-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
SAM L COHEN FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)
22 FREE STREET STE 401
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PORTLAND
,
ME
04101
A Employer identification number
20-2262822
B
Telephone number (see instructions)
(207) 871-5600
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
38,866,567
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
868,109
867,268
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
924,414
b
Gross sales price for all assets on line 6a
7,087,065
7
Capital gain net income (from Part IV, line 2)
...
924,414
8
Net short-term capital gain
.........
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
198,465
198,465
12
Total.
Add lines 1 through 11
........
1,990,988
1,990,147
13
Compensation of officers, directors, trustees, etc.
201,925
20,193
181,732
14
Other employee salaries and wages
......
119,946
11,995
107,951
15
Pension plans, employee benefits
.......
40,680
4,068
36,612
16a
Legal fees (attach schedule)
.........
75
8
67
b
Accounting fees (attach schedule)
.......
6,440
644
5,796
c
Other professional fees (attach schedule)
....
161,617
161,617
0
17
Interest
...............
46,017
46,017
0
18
Taxes (attach schedule) (see instructions)
...
67,457
21,832
14,625
19
Depreciation (attach schedule) and depletion
...
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
17,718
1,772
15,946
22
Printing and publications
..........
23
Other expenses (attach schedule)
.......
168,052
119,286
48,766
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
829,927
387,432
411,495
25
Contributions, gifts, grants paid
.......
2,135,400
2,135,400
26
Total expenses and disbursements.
Add lines 24 and 25
2,965,327
387,432
2,546,895
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-974,339
b
Net investment income
(if negative, enter -0-)
1,602,715
c
Adjusted net income
(if negative, enter -0-)
...
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
52,214
214,139
214,139
2
Savings and temporary cash investments
.........
57,380
1,067,835
1,067,835
3
Accounts receivable
Less: allowance for doubtful accounts
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
3,560,256
5,066,828
5,215,344
b
Investments—corporate stock (attach schedule)
.......
8,830,266
10,551,256
13,616,132
c
Investments—corporate bonds (attach schedule)
.......
2,013,296
2,050,688
2,025,429
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
17,933,034
12,521,361
16,727,688
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
32,446,446
31,472,107
38,866,567
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
0
0
27
Paid-in or capital surplus, or land, bldg., and equipment fund
0
0
28
Retained earnings, accumulated income, endowment, or other funds
32,446,446
31,472,107
29
Total net assets or fund balances
(see instructions)
.....
32,446,446
31,472,107
30
Total liabilities and net assets/fund balances
(see instructions)
.
32,446,446
31,472,107
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
32,446,446
2
Enter amount from Part I, line 27a
.....................
2
-974,339
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
31,472,107
5
Decreases not included in line 2 (itemize)
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
31,472,107
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
K-1: ADAGE
P
b
ARCHSTONE FUNDS
P
c
K-1: COLCHESTER GLOBAL BOND FUND
P
d
K-1: SANDERSON INTN'L VALUE FUND
P
e
K-1: WELLINGTON TRUST CO CTF COMMODITIES
P
K-1: SEAPORT GLOBAL
P
FPA CRESCENT FUND
P
BLACK ROCK
P
PUBLICLY TRADED SECURITIES
P
PUBLICLY TRADED SECURITIES
P
PUBLICLY TRADED SECURITIES
P
PUBLICLY TRADED SECURITIES
P
EATON VANCE
P
CAPITAL GAINS DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
603,835
b
2,986
c
36,034
d
-172,742
e
70,780
39,809
23,247
1,488
676,753
956,334
-279,581
2,915,302
2,970,540
-55,238
1,900,030
1,403,804
496,226
92,414
95,665
-3,251
1,500,000
1,341,745
158,255
2,566
2,566
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
603,835
b
2,986
c
36,034
d
-172,742
e
70,780
39,809
23,247
1,488
-279,581
-55,238
496,226
-3,251
158,255
2,566
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
924,414
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
2,025,292
38,384,455
0.052763
2017
2,014,721
37,919,883
0.053131
2016
1,885,992
35,724,181
0.052793
2015
2,045,337
38,650,029
0.052919
2014
2,157,390
41,038,613
0.052570
2
Total
of line 1, column (d)
.....................
2
0.264176
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.052835
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
37,114,694
5
Multiply line 4 by line 3
......................
5
1,960,955
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
16,027
7
Add lines 5 and 6
........................
7
1,976,982
8
Enter qualifying distributions from Part XII, line 4
,.............
8
2,546,895
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
16,027
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
16,027
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
16,027
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
34,158
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
0
7
Total credits and payments. Add lines 6a through 6d
..............
7
34,158
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
18,131
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
18,131
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
0
(2)
On foundation managers.
$
0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
ME
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
WWW.SAMLCOHENFOUNDATION.ORG
14
The books are in care of
GLORIA NICHOLSON
Telephone no.
(207) 871-5600
Located at
22 FREE STREET SUITE 401
PORTLAND
ME
ZIP+4
04101
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
JEROME F GOLDBERG ESQ
DIRECTOR, CHAIR
10.00
18,500
0
0
PO BOX 1123
PORTLAND
,
ME
04104
EDWARD K SIMENSKY CPA
DIRECTOR, TREASURER
2.00
10,000
0
0
268 MAIN STREET PO BOX 760
SACO
,
ME
04072
JEFFREY A NATHANSON ESQ
DIRECTOR, PRESIDENT
10.00
15,000
0
0
BANKNORTH ONE PORTLAND SQUARE PO
BOX 9540
PORTLAND
,
ME
04112
SHERRY P BRODER ESQ
DIRECTOR, SECRETARY
2.00
10,000
0
0
7 WATERFRONT PLAZA SUITE 400 500
ALA MOANA BLVD
HONOLULU
,
HI
96813
ELINOR MILLER
DIRECTOR
2.00
10,000
0
0
45 BELMONT STREET
PORTLAND
,
ME
04104
KENNETH SPIRER
DIRECTOR
2.00
10,000
0
0
18 NEAL STREET
PORTLAND
,
ME
04102
JOHN SHOOS
EXECUTIVE DIRECTOR
40.00
128,425
19,655
0
83 GOUDY STREET
SOUTH PORTLAND
,
ME
04106
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
DANA BALDWIN
PROGRAM OFFICER
40.00
74,617
15,500
0
22 FREE STREET STE 401
PORTLAND
,
ME
04101
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
PRIME BUCHHOLZ
INVESTMENT ADVISORY SERVICES
75,000
273 CORPORATE DR PEASE INTL
TRADEPORT
PORTSMOUTH
,
NH
03801
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
37,155,872
b
Average of monthly cash balances
.......................
1b
524,020
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
37,679,892
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
37,679,892
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
565,198
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
37,114,694
6
Minimum investment return.
Enter 5% of line 5
..................
6
1,855,735
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
1,855,735
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
16,027
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
16,027
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
1,839,708
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
1,839,708
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
1,839,708
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
2,546,895
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
b
Cash distribution test (attach the required schedule)
.................
3b
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
2,546,895
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
16,027
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
2,530,868
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
1,839,708
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
138,073
b
From 2015
......
161,714
c
From 2016
......
126,777
d
From 2017
......
318,796
e
From 2018
......
151,167
f
Total
of lines 3a through e
........
896,527
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
2,546,895
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
1,839,708
e
Remaining amount distributed out of corpus
707,187
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
1,603,714
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
138,073
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
1,465,641
10
Analysis of line 9:
a
Excess from 2015
....
161,714
b
Excess from 2016
....
126,777
c
Excess from 2017
....
318,796
d
Excess from 2018
....
151,167
e
Excess from 2019
....
707,187
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
JOHN SHOOS
22 FREE STREET STE 401
PORTLAND
,
ME
04101
(207) 871-5600
b
The form in which applications should be submitted and information and materials they should include:
REFER TO WWW.SAMLCOHENFOUNDATION.ORG FOR SPECIFIC INFORMATION
c
Any submission deadlines:
REFER TO WWW.SAMLCOHENFOUNDATION.ORG FOR SPECIFIC INFORMATION
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
REFER TO WWW.SAMLCOHENFOUNDATION.ORG FOR SPECIFIC INFORMATION
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
AMERICAN CIVIL LIBERTIES UNION OF MAINE FOUNDATION
121 MIDDLE ST SUITE 200
PORTLAND
,
ME
04101
PC
GENERAL OPERATING SUPPORT
20,000
ARTVAN
14 MAINE STREET BOX 77
BRUNSWICK
,
ME
04011
PC
BACON STREET CORE NEIGHBORHOOD ART THERAPY PROGRAM
5,000
BARBARA BUSH FOUNDATION FOR FAMILY LITERACY INC
516 NORTH ADAMS STREET
TALLAHASSEE
,
FL
32301
PC
TEEN TRENDSETTERS READING MENTORS
15,000
BIG BROTHERS BIG SISTERS OF SOUTHERN MAINE
625 MAIN ST
WESTBROOK
,
ME
04092
PC
GIVE BIG! A REQUEST FOR OPERATING SUPPORT
10,000
BINGHAM PROGRAM
61 WINTHROP STREET
AUGUSTA
,
ME
04330
PC
MAINE CENSUS OUTREACH FUND 2020
10,000
SUSAN L CURTIS CHARITABLE FOUNDATION
1321 WASHINGTON AVENUE SUITE 104
PORTLAND
,
ME
04103
PC
CSC SPARCS PROGRAMS
10,000
CATHERINE MORRILL DAY NURSERY
96 DANFORTH ST
PORTLAND
,
ME
04101
PC
OPERATING SUPPORT
10,000
CEDARS NURSING CARE CENTER
630 OCEAN AVENUE
PORTLAND
,
ME
04112
PC
SAM L. COHEN HEALTHCARE CENTER
500,000
CHABAD LUBAVITCH OF MAINE INC
11 POMEROY STREET
PORTLAND
,
ME
04102
PC
OPERATING SUPPORT
6,000
CITY OF PORTLAND OFFICE OF ECONOMIC OPPORTUNITY
389 CONGRESS ST SUITE 26
PORTLAND
,
ME
04103
PC
ESOL COLLABORATIVE COMMON CURRICULUM
15,000
COMMUNITY FINANCIAL LITERACY
309 CUMBERLAND AVENUE SUITE 202
PORTLAND
,
ME
04101
PC
GENERAL OPERATING SUPPORT
25,000
CONGREGATION ETZ CHAIM
36 BACON AVENUE
BIDDEFORD
,
ME
04043
PC
OPERATING SUPPORT (CANTORIAL GRANT REQUEST)
12,500
COUNT ME IN
482 CONGRESS STREET SUITE 303
PORTLAND
,
ME
04101
PC
DECREASING CHRONIC ABSENTEEISM
15,000
CULTIVATING COMMUNITY
PO BOX 3792
PORTLAND
,
ME
04104
PC
NEW FOOD-PRODUCTION & FOOD-ACCESS INITIATIVES FOR NO/LOW-INCOME AND HOMELESS PORTLAND RESIDENTS
15,000
DANIEL HANLEY CENTER FOR HEALTH LEADERSHIP
217 COMMERCIAL ST SUITE 406
PORTLAND
,
ME
04101
PC
COMBATTING IMPLICIT BIAS IN HEALTHCARE IN MAINE
10,000
DAY ONE
525 MAIN ST
SOUTH PORTLAND
,
ME
04106
PC
IT UPGRADES TO SERVE HIGH-RISK YOUTH
15,000
DEMPSEY CENTERS FOR QUALITY CANCER CARE
29 LOWELL STREET 5TH FLOOR
LEWISTON
,
ME
04240
PC
SUPPORTING COMPLEMENTARY THERAPIES TO IMPROVE THE QUALITY OF LIFE OF CANCER PATIENTS IN SOUTHERN MAINE
20,000
ENGINE INC
PO BOX 1681
BIDDEFORD
,
ME
04005
PC
STEAM ED AFTER SCHOOL PROGRAM AND TRANSPORTATION
10,000
EQUALITY MAINE FOUNDATION
PO BOX 1951
PORTLAND
,
ME
04104
PC
OPERATING SUPPORT
20,000
FAMILY CRISIS SERVICES
PO BOX 704
PORTLAND
,
ME
04104
PC
OPERATING SUPPORT
20,000
PORTLAND EDUCATION FOUNDATION
353 CUMBERLAND AVENUE
PORTLAND
,
ME
04101
PC
EQUITY WORK WITHIN PORTLAND PUBLIC SCHOOLS
18,000
FREEPORT COMMUNITY SERVICES
PO BOX 119
FREEPORT
,
ME
04032
PC
FCS GENERAL OPERATING SUPPORT
10,000
FRIENDS OF PORTLAND ADULT EDUCATION
PO BOX 3185
PORTLAND
,
ME
04104
PC
OPERATING SUPPORT, NEW MAINERS RESOURCE CENTER
15,000
GRAHAMTASTIC CONNECTION
21 BRADEEN ST SUITE 107
SPRINGVALE
,
ME
04083
PC
OPERATING SUPPORT
10,000
GREATER PORTLAND FAMILY PROMISE
PO BOX 11048
PORTLAND
,
ME
041012814
PC
GREATER PORTLAND FAMILY PROMISE OPERATING SUPPORT
10,000
GREATER PORTLAND IMMIGRANT WELCOME CENTER
24 PREBLE STREET 3RD FLOOR
PORTLAND
,
ME
04101
PC
THE IENGLISH PROJECT: DIGITAL LANGUAGE LITERACY
35,000
GULF OF MAINE RESEARCH INSTITUTE
350 COMMERCIAL STREET
PORTLAND
,
ME
041014618
PC
RENOVATING THE SAM L. COHEN CENTER FOR INTERACTIVE LEARNING (CAPITAL REQUEST)
25,000
HABITAT FOR HUMANITY YORK COUNTY
PO BOX 267
KENNEBUNK
,
ME
04043
PC
WEATHERIZATION IN YORK COUNTY
10,000
HARDY GIRLS HEALTHY WOMEN INC
PO BOX 821
WATERVILLE
,
ME
04903
PC
CUMBERLAND COUNTY PROGRAMMING
10,000
HEART OF BIDDEFORD
205 MAIN STREET SUITE 103
BIDDEFORD
,
ME
04005
PC
TO SUPPORT COMMUNITY ENGAGEMENT, CAPACITY BUILDING, AND GENERAL OPERATIONS
10,000
HOLOCAUST HUMAN RIGHTS CENTER OF MAINE
46 UNIVERSITY DRIVE
AUGUSTA
,
ME
04330
PC
SOUTHERN MAINE HOLOCAUST AND HUMAN RIGHTS EDUCATION
25,000
HOPE ACTS
PO BOX 7615
PORTLAND
,
ME
04112
PC
OPERATING SUPPORT
15,000
HOSPICE OF SOUTHERN MAINE
180 US ROUTE ONE
SCARBOROUGH
,
ME
04074
PC
CAPITAL CAMPAIGN
50,000
IMMIGRANT LEGAL ADVOCACY PROJECT
PO BOX 17917
PORTLAND
,
ME
04112
PC
OPERATING SUPPORT REQUEST
25,000
IN HER PRESENCE OUT OF THE SHADOWS AND ONTO THE STAGE
41 C WALKER STREET
WESTBROOK
,
ME
04092
PC
GENERAL OPERATING SUPPORT
10,000
IRIS NETWORK
189 PARK AVE
PORTLAND
,
ME
04102
PC
VIP-SOUTHERN MAINE
10,000
JEWISH COMMUNITY ALLIANCE OF SOUTHERN MAINE
1342 CONGRESS STREET
PORTLAND
,
ME
04102
PC
TOGETHER B'YACHAD - PROGRAM TO BUILD A NEW FACILITY
125,000
JEWISH COMMUNITY ALLIANCE OF SOUTHERN MAINE
1342 CONGRESS STREET
PORTLAND
,
ME
04102
PC
"WELCOME TO JUDAISM", INTERFAITH/COMMUNITY SEDER, AND "I ENGAGE" CURRICULUM
3,400
JEWISH COMMUNITY ALLIANCE OF SOUTHERN MAINE
1342 CONGRESS STREET
PORTLAND
,
ME
04102
PC
KJFS VOLUNTEER COORDINATOR AND ARTS & CULTURE SERIES
40,000
KIDS FIRST CENTER
51 US ROUTE 1 SUITE S
SCARBOROUGH
,
ME
04074
PC
OPERATING SUPPORT
10,000
LEARNING WORKS
181 BRACKETT ST
PORTLAND
,
ME
04102
PC
ENGLISH LANGUAGE + LITERACY PROGRAM
15,000
ABRAHAM S & FANNIE B LEVEY HEBREW DAY SCHOOL
400 DEERING AVE
PORTLAND
,
ME
04103
PC
BRIDGE LOAN
7,500
LOCKER PROJECT
PO BOX 3134
PORTLAND
,
ME
04104
PC
GENERAL OPERATING SUPPORT
15,000
MAINE ACADEMY OF MODERN MUSIC
125 PRESUMPSCOT ST UNIT 14
PORTLAND
,
ME
04103
PC
EXPANDED CAPACITY = MORE MAINE YOUTH MUSICIANS
10,000
MAINE ACCESS IMMIGRANT NETWORK (MAIN)
237 OXFORD STREET SUITE 25A
PORTLAND
,
ME
04101
PC
MAINE ACCESS IMMIGRANT NETWORK (MAIN) - OPERATING SUPPORT
15,000
MAINE CHILDREN'S ALLIANCE
331 STATE STREET
AUGUSTA
,
ME
043307100
PC
STRENGTHENING MAINE'S EARLY CHILDHOOD SYSTEM
50,000
MAINE CHILDREN'S ALLIANCE
331 STATE STREET
AUGUSTA
,
ME
043307100
PC
ELEVATE MAINE
2,500
MAINE MEDICAL CENTER
22 BRAMHALL STREET
PORTLAND
,
ME
04102
PC
THE SAM L. COHEN PATIENT CARE AND FAMILY FUND
25,000
MAINE EARLY CHILDHOOD FUNDERS GROUP
ONE CANAL PLAZA SUITE 300
PORTLAND
,
ME
04101
PC
2019 MEMBERSHIP
6,000
MAINE EQUAL JUSTICE PARTNERS INC
126 SEWALL ST
AUGUSTA
,
ME
04330
PC
GENERAL OPERATING SUPPORTREDUCING CHILD POVERTY IN MAINE
30,000
MAINE INITIATIVES
56 NORTH STREET SUITE 100
PORTLAND
,
ME
04101
PC
SPONSORSHIP SUPPORT FOR IMMIGRANT & REFUGEE FUNDERS CONFERENCE AND SITE TOURS
2,000
MAINE INITIATIVES
56 NORTH STREET SUITE 100
PORTLAND
,
ME
04101
PC
SOLIDARITY FUND
10,000
MAINE INSIDE OUT
PO BOX 15168
PORTLAND
,
ME
04112
PC
MAINE INSIDE OUT'S COMMUNITY PROGRAMMING: ARTS-BASED LEADERSHIP DEVELOPMENT WITH YOUNG PEOPLE IMPACTED BY INCARCERATION
10,000
MAINE JEWISH FILM FESTIVAL
PO BOX 7465
PORTLAND
,
ME
04112
PC
OPERATING AND PROJECT SUPPORT FOR THE MAINE JEWISH FILM FESTIVAL
15,000
MAINE PHILANTHROPY CENTER
PO BOX 9301
PORTLAND
,
ME
041049301
PC
MAINE PHILANTHROPY CENTER 2019 SPRING SYMPOSIUM
1,500
MAINE PHILANTHROPY CENTER
PO BOX 9301
PORTLAND
,
ME
041049301
PC
MAINE PHILANTHROPY CENTER OPPORTUNITY FUND
5,000
MAINE RESILIENCE BUILDING NETWORK
PO BOX 333
MANCHESTER
,
ME
04351
PC
MAINE RESILIENCE BUILDING NETWORK OPERATING SUPPORT
15,000
MAINE WOMEN'S LOBBY EDUCATION FUND
295 WATER STREET 10
AUGUSTA
,
ME
04351
PC
MAINE WOMEN"S SUMMIT ON ECONOMIC SECURITY
20,000
SAME
PO BOX 221
STILLWATER
,
ME
04489
PC
SOUTHERN MAINE WELLNESS GATHERING: BELONGING
4,000
MAYO STREET ARTS
10 MAYO STREET
PORTLAND
,
ME
04101
PC
OPERATING SUPPORT.
15,000
MULTILINGUAL AND MULTICULTURAL CENTER
353 CUMBERLAND AVENUE
PORTLAND
,
ME
04101
PC
BEYOND BORDERS: A CONFERENCE ON IMMIGRATION & INTEGRATION
5,000
UNIVERSITY OF MAINE SYSTEM MUSKIE SCHOOL OF PUBLIC SERVICES
PO BOX 9300
PORTLAND
,
ME
041049300
PC
PORTLAND EMPOWERED GENERAL SUPPORT
15,000
NAMI-MAINE INCORPORATED
52 WATER STREET
HALLOWELL
,
ME
04347
PC
DATA COLLECTION - IMPACT MADE
12,000
NEAAO
426 BRIDGE ST B10
WESTBROOK
,
ME
04092
PC
CHILD DEVELOPMENT ASSOCIATE (CDA) CERTIFICATION FOR WOMEN
10,000
MCWWCUNIVERSITY OF MAINE AT AUGUSTAUNIVERSITY OF MAINE SYSTEM
46 UNIVERSITY DRIVE UMA
AUGUSTA
,
ME
04330
PC
START OVER, START STRONG (SOSS)
10,000
NORTHERN LIGHT HEALTH FOUNDATION
PO BOX 679
PORTLAND
,
ME
04104
PC
ONE MERCY
50,000
OASIS HEALTH NETWORK INC
66 BARIBEAU DRIVE SUITE 5B BOX 1
BRUNSWICK
,
ME
04011
PC
OPERATING SUPPORT FOR THE OASIS DENTAL CLINIC
15,000
THE OPPORTUNITY ALLIANCE
50 LYDIA LANE
SOUTH PORTLAND
,
ME
04106
PC
HEATING ASSISTANCE AND WEATHERIZATION IN CUMBERLAND COUNTY
15,000
THE OPPORTUNITY ALLIANCE
50 LYDIA LANE
SOUTH PORTLAND
,
ME
04106
PC
EAST BAYSIDE COMMUNITY BUILDER, A STRATEGY OF TOAS RESIDENT-LED COMMUNITY BUILDER MODEL
25,000
PINE TREE LEGAL ASSISTANCE INC
PO BOX 547
PORTLAND
,
ME
04112
PC
KIDS LEGAL NEEDS ASSESSMENT AND OUTCOMES ANALYSIS
20,000
PORTLAND CHAMBER MUSIC FESTIVAL
PO BOX 15385
PORTLAND
,
ME
041125385
PC
OPERATING SUPPORT
10,000
PORTLAND CONNECTED
PO BOX 15200
PORTLAND
,
ME
041125200
PC
OPERATING SUPPORT
25,000
PORTLAND RECOVERY COMMUNITY CENTER
468 FOREST AVENUE
PORTLAND
,
ME
04103
PC
OPERATING SUPPORT
15,000
PORTLAND MAINE SYMPHONY ORCHESTRA
50 MONUMENT SQ 2ND FLOOR
PORTLAND
,
ME
04101
PC
PSO EXPLORERS FULL EXPANSION
20,000
RONALD MCDONALD HOUSE CHARITIES INC
250 BRACKETT STREET
PORTLAND
,
ME
04102
PC
KEEPING FAMILIES TOGETHER, CLOSE TO THE CARE THEY NEED
5,000
SEEDS OF HOPE NEIGHBORHOOD CENTER
35 SOUTH ST
BIDDEFORD
,
ME
04005
PC
FULL BELLIES TO FULL HOUSEHOLDS
17,500
SEEDS OF PEACE INC
370 LEXINGTON AVE STE 1201
NEW YORK
,
NY
10017
PC
MAINE SEEDS
15,000
SHALOM HOUSE INC
106 GILMAN ST
PORTLAND
,
ME
041125200
PC
BASIC NEEDS FUND
10,000
SOUTHERN MAINE AGENCY ON AGING
136 US ROUTE ONE
SCARBOROUGH
,
ME
04074
PC
MEALS ON WHEELS
30,000
SPACE GALLERY
538 CONGRESS STREET
PORTLAND
,
ME
04101
PC
SUSTAINING SPACE FOR COMMUNITY PARTNER PROGRAMMING
15,000
SPURWINK SERVICES INCORPORATED
901 WASHINGTON AVENUE SUITE 100
PORTLAND
,
ME
04103
PC
SHIFAME: HELPING REFUGEES THRIVE
25,000
STARTING STRONG
PO BOX 15200
PORTLAND
,
ME
041125200
PC
OPERATING SUPPORT
20,000
TEDFORD HOUSING
PO BOX 958
BRUNSWICK
,
ME
04011
PC
OPERATING SUPPORT FOR CASE MANAGEMENT SERVICES
15,000
TRUSTEES OF THORNTON ACADEMY
438 MAIN ST
SACO
,
ME
04072
PC
ATHLETIC COMPLEX CAPITAL CAMPAIGN
15,000
UNITED WAY INC
ONE CANAL PLAZA SUITE 300
PORTLAND
,
ME
04101
PC
KEEP ME WARM
10,000
UNIVERSITY OF HAWAI'I FOUNDATION
1314 S KING STREET SUITE B
HONOLULU
,
HI
96814
PC
SAM L. COHEN INTERNATIONAL HUMAN RIGHTS FELLOWSHIP AT WILLIAM S. RICHARDSON SCHOOL OF LAW
15,000
UNIVERSITY OF MAINE SCHOOL OF LAW FOUNDATION
246 DEERING AVENUE
PORTLAND
,
ME
04102
PC
SAM L. COHEN REFUGEE AND HUMAN RIGHTS CLINICAL PROFESSORSHIP
125,000
UNIVERSITY OF MAINE SCHOOL OF LAW FOUNDATION
246 DEERING AVENUE
PORTLAND
,
ME
04102
PC
IN HONOR OR KENNETH S. SPIRER
5,000
VOLUNTEERS OF AMERICA
14 MAINE ST SUITE 100
BRUNSWICK
,
ME
04011
PC
ENERGY EFFICIENCY AT FRIENDSHIP HILL HOUSE
10,000
THE COMMUNITY SCHOOLS AT OPPORTUNITY FARM AND CAMDEN
215 GLOUCESTER HILL RD PO BOX 65
NEW GLOUSTER
,
ME
04260
PC
PASSAGES PROGRAM
5,000
THE WINDOWDRESSERS INC
PO BOX 1135
ROCKLAND
,
ME
04841
PC
NO-COST INSERTS FOR LOW-INCOME HOUSEHOLDS IN CUMBERLAND AND YORK COUNTIES
7,500
WINTERKIDS EDUCATION FOUNDATION
506 MAIN STREET SUITE 10
WESTBROOK
,
ME
04092
PC
WINTERKIDS WINTER GAMES
5,000
YELLOW TULIP PROJECT
533 CONGRESS STREET
PORTLAND
,
ME
04101
PC
OPERATING SUPPORT
2,500
YORK COUNTY COMMUNITY ACTION CORP
6 SPRUCE STREET PO BOX 72
SANFORD
,
ME
04073
PC
HEATING ASSISTANCE FOR YORK COUNTY RESIDENTS
7,500
YORK COUNTY COMMUNITY ACTION CORP
6 SPRUCE STREET PO BOX 72
SANFORD
,
ME
04073
PC
WHOLE FAMILY APPROACH
25,000
Total
.................................
3a
2,135,400
b
Approved for future payment
Total
.................................
3b
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
868,109
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
14
198,465
8
Gain or (loss) from sales of assets other than
inventory
............
18
924,414
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
0
1,990,988
0
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
1,990,988
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description