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TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
KATHRYN CAINE WANLASS CHARITABLE FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)
PO BOX 75000
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
DETROIT
,
MI
482757874
A Employer identification number
87-0686654
B
Telephone number (see instructions)
(619) 652-5725
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
9,441,885
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
5,326
5,326
4
Dividends and interest from securities
...
198,265
192,950
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
164,159
b
Gross sales price for all assets on line 6a
3,146,607
7
Capital gain net income (from Part IV, line 2)
...
164,159
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
85,186
85,186
12
Total.
Add lines 1 through 11
........
452,936
447,621
13
Compensation of officers, directors, trustees, etc.
19,142
17,228
1,914
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
938
216
0
722
b
Accounting fees (attach schedule)
.......
1,000
500
0
500
c
Other professional fees (attach schedule)
....
81,111
81,111
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
14,856
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
1,647
1,637
10
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
118,694
100,692
0
3,146
25
Contributions, gifts, grants paid
.......
452,300
452,300
26
Total expenses and disbursements.
Add lines 24 and 25
570,994
100,692
0
455,446
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-118,058
b
Net investment income
(if negative, enter -0-)
346,929
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
516,725
623,986
623,986
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
5,043,342
4,930,499
6,449,635
c
Investments—corporate bonds (attach schedule)
.......
1,724,926
1,727,794
1,778,450
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
729,714
582,315
589,814
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
8,014,707
7,864,594
9,441,885
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
8,014,707
7,864,594
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
8,014,707
7,864,594
30
Total liabilities and net assets/fund balances
(see instructions)
.
8,014,707
7,864,594
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
8,014,707
2
Enter amount from Part I, line 27a
.....................
2
-118,058
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
7,896,649
5
Decreases not included in line 2 (itemize)
5
32,055
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
7,864,594
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
604. ABB LTD SPONSORED ADR
2018-12-10
2019-01-31
b
1538. ABB LTD SPONSORED ADR
2019-05-14
2019-05-31
c
627. ABN AMRO BANK NV ADR
2019-11-20
2019-11-25
d
688. AES CORP
2018-09-24
2019-12-03
e
96. ABBVIE INC
2019-11-25
2019-12-03
1104. ABNAMRO GROUP NV ADR
2019-07-01
2019-08-13
1723. AEGON NV ORD AMER REG
2018-02-08
2019-03-21
292. AEGON NV ORD AMER REG
2019-01-18
2019-03-21
4513. AEGON NV ORD AMER REG
2018-02-08
2019-03-22
95. AFFILIATED MANAGERS GROUP INC
2017-02-21
2019-06-18
172. AFFILIATED MANAGERS GROUP INC
2017-02-23
2019-06-19
82. AFFILIATED MANAGERS GROUP INC
2017-02-23
2019-06-20
115. ALLIANCE DATA SYS CORP
2017-02-21
2019-03-22
66. ALLIANCE DATA SYS CORP
2017-09-14
2019-03-25
203. AMNEAL PHARMACEUTICALS INC
2018-12-07
2019-06-06
87. ANHEUSER BUSCH INBEV SA/NV ADR
2019-03-01
2019-03-04
31. ANHEUSER BUSCH INBEV SA/NV ADR
2019-07-25
2019-10-29
79. ANHEUSER BUSCH INBEV SA/NV ADR
2018-12-10
2019-11-01
7. ANHEUSER BUSCH INBEV SA/NV ADR
2018-01-12
2019-11-04
36. ANHEUSER BUSCH INBEV SA/NV ADR
2019-09-25
2019-11-04
125. ANHEUSER BUSCH INBEV SA/NV ADR
2018-12-10
2019-11-14
51000. GCB ANHEUSER-BUSCH INB 3.65% 02/01/2026
2017-07-26
2019-02-11
10. ANSYS INC
2019-01-22
2019-08-06
47. ANSYS INC
2019-01-22
2019-08-30
63. ANSYS INC
2017-02-21
2019-12-30
32. ASHTEAD GROUP PLC ADR
2018-12-10
2019-04-09
50. ASHTEAD GROUP PLC ADR
2018-12-10
2019-04-10
761. ASSA ABLOY AB ADR
2019-08-14
2019-10-10
479. ATOS ORIGIN SA ADR
2019-08-14
2019-10-15
396. BB&T CORP
2018-01-22
2019-03-19
30. BB&T CORP
2018-09-24
2019-03-19
402. BB&T CORP
2017-06-27
2019-05-08
20. BB&T CORP
2016-10-19
2019-05-09
35. BB&T CORP
2019-01-18
2019-06-06
800. BB&T CORP
2016-10-19
2019-06-06
304. BCE INC
2017-07-17
2019-03-14
207. BCE INC
2017-05-04
2019-12-03
288. BALL CORP
2017-09-14
2019-09-25
785. BALL CORP
2017-02-21
2019-10-03
35000. BANK NOVA SCOTIA 1.65% 06/14/2019
2016-07-19
2019-06-14
119. BHP LIMITED SPONS ADR
2018-12-10
2019-06-10
198. BHP LIMITED SPONS ADR
2018-12-10
2019-06-11
37. BIOGEN IDEC INC
2018-02-28
2019-05-10
78. BLACKBAUD INC
2018-12-07
2019-02-08
7. BOOKING HLDGS INC
2019-01-25
2019-03-26
483. BRIXMOR PPTY GROUP INC
2019-11-25
2019-12-03
34. BROADCOM INC
2018-09-12
2019-12-03
2. BROADCOM INC
2019-11-25
2019-12-03
21. BURLINGTON STORES INC
2018-12-07
2019-04-29
21. BURLINGTON STORES INC
2018-12-07
2019-05-13
305. CME GROUP INC
2017-06-27
2019-03-12
10. CME GROUP INC
2019-01-18
2019-03-12
719. CALLON PETROLEUM CO
2018-12-07
2019-07-18
31. CANADIAN NATL RAILWAY CO
2018-12-10
2019-06-10
164. CARLSBERG AS ADR
2019-07-01
2019-08-05
10. CARNIVAL CORP
2018-09-24
2019-04-29
351. CARNIVAL CORP
2018-04-26
2019-04-29
270. CARNIVAL CORP
2018-04-26
2019-04-30
11. CARNIVAL CORP
2019-01-18
2019-04-30
1154. CENTERPOINT ENERGY INC
2018-09-24
2019-11-20
52. CENTERPOINT ENERGY INC
2019-08-13
2019-11-20
851. CENTERPOINT ENERGY INC
2018-05-29
2019-11-21
206. CISCO SYS INC
2019-11-25
2019-12-03
165. CITIGROUP INC
2018-09-24
2019-12-03
15. CITIGROUP INC
2019-11-25
2019-12-03
326. CITIZENS FINL GROUP INC
2019-11-25
2019-12-03
80. COMERICA INC COMMON STOCK
2018-06-08
2019-07-19
1. COMERICA INC COMMON STOCK
2019-05-13
2019-07-19
1188. COMPAGNIE FINANCIERE RICHEMONT A ADR
2018-12-10
2019-11-12
417. COMPASS GROUP PLC ADR
2019-03-01
2019-05-10
129. COMPASS GROUP PLC ADR
2018-12-10
2019-10-22
706. CONTINENTAL AG ADR
2019-07-25
2019-10-07
121. CORELOGIC INC
2019-04-16
2019-10-24
230. COVETRUS INC
2017-09-14
2019-03-07
73. CROWN CASTLE INTL CORP NEW
2018-09-24
2019-12-03
61. CUMMINS ENGINE INC
2019-11-25
2019-12-03
1383. CYPRESS SEMICONDUCTOR CORP
2017-06-15
2019-01-09
880. CYPRESS SEMICONDUCTOR CORP
2017-06-27
2019-01-10
116. DAIWA HOUSE IND LTD ADR
2016-03-02
2019-11-01
107. DAIWA HOUSE IND LTD ADR
2016-03-02
2019-11-13
3. DIGITAL REALTY TRUST INC (REIT)
2019-01-18
2019-01-22
210. DIGITAL REALTY TRUST INC (REIT)
2013-09-24
2019-01-22
130. E TRADE
2019-07-19
2019-10-01
137. EBAY INC
2018-01-17
2019-09-25
361. ENBRIDGE INC ADR
2019-01-18
2019-03-13
275. ENBRIDGE INC ADR
2019-11-25
2019-12-03
35. EXPONENT INC
2018-12-07
2019-08-06
89. FERGUSON PLC ADR
2018-12-10
2019-03-26
743. FERGUSON PLC ADR
2018-12-10
2019-06-11
273. FNF GROUP
2018-02-27
2019-12-03
11. FNF GROUP
2019-11-25
2019-12-03
12. FIVE BELOW INC
2018-12-07
2019-05-13
222. FORTIVE CORP
2017-02-21
2019-08-22
255. FORTIVE CORP
2017-02-21
2019-08-23
616. GAP INC
2018-05-17
2019-03-01
834. GAP INC
2019-01-18
2019-03-01
5. GARTNER GROUP INC CL A
2018-12-07
2019-11-20
200. GILEAD SCIENCES INC
2019-11-25
2019-12-03
564. HSBC HOLDINGS PLC-SPONS ADR
2017-10-19
2019-01-11
12. HSBC HOLDINGS PLC-SPONS ADR
2018-09-24
2019-01-11
465. HSBC HOLDINGS PLC-SPONS ADR
2017-10-19
2019-01-14
774. HP INC
2017-07-17
2019-04-29
880. HP INC
2019-02-13
2019-04-29
91. HP INC
2017-07-17
2019-04-30
623.463 HATTERAS CORE ALT TEI FD
2009-07-28
2019-02-05
705.228 HATTERAS CORE ALT TEI FD
2009-07-28
2019-03-31
667.717 HATTERAS CORE ALT TEI FD
2009-07-28
2019-10-28
49. HOME DEPOT INC
2019-11-25
2019-12-03
634. HUNTINGTON BANCSHARES INC
2018-03-12
2019-12-03
75. J P MORGAN CHASE & CO
2019-11-25
2019-12-03
51000. JPMORGAN CHASE & CO 3.875% 09/10/2024
2014-09-03
2019-02-06
385. JULIUS BAER GROUP LTD ADR
2017-03-13
2019-02-14
175. KLA-TENCOR CORP
2018-03-22
2019-03-26
102. KLA-TENCOR CORP
2018-02-15
2019-03-27
227. KLA-TENCOR CORP
2018-04-27
2019-07-25
16. KLA-TENCOR CORP
2019-01-18
2019-07-26
100. KLA-TENCOR CORP
2018-04-27
2019-07-26
286. KIMCO REALTY CORP (REIT)
2019-11-25
2019-12-16
737. KOHLS CORP
2019-04-30
2019-07-02
112. LAMAR ADVERTISING CO NEW - A
2018-09-24
2019-12-03
66. LAMAR ADVERTISING CO NEW - A
2014-10-15
2019-12-16
130. LAMAR ADVERTISING CO NEW - A
2014-10-15
2019-12-17
73. LAMAR ADVERTISING CO NEW - A
2014-10-15
2019-12-18
89. LINCOLN ELECTRIC HLDGS
2018-12-07
2019-08-30
25. LOWES COS INC
2019-03-26
2019-04-22
202. MAGNA INTERNATIONAL CL A
2019-03-26
2019-12-03
163. MAKITA CORP ADR NEW
2018-12-10
2019-06-21
7. MARKETAXESS HOLDINGS INC
2018-12-07
2019-01-22
16. MARKETAXESS HOLDINGS INC
2018-12-07
2019-04-16
16. MARKETAXESS HOLDINGS INC
2018-12-07
2019-09-13
290. MICHAELS COS INC THE
2018-12-07
2019-08-30
223. MICHELIN COMPAGNIE GENERALE DES ADR
2018-12-10
2019-07-26
432. MICHELIN COMPAGNIE GENERALE DES ADR
2019-08-14
2019-08-28
19. MID-AMER APARTMENT CMNTYS INC
2018-12-07
2019-11-20
300000. FEDERATED HERMES U.S.TREASURY CASH RESER
2019-01-30
2019-11-12
9000. FEDERATED HERMES U.S.TREASURY CASH RESER
2019-01-30
2019-12-04
2070. NOKIA CORP ADR
2018-05-29
2019-07-19
334. NOKIA CORP ADR
2019-03-25
2019-07-19
4730. NOKIA CORP ADR
2018-05-29
2019-07-22
21. NOKIA CORP ADR
2019-05-14
2019-07-22
273. NORDEA BANK ABP ADR
2019-05-13
2019-07-19
398. NORDEA BANK ABP ADR
2017-08-14
2019-07-19
16. ONEOK INC
2019-05-14
2019-06-12
361. ONEOK INC
2017-06-27
2019-06-12
484. ONEOK INC
2011-11-03
2019-06-13
10. ONEOK INC
2019-01-18
2019-06-13
534. PEMBINA PIPELINE CORP
2011-11-03
2019-01-07
585. PFIZER INC
2018-03-12
2019-09-16
50. PFIZER INC
2019-05-14
2019-09-16
176. PFIZER INC
2017-07-17
2019-12-16
25. POWER INTEGRATIONS INC
2018-12-07
2019-07-30
96. PREMIER INC
2018-12-07
2019-11-20
116. PRICESMART INC
2009-05-22
2019-02-08
147. PROASSURANCE CORPORATION
2018-12-07
2019-03-18
281. QUALCOMM INC
2016-02-17
2019-02-07
26. QUALCOMM INC
2019-01-18
2019-02-07
398. QUALCOMM INC
2016-02-17
2019-02-08
38. RPM INTERNATIONAL INC
2018-12-07
2019-08-06
665. RSA INS GROUP PLC ADR
2018-03-02
2019-09-23
187. RED ELECTRICA CORPORACION SA ADR
2018-12-10
2019-02-21
473. RED ELECTRICA CORPORACION SA ADR
2018-12-10
2019-03-05
330. RED ELECTRICA CORPORACION SA ADR
2018-12-10
2019-07-29
65. RED ELECTRICA CORPORACION SA ADR
2018-12-10
2019-07-30
172. ROGERS COMMUNICATIONS INC CLASS B
2019-03-01
2019-03-04
120. ROGERS COMMUNICATIONS INC CLASS B
2019-07-25
2019-09-27
108. ROGERS COMMUNICATIONS INC CLASS B
2019-08-14
2019-09-30
166. RYOHIN KEIKAKU CO LTD ADR
2018-12-10
2019-01-17
8. RYOHIN KEIKAKU CO LTD ADR
2018-12-10
2019-01-18
126. RYOHIN KEIKAKU CO LTD ADR
2017-06-07
2019-04-16
26. SS&C TECHNOLOGIES HLDGS INC
2019-01-22
2019-11-20
197. SABRE CORP
2017-11-17
2019-12-03
48. SABRE CORP
2019-08-13
2019-12-03
263. SABRE CORP
2017-11-17
2019-12-16
243. SABRE CORP
2017-11-17
2019-12-17
6. SAMPO OYJ ADR
2019-09-25
2019-10-17
241. SAMPO OYJ ADR
2018-06-08
2019-10-17
111. SCHLUMBERGER LTD
2016-03-29
2019-09-20
170. SCHWAB CHARLES CORP NEW
2017-05-17
2019-02-15
316. SIX FLAGS ENTMT CORP NEW
2018-09-24
2019-03-19
363. SIX FLAGS ENTMT CORP NEW
2019-01-18
2019-03-20
113. SONOVA HLDG AG ADR
2019-03-14
2019-06-06
188. SONOVA HLDG AG ADR
2019-07-01
2019-07-02
29. SONOVA HLDG AG ADR
2018-12-10
2019-07-03
75. STARBUCKS CORP
2018-06-06
2019-04-17
23. STARBUCKS CORP
2018-03-21
2019-04-17
428. SUPERIOR ENERGY SVCS INC
2018-12-07
2019-04-25
8. TAIWAN SEMICONDUCTOR SPON ADR
2019-11-25
2019-12-03
191. TAIWAN SEMICONDUCTOR SPON ADR
2018-09-24
2019-12-03
18. TARGET CORP
2019-03-25
2019-04-30
171. TARGET CORP
2017-09-05
2019-04-30
152. TARGET CORP
2017-09-05
2019-08-28
10. TARGET CORP
2019-11-25
2019-12-03
97. TARGET CORP
2017-09-05
2019-12-03
141. TEXAS CAPITAL BANCSHARES INC
2018-12-07
2019-05-03
115. TEXAS INSTRS INC
2018-03-22
2019-04-30
73. TEXAS INSTRS INC
2018-09-24
2019-12-03
14. TEXAS INSTRS INC
2019-11-25
2019-12-03
254. TORONTO DOMINION BK ONT
2017-06-27
2019-01-23
313. TORONTO DOMINION BK ONT
2019-01-18
2019-01-23
5. TORONTO DOMINION BK ONT
2019-03-25
2019-04-23
542. TORONTO DOMINION BK ONT
2016-02-26
2019-04-23
205. TOTAL S A SPONSORED ADR
2019-03-14
2019-12-03
14. TYLER TECHNOLOGIES INC
2018-12-07
2019-01-22
255. UBISOFT ENTMT SA ADR
2018-12-19
2019-05-20
413. UBISOFT ENTMT SA ADR
2019-08-14
2019-11-18
196. UBISOFT ENTMT SA ADR
2019-03-01
2019-11-19
414. UBISOFT ENTMT SA ADR
2018-06-08
2019-11-27
5. UBISOFT ENTMT SA ADR
2019-09-25
2019-11-27
13. ULTIMATE SOFTWARE GROUP INC
2018-12-07
2019-04-29
19. ULTIMATE SOFTWARE GROUP INC
2018-12-07
2019-05-07
225. UMPQUA HLDGS CORP
2018-06-08
2019-04-29
673. UMPQUA HLDGS CORP
2018-09-24
2019-04-30
11. UNILEVER PLC ADR
2019-07-01
2019-12-18
99. UNILEVER PLC ADR
2018-12-10
2019-12-18
35000. UNION PACIFIC 3.2% 06/08/2021
2018-06-05
2019-01-08
37000. UNITED STATES TREAS BDS 2% 02/15/2025
2016-09-30
2019-04-16
70000. UNITED STATES TREAS BDS 2.125% 12/31/202
2018-01-09
2019-08-06
54000. UNITED STATES TREAS BDS 2.125% 12/31/202
2018-01-09
2019-10-01
38000. UNITED STATES TREAS BDS 2.125% 12/31/202
2019-01-31
2019-12-02
17000. UNITED STATES TREAS BDS 2.125% 12/31/202
2018-01-09
2019-12-02
17000. UNITED STATES TREAS BDS 1.25% 03/31/2021
2016-04-20
2019-02-28
56000. UNITED STATES TREAS BDS 1.25% 03/31/2021
2018-08-01
2019-06-28
17000. UNITED STATES TREAS BDS 1.25% 03/31/2021
2016-04-20
2019-06-28
56000. UNITED STATES TREAS BDS 1.125% 06/30/202
2018-08-01
2019-01-31
34000. UNITED STATES TREAS BDS 1.125% 06/30/202
2016-12-01
2019-01-31
35. UNITED TECHNOLOGIES CORP
2016-04-20
2019-01-11
35000. UNITEDHEALTH GROUP INC NT 1.625% 03/15/2
2013-02-25
2019-03-15
10. VERIZON COMMUNICATIONS
2019-03-25
2019-12-03
201. VERIZON COMMUNICATIONS
2017-12-06
2019-12-03
164. VERISK ANALYTICS INC CL A
2017-09-27
2019-09-25
322. VINCI S A ADR
2018-12-10
2019-07-26
125. WAGEWORKS INC
2018-12-07
2019-03-11
209. WELBILT INC
2016-10-11
2019-01-11
18. WEST PHARMACEUTICAL SERVICES
2018-12-07
2019-08-06
72. WHIRLPOOL CORP
2019-11-25
2019-12-03
56. WOLTERS KLUWER N V ADR
2009-05-22
2019-05-13
58. WOLTERS KLUWER N V ADR
2009-05-22
2019-07-08
1. WOLTERS KLUWER N V ADR
2019-07-01
2019-07-08
124. WORLDPAY INC VANTIV, INC.
2017-07-06
2019-04-15
8. ZEBRA TECHNOLOGIES CORP CL A
2018-12-07
2019-04-29
12. ZEBRA TECHNOLOGIES CORP CL A
2018-12-07
2019-11-20
1307. ZOZO INC ADR
2019-08-16
2019-11-18
40. AON PLC
2018-12-10
2019-12-27
27. ACCENTURE PLC CL A
2018-12-10
2019-05-10
32. ACCENTURE PLC CL A
2018-12-10
2019-07-02
175. COCA-COLA EUROPEAN PARTNERS
2018-10-15
2019-12-03
16. COCA-COLA EUROPEAN PARTNERS
2019-08-13
2019-12-03
60. EATON CORP PLC
2009-05-15
2019-07-19
114. EATON CORP PLC
2018-09-24
2019-12-03
5. EATON CORP PLC
2019-11-25
2019-12-03
91. JAMES RIVER GROUP HOLDINGS L
2018-12-07
2019-10-15
.4 ALCON INC
2019-03-26
2019-04-12
.8 ALCON INC
2019-03-01
2019-04-12
7. LYONDELLBASELL INDUSTRIES NV
2019-11-25
2019-12-03
123. LYONDELLBASELL INDUSTRIES NV
2018-05-29
2019-12-03
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
11,482
11,466
16
b
27,983
31,081
-3,098
c
10,875
11,364
-489
d
13,019
7,958
5,061
e
8,246
6,866
1,380
11,507
13,277
-1,770
8,805
11,437
-2,632
1,492
1,720
-228
22,073
29,747
-7,674
8,331
16,232
-7,901
15,005
29,233
-14,228
7,172
13,901
-6,729
19,014
27,540
-8,526
10,800
15,369
-4,569
1,583
3,523
-1,940
7,068
6,282
786
2,492
2,261
231
6,321
5,552
769
554
803
-249
2,850
2,985
-135
9,895
8,786
1,109
49,466
52,823
-3,357
2,017
1,625
392
9,728
7,202
2,526
16,179
6,393
9,786
3,344
2,621
723
5,171
4,095
1,076
8,158
6,875
1,283
6,774
7,858
-1,084
19,595
21,049
-1,454
1,484
1,531
-47
19,899
17,759
2,140
985
777
208
1,718
1,722
-4
39,264
30,529
8,735
13,316
13,922
-606
9,913
9,282
631
21,210
10,906
10,304
56,203
28,915
27,288
35,000
35,102
-102
6,351
5,319
1,032
10,777
8,850
1,927
8,316
11,175
-2,859
5,464
5,185
279
12,397
12,640
-243
10,411
10,460
-49
10,369
7,754
2,615
610
639
-29
3,610
3,346
264
3,362
3,346
16
52,101
29,026
23,075
1,708
1,753
-45
3,729
5,866
-2,137
2,805
2,427
378
4,319
3,583
736
546
661
-115
19,154
22,947
-3,793
14,632
17,479
-2,847
596
598
-2
28,226
31,044
-2,818
1,272
1,524
-252
20,752
22,806
-2,054
9,097
9,580
-483
12,042
11,758
284
1,095
1,136
-41
12,232
11,614
618
5,501
5,340
161
69
74
-5
8,609
7,488
1,121
9,265
8,849
416
3,220
2,736
484
8,657
10,335
-1,678
4,888
4,985
-97
7,497
10,699
-3,202
9,757
6,174
3,583
10,852
9,701
1,151
18,238
18,502
-264
11,536
11,708
-172
4,002
3,311
691
3,362
3,054
308
314
340
-26
22,014
11,683
10,331
4,670
6,255
-1,585
5,317
4,515
802
13,344
12,143
1,201
10,437
9,182
1,255
2,329
1,684
645
559
539
20
4,822
4,501
321
12,678
11,016
1,662
511
526
-15
1,558
1,157
401
15,508
12,878
2,630
17,522
14,793
2,729
18,394
19,195
-801
25,290
25,591
-301
796
720
76
13,200
12,992
208
23,384
27,834
-4,450
498
536
-38
19,108
22,857
-3,749
15,234
14,258
976
17,320
20,524
-3,204
1,789
1,676
113
71,324
65,651
5,673
80,854
74,261
6,593
80,406
70,311
10,095
10,471
9,636
835
9,253
10,453
-1,200
9,677
8,211
1,466
51,750
50,732
1,018
3,034
3,778
-744
20,976
18,909
2,067
12,049
10,876
1,173
31,746
23,663
8,083
2,237
1,590
647
13,983
10,196
3,787
5,836
5,509
327
34,680
52,851
-18,171
9,379
7,309
2,070
5,614
3,262
2,352
11,033
6,031
5,002
6,225
3,387
2,838
7,280
7,168
112
2,842
2,590
252
10,903
9,630
1,273
5,035
6,127
-1,092
1,536
1,561
-25
4,206
3,567
639
5,452
3,567
1,885
1,680
4,538
-2,858
5,154
4,372
782
8,735
8,473
262
2,614
1,935
679
300,000
300,000
9,000
9,000
10,656
12,651
-1,995
1,719
1,893
-174
24,319
28,041
-3,722
108
101
7
1,865
2,900
-1,035
2,718
5,136
-2,418
1,031
1,072
-41
23,273
11,574
11,699
31,409
15,493
15,916
649
618
31
16,941
11,434
5,507
21,520
20,406
1,114
1,839
2,126
-287
6,898
5,372
1,526
2,243
1,473
770
3,524
3,678
-154
6,940
1,836
5,104
5,500
5,996
-496
14,199
13,584
615
1,314
1,598
-284
20,005
19,239
766
2,495
2,319
176
4,292
5,760
-1,468
1,981
2,074
-93
4,907
5,246
-339
3,147
3,660
-513
616
721
-105
8,922
9,025
-103
5,888
6,301
-413
5,286
5,665
-379
6,915
8,671
-1,756
331
418
-87
4,925
5,375
-450
1,542
1,259
283
4,405
3,777
628
1,073
1,182
-109
5,975
5,042
933
5,494
4,659
835
119
129
-10
4,795
5,870
-1,075
4,151
7,074
-2,923
7,821
4,713
3,108
15,873
20,357
-4,484
17,677
23,207
-5,530
4,935
4,383
552
8,432
6,200
2,232
1,316
935
381
5,625
4,276
1,349
1,725
1,363
362
1,743
1,842
-99
421
430
-9
10,055
6,098
3,957
1,393
1,429
-36
13,234
9,760
3,474
16,173
8,676
7,497
1,240
1,253
-13
12,028
5,536
6,492
9,199
7,824
1,375
13,549
11,183
2,366
8,538
7,227
1,311
1,637
1,703
-66
13,757
10,836
2,921
16,952
18,416
-1,464
280
274
6
30,395
21,056
9,339
10,636
11,991
-1,355
2,599
2,549
50
4,005
4,119
-114
4,557
6,445
-1,888
2,148
3,053
-905
5,022
5,359
-337
61
88
-27
4,295
3,258
1,037
6,299
4,762
1,537
3,949
5,578
-1,629
11,726
16,500
-4,774
616
679
-63
5,545
5,298
247
35,107
34,978
129
36,085
38,197
-2,112
71,378
69,396
1,982
55,040
53,534
1,506
38,571
37,254
1,317
17,256
16,853
403
16,570
16,995
-425
55,484
53,832
1,652
16,843
16,995
-152
54,313
53,419
894
32,976
33,203
-227
3,809
3,521
288
35,000
34,883
117
598
599
-1
12,021
10,170
1,851
25,718
13,447
12,271
8,205
6,603
1,602
3,688
3,685
3
2,527
3,378
-851
2,426
1,907
519
10,161
10,148
13
3,800
1,061
2,739
4,160
1,099
3,061
72
73
-1
13,986
6,721
7,265
1,826
1,318
508
2,864
1,977
887
5,443
4,871
572
8,282
6,268
2,014
4,660
4,242
418
5,974
5,028
946
8,905
7,616
1,289
814
875
-61
4,794
2,420
2,374
10,439
8,664
1,775
458
462
-4
3,393
3,436
-43
22
23
-1
43
43
642
661
-19
11,279
13,109
-1,830
613
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
16
b
-3,098
c
-489
d
5,061
e
1,380
-1,770
-2,632
-228
-7,674
-7,901
-14,228
-6,729
-8,526
-4,569
-1,940
786
231
769
-249
-135
1,109
-3,357
392
2,526
9,786
723
1,076
1,283
-1,084
-1,454
-47
2,140
208
-4
8,735
-606
631
10,304
27,288
-102
1,032
1,927
-2,859
279
-243
-49
2,615
-29
264
16
23,075
-45
-2,137
378
736
-115
-3,793
-2,847
-2
-2,818
-252
-2,054
-483
284
-41
618
161
-5
1,121
416
484
-1,678
-97
-3,202
3,583
1,151
-264
-172
691
308
-26
10,331
-1,585
802
1,201
1,255
645
20
321
1,662
-15
401
2,630
2,729
-801
-301
76
208
-4,450
-38
-3,749
976
-3,204
113
5,673
6,593
10,095
835
-1,200
1,466
1,018
-744
2,067
1,173
8,083
647
3,787
327
-18,171
2,070
2,352
5,002
2,838
112
252
1,273
-1,092
-25
639
1,885
-2,858
782
262
679
-1,995
-174
-3,722
7
-1,035
-2,418
-41
11,699
15,916
31
5,507
1,114
-287
1,526
770
-154
5,104
-496
615
-284
766
176
-1,468
-93
-339
-513
-105
-103
-413
-379
-1,756
-87
-450
283
628
-109
933
835
-10
-1,075
-2,923
3,108
-4,484
-5,530
552
2,232
381
1,349
362
-99
-9
3,957
-36
3,474
7,497
-13
6,492
1,375
2,366
1,311
-66
2,921
-1,464
6
9,339
-1,355
50
-114
-1,888
-905
-337
-27
1,037
1,537
-1,629
-4,774
-63
247
129
-2,112
1,982
1,506
1,317
403
-425
1,652
-152
894
-227
288
117
-1
1,851
12,271
1,602
3
-851
519
13
2,739
3,061
-1
7,265
508
887
572
2,014
418
946
1,289
-61
2,374
1,775
-4
-43
-1
-19
-1,830
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
164,159
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
441,404
9,023,080
0.048919
2017
424,185
9,062,308
0.046808
2016
459,170
8,642,887
0.053127
2015
469,741
9,266,473
0.050693
2014
469,567
9,890,576
0.047476
2
Total
of line 1, column (d)
.....................
2
0.247023
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.049405
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
9,073,204
5
Multiply line 4 by line 3
......................
5
448,262
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
3,469
7
Add lines 5 and 6
........................
7
451,731
8
Enter qualifying distributions from Part XII, line 4
,.............
8
455,446
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
3,469
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
3,469
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
3,469
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
5,120
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
3,491
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
8,611
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
5,142
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
3,472
Refunded
11
1,670
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
CA
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
COMERICA BANK
Telephone no.
(313) 222-3568
Located at
411 WEST LAFAYETTE M/C 3420
DETROIT
MI
ZIP+4
48226
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
COMERICA BANK
TRUSTEE
1
9,405
PO BOX 75000
DETROIT
,
MI
482757874
GEORGE R WANLASS
ADVISORY COMMITTEE MEMBER
1
2,000
1360 APPLETON WAY
VENICE
,
CA
90291
RALPH WANLASS
ADVISORY COMMITTEE MEMBER
1
2,000
3048 TILLIE STREET
LOS ANGELES
,
CA
90065
MEGAN WANLAS SZALLA
ADVISORY COMMITTEE MEMBER
1
5,737
150 WEST DAYTON ST
PASADENA
,
CA
91105
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
NONE
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
7,967,646
b
Average of monthly cash balances
.......................
1b
569,452
c
Fair market value of all other assets (see instructions)
................
1c
674,277
d
Total
(add lines 1a, b, and c)
.........................
1d
9,211,375
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
9,211,375
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
138,171
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
9,073,204
6
Minimum investment return.
Enter 5% of line 5
..................
6
453,660
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
453,660
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
3,469
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
3,469
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
450,191
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
450,191
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
450,191
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
455,446
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
455,446
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
3,469
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
451,977
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
450,191
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
443,704
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
455,446
a
Applied to 2018, but not more than line 2a
443,704
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
11,742
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
438,449
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NONE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
ART DIVISION
2521 W 4TH ST
LOS ANGELES
,
CA
90057
NONE
PC
GENERAL SUPPORT
17,500
GRANTMAKERS IN THE ARTS
522 COURTLANDT AVENUE 1ST FLOOR
BRONX
,
NY
10451
NONE
PC
SUPPORT THE USE OF ARTS AND
500
YELLOWSTONE ART MUSEUM
401 N 27TH ST
BILLINGS
,
MT
59101
NONE
PC
GENERAL SUPPORT
30,000
SUNSHINE TERRACE FOUNDATION INC
248 W 300 NORTH
LOGAN
,
UT
84321
NONE
PC
GENERAL SUPPORT
10,000
UTAH STATE UNIVERSITY
2400 OLD MAIN HI
LOGAN
,
UT
84322
NONE
PC
FOR NEHMA ART PURCHASE &
50,000
OCCIDENTAL COLLEGE
1600 CAMPUS RD
LOS ANGELES
,
CA
90041
NONE
PC
SCHOLARSHIP
169,300
INNER-CITY ARTS
720 KOHLER ST
LOS ANGELES
,
CA
90021
NONE
PC
GENERAL SUPPORT
60,000
SIDE STREET PROJECTS
PO BOX 90432
PASADENA
,
CA
91109
NONE
PC
GENERAL SUPPORT
55,000
CORNERSTONE THEATRE COMPANY
708 TRACTION AVE
LOS ANGELES
,
CA
90013
NONE
PC
SCHOLARSHIP
60,000
Total
.................................
3a
452,300
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
14
5,326
4
Dividends and interest from securities
....
14
198,265
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
164,159
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
PARTNERSHIP INCOME
24
85,186
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
452,936
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
452,936
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description