-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
07-01-2019
, and ending
06-30-2020
Name of foundation
ALICE V CASTO CHARITABLE TRUST
Number and street (or P.O. box number if mail is not delivered to street address)
114 W 47TH ST NY8-114-07-07
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK
,
NY
100361510
A Employer identification number
27-4443546
B
Telephone number (see instructions)
(609) 274-6834
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
1,990,422
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
71,018
69,872
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
110,574
b
Gross sales price for all assets on line 6a
1,359,172
7
Capital gain net income (from Part IV, line 2)
...
110,574
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
12
Total.
Add lines 1 through 11
........
181,592
180,446
13
Compensation of officers, directors, trustees, etc.
30,005
12,002
18,003
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
2,259
482
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
7
7
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
32,271
12,491
0
18,003
25
Contributions, gifts, grants paid
.......
85,503
85,503
26
Total expenses and disbursements.
Add lines 24 and 25
117,774
12,491
0
103,506
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
63,818
b
Net investment income
(if negative, enter -0-)
167,955
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
1,635
1,466
1,466
2
Savings and temporary cash investments
.........
76,418
80,563
80,563
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
1,396,283
1,466,575
1,476,995
c
Investments—corporate bonds (attach schedule)
.......
370,961
359,045
408,345
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
23,837
23,837
23,053
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
1,869,134
1,931,486
1,990,422
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
1,869,134
1,931,486
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
1,869,134
1,931,486
30
Total liabilities and net assets/fund balances
(see instructions)
.
1,869,134
1,931,486
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
1,869,134
2
Enter amount from Part I, line 27a
.....................
2
63,818
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
1,932,952
5
Decreases not included in line 2 (itemize)
5
1,466
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
1,931,486
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
40. BROADCOM INC
2018-12-12
2019-07-09
b
191. CISCO SYSTEMS INC
2017-09-25
2019-07-09
c
81. CISCO SYSTEMS INC
2017-09-22
2019-07-09
d
36. CROWN CASTLE INTERNATIONAL CORP
2018-03-09
2019-07-09
e
110. MICROSOFT CORP COM
2019-01-09
2019-07-09
11. CROWN CASTLE INTERNATIONAL CORP
2018-03-09
2019-07-10
8000. U.S. TREASURY NOTE
2018-09-12
2019-07-18
39. AMGEN INC
2018-01-16
2019-07-26
27. AMGEN INC
2018-01-12
2019-07-26
36. CHEVRONTEXACO CORP
2018-10-19
2019-07-26
40. CHEVRONTEXACO CORP
2018-10-18
2019-07-26
217. J P MORGAN CHASE & CO
2012-10-31
2019-07-26
110. MERCK AND CO INC SHS
2018-01-12
2019-07-26
24. MERCK AND CO INC SHS
2018-01-16
2019-07-26
31. CHEVRONTEXACO CORP
2018-10-22
2019-07-29
9. CHEVRONTEXACO CORP
2018-10-19
2019-07-29
46. J P MORGAN CHASE & CO
2012-10-31
2019-07-29
87. MERCK AND CO INC SHS
2018-01-16
2019-07-29
1. MERCK AND CO INC SHS
2018-01-17
2019-07-29
11. CHEVRONTEXACO CORP
2018-10-23
2019-07-30
5. CHEVRONTEXACO CORP
2018-10-22
2019-07-30
39. J P MORGAN CHASE & CO
2012-10-31
2019-07-30
42. EXXON MOBIL CORP
2018-05-23
2019-08-14
37. EXXON MOBIL CORP
2018-05-24
2019-08-14
49. EXXON MOBIL CORP
2018-05-25
2019-08-14
24. EXXON MOBIL CORP
2018-05-29
2019-08-14
9. LOCKHEED MARTIN CORP
2014-01-24
2019-08-14
25. TORONTO-DOMINION BANK/THE
2011-01-21
2019-08-14
1. EXXON MOBIL CORP
2018-05-31
2019-08-15
82. EXXON MOBIL CORP
2018-05-30
2019-08-15
45. EXXON MOBIL CORP
2018-05-29
2019-08-15
12. LOCKHEED MARTIN CORP
2014-01-24
2019-08-15
20. TORONTO-DOMINION BANK/THE
2011-01-21
2019-08-15
60. TORONTO-DOMINION BANK/THE
2011-01-21
2019-08-16
11. TORONTO-DOMINION BANK/THE
2011-01-21
2019-08-19
12. TORONTO-DOMINION BANK/THE
2011-01-21
2019-08-20
33. TORONTO-DOMINION BANK/THE
2011-01-21
2019-08-21
17. TORONTO-DOMINION BANK/THE
2011-01-21
2019-08-22
16. AMERICAN ELECTRIC POWER CO INC
2013-11-22
2019-09-04
30. ASTRAZENECA PLC SPONS ADR
2016-02-08
2019-09-04
8. BROADCOM INC
2018-12-12
2019-09-04
26. CISCO SYSTEMS INC
2017-09-25
2019-09-04
25. COCA-COLA CO/THE
2015-03-31
2019-09-04
17. EXXON MOBIL CORP
2018-05-31
2019-09-04
13. PEPSICO INC
2018-06-22
2019-09-04
22. ROYAL BANK OF CANADA
2019-01-22
2019-09-04
19. ROYAL DUTCH SHELL PLC
2016-07-26
2019-09-04
10. TARGET CORP
2018-01-12
2019-09-04
11. UNITED PARCEL SERVICE INC
2019-07-26
2019-09-04
25. VERIZON COMMUNICATIONS INC
2011-01-21
2019-09-04
10. WAL MART STORES INC
2018-10-26
2019-09-04
9. CHUBB LTD
2018-10-18
2019-09-04
194. ASTRAZENECA PLC SPONS ADR
2016-02-08
2019-09-11
62. PEPSICO INC
2018-06-25
2019-09-11
26. PEPSICO INC
2018-06-22
2019-09-11
53. ROYAL BANK OF CANADA
2019-01-22
2019-09-11
16. ROYAL BANK OF CANADA
2019-01-23
2019-09-11
33. SIMON PROPERTY GROUP INC
2018-05-01
2019-09-11
15. SIMON PROPERTY GROUP INC
2018-05-02
2019-09-11
87. TORONTO-DOMINION BANK/THE
2011-01-21
2019-09-11
42. ASTRAZENECA PLC SPONS ADR
2017-02-22
2019-09-12
14. ASTRAZENECA PLC SPONS ADR
2017-02-22
2019-09-12
43. ASTRAZENECA PLC SPONS ADR
2016-02-08
2019-09-12
36. ASTRAZENECA PLC SPONS ADR
2017-02-27
2019-09-12
41. ASTRAZENECA PLC SPONS ADR
2017-02-24
2019-09-12
34. ASTRAZENECA PLC SPONS ADR
2017-02-23
2019-09-12
11. PEPSICO INC
2018-06-25
2019-09-12
42. PEPSICO INC
2018-06-26
2019-09-12
76. ROYAL BANK OF CANADA
2019-01-23
2019-09-12
13. SIMON PROPERTY GROUP INC
2018-05-02
2019-09-12
18. SIMON PROPERTY GROUP INC
2018-05-03
2019-09-12
62. TORONTO-DOMINION BANK/THE
2011-01-21
2019-09-12
30. ASTRAZENECA PLC SPONS ADR
2017-02-28
2019-09-13
7. ASTRAZENECA PLC SPONS ADR
2017-02-27
2019-09-13
45. ASTRAZENECA PLC SPONS ADR
2017-03-01
2019-09-13
6. PEPSICO INC
2018-06-26
2019-09-13
7. PEPSICO INC
2018-06-27
2019-09-13
41. ROYAL BANK OF CANADA
2019-01-24
2019-09-13
13. SIMON PROPERTY GROUP INC
2018-05-03
2019-09-13
43. TORONTO-DOMINION BANK/THE
2011-01-21
2019-09-13
32. ASTRAZENECA PLC SPONS ADR
2017-03-01
2019-09-16
19. SIMON PROPERTY GROUP INC
2018-05-04
2019-09-16
32. TORONTO-DOMINION BANK/THE
2011-01-21
2019-09-16
14. ASTRAZENECA PLC SPONS ADR
2017-03-01
2019-09-17
102. ASTRAZENECA PLC SPONS ADR
2017-03-02
2019-09-17
59. TORONTO-DOMINION BANK/THE
2011-01-21
2019-09-17
8000. USD ROYAL BK CANADA
2016-04-26
2019-09-23
12000. SHELL INTERNATIONAL FIN
2011-01-25
2019-09-23
69. AMERICAN ELECTRIC POWER CO INC
2013-11-22
2019-09-26
94. TARGET CORP
2018-01-12
2019-09-26
41. AMERICAN ELECTRIC POWER CO INC
2013-11-22
2019-09-27
33. TARGET CORP
2018-01-16
2019-09-27
20. TARGET CORP
2018-01-12
2019-09-27
25. AMERICAN ELECTRIC POWER CO INC
2013-11-22
2019-09-30
27. TARGET CORP
2018-01-17
2019-09-30
38. TARGET CORP
2018-01-16
2019-09-30
46. AMERICAN ELECTRIC POWER CO INC
2013-11-22
2019-10-01
5. TARGET CORP
2018-01-18
2019-10-01
40. TARGET CORP
2018-01-17
2019-10-01
23. AMERICAN ELECTRIC POWER CO INC
2013-11-22
2019-10-02
28. TARGET CORP
2018-01-18
2019-10-02
25. AMERICAN ELECTRIC POWER CO INC
2013-11-22
2019-10-03
290. EXELON CORP
2018-05-01
2019-10-17
73. EXELON CORP
2018-05-02
2019-10-17
65. EXELON CORP
2019-07-09
2019-10-18
53. EXELON CORP
2018-05-09
2019-10-18
175. EXELON CORP
2018-05-08
2019-10-18
17. EXELON CORP
2018-05-07
2019-10-18
49. EXELON CORP
2018-05-04
2019-10-18
76. EXELON CORP
2018-05-03
2019-10-18
59. EXELON CORP
2018-05-02
2019-10-18
39. EXELON CORP
2019-07-10
2019-10-18
16. LOCKHEED MARTIN CORP
2014-01-24
2019-10-25
116. MERCK AND CO INC SHS
2018-01-17
2019-10-25
195. VERIZON COMMUNICATIONS INC
2011-01-21
2019-10-25
41. CHUBB LTD
2018-10-18
2019-10-25
17. LOCKHEED MARTIN CORP
2014-01-24
2019-10-28
92. MERCK AND CO INC SHS
2018-01-17
2019-10-28
135. VERIZON COMMUNICATIONS INC
2011-01-21
2019-10-28
19. CHUBB LTD
2018-10-18
2019-10-28
29. LOCKHEED MARTIN CORP
2014-01-24
2019-10-29
116. VERIZON COMMUNICATIONS INC
2011-01-21
2019-10-29
28. CHUBB LTD
2018-10-19
2019-10-29
9. CHUBB LTD
2018-10-18
2019-10-29
4. LOCKHEED MARTIN CORP
2014-01-24
2019-10-30
190. VERIZON COMMUNICATIONS INC
2011-01-21
2019-10-30
4. CHUBB LTD
2018-10-19
2019-10-30
11. CHUBB LTD
2018-10-22
2019-10-30
97. VERIZON COMMUNICATIONS INC
2011-01-21
2019-10-31
60. VERIZON COMMUNICATIONS INC
2011-01-21
2019-11-01
52. AMERICAN ELECTRIC POWER CO INC
2013-11-22
2019-11-08
13. CROWN CASTLE INTERNATIONAL CORP
2018-03-09
2019-11-08
22. CROWN CASTLE INTERNATIONAL CORP
2018-03-12
2019-11-08
37. DIGITAL REALTY TRUST INC
2013-07-11
2019-11-08
6. VERIZON COMMUNICATIONS INC
2011-01-21
2019-11-08
125. VERIZON COMMUNICATIONS INC
2019-05-02
2019-11-08
22. AMERICAN ELECTRIC POWER CO INC
2013-11-22
2019-11-11
4. CROWN CASTLE INTERNATIONAL CORP
2018-03-23
2019-11-11
13. CROWN CASTLE INTERNATIONAL CORP
2018-03-12
2019-11-11
9. CROWN CASTLE INTERNATIONAL CORP
2018-03-13
2019-11-11
24. DIGITAL REALTY TRUST INC
2013-07-11
2019-11-11
1. DIGITAL REALTY TRUST INC
2013-11-01
2019-11-11
19. AMERICAN ELECTRIC POWER CO INC
2013-11-22
2019-11-12
26. CROWN CASTLE INTERNATIONAL CORP
2018-03-23
2019-11-12
44. DIGITAL REALTY TRUST INC
2013-11-01
2019-11-12
146. AMERICAN ELECTRIC POWER CO INC
2013-11-22
2019-11-13
29. CROWN CASTLE INTERNATIONAL CORP
2018-03-23
2019-11-13
51. DIGITAL REALTY TRUST INC
2013-11-01
2019-11-13
24. AMERICAN ELECTRIC POWER CO INC
2013-11-22
2019-11-14
62. CROWN CASTLE INTERNATIONAL CORP
2018-03-23
2019-11-14
9. CROWN CASTLE INTERNATIONAL CORP
2018-03-26
2019-11-14
55. DIGITAL REALTY TRUST INC
2013-11-01
2019-11-14
69. CITIGROUP INC
2019-01-15
2019-12-11
62. J P MORGAN CHASE & CO
2012-10-31
2019-12-11
160. PFIZER INC
2016-02-22
2019-12-11
7. ROYAL DUTCH SHELL PLC
2016-07-26
2019-12-11
11. ROYAL DUTCH SHELL PLC
2016-07-26
2019-12-11
5. SIMON PROPERTY GROUP INC
2018-05-04
2019-12-11
27. SIMON PROPERTY GROUP INC
2018-05-07
2019-12-11
50.41 TRUIST FINL CORP
2019-07-09
2019-12-11
3.59 TRUIST FINL CORP
2019-07-10
2019-12-11
9. J P MORGAN CHASE & CO
2012-10-31
2019-12-12
152. PFIZER INC
2016-02-22
2019-12-12
88. ROYAL DUTCH SHELL PLC
2016-07-26
2019-12-12
34. SIMON PROPERTY GROUP INC
2018-05-08
2019-12-12
45. TRUIST FINL CORP
2019-07-10
2019-12-12
24. ROYAL DUTCH SHELL PLC
2016-07-26
2019-12-13
10. SIMON PROPERTY GROUP INC
2018-09-11
2019-12-13
29. SIMON PROPERTY GROUP INC
2018-05-08
2019-12-13
38. SIMON PROPERTY GROUP INC
2018-09-12
2019-12-16
9. SIMON PROPERTY GROUP INC
2018-09-11
2019-12-16
9. SIMON PROPERTY GROUP INC
2018-09-13
2019-12-16
.1 TRUIST FINL CORP
2019-07-09
2019-12-17
18000. U.S. TREASURY NOTE
2019-02-20
2019-12-18
8000. U.S. TREASURY NOTE
2019-09-25
2019-12-18
93. CHEVRONTEXACO CORP
2018-11-08
2020-01-06
1. CHEVRONTEXACO CORP
2018-10-23
2020-01-06
44. CHEVRONTEXACO CORP
2018-11-08
2020-01-07
24. ROYAL DUTCH SHELL PLC
2016-07-26
2020-01-16
23. ROYAL DUTCH SHELL PLC
2016-07-27
2020-01-16
54. ROYAL DUTCH SHELL PLC
2016-07-27
2020-01-17
74. ROYAL DUTCH SHELL PLC
2016-07-27
2020-01-21
13. ROYAL DUTCH SHELL PLC
2016-07-28
2020-01-21
2000. APPLE INC
2017-02-08
2020-01-22
1000. CITIGROUP INC
2011-11-17
2020-01-22
2000. FEDERAL NATL MTG ASSOC
2017-06-13
2020-01-22
2000. ORACLE CORP
2016-10-28
2020-01-22
103. ROYAL DUTCH SHELL PLC
2016-07-28
2020-01-22
1000. U.S. TREASURY BOND 3.125% FEB 15 2042
2012-02-24
2020-01-22
1000. U.S. TREASURY NOTE
2018-06-08
2020-01-22
1000. U.S. TREASURY NOTE
2018-08-23
2020-01-22
2000. WALMART INC
2018-08-23
2020-01-22
2000. AMERICAN EXPRESS CO
2019-02-20
2020-01-23
1000. BANK OF NY MELLON CORP
2016-09-23
2020-01-23
37. ROYAL DUTCH SHELL PLC
2016-07-28
2020-01-23
131. ROYAL DUTCH SHELL PLC
2016-07-28
2020-01-28
22. ROYAL DUTCH SHELL PLC
2016-07-28
2020-01-29
74. ROYAL DUTCH SHELL PLC
2016-07-29
2020-01-29
55. ROYAL DUTCH SHELL PLC
2016-07-29
2020-01-30
8000. U.S. TREASURY NOTE
2019-07-18
2020-02-05
665. PFIZER INC
2016-02-22
2020-02-20
69. ROYAL DUTCH SHELL PLC
2016-07-29
2020-02-20
198. PFIZER INC
2019-05-02
2020-02-21
77. PFIZER INC
2019-05-03
2020-02-21
135. PFIZER INC
2016-02-22
2020-02-21
143. ROYAL DUTCH SHELL PLC
2016-08-01
2020-02-21
1. ROYAL DUTCH SHELL PLC
2019-02-05
2020-02-21
14. ROYAL DUTCH SHELL PLC
2016-07-29
2020-02-21
89. PFIZER INC
2019-05-03
2020-02-24
194. PFIZER INC
2019-05-06
2020-02-24
23. PFIZER INC
2019-05-07
2020-02-24
25. ROYAL DUTCH SHELL PLC
2019-02-05
2020-02-24
18. ROYAL DUTCH SHELL PLC
2019-02-06
2020-02-24
4. ROYAL DUTCH SHELL PLC
2019-02-06
2020-02-24
66. ROYAL DUTCH SHELL PLC
2019-02-07
2020-02-24
82. ROYAL DUTCH SHELL PLC
2019-02-08
2020-02-24
15. ROYAL DUTCH SHELL PLC
2019-02-11
2020-02-24
34. ROYAL DUTCH SHELL PLC
2019-02-12
2020-02-24
10000. U.S. TREASURY NOTE
2019-12-18
2020-02-25
32. AT&T INC
2011-01-21
2020-03-03
69. AT&T INC
2008-06-23
2020-03-03
6. AIR PRODUCTS & CHEMICALS INC
2019-05-02
2020-03-03
1. AMGEN INC
2018-01-16
2020-03-03
4. AMGEN INC
2018-01-17
2020-03-03
34. BLACKSTONE GROUP INC/THE
2019-09-11
2020-03-03
26. BRISTOL-MYERS SQUIBB CO
2019-10-25
2020-03-03
38. CISCO SYSTEMS INC
2017-09-25
2020-03-03
13. CITIGROUP INC
2019-01-15
2020-03-03
33. COCA-COLA CO/THE
2015-03-31
2020-03-03
7. CROWN CASTLE INTERNATIONAL CORP
2018-03-26
2020-03-03
6. DIGITAL REALTY TRUST INC
2013-11-01
2020-03-03
16. EXXON MOBIL CORP
2018-05-31
2020-03-03
6. HOME DEPOT INC/THE
2019-09-26
2020-03-03
51. KINDER MORGAN INC/DE
2019-07-26
2020-03-03
4. LOCKHEED MARTIN CORP
2014-01-24
2020-03-03
5. MC DONALDS CORPORATION COMMON
2011-10-13
2020-03-03
15. MERCK AND CO INC SHS
2018-01-17
2020-03-03
7. MICROSOFT CORP COM
2019-01-09
2020-03-03
8. PEPSICO INC
2018-06-27
2020-03-03
7. PROCTER & GAMBLE CO/THE
2019-09-11
2020-03-03
10. REALTY INCOME CORP
2020-01-28
2020-03-03
6. ROYAL BANK OF CANADA
2019-01-24
2020-03-03
13. ROYAL BANK OF CANADA
2019-01-25
2020-03-03
10. TARGET CORP
2018-01-18
2020-03-03
6. TORONTO-DOMINION BANK/THE
2012-01-11
2020-03-03
15. TORONTO-DOMINION BANK/THE
2011-01-21
2020-03-03
22. UNITED PARCEL SERVICE INC
2019-07-26
2020-03-03
12. V F CORPORATION COM
2019-12-11
2020-03-03
10. VERIZON COMMUNICATIONS INC
2019-05-02
2020-03-03
7. VERIZON COMMUNICATIONS INC
2019-05-03
2020-03-03
9. WAL MART STORES INC
2018-10-26
2020-03-03
8. MEDTRONIC PLC SHS
2019-09-11
2020-03-03
8. CHUBB LTD
2018-10-22
2020-03-03
29. BLACKSTONE GROUP INC/THE
2019-09-11
2020-03-05
63. TRUIST FINL CORP
2019-07-10
2020-03-05
77. BLACKSTONE GROUP INC/THE
2019-09-11
2020-03-06
30.86 TRUIST FINL CORP
2019-07-10
2020-03-06
25.9 TRUIST FINL CORP
2019-07-11
2020-03-06
107.49 TRUIST FINL CORP
2019-07-12
2020-03-06
63.76 TRUIST FINL CORP
2019-07-15
2020-03-06
82.58 TRUIST FINL CORP
2019-07-15
2020-03-09
51.42 TRUIST FINL CORP
2019-07-16
2020-03-09
13.85 TRUIST FINL CORP
2019-08-14
2020-03-10
63.84 TRUIST FINL CORP
2019-07-16
2020-03-10
55.69 TRUIST FINL CORP
2019-07-17
2020-03-10
33.67 TRUIST FINL CORP
2019-07-18
2020-03-10
34.97 TRUIST FINL CORP
2019-07-19
2020-03-10
27. BLACKSTONE GROUP INC/THE
2019-09-11
2020-03-16
91. BLACKSTONE GROUP INC/THE
2019-09-12
2020-03-16
83. BLACKSTONE GROUP INC/THE
2019-09-13
2020-03-16
43. BLACKSTONE GROUP INC/THE
2019-09-13
2020-03-17
101. BLACKSTONE GROUP INC/THE
2019-09-16
2020-03-17
168. BLACKSTONE GROUP INC/THE
2019-09-17
2020-03-17
46. BLACKSTONE GROUP INC/THE
2019-09-18
2020-03-17
13. MC DONALDS CORPORATION COMMON
2011-10-13
2020-03-18
4. UNITED TECHNOLOGIES CORP
2017-10-30
2020-03-18
9. V F CORPORATION COM
2019-12-11
2020-03-18
24. MC DONALDS CORPORATION COMMON
2011-10-13
2020-03-19
55. UNITED TECHNOLOGIES CORP
2017-10-30
2020-03-19
30. V F CORPORATION COM
2019-12-12
2020-03-19
20. V F CORPORATION COM
2019-12-13
2020-03-19
17. V F CORPORATION COM
2019-12-16
2020-03-19
19. V F CORPORATION COM
2019-12-17
2020-03-19
17. V F CORPORATION COM
2019-12-18
2020-03-19
32. V F CORPORATION COM
2019-12-19
2020-03-19
128. EXXON MOBIL CORP
2019-04-04
2020-03-20
315. EXXON MOBIL CORP
2019-02-11
2020-03-20
121. EXXON MOBIL CORP
2018-10-18
2020-03-20
8. EXXON MOBIL CORP
2018-10-18
2020-03-20
4. EXXON MOBIL CORP
2018-10-19
2020-03-20
19. EXXON MOBIL CORP
2018-10-22
2020-03-20
89. EXXON MOBIL CORP
2018-05-31
2020-03-20
49. EXXON MOBIL CORP
2019-04-04
2020-03-23
30. EXXON MOBIL CORP
2020-03-16
2020-03-23
87. EXXON MOBIL CORP
2020-03-17
2020-03-23
156. EXXON MOBIL CORP
2020-03-18
2020-03-23
75. EXXON MOBIL CORP
2019-06-25
2020-03-23
58. EXXON MOBIL CORP
2019-06-26
2020-03-23
68. EXXON MOBIL CORP
2019-06-27
2020-03-23
14. AMGEN INC
2018-01-17
2020-03-25
47. CISCO SYSTEMS INC
2017-09-25
2020-03-25
154. CISCO SYSTEMS INC
2017-09-26
2020-03-25
28. TARGET CORP
2018-01-18
2020-03-25
43. WAL MART STORES INC
2018-10-26
2020-03-25
53. CARRIER GLOBAL CORP REG
2017-11-01
2020-04-13
29. CARRIER GLOBAL CORP REG
2017-11-02
2020-04-13
11. CARRIER GLOBAL CORP REG
2017-11-03
2020-04-13
11. CARRIER GLOBAL CORP REG
2018-11-08
2020-04-13
46. CARRIER GLOBAL CORP REG
2018-11-09
2020-04-13
24. CARRIER GLOBAL CORP REG
2017-10-30
2020-04-13
78. CARRIER GLOBAL CORP REG
2017-10-31
2020-04-13
93. CATERPILLAR INC
2019-10-25
2020-04-13
17. CATERPILLAR INC
2019-10-28
2020-04-13
171. COCA-COLA CO/THE
2015-03-31
2020-04-13
26.5 OTIS WORLDWIDE CORP REG
2017-11-01
2020-04-13
14.5 OTIS WORLDWIDE CORP REG
2017-11-02
2020-04-13
5.5 OTIS WORLDWIDE CORP REG
2017-11-03
2020-04-13
.5 OTIS WORLDWIDE CORP REG
2017-10-30
2020-04-13
11.5 OTIS WORLDWIDE CORP REG
2017-10-30
2020-04-13
.5 OTIS WORLDWIDE CORP REG
2017-10-30
2020-04-13
39. OTIS WORLDWIDE CORP REG
2017-10-31
2020-04-13
53. RAYTHEON TECHNOLOGIES
2017-11-01
2020-04-13
29. RAYTHEON TECHNOLOGIES
2017-11-02
2020-04-13
11. RAYTHEON TECHNOLOGIES
2017-11-03
2020-04-13
4. RAYTHEON TECHNOLOGIES
2018-11-08
2020-04-13
24. RAYTHEON TECHNOLOGIES
2017-10-30
2020-04-13
78. RAYTHEON TECHNOLOGIES
2017-10-31
2020-04-13
2. CARRIER GLOBAL CORP REG
2018-11-09
2020-04-14
37. CARRIER GLOBAL CORP REG
2018-11-12
2020-04-14
36. CATERPILLAR INC
2019-10-28
2020-04-14
51. CATERPILLAR INC
2019-10-29
2020-04-14
6. CATERPILLAR INC
2019-10-30
2020-04-14
141. COCA-COLA CO/THE
2015-03-31
2020-04-14
5.5 OTIS WORLDWIDE CORP REG
2018-11-08
2020-04-14
24. OTIS WORLDWIDE CORP REG
2018-11-09
2020-04-14
18.5 OTIS WORLDWIDE CORP REG
2018-11-12
2020-04-14
7. RAYTHEON TECHNOLOGIES
2018-11-08
2020-04-14
48. RAYTHEON TECHNOLOGIES
2018-11-09
2020-04-14
37. RAYTHEON TECHNOLOGIES
2018-11-12
2020-04-14
25. CATERPILLAR INC
2019-11-08
2020-04-15
15. CATERPILLAR INC
2019-11-11
2020-04-15
55. CATERPILLAR INC
2019-10-30
2020-04-15
59. MERCK AND CO INC SHS
2018-08-06
2020-04-21
90. MERCK AND CO INC SHS
2018-01-17
2020-04-21
29. WAL MART STORES INC
2018-10-26
2020-04-21
26. MERCK AND CO INC SHS
2018-08-06
2020-04-22
63. MERCK AND CO INC SHS
2018-08-09
2020-04-22
32. MERCK AND CO INC SHS
2018-10-31
2020-04-22
64. BRISTOL-MYERS SQUIBB CO
2019-10-25
2020-04-27
8. BRISTOL-MYERS SQUIBB CO
2019-10-28
2020-04-27
33. DIGITAL REALTY TRUST INC
2013-11-01
2020-04-27
40. CHUBB LTD
2019-01-09
2020-04-27
20. CHUBB LTD
2018-10-22
2020-04-27
45. CHUBB LTD
2018-10-23
2020-04-27
58. CHUBB LTD
2018-10-24
2020-04-27
2. CHUBB LTD
2018-10-25
2020-04-27
10000. U.S. TREASURY NOTE
2018-08-23
2020-04-28
4. CHUBB LTD
2019-01-09
2020-04-28
16. CHUBB LTD
2019-01-10
2020-04-28
14. CHUBB LTD
2019-01-11
2020-04-28
9900. U.S. TREASURY NOTE
2020-02-05
2020-04-29
12000. U.S. TREASURY NOTE
2011-01-25
2020-05-15
325. CISCO SYSTEMS INC
2017-09-26
2020-05-19
64. PEPSICO INC
2018-06-27
2020-05-19
85. PROCTER & GAMBLE CO/THE
2019-09-11
2020-05-19
4. AIR PRODUCTS & CHEMICALS INC
2019-05-02
2020-05-20
11. AMERICAN ELECTRIC POWER CO INC
2013-11-22
2020-05-20
6. BROADCOM INC
2018-12-12
2020-05-20
23. CITIGROUP INC
2019-01-15
2020-05-20
8. ENTERGY CORP
2019-10-17
2020-05-20
29. J P MORGAN CHASE & CO
2012-10-31
2020-05-20
50. KINDER MORGAN INC/DE
2019-07-26
2020-05-20
64. PEPSICO INC
2018-08-06
2020-05-20
7. PEPSICO INC
2018-08-07
2020-05-20
4. PEPSICO INC
2018-06-27
2020-05-20
2. PROCTER & GAMBLE CO/THE
2019-09-11
2020-05-20
73. PROCTER & GAMBLE CO/THE
2019-09-12
2020-05-20
12. PROCTER & GAMBLE CO/THE
2019-09-13
2020-05-20
17. PRUDENTIAL FINANCIAL INC
2019-11-08
2020-05-20
13. ROYAL BANK OF CANADA
2019-01-25
2020-05-20
2. ROYAL BANK OF CANADA
2019-01-28
2020-05-20
21. TORONTO-DOMINION BANK/THE
2012-01-11
2020-05-20
16. PRUDENTIAL FINANCIAL INC
2019-11-08
2020-06-01
30. PRUDENTIAL FINANCIAL INC
2019-11-11
2020-06-01
38. PRUDENTIAL FINANCIAL INC
2019-11-12
2020-06-01
5. CHUBB LTD
2019-01-11
2020-06-01
18. CHUBB LTD
2019-01-14
2020-06-01
12. PRUDENTIAL FINANCIAL INC
2019-11-12
2020-06-02
21. PRUDENTIAL FINANCIAL INC
2019-11-13
2020-06-02
28. PRUDENTIAL FINANCIAL INC
2019-11-14
2020-06-02
73. PRUDENTIAL FINANCIAL INC
2019-11-15
2020-06-02
1. CHUBB LTD
2019-01-14
2020-06-02
6. CHUBB LTD
2019-01-15
2020-06-02
30. CHUBB LTD
2019-01-15
2020-06-02
42. PRUDENTIAL FINANCIAL INC
2019-11-18
2020-06-03
54. PRUDENTIAL FINANCIAL INC
2019-11-19
2020-06-03
68. PRUDENTIAL FINANCIAL INC
2019-11-20
2020-06-03
15. PRUDENTIAL FINANCIAL INC
2019-11-21
2020-06-03
6. CHUBB LTD
2019-01-15
2020-06-03
22. CHUBB LTD
2019-01-16
2020-06-03
38. CHUBB LTD
2019-01-17
2020-06-03
13. CHUBB LTD
2019-01-18
2020-06-03
13. PRUDENTIAL FINANCIAL INC
2020-03-16
2020-06-04
13. PRUDENTIAL FINANCIAL INC
2020-03-17
2020-06-04
25. PRUDENTIAL FINANCIAL INC
2019-11-21
2020-06-04
32. PRUDENTIAL FINANCIAL INC
2019-11-22
2020-06-04
59. PRUDENTIAL FINANCIAL INC
2019-11-25
2020-06-04
43. PRUDENTIAL FINANCIAL INC
2019-11-26
2020-06-04
4. PRUDENTIAL FINANCIAL INC
2019-11-27
2020-06-04
19. PRUDENTIAL FINANCIAL INC
2020-03-17
2020-06-05
62. PRUDENTIAL FINANCIAL INC
2020-03-18
2020-06-05
27. PRUDENTIAL FINANCIAL INC
2020-03-25
2020-06-05
157. MICROSOFT CORP COM
2019-01-09
2020-06-08
10. PRUDENTIAL FINANCIAL INC
2020-03-25
2020-06-08
26. PRUDENTIAL FINANCIAL INC
2020-03-26
2020-06-08
52. WAL MART STORES INC
2018-10-26
2020-06-08
38. AT&T INC
2011-01-21
2020-06-11
5. AMGEN INC
2018-01-17
2020-06-11
2. BLACKROCK INC
2020-03-16
2020-06-11
26. BRISTOL-MYERS SQUIBB CO
2019-10-28
2020-06-11
10. CSX CORP
2020-04-27
2020-06-11
5. CLOROX CO/THE
2020-03-19
2020-06-11
9. DIGITAL REALTY TRUST INC
2013-11-01
2020-06-11
4. HOME DEPOT INC/THE
2019-09-26
2020-06-11
6. JOHNSON & JOHNSON
2020-04-21
2020-06-11
6. ELI LILLY & CO
2020-02-20
2020-06-11
3. LOCKHEED MARTIN CORP
2014-01-24
2020-06-11
4. MC DONALDS CORPORATION COMMON
2011-10-13
2020-06-11
9. MERCK AND CO INC SHS
2018-10-31
2020-06-11
14. PROCTER & GAMBLE CO/THE
2019-09-13
2020-06-11
23. TARGET CORP
2018-01-18
2020-06-11
10. UNITED PARCEL SERVICE INC
2019-07-26
2020-06-11
52. VERIZON COMMUNICATIONS INC
2019-05-03
2020-06-11
12. WAL MART STORES INC
2018-10-26
2020-06-11
1000. U.S. TREASURY BOND
2011-01-25
2020-06-15
1000. U.S. TREASURY NOTE
2019-04-12
2020-06-15
1000. U.S. TREASURY NOTE
2017-03-09
2020-06-15
1000. U.S. TREASURY NOTE
2017-10-25
2020-06-15
1000. U.S. TREASURY NOTE
2019-12-18
2020-06-15
2000. GLAXOSMITHKLINE CAPITAL
2018-06-08
2020-06-16
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
10,991
10,257
734
b
10,771
6,406
4,365
c
4,568
2,688
1,880
d
4,868
3,897
971
e
14,986
11,460
3,526
1,491
1,191
300
8,297
7,960
337
6,790
7,233
-443
4,701
4,977
-276
4,460
4,265
195
4,955
4,697
258
25,206
9,061
16,145
8,943
6,442
2,501
1,951
1,511
440
3,851
3,629
222
1,118
1,066
52
5,354
1,921
3,433
7,168
5,476
1,692
82
62
20
1,363
1,259
104
619
585
34
4,496
1,628
2,868
2,864
3,425
-561
2,523
2,986
-463
3,342
3,852
-510
1,637
1,872
-235
3,333
1,340
1,993
1,372
946
426
67
81
-14
5,512
6,634
-1,122
3,025
3,510
-485
4,450
1,786
2,664
1,079
757
322
3,272
2,271
1,001
605
416
189
652
454
198
1,799
1,249
550
930
643
287
1,491
764
727
1,362
860
502
2,269
2,051
218
1,224
872
352
1,397
1,018
379
1,178
1,381
-203
1,801
1,407
394
1,647
1,640
7
1,062
1,073
-11
1,077
764
313
1,318
1,319
-1
1,461
877
584
1,157
986
171
1,445
1,153
292
8,348
5,558
2,790
8,422
6,752
1,670
3,532
2,815
717
4,134
3,952
182
1,248
1,185
63
5,229
5,253
-24
2,377
2,376
1
4,899
3,293
1,606
1,801
1,212
589
600
405
195
1,844
1,232
612
1,544
1,054
490
1,759
1,201
558
1,458
1,001
457
1,512
1,198
314
5,774
4,540
1,234
5,981
5,627
354
2,021
2,059
-38
2,799
2,862
-63
3,505
2,346
1,159
1,288
884
404
301
205
96
1,932
1,315
617
817
649
168
953
759
194
3,253
3,024
229
2,015
2,067
-52
2,439
1,627
812
1,366
935
431
2,919
3,030
-111
1,816
1,211
605
604
409
195
4,401
3,021
1,380
3,367
2,233
1,134
8,000
8,033
-33
12,000
12,000
6,503
3,293
3,210
9,976
7,180
2,796
3,867
1,957
1,910
3,508
2,517
991
2,126
1,528
598
2,349
1,193
1,156
2,890
2,062
828
4,067
2,898
1,169
4,288
2,195
2,093
535
385
150
4,278
3,054
1,224
2,124
1,098
1,026
2,929
2,155
774
2,308
1,193
1,115
12,763
11,644
1,119
3,213
2,933
280
2,894
3,169
-275
2,360
2,145
215
7,791
7,135
656
757
703
54
2,182
2,012
170
3,384
3,089
295
2,627
2,370
257
1,736
1,928
-192
5,944
2,382
3,562
9,571
7,202
2,369
11,780
6,837
4,943
6,117
5,251
866
6,323
2,530
3,793
7,524
5,712
1,812
8,130
4,733
3,397
2,831
2,433
398
10,833
4,317
6,516
6,984
4,067
2,917
4,161
3,596
565
1,338
1,153
185
1,494
595
899
11,561
6,661
4,900
600
514
86
1,651
1,399
252
5,855
3,401
2,454
3,630
2,104
1,526
4,621
2,482
2,139
1,713
1,403
310
2,899
2,398
501
4,327
2,292
2,035
356
210
146
7,427
7,131
296
1,959
1,050
909
526
432
94
1,710
1,417
293
1,184
1,000
184
2,802
1,486
1,316
117
47
70
1,681
907
774
3,402
2,809
593
5,150
2,087
3,063
13,120
6,968
6,152
3,814
3,133
681
5,944
2,419
3,525
2,168
1,145
1,023
8,255
6,699
1,556
1,198
978
220
6,428
2,608
3,820
5,221
4,202
1,019
8,326
2,589
5,737
6,128
4,787
1,341
401
395
6
630
620
10
729
797
-68
3,934
4,301
-367
2,724
2,501
223
194
177
17
1,212
376
836
5,844
4,548
1,296
5,069
4,957
112
4,914
5,454
-540
2,470
2,224
246
1,387
1,352
35
1,442
1,843
-401
4,181
4,652
-471
5,483
7,033
-1,550
1,299
1,659
-360
1,299
1,669
-370
5
5
18,184
18,040
144
8,082
8,068
14
11,255
11,244
11
121
114
7
5,215
5,320
-105
1,443
1,352
91
1,383
1,300
83
3,232
3,051
181
4,347
4,181
166
764
713
51
2,151
2,018
133
1,049
957
92
2,046
1,957
89
2,063
1,980
83
6,019
5,648
371
1,165
1,002
163
1,065
1,000
65
1,005
1,000
5
2,108
2,020
88
2,102
2,003
99
1,010
996
14
2,149
2,029
120
7,441
7,184
257
1,239
1,206
33
4,167
3,992
175
2,993
2,967
26
8,813
8,524
289
23,852
19,896
3,956
3,471
3,722
-251
7,060
8,079
-1,019
2,745
3,180
-435
4,813
4,039
774
7,071
7,499
-428
49
65
-16
692
755
-63
3,117
3,676
-559
6,794
8,038
-1,244
805
953
-148
1,189
1,625
-436
856
1,190
-334
190
261
-71
3,138
4,259
-1,121
3,898
5,264
-1,366
713
963
-250
1,616
2,208
-592
10,127
9,984
143
1,193
910
283
2,572
2,379
193
1,405
1,232
173
213
185
28
854
749
105
1,949
1,691
258
1,581
1,430
151
1,570
1,275
295
876
792
84
1,883
1,343
540
1,127
758
369
792
285
507
851
1,299
-448
1,401
1,381
20
1,040
1,047
-7
1,573
595
978
1,013
449
564
1,223
931
292
1,207
729
478
1,111
867
244
845
843
2
761
782
-21
462
443
19
1,001
969
32
1,078
770
308
311
226
85
777
568
209
2,082
2,637
-555
899
1,098
-199
575
570
5
402
400
2
1,046
888
158
825
868
-43
1,210
1,017
193
1,663
1,442
221
2,741
3,114
-373
4,145
3,830
315
1,281
1,525
-244
1,075
1,287
-212
4,461
5,378
-917
2,646
3,163
-517
2,900
4,096
-1,196
1,806
2,537
-731
490
635
-145
2,259
3,150
-891
1,971
2,744
-773
1,192
1,700
-508
1,237
1,769
-532
1,105
1,343
-238
3,724
4,731
-1,007
3,396
4,428
-1,032
1,656
2,294
-638
3,889
5,428
-1,539
6,468
8,944
-2,476
1,771
2,425
-654
1,765
1,166
599
319
479
-160
507
823
-316
3,163
2,153
1,010
4,210
6,593
-2,383
1,704
2,785
-1,081
1,136
1,857
-721
965
1,596
-631
1,079
1,800
-721
965
1,632
-667
1,817
3,089
-1,272
4,233
10,383
-6,150
10,417
23,191
-12,774
4,002
9,918
-5,916
265
603
-338
132
302
-170
628
1,542
-914
2,943
7,227
-4,284
1,528
3,975
-2,447
936
1,076
-140
2,714
3,129
-415
4,866
5,159
-293
2,339
5,746
-3,407
1,809
4,457
-2,648
2,121
5,194
-3,073
2,684
2,621
63
1,808
1,576
232
5,924
5,204
720
2,636
2,155
481
4,703
4,242
461
755
1,092
-337
413
600
-187
157
228
-71
157
247
-90
655
1,029
-374
342
493
-151
1,111
1,602
-491
10,726
12,848
-2,122
1,961
2,383
-422
8,058
6,960
1,098
1,238
1,638
-400
677
899
-222
257
342
-85
23
31
-8
537
708
-171
23
31
-8
1,822
2,401
-579
3,262
3,644
-382
1,785
2,001
-216
677
762
-85
246
300
-54
1,477
1,645
-168
4,800
5,343
-543
28
45
-17
518
823
-305
4,192
5,045
-853
5,939
7,176
-1,237
699
842
-143
6,749
5,739
1,010
251
371
-120
1,093
1,611
-518
843
1,233
-390
448
525
-77
3,074
3,584
-510
2,370
2,744
-374
2,782
3,685
-903
1,669
2,215
-546
6,121
7,716
-1,595
4,689
3,904
785
7,152
5,588
1,564
3,754
2,861
893
2,075
1,720
355
5,028
4,164
864
2,554
2,364
190
4,018
3,520
498
502
444
58
5,011
1,565
3,446
4,230
5,105
-875
2,115
2,543
-428
4,759
5,706
-947
6,133
7,265
-1,132
211
251
-40
10,065
10,000
65
437
511
-74
1,749
2,058
-309
1,530
1,807
-277
10,134
9,929
205
12,000
12,000
14,528
10,982
3,546
8,492
6,935
1,557
9,663
10,231
-568
964
821
143
861
525
336
1,678
1,539
139
1,045
1,401
-356
784
932
-148
2,652
1,211
1,441
774
1,027
-253
8,391
7,529
862
918
800
118
524
433
91
226
241
-15
8,259
8,952
-693
1,358
1,466
-108
959
1,576
-617
806
969
-163
124
149
-25
868
792
76
975
1,483
-508
1,828
2,764
-936
2,316
3,543
-1,227
599
645
-46
2,157
2,347
-190
732
1,119
-387
1,281
1,945
-664
1,708
2,598
-890
4,452
6,824
-2,372
121
130
-9
724
794
-70
3,621
3,970
-349
2,677
3,902
-1,225
3,442
5,049
-1,607
4,334
6,314
-1,980
956
1,401
-445
761
794
-33
2,789
2,928
-139
4,818
5,046
-228
1,648
1,737
-89
843
590
253
843
578
265
1,621
2,335
-714
2,075
3,030
-955
3,826
5,520
-1,694
2,788
4,023
-1,235
259
377
-118
1,320
845
475
4,307
2,774
1,533
1,876
1,453
423
29,090
16,357
12,733
717
538
179
1,864
1,435
429
6,244
5,129
1,115
1,158
1,081
77
1,105
936
169
1,057
738
319
1,493
1,444
49
697
660
37
1,031
964
67
1,197
427
770
970
920
50
846
901
-55
873
852
21
1,172
447
725
751
359
392
703
665
38
1,644
1,710
-66
2,739
1,771
968
1,012
1,199
-187
2,940
2,972
-32
1,444
1,184
260
1,520
1,007
513
1,205
1,044
161
1,099
976
123
1,125
994
131
1,051
988
63
2,158
1,998
160
111
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
734
b
4,365
c
1,880
d
971
e
3,526
300
337
-443
-276
195
258
16,145
2,501
440
222
52
3,433
1,692
20
104
34
2,868
-561
-463
-510
-235
1,993
426
-14
-1,122
-485
2,664
322
1,001
189
198
550
287
727
502
218
352
379
-203
394
7
-11
313
-1
584
171
292
2,790
1,670
717
182
63
-24
1
1,606
589
195
612
490
558
457
314
1,234
354
-38
-63
1,159
404
96
617
168
194
229
-52
812
431
-111
605
195
1,380
1,134
-33
3,210
2,796
1,910
991
598
1,156
828
1,169
2,093
150
1,224
1,026
774
1,115
1,119
280
-275
215
656
54
170
295
257
-192
3,562
2,369
4,943
866
3,793
1,812
3,397
398
6,516
2,917
565
185
899
4,900
86
252
2,454
1,526
2,139
310
501
2,035
146
296
909
94
293
184
1,316
70
774
593
3,063
6,152
681
3,525
1,023
1,556
220
3,820
1,019
5,737
1,341
6
10
-68
-367
223
17
836
1,296
112
-540
246
35
-401
-471
-1,550
-360
-370
144
14
11
7
-105
91
83
181
166
51
133
92
89
83
371
163
65
5
88
99
14
120
257
33
175
26
289
3,956
-251
-1,019
-435
774
-428
-16
-63
-559
-1,244
-148
-436
-334
-71
-1,121
-1,366
-250
-592
143
283
193
173
28
105
258
151
295
84
540
369
507
-448
20
-7
978
564
292
478
244
2
-21
19
32
308
85
209
-555
-199
5
2
158
-43
193
221
-373
315
-244
-212
-917
-517
-1,196
-731
-145
-891
-773
-508
-532
-238
-1,007
-1,032
-638
-1,539
-2,476
-654
599
-160
-316
1,010
-2,383
-1,081
-721
-631
-721
-667
-1,272
-6,150
-12,774
-5,916
-338
-170
-914
-4,284
-2,447
-140
-415
-293
-3,407
-2,648
-3,073
63
232
720
481
461
-337
-187
-71
-90
-374
-151
-491
-2,122
-422
1,098
-400
-222
-85
-8
-171
-8
-579
-382
-216
-85
-54
-168
-543
-17
-305
-853
-1,237
-143
1,010
-120
-518
-390
-77
-510
-374
-903
-546
-1,595
785
1,564
893
355
864
190
498
58
3,446
-875
-428
-947
-1,132
-40
65
-74
-309
-277
205
3,546
1,557
-568
143
336
139
-356
-148
1,441
-253
862
118
91
-15
-693
-108
-617
-163
-25
76
-508
-936
-1,227
-46
-190
-387
-664
-890
-2,372
-9
-70
-349
-1,225
-1,607
-1,980
-445
-33
-139
-228
-89
253
265
-714
-955
-1,694
-1,235
-118
475
1,533
423
12,733
179
429
1,115
77
169
319
49
37
67
770
50
-55
21
725
392
38
-66
968
-187
-32
260
513
161
123
131
63
160
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
110,574
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
96,180
2,106,516
0.045658
2017
128,626
1,973,009
0.065193
2016
95,726
2,641,129
0.036244
2015
98,278
2,020,460
0.048641
2014
89,720
2,041,546
0.043947
2
Total
of line 1, column (d)
.....................
2
0.239683
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.047937
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
2,111,093
5
Multiply line 4 by line 3
......................
5
101,199
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
1,680
7
Add lines 5 and 6
........................
7
102,879
8
Enter qualifying distributions from Part XII, line 4
,.............
8
103,506
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
1,680
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
1,680
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
1,680
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
1,437
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
1,437
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
243
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
0
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
WV
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
N/A
14
The books are in care of
BANK OFAMERICA NA
Telephone no.
(212) 852-3049
Located at
114W 47TH ST NY8-114-0707
NEW YORK
NY
ZIP+4
085341501
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
BANK OFAMERICA NA
TRUSTEE
2
30,005
114W 47TH ST NY8-114-0707
NEW YORK
,
NY
085341501
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
2,066,792
b
Average of monthly cash balances
.......................
1b
76,450
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
2,143,242
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
2,143,242
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
32,149
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
2,111,093
6
Minimum investment return.
Enter 5% of line 5
..................
6
105,555
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
105,555
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
1,680
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
1,680
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
103,875
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
103,875
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
103,875
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
103,506
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
103,506
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
1,680
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
101,826
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
103,875
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
85,502
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
103,506
a
Applied to 2018, but not more than line 2a
85,502
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
18,004
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
85,871
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NONE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
Marshall University Foundation
519 JOHN MARSHALL DRIVE
Huntington
,
WV
25755
NONE
PC
GENERAL OPERATING
85,503
Total
.................................
3a
85,503
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
71,018
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
110,574
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
181,592
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
181,592
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description