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TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
DOROTHY FIELDER BROWN IRREVOCABLE TR
Number and street (or P.O. box number if mail is not delivered to street address)
2751 CENTERVILLE RD STE 400
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
WILMINGTON
,
DE
19808
A Employer identification number
22-6765061
B
Telephone number (see instructions)
(302) 246-5400
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
8,375,570
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
219,376
198,587
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
97,823
b
Gross sales price for all assets on line 6a
4,247,922
7
Capital gain net income (from Part IV, line 2)
...
97,823
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
3,458
12
Total.
Add lines 1 through 11
........
320,657
296,410
13
Compensation of officers, directors, trustees, etc.
22,358
16,768
5,589
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
500
0
0
500
c
Other professional fees (attach schedule)
....
47,645
47,645
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
13,020
4,690
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
304
244
60
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
83,827
69,347
0
6,149
25
Contributions, gifts, grants paid
.......
237,682
237,682
26
Total expenses and disbursements.
Add lines 24 and 25
321,509
69,347
0
243,831
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-852
b
Net investment income
(if negative, enter -0-)
227,063
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
213,296
317,855
317,855
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
6,179,614
6,067,399
8,057,715
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
6,392,910
6,385,254
8,375,570
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
6,392,910
6,385,254
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
6,392,910
6,385,254
30
Total liabilities and net assets/fund balances
(see instructions)
.
6,392,910
6,385,254
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
6,392,910
2
Enter amount from Part I, line 27a
.....................
2
-852
3
Other increases not included in line 2 (itemize)
3
114
4
Add lines 1, 2, and 3
..........................
4
6,392,172
5
Decreases not included in line 2 (itemize)
5
6,918
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
6,385,254
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
5. MCCORMICK & CO INC/MD
2017-11-07
2019-01-02
b
19. CELGENE CORP
2017-10-27
2019-01-03
c
81. ERSTE GROUP BANK AG
2018-09-21
2019-01-03
d
61. UMICORE SA
2018-04-27
2019-01-03
e
5. MCCORMICK & CO INC/MD
2017-11-07
2019-01-07
29. CELGENE CORP
2009-03-06
2019-01-08
35. TEXAS INSTRUMENTS INC
2004-09-17
2019-01-08
4697.99 ALLIANZGI SHORT DURATION HIGH
2018-09-12
2019-01-09
35507.31 ALLIANZGI SHORT DURATION HIGH
2017-02-08
2019-01-09
9. CELGENE CORP
2009-03-06
2019-01-10
5. MCCORMICK & CO INC/MD
2017-11-07
2019-01-10
28. ORIX CORP
2005-01-24
2019-01-10
8771.93 TEMPLETON GLOBAL BOND FUND/UNITED STATES
2017-11-08
2019-01-10
11271.3 VIRTUS SEIX FLOATING RATE HIGH INCOME FU
2016-12-21
2019-01-10
5. ORIX CORP
2005-01-24
2019-01-11
6. ORIX CORP
2005-01-24
2019-01-11
17. UNION PAC CORP
2013-05-08
2019-01-14
39. ORIX CORP
2005-01-24
2019-01-15
29. ORIX CORP
2011-01-06
2019-01-16
29. ORIX CORP
2011-01-06
2019-01-16
4. CELGENE CORP
2009-03-06
2019-01-17
8. HOYA CORP
2013-11-07
2019-01-17
3. MCCORMICK & CO INC/MD
2017-11-07
2019-01-17
28. ORIX CORP
2011-01-06
2019-01-17
18. HOYA CORP
2013-11-07
2019-01-22
28. ORIX CORP
2011-01-07
2019-01-22
5. RED HAT INC
2013-11-13
2019-01-22
2. REGENERON PHARMACEUTICALS INC
2014-07-17
2019-01-22
1. HOYA CORP
2013-11-07
2019-01-23
51. HOYA CORP
2013-11-07
2019-01-23
3. MCCORMICK & CO INC/MD
2017-11-07
2019-01-23
41. ORIX CORP
2011-01-07
2019-01-23
38. PEPSICO INC
2004-09-22
2019-01-23
34. HOYA CORP
2013-11-07
2019-01-24
29. TEXAS INSTRUMENTS INC
2004-09-17
2019-01-25
76. HEALTHCARE TRUST OF AMERICA INC
2017-05-09
2019-01-28
14. CELGENE CORP
2009-03-06
2019-01-30
3. RED HAT INC
2013-11-13
2019-01-30
64. APACHE CORP
2015-04-08
2019-01-31
12. CELGENE CORP
2009-03-06
2019-01-31
64. GENTEX CORP
2015-10-30
2019-01-31
181. HANESBRANDS INC
2017-11-14
2019-01-31
33. HEALTHCARE TRUST OF AMERICA INC
2017-05-03
2019-01-31
114. SERVICE CORP INTERNATIONAL/US
2017-02-13
2019-01-31
89. INVESCO LTD FGN COM
2017-02-13
2019-01-31
69. APACHE CORP
2017-02-13
2019-02-01
190. GENTEX CORP
2016-02-03
2019-02-01
122. HANESBRANDS INC
2017-11-14
2019-02-01
166. INVESCO LTD FGN COM
2017-02-13
2019-02-01
77. APACHE CORP
2017-02-13
2019-02-04
11. CELGENE CORP
2009-03-06
2019-02-04
143. GENTEX CORP
2016-02-03
2019-02-04
122. HANESBRANDS INC
2017-11-14
2019-02-04
133. INVESCO LTD FGN COM
2016-08-03
2019-02-04
149. APACHE CORP
2017-02-16
2019-02-05
13. CELGENE CORP
2009-03-06
2019-02-05
31. HEALTHCARE TRUST OF AMERICA INC
2017-05-03
2019-02-05
100. INVESCO LTD FGN COM
2016-08-03
2019-02-05
2. REGENERON PHARMACEUTICALS INC
2014-07-17
2019-02-06
4. RED HAT INC
2013-11-13
2019-02-07
21. CELGENE CORP
2009-03-06
2019-02-08
28. YUM CHINA HOLDINGS INC
2017-07-07
2019-02-08
24. RENTOKIL INITIAL PLC
2018-03-12
2019-02-11
40. PEPSICO INC
2004-09-22
2019-02-13
22. BIOGEN IDEC INC
2017-02-13
2019-02-14
31. CITIGROUP INC
2017-02-13
2019-02-14
50. DISCOVER FINANCIAL SERVICES
2017-02-13
2019-02-14
23. AFLAC INC
2017-06-09
2019-02-22
29. HEALTHCARE TRUST OF AMERICA INC
2017-05-03
2019-02-22
4. METTLER-TOLEDO INTL INC
2018-07-25
2019-02-22
30. HEALTHCARE TRUST OF AMERICA INC
2017-05-03
2019-02-28
7. ECOLAB INC
2016-01-06
2019-03-01
35. HEALTHCARE TRUST OF AMERICA INC
2017-05-03
2019-03-05
80. RENTOKIL INITIAL PLC
2018-03-12
2019-03-06
597. VALE SA
2016-11-10
2019-03-06
33. MASTERCARD INC
2017-02-28
2019-03-07
9. REGENERON PHARMACEUTICALS INC
2014-07-17
2019-03-07
39. ZOETIS INC
2014-02-25
2019-03-07
62. ERSTE GROUP BANK AG
2018-09-21
2019-03-11
86. ERSTE GROUP BANK AG
2017-09-07
2019-03-11
133. ERSTE GROUP BANK AG
2017-11-03
2019-03-12
31. HEALTHCARE TRUST OF AMERICA INC
2017-05-03
2019-03-12
8. YUM CHINA HOLDINGS INC
2016-11-10
2019-03-18
4. BLACKROCK INC
2018-12-27
2019-03-19
32. HEALTHCARE TRUST OF AMERICA INC
2017-05-03
2019-03-21
94. AFLAC INC
2017-06-09
2019-03-22
12. CANADIAN PACIFIC RAILWAY LTD
2017-05-11
2019-03-22
65. HEALTHCARE TRUST OF AMERICA INC
2017-05-03
2019-03-22
16. YUM CHINA HOLDINGS INC
2016-11-10
2019-03-25
50000. TIME WARNER INC 4.750% 03/29/2021
2011-10-13
2019-03-27
17. BAIDU.COM
2018-01-16
2019-03-28
13. YUM CHINA HOLDINGS INC
2016-11-10
2019-03-28
27. BAIDU.COM
2018-02-15
2019-03-29
18. BAIDU.COM
2018-04-30
2019-03-29
31. BIOGEN IDEC INC
2017-02-13
2019-04-01
11. YUM CHINA HOLDINGS INC
2016-11-10
2019-04-01
5. RED HAT INC
2013-11-13
2019-04-02
7. BIOGEN IDEC INC
2015-09-22
2019-04-03
11. YUM CHINA HOLDINGS INC
2013-03-13
2019-04-03
10. YUM CHINA HOLDINGS INC
2013-03-13
2019-04-04
5. BIOGEN IDEC INC
2015-09-22
2019-04-05
56. DOW INC
2017-11-16
2019-04-05
5. BIOGEN IDEC INC
2015-09-22
2019-04-09
8. YUM CHINA HOLDINGS INC
2013-10-09
2019-04-09
41.01 DOW INC
2017-09-11
2019-04-10
23. QUALCOMM INC
2018-08-15
2019-04-10
6. BIOGEN IDEC INC
2015-09-22
2019-04-11
51. ALCON INC ORD SHS
2019-03-27
2019-04-11
13. APPLE COMPUTER INC
2018-09-26
2019-04-12
9. BIOGEN IDEC INC
2015-08-24
2019-04-16
62. AMERICAN HOMES 4 RENT
2017-02-13
2019-04-17
132. PEBBLEBROOK HOTEL TRUST (REIT)
2017-02-13
2019-04-17
.67 DOW INC
2011-06-15
2019-04-18
61. ENBRIDGE INC
2017-03-15
2019-04-22
16. SHOPIFY INC CL A
2018-08-27
2019-04-23
11. YUM CHINA HOLDINGS INC
2013-10-09
2019-04-23
11. YUM CHINA HOLDINGS INC
2012-12-21
2019-04-24
31. AFLAC INC
2017-06-09
2019-04-26
20. ENBRIDGE INC
2017-03-15
2019-04-26
48. ENBRIDGE INC
2018-06-29
2019-04-26
107. AFLAC INC
2017-06-09
2019-04-30
56. ENBRIDGE INC
2018-06-29
2019-04-30
24. YUM CHINA HOLDINGS INC
2012-12-21
2019-04-30
13. YUM CHINA HOLDINGS INC
2012-12-21
2019-05-02
12. YUM CHINA HOLDINGS INC
2012-12-21
2019-05-02
102. AFLAC INC
2017-06-09
2019-05-03
121. REALOGY HOLDINGS CORP
2017-10-27
2019-05-03
151. REALOGY HOLDINGS CORP
2017-02-13
2019-05-06
201. REALOGY HOLDINGS CORP
2017-02-13
2019-05-07
133. REALOGY HOLDINGS CORP
2017-02-13
2019-05-08
52. SCHLUMBERGER LTD
2013-04-22
2019-05-08
29. CANADIAN PACIFIC RAILWAY LTD
2016-03-17
2019-05-09
224. REALOGY HOLDINGS CORP
2016-10-11
2019-05-09
16. SHOPIFY INC CL A
2018-08-01
2019-05-09
64. SCHLUMBERGER LTD
2012-07-06
2019-05-10
5469. WEATHERFORD INTL PLC ORD SHS
2017-02-13
2019-05-15
22. YUM CHINA HOLDINGS INC
2012-12-21
2019-05-17
50. QUALCOMM INC
2019-04-17
2019-05-22
20. PAYPAL HOLDINGS INCORPORATION
2010-08-06
2019-05-23
25282.45 TEMPLETON GLOBAL BOND FUND/UNITED STATES
2017-09-06
2019-05-23
9. PAYPAL HOLDINGS INCORPORATION
2010-08-06
2019-05-24
2. SPLUNK INC
2017-05-26
2019-05-24
124. CISCO SYS INC
2017-10-26
2019-05-28
139. CISCO SYS INC
2018-12-11
2019-05-28
38. DISCOVER FINANCIAL SERVICES
2015-09-30
2019-05-28
33. QUALCOMM INC
2019-04-17
2019-05-28
89. COMCAST CORP
2019-04-02
2019-05-29
68. COMCAST CORP
2018-03-28
2019-05-29
40. DISCOVER FINANCIAL SERVICES
2015-10-01
2019-05-29
75. METLIFE INC COM
2017-08-08
2019-05-29
8. PAYPAL HOLDINGS INCORPORATION
2010-08-06
2019-05-29
13. CANADIAN PACIFIC RAILWAY LTD
2016-03-04
2019-05-30
5. RED HAT INC
2013-11-13
2019-05-31
8. TEMENOS AG
2019-02-22
2019-05-31
133. AT&T INC
2011-06-15
2019-06-03
11. AT&T INC
2018-09-05
2019-06-03
36. QUALCOMM INC
2019-04-17
2019-06-03
14. TEMENOS AG
2019-02-22
2019-06-03
151.01 AT&T INC
2011-09-26
2019-06-04
7. HONEYWELL INTERNATIONAL INC COM
2019-05-28
2019-06-04
8. PAYPAL HOLDINGS INCORPORATION
2010-08-06
2019-06-04
364. LONDON STOCK EXCHANGE GROUP PLC
2015-11-09
2019-06-05
12. PAYPAL HOLDINGS INCORPORATION
2010-08-06
2019-06-05
151. AFLAC INC
2017-06-02
2019-06-06
10. PAYPAL HOLDINGS INCORPORATION
2010-08-06
2019-06-10
6. RED HAT INC
2013-11-13
2019-06-10
9. PAYPAL HOLDINGS INCORPORATION
2010-08-06
2019-06-11
98. CORTEVA INC
2017-11-16
2019-06-12
79. PHILLIPS 66
2017-03-10
2019-06-12
5. RED HAT INC
2013-11-13
2019-06-12
106. BANK OF NEW YORK MELLON CORP/THE
2015-03-13
2019-06-18
59. DUPONT DE NEMOURS INC
2017-11-16
2019-06-18
107. BANK OF NEW YORK MELLON CORP/THE
2016-02-12
2019-06-19
39.01 DUPONT DE NEMOURS INC
2017-09-11
2019-06-19
68. ORACLE CORPORATION
2017-12-14
2019-06-19
88. ORACLE CORPORATION
2019-05-28
2019-06-19
114. BANK OF NEW YORK MELLON CORP/THE
2016-02-12
2019-06-20
.67 CORTEVA INC
2011-06-15
2019-06-21
.67 DUPONT DE NEMOURS INC
2011-06-15
2019-06-21
11. RED HAT INC
2013-11-13
2019-06-21
40. COMCAST CORP
2019-06-20
2019-06-26
22563.18 DOUBLELINE CORE FIXED INCOME FUND
2019-05-23
2019-06-27
54000. AMERICAN INTL GROUP INC 3.75% 07/10/2025
2015-09-08
2019-07-02
53000. GILEAD SCIENCES INC SR NT DTD
2015-04-09
2019-07-10
179. UMICORE SA
2018-04-27
2019-07-11
23. METTLER-TOLEDO INTL INC
2018-06-07
2019-07-15
2. METTLER-TOLEDO INTL INC
2018-07-25
2019-07-15
.2 L3HARRIS TECHNOLOGIES INC
2011-06-15
2019-07-16
17. PAYPAL HOLDINGS INCORPORATION
2010-08-06
2019-07-16
53000. WELLS FARGO & CO. 3.500%
2013-09-26
2019-07-17
5. BLACKROCK INC
2016-11-04
2019-07-22
1. BLACKROCK INC
2018-12-27
2019-07-22
18. PAYPAL HOLDINGS INCORPORATION
2010-08-06
2019-07-22
5. BLACKROCK INC
2016-11-04
2019-07-23
52000. CITIGROUP INC DTD 10/25/2013
2014-01-07
2019-07-23
36. PHILLIPS 66
2017-03-10
2019-07-24
23. COCA COLA CO
2015-05-13
2019-07-25
50. PHILLIPS 66
2017-03-10
2019-07-25
146. RENTOKIL INITIAL PLC
2018-03-12
2019-07-25
70679.05 VANGUARD HIGH-YIELD TAX-EXEMPT FUND
2017-11-08
2019-07-25
41. RENTOKIL INITIAL PLC
2016-08-03
2019-07-30
46. COCA COLA CO
2015-05-13
2019-07-31
58. SYSCO CORP
2015-12-14
2019-07-31
113. WEC ENERGY GROUP INC
2016-11-10
2019-07-31
45. COCA COLA CO
2015-05-07
2019-08-02
52000. HSBC HOLDINGS PLC 4.000% 03/30/22
2013-03-14
2019-08-05
140. LONDON STOCK EXCHANGE GROUP PLC
2015-11-09
2019-08-05
85. RENTOKIL INITIAL PLC
2016-08-03
2019-08-05
599. ANADARKO PETE CORP
2016-01-12
2019-08-09
12. AKAMAI TECHNOLOGIES INC
2009-07-30
2019-08-13
3. EQUINIX INC
2018-02-13
2019-08-14
47000. GENERAL ELEC CAP CORP 5.300%
2011-02-09
2019-08-14
.75 OCCIDENTAL PETROLEUM CORP
2019-08-09
2019-08-14
38. CITIGROUP INC
2017-02-13
2019-08-15
82. DISCOVER FINANCIAL SERVICES
2015-09-29
2019-08-15
38. WELLS FARGO & CO
2017-02-13
2019-08-15
17857.15 DOUBLELINE CORE FIXED INCOME FUND
2019-05-23
2019-08-16
1. EQUINIX INC
2018-02-13
2019-08-16
4. COSTCO WHOLESALE CORP
2019-01-04
2019-08-21
72. METLIFE INC COM
2018-02-15
2019-08-21
25. MURPHY USA INC
2017-10-27
2019-08-21
31. MURPHY USA INC
2019-05-28
2019-08-21
88. LONDON STOCK EXCHANGE GROUP PLC
2015-11-09
2019-08-22
44. RENTOKIL INITIAL PLC
2016-08-03
2019-08-22
17825.31 DOUBLELINE CORE FIXED INCOME FUND
2019-01-17
2019-08-23
81. METLIFE INC COM
2018-02-15
2019-08-23
23. CANADIAN PACIFIC RAILWAY LTD
2016-03-04
2019-08-26
18. CATERPILLAR INC
2018-03-13
2019-08-26
47000. COMCAST CORP 5.150% 3/1/20
2010-03-11
2019-08-26
41. METLIFE INC COM
2016-04-26
2019-08-26
40. METLIFE INC COM
2016-04-26
2019-08-27
10. CATERPILLAR INC
2018-02-06
2019-08-28
39. METLIFE INC COM
2016-04-25
2019-08-28
41. METLIFE INC COM
2016-04-25
2019-08-28
43. OWENS CORNING
2018-01-09
2019-08-28
92.00013 SCHLUMBERGER LTD
2010-08-24
2019-08-29
90.99987 SCHLUMBERGER LTD
2010-06-10
2019-08-29
120. SCHLUMBERGER LTD
2010-08-24
2019-08-30
7. BLACKROCK INC
2016-11-04
2019-09-03
6. BLACKROCK INC
2009-03-20
2019-09-04
12. CATERPILLAR INC
2018-03-01
2019-09-04
97. DOW INC
2012-12-28
2019-09-04
10. BLACKROCK INC
2009-03-20
2019-09-05
27. AMERICAN TOWER CORP
2013-10-11
2019-09-06
8. BLACKROCK INC
2009-03-20
2019-09-06
11. CATERPILLAR INC
2018-04-26
2019-09-06
43. WEC ENERGY GROUP INC
2011-08-10
2019-09-06
6. BLACKROCK INC
2009-03-20
2019-09-09
43. CANADIAN PACIFIC RAILWAY LTD
2016-03-04
2019-09-09
241. LONDON STOCK EXCHANGE GROUP PLC
2017-01-27
2019-09-09
85. RENTOKIL INITIAL PLC
2016-08-03
2019-09-09
25. WEC ENERGY GROUP INC
2011-08-10
2019-09-09
6. HONG KONG EXCHANGES & CLEARING LTD
2019-07-02
2019-09-10
87. HONG KONG EXCHANGES & CLEARING LTD
2018-03-13
2019-09-10
20. NESTLE SA
2019-05-16
2019-09-10
16. NESTLE SA
2017-02-13
2019-09-10
4. ECOLAB INC
2016-01-06
2019-09-11
9. HONG KONG EXCHANGES & CLEARING LTD
2019-07-02
2019-09-12
153. HONG KONG EXCHANGES & CLEARING LTD
2018-01-04
2019-09-12
157. HONG KONG EXCHANGES & CLEARING LTD
2015-04-10
2019-09-13
173. HONG KONG EXCHANGES & CLEARING LTD
2017-12-11
2019-09-16
88. ALLERGAN PLC
2018-02-14
2019-09-20
191. HALLIBURTON CO
2017-02-13
2019-09-27
218. MYLAN N V SHS
2018-02-09
2019-09-27
95. HALLIBURTON CO
2015-11-30
2019-09-30
323. MYLAN N V SHS
2017-11-14
2019-09-30
100. HALLIBURTON CO
2015-11-30
2019-10-01
7. CHIPOTLE MEXICAN GRILL INC CLASS A
2016-12-09
2019-10-02
136. CISCO SYS INC
2017-10-26
2019-10-02
131. MERCK & CO INC NEW
2017-02-13
2019-10-02
132. ORACLE CORPORATION
2018-03-20
2019-10-02
16. TEXAS INSTRUMENTS INC
2004-09-17
2019-10-02
4. CHIPOTLE MEXICAN GRILL INC CLASS A
2017-08-03
2019-10-03
.13 CERENCE INC COM
2014-03-20
2019-10-09
49. GRUBHUB INC
2019-03-19
2019-10-29
47. CHECK POINT SOFTWARE TECH LT
2014-09-12
2019-10-29
78. CHECK POINT SOFTWARE TECH LT
2013-06-24
2019-10-30
86. DEVON ENERGY CORPORATION
2011-06-15
2019-10-31
94. MURPHY USA INC
2017-10-26
2019-10-31
63. DEVON ENERGY CORPORATION
2012-09-26
2019-11-01
23. GRUBHUB INC
2019-04-05
2019-11-01
72. DEVON ENERGY CORPORATION
2015-11-30
2019-11-04
108. DEVON ENERGY CORPORATION
2017-02-13
2019-11-05
225. CISCO SYS INC
2017-02-13
2019-11-12
136. GENERAL MOTORS CO
2017-10-02
2019-11-13
21. GENERAL MOTORS CO
2017-02-21
2019-11-14
26. GENERAL MOTORS CO
2017-02-23
2019-11-15
30. GENERAL MOTORS CO
2017-02-23
2019-11-18
25. QUALCOMM INC
2019-04-17
2019-11-18
124. CISCO SYS INC
2005-01-14
2019-11-19
111. DEVON ENERGY CORPORATION
2017-02-13
2019-11-19
27. GENERAL MOTORS CO
2017-02-23
2019-11-19
27. SANDERSON FARMS INC
2018-10-09
2019-11-19
147. CISCO SYS INC
2005-01-14
2019-11-20
89. DEVON ENERGY CORPORATION
2017-02-13
2019-11-20
27. GENERAL MOTORS CO
2017-01-18
2019-11-20
13. SANDERSON FARMS INC
2018-10-09
2019-11-20
27. GENERAL MOTORS CO
2017-01-18
2019-11-21
43. GENERAL MOTORS CO
2017-02-13
2019-11-22
6. DIAGEO PLC SPONSORED ADR NEW
2016-08-11
2019-11-25
106. ROGERS COMMUNICATIONS INC
2018-11-28
2019-12-02
105. SUNCOR ENERGY INC
2018-04-06
2019-12-02
17. ICON PLC
2011-01-28
2019-12-02
24. SHISEIDO LTD ADR
2015-05-29
2019-12-05
20794.82 HARDING LOEVNER INST EMER M-I
2017-11-08
2019-12-06
2. BLACKROCK INC
2009-03-20
2019-12-09
14. ANHEUSER-BUSCH INBEV SA/NV
2019-07-23
2019-12-13
24. ANHEUSER-BUSCH INBEV SA/NV
2018-03-06
2019-12-13
2. BLACKROCK INC
2009-03-20
2019-12-13
3. HOME DEPOT INC
2011-08-09
2019-12-13
24. NESTLE SA
2017-02-13
2019-12-13
74. RENTOKIL INITIAL PLC
2016-08-03
2019-12-13
40. SUNCOR ENERGY INC
2019-02-07
2019-12-13
33. SUNCOR ENERGY INC
2018-02-09
2019-12-13
14. HOME DEPOT INC
2011-08-09
2019-12-16
96. SUNCOR ENERGY INC
2017-02-13
2019-12-17
8. SUNCOR ENERGY INC
2019-02-07
2019-12-17
10.99984 ANHEUSER-BUSCH INBEV SA/NV
2019-07-23
2019-12-18
25.00016 ANHEUSER-BUSCH INBEV SA/NV
2019-07-23
2019-12-18
104. SUNCOR ENERGY INC
2017-02-13
2019-12-18
35. ANHEUSER-BUSCH INBEV SA/NV
2019-07-23
2019-12-19
124. SUNCOR ENERGY INC
2017-02-13
2019-12-19
120. SUNCOR ENERGY INC
2017-02-13
2019-12-20
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
679
478
201
b
1,561
1,541
20
c
1,362
1,756
-394
d
579
853
-274
e
692
475
217
2,532
590
1,942
3,288
766
2,522
67,839
70,000
-2,161
512,726
540,000
-27,274
782
183
599
699
475
224
2,167
1,866
301
100,000
106,346
-6,346
95,693
98,511
-2,818
384
333
51
461
400
61
2,598
1,316
1,282
3,002
2,599
403
2,229
1,485
744
2,229
1,433
796
347
81
266
476
208
268
418
285
133
2,169
1,383
786
1,034
469
565
2,177
1,382
795
877
230
647
816
597
219
57
26
31
2,898
1,329
1,569
415
285
130
3,136
2,022
1,114
4,183
1,852
2,331
1,918
886
1,032
3,018
635
2,383
2,087
2,263
-176
1,228
285
943
529
138
391
2,111
4,143
-2,032
1,056
244
812
1,365
1,038
327
2,682
3,646
-964
931
982
-51
4,911
3,379
1,532
1,623
2,846
-1,223
2,249
4,171
-1,922
3,992
3,046
946
1,829
2,345
-516
3,040
5,212
-2,172
2,513
4,420
-1,907
964
224
740
3,002
1,954
1,048
1,863
2,345
-482
2,459
3,865
-1,406
4,901
7,569
-2,668
1,141
265
876
875
923
-48
1,861
2,862
-1,001
825
597
228
716
184
532
1,835
428
1,407
1,135
832
303
546
468
78
4,556
1,949
2,607
7,085
6,306
779
1,935
1,811
124
3,478
2,753
725
1,122
887
235
834
863
-29
2,706
2,427
279
858
893
-35
1,190
754
436
989
1,042
-53
1,875
1,559
316
7,404
4,757
2,647
7,328
3,642
3,686
3,714
2,500
1,214
3,616
1,175
2,441
1,079
1,342
-263
1,496
1,815
-319
2,315
2,801
-486
879
923
-44
345
209
136
1,756
1,515
241
917
953
-36
4,671
3,606
1,065
2,413
1,847
566
1,850
1,935
-85
690
419
271
51,988
50,952
1,036
2,783
4,432
-1,649
565
340
225
4,436
6,853
-2,417
2,957
4,487
-1,530
7,230
8,536
-1,306
499
223
276
916
230
686
1,624
1,895
-271
501
216
285
446
196
250
1,203
1,354
-151
3,202
3,865
-663
1,187
1,354
-167
350
148
202
2,281
1,875
406
1,310
1,430
-120
1,411
1,608
-197
2,834
2,696
138
2,579
2,771
-192
2,073
2,399
-326
1,427
1,427
4,086
3,902
184
39
24
15
2,277
2,515
-238
3,586
2,238
1,348
488
200
288
487
199
288
1,532
1,189
343
746
824
-78
1,791
1,715
76
5,365
4,105
1,260
2,069
2,001
68
1,120
433
687
616
235
381
569
217
352
5,148
3,879
1,269
1,121
3,923
-2,802
1,373
4,629
-3,256
1,718
5,374
-3,656
1,112
3,531
-2,419
2,091
3,458
-1,367
6,370
3,753
2,617
1,922
5,795
-3,873
4,127
2,186
1,941
2,514
3,886
-1,372
273
60,164
-59,891
910
397
513
3,481
3,961
-480
2,197
253
1,944
282,911
303,654
-20,743
991
114
877
240
125
115
6,759
4,246
2,513
7,577
6,640
937
2,917
1,969
948
2,180
2,614
-434
3,750
3,483
267
2,865
935
1,930
3,040
2,066
974
3,528
3,622
-94
881
101
780
2,872
1,640
1,232
924
230
694
1,378
1,135
243
4,117
3,078
1,039
340
351
-11
2,406
2,852
-446
2,437
1,937
500
4,719
3,342
1,377
1,176
1,084
92
863
101
762
6,145
3,598
2,547
1,323
152
1,171
8,115
5,736
2,379
1,163
127
1,036
1,112
276
836
1,029
114
915
2,443
3,198
-755
6,623
6,187
436
925
230
695
4,612
4,299
313
4,403
6,195
-1,792
4,575
4,264
311
2,847
2,619
228
3,580
3,409
171
4,633
4,502
131
4,866
3,837
1,029
18
13
5
49
37
12
2,067
506
1,561
1,690
1,744
-54
250,000
246,164
3,836
56,726
54,463
2,263
55,767
53,193
2,574
1,268
2,477
-1,209
18,896
2,180
16,716
1,643
1,214
429
39
12
27
2,045
215
1,830
54,403
53,995
408
2,356
1,733
623
471
379
92
2,136
228
1,908
2,387
1,733
654
54,670
51,146
3,524
3,682
2,819
863
1,221
945
276
5,042
3,916
1,126
3,727
2,282
1,445
826,238
806,950
19,288
1,027
601
426
2,435
1,881
554
3,990
2,314
1,676
9,710
5,353
4,357
2,354
1,836
518
54,188
53,279
909
2,797
1,384
1,413
2,227
1,246
981
43,478
29,087
14,391
1,063
198
865
1,626
1,305
321
48,915
47,094
1,821
34
35
-1
2,335
2,220
115
6,508
4,172
2,336
1,662
2,178
-516
200,000
192,021
7,979
550
435
115
1,102
822
280
3,295
3,350
-55
2,256
1,893
363
2,798
2,521
277
1,850
870
980
1,211
645
566
200,000
189,840
10,160
3,659
3,535
124
5,387
2,902
2,485
2,059
2,802
-743
47,644
47,022
622
1,836
1,707
129
1,768
1,657
111
1,140
1,530
-390
1,700
1,607
93
1,787
1,681
106
2,388
4,064
-1,676
2,967
5,167
-2,200
2,935
5,290
-2,355
3,904
6,630
-2,726
2,908
1,068
1,840
2,487
686
1,801
1,422
1,817
-395
4,099
3,045
1,054
4,256
1,143
3,113
6,293
1,979
4,314
3,394
915
2,479
1,355
1,608
-253
4,001
1,240
2,761
2,583
686
1,897
10,209
5,426
4,783
5,297
2,375
2,922
2,346
1,246
1,100
2,278
721
1,557
188
216
-28
2,719
3,220
-501
2,195
1,987
208
1,756
1,176
580
785
431
354
273
324
-51
4,635
4,894
-259
4,782
4,974
-192
5,197
5,137
60
14,668
17,615
-2,947
3,607
9,027
-5,420
4,265
8,423
-4,158
1,787
3,783
-1,996
6,256
11,908
-5,652
1,870
3,930
-2,060
5,677
2,579
3,098
6,322
4,364
1,958
10,679
8,444
2,235
7,000
6,383
617
2,030
350
1,680
3,253
1,438
1,815
2
2
1,678
3,856
-2,178
5,261
2,418
2,843
8,721
3,835
4,886
1,724
6,654
-4,930
10,632
6,213
4,419
1,320
4,034
-2,714
772
1,682
-910
1,602
3,978
-2,376
2,498
4,953
-2,455
10,893
6,352
4,541
5,115
5,347
-232
777
795
-18
960
984
-24
1,096
1,136
-40
2,265
1,967
298
5,625
2,341
3,284
2,382
5,036
-2,654
984
1,013
-29
4,421
2,792
1,629
6,642
2,775
3,867
1,949
4,038
-2,089
959
1,010
-51
2,155
1,334
821
944
1,010
-66
1,516
1,594
-78
975
688
287
5,060
5,637
-577
3,266
3,694
-428
2,781
384
2,397
1,664
487
1,177
450,000
428,165
21,835
991
229
762
1,093
1,342
-249
1,874
2,583
-709
997
229
768
637
88
549
2,510
1,763
747
2,101
1,085
1,016
1,280
1,311
-31
1,056
1,092
-36
3,020
409
2,611
3,100
3,081
19
258
262
-4
883
1,054
-171
2,006
2,396
-390
3,354
3,300
54
2,810
3,354
-544
4,021
3,935
86
3,882
3,757
125
13,286
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
201
b
20
c
-394
d
-274
e
217
1,942
2,522
-2,161
-27,274
599
224
301
-6,346
-2,818
51
61
1,282
403
744
796
266
268
133
786
565
795
647
219
31
1,569
130
1,114
2,331
1,032
2,383
-176
943
391
-2,032
812
327
-964
-51
1,532
-1,223
-1,922
946
-516
-2,172
-1,907
740
1,048
-482
-1,406
-2,668
876
-48
-1,001
228
532
1,407
303
78
2,607
779
124
725
235
-29
279
-35
436
-53
316
2,647
3,686
1,214
2,441
-263
-319
-486
-44
136
241
-36
1,065
566
-85
271
1,036
-1,649
225
-2,417
-1,530
-1,306
276
686
-271
285
250
-151
-663
-167
202
406
-120
-197
138
-192
-326
184
15
-238
1,348
288
288
343
-78
76
1,260
68
687
381
352
1,269
-2,802
-3,256
-3,656
-2,419
-1,367
2,617
-3,873
1,941
-1,372
-59,891
513
-480
1,944
-20,743
877
115
2,513
937
948
-434
267
1,930
974
-94
780
1,232
694
243
1,039
-11
-446
500
1,377
92
762
2,547
1,171
2,379
1,036
836
915
-755
436
695
313
-1,792
311
228
171
131
1,029
5
12
1,561
-54
3,836
2,263
2,574
-1,209
16,716
429
27
1,830
408
623
92
1,908
654
3,524
863
276
1,126
1,445
19,288
426
554
1,676
4,357
518
909
1,413
981
14,391
865
321
1,821
-1
115
2,336
-516
7,979
115
280
-55
363
277
980
566
10,160
124
2,485
-743
622
129
111
-390
93
106
-1,676
-2,200
-2,355
-2,726
1,840
1,801
-395
1,054
3,113
4,314
2,479
-253
2,761
1,897
4,783
2,922
1,100
1,557
-28
-501
208
580
354
-51
-259
-192
60
-2,947
-5,420
-4,158
-1,996
-5,652
-2,060
3,098
1,958
2,235
617
1,680
1,815
-2,178
2,843
4,886
-4,930
4,419
-2,714
-910
-2,376
-2,455
4,541
-232
-18
-24
-40
298
3,284
-2,654
-29
1,629
3,867
-2,089
-51
821
-66
-78
287
-577
-428
2,397
1,177
21,835
762
-249
-709
768
549
747
1,016
-31
-36
2,611
19
-4
-171
-390
54
-544
86
125
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
97,823
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
2017
2016
2015
2014
2
Total
of line 1, column (d)
.....................
2
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
5
Multiply line 4 by line 3
......................
5
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
7
Add lines 5 and 6
........................
7
8
Enter qualifying distributions from Part XII, line 4
,.............
8
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
4,541
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
4,541
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
4,541
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
6,837
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
6,837
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
2,296
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
1,136
Refunded
11
1,160
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
NJ
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
ARDEN TRUST COMPANY
Telephone no.
(302) 246-5400
Located at
2751 CENTERVILLE RD STE 400
WILMINGTON
DE
ZIP+4
19808
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
2018
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
Yes
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
2018
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
ARDEN TRUST COMPANY
TRUSTEE
1
22,358
2751 CENTERVILLE RD STE 400
WILMINGTON
,
DE
19808
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
7,666,843
b
Average of monthly cash balances
.......................
1b
264,977
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
7,931,820
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
7,931,820
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
118,977
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
7,812,843
6
Minimum investment return.
Enter 5% of line 5
..................
6
390,642
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
390,642
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
4,541
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
4,541
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
386,101
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
386,101
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
386,101
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
243,831
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
243,831
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
243,831
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
386,101
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
386,779
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
243,831
a
Applied to 2018, but not more than line 2a
243,831
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
0
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
142,948
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
386,101
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NONE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
MUSEUM OF BROADCAST
COMMUNICATIONS
405 N WABASH AVE
CHICAGO
,
IL
60654
NONE
PC
UNRESTRICTED GIFT
23,768
MEMORIAL SLOANKETTERING CANCER
885 SECOND AVENUE 8TH FLOOR
NEW YORK
,
NY
10017
NONE
PC
UNRESTRICTED GIFT
59,421
MUSEUM OF TELEVISION RADIO
25 WEST 52ND ST
NEW YORK
,
NY
10019
NONE
PC
UNRESTRICTED GIFT
23,768
MONMOUTH UNIVERSITY
400 CEDAR AVE
WEST LONG BRANCH
,
NJ
077641898
NONE
PC
UNRESTRICTED GIFT
23,768
ASSOCIATED HUMANE SOCIETY
124 EVERGREEN AVENUE
NEWARK
,
NJ
071142175
NONE
PC
UNRESTRICTED GIFT
47,536
RIVERVIEW MEDICAL CENTER FOUNDATION
1 RIVERVIEW PLAZA
NEPTUNE
,
NJ
07701
NONE
PC
UNRESTRICTED GIFT
59,421
Total
.................................
3a
237,682
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
219,376
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
97,823
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
FEDERAL TAX REFUND
1
3,458
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
320,657
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
320,657
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description