-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
KRAKAUER JOHN CHARITABLE TR
Number and street (or P.O. box number if mail is not delivered to street address)
6325 S RAINBOW BLVD STE 300
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
LAS VEGAS
,
NV
89118
A Employer identification number
46-4770889
B
Telephone number (see instructions)
(888) 730-4933
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
1,425,699
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
30,587
30,530
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
33,230
b
Gross sales price for all assets on line 6a
825,815
7
Capital gain net income (from Part IV, line 2)
...
33,230
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
550
12
Total.
Add lines 1 through 11
........
64,367
63,760
13
Compensation of officers, directors, trustees, etc.
18,930
14,198
4,733
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
1,056
0
0
1,056
c
Other professional fees (attach schedule)
....
10,000
10,000
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
1,827
527
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
1,171
1,171
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
32,984
14,725
0
16,960
25
Contributions, gifts, grants paid
.......
133,148
133,148
26
Total expenses and disbursements.
Add lines 24 and 25
166,132
14,725
0
150,108
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-101,765
b
Net investment income
(if negative, enter -0-)
49,035
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
58,086
52,884
52,884
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
1,278,646
1,181,682
1,372,815
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
1,336,732
1,234,566
1,425,699
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
1,336,732
1,234,566
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
1,336,732
1,234,566
30
Total liabilities and net assets/fund balances
(see instructions)
.
1,336,732
1,234,566
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
1,336,732
2
Enter amount from Part I, line 27a
.....................
2
-101,765
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
1,234,967
5
Decreases not included in line 2 (itemize)
5
401
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
1,234,566
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
342. ARTISAN MID CAP FUND-INSTL 1333
2014-07-30
2019-02-26
b
6513.486 DODGE & COX INCOME FD COM #147
2019-02-26
c
24. EATON VANCE GLOB MACRO ADV-I 208
2018-04-24
2019-02-26
d
187.36637 FIDELITY NEW MRKTS INC-I
2013-03-04
2019-02-26
e
29.63363 FIDELITY NEW MRKTS INC-I
2019-02-26
256. JP MORGAN MID CAP VALUE-I #758
2014-07-30
2019-02-26
132. JOHN HANCOCK II-CURR STR-I 3643
2018-04-24
2019-02-26
158. TCW EMRG MKTS INCM-I 4721
2018-07-18
2019-02-26
140. WF EMERGING MARKETS EQ - R6 #4660
2014-07-30
2019-02-26
213.783 WF SPECIAL SM CAP VAL - R6 #4667
2018-04-24
2019-02-26
295.217 WF SPECIAL SM CAP VAL - R6 #4667
2015-07-29
2019-02-26
145.467 WFA SMALL COMPANY GROWTH-R6
2019-02-26
147.533 WFA SMALL COMPANY GROWTH-R6
2018-04-24
2019-02-26
186.915 TEMPLETON FOREIGN FUND-R6 #340
2019-03-13
4504.465 TEMPLETON FOREIGN FUND-R6 #340
2019-03-13
7. ARISTA NETWORKS INC
2019-03-25
15. MONSTER BEVERAGE CORP
2019-03-25
1. MONSTER BEVERAGE CORP
2014-07-29
2019-03-25
2. ULTA SALON COSMETICS & FRAGRAN
2017-06-23
2019-03-25
5. ULTA SALON COSMETICS & FRAGRAN
2018-11-19
2019-03-25
27. WABCO HOLDINGS INC
2016-06-01
2019-03-25
4. ALIGN TECHNOLOGY INC
2019-04-05
3. ALPHABET INC/CA
2019-04-05
2. AMAZON COM INC COM
2019-04-05
8. APPLE INC
2018-11-19
2019-04-05
3. ARISTA NETWORKS INC
2018-10-10
2019-04-05
1. BOOKING HOLDINGS INC
2019-02-26
2019-04-05
18. BOSTON SCIENTIFIC CORP COM
2019-02-26
2019-04-05
13. BOSTON SCIENTIFIC CORP COM
2015-04-14
2019-04-05
6. BROADCOM INC
2019-02-26
2019-04-05
12. BROADCOM INC
2019-04-05
6. CENTENE CORP DEL
2016-06-01
2019-04-05
2. COCA COLA CO
2019-03-25
2019-04-05
20. COCA COLA CO
2018-11-19
2019-04-05
6. CONCHO RESOURCES INC
2018-09-12
2019-04-05
7. CONSTELLATION BRANDS INC
2018-11-19
2019-04-05
2. CONSTELLATION BRANDS INC
2019-03-25
2019-04-05
3. DANAHER CORP
2018-11-19
2019-04-05
4. DEXCOM INC
2018-09-12
2019-04-05
3. ECOLAB INC
2018-11-19
2019-04-05
18. FACEBOOK INC
2019-04-05
7. FORTIVE CORP
2018-11-19
2019-04-05
11. FORTUNE BRANDS HOME & SECURITY
2014-07-29
2019-04-05
9. HOME DEPOT INC
2019-04-05
6. ESTEE LAUDER COMPANIES INC
2019-04-05
30. MICROSOFT CORP
2019-04-05
12. MIDDLEBY CORP
2019-04-05
8. MONSTER BEVERAGE CORP
2014-07-29
2019-04-05
13. MORGAN STANLEY
2017-12-26
2019-04-05
3. NETFLIX.COM INC
2018-08-21
2019-04-05
3. NVIDIA CORP
2018-11-27
2019-04-05
4. PRA HEALTH SCIENCES INC
2019-04-05
4. PALO ALTO NETWORKS INC
2019-02-26
2019-04-05
1. PALO ALTO NETWORKS INC
2017-11-30
2019-04-05
4. POOL CORPORATION
2018-11-27
2019-04-05
1263.419 T ROWE PRICE INST FLOAT RATE 170
2019-04-05
58.613 T ROWE PRICE INST FLOAT RATE 170
2019-04-05
2. S&P GLOBAL INC
2018-11-19
2019-04-05
9. SALESFORCE COM INC
2019-04-05
10. TRACTOR SUPPLY CO COM
2018-11-19
2019-04-05
8. TRANSDIGM GROUP INC
2019-04-05
3. ULTA SALON COSMETICS & FRAGRAN
2019-02-26
2019-04-05
3. ULTIMATE SOFTWARE GROUP INC
2019-02-26
2019-04-05
2. ULTIMATE SOFTWARE GROUP INC
2017-11-30
2019-04-05
4. VERTEX PHARMACEUTICALS INC COM
2018-09-12
2019-04-05
7. VISA INC-CLASS A SHRS
2014-07-29
2019-04-05
15. VISA INC-CLASS A SHRS
2018-11-19
2019-04-05
10. WORLDPAY INC
2019-04-05
10. XPO LOGISTICS INC
2018-11-19
2019-04-05
4. ALLERGAN PLC
2019-04-05
3. ACCENTURE PLC
2018-11-19
2019-04-05
5. JAZZ PHARMACEUTICALS PLC
2018-11-19
2019-04-05
21. NORWEGIAN CRUISE LINE HOLDING
2015-05-28
2019-04-05
14. ULTIMATE SOFTWARE GROUP INC
2017-11-30
2019-05-03
5. ULTIMATE SOFTWARE GROUP INC
2018-11-19
2019-05-03
88. AQR MANAGED FUTURES STR-I
2014-10-20
2019-05-14
56. ARTISAN MID CAP FUND-INSTL 1333
2019-05-14
33.74416 FIDELITY NEW MRKTS INC-Z #3323
2019-05-14
2831.25584 FIDELITY NEW MRKTS INC-Z #3323
2019-05-14
37. NEUBERGER BERMAN LONG SH-INS #1830
2014-07-30
2019-05-14
1674. TCW EMRG MKTS INCM-I 4721
2018-07-18
2019-05-14
18. ALLERGAN PLC
2019-06-28
7. ALLERGAN PLC
2018-11-19
2019-06-28
420. AQR MANAGED FUTURES STR-I
2019-07-12
21. ACTIVISION BLIZZARD INC
2018-11-27
2019-07-12
360. INV BALANCE RISK COMM STR-Y 8611
2018-10-09
2019-07-12
2. ALIGN TECHNOLOGY INC
2018-11-19
2019-07-12
1. ALPHABET INC/CA
2014-07-29
2019-07-12
1. ALPHABET INC/CA
2019-05-14
2019-07-12
1. AMAZON COM INC COM
2018-11-19
2019-07-12
4. APPLE INC
2018-11-19
2019-07-12
132.09015 ARTISAN MID CAP FUND-INSTL 1333
2019-07-12
22.90985 ARTISAN MID CAP FUND-INSTL 1333
2014-11-19
2019-07-12
380. BLACKROCK GL L/S CREDIT-K #1940
2015-10-27
2019-07-12
1. BOEING CO
2019-05-14
2019-07-12
18. BOSTON SCIENTIFIC CORP COM
2015-04-14
2019-07-12
2. BROADCOM INC
2018-02-09
2019-07-12
13. COCA COLA CO
2018-11-08
2019-07-12
4. CONCHO RESOURCES INC
2019-02-26
2019-07-12
3. CONSTELLATION BRANDS INC
2019-05-14
2019-07-12
5. DANAHER CORP
2018-11-19
2019-07-12
4. DEXCOM INC
2018-09-12
2019-07-12
500. EATON VANCE GLOB MACRO ADV-I 208
2018-04-24
2019-07-12
2. ECOLAB INC
2018-11-19
2019-07-12
4. FACEBOOK INC
2014-07-29
2019-07-12
4. FACEBOOK INC
2019-05-14
2019-07-12
100. JP MORGAN MID CAP VALUE-I #758
2014-07-30
2019-07-12
2. HOME DEPOT INC
2018-11-19
2019-07-12
20. INTERCONTINENTALEXCHANGE GROUPINC
2019-07-12
71. ISHARES CORE MSCI EMERGING
2018-10-05
2019-07-12
260. JOHN HANCOCK II-CURR STR-I 3643
2018-04-24
2019-07-12
500. JPMORGAN HIGH YIELD FUND SS 3580
2016-04-21
2019-07-12
3. ESTEE LAUDER COMPANIES INC
2018-11-19
2019-07-12
12. MICROSOFT CORP
2018-11-19
2019-07-12
6. MONSTER BEVERAGE CORP
2014-07-29
2019-07-12
250. ASG GLOBAL ALTERNATIVES-Y 1993
2014-07-30
2019-07-12
1. NETFLIX.COM INC
2017-06-05
2019-07-12
190. NEUBERGER BERMAN LONG SH-INS #1830
2014-07-30
2019-07-12
960. PIMCO TOTAL RET FD-INST #35
2019-02-26
2019-07-12
5. PRA HEALTH SCIENCES INC
2018-11-19
2019-07-12
4. PALO ALTO NETWORKS INC
2017-11-30
2019-07-12
456.15909 T ROWE PR OVERSEAS STOCK-I #521
2017-07-28
2019-07-12
223.84091 T ROWE PR OVERSEAS STOCK-I #521
2017-07-28
2019-07-12
40. T ROWE PR REAL ESTATE-I #432
2017-07-28
2019-07-12
2. S&P GLOBAL INC
2018-11-19
2019-07-12
29.00331 SPDR DJ WILSHIRE INTERNATIONAL REAL
2014-10-16
2019-07-12
5.99669 SPDR DJ WILSHIRE INTERNATIONAL REAL
2014-10-16
2019-07-12
6. SALESFORCE COM INC
2018-11-19
2019-07-12
580. TCW EMRG MKTS INCM-I 4721
2018-07-18
2019-07-12
4. TRACTOR SUPPLY CO COM
2018-11-19
2019-07-12
2. ULTA SALON COSMETICS & FRAGRAN
2018-04-04
2019-07-12
5. VISA INC-CLASS A SHRS
2014-07-29
2019-07-12
300. WF EMERGING MARKETS EQ - R6 #4660
2014-07-30
2019-07-12
1839. WFA TOTAL RETURN BOND-R6
2014-07-30
2019-07-12
9.93427 WF SPECIAL SM CAP VAL - R6 #4667
2018-04-24
2019-07-12
40.06573 WF SPECIAL SM CAP VAL - R6 #4667
2018-04-24
2019-07-12
30. WFA SMALL COMPANY GROWTH-R6
2018-04-24
2019-07-12
4. WORLDPAY INC
2016-06-01
2019-07-12
2. ACCENTURE PLC
2018-11-19
2019-07-12
35. WORLDPAY INC
2016-06-01
2019-07-31
18. WORLDPAY INC
2018-11-19
2019-07-31
335.68 AQR MANAGED FUTURES STR-I
2019-02-26
2019-08-08
4377.034 AQR MANAGED FUTURES STR-I
2019-08-08
4214.652 INV BALANCE RISK COMM STR-Y 8611
2019-08-08
3794.412 BLACKROCK GL L/S CREDIT-K #1940
2019-08-08
259.925 BLACKROCK GL L/S CREDIT-K #1940
2019-08-08
92. EATON VANCE GLOB MACRO ADV-I 208
2018-04-24
2019-08-08
15.71511 FIDELITY NEW MRKTS INC-Z #3323
2019-08-08
230.28489 FIDELITY NEW MRKTS INC-Z #3323
2019-08-08
176. JOHN HANCOCK II-CURR STR-I 3643
2018-04-24
2019-08-08
66. JPMORGAN HIGH YIELD FUND SS 3580
2016-04-21
2019-08-08
116.208 ASG GLOBAL ALTERNATIVES-Y 1993
2019-08-08
2309.575 ASG GLOBAL ALTERNATIVES-Y 1993
2019-08-08
181.538 NEUBERGER BERMAN LONG SH-INS #1830
2019-02-26
2019-08-08
1684.948 NEUBERGER BERMAN LONG SH-INS #1830
2019-08-08
87. TCW EMRG MKTS INCM-I 4721
2018-07-18
2019-08-08
.221 FIDELITY NATL INFORMATION SVCS INC
2016-06-01
2019-08-29
42. ISHARES CORE MSCI EMERGING
2018-10-05
2019-09-27
2252. WF EMERGING MARKETS EQ - R6 #4660
2019-09-27
18. FORTIVE CORP
2019-09-30
55. FORTIVE CORP
2019-09-30
3612.636 JPMORGAN HIGH YIELD FUND SS 3580
2019-10-11
1925.967 JPMORGAN HIGH YIELD FUND SS 3580
2019-04-10
2019-10-11
14. ACTIVISION BLIZZARD INC
2019-10-21
7.00004 ALEXION PHARMACEUTICALS INC
2014-07-29
2019-10-21
1. ALEXION PHARMACEUTICALS INC
2019-05-14
2019-10-21
1.99996 ALEXION PHARMACEUTICALS INC
2014-07-29
2019-10-21
4. ALIGN TECHNOLOGY INC
2019-10-21
2. ALPHABET INC/CA
2019-10-21
1. AMAZON COM INC COM
2019-08-12
2019-10-21
11. APPLE INC
2019-10-21
4. ARISTA NETWORKS INC
2019-07-12
2019-10-21
1. BOOKING HOLDINGS INC
2019-08-12
2019-10-21
15.00118 BOSTON SCIENTIFIC CORP COM
2019-08-12
2019-10-21
13.99882 BOSTON SCIENTIFIC CORP COM
2019-08-12
2019-10-21
5. BROADCOM INC
2019-08-12
2019-10-21
10.00041 CENTENE CORP DEL
2019-08-12
2019-10-21
16.99959 CENTENE CORP DEL
2019-08-12
2019-10-21
10. COCA COLA CO
2019-08-12
2019-10-21
10. COCA COLA CO
2019-09-27
2019-10-21
5. CONSTELLATION BRANDS INC
2019-10-21
8. DANAHER CORP
2019-10-21
7. DEXCOM INC
2019-08-12
2019-10-21
3.00033 ECOLAB INC
2019-08-12
2019-10-21
.99967 ECOLAB INC
2019-08-12
2019-10-21
17. FACEBOOK INC
2019-08-12
2019-10-21
22. JP MORGAN MID CAP VALUE-I #758
2014-07-30
2019-10-21
4. HOME DEPOT INC
2019-08-12
2019-10-21
9. INTERCONTINENTALEXCHANGE GROUPINC
2019-10-21
22. ISHARES CORE MSCI EMERGING
2018-10-05
2019-10-21
7. ESTEE LAUDER COMPANIES INC
2019-10-21
4. LULULEMON ATHLETICA INC
2019-09-27
2019-10-21
18. MICROSOFT CORP
2019-10-21
12. MIDDLEBY CORP
2019-02-26
2019-10-21
4. NVIDIA CORP
2019-07-12
2019-10-21
10. PRA HEALTH SCIENCES INC
2019-10-21
4. PALO ALTO NETWORKS INC
2019-08-12
2019-10-21
6. POOL CORPORATION
2019-10-21
358. T ROWE PR OVERSEAS STOCK-I #521
2017-07-28
2019-10-21
15. T ROWE PR REAL ESTATE-I #432
2019-10-21
.99909 S&P GLOBAL INC
2019-08-12
2019-10-21
2.00091 S&P GLOBAL INC
2019-08-12
2019-10-21
17. SPDR DJ WILSHIRE INTERNATIONAL REAL
2014-10-16
2019-10-21
4. SALESFORCE COM INC
2019-09-27
2019-10-21
2. SALESFORCE COM INC
2019-08-12
2019-10-21
5.9997 TRACTOR SUPPLY CO COM
2019-08-12
2019-10-21
3.0003 TRACTOR SUPPLY CO COM
2019-08-12
2019-10-21
2. TRANSDIGM GROUP INC
2019-09-27
2019-10-21
1.00002 ULTA SALON COSMETICS & FRAGRAN
2019-08-12
2019-10-21
2.99998 ULTA SALON COSMETICS & FRAGRAN
2019-08-12
2019-10-21
3. VERTEX PHARMACEUTICALS INC COM
2019-08-12
2019-10-21
1. VERTEX PHARMACEUTICALS INC COM
2018-09-12
2019-10-21
2. VERTEX PHARMACEUTICALS INC COM
2019-08-12
2019-10-21
4. VISA INC-CLASS A SHRS
2019-08-12
2019-10-21
3. VISA INC-CLASS A SHRS
2019-08-12
2019-10-21
9. WF EMERGING MARKETS EQ - R6 #4660
2017-01-03
2019-10-21
11. WF SPECIAL SM CAP VAL - R6 #4667
2018-04-24
2019-10-21
2.00044 ACCENTURE PLC
2019-08-12
2019-10-21
2.99956 ACCENTURE PLC
2019-08-12
2019-10-21
8. NORWEGIAN CRUISE LINE HOLDING
2019-02-26
2019-10-21
8. NORWEGIAN CRUISE LINE HOLDING
2015-05-28
2019-10-21
5. NORWEGIAN CRUISE LINE HOLDING
2019-02-26
2019-10-21
6. APPLE INC
2019-08-12
2019-10-30
14. MONSTER BEVERAGE CORP
2019-08-12
2019-10-30
55. MONSTER BEVERAGE CORP
2014-07-29
2019-10-30
2684.45 JOHN HANCOCK II-CURR STR-I 3643
2019-12-09
359.061 JOHN HANCOCK II-CURR STR-I 3643
2019-12-09
9. DEXCOM INC
2018-09-12
2019-12-24
6. FIDELITY NATL INFORMATION SVCS INC
2019-08-12
2019-12-24
1. ULTA SALON COSMETICS & FRAGRAN
2018-04-04
2019-12-24
3. ULTA SALON COSMETICS & FRAGRAN
2019-07-19
2019-12-24
10. CONSTELLATION BRANDS INC
2014-12-26
2019-12-26
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
13,229
17,186
-3,957
b
88,193
89,340
-1,147
c
233
247
-14
d
2,824
3,196
-372
e
447
506
-59
9,623
9,574
49
1,213
1,217
-4
1,285
1,267
18
3,504
3,317
187
7,110
7,668
-558
9,819
8,467
1,352
8,199
6,429
1,770
8,315
8,257
58
1,333
1,431
-98
32,117
32,539
-422
2,090
1,756
334
817
860
-43
54
22
32
671
570
101
1,677
1,570
107
3,813
2,908
905
1,183
978
205
3,627
3,147
480
3,669
3,150
519
1,574
1,487
87
939
687
252
1,781
1,901
-120
684
713
-29
494
233
261
1,823
1,654
169
3,646
2,810
836
335
190
145
93
92
1
926
1,010
-84
655
850
-195
1,346
1,355
-9
384
336
48
393
303
90
467
577
-110
544
481
63
3,162
2,544
618
607
518
89
551
411
140
1,825
1,610
215
979
932
47
3,592
3,290
302
1,657
1,479
178
422
174
248
583
680
-97
1,099
1,021
78
573
463
110
428
362
66
954
932
22
239
146
93
678
623
55
12,445
12,669
-224
577
587
-10
428
355
73
1,426
1,333
93
1,007
926
81
3,696
3,286
410
1,055
930
125
990
997
-7
660
421
239
754
712
42
1,102
374
728
2,362
2,017
345
1,141
543
598
594
736
-142
599
1,213
-614
533
489
44
721
720
1
1,198
1,150
48
4,641
2,945
1,696
1,658
1,183
475
750
919
-169
2,254
2,757
-503
502
549
-47
42,157
44,259
-2,102
525
478
47
13,543
13,425
118
3,010
4,031
-1,021
1,171
1,093
78
3,625
4,598
-973
997
1,062
-65
2,311
2,484
-173
568
411
157
1,144
584
560
1,144
1,134
10
2,012
1,525
487
813
743
70
5,842
6,419
-577
1,013
1,097
-84
3,808
3,960
-152
364
343
21
759
323
436
568
464
104
676
654
22
408
435
-27
598
615
-17
700
505
195
591
577
14
5,065
5,145
-80
397
321
76
807
297
510
807
724
83
3,967
3,740
227
434
346
88
1,825
1,551
274
3,652
3,502
150
2,327
2,397
-70
3,620
3,545
75
561
429
132
1,665
1,254
411
390
131
259
2,788
2,818
-30
374
165
209
2,768
2,455
313
9,898
9,629
269
488
483
5
864
584
280
4,739
4,940
-201
2,326
2,424
-98
1,164
1,146
18
480
355
125
1,144
1,171
-27
236
242
-6
949
725
224
4,878
4,652
226
453
370
83
710
413
297
899
267
632
7,635
7,107
528
23,962
23,190
772
335
356
-21
1,351
1,437
-86
1,712
1,679
33
523
215
308
390
326
64
2,264
1,879
385
1,612
1,414
198
3,085
2,766
319
40,225
39,804
421
26,004
28,922
-2,918
38,210
39,499
-1,289
2,617
2,545
72
937
947
-10
240
264
-24
3,510
3,525
-15
1,614
1,623
-9
475
468
7
1,283
1,258
25
25,498
25,838
-340
2,632
2,478
154
24,432
23,367
1,065
733
698
35
30
13
17
2,062
2,071
-9
56,413
46,029
10,384
1,234
1,279
-45
3,770
2,494
1,276
26,011
25,647
364
13,867
13,944
-77
778
721
57
705
1,145
-440
101
128
-27
201
327
-126
846
751
95
2,493
2,397
96
1,781
1,796
-15
2,646
2,264
382
980
1,098
-118
2,029
1,916
113
581
643
-62
542
600
-58
1,455
1,381
74
465
483
-18
791
822
-31
541
532
9
541
541
973
993
-20
1,106
1,127
-21
1,097
1,078
19
575
620
-45
191
207
-16
3,218
3,174
44
868
823
45
946
832
114
843
828
15
1,114
1,085
29
1,297
1,301
-4
818
760
58
2,485
2,467
18
1,402
1,439
-37
780
672
108
977
977
852
858
-6
1,262
1,189
73
3,838
3,877
-39
454
427
27
250
254
-4
500
508
-8
695
686
9
578
589
-11
289
283
6
554
620
-66
277
310
-33
1,047
1,038
9
237
339
-102
710
1,016
-306
531
541
-10
177
178
-1
354
361
-7
705
712
-7
529
534
-5
234
177
57
377
395
-18
374
383
-9
561
575
-14
406
446
-40
406
438
-32
254
279
-25
1,451
1,206
245
784
804
-20
3,079
1,199
1,880
24,267
24,733
-466
3,246
3,214
32
1,948
1,299
649
828
807
21
253
207
46
759
1,039
-280
1,879
1,004
875
9,503
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
-3,957
b
-1,147
c
-14
d
-372
e
-59
49
-4
18
187
-558
1,352
1,770
58
-98
-422
334
-43
32
101
107
905
205
480
519
87
252
-120
-29
261
169
836
145
1
-84
-195
-9
48
90
-110
63
618
89
140
215
47
302
178
248
-97
78
110
66
22
93
55
-224
-10
73
93
81
410
125
-7
239
42
728
345
598
-142
-614
44
1
48
1,696
475
-169
-503
-47
-2,102
47
118
-1,021
78
-973
-65
-173
157
560
10
487
70
-577
-84
-152
21
436
104
22
-27
-17
195
14
-80
76
510
83
227
88
274
150
-70
75
132
411
259
-30
209
313
269
5
280
-201
-98
18
125
-27
-6
224
226
83
297
632
528
772
-21
-86
33
308
64
385
198
319
421
-2,918
-1,289
72
-10
-24
-15
-9
7
25
-340
154
1,065
35
17
-9
10,384
-45
1,276
364
-77
57
-440
-27
-126
95
96
-15
382
-118
113
-62
-58
74
-18
-31
9
-20
-21
19
-45
-16
44
45
114
15
29
-4
58
18
-37
108
-6
73
-39
27
-4
-8
9
-11
6
-66
-33
9
-102
-306
-10
-1
-7
-7
-5
57
-18
-9
-14
-40
-32
-25
245
-20
1,880
-466
32
649
21
46
-280
875
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
33,230
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
173,259
1,470,291
0.11784
2017
162,030
1,572,068
0.103068
2016
184,511
1,561,260
0.118181
2015
156,218
1,724,645
0.09058
2014
3,092
1,618,147
0.001911
2
Total
of line 1, column (d)
.....................
2
0.43158
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.086316
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
1,391,703
5
Multiply line 4 by line 3
......................
5
120,126
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
490
7
Add lines 5 and 6
........................
7
120,616
8
Enter qualifying distributions from Part XII, line 4
,.............
8
150,108
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
490
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
490
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
490
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
788
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
788
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
298
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
298
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
NV
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
N/A
14
The books are in care of
WELLS FARGO BANK NA
Telephone no.
(888) 730-4933
Located at
100 N MAIN ST MAC D4001-117
WINSTON SALEM
NC
ZIP+4
27101
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
WELLS FARGO BANK N A
TRUSTEE
1
18,930
100 N MAIN ST MAC D4001-117
WINSTON SALEM
,
NC
27101
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
1,330,544
b
Average of monthly cash balances
.......................
1b
82,352
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
1,412,896
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
1,412,896
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
21,193
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
1,391,703
6
Minimum investment return.
Enter 5% of line 5
..................
6
69,585
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
69,585
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
490
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
490
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
69,095
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
69,095
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
69,095
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
150,108
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
150,108
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
490
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
149,618
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
69,095
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
29,773
c
From 2016
......
106,648
d
From 2017
......
83,975
e
From 2018
......
101,320
f
Total
of lines 3a through e
........
321,716
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
150,108
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
69,095
e
Remaining amount distributed out of corpus
81,013
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
402,729
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
402,729
10
Analysis of line 9:
a
Excess from 2015
....
29,773
b
Excess from 2016
....
106,648
c
Excess from 2017
....
83,975
d
Excess from 2018
....
101,320
e
Excess from 2019
....
81,013
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NONE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
WELLS FARGO BANK NA
6325 S RAINBOW BLVD STE
LAS VEGAS
,
NV
89118
(888) 730-4933
b
The form in which applications should be submitted and information and materials they should include:
APPLY ONLINE WWW.WELLSFARGO.COM/PRIVATE-FOUNDATIONS/KRAKAUER-CHARITABLE-TRUST
c
Any submission deadlines:
FEBRUARY 28
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
PROGRAMS THAT ARE INNOVATIVE IN FINDING WAYS TO SUPPORT THE UNIQUE CHA CHARITABLE FOCUS ON ORGANIZATIONS IN SOUTHERN NEVADA AND SAN DIEGO
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
FUTURE SMILES
3074 ARVILLE STREET
LAS VEGAS
,
NV
89102
NONE
PC
GENERAL OPERATING
15,000
OUTDOOR OUTREACH
5275 MARKET ST
SAN DIEGO
,
CA
92114
NONE
PC
GENERAL OPERATING
25,387
KITCHENS FOR GOOD
404 EUCLID AVE STE 101
SAN DIEGO
,
CA
92114
NONE
PC
GENERAL OPERATING
10,000
SPREAD THE WORD NEVADA
1065 AMERICAN PACIFIC DR 160
HENDERSON
,
NV
89074
NONE
PC
GENERAL OPERATING
12,000
JUST IN TIME FOR FOSTER YOUTH
4560 ALVARADO CANYON RD
SAN DIEGO
,
CA
92120
NONE
PC
GENERAL OPERATING
30,000
NILE SISTERS DEVELOPMENT INITIATIVE
5532 EL CAJON BLVD
San Diego
,
CA
92115
NONE
PC
GENERAL OPERATING
15,000
FOUNDATION FOR AN INDEPENDENT TOMORROW
1931 STELLA LAKE ST
Las Vegas
,
NV
89106
NONE
PC
GENERAL OPERATING
10,000
DOMESTIC CRISIS INC
3900 MEADOWS LN
Las Vegas
,
NV
89107
NONE
PC
GENERAL OPERATING
10,000
FOUNDATION FOR WOMEN WARRIORS
WOMEN VETERAN TRANSITION SERVICES
N HOLLYWOOD
,
CA
91601
NONE
PC
GENERAL OPERATING
5,761
Total
.................................
3a
133,148
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
30,587
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
33,230
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
FEDERAL TAX REFUND
1
550
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
64,367
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
64,367
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description