOR ENERGY INC
2017-04-26
2019-07-17
6. SUNCOR ENERGY INC
2017-04-24
2019-07-17
3. SUNCOR ENERGY INC
2017-04-25
2019-07-17
7. SUNCOR ENERGY INC
2017-04-26
2019-07-26
4. SUNCOR ENERGY INC
2019-01-02
2019-07-26
10. SUNCOR ENERGY INC
2019-01-02
2019-07-29
13. SUNTRUST BANKS INC
2017-09-11
2019-08-15
13. TAIWAN S MANUFCTRING ADR
2018-09-07
2019-09-05
8. TAIWAN S MANUFCTRING ADR
2018-09-07
2019-09-06
3. TAIWAN S MANUFCTRING ADR
2018-09-07
2020-01-27
.06 TRUIST FINL CORP
2016-06-24
2019-12-17
6. TRUIST FINL CORP
2016-06-24
2020-01-27
14. TRUIST FINL CORP
2016-06-24
2020-03-09
6. US BANCORP DEL
2012-07-26
2020-01-27
3. US BANCORP DEL
2012-10-31
2020-01-27
1. US BANCORP DEL
2015-05-07
2020-03-03
7. US BANCORP DEL
2013-01-14
2020-03-03
4. US BANCORP DEL
2020-02-20
2020-03-03
1000. U.S. TREASURY BOND 3.125% FEB 15 2042
2012-02-24
2020-02-20
1000. U.S. TREASURY BOND 3.125% FEB 15 2042
2012-09-10
2020-04-07
1000. U.S. TREASURY BOND
2019-06-25
2020-02-20
3000. U.S. TREASURY NOTE
2019-07-18
2020-02-05
2000. U.S. TREASURY NOTE
2018-09-12
2019-07-18
2000. U.S. TREASURY NOTE
2019-04-12
2020-02-20
1000. U.S. TREASURY NOTE
2019-04-12
2020-04-07
3000. U.S. TREASURY NOTE
2019-09-25
2019-12-18
5000. U.S. TREASURY NOTE
2019-02-20
2019-12-18
1000. U.S. TREASURY NOTE
2017-03-09
2020-04-07
1000. U.S. TREASURY NOTE
2010-06-11
2020-02-20
1000. U.S. TREASURY NOTE
2017-06-15
2020-05-15
1000. U.S. TREASURY NOTE
2013-04-19
2020-05-15
1000. U.S. TREASURY NOTE
2014-06-26
2020-05-15
1000. U.S. TREASURY NOTE
2017-10-25
2020-04-07
1000. U.S. TREASURY NOTE
2018-08-23
2020-04-07
2000. U.S. TREASURY NOTE
2018-08-23
2020-04-28
1000. U.S. TREASURY NOTE
2019-12-18
2020-02-20
1000. U.S. TREASURY NOTE
2019-12-18
2020-04-07
3000. U.S. TREASURY NOTE
2019-12-18
2020-02-25
1000. U.S. TREASURY NOTE
2020-02-05
2020-04-07
2000. U.S. TREASURY NOTE
2020-02-05
2020-04-29
2. UNITEDHEALTH GROUP INC
2019-01-02
2020-01-09
2. UNITEDHEALTH GROUP INC
2015-06-15
2020-01-09
2. UNITEDHEALTH GROUP INC
2019-01-02
2020-01-10
1. UNITEDHEALTH GROUP INC
2015-06-15
2020-01-10
1. UNITEDHEALTH GROUP INC
2015-06-15
2020-02-06
2. UNITEDHEALTH GROUP INC
2014-10-27
2020-02-06
8. VERIZON COMMUNICATIONS INC
2019-03-29
2020-01-27
6. VERIZON COMMUNICATIONS INC
2019-03-29
2020-03-26
5. VERIZON COMMUNICATIONS INC
2019-05-20
2020-04-16
11. VERIZON COMMUNICATIONS INC
2019-03-29
2020-04-16
4. VERIZON COMMUNICATIONS INC
2019-06-14
2020-05-13
10. VERIZON COMMUNICATIONS INC
2019-05-20
2020-05-13
3. VERIZON COMMUNICATIONS INC
2020-04-08
2020-06-15
9. VERIZON COMMUNICATIONS INC
2019-06-14
2020-06-15
3. VERIZON COMMUNICATIONS INC
2019-05-16
2020-06-15
7. VERIZON COMMUNICATIONS INC
2020-02-20
2020-06-15
8. VERIZON COMMUNICATIONS INC
2019-05-16
2020-06-16
12. VERIZON COMMUNICATIONS INC
2019-04-30
2020-06-16
6. VERIZON COMMUNICATIONS INC
2019-05-30
2020-06-16
5. VERIZON COMMUNICATIONS INC
2019-05-30
2020-06-29
15. VERIZON COMMUNICATIONS INC
2019-07-30
2020-06-29
9. WALMART INC
2017-01-10
2020-01-27
6. WALMART INC
2018-08-03
2020-02-04
2. WALMART INC
2018-08-03
2020-02-06
5. WALMART INC
2017-08-04
2020-02-06
8. WALMART INC
2017-09-05
2020-04-13
5. WALMART INC
2017-09-05
2020-04-24
1. WALMART INC
2017-08-17
2020-04-24
1000. WALMART INC
2018-08-23
2020-04-07
1000. WELLS FARGO & COMPANY
2016-07-26
2020-02-20
1. ALCON SA ACT NOM
2018-11-23
2019-07-09
1. ALCON SA ACT NOM
2018-11-16
2019-07-09
2. ALCON SA ACT NOM
2018-11-19
2019-07-09
1. ALCON SA ACT NOM
2018-11-21
2019-07-09
2. ALCON SA ACT NOM
2018-11-30
2019-07-10
1. ALCON SA ACT NOM
2018-11-26
2019-07-10
1. ALCON SA ACT NOM
2019-01-08
2019-07-10
3. ALCON SA ACT NOM
2019-04-15
2019-07-11
5. ALCON SA ACT NOM
2019-04-15
2019-07-30
5. ALCON SA ACT NOM
2019-04-15
2019-07-31
1. ALCON SA ACT NOM
2019-04-15
2019-08-01
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
402
274
128
b
37
44
-7
c
207
273
-66
d
146
195
-49
e
85
145
-60
26
29
-3
140
176
-36
89
114
-25
51
83
-32
1,302
1,072
230
1,436
288
1,148
1,111
1,508
-397
1,434
281
1,153
250
244
6
80
103
-23
200
244
-44
1,059
1,002
57
808
468
340
973
468
505
1,121
438
683
280
117
163
1,496
547
949
934
328
606
1,088
1,009
79
66
54
12
100
80
20
1,041
996
45
338
287
51
75
82
-7
82
53
29
410
264
146
575
391
184
331
211
120
331
224
107
907
581
326
505
317
188
168
106
62
84
53
31
856
848
8
561
528
33
444
447
-3
926
1,006
-80
364
118
246
486
158
328
600
195
405
840
272
568
270
78
192
133
39
94
664
193
471
235
77
158
470
156
314
355
117
238
591
197
394
118
136
-18
118
39
79
232
260
-28
511
572
-61
742
726
16
323
318
5
138
134
4
140
156
-16
47
52
-5
327
312
15
654
504
150
101
76
25
210
155
55
525
362
163
523
362
161
221
235
-14
286
158
128
154
56
98
150
131
19
549
567
-18
399
223
176
948
708
240
186
189
-3
724
521
203
362
295
67
620
256
364
299
147
152
777
386
391
1,484
890
594
38
41
-3
870
949
-79
341
555
-214
378
334
44
833
534
299
52
33
19
545
539
6
109
67
42
440
431
9
55
33
22
226
194
32
113
98
15
521
616
-95
694
691
3
1,042
1,174
-132
1,049
1,232
-183
350
402
-52
208
211
-3
138
140
-2
485
500
-15
138
137
1
257
246
11
74
70
4
37
33
4
37
35
2
74
70
4
37
35
2
190
167
23
76
70
6
380
348
32
76
70
6
75
67
8
37
35
2
187
174
13
37
35
2
147
140
7
617
520
97
347
263
84
386
273
113
493
351
142
370
266
104
288
191
97
3
3
156
115
41
623
489
134
765
552
213
467
317
150
853
567
286
176
113
63
176
107
69
352
221
131
557
320
237
557
321
236
186
106
80
558
320
238
750
424
326
750
424
326
354
402
-48
153
169
-16
254
284
-30
102
111
-9
104
113
-9
104
113
-9
52
55
-3
145
168
-23
48
51
-3
48
55
-7
193
225
-32
97
113
-16
192
220
-28
96
112
-16
173
258
-85
462
547
-85
289
427
-138
231
335
-104
308
310
-2
132
133
-1
221
222
-1
176
177
-1
176
177
-1
300
310
-10
494
623
-129
123
155
-32
120
156
-36
420
542
-122
360
441
-81
339
412
-73
452
586
-134
289
351
-62
289
350
-61
289
343
-54
58
70
-12
462
424
38
692
642
50
1,176
1,051
125
1,038
978
60
221
210
11
1,056
999
57
1,141
1,028
113
1,116
1,027
89
145
117
28
731
372
359
366
175
191
1,096
558
538
365
175
190
591
347
244
273
174
99
1,093
699
394
273
282
-9
271
174
97
1,355
874
481
44
34
10
44
34
10
87
68
19
44
34
10
131
103
28
92
68
24
46
34
12
138
103
35
92
69
23
223
171
52
262
205
57
221
171
50
48
34
14
48
34
14
48
34
14
46
34
12
46
34
12
46
34
12
92
67
25
46
34
12
138
102
36
46
34
12
92
68
24
46
34
12
74
67
7
253
235
18
72
64
8
72
67
5
181
167
14
36
34
2
37
32
5
113
97
16
38
32
6
78
64
14
78
65
13
153
128
25
115
88
27
38
29
9
76
59
17
38
30
8
191
147
44
1,194
314
880
348
204
144
464
547
-83
936
545
391
474
175
299
95
35
60
1,066
996
70
66
78
-12
66
79
-13
22
26
-4
22
26
-4
22
26
-4
111
130
-19
111
131
-20
22
26
-4
22
26
-4
22
26
-4
132
156
-24
132
157
-25
22
26
-4
44
51
-7
22
25
-3
22
25
-3
22
26
-4
22
25
-3
44
46
-2
551
521
30
242
226
16
42
41
1
42
41
1
84
82
2
21
21
42
39
3
105
102
3
21
20
1
84
83
1
21
21
21
20
1
126
126
63
63
42
39
3
176
144
32
22
18
4
88
99
-11
44
39
5
132
117
15
66
54
12
195
223
-28
109
125
-16
152
174
-22
22
24
-2
22
26
-4
134
153
-19
89
102
-13
135
152
-17
705
434
271
286
217
69
530
558
-28
353
378
-25
170
186
-16
170
177
-7
170
177
-7
170
177
-7
173
177
-4
173
177
-4
977
315
662
241
79
162
378
158
220
834
354
480
141
258
-117
173
1,033
-860
18
106
-88
61
365
-304
155
670
-515
248
1,194
-946
25
121
-96
19
87
-68
1,794
596
1,198
479
548
-69
459
548
-89
526
259
267
701
282
419
692
282
410
855
352
503
187,852
23,820
164,032
181
329
-148
72
133
-61
144
262
-118
253
456
-203
72
125
-53
35
65
-30
114
188
-74
38
62
-24
408
671
-263
149
248
-99
73
122
-49
183
225
-42
256
414
-158
146
237
-91
204
109
95
443
401
42
89
78
11
354
321
33
281
231
50
578
470
108
289
234
55
96
77
19
769
619
150
96
77
19
480
391
89
441
380
61
176
153
23
176
155
21
264
231
33
53
56
-3
53
56
-3
53
58
-5
53
58
-5
53
50
3
53
58
-5
53
58
-5
53
50
3
158
169
-11
53
56
-3
152
169
-17
51
58
-7
102
115
-13
102
100
2
102
98
4
51
49
2
204
197
7
102
100
2
153
144
9
153
145
8
240
191
49
65
49
16
454
344
110
378
295
83
652
488
164
195
147
48
856
576
280
569
687
-118
285
391
-106
1,043
990
53
1,031
990
41
111
116
-5
111
117
-6
111
69
42
224
234
-10
224
139
85
225
234
-9
225
139
86
100
42
58
795
675
120
99
83
16
597
251
346
595
250
345
573
250
323
96
42
54
442
371
71
161
120
41
294
274
20
139
130
9
77
72
5
293
272
21
279
258
21
195
177
18
422
449
-27
149
132
17
363
380
-17
440
397
43
357
324
33
164
143
21
495
430
65
165
147
18
2,000
2,008
-8
226
254
-28
1,000
1,000
1,000
1,000
1,000
1,000
1,000
1,000
104
120
-16
209
265
-56
313
394
-81
209
257
-48
104
129
-25
210
240
-30
105
120
-15
211
242
-31
208
222
-14
417
448
-31
105
111
-6
116
110
6
58
55
3
406
384
22
116
109
7
549
471
78
1,098
926
172
71
52
19
143
104
39
120
107
13
239
209
30
60
53
7
120
108
12
120
109
11
61
53
8
123
106
17
124
106
18
128
106
22
192
158
34
256
209
47
126
107
19
190
186
4
65
53
12
129
107
22
258
247
11
330
266
64
660
537
123
462
366
96
264
210
54
62
62
31
34
-3
155
160
-5
31
32
-1
31
32
-1
62
67
-5
218
224
-6
31
32
-1
93
93
62
63
-1
31
32
-1
63
63
126
124
2
94
101
-7
220
224
-4
31
34
-3
31
32
-1
31
31
94
96
-2
31
32
-1
416
449
-33
32
35
-3
129
120
9
194
190
4
189
180
9
126
122
4
95
84
11
63
62
1
188
184
4
94
93
1
208
217
-9
119
113
6
292
282
10
769
698
71
575
584
-9
351
360
-9
167
135
32
3
2
1
328
189
139
480
441
39
322
202
120
161
100
61
46
43
3
325
234
91
186
219
-33
1,222
1,002
220
1,359
1,051
308
1,203
1,073
130
3,305
3,197
108
2,074
1,990
84
2,267
2,091
176
1,199
1,045
154
3,031
3,026
5
5,051
5,011
40
1,092
976
116
1,004
1,001
3
1,000
1,000
1,000
1,000
1,000
1,000
1,119
994
125
1,008
1,000
8
2,013
2,000
13
1,006
988
18
1,045
988
57
3,038
2,995
43
1,023
1,003
20
2,047
2,006
41
589
488
101
589
241
348
590
488
102
295
121
174
291
121
170
581
184
397
480
473
7
319
355
-36
285
295
-10
628
650
-22
220
233
-13
549
590
-41
169
173
-4
506
523
-17
169
173
-4
394
406
-12
455
460
-5
682
688
-6
341
343
-2
272
286
-14
816
851
-35
1,042
617
425
693
540
153
233
180
53
583
402
181
992
637
355
646
398
248
129
79
50
1,066
1,009
57
1,005
1,000
5
61
54
7
61
53
8
121
107
14
61
54
7
122
110
12
61
54
7
61
53
8
185
166
19
295
276
19
294
276
18
59
55
4
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
128
b
-7
c
-66
d
-49
e
-60
-3
-36
-25
-32
230
1,148
-397
1,153
6
-23
-44
57
340
505
683
163
949
606
79
12
20
45
51
-7
29
146
184
120
107
326
188
62
31
8
33
-3
-80
246
328
405
568
192
94
471
158
314
238
394
-18
79
-28
-61
16
5
4
-16
-5
15
150
25
55
163
161
-14
128
98
19
-18
176
240
-3
203
67
364
152
391
594
-3
-79
-214
44
299
19
6
42
9
22
32
15
-95
3
-132
-183
-52
-3
-2
-15
1
11
4
4
2
4
2
23
6
32
6
8
2
13
2
7
97
84
113
142
104
97
3
41
134
213
150
286
63
69
131
237
236
80
238
326
326
-48
-16
-30
-9
-9
-9
-3
-23
-3
-7
-32
-16
-28
-16
-85
-85
-138
-104
-2
-1
-1
-1
-1
-10
-129
-32
-36
-122
-81
-73
-134
-62
-61
-54
-12
38
50
125
60
11
57
113
89
28
359
191
538
190
244
99
394
-9
97
481
10
10
19
10
28
24
12
35
23
52
57
50
14
14
14
12
12
12
25
12
36
12
24
12
7
18
8
5
14
2
5
16
6
14
13
25
27
9
17
8
44
880
144
-83
391
299
60
70
-12
-13
-4
-4
-4
-19
-20
-4
-4
-4
-24
-25
-4
-7
-3
-3
-4
-3
-2
30
16
1
1
2
3
3
1
1
1
3
32
4
-11
5
15
12
-28
-16
-22
-2
-4
-19
-13
-17
271
69
-28
-25
-16
-7
-7
-7
-4
-4
662
162
220
480
-117
-860
-88
-304
-515
-946
-96
-68
1,198
-69
-89
267
419
410
503
164,032
-148
-61
-118
-203
-53
-30
-74
-24
-263
-99
-49
-42
-158
-91
95
42
11
33
50
108
55
19
150
19
89
61
23
21
33
-3
-3
-5
-5
3
-5
-5
3
-11
-3
-17
-7
-13
2
4
2
7
2
9
8
49
16
110
83
164
48
280
-118
-106
53
41
-5
-6
42
-10
85
-9
86
58
120
16
346
345
323
54
71
41
20
9
5
21
21
18
-27
17
-17
43
33
21
65
18
-8
-28
-16
-56
-81
-48
-25
-30
-15
-31
-14
-31
-6
6
3
22
7
78
172
19
39
13
30
7
12
11
8
17
18
22
34
47
19
4
12
22
11
64
123
96
54
-3
-5
-1
-1
-5
-6
-1
-1
-1
2
-7
-4
-3
-1
-2
-1
-33
-3
9
4
9
4
11
1
4
1
-9
6
10
71
-9
-9
32
1
139
39
120
61
3
91
-33
220
308
130
108
84
176
154
5
40
116
3
125
8
13
18
57
43
20
41
101
348
102
174
170
397
7
-36
-10
-22
-13
-41
-4
-17
-4
-12
-5
-6
-2
-14
-35
425
153
53
181
355
248
50
57
5
7
8
14
7
12
7
8
19
19
18
4
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
192,651
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
24,576
417,002
0.058935
2017
213,488
526,334
0.405613
2016
27,692
684,887
0.040433
2015
20,339
533,121
0.038151
2014
33,033
563,254
0.058647
2
Total
of line 1, column (d)
.....................
2
0.601779
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.120356
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
430,252
5
Multiply line 4 by line 3
......................
5
51,783
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
1,968
7
Add lines 5 and 6
........................
7
53,751
8
Enter qualifying distributions from Part XII, line 4
,.............
8
19,781
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
3,936
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
3,936
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
3,936
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
356
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
356
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
3,580
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
0
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
DE
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
NONE
14
The books are in care of
BANK OF AMERICA NA
Telephone no.
(888) 866-3275
Located at
114 WEST 47TH STREET NY8-114-07-07
NEW YORK
NY
ZIP+4
100361510
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
DAVID L OERTLE
CHAIRMAN
1
0
137 TUMBLE IDELL RD
FRENCHTOWN
,
NJ
08825
LISA OERTLE
PRES/TREAS
1
0
137 TUMBLE IDELL RD
FRENCHTOWN
,
NJ
08825
JEFFREY D OERTLE
SECRETARY
1
0
46 LOWER KINGTOWN RD
PITTSTOWN
,
NJ
08867
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
421,088
b
Average of monthly cash balances
.......................
1b
15,716
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
436,804
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
436,804
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
6,552
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
430,252
6
Minimum investment return.
Enter 5% of line 5
..................
6
21,513
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
21,513
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
3,936
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
3,936
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
17,577
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
17,577
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
17,577
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
19,781
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
19,781
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
19,781
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
17,577
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
163,374
e
From 2018
......
4,082
f
Total
of lines 3a through e
........
167,456
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
19,781
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
17,577
e
Remaining amount distributed out of corpus
2,204
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
169,660
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
169,660
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
163,374
d
Excess from 2018
....
4,082
e
Excess from 2019
....
2,204
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
DAVID OERTLE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
RANDOM LAKE EDUCATION FOUNDATION INC
605 RANDOM LAKE ROAD
RANDOM LAKE
,
WI
530751646
N/A
PC
UNRESTRICTED GENERAL
15,000
Total
.................................
3a
15,000
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
9,057
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
192,651
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
FEDERAL TAX REFUND
1
132
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
201,840
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
201,840
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description