Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2019
Open to Public Inspection
For calendar year 2019, or tax year beginning 01-01-2019 , and ending 12-31-2019
Name of foundation
RITA ALLEN FOUNDATION INC
 
Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 116
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PRINCETON, NJ085421116
A Employer identification number

13-6116429
B Telephone number (see instructions)

(609) 683-8010
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$183,115,178J Accounting method:
Modified Cash
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 100,525 100,525  
4 Dividends and interest from securities... 2,188,945 2,728,678  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 3,894,190
b Gross sales price for all assets on line 6a 47,790,929
7 Capital gain net income (from Part IV, line 2)... 3,548,693
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 504,760 343,096  
12 Total. Add lines 1 through 11........ 6,688,420 6,720,992  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 726,456 0   726,456
14 Other employee salaries and wages...... 535,153 0   535,153
15 Pension plans, employee benefits....... 312,055 0   312,055
16a Legal fees (attach schedule)......... Click to see attachment 10,747 0   10,747
b Accounting fees (attach schedule)....... Click to see attachment 65,000 0   65,000
c Other professional fees (attach schedule).... Click to see attachment 1,099,101 1,093,045   6,056
17 Interest...............   39,442    
18 Taxes (attach schedule) (see instructions)... Click to see attachment 190,873 34,045   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy.............. 106,419 0   106,419
21 Travel, conferences, and meetings....... 49,572 0   49,572
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 462,608 282,397   462,608
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 3,557,984 1,448,929   2,274,066
25 Contributions, gifts, grants paid....... 5,864,935 5,864,935
26 Total expenses and disbursements. Add lines 24 and 25 9,422,919 1,448,929   8,139,001
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -2,734,499
b Net investment income (if negative, enter -0-) 5,272,063
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2019)
Form 990-PF (2019)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............   30,337 30,337
2 Savings and temporary cash investments......... 4,294,740 9,011,768 9,011,768
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 16,472,825 Click to see attachment8,615,919 8,615,919
b Investments—corporate stock (attach schedule)....... 75,574,508 Click to see attachment94,482,782 94,482,782
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 63,318,315 Click to see attachment70,968,319 70,968,319
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment6,053 Click to see attachment6,053 Click to see attachment6,053
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 159,666,441 183,115,178 183,115,178
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 155,962,133 179,401,872
25 Net assets with donor restrictions............ 3,704,308 3,713,306
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 159,666,441 183,115,178
30 Total liabilities and net assets/fund balances (see instructions). 159,666,441 183,115,178
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
159,666,441
2
Enter amount from Part I, line 27a .....................
2
-2,734,499
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
26,183,236
4
Add lines 1, 2, and 3 ..........................
4
183,115,178
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
183,115,178
Form 990-PF (2019)
Form 990-PF (2019)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES      
b COLCHIS INCOME FUND, LTD. P    
c HITCHWOOD CAPITAL FUND LTD. P    
d STELLIAM OFFSHORE FUND II, LTD. P    
e TIGER EYE FUND, LTD. P    
BRENNER WEST CAPITAL OFFSHORE FUND P    
INDIA ACORN FUND (CAYMAN) LTD P    
YORK CREDIT OPPORTUNITIES UNIT TRUST P    
YORK EUROPEAN DISTRESSED CREDIT FUND II (CAYMAN), L.P. P    
FUNDSMITH EQUITY FUND, L.P. P    
GQG PARTNERS INTERNATIONAL EQUITY FUND P    
KABOUTER INTERNATIONAL INSIGHT FUND, LLC P    
MGG SF EVERGREEN UNLEVERED FUND LP P    
NEW GENERATION TURNAROUND FUND (DELAWARE) L.P. P    
RENAISSANCE INSTITUTIONAL EQUITIES FUND LLC P    
THE EDGBASTON ASIAN EQUITY TRUST P    
THE KILTEARN GLOBAL EQUITY FUND P    
THE OVERLOOK PARTNERS FUND, L.P. P    
WARBURG PINCUS PRIVATE EQUITY XII, L.P. P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 39,936,354   36,337,124 3,599,230
b 226,603   207,114 19,489
c 2,145,266   1,718,751 426,515
d 1,058,488   1,156,790 -98,302
e 1,172,232   1,030,036 142,196
      1,138
      -710,025
      -64,205
      475,200
      7,840
      -45,821
      -58,692
      110,455
      -145,173
      42,141
      5,370
      -89,089
      -69,116
      -458
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       3,599,230
b       19,489
c       426,515
d       -98,302
e       142,196
      1,138
      -710,025
      -64,205
      475,200
      7,840
      -45,821
      -58,692
      110,455
      -145,173
      42,141
      5,370
      -89,089
      -69,116
      -458
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 3,548,693
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2018 7,919,365 170,714,423 0.046390
2017 7,539,563 161,379,250 0.046720
2016 8,052,857 148,013,959 0.054406
2015 7,870,335 161,887,375 0.048616
2014 7,737,150 167,005,174 0.046329
2
Total of line 1, column (d) .....................
2
0.242461
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.048492
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5......
4
171,280,201
5
Multiply line 4 by line 3......................
5
8,305,720
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
52,721
7
Add lines 5 and 6........................
7
8,358,441
8
Enter qualifying distributions from Part XII, line 4,.............
8
8,139,001
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2019)
Form 990-PF (2019)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 105,441
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 105,441
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 105,441
6 Credits/Payments:
a 2019 estimated tax payments and 2018 overpayment credited to 2019 6a 199,031
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 199,031
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 93,590
11 Enter the amount of line 10 to be: Credited to 2020 estimated taxBullet93,590 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNJ, NY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.RITAALLEN.ORG
    14
    The books are in care ofbulletKARI WILLIAMS TREASURER Telephone no.bullet (609) 683-8010

    Located atbulletPO BOX 116PRINCETONNJ ZIP+4bullet085421116
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2019?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2019?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2019 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2019.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
    4b
     
    No
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    WILLIAM F GADSDEN DIRECTOR, CHAIRPERSON OF THE BOARD
    2.00     		7,000 0 0
    PO BOX 116
    PRINCETON,NJ085421116
    ELIZABETH G CHRISTOPHERSON DIRECTOR, PRESIDENT, CEO
    40.00     		455,134 73,665 0
    PO BOX 116
    PRINCETON,NJ085421116
    ROBBERT DIJKGRAAF PHD DIRECTOR
    1.00     		3,000 0 0
    PO BOX 116
    PRINCETON,NJ085421116
    ANDREW K GOLDEN DIRECTOR
    1.00     		0 0 0
    PO BOX 116
    PRINCETON,NJ085421116
    SIVAN HONG DIRECTOR
    1.00     		0 0 0
    PO BOX 116
    PRINCETON,NJ085421116
    LANDON Y JONES DIRECTOR
    1.00     		0 0 0
    PO BOX 116
    PRINCETON,NJ085421116
    THE HONORABLE THOMAS H KEAN DIRECTOR
    1.00     		0 0 0
    PO BOX 116
    PRINCETON,NJ085421116
    GENEVA OVERHOLSER DIRECTOR
    1.00     		4,000 0 0
    PO BOX 116
    PRINCETON,NJ085421116
    SAMUEL S-H WANG PHD DIRECTOR
    1.00     		4,000 0 0
    PO BOX 116
    PRINCETON,NJ085421116
    KARI A WILLIAMS FINANCE, TREASURER
    25.00     		151,822 35,498 0
    PO BOX 116
    PRINCETON,NJ085421116
    KATHERINE BELYI COMMUNICATIONS, KNOWLEDGE, SECRETARY
    25.00     		101,500 13,348 0
    PO BOX 116
    PRINCETON,NJ085421116
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    JONATHAN A KARTT PROGRAM AND EVALUATI
    40.00     		194,785 38,221 0
    PO BOX 116
    PRINCETON,NJ085421116
    BARBARA J NATALIZIO SCIENCE PROGRAMS ADM
    40.00     		112,757 8,532 0
    PO BOX 116
    PRINCETON,NJ085421116
    FATU J BADIANE MARKEY COMMUNICATIONS
    40.00     		77,247 19,757 0
    PO BOX 116
    PRINCETON,NJ085421116
    JANE F SCURTI EXECUTIVE ASSISTANT
    40.00     		63,123 16,073 0
    PO BOX 116
    PRINCETON,NJ085421116
    NANCY G KOVACEVICH GRANTS ADMINISTRATIO
    20.00     		52,358 7,181 0
    PO BOX 116
    PRINCETON,NJ085421116
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NEW PROVIDENCE ASSET MANAGEMENT LP INVESTMENT MANAGEMENT 477,770
    570 LEXINGTON AVE 5TH FL
    NEW YORK,NY10022
    BROWN ADVISORY MANAGEMENT LLC INVESTMENT MANAGEMENT 226,239
    901 S BOND STREET SUITE 400
    BALTIMORE,MD21231
    REINHART PARTNERS INC INVESTMENT MANAGEMENT 87,147
    1500 W MARKET ST SUITE 100
    MEQUON,WI53092
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 THE RITA ALLEN FOUNDATION INVESTS IN EMERGING IDEAS IN SCIENCE, SOCIAL INNOVATION, AND INFORMED CIVIC ENGAGEMENT. THE FOUNDATION WORKS WITH GRANT RECIPIENTS TO BUILD CAPACITY BEYOND FINANCIAL SUPPORT, INCLUDING PROVIDING VALUE-ADDED ACTIVITIES THROUGH CONFERENCES, PUBLISHING, AND CONTRIBUTING TO RESEARCH TO HELP GUIDE THE WORK OF EMERGING LEADERS AND ORGANIZATIONS, AS WELL AS OFFERING TECHNICAL ASSISTANCE FOR GRANT RECIPIENTS. IN 2019, THE FOUNDATION HOSTED A CONFERENCE OF CURRENT RITA ALLEN FOUNDATION SCHOLARS FOCUSING ON SHARING THEIR SCIENTIFIC RESEARCH IN CANCER, IMMUNOLOGY, NEUROSCIENCE, AND PAIN, AS WELL AS LEARNING ABOUT NEW DEVELOPMENTS IN THE BROADER FIELD OF BIOMEDICAL RESEARCH. WE ALSO BEGAN PREPARATIONS FOR ADDITIONAL CAPACITY-BUILDING ACTIVITIES FOR CURRENT SCHOLARS IN 2020, FOCUSING ON TOPICS IDENTIFIED BY THE SCHOLARS AS BEING INFLUENTIAL IN SUPPORTING THEIR DEVELOPMENT AS LEADERS IN THEIR FIELDS. 162,671
    2 THE RITA ALLEN FOUNDATION IS COMMITTED TO DEVELOPING THE KNOWLEDGE AND COLLABORATION OF THE PHILANTHROPIC SECTOR AND THE FIELDS IN WHICH IT WORKS IN ORDER TO BETTER ADDRESS COMPLEX PROBLEMS. IN 2019, THE FOUNDATION CONDUCTED RESEARCH ON THE INTERACTION BETWEEN SCIENCE, TECHNOLOGY, MEDIA, PHILANTHROPY, AND CIVIL SOCIETY. THIS RESEARCH WAS SHARED VIA A FIELD NEWSLETTER, AN ARTICLE PUBLISHED IN THE CHRONICLE OF PHILANTHROPY, A REPORT FOR PHILANTHROPIC PEERS, AND PARTICIPATION IN MEETINGS CONVENED WITH THE NATIONAL ACADEMY OF SCIENCES AND OTHER PARTNERS. IN 2019, THE FOUNDATION ALSO INITIATED A COHORT OF FELLOWS TO SUPPORT EFFECTIVE SCIENCE COMMUNICATION, AND DEVELOPED WEBINARS, BRIEFING PAPERS, RESOURCE COLLECTIONS, AND CONVENINGS FOR THE FELLOWS. IN ADDITION, THE FOUNDATION PARTICIPATED IN COLLABORATIVE EFFORTS AMONG FUNDERS TO DEVELOP COORDINATION IN PHILANTHROPY SUPPORTING SCIENCE, INFORMED CIVIC PARTICIPATION, AND A SOCIAL SECTOR RESPONSIVE TO PEOPLE ON THE GROUND. 301,096
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    167,753,601
    b
    Average of monthly cash balances.......................
    1b
    6,128,875
    c
    Fair market value of all other assets (see instructions)................
    1c
    6,053
    d
    Total (add lines 1a, b, and c).........................
    1d
    173,888,529
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    173,888,529
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    2,608,328
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    171,280,201
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    8,564,010
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    8,564,010
    2a
    Tax on investment income for 2019 from Part VI, line 5......
    2a
    105,441
    b
    Income tax for 2019. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    105,441
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    8,458,569
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    84,913
    5
    Add lines 3 and 4............................
    5
    8,543,482
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    8,543,482
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    8,139,001
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    8,139,001
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    8,139,001
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2018     		(c)
    2018     		(d)
    2019
    1 Distributable amount for 2019 from Part XI, line 7 8,543,482
    2 Undistributed income, if any, as of the end of 2019:
    a Enter amount for 2018 only....... 7,807,561
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2019:
    a From 2014......  
    b From 2015......  
    c From 2016......  
    d From 2017......  
    e From 2018......  
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2019 from Part
    XII, line 4: bullet$ 8,139,001
    a Applied to 2018, but not more than line 2a 7,807,561
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2019 distributable amount..... 331,440
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2019. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2018. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2019. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2020 ..........     		8,212,042
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2014 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2020.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2015....  
    b Excess from 2016....  
    c Excess from 2017....  
    d Excess from 2018....  
    e Excess from 2019....  
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2019, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2019 (b) 2018 (c) 2017 (d) 2016
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ROCKEFELLER PHILANTHROPY ADVISORS
    6 WEST 48TH STREET 10TH FLOOR
    NEW YORK,NY10036     		  PC FUND FOR SHARED INSIGHT 250,000
    IBIOLOGY INC
    MC 2240 GHN476D 600 16TH STREET
    SANFRANCISCO,CA94143     		  PC DOCUMENTARY OUTREACH AND ENGAGEMENT AND GREAT EXPERIMENTS IN BIOLOGY 70,000
    SOCIAL GOOD
    BOX 5473
    RICHMOND,CA94805     		  PC SPACESHIP MEDIA'S THE MANY: A CONVERSATION ACROSS DIVIDES 25,000
    MIAMI FOUNDATION
    40 NW 3RD STREET SUITE 305
    MIAMI,FL33128     		  PC NEWSMATCH 2018 PROGRAM 50,000
    WGBH EDUCATIONAL FOUNDATION
    ONE GUEST STREET
    BOSTON,MA02135     		  PC LAUNCHPAD PROGRAM 25,000
    ANNENBERG PUBLIC POLICY CENTER
    202 S 36TH STREET
    PHILADELPHIA,PA190823806     		  PC SCIENCE MEDIA MONITOR PROGRAM 75,000
    SOLUTIONS JOURNALISM NETWORK INC
    79 MADISON AVENUE SUITE 1656
    NEW YORK,NY10016     		  PC INCREASING THE DIVERSITY OF SOLUTIONS JOURNALISM NETWORK'S NEWSROOM BASE(PYMT 2 OF 2) 125,000
    WGBH EDUCATIONAL FOUNDATION
    ONE GUEST STREET
    BOSTON,MA02135     		  PC SMASH18 PROGRAM 75,000
    NEW YORK UNIVERSITY
    25 W 4TH STREET 4TH FLOOR
    NEW YORK,NY100121119     		  PC SOCIAL MEDIA AND POLITICAL PARTICIPATION(SMAPP) LAB 75,000
    PUBLIC AGENDA INC
    195 MONTAGUE STREET SUITE 1143
    BROOKLYN,NY11201     		  PC ACCELERATING AND STRENGTHENING PUBLIC JUDGEMENT IN A 25,000
    UNIVERSITY OF TEXAS AT AUSTIN
    2600 COCKBURN DRIVE 2
    AUSTIN,TX78745     		  PC LANDSCAPE OVERVIEW SCIENCE COMMUNICATION 18,614
    MONTCLAIR STATE UNIVERSITY FOUNDATION
    150 CLOVE ROAD
    LITTLE FALLS,NJ07424     		  PC COLLABORATIVE JOURNALISM PROGRAM 50,000
    UNIVERSITY OF RHODE ISLAND FOUNDATION
    79 UPPER COLLEGE ROAD
    KINGSTON,RI02881     		  PC #INCLUSIVESCICOMM SYMPOSIUM 10,000
    RESEARCHAMERICA
    241 18TH STREET SOUTH SUITE 501
    ARLINGTON,VA22202     		  PC BIPARTISAN CIVIC ENGAGEMENT INITIATIVE PHASE TWO 50,000
    CONSORTIUM FOR HISTORY OF SCI TECH & MED
    431 CHESTNUT STREET
    PHILADELPHIA,PA19106     		  PC HISTORICAL PERSPECTIVES ON CONTEMPORARY ISSUES IN HISTORY OF SCIENCE, TECHNOLOGY AND MEDICINE PR... 20,000
    SOCIAL SCIENCE RESEARCH COUNCIL
    300 CADMAN PLAZA WEST 15TH FLOOR
    BROOKLYN,NY11201     		  PC DIGITAL MISINFORMATION RESEARCH MAPPING & TRANSLATION PROGRAM 35,000
    MASSACHUSETTS INSTITUTE OF TECHNOLOGY
    77 MASSACHUSETTS AVE E19-623
    CAMBRIDGE,MA02139     		  PC KNIGHT SCIENCE JOURNALISM PROGRAM AT MIT 20,000
    MIAMI FOUNDATION
    40 NW 3RD STREET SUITE 305
    MIAMI,FL33128     		  PC NEWSMATCH 2019 PROGRAM 50,000
    STONY BROOK FOUNDATION
    N4047 MELVILLE LIBRARY STONY BROOK
    UNIVERSITY
    STONY BROOK,NY11794     		  PC ALAN ALDA CENTER FOR COMMUNICATION SCIENCE'S PROFESSIONALIZING SCIENCE COMMUNICATION PROJECT 50,000
    CORNELL UNIVERSITY
    PO BOX 22
    ITHACA,NY148510022     		  PC RESEARCH4IMPACT COLLABORATION MATCHMAKING PROGRAM 45,855
    SCIENCE PHILANTHROPY ALLIANCE (NEW VENTURE FUND FA)
    1201 CONNECTICUT AVENUE SUITE 300
    WASHINGTON,DC20036     		  PC CIVIC SCIENCE FELLOW 75,000
    AMERICAN ASSOC FOR ADVANCEMENT OF SCIENCE
    1200 NEW YORK AVENUE NW
    WASHINGTON,DC20005     		  PC CIVIC SCIENCE FELLOW AND COHORT 50,000
    WGBH EDUCATIONAL FOUNDATION
    ONE GUEST STREET
    BOSTON,MA02135     		  PC CIVIC SCIENCE FELLOW - SCIENCE COMMUNICATIONS 75,000
    WGBH EDUCATIONAL FOUNDATION
    ONE GUEST STREET
    BOSTON,MA02135     		  PC CIVIC SCIENCE FELLOW - SCIENCE MISINFORMATION 75,000
    STONY BROOK FOUNDATION
    N4047 MELVILLE LIBRARY STONY BROOK
    UNIVERSITY
    STONY BROOK,NY11794     		  PC ALAN ALDA CENTER FOR COMMUNICATION SCIENCE'S CIVIC SCIENCE FELLOW 75,000
    DOCTORS WITHOUT BORDERS
    40 RECTOR STREET 16TH FLOOR
    NEW YORK,NY11375     		  PC GENERAL OPERATING SUPPORT 10,000
    PRINCETON SYMPHONY ORCHESTRA
    PO BOX 250
    PRINCETON,NJ08542     		  PC GENERAL OPERATING SUPPORT 4,000
    PRINCETON UNIV ART MUSEUM-DD GRANT
    701 CARNEGIE CENTER SUITE 443
    PRINCETON,NJ08540     		  PC PRINCETON UNIVERSITY ART MUSEUM 4,000
    RUTGERS UNIVERSITY FOUNDATION
    4TH FLOOR 335 GEORGE STREET
    NEW BRUNSWICK,NJ08901     		  PC PROJECT SUPPORT-SOCIAL WORKER DISCRETIONARY FUND 5,000
    THE NETHERLAND-AMERICA FOUNDATION
    505 EIGHTH AVE 12A-05
    NEW YORK,NY10018     		  PC ROYAL CONCERTGEBOUW ORCHESTRA FUND 4,000
    ARM IN ARM
    123 E HANOVER STREET
    TRENTON,NJ08608     		  PC GENERAL OPERATING SUPPORT 5,000
    HOUSING INITIATIVES PRINCETON CHARITABLE
    CHARITABLE TRUST 33 MERCER STREET
    PRINCETON,NJ08540     		  PC GENERAL OPERATING SUPPORT 30,000
    CES PTA
    65 EASTON ROAD
    WESTPORT,CT06880     		  PC GENERAL OPERATING SUPPORT 7,000
    ROBERT C MAYNARD INSTITUTE FOR JOURNALISM
    1400 65TH ST SUITE 200
    EMERYVILLE,CA94608     		  PC GENERAL OPERATING SUPPORT 5,000
    GREEN FARMS ACADEMY
    35 BEACHSIDE AVENUE
    WESTPORT,CT06880     		  PC STEM CURRICULUM AND TEACHING 10,000
    PRINCETON PROJECT 55 INC
    12 STOCKTON STREET
    PRINCETON,NJ08540     		  PC GENERAL OPERATING SUPPORT 5,000
    GALLATIN VALLEY LAND TRUST
    PO BOX 7021
    BOZEMAN,MT59771     		  PC GENERAL OPERATING SUPPORT 5,000
    HORIZONS NATIONAL
    120 POST ROAD WEST SUITE 202
    WESTPORT,CT06880     		  PC GENERAL OPERATING SUPPORT 23,000
    PEOPLE & STORIES
    295 EGGERTS CROSSING ROAD
    LAWRENCEVILLE,NJ08648     		  PC GENERAL OPERATING SUPPORT 5,000
    GIVEDIRECTLY INC
    PO BOX 3221
    NEW YORK,NY10008     		  PC GENERAL OPERATING SUPPORT 15,000
    C NEWMARK SCH JOURNALISM CUNY FOUNDATION
    219 WEST 40TH STREET
    NEW YORK,NY10018     		  PC GENERAL OPERATING SUPPORT 10,000
    CENTER FOR PUBLIC INTEGRITY
    910 17TH STREET NW 7TH FLOOR
    WASHINGTON,DC20006     		  PC GENERAL OPERATING SUPPORT 5,000
    THE EMERGENCY ACTION NETWORK
    4 CHESTNUT DRIVE
    BRUNSWICK,ME04011     		  PC GENERAL OPERATING SUPPORT 5,000
    NEW CANAAN COUNTRY SCHOOL
    635 FROGTOWN ROAD
    NEW CANAAN,CT06840     		  PC STEM CIRRICULUM AND TEACHING 15,000
    HOUSING INITIATIVES PRINCETON CHARITABLE
    CHARITABLE TRUST 33 MERCER STREET
    PRINCETON,NJ08540     		  PC GENERAL OPERATING SUPPORT 30,000
    HOMEFRONT
    1880 PRINCETON AVENUE
    LAWRENCEVILLE,NJ08648     		  PC GENERAL OPERATING SUPPORT 5,000
    ST MARK'S SCHOOL
    25 MARLBORO ROAD
    SOUTHBOROUGH,MA01772     		  PC HEADMASTER'S DISCRETIONARY FUND 30,000
    COMMUNITY PARTNERS INTERNATIONAL
    2560 NINTH STREET SUITE 315B
    BERKELEY,CA94710     		  PC GENERAL OPERATING SUPPORT 10,000
    PRINCETON PUBLIC LIBRARY FOUNDATION
    65 WITHERSPOON STREET
    PRINCETON,NJ08542     		  PC GENERAL OPERATING SUPPORT 3,000
    MPN RESEARCH FOUNDATION
    180 NORTH MICHIGAN AVE SUITE 1870
    CHICAGO,IL60601     		  PC GENERAL OPERATING SUPPORT 5,000
    THE NETHERLAND-AMERICA FOUNDATION
    505 EIGHTH AVE 12A-05
    NEW YORK,NY10018     		  PC RCO FUND 5,000
    INSTITUTE FOR ADVANCED STUDY
    1 EINSTEIN DRIVE
    PRINCETON,NJ08540     		  PC GENERAL OPERATING SUPPORT 10,000
    HEALTHRIGHT INTERNATIONAL
    244 FIFTH AVENUE SUITE C150
    NEW YORK,NY10001     		  PC GENERAL OPERATING SUPPORT 10,000
    THE NATURE CONSERVANCY
    SUITE 6030 555 E NORTH LANE
    CONSHOHOCKEN,PA19428     		  PC GENERAL OPERATING SUPPORT AT THE NORTHEASTERN PA BRANCH 5,000
    PRINCETON SYMPHONY ORCHESTRA
    PO BOX 250
    PRINCETON,NJ08542     		  PC GENERAL OPERATING SUPPORT 3,000
    KENT PLACE SCHOOL
    42 NORWOOD AVENUE
    SUMMIT,NJ07901     		  PC GENERAL OPERATING SUPPORT 2,500
    THE DAILY PENNSYLVANIAN
    4015 WALNUT ST 2ND FL
    PHILADELPHIA,PA19104     		  PC GENERAL OPERATING SUPPORT 5,000
    HOMEFRONT
    1880 PRINCETON AVENUE
    LAWRENCEVILLE,NJ08648     		  PC GENERAL OPERATING SUPPORT 4,000
    STUDENT PRESS LAW CENTER
    1608 RHODE ISLAND AVE NW SUITE 211
    WASHINGTON,DC20036     		  PC GENERAL OPERATING SUPPORT 5,000
    BUCKNELL UNIVERSITY
    301 MARKET STREET SUITE 2
    LEWISBURG,PA17837     		  PC ANNUAL FUND 5,000
    HOBE SOUND COMMUNITY CHEST
    PO BOX 511
    HOBE SOUND,FL334750511     		  PC GENERAL OPERATING SUPPORT 5,000
    PINGRY SCHOOL
    131 MARTINSVILLE ROAD
    BASKING RIDGE,NJ07920     		  PC ANNUAL FUND 2,500
    RUTGERS UNIVERSITY FOUNDATION
    4TH FLOOR 335 GEORGE STREET
    NEW BRUNSWICK,NJ08901     		  PC SOCIAL WORK DISCRETIONARY FUND AT CINJ 5,000
    PHYSICIANS FOR HUMAN RIGHTS
    256 WEST 38TH STREET 9TH FLOOR
    NEW YORK,NY10018     		  PC GENERAL OPERATING SUPPORT 13,000
    COLD SPRING HARBOR LABORATORY
    1 BUNGTOWN ROAD
    COLD SPRING HARBOR,NY11724     		  PC SCIENTIFIC MEETINGS EXPENSES OF GRADUATE STUDENTS & POSTDOCTORAL RESEARCHERS 6,000
    GREENWOOD HOUSE
    51 WALTER STREET
    EWING,NJ08628     		  PC IN MEMORY OF ROSALIE GOLDEN 500
    KEAN UNIVERSITY
    250 SURREY ROAD UNIT 17
    HILLSIDE,NJ07205     		  PC SUPPORT EDUCATIONAL OPPORTUNITIES 10,000
    D&R GREENWAY LAND TRUST
    ONE PRESERVATION PLACE
    PRINCETON,NJ08540     		  PC GENERAL OPERATING SUPPORT 10,000
    PRINCETON UNIVERSITY
    423 PERETSMAN SCULLY HALL/A81
    PRINCETON,NJ08544     		  PC GENERAL SUPPORT CONTRIBUTION 10,000
    PRINCETON THEOLOGICAL SEMINARY
    132 ADMINISTRATION BUILDING
    PRINCETON,NJ08542     		  PC GENERAL SUPPORT CONTRIBUTION 10,000
    CENTER OF THEOLOGICAL INQUIRY
    50 STOCKTON STREET
    PRINCETON,NJ08540     		  PC GENERAL SUPPORT CONTRIBUTION 10,000
    BOYS & GIRLS CLUBS TRENTONMERCER COUNTY
    212 CENTRE STREET
    TRENTON,NJ08611     		  PC GENERAL SUPPORT CONTRIBUTION 10,000
    COUNCIL ON FOUNDATIONS
    PO BOX 75661
    BALTIMORE,MD212755661     		  PC 2019 GRANT IN EXCESS OF BASE DUES 19,600
    PHILANTHROPY NY
    320 EAST 43RD STREET
    NEW YORK,NY10017     		  PC 2019 GRANT IN EXCESS OF BASE DUES 450
    SCIENCE PHILANTHROPY ALLIANCE (NEW VENTURE FUND FA)
    1201 CONNECTICUT AVENUE SUITE 300
    WASHINGTON,DC20036     		  PC SCIENCE PHILANTHROPY ALLIANCE MEMBERSHIP CONTRIBUTION 100,000
    GRANTMAKERS FOR EFFECTIVE ORGANIZATIONS
    1310 L STREET NW SUITE 650
    WASHINGTON,DC20005     		  PC 2019 GRANT IN EXCESS OF BASE DUES 2,920
    NEW VENTURE FUND
    1201 CONNECTICUT AVENUE SUITE 300
    WASHINGTON,DC20036     		  PC SCIENCE PHILANTHROPY ALLIANCE CONTRIBUTION 100,000
    COUNCIL OF NEW JERSEY GRANTMAKERS
    111 WEST STATE STREET
    TRENTON,NJ08608     		  PC EXCESS 2020 DUES AS GRANT 8,540
    COUNCIL OF NEW JERSEY GRANTMAKERS
    111 WEST STATE STREET
    TRENTON,NJ08608     		  PC LEADERSHIP GRANT 2,770
    PHILANTHROPY FOR ACTIVE CIVIC ENGAGEMENT
    1717 RHODE ISLAND AVE NW 700
    WASHINGTON,DC20036     		  PC 2020-2025 STATEGIC PLANNING PROCESS 20,000
    WASHINGTON UNIVERSITY IN ST LOUIS
    BOX 1034 700 ROSEDALE AVE
    ST LOUIS,MO63112     		  PC DR. MEAGHAN CREED 2019 PAIN SCHOLAR 50,000
    UNIVERSITY OF TEXAS FOUNDATION
    PO BOX 2356
    SAN ANTONIO,TX782982356     		  PC DR. MICHAEL BURTON 2019 PAIN SCHOLAR 50,000
    MCGILL UNIVERSITY
    3465 DUROCHER STREET 3RD FLOOR
      QUEBECH2X 0A8
    CA     		  PC ARKADY KHOUTORSKY 2017 PAIN SCHOLAR 50,000
    UNIV OF TEXAS SOUTHWESTERN MEDICAL CENTER
    PO BOX 841765
    DALLAS,TX753909020     		  PC HELEN LAI 2018 SCHOLAR 50,000
    YALE UNIVERSITY
    PO BOX 1873
    NEW HAVEN,CT065081873     		  PC CANDICE PAULSEN 2018 SCHOLAR 50,000
    UNIVERSITY OF KANSAS MEDICAL CENTER
    3901 RAINBOW BLVD MSN 1039
    KANSAS CITY,KS661032937     		  PC KYLE BAUMBAUER 2017 SCHOLAR-2019 GRANT 50,000
    UNIVERSITY OF KANSAS MEDICAL CENTER
    3901 RAINBOW BLVD MSN 1039
    KANSAS CITY,KS661032937     		  PC KYLE BAUMBAUER 2017 SCHOLAR-GRANT TRANSFER 15,650
    THE ROCKEFELLER UNIVERSITY
    164 1230 YORK AVENUE
    NEW YORK,NY10065     		  PC DR. LI ZHAO 2019 SCHOLAR 100,000
    SALK INSTITUTE FOR BIOLOGICAL STUDIES
    10010 NORTH TORREY PINES ROAD
    LA JOLLA,CA920371002     		  PC JULIE LAW 2015 SCHOLAR 100,000
    UNIVERSITY OF PENNSYLVANIA
    3451 WALNUT STREET
    PHILADELPHIA,PA191046205     		  PC JEREMY WILUSZ 2015 SCHOLAR 100,000
    COLD SPRING HARBOR LABORATORY
    1 BUNGTOWN ROAD
    COLD SPRING HARBOR,NY11724     		  PC CAMILA DOS SANTOS 2016 SCHOLAR 100,000
    UNIV OF TEXAS MD ANDERSON CANCER CENTER
    PO BOX 4390
    HOUSTON,TX772104390     		  PC KATHARINA SCHLACHER 2016 SCHOLAR 100,000
    FRED HUTCHINSON CANCER RESEARCH CENTER
    1100 FAIRVIEW AVE N MAILSTOP J6-330
    SEATTLE,WA981091024     		  PC EMILY HATCH 2018 SCHOLAR 100,000
    H LEE MOFFITT CANCER CTR & RESEARCH INST
    PO BOX 742801
    ATLANTA,GA303742801     		  PC VINCENT LUCA 2018 SCHOLAR 100,000
    MEMORIAL SLOAN KETTERING CANCER CENTER
    1275 YORK AVENUE BOX 701
    NEW YORK,NY10065     		  PC ALEX KENTSIS 2016 SCHOLAR 100,000
    UT SOUTHWESTERN MEDICAL CENTER
    PO BOX 841753
    DALLAS,TX752841753     		  PC SCHOGGINS, JOHN 2015 SCHOLAR 110,000
    FRED HUTCHINSON CANCER RESEARCH CENTER
    1100 FAIRVIEW AVE N MAILSTOP J6-330
    SEATTLE,WA981091024     		  PC DR. MEGHAN KOCH 2019 SCHOLAR 100,000
    BOSTON CHILDREN'S HOSPITAL
    PO BOX 414413
    BOSTON,MA022414413     		  PC DR. BIN BOA COMPLETING WORK OF 2017 SCHOLAR-DINGDING AN 55,114
    UT SOUTHWESTERN MEDICAL CENTER
    PO BOX 841753
    DALLAS,TX752841753     		  PC SCHOGGINS, JOHN 2015 SCHOLAR 110,000
    UNIVERSITY OF MICHIGAN
    MELLON BANK BOX 223131
    PITTSBURGH,PA152512131     		  PC DR. E. JOSIE CLOWNEY 2019 SCHOLAR 110,000
    UNIVERSITY OF CALIFORNIA SAN DIEGO
    9500 GILMAN DRIVE MAIL CODE 0009
    LA JOLLA,CA920930009     		  PC DR. MATTHEW BANGHART 2019 SCHOLAR 100,000
    STANFORD UNIVERSITY-SCHOLAR
    PO BOX 44253
    SAN FRANCISCO,CA941444253     		  PC DR. LAUREN O'CONNELL, 2019 SCHOLAR 100,000
    COLUMBIA UNIVERSITY
    PO BOX 29789
    NEW YORK,NY100879789     		  PC MINOREE KOHWI 2015 SCHOLAR 100,000
    NORTHWESTERN UNIVERSITY
    633 CLARK STREET RM 6547
    EVANSTON,IL60208     		  PC YEVGENIA KOZOROVITSKIY 2015 SCHOLAR 100,000
    UNIVERSITY OF NORTH CAROLINA
    PO BOX 402420
    ATLANTA,GA303842420     		  PC BO LI 2016 SCHOLAR 100,000
    UNIVERSITY OF CALIFORNIA BERKELEY
    2195 HEARST AVENUE ROOM 130 MC 1103
    BERKLEY,CA947201103     		  PC STEPHAN LAMMEL 2017 SCHOLAR 100,000
    CALIFORNIA INSTITUTE OF TECHNOLOGY
    MC 5-32 1200 EAST CALIFORNIA BLVD
    PASADENA,CA91125     		  PC JOSEPH PARKER 2018 MILTON CASSEL SCHOLAR 110,000
    UNIVERSITY OF MASSACHUSETTS
    55 LAKE AVENUE
    NORTH WORCESTER,MA01655     		  PC PAUL GREER 2018 SCHOLAR 100,000
    UNIVERSITY OF CALIFORNIA SAN DIEGO
    9500 GILMAN DRIVE MAIL CODE 0009
    LA JOLLA,CA920930009     		  PC RICHARD DANEMAN 2017 SCHOLAR 110,000
    ST JUDE CHILDREN'S RESEARCH HOSPITAL
    PO BOX 1000 DEPT 949
    MEMPHIS,TN381480949     		  PC LINDSAY SCHWARZ 2018 SCHOLAR 100,000
    DUKE UNIVERSITY
    LOCKBOX 602651 1525 WEST WT HARRIS
    BLVD-2C2
    CHARLOTTE,NC28262     		  PC KATE MEYER 2017 SCHOLAR 100,000
    WEILL MEDICAL COLLEGE OF CORNELL UNIV
    575 LEXINGTON AVE 9TH FLOOR
    NEW YORK,NY10022     		  PC LISTON, CONOR 2017 SCHOLAR 100,000
    BRANDEIS UNIVERSITY
    415 SOUTH ST
    WALTHAM,MA02454     		  PC GENERAL OPERATING PURPOSES 170,000
    UJA FEDERATION
    130 EAST 59TH ST
    NEW YORK,NY10022     		  PC HOMES FOR AGED 85,000
    NATIONAL ACADEMY OF SCIENCES
    500 5TH ST NW KECK 1142
    WASHINGTON,DC20001     		  PC ADVANCING SCIENCE COMMUNICATION RESEARCH & PRACTICE 100,000
    THE CONVERSATION US INC
    89 SOUTH STREET SUITE 202
    BOSTON,MA02111     		  PC STRENGHTENING SCIENCE JOURNALISM AND PARTNERSHIPS 125,000
    NATIONAL ACADEMY OF SCIENCES
    500 5TH ST NW KECK 1142
    WASHINGTON,DC20001     		  PC SPONSOR INFLUENCES ON THE QUALITY AND INDEPENDENCE OF HEALTH RESEARCH WORKSHOP (PYMT 1 OF 2) 50,000
    NATIONAL ACADEMY OF SCIENCES
    500 5TH ST NW KECK 1142
    WASHINGTON,DC20001     		  PC SCREENING A DOCUMENTARY ON HUMAN GENOME EDITING 13,922
    NATIONAL ACADEMY OF SCIENCES
    500 5TH ST NW KECK 1142
    WASHINGTON,DC20001     		  PC ADVANCING SCIENCE COMMUNICATION RESEARCH & PRACTICE 50,000
    WGBH EDUCATIONAL FOUNDATION
    ONE GUEST STREET
    BOSTON,MA02135     		  PC SCIENCE COMMUNICATIONS FELLOW 100,000
    COLD SPRING HARBOR LABORATORY
    1 BUNGTOWN ROAD
    COLD SPRING HARBOR,NY11724     		  PC GENERAL OPERATING SUPPORT 25,000
    AMERICAN ASSOC FOR ADVANCEMENT OF SCIENCE
    1200 NEW YORK AVENUE NW
    WASHINGTON,DC20005     		  PC CENTER FOR SCIENTIFIC EVIDENCE IN PUBLIC ISSUES PROGRAM 100,000
    THE ROCKEFELLER UNIVERSITY
    BOX 164 1230 YORK AVENUE
    NEW YORK,NY10065     		  PC ROCKEFELLER UNIVERSITY'S WOMEN & SCIENCE INITIATIVE 50,000
    RICE UNIVERSITY
    6100 MAIN ST MS141
    HOUSTON,TX77005     		  PC DEVELOP AND CONVENE NEXT GENERATION PAIN THERAPEUTICS: FROM BASIC SCIENCE TO THE CLINIC CONFERENCE 25,000
    Total .................................bullet 3a 5,864,935
    bApproved for future payment
    ANNENBERG PUBLIC POLICY CENTER
    202 S 36TH ST
    PHILADELPHIA,PA19104     		  PC SCIENCE MEDIA MONITOR PORGRAM 50,000
    CONSORTIUM FOR HISTORY OF SCIENCE TECHNOLOGY & MEDICINE
    431 CHESTNUT STREET
    PHILADELPHIA,PA19106     		  PC HISTORICAL PERSPECTIVES ON CONTEMPORARY ISSUES IN HISTORY OF SCIENCE,TECHNOLOGY & MEDICINE PROGRAM 20,000
    SCIENCE PHILANTHROPY ALLIANCE
    480 CALIFORNIA AVENUE 304
    PALO ALTO,CA94306     		  PC CIVIC SCIENCE FELLOW 75,000
    WGBH-COMMUNICATIONS
    ONE GUEST STREET
    BOSTON,MA02135     		  PC CIVIC SCIENCE FELLOW 75,000
    WGBH-SCIENCE MISINFORMATION
    ONE GUEST STREET
    BOSTON,MA02135     		  PC CIVIC SCIENCE FELLOW 75,000
    STONY BROOK
    118 ADMINISTRATION BUILDING
    STONY BROOK,NY11794     		  PC CIVIC SCIENCE FELLOW 75,000
    AMERICAN ASSOCIATION ADVANCEMENT OF SCIENCE
    1200 NEW YORK AVENUE NW
    WASHINGTON,DC20011     		  PC CIVIC SCIENCE FELLOW 50,000
    MASSACHUSETTS INSTITUTE OF TECHNOLOGY
    600 MEMORIAL DRIVE W98-308
    CAMBRIDGE,MA021394822     		  PC KNIGHT SCIENCE JOURNALISM PROGRAM 20,000
    NATIONAL ACADEMY OF SCIENCES
    500 5TH ST NW
    WASHINGTON,DC20001     		  PC INFLUENCES ON HEALTH RESEARCH 50,000
    SOCIAL SCIENCE RESEARCH COUNCIL
    300 CADMAN PLAZA WEST 15TH FLOOR
    BROOKLYN,NY11201     		  PC DIGITAL MISINFORMATION 35,000
    Total .................................bullet 3b 525,000
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 100,525  
    4 Dividends and interest from securities....     14 2,188,945  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....     14 416,836  
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 3,894,190  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aGRANT REFUNDS     		    01 84,913  
    bOTHER MISCELLANEOUS INCOME     01 3,011  
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 6,688,420 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    6,688,420
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2019)
    Additional Data


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    Form 990PF - Special Condition Description:
    Special Condition Description