TY 2019 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
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Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2019

Open to Public Inspection

For calendar year 2019, or tax year beginning 08-01-2019 , and ending 07-31-2020

Name of foundation
ELIZABETH CITY FOUNDATION COMMITTEE

Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 29522
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
RALEIGH, NC27626

A Employer identification number

23-7076018

B Telephone number (see instructions)

(919) 716-2015

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$3,664,255J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)	60,050
2	Check .............
3	Interest on savings and temporary cash investments	221		221
4	Dividends and interest from securities...	70,414		68,704
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		32,366
b	Gross sales price for all assets on line 6a 2,993,843
7	Capital gain net income (from Part IV, line 2)...			32,366
8	Net short-term capital gain.........				0
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......
12	Total. Add lines 1 through 11........	163,051		101,291
13	Compensation of officers, directors, trustees, etc.	42,368		22,368		20,000
14	Other employee salaries and wages......			0	0	0
15	Pension plans, employee benefits.......			0	0
16a	Legal fees (attach schedule).........					0
b	Accounting fees (attach schedule).......		750	750	0	0
c	Other professional fees (attach schedule)....					0
17	Interest...............					0
18	Taxes (attach schedule) (see instructions)...		3,800	1,624		0
19	Depreciation (attach schedule) and depletion...		0	0
20	Occupancy..............
21	Travel, conferences, and meetings.......			0	0
22	Printing and publications..........			0	0
23	Other expenses (attach schedule).......		2,166			2,166
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	49,084		24,742	0	22,166
25	Contributions, gifts, grants paid.......	191,999				191,999
26	Total expenses and disbursements. Add lines 24 and 25	241,083		24,742	0	214,165
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-78,032
b	Net investment income (if negative, enter -0-)			76,549
c	Adjusted net income (if negative, enter -0-)...				0

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2019)

Form 990-PF (2019)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............	63,783	55,366	55,366
	2	Savings and temporary cash investments.........	56,704	68,470	68,470
	3	Accounts receivable
		Less: allowance for doubtful accounts		0	0
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts 0
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......
	c	Investments—corporate bonds (attach schedule).......
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........	3,355,709	3,273,220	3,540,419
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	3,476,196	3,397,056	3,664,255
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........		0
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........	3,476,196	3,397,056
	27	Paid-in or capital surplus, or land, bldg., and equipment fund
	28	Retained earnings, accumulated income, endowment, or other funds
	29	Total net assets or fund balances (see instructions).....	3,476,196	3,397,056
	30	Total liabilities and net assets/fund balances (see instructions).	3,476,196	3,397,056

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

3,476,196

Enter amount from Part I, line 27a .....................

-78,032

Other increases not included in line 2 (itemize) bullet

Add lines 1, 2, and 3 ..........................

3,398,176

Decreases not included in line 2 (itemize) bullet

1,120

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

3,397,056

Form 990-PF (2019)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	50.474 AMERICAN BEACON BRIDGEWAY LARGE CAP VALUE FUND CL R5 #3416		2019-07-05	2019-09-30
b	218.395 AMERICAN BEACON GARCIA HAMILTON QUALITY BOND FUND CL R5 #4851			2019-09-30
c	338.684 BAIRD AGGREGATE BOND FUND INST #72			2019-09-30
d	163.344 FIDELITY LARGE CAP VALUE INDEX FUND - INST PR #2830		2019-07-05	2019-09-30
e	83.328 FIDELITY LARGE CAP GROWTH INDEX FUND #2826		2019-05-31	2019-09-30
	215.93 GOLDMAN SACHS ENHANCED INCOME FD CL I #1999		2018-06-07	2019-09-30
	1.521 VANGUARD MID CAP VALUE INDEX FUND ADM #5835		2019-09-16	2019-09-30
	12.71 VANGUARD MID CAP VALUE INDEX FUND ADM #5835		2019-05-31	2019-09-30
	292.685 WELLS FARGO CORE BOND FUND CLASS R6 #4657		2018-06-07	2019-09-30
	50.02 AMERICAN BEACON BRIDGEWAY LARGE CAP VALUE FUND CL R5 #3416		2019-07-05	2019-10-11
	84.491 AMERICAN BEACON BRIDGEWAY LARGE CAP VALUE FUND CL R5 #3416		2019-07-05	2019-10-11
	339.283 AMERICAN BEACON GARCIA HAMILTON QUALITY BOND FUND CL R5 #4851			2019-10-11
	462.213 AMERICAN BEACON GARCIA HAMILTON QUALITY BOND FUND CL R5 #4851			2019-10-11
	487.7 BAIRD AGGREGATE BOND FUND INST #72			2019-10-11
	651.337 BAIRD AGGREGATE BOND FUND INST #72			2019-10-11
	76.589 ISHARES MSCI EAFE INTERNATIONAL INDEX FUND CLASS K #1804		2018-06-07	2019-10-11
	134.331 ISHARES MSCI EAFE INTERNATIONAL INDEX FUND CLASS K #1804		2018-06-07	2019-10-11
	74.099 CARILLON CLARIVEST CAPITAL APPRECIATION FUND CLASS I #3852		2019-05-31	2019-10-11
	50.75 CARILLON CLARIVEST CAPITAL APPRECIATION FUND CLASS I #3852		2019-05-31	2019-10-11
	33.155 COLUMBIA SMALL CAP INDEX FUND INTL #444		2018-06-07	2019-10-11
	187.42 FIDELITY LARGE CAP VALUE INDEX FUND - INST PR #2830		2019-07-05	2019-10-11
	281.529 FIDELITY LARGE CAP VALUE INDEX FUND - INST PR #2830		2019-07-05	2019-10-11
	175.95 FIDELITY LARGE CAP GROWTH INDEX FUND #2826		2019-05-31	2019-10-11
	252.399 FIDELITY LARGE CAP GROWTH INDEX FUND #2826		2019-05-31	2019-10-11
	365.222 GOLDMAN SACHS ENHANCED INCOME FD CL I #1999		2018-06-07	2019-10-11
	504.123 GOLDMAN SACHS ENHANCED INCOME FD CL I #1999		2018-06-07	2019-10-11
	59.629 WCM FOCUSED INTERNATIONAL GROWTH FUND #840		2018-07-02	2019-10-11
	37.773 JPMORGAN VALUE ADVANTAGE FUND CLASS R6 #2336		2019-07-05	2019-10-11
	58.525 JPMORGAN VALUE ADVANTAGE FUND CLASS R6 #2336		2019-07-05	2019-10-11
	38.574 LAZARD INTERNATIONAL EQUITY INST #632		2018-06-07	2019-10-11
	28.5 MFS MID CAP VALUE R6 #4837		2018-10-03	2019-10-11
	42.167 MFS MID CAP VALUE R6 #4837		2018-10-03	2019-10-11
	65.693 PEAR TREE POLARIS FOREIGN VALUE FUND CL R6 #8896		2018-07-02	2019-10-11
	114.948 PIMCO STOCKSPLUS INTERNATIONAL FUND U.S. DOLLAR-HEDGED INST #3		2018-06-07	2019-10-11
	11.525 T ROWE PRICE MID-CAP GROWTH FUND CLASS I #524			2019-10-11
	13.83 VANGUARD MID CAP VALUE INDEX FUND ADM #5835			2019-10-11
	20.634 VANGUARD MID CAP VALUE INDEX FUND ADM #5835			2019-10-11
	10.67 VANGUARD MID-CAP GROWTH INDEX FUND - ADM #5832		2019-07-05	2019-10-11
	17.741 VANGUARD MID-CAP GROWTH INDEX FUND - ADM #5832		2019-07-05	2019-10-11
	18.81 WELLS FARGO SPECIAL MID CAP VALUE FUND CLASS R6 #4662		2019-05-31	2019-10-11
	26.191 WELLS FARGO SPECIAL MID CAP VALUE FUND CLASS R6 #4662		2019-05-31	2019-10-11
	434.566 WELLS FARGO CORE BOND FUND CLASS R6 #4657			2019-10-11
	581.811 WELLS FARGO CORE BOND FUND CLASS R6 #4657			2019-10-11
	50.489 AMERICAN BEACON BRIDGEWAY LARGE CAP VALUE FUND CL R5 #3416		2019-07-05	2019-10-24
	41.679 AMERICAN BEACON BRIDGEWAY LARGE CAP VALUE FUND CL R5 #3416		2019-07-05	2019-10-24
	61.083 ISHARES MSCI EAFE INTERNATIONAL INDEX FUND CLASS K #1804		2018-06-07	2019-10-24
	100.073 ISHARES MSCI EAFE INTERNATIONAL INDEX FUND CLASS K #1804		2018-06-07	2019-10-24
	78.2 ISHARES MSCI EAFE INTERNATIONAL INDEX FUND CLASS K #1804		2018-06-07	2019-10-24
	14.701 COLUMBIA SMALL CAP INDEX FUND INTL #444		2018-06-07	2019-10-24
	39.636 COLUMBIA SMALL CAP INDEX FUND INTL #444		2018-06-07	2019-10-24
	7.632 COLUMBIA SMALL CAP INDEX FUND INTL #444		2018-06-07	2019-10-24
	3.092 FEDERATED HERMES MDT SMALL CAP CORE FUND		2019-04-02	2019-10-24
	22.799 FEDERATED HERMES MDT SMALL CAP CORE FUND		2019-04-02	2019-10-24
	23.899 FEDERATED HERMES MDT SMALL CAP CORE FUND		2019-04-02	2019-10-24
	130.595 FIDELITY LARGE CAP VALUE INDEX FUND - INST PR #2830		2019-07-05	2019-10-24
	99.218 FIDELITY LARGE CAP VALUE INDEX FUND - INST PR #2830		2019-07-05	2019-10-24
	17.224 WCM FOCUSED INTERNATIONAL GROWTH FUND #840		2018-07-02	2019-10-24
	22.536 JPMORGAN VALUE ADVANTAGE FUND CLASS R6 #2336		2019-07-05	2019-10-24
	31.622 JPMORGAN VALUE ADVANTAGE FUND CLASS R6 #2336		2019-07-05	2019-10-24
	25.199 JPMORGAN VALUE ADVANTAGE FUND CLASS R6 #2336		2019-07-05	2019-10-24
	2.427 LAZARD INTERNATIONAL EQUITY INST #632		2018-06-07	2019-10-24
	43.685 LAZARD INTERNATIONAL EQUITY INST #632		2018-06-07	2019-10-24
	15.775 LAZARD INTERNATIONAL EQUITY INST #632		2018-06-07	2019-10-24
	11.616 MFS MID CAP VALUE R6 #4837		2018-10-03	2019-10-24
	14.928 MFS MID CAP VALUE R6 #4837		2018-10-03	2019-10-24
	6.626 MFS MID CAP VALUE R6 #4837		2018-10-03	2019-10-24
	3.514 PEAR TREE POLARIS FOREIGN VALUE FUND CL R6 #8896		2018-07-02	2019-10-24
	81.081 PEAR TREE POLARIS FOREIGN VALUE FUND CL R6 #8896		2018-07-02	2019-10-24
	39.459 PEAR TREE POLARIS FOREIGN VALUE FUND CL R6 #8896		2018-07-02	2019-10-24
	44.262 PIMCO STOCKSPLUS INTERNATIONAL FUND U.S. DOLLAR-HEDGED INST #32		2018-06-07	2019-10-24
	124.464 PIMCO STOCKSPLUS INTERNATIONAL FUND U.S. DOLLAR-HEDGED INST #3		2018-06-07	2019-10-24
	23.455 PIMCO STOCKSPLUS INTERNATIONAL FUND U.S. DOLLAR-HEDGED INST #32		2018-06-07	2019-10-24
	8.511 PIMCO STOCKSPLUS SMALL FUND - INST #1885			2019-10-24
	61.277 PIMCO STOCKSPLUS SMALL FUND - INST #1885			2019-10-24
	64.468 PIMCO STOCKSPLUS SMALL FUND - INST #1885			2019-10-24
	2.828 T ROWE PRICE EMERGING MARKETS STOCK FUND CLASS I #531		2018-06-07	2019-10-24
	5.177 TIAA-CREF EMERGING MARKETS EQUITY INDEX FUND INST #2245		2018-06-07	2019-10-24
	6.683 VANGUARD MID CAP VALUE INDEX FUND ADM #5835		2019-05-31	2019-10-24
	2.534 VANGUARD MID CAP VALUE INDEX FUND ADM #5835		2019-05-31	2019-10-24
	3.438 VICTORY INTEGRITY DISCOVERY FUND CLASS Y		2019-01-10	2019-10-24
	13.024 VICTORY INTEGRITY DISCOVERY FUND CLASS Y		2019-01-10	2019-10-24
	13.527 VICTORY INTEGRITY DISCOVERY FUND CLASS Y		2019-01-10	2019-10-24
	10.915 WELLS FARGO SPECIAL MID CAP VALUE FUND CLASS R6 #4662		2019-05-31	2019-10-24
	8.983 WELLS FARGO SPECIAL MID CAP VALUE FUND CLASS R6 #4662		2019-05-31	2019-10-24
	4.25 WELLS FARGO SPECIAL MID CAP VALUE FUND CLASS R6 #4662		2019-05-31	2019-10-24
	76.548 AMERICAN BEACON BRIDGEWAY LARGE CAP VALUE FUND CL R5 #3416		2019-07-05	2019-11-13
	100.77 AMERICAN BEACON BRIDGEWAY LARGE CAP VALUE FUND CL R5 #3416		2019-07-05	2019-11-13
	109.051 AMERICAN BEACON BRIDGEWAY LARGE CAP VALUE FUND CL R5 #3416		2019-07-05	2019-11-13
	357.192 ISHARES MSCI EAFE INTERNATIONAL INDEX FUND CLASS K #1804		2018-06-07	2019-11-13
	194.572 ISHARES MSCI EAFE INTERNATIONAL INDEX FUND CLASS K #1804		2018-06-07	2019-11-13
	457.739 ISHARES MSCI EAFE INTERNATIONAL INDEX FUND CLASS K #1804		2018-06-07	2019-11-13
	544.636 ISHARES MSCI EAFE INTERNATIONAL INDEX FUND CLASS K #1804		2018-06-07	2019-11-13
	959.952 CAUSEWAY EMERGING MARKETS FUND INST #1273			2019-11-13
	1301.169 CAUSEWAY EMERGING MARKETS FUND INST #1273			2019-11-13
	54.432 CAUSEWAY EMERGING MARKETS FUND INST #1273		2019-05-31	2019-11-13
	1350.696 CAUSEWAY EMERGING MARKETS FUND INST #1273			2019-11-13
	118.821 CAUSEWAY EMERGING MARKETS FUND INST #1273			2019-11-13
	49.666 COLUMBIA SMALL CAP INDEX FUND INTL #444		2018-06-07	2019-11-13
	94.088 COLUMBIA SMALL CAP INDEX FUND INTL #444		2018-06-07	2019-11-13
	107.826 COLUMBIA SMALL CAP INDEX FUND INTL #444		2018-06-07	2019-11-13
	55.821 COLUMBIA SMALL CAP INDEX FUND INTL #444		2018-06-07	2019-11-13
	89.953 FEDERATED HERMES MDT SMALL CAP CORE FUND		2019-04-02	2019-11-13
	78.975 FEDERATED HERMES MDT SMALL CAP CORE FUND		2019-04-02	2019-11-13
	88.037 FEDERATED HERMES MDT SMALL CAP CORE FUND		2019-04-02	2019-11-13
	211.28 FIDELITY LARGE CAP VALUE INDEX FUND - INST PR #2830		2019-07-05	2019-11-13
	176.296 FIDELITY LARGE CAP VALUE INDEX FUND - INST PR #2830		2019-07-05	2019-11-13
	231.098 FIDELITY LARGE CAP VALUE INDEX FUND - INST PR #2830		2019-07-05	2019-11-13
	2523.865 GOLDMAN SACHS ENHANCED INCOME FD CL I #1999		2018-06-07	2019-11-13
	2492.819 GOLDMAN SACHS ENHANCED INCOME FD CL I #1999		2018-06-07	2019-11-13
	2049.842 GOLDMAN SACHS ENHANCED INCOME FD CL I #1999		2018-06-07	2019-11-13
	514.791 GOLDMAN SACHS EMERGING MARKETS EQUITY INSIGHTS FUND CLASS R6 #		2018-06-07	2019-11-13
	260.236 GOLDMAN SACHS EMERGING MARKETS EQUITY INSIGHTS FUND CLASS R6 #		2018-06-07	2019-11-13
	604.823 GOLDMAN SACHS EMERGING MARKETS EQUITY INSIGHTS FUND CLASS R6 #		2018-06-07	2019-11-13
	769.025 GOLDMAN SACHS EMERGING MARKETS EQUITY INSIGHTS FUND CLASS R6 #		2018-06-07	2019-11-13
	229.688 WCM FOCUSED INTERNATIONAL GROWTH FUND #840		2018-07-02	2019-11-13
	259.766 WCM FOCUSED INTERNATIONAL GROWTH FUND #840		2018-07-02	2019-11-13
	194.364 WCM FOCUSED INTERNATIONAL GROWTH FUND #840		2018-07-02	2019-11-13
	51.34 JPMORGAN VALUE ADVANTAGE FUND CLASS R6 #2336		2019-07-05	2019-11-13
	51.287 JPMORGAN VALUE ADVANTAGE FUND CLASS R6 #2336		2019-07-05	2019-11-13
	46.81 JPMORGAN VALUE ADVANTAGE FUND CLASS R6 #2336		2019-07-05	2019-11-13
	203.388 LAZARD INTERNATIONAL EQUITY INST #632		2018-06-07	2019-11-13
	170.273 LAZARD INTERNATIONAL EQUITY INST #632		2018-06-07	2019-11-13
	203.88 LAZARD INTERNATIONAL EQUITY INST #632		2018-06-07	2019-11-13
	4.864 MFS MID CAP VALUE R6 #4837		2018-10-03	2019-11-13
	6.459 MFS MID CAP VALUE R6 #4837		2018-10-03	2019-11-13
	1.196 MFS MID CAP VALUE R6 #4837		2018-10-03	2019-11-13
	94.99 JACKSON SQUARE SMID-CAP GROWTH FUND - IS CLASS #196		2019-07-05	2019-11-13
	135.886 JACKSON SQUARE SMID-CAP GROWTH FUND - IS CLASS #196		2019-07-05	2019-11-13
	141.996 JACKSON SQUARE SMID-CAP GROWTH FUND - IS CLASS #196		2019-07-05	2019-11-13
	433.009 PEAR TREE POLARIS FOREIGN VALUE FUND CL R6 #8896		2018-07-02	2019-11-13
	362.832 PEAR TREE POLARIS FOREIGN VALUE FUND CL R6 #8896		2018-07-02	2019-11-13
	243.079 PEAR TREE POLARIS FOREIGN VALUE FUND CL R6 #8896		2018-07-02	2019-11-13
	192.85 PEAR TREE POLARIS FOREIGN VALUE FUND CL R6 #8896		2018-07-02	2019-11-13
	315.204 PIMCO STOCKSPLUS INTERNATIONAL FUND U.S. DOLLAR-HEDGED INST #3		2018-06-07	2019-11-13
	378.863 PIMCO STOCKSPLUS INTERNATIONAL FUND U.S. DOLLAR-HEDGED INST #3		2018-06-07	2019-11-13
	207.304 PIMCO STOCKSPLUS INTERNATIONAL FUND U.S. DOLLAR-HEDGED INST #3		2018-06-07	2019-11-13
	167.48 PIMCO STOCKSPLUS INTERNATIONAL FUND U.S. DOLLAR-HEDGED INST #32		2018-06-07	2019-11-13
	227.461 PIMCO STOCKSPLUS SMALL FUND - INST #1885			2019-11-13
	260.207 PIMCO STOCKSPLUS SMALL FUND - INST #1885			2019-11-13
	255.337 PIMCO STOCKSPLUS SMALL FUND - INST #1885			2019-11-13
	66.489 T ROWE PRICE MID-CAP GROWTH FUND CLASS I #524			2019-11-13
	47.16 T ROWE PRICE MID-CAP GROWTH FUND CLASS I #524			2019-11-13
	57.686 T ROWE PRICE MID-CAP GROWTH FUND CLASS I #524		2018-06-07	2019-11-13
	4.865 TIAA-CREF EMERGING MARKETS EQUITY INDEX FUND INST #2245		2018-06-07	2019-11-13
	354.563 VANGUARD MID CAP VALUE INDEX FUND ADM #5835		2019-05-31	2019-11-13
	440.265 VANGUARD MID CAP VALUE INDEX FUND ADM #5835		2019-05-31	2019-11-13
	441.243 VANGUARD MID CAP VALUE INDEX FUND ADM #5835		2019-05-31	2019-11-13
	423.631 VANGUARD MID-CAP GROWTH INDEX FUND - ADM #5832			2019-11-13
	514.6 VANGUARD MID-CAP GROWTH INDEX FUND - ADM #5832			2019-11-13
	519.744 VANGUARD MID-CAP GROWTH INDEX FUND - ADM #5832			2019-11-13
	45.072 VICTORY INTEGRITY DISCOVERY FUND CLASS Y		2019-01-10	2019-11-13
	39.343 VICTORY INTEGRITY DISCOVERY FUND CLASS Y		2019-01-10	2019-11-13
	44.176 VICTORY INTEGRITY DISCOVERY FUND CLASS Y		2019-01-10	2019-11-13
	7.123 ASHMORE EMERGING MARKETS ACTIVE EQUITY FUND - INST		2019-11-13	2019-11-19
	7.029 ASHMORE EMERGING MARKETS ACTIVE EQUITY FUND - INST		2019-11-13	2019-11-19
	3.373 BALLIE GIFFORD EMERGING MARKETS EQUITIES FUND CLASS K		2019-11-13	2019-11-19
	3.42 BALLIE GIFFORD EMERGING MARKETS EQUITIES FUND CLASS K		2019-11-13	2019-11-19
	1. ISHARES RUSSELL MID-CAP VALUE ETF		2019-11-13	2019-11-19
	25. ISHARES RUSSELL MID-CAP GROWTH ETF		2019-11-13	2019-11-19
	31. ISHARES RUSSELL MID-CAP GROWTH ETF		2019-11-13	2019-11-19
	32. ISHARES RUSSELL MID-CAP GROWTH ETF		2019-11-13	2019-11-19
	1.035 WELLS FARGO SPECIAL MID CAP VALUE FUND CLASS R6 #4662		2019-11-13	2019-11-19
	4.869 ASHMORE EMERGING MARKETS ACTIVE EQUITY FUND - INST		2019-11-13	2019-11-27
	3.081 BALLIE GIFFORD EMERGING MARKETS EQUITIES FUND CLASS K		2019-11-13	2019-11-27
	1. ISHARES RUSSELL MID-CAP VALUE ETF		2019-11-13	2019-11-27
	1. ISHARES RUSSELL MID-CAP VALUE ETF		2019-11-13	2019-11-27
	1.118 WELLS FARGO SPECIAL MID CAP VALUE FUND CLASS R6 #4662		2019-11-13	2019-11-27
	1.118 WELLS FARGO SPECIAL MID CAP VALUE FUND CLASS R6 #4662		2019-11-13	2019-11-27
	617.451 INVESCO OPPENHEIMER STEELPATH MLP SELECT 40 FUND CL R6			2019-11-29
	379.482 INVESCO OPPENHEIMER STEELPATH MLP SELECT 40 FUND CL R6			2019-11-29
	382.934 INVESCO OPPENHEIMER STEELPATH MLP SELECT 40 FUND CL R6			2019-11-29
	561.421 INVESCO OPPENHEIMER STEELPATH MLP SELECT 40 FUND CL R6			2019-11-29
	617.62 INVESCO OPPENHEIMER STEELPATH MLP SELECT 40 FUND CL R6			2019-11-29
	234.81 INVESCO OPPENHEIMER STEELPATH MLP SELECT 40 FUND CL R6			2019-11-29
	432.174 TORTOISE MLP & PIPELINE FUND - INS			2019-11-29
	203.715 TORTOISE MLP & PIPELINE FUND - INS			2019-11-29
	257.012 TORTOISE MLP & PIPELINE FUND - INS			2019-11-29
	542.055 TORTOISE MLP & PIPELINE FUND - INS			2019-11-29
	254.345 TORTOISE MLP & PIPELINE FUND - INS			2019-11-29
	541.832 TORTOISE MLP & PIPELINE FUND - INS			2019-11-29
	924.286 AMERICAN BEACON BRIDGEWAY LARGE CAP VALUE FUND CL R5 #3416			2020-01-06
	748.832 AMERICAN BEACON BRIDGEWAY LARGE CAP VALUE FUND CL R5 #3416			2020-01-06
	927.92 AMERICAN BEACON BRIDGEWAY LARGE CAP VALUE FUND CL R5 #3416			2020-01-06
	225.521 ISHARES MSCI EAFE INTERNATIONAL INDEX FUND CLASS K #1804		2018-06-07	2020-01-06
	169.734 ISHARES MSCI EAFE INTERNATIONAL INDEX FUND CLASS K #1804		2018-06-07	2020-01-06
	226.743 ISHARES MSCI EAFE INTERNATIONAL INDEX FUND CLASS K #1804		2018-06-07	2020-01-06
	680.42 CARILLON CLARIVEST CAPITAL APPRECIATION FUND CLASS I #3852			2020-01-06
	549.237 CARILLON CLARIVEST CAPITAL APPRECIATION FUND CLASS I #3852			2020-01-06
	677.988 CARILLON CLARIVEST CAPITAL APPRECIATION FUND CLASS I #3852			2020-01-06
	551.1 FIDELITY LARGE CAP GROWTH INDEX FUND #2826			2020-01-06
	553.638 FIDELITY LARGE CAP GROWTH INDEX FUND #2826			2020-01-06
	425.663 FIDELITY LARGE CAP GROWTH INDEX FUND #2826			2020-01-06
	1779.092 GOLDMAN SACHS ENHANCED INCOME FD CL I #1999		2018-06-07	2020-01-06
	1419.747 GOLDMAN SACHS ENHANCED INCOME FD CL I #1999		2018-06-07	2020-01-06
	1754.488 GOLDMAN SACHS ENHANCED INCOME FD CL I #1999		2018-06-07	2020-01-06
	165.224 WCM FOCUSED INTERNATIONAL GROWTH FUND #840		2018-07-02	2020-01-06
	166.121 WCM FOCUSED INTERNATIONAL GROWTH FUND #840		2018-07-02	2020-01-06
	130.449 WCM FOCUSED INTERNATIONAL GROWTH FUND #840		2018-07-02	2020-01-06
	10. ISHARES RUSSELL MID-CAP VALUE ETF		2019-11-13	2020-01-06
	10. ISHARES RUSSELL MID-CAP VALUE ETF		2019-11-13	2020-01-06
	161. ISHARES MSCI ACWI ETF		2019-11-29	2020-01-06
	202. ISHARES MSCI ACWI ETF		2019-11-29	2020-01-06
	205. ISHARES MSCI ACWI ETF		2019-12-02	2020-01-06
	107.582 JPMORGAN VALUE ADVANTAGE FUND CLASS R6 #2336			2020-01-06
	138.829 JPMORGAN VALUE ADVANTAGE FUND CLASS R6 #2336			2020-01-06
	139.746 JPMORGAN VALUE ADVANTAGE FUND CLASS R6 #2336			2020-01-06
	249.546 MFS MID CAP VALUE R6 #4837			2020-01-06
	248.48 MFS MID CAP VALUE R6 #4837			2020-01-06
	207.501 MFS MID CAP VALUE R6 #4837			2020-01-06
	267.13 JACKSON SQUARE SMID-CAP GROWTH FUND - IS CLASS #196			2020-01-06
	215.536 JACKSON SQUARE SMID-CAP GROWTH FUND - IS CLASS #196			2020-01-06
	266.966 JACKSON SQUARE SMID-CAP GROWTH FUND - IS CLASS #196			2020-01-06
	572.259 MORGAN STANLEY INST GROWTH IR #8708		2019-05-31	2020-01-06
	574.183 MORGAN STANLEY INST GROWTH IR #8708		2019-05-31	2020-01-06
	464.295 MORGAN STANLEY INST GROWTH IR #8708		2019-05-31	2020-01-06
	202.634 PEAR TREE POLARIS FOREIGN VALUE FUND CL R6 #8896		2018-07-02	2020-01-06
	201.668 PEAR TREE POLARIS FOREIGN VALUE FUND CL R6 #8896		2018-07-02	2020-01-06
	127.568 PEAR TREE POLARIS FOREIGN VALUE FUND CL R6 #8896		2018-07-02	2020-01-06
	156.954 T ROWE PRICE MID-CAP GROWTH FUND CLASS I #524		2018-06-07	2020-01-06
	156.389 T ROWE PRICE MID-CAP GROWTH FUND CLASS I #524		2018-06-07	2020-01-06
	127.096 T ROWE PRICE MID-CAP GROWTH FUND CLASS I #524		2018-06-07	2020-01-06
	161.82 WELLS FARGO SPECIAL MID CAP VALUE FUND CLASS R6 #4662			2020-01-06
	162.556 WELLS FARGO SPECIAL MID CAP VALUE FUND CLASS R6 #4662			2020-01-06
	135.234 WELLS FARGO SPECIAL MID CAP VALUE FUND CLASS R6 #4662			2020-01-06
	26.169 BLACKROCK MID-CAP GROWTH EQUITY PORTFOLIO CLASS K #1943		2020-01-06	2020-02-13
	57.677 CARILLON CLARIVEST CAPITAL APPRECIATION FUND CLASS I #3852		2019-05-31	2020-02-13
	123.433 FIDELITY LARGE CAP VALUE INDEX FUND - INST PR #2830			2020-02-13
	274.908 FIDELITY LARGE CAP GROWTH INDEX FUND #2826		2019-11-13	2020-02-13
	42.03 T ROWE PRICE INSTITUTIONAL LARGE-CAP CORE GROWTH FUND #148		2020-01-06	2020-02-13
	70.064 MORGAN STANLEY INST GROWTH IR #8708		2019-05-31	2020-02-13
	241. ISHARES RUSSELL MID-CAP VALUE ETF		2019-11-13	2020-03-06
	286. ISHARES RUSSELL MID-CAP VALUE ETF		2019-11-13	2020-03-06
	285. ISHARES RUSSELL MID-CAP VALUE ETF		2019-11-13	2020-03-06
	9.143 NUANCE MID CAP VALUE FUND CLASS Z		2020-01-06	2020-03-06
	9.306 NUANCE MID CAP VALUE FUND CLASS Z		2020-01-06	2020-03-06
	5.543 BLACKROCK MID-CAP GROWTH EQUITY PORTFOLIO CLASS K #1943		2020-01-06	2020-03-11
	11.905 BLACKROCK MID-CAP GROWTH EQUITY PORTFOLIO CLASS K #1943		2020-01-06	2020-03-11
	178. ISHARES RUSSELL MID-CAP GROWTH ETF			2020-03-11
	216. ISHARES RUSSELL MID-CAP GROWTH ETF			2020-03-11
	215. ISHARES RUSSELL MID-CAP GROWTH ETF			2020-03-11
	996.891 AMERICAN BEACON GARCIA HAMILTON QUALITY BOND FUND CL R5 #4851		2018-07-02	2020-03-13
	1223.47 AMERICAN BEACON GARCIA HAMILTON QUALITY BOND FUND CL R5 #4851		2018-07-02	2020-03-13
	1389.868 BAIRD AGGREGATE BOND FUND INST #72			2020-03-13
	1706.696 BAIRD AGGREGATE BOND FUND INST #72			2020-03-13
	34.873 FIDELITY LARGE CAP GROWTH INDEX FUND #2826		2019-11-13	2020-03-13
	428.556 GOLDMAN SACHS ENHANCED INCOME FD CL I #1999			2020-03-13
	525.882 GOLDMAN SACHS ENHANCED INCOME FD CL I #1999			2020-03-13
	67.516 MORGAN STANLEY INST GROWTH IR #8708		2019-05-31	2020-03-13
	1088.606 WELLS FARGO CORE BOND FUND CLASS R6 #4657			2020-03-13
	1336.507 WELLS FARGO CORE BOND FUND CLASS R6 #4657			2020-03-13
	797.376 AMERICAN BEACON GARCIA HAMILTON QUALITY BOND FUND CL R5 #4851		2018-07-02	2020-03-16
	75.883 ASHMORE EMERGING MARKETS ACTIVE EQUITY FUND - INST		2020-01-06	2020-03-16
	145.798 ASHMORE EMERGING MARKETS ACTIVE EQUITY FUND - INST		2020-01-06	2020-03-16
	33.442 BALLIE GIFFORD EMERGING MARKETS EQUITIES FUND CLASS K			2020-03-16
	11.538 BALLIE GIFFORD EMERGING MARKETS EQUITIES FUND CLASS K		2019-12-27	2020-03-16
	1119.177 BAIRD AGGREGATE BOND FUND INST #72			2020-03-16
	30.706 BLACKROCK MID-CAP GROWTH EQUITY PORTFOLIO CLASS K #1943		2020-01-06	2020-03-16
	94.926 CARILLON CLARIVEST CAPITAL APPRECIATION FUND CLASS I #3852		2019-05-31	2020-03-16
	53.96 CARILLON CLARIVEST CAPITAL APPRECIATION FUND CLASS I #3852			2020-03-16
	77.799 CARILLON CLARIVEST CAPITAL APPRECIATION FUND CLASS I #3852		2019-05-31	2020-03-16
	23.251 COLUMBIA SMALL CAP INDEX FUND INTL #444		2018-06-07	2020-03-16
	27.915 COLUMBIA SMALL CAP INDEX FUND INTL #444		2018-06-07	2020-03-16
	49.745 FIDELITY MID CAP VALUE INDEX FUND #3404		2020-03-06	2020-03-16
	62.363 FIDELITY MID CAP VALUE INDEX FUND #3404		2020-03-06	2020-03-16
	8.328 FIDELITY MID CAP GROWTH INDEX FUND #3403		2020-03-11	2020-03-16
	320.374 FIDELITY LARGE CAP VALUE INDEX FUND - INST PR #2830			2020-03-16
	400.22 FIDELITY LARGE CAP VALUE INDEX FUND - INST PR #2830			2020-03-16
	381.931 FIDELITY LARGE CAP GROWTH INDEX FUND #2826		2019-11-13	2020-03-16
	218.142 FIDELITY LARGE CAP GROWTH INDEX FUND #2826			2020-03-16
	296.489 FIDELITY LARGE CAP GROWTH INDEX FUND #2826		2019-11-13	2020-03-16
	335.553 GOLDMAN SACHS ENHANCED INCOME FD CL I #1999			2020-03-16
	29.376 JPMORGAN VALUE ADVANTAGE FUND CLASS R6 #2336		2019-07-05	2020-03-16
	30.744 JPMORGAN VALUE ADVANTAGE FUND CLASS R6 #2336		2019-07-05	2020-03-16
	9.302 MFS MID CAP VALUE R6 #4837		2018-06-07	2020-03-16
	11.812 MFS MID CAP VALUE R6 #4837		2018-06-07	2020-03-16
	41.759 MORGAN STANLEY INST GROWTH IR #8708		2019-05-31	2020-03-16
	32.759 PIMCO STOCKSPLUS SMALL FUND - INST #1885		2019-01-10	2020-03-16
	38.793 PIMCO STOCKSPLUS SMALL FUND - INST #1885		2019-01-10	2020-03-16
	8.103 T ROWE PRICE MID-CAP GROWTH FUND CLASS I #524			2020-03-16
	34.978 VANGUARD EQUITY INCOME FUND ADM #565		2020-01-06	2020-03-16
	42.362 VANGUARD EQUITY INCOME FUND ADM #565		2020-01-06	2020-03-16
	876.137 WELLS FARGO CORE BOND FUND CLASS R6 #4657			2020-03-16
	126.217 VICTORY INTEGRITY DISCOVERY FUND CLASS Y		2019-01-10	2020-03-18
	49.117 VICTORY INTEGRITY DISCOVERY FUND CLASS Y			2020-03-18
	108.551 VICTORY INTEGRITY DISCOVERY FUND CLASS Y		2019-01-10	2020-03-18
	30.507 VICTORY INTEGRITY DISCOVERY FUND CLASS Y			2020-03-18
	127.54 VICTORY INTEGRITY DISCOVERY FUND CLASS Y		2019-01-10	2020-03-18
	43.996 VICTORY INTEGRITY DISCOVERY FUND CLASS Y			2020-03-18
	2243.518 PIMCO STOCKSPLUS INTERNATIONAL FUND U.S. DOLLAR-HEDGED INST #			2020-03-23
	638.516 PIMCO STOCKSPLUS INTERNATIONAL FUND U.S. DOLLAR-HEDGED INST #3			2020-03-23
	456.414 PIMCO STOCKSPLUS INTERNATIONAL FUND U.S. DOLLAR-HEDGED INST #3			2020-03-23
	1838.84 PIMCO STOCKSPLUS INTERNATIONAL FUND U.S. DOLLAR-HEDGED INST #3			2020-03-23
	2251.932 PIMCO STOCKSPLUS INTERNATIONAL FUND U.S. DOLLAR-HEDGED INST #			2020-03-23
	604.326 PIMCO STOCKSPLUS INTERNATIONAL FUND U.S. DOLLAR-HEDGED INST #3			2020-03-23
	103.633 VICTORY INTEGRITY DISCOVERY FUND CLASS Y			2020-03-27
	81.515 VICTORY INTEGRITY DISCOVERY FUND CLASS Y			2020-03-27
	100.691 VICTORY INTEGRITY DISCOVERY FUND CLASS Y			2020-03-27
	1480.792 AMERICAN BEACON BRIDGEWAY LARGE CAP VALUE FUND CL R5 #3416			2020-04-06
	1810.878 AMERICAN BEACON BRIDGEWAY LARGE CAP VALUE FUND CL R5 #3416			2020-04-06
	1826.857 AMERICAN BEACON BRIDGEWAY LARGE CAP VALUE FUND CL R5 #3416			2020-04-06
	372.599 AMERICAN BEACON GARCIA HAMILTON QUALITY BOND FUND CL R5 #4851			2020-04-06
	385.743 AMERICAN BEACON GARCIA HAMILTON QUALITY BOND FUND CL R5 #4851			2020-04-06
	450.657 AMERICAN BEACON GARCIA HAMILTON QUALITY BOND FUND CL R5 #4851			2020-04-06
	103.531 ASHMORE EMERGING MARKETS ACTIVE EQUITY FUND - INST		2020-01-06	2020-04-06
	78.702 ASHMORE EMERGING MARKETS ACTIVE EQUITY FUND - INST		2020-01-06	2020-04-06
	96.914 BALLIE GIFFORD EMERGING MARKETS EQUITIES FUND CLASS K			2020-04-06
	44.136 BALLIE GIFFORD EMERGING MARKETS EQUITIES FUND CLASS K		2020-01-06	2020-04-06
	92.654 BALLIE GIFFORD EMERGING MARKETS EQUITIES FUND CLASS K			2020-04-06
	618.166 BAIRD AGGREGATE BOND FUND INST #72			2020-04-06
	558.995 BAIRD AGGREGATE BOND FUND INST #72			2020-04-06
	509.7 BAIRD AGGREGATE BOND FUND INST #72			2020-04-06
	954.809 ISHARES MSCI EAFE INTERNATIONAL INDEX FUND CLASS K #1804		2018-06-07	2020-04-06
	768.908 ISHARES MSCI EAFE INTERNATIONAL INDEX FUND CLASS K #1804		2018-06-07	2020-04-06
	934.734 ISHARES MSCI EAFE INTERNATIONAL INDEX FUND CLASS K #1804		2018-06-07	2020-04-06
	90.76 GOLDMAN SACHS INTERNATIONAL SMALL CAP INSIGHTS FUND CLASS R6 #46		2018-06-07	2020-04-06
	74.503 GOLDMAN SACHS INTERNATIONAL SMALL CAP INSIGHTS FUND CLASS R6 #4		2018-06-07	2020-04-06
	100.468 GOLDMAN SACHS INTERNATIONAL SMALL CAP INSIGHTS FUND CLASS R6 #		2018-06-07	2020-04-06
	69.503 GOLDMAN SACHS EMERGING MARKETS EQUITY INSIGHTS FUND CLASS R6 #4		2018-06-07	2020-04-06
	22.328 T ROWE PRICE EMERGING MARKETS STOCK FUND CLASS I #531		2018-06-07	2020-04-06
	1.387 T ROWE PRICE EMERGING MARKETS STOCK FUND CLASS I #531		2018-06-07	2020-04-06
	17.134 T ROWE PRICE EMERGING MARKETS STOCK FUND CLASS I #531		2018-06-07	2020-04-06
	225.195 TIAA-CREF EMERGING MARKETS EQUITY INDEX FUND INST #2245			2020-04-06
	221.182 TIAA-CREF EMERGING MARKETS EQUITY INDEX FUND INST #2245		2018-06-07	2020-04-06
	121.516 TIAA-CREF EMERGING MARKETS EQUITY INDEX FUND INST #2245		2018-06-07	2020-04-06
	544.131 WELLS FARGO CORE BOND FUND CLASS R6 #4657			2020-04-06
	495.171 WELLS FARGO CORE BOND FUND CLASS R6 #4657			2020-04-06
	447.92 WELLS FARGO CORE BOND FUND CLASS R6 #4657			2020-04-06
	264.252 CARILLON CLARIVEST CAPITAL APPRECIATION FUND CLASS I #3852			2020-05-15
	272.135 CARILLON CLARIVEST CAPITAL APPRECIATION FUND CLASS I #3852			2020-05-15
	223.562 CARILLON CLARIVEST CAPITAL APPRECIATION FUND CLASS I #3852			2020-05-15
	2618.732 FIDELITY LARGE CAP VALUE INDEX FUND - INST PR #2830			2020-05-15
	2642.537 FIDELITY LARGE CAP VALUE INDEX FUND - INST PR #2830			2020-05-15
	2117.951 FIDELITY LARGE CAP VALUE INDEX FUND - INST PR #2830			2020-05-15
	1162.093 FIDELITY LARGE CAP GROWTH INDEX FUND #2826			2020-05-15
	967.124 FIDELITY LARGE CAP GROWTH INDEX FUND #2826			2020-05-15
	1183.076 FIDELITY LARGE CAP GROWTH INDEX FUND #2826			2020-05-15
	53.082 T ROWE PRICE INSTITUTIONAL LARGE-CAP CORE GROWTH FUND #148		2020-01-06	2020-05-15
	59.67 T ROWE PRICE INSTITUTIONAL LARGE-CAP CORE GROWTH FUND #148		2020-01-06	2020-05-15
	51.068 T ROWE PRICE INSTITUTIONAL LARGE-CAP CORE GROWTH FUND #148		2020-01-06	2020-05-15
	253.242 JPMORGAN VALUE ADVANTAGE FUND CLASS R6 #2336			2020-05-15
	203.149 JPMORGAN VALUE ADVANTAGE FUND CLASS R6 #2336			2020-05-15
	251.464 JPMORGAN VALUE ADVANTAGE FUND CLASS R6 #2336			2020-05-15
	161.522 MORGAN STANLEY INST GROWTH IR #8708		2019-05-31	2020-05-15
	182.122 MORGAN STANLEY INST GROWTH IR #8708		2019-05-31	2020-05-15
	124.951 MORGAN STANLEY INST GROWTH IR #8708		2019-05-31	2020-05-15
	15.693 VANGUARD EQUITY INCOME FUND ADM #565		2020-01-06	2020-05-15
	12.685 VANGUARD EQUITY INCOME FUND ADM #565		2020-01-06	2020-05-15
	15.942 VANGUARD EQUITY INCOME FUND ADM #565		2020-01-06	2020-05-15
	17.871 ARTISAN INTERNATIONAL SMALL-MID FUND INSTL #2467		2019-04-02	2020-06-09
	14.452 ARTISAN INTERNATIONAL SMALL-MID FUND INSTL #2467		2019-04-02	2020-06-09
	15.161 ARTISAN INTERNATIONAL SMALL-MID FUND INSTL #2467		2019-04-02	2020-06-09
	7.247 BALLIE GIFFORD EMERGING MARKETS EQUITIES FUND CLASS K		2020-01-06	2020-06-09
	62.382 ISHARES MSCI EAFE INTERNATIONAL INDEX FUND CLASS K #1804		2018-06-07	2020-06-09
	91.379 ISHARES MSCI EAFE INTERNATIONAL INDEX FUND CLASS K #1804		2018-06-07	2020-06-09
	75.078 ISHARES MSCI EAFE INTERNATIONAL INDEX FUND CLASS K #1804		2018-06-07	2020-06-09
	123.007 COLUMBIA SMALL CAP INDEX FUND INTL #444		2018-06-07	2020-06-09
	121.278 COLUMBIA SMALL CAP INDEX FUND INTL #444		2018-06-07	2020-06-09
	98.367 COLUMBIA SMALL CAP INDEX FUND INTL #444		2018-06-07	2020-06-09
	131.346 FEDERATED HERMES MDT SMALL CAP CORE FUND		2019-04-02	2020-06-09
	129.65 FEDERATED HERMES MDT SMALL CAP CORE FUND		2019-04-02	2020-06-09
	105.088 FEDERATED HERMES MDT SMALL CAP CORE FUND		2019-04-02	2020-06-09
	293.939 FIDELITY MID CAP VALUE INDEX FUND #3404		2020-03-06	2020-06-09
	300.691 FIDELITY MID CAP VALUE INDEX FUND #3404		2020-03-06	2020-06-09
	243.806 FIDELITY MID CAP VALUE INDEX FUND #3404		2020-03-06	2020-06-09
	308.004 FIDELITY MID CAP GROWTH INDEX FUND #3403		2020-03-11	2020-06-09
	300.819 FIDELITY MID CAP GROWTH INDEX FUND #3403		2020-03-11	2020-06-09
	244.429 FIDELITY MID CAP GROWTH INDEX FUND #3403		2020-03-11	2020-06-09
	767.65 FIDELITY LARGE CAP VALUE INDEX FUND - INST PR #2830		2019-05-31	2020-06-09
	766.639 FIDELITY LARGE CAP VALUE INDEX FUND - INST PR #2830		2019-05-31	2020-06-09
	622.578 FIDELITY LARGE CAP VALUE INDEX FUND - INST PR #2830		2019-05-31	2020-06-09
	697.317 FIDELITY LARGE CAP GROWTH INDEX FUND #2826		2019-05-31	2020-06-09
	700.894 FIDELITY LARGE CAP GROWTH INDEX FUND #2826		2019-05-31	2020-06-09
	561.704 FIDELITY LARGE CAP GROWTH INDEX FUND #2826		2019-05-31	2020-06-09
	129.379 GOLDMAN SACHS INTERNATIONAL SMALL CAP INSIGHTS FUND CLASS R6 #		2018-06-07	2020-06-09
	121.469 GOLDMAN SACHS INTERNATIONAL SMALL CAP INSIGHTS FUND CLASS R6 #		2018-06-07	2020-06-09
	98.399 GOLDMAN SACHS INTERNATIONAL SMALL CAP INSIGHTS FUND CLASS R6 #4		2018-06-07	2020-06-09
	22.886 GOLDMAN SACHS EMERGING MARKETS EQUITY INSIGHTS FUND CLASS R6 #4		2018-06-07	2020-06-09
	89. ISHARES RUSSELL TOP 200 GROWTH ETF		2020-05-15	2020-06-09
	95. ISHARES RUSSELL TOP 200 GROWTH ETF		2020-05-15	2020-06-09
	70. ISHARES RUSSELL TOP 200 GROWTH ETF		2020-05-15	2020-06-09
	11.748 JPMORGAN VALUE ADVANTAGE FUND CLASS R6 #2336		2019-05-31	2020-06-09
	12.485 JPMORGAN VALUE ADVANTAGE FUND CLASS R6 #2336		2019-05-31	2020-06-09
	10.798 JPMORGAN VALUE ADVANTAGE FUND CLASS R6 #2336		2019-05-31	2020-06-09
	105.565 MFS MID CAP VALUE R6 #4837		2018-06-07	2020-06-09
	91.63 MFS MID CAP VALUE R6 #4837		2018-06-07	2020-06-09
	69.676 MFS MID CAP VALUE R6 #4837		2018-06-07	2020-06-09
	183.438 JACKSON SQUARE SMID-CAP GROWTH FUND - IS CLASS #196		2019-05-31	2020-06-09
	148.796 JACKSON SQUARE SMID-CAP GROWTH FUND - IS CLASS #196		2019-05-31	2020-06-09
	184.513 JACKSON SQUARE SMID-CAP GROWTH FUND - IS CLASS #196		2019-05-31	2020-06-09
	634.642 PEAR TREE POLARIS FOREIGN VALUE FUND CL R6 #8896		2018-07-02	2020-06-09
	504.431 PEAR TREE POLARIS FOREIGN VALUE FUND CL R6 #8896		2018-07-02	2020-06-09
	684.491 PEAR TREE POLARIS FOREIGN VALUE FUND CL R6 #8896		2018-07-02	2020-06-09
	365.714 PIMCO STOCKSPLUS SMALL FUND - INST #1885		2019-01-10	2020-06-09
	292.457 PIMCO STOCKSPLUS SMALL FUND - INST #1885		2019-01-10	2020-06-09
	360.686 PIMCO STOCKSPLUS SMALL FUND - INST #1885		2019-01-10	2020-06-09
	3.372 T ROWE PRICE MID-CAP GROWTH FUND CLASS I #524			2020-06-09
	3.372 T ROWE PRICE MID-CAP GROWTH FUND CLASS I #524			2020-06-09
	1.717 T ROWE PRICE MID-CAP GROWTH FUND CLASS I #524		2018-06-07	2020-06-09
	4.337 T ROWE PRICE EMERGING MARKETS STOCK FUND CLASS I #531		2018-06-07	2020-06-09
	1842.718 AMERICAN BEACON GARCIA HAMILTON QUALITY BOND FUND CL R5 #4851			2020-07-13
	3281.553 AMERICAN BEACON GARCIA HAMILTON QUALITY BOND FUND CL R5 #4851			2020-07-13
	2279.709 AMERICAN BEACON GARCIA HAMILTON QUALITY BOND FUND CL R5 #4851			2020-07-13
	331.407 ASHMORE EMERGING MARKETS ACTIVE EQUITY FUND - INST			2020-07-13
	304.38 ASHMORE EMERGING MARKETS ACTIVE EQUITY FUND - INST			2020-07-13
	219.915 BALLIE GIFFORD EMERGING MARKETS EQUITIES FUND CLASS K			2020-07-13
	178.716 BALLIE GIFFORD EMERGING MARKETS EQUITIES FUND CLASS K			2020-07-13
	184.757 BALLIE GIFFORD EMERGING MARKETS EQUITIES FUND CLASS K			2020-07-13
	1704.388 BAIRD AGGREGATE BOND FUND INST #72			2020-07-13
	1754.093 BAIRD AGGREGATE BOND FUND INST #72			2020-07-13
	2169.958 BAIRD AGGREGATE BOND FUND INST #72			2020-07-13
	262.253 BLACKROCK MID-CAP GROWTH EQUITY PORTFOLIO CLASS K #1943		2020-01-06	2020-07-13
	210.006 BLACKROCK MID-CAP GROWTH EQUITY PORTFOLIO CLASS K #1943		2020-01-06	2020-07-13
	260.965 BLACKROCK MID-CAP GROWTH EQUITY PORTFOLIO CLASS K #1943		2020-01-06	2020-07-13
	333.441 CARILLON CLARIVEST CAPITAL APPRECIATION FUND CLASS I #3852		2019-05-31	2020-07-13
	267.111 CARILLON CLARIVEST CAPITAL APPRECIATION FUND CLASS I #3852		2019-05-31	2020-07-13
	331.443 CARILLON CLARIVEST CAPITAL APPRECIATION FUND CLASS I #3852		2019-05-31	2020-07-13
	147.176 COLUMBIA SMALL CAP INDEX FUND INTL #444			2020-07-13
	148.198 COLUMBIA SMALL CAP INDEX FUND INTL #444			2020-07-13
	118.289 COLUMBIA SMALL CAP INDEX FUND INTL #444			2020-07-13
	2394.918 FIDELITY LARGE CAP VALUE INDEX FUND - INST PR #2830		2019-05-31	2020-07-13
	1926.588 FIDELITY LARGE CAP VALUE INDEX FUND - INST PR #2830		2019-05-31	2020-07-13
	2384.574 FIDELITY LARGE CAP VALUE INDEX FUND - INST PR #2830		2019-05-31	2020-07-13
	1215.921 FIDELITY LARGE CAP GROWTH INDEX FUND #2826		2019-05-31	2020-07-13
	1209.054 FIDELITY LARGE CAP GROWTH INDEX FUND #2826		2019-05-31	2020-07-13
	976.653 FIDELITY LARGE CAP GROWTH INDEX FUND #2826		2019-05-31	2020-07-13
	118.719 GOLDMAN SACHS ENHANCED INCOME FD CL I #1999			2020-07-13
	3140.791 GOLDMAN SACHS ENHANCED INCOME FD CL I #1999			2020-07-13
	3003.941 GOLDMAN SACHS ENHANCED INCOME FD CL I #1999			2020-07-13
	118.414 GOLDMAN SACHS ENHANCED INCOME FD CL I #1999			2020-07-13
	2433.5 GOLDMAN SACHS ENHANCED INCOME FD CL I #1999			2020-07-13
	95.025 GOLDMAN SACHS ENHANCED INCOME FD CL I #1999			2020-07-13
	445.36 GOLDMAN SACHS EMERGING MARKETS EQUITY INSIGHTS FUND CLASS R6 #4		2018-06-07	2020-07-13
	49.948 GOLDMAN SACHS EMERGING MARKETS EQUITY INSIGHTS FUND CLASS R6 #4			2020-07-13
	341.502 GOLDMAN SACHS EMERGING MARKETS EQUITY INSIGHTS FUND CLASS R6 #		2018-06-07	2020-07-13
	329.692 T ROWE PRICE INSTITUTIONAL LARGE-CAP CORE GROWTH FUND #148		2020-01-06	2020-07-13
	327.767 T ROWE PRICE INSTITUTIONAL LARGE-CAP CORE GROWTH FUND #148		2020-01-06	2020-07-13
	264.195 T ROWE PRICE INSTITUTIONAL LARGE-CAP CORE GROWTH FUND #148		2020-01-06	2020-07-13
	342.418 JPMORGAN VALUE ADVANTAGE FUND CLASS R6 #2336		2019-05-31	2020-07-13
	275.211 JPMORGAN VALUE ADVANTAGE FUND CLASS R6 #2336		2019-05-31	2020-07-13
	340.898 JPMORGAN VALUE ADVANTAGE FUND CLASS R6 #2336		2019-05-31	2020-07-13
	11.813 MFS MID CAP VALUE R6 #4837		2018-06-07	2020-07-13
	14.012 MFS MID CAP VALUE R6 #4837		2018-06-07	2020-07-13
	214.214 JACKSON SQUARE SMID-CAP GROWTH FUND - IS CLASS #196		2019-05-31	2020-07-13
	172.324 JACKSON SQUARE SMID-CAP GROWTH FUND - IS CLASS #196		2019-05-31	2020-07-13
	213.283 JACKSON SQUARE SMID-CAP GROWTH FUND - IS CLASS #196		2019-05-31	2020-07-13
	214.249 MORGAN STANLEY INST GROWTH IR #8708			2020-07-13
	5.395 MORGAN STANLEY INST GROWTH IR #8708		2019-11-13	2020-07-13
	213.492 MORGAN STANLEY INST GROWTH IR #8708			2020-07-13
	166.431 MORGAN STANLEY INST GROWTH IR #8708			2020-07-13
	121.863 PIMCO STOCKSPLUS SMALL FUND - INST #1885		2019-01-10	2020-07-13
	116.398 PIMCO STOCKSPLUS SMALL FUND - INST #1885		2019-01-10	2020-07-13
	94.658 PIMCO STOCKSPLUS SMALL FUND - INST #1885		2019-01-10	2020-07-13
	154.473 T ROWE PRICE MID-CAP GROWTH FUND CLASS I #524			2020-07-13
	153.821 T ROWE PRICE MID-CAP GROWTH FUND CLASS I #524			2020-07-13
	125.82 T ROWE PRICE MID-CAP GROWTH FUND CLASS I #524			2020-07-13
	19.195 T ROWE PRICE EMERGING MARKETS STOCK FUND CLASS I #531		2018-06-07	2020-07-13
	398.296 TIAA-CREF EMERGING MARKETS EQUITY INDEX FUND INST #2245		2018-06-07	2020-07-13
	347.713 TIAA-CREF EMERGING MARKETS EQUITY INDEX FUND INST #2245		2018-06-07	2020-07-13
	319.91 TIAA-CREF EMERGING MARKETS EQUITY INDEX FUND INST #2245		2018-06-07	2020-07-13
	61.642 VANGUARD EQUITY INCOME FUND ADM #565		2020-01-06	2020-07-13
	49.971 VANGUARD EQUITY INCOME FUND ADM #565		2020-01-06	2020-07-13
	61.686 VANGUARD EQUITY INCOME FUND ADM #565		2020-01-06	2020-07-13
	1669.258 WELLS FARGO CORE BOND FUND CLASS R6 #4657			2020-07-13
	1665.835 WELLS FARGO CORE BOND FUND CLASS R6 #4657			2020-07-13
	2060.842 WELLS FARGO CORE BOND FUND CLASS R6 #4657			2020-07-13
	52.224 AMERICAN BEACON GARCIA HAMILTON QUALITY BOND FUND CL R5 #4851		2018-07-02	2020-07-24
	53.482 AMERICAN BEACON GARCIA HAMILTON QUALITY BOND FUND CL R5 #4851		2018-07-02	2020-07-24
	41.393 AMERICAN BEACON GARCIA HAMILTON QUALITY BOND FUND CL R5 #4851		2018-07-02	2020-07-24
	37.143 ARTISAN INTERNATIONAL SMALL-MID FUND INSTL #2467		2019-07-05	2020-07-24
	29.627 ARTISAN INTERNATIONAL SMALL-MID FUND INSTL #2467		2019-07-05	2020-07-24
	23.851 ARTISAN INTERNATIONAL SMALL-MID FUND INSTL #2467		2019-07-05	2020-07-24
	195.353 ASHMORE EMERGING MARKETS ACTIVE EQUITY FUND - INST		2020-01-06	2020-07-24
	103.015 BAIRD AGGREGATE BOND FUND INST #72		2018-06-07	2020-07-24
	104.941 BAIRD AGGREGATE BOND FUND INST #72		2018-06-07	2020-07-24
	81.826 BAIRD AGGREGATE BOND FUND INST #72		2018-06-07	2020-07-24
	5.222 ISHARES MSCI EAFE INTERNATIONAL INDEX FUND CLASS K #1804		2018-06-07	2020-07-24
	3.118 ISHARES MSCI EAFE INTERNATIONAL INDEX FUND CLASS K #1804		2018-06-07	2020-07-24
	52.845 ISHARES MSCI EAFE INTERNATIONAL INDEX FUND CLASS K #1804		2018-06-07	2020-07-24
	3.66 COHEN & STEERS REAL ESTATE SECURITIES FUND CLASS I #1260		2020-07-13	2020-07-24
	3.729 COHEN & STEERS REAL ESTATE SECURITIES FUND CLASS I #1260		2020-07-13	2020-07-24
	2.97 COHEN & STEERS REAL ESTATE SECURITIES FUND CLASS I #1260		2020-07-13	2020-07-24
	9.554 FEDERATED HERMES MDT SMALL CAP CORE FUND		2019-04-02	2020-07-24
	8.524 FEDERATED HERMES MDT SMALL CAP CORE FUND		2019-04-02	2020-07-24
	10.24 FEDERATED HERMES MDT SMALL CAP CORE FUND		2019-04-02	2020-07-24
	117.709 FIDELITY MID CAP VALUE INDEX FUND #3404		2020-03-06	2020-07-24
	145.877 FIDELITY MID CAP VALUE INDEX FUND #3404		2020-03-06	2020-07-24
	145.822 FIDELITY MID CAP VALUE INDEX FUND #3404		2020-03-06	2020-07-24
	15.371 FIDELITY MID CAP GROWTH INDEX FUND #3403		2020-07-13	2020-07-24
	18.905 FIDELITY MID CAP GROWTH INDEX FUND #3403		2020-07-13	2020-07-24
	19.17 FIDELITY MID CAP GROWTH INDEX FUND #3403		2020-07-13	2020-07-24
	137.732 GOLDMAN SACHS EMERGING MARKETS EQUITY INSIGHTS FUND CLASS R6 #		2018-06-07	2020-07-24
	148.219 WCM FOCUSED INTERNATIONAL GROWTH FUND #840		2018-07-02	2020-07-24
	160.587 WCM FOCUSED INTERNATIONAL GROWTH FUND #840		2018-07-02	2020-07-24
	120.789 WCM FOCUSED INTERNATIONAL GROWTH FUND #840		2018-07-02	2020-07-24
	60. ISHARES RUSSELL TOP 200 VALUE ETF		2020-07-13	2020-07-24
	60. ISHARES RUSSELL TOP 200 VALUE ETF		2020-07-13	2020-07-24
	48. ISHARES RUSSELL TOP 200 VALUE ETF		2020-07-13	2020-07-24
	40.687 LAZARD INTERNATIONAL EQUITY INST #632		2018-06-07	2020-07-24
	37.718 LAZARD INTERNATIONAL EQUITY INST #632		2018-06-07	2020-07-24
	33.5 MFS MID CAP VALUE R6 #4837		2018-06-07	2020-07-24
	33.545 MFS MID CAP VALUE R6 #4837		2018-06-07	2020-07-24
	27.054 MFS MID CAP VALUE R6 #4837		2018-06-07	2020-07-24
	7.291 MAINSTAY CBRE GLOBAL INFRASTRUCTURE FUND CLASS I #5023		2020-07-13	2020-07-24
	8.281 MAINSTAY CBRE GLOBAL INFRASTRUCTURE FUND CLASS I #5023		2020-07-13	2020-07-24
	5.851 MAINSTAY CBRE GLOBAL INFRASTRUCTURE FUND CLASS I #5023		2020-07-13	2020-07-24
	26.624 NUANCE MID CAP VALUE FUND CLASS Z		2020-01-06	2020-07-24
	26.704 NUANCE MID CAP VALUE FUND CLASS Z		2020-01-06	2020-07-24
	21.474 NUANCE MID CAP VALUE FUND CLASS Z		2020-01-06	2020-07-24
	13.922 NUVEEN GLOBAL INFRASTRUCTURE FUND CLASS I #6726		2020-07-13	2020-07-24
	15. NUVEEN GLOBAL INFRASTRUCTURE FUND CLASS I #6726		2020-07-13	2020-07-24
	11.275 NUVEEN GLOBAL INFRASTRUCTURE FUND CLASS I #6726		2020-07-13	2020-07-24
	4.752 PEAR TREE POLARIS FGN VAL SM CAP R6		2018-06-07	2020-07-24
	20.302 PEAR TREE POLARIS FGN VAL SM CAP R6		2018-06-07	2020-07-24
	17.171 PEAR TREE POLARIS FGN VAL SM CAP R6		2018-06-07	2020-07-24
	258.453 PIMCO STOCKSPLUS INTERNATIONAL FUND UNHEDGED INST #321			2020-07-24
	208.993 PIMCO STOCKSPLUS INTERNATIONAL FUND UNHEDGED INST #321			2020-07-24
	168.525 PIMCO STOCKSPLUS INTERNATIONAL FUND UNHEDGED INST #321			2020-07-24
	93.001 PIMCO STOCKSPLUS SMALL FUND - INST #1885		2019-01-10	2020-07-24
	99.051 PIMCO STOCKSPLUS SMALL FUND - INST #1885		2019-01-10	2020-07-24
	79.953 PIMCO STOCKSPLUS SMALL FUND - INST #1885		2019-01-10	2020-07-24
	4.601 PRINCIPAL REAL ESTATE SECURITIES FUND - R6 #4269		2020-07-13	2020-07-24
	4.684 PRINCIPAL REAL ESTATE SECURITIES FUND - R6 #4269		2020-07-13	2020-07-24
	3.722 PRINCIPAL REAL ESTATE SECURITIES FUND - R6 #4269		2020-07-13	2020-07-24
	1. PROSHARES TR DJ BROOKFIELD GLOBAL INFRASTRUCTURE ETF		2020-07-13	2020-07-24
	36.879 T ROWE PRICE EMERGING MARKETS STOCK FUND CLASS I #531		2018-06-07	2020-07-24
	41.735 T ROWE PRICE EMERGING MARKETS STOCK FUND CLASS I #531		2018-06-07	2020-07-24
	38.689 T ROWE PRICE EMERGING MARKETS STOCK FUND CLASS I #531		2018-06-07	2020-07-24
	42.928 VANGUARD EQUITY INCOME FUND ADM #565		2020-01-06	2020-07-24
	42.316 VANGUARD EQUITY INCOME FUND ADM #565		2020-01-06	2020-07-24
	34.192 VANGUARD EQUITY INCOME FUND ADM #565		2020-01-06	2020-07-24
	41.322 VANGUARD SHORT TERM BOND INDEX ADM #5132		2020-07-13	2020-07-24
	43.802 VANGUARD SHORT TERM BOND INDEX ADM #5132		2020-07-13	2020-07-24
	31.956 VANGUARD SHORT TERM BOND INDEX ADM #5132		2020-07-13	2020-07-24
	4. VANGUARD SCOTTSDALE FDS VNG RUS2000IDX		2020-07-13	2020-07-24
	4. VANGUARD SCOTTSDALE FDS VNG RUS2000IDX		2020-07-13	2020-07-24
	3. VANGUARD SCOTTSDALE FDS VNG RUS2000IDX		2020-07-13	2020-07-24
	15.354 WELLS FARGO SPECIAL MID CAP VALUE FUND CLASS R6 #4662		2019-05-31	2020-07-24
	15.354 WELLS FARGO SPECIAL MID CAP VALUE FUND CLASS R6 #4662		2019-05-31	2020-07-24
	12.362 WELLS FARGO SPECIAL MID CAP VALUE FUND CLASS R6 #4662		2019-05-31	2020-07-24
	87.03 WELLS FARGO CORE BOND FUND CLASS R6 #4657		2018-06-07	2020-07-24
	89.015 WELLS FARGO CORE BOND FUND CLASS R6 #4657		2018-06-07	2020-07-24
	69.738 WELLS FARGO CORE BOND FUND CLASS R6 #4657		2018-06-07	2020-07-24
	CAPITAL GAIN DIVIDENDS	P

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	1,330	1,344	-14
b	2,195	2,162	33
c	3,814	3,563	251
d	2,071	2,070	1
e	1,329	1,230	99
	2,043	2,032	11
	89	90	-1
	744	684	60
	3,893	3,659	234
	1,303	1,332	-29
	2,201	2,250	-49
	3,403	3,360	43
	4,636	4,577	59
	5,472	5,141	331
	7,308	6,865	443
	1,024	1,091	-67
	1,796	1,913	-117
	3,310	3,061	249
	2,267	2,096	171
	744	915	-171
	2,354	2,375	-21
	3,536	3,567	-31
	2,824	2,597	227
	4,051	3,725	326
	3,455	3,437	18
	4,769	4,744	25
	1,028	953	75
	1,347	1,370	-23
	2,087	2,122	-35
	687	756	-69
	684	704	-20
	1,012	1,042	-30
	720	752	-32
	892	993	-101
	1,079	1,107	-28
	799	754	45
	1,192	1,120	72
	682	697	-15
	1,134	1,159	-25
	762	701	61
	1,061	976	85
	5,758	5,434	324
	7,709	7,274	435
	1,341	1,345	-4
	1,107	1,110	-3
	835	870	-35
	1,368	1,425	-57
	1,069	1,114	-45
	339	406	-67
	914	1,094	-180
	176	211	-35
	59	59
	435	438	-3
	456	460	-4
	1,669	1,655	14
	1,268	1,257	11
	299	275	24
	821	817	4
	1,152	1,147	5
	918	914	4
	44	48	-4
	792	857	-65
	286	309	-23
	284	287	-3
	365	369	-4
	162	164	-2
	39	40	-1
	900	928	-28
	438	452	-14
	351	382	-31
	987	1,075	-88
	186	203	-17
	80	81	-1
	576	570	6
	606	599	7
	124	126	-2
	57	62	-5
	393	360	33
	149	136	13
	123	118	5
	466	448	18
	484	465	19
	452	407	45
	372	335	37
	176	158	18
	2,089	2,038	51
	2,750	2,684	66
	2,976	2,904	72
	4,961	5,086	-125
	2,703	2,771	-68
	6,358	6,518	-160
	7,565	7,756	-191
	11,855	13,184	-1,329
	16,069	17,883	-1,814
	672	636	36
	16,681	18,570	-1,889
	1,467	1,375	92
	1,168	1,370	-202
	2,212	2,596	-384
	2,535	2,975	-440
	1,312	1,540	-228
	1,737	1,730	7
	1,525	1,519	6
	1,700	1,693	7
	2,772	2,677	95
	2,313	2,234	79
	3,032	2,928	104
	23,901	23,750	151
	23,607	23,457	150
	19,412	19,289	123
	4,803	5,502	-699
	2,428	2,782	-354
	5,643	6,465	-822
	7,175	8,220	-1,045
	4,116	3,670	446
	4,655	4,151	504
	3,483	3,106	377
	1,915	1,862	53
	1,913	1,860	53
	1,746	1,697	49
	3,722	3,988	-266
	3,116	3,339	-223
	3,731	3,998	-267
	122	120	2
	162	160	2
	30	30
	2,332	2,391	-59
	3,336	3,420	-84
	3,486	3,574	-88
	4,893	4,958	-65
	4,100	4,154	-54
	2,747	2,783	-36
	2,179	2,208	-29
	2,550	2,723	-173
	3,065	3,273	-208
	1,677	1,791	-114
	1,355	1,447	-92
	2,195	2,061	134
	2,511	2,347	164
	2,464	2,304	160
	6,367	6,254	113
	4,516	4,428	88
	5,524	5,388	136
	54	58	-4
	21,242	19,079	2,163
	26,376	23,691	2,685
	26,435	23,743	2,692
	27,655	26,184	1,471
	33,593	31,744	1,849
	33,929	32,087	1,842
	1,660	1,550	110
	1,449	1,353	96
	1,627	1,519	108
	76	75	1
	75	74	1
	71	70	1
	72	71	1
	92	92
	3,742	3,661	81
	4,640	4,540	100
	4,790	4,686	104
	44	44
	52	51	1
	65	64	1
	93	92	1
	93	92	1
	48	47	1
	48	47	1
	4,075	4,958	-883
	2,505	2,956	-451
	2,527	2,983	-456
	3,705	4,535	-830
	4,076	4,959	-883
	1,550	1,821	-271
	5,018	5,724	-706
	2,365	2,647	-282
	2,984	3,348	-364
	6,293	7,166	-873
	2,953	3,314	-361
	6,291	7,168	-877
	24,928	23,196	1,732
	20,196	18,913	1,283
	25,026	23,322	1,704
	3,137	3,211	-74
	2,361	2,417	-56
	3,154	3,229	-75
	33,014	29,778	3,236
	26,649	23,971	2,678
	32,896	29,739	3,157
	9,771	9,245	526
	9,816	9,287	529
	7,547	7,142	405
	16,848	16,741	107
	13,445	13,360	85
	16,615	16,510	105
	3,131	2,640	491
	3,148	2,655	493
	2,472	2,085	387
	940	917	23
	940	917	23
	12,763	12,517	246
	16,013	15,704	309
	16,251	15,826	425
	3,987	3,945	42
	5,145	5,088	57
	5,179	5,123	56
	6,321	6,075	246
	6,294	6,043	251
	5,256	5,055	201
	6,534	6,475	59
	5,272	5,254	18
	6,530	6,480	50
	27,663	28,843	-1,180
	27,756	28,940	-1,184
	22,444	23,401	-957
	2,308	2,320	-12
	2,297	2,309	-12
	1,453	1,461	-8
	14,997	14,660	337
	14,943	14,607	336
	12,144	11,871	273
	6,811	6,149	662
	6,842	6,179	663
	5,692	5,117	575
	873	806	67
	2,979	2,383	596
	1,654	1,628	26
	5,204	4,596	608
	2,220	2,083	137
	3,726	3,531	195
	19,858	22,097	-2,239
	23,566	26,223	-2,657
	23,484	26,132	-2,648
	112	124	-12
	114	126	-12
	149	171	-22
	320	367	-47
	23,256	26,172	-2,916
	28,221	31,744	-3,523
	28,239	31,598	-3,359
	9,939	9,869	70
	12,198	12,112	86
	15,775	14,628	1,147
	19,371	17,957	1,414
	544	583	-39
	4,007	4,034	-27
	4,917	4,949	-32
	2,810	3,403	-593
	14,522	13,615	907
	17,829	16,710	1,119
	7,902	7,894	8
	623	875	-252
	1,197	1,681	-484
	513	727	-214
	177	251	-74
	12,781	11,776	1,005
	709	945	-236
	3,536	3,921	-385
	2,010	2,297	-287
	2,898	3,214	-316
	339	641	-302
	407	770	-363
	682	921	-239
	855	1,155	-300
	127	150	-23
	2,909	4,223	-1,314
	3,634	5,277	-1,643
	5,221	6,386	-1,165
	2,982	3,490	-508
	4,053	4,957	-904
	3,124	3,158	-34
	730	1,065	-335
	764	1,115	-351
	152	225	-73
	193	286	-93
	1,538	2,105	-567
	190	292	-102
	225	345	-120
	546	693	-147
	1,999	2,777	-778
	2,421	3,363	-942
	11,749	10,955	794
	2,359	4,339	-1,980
	918	1,801	-883
	2,029	3,732	-1,703
	570	1,149	-579
	2,384	4,385	-2,001
	822	1,630	-808
	11,689	19,052	-7,363
	3,327	3,856	-529
	2,378	2,872	-494
	9,580	15,622	-6,042
	11,733	19,262	-7,529
	3,149	3,778	-629
	2,246	2,585	-339
	1,766	2,288	-522
	2,182	2,796	-614
	27,943	35,206	-7,263
	34,171	42,396	-8,225
	34,473	43,351	-8,878
	3,685	3,689	-4
	3,815	3,819	-4
	4,457	4,462	-5
	909	1,194	-285
	691	907	-216
	1,570	2,107	-537
	715	960	-245
	1,501	2,015	-514
	7,010	6,507	503
	6,339	5,885	454
	5,780	5,365	415
	10,226	13,596	-3,370
	8,235	10,949	-2,714
	10,011	13,311	-3,300
	776	1,187	-411
	637	975	-338
	859	1,314	-455
	531	743	-212
	821	996	-175
	51	62	-11
	630	764	-134
	2,020	2,696	-676
	1,984	2,648	-664
	1,090	1,455	-365
	7,324	6,807	517
	6,665	6,195	470
	6,029	5,603	426
	12,404	10,980	1,424
	12,774	11,298	1,476
	10,494	9,275	1,219
	26,842	31,968	-5,126
	27,086	32,778	-5,692
	21,709	25,827	-4,118
	20,325	17,578	2,747
	16,915	14,556	2,359
	20,692	17,856	2,836
	2,635	2,631	4
	2,962	2,957	5
	2,535	2,531	4
	6,835	8,577	-1,742
	5,483	6,894	-1,411
	6,787	8,459	-1,672
	9,911	8,141	1,770
	11,175	9,179	1,996
	7,667	6,298	1,369
	1,007	1,246	-239
	814	1,007	-193
	1,023	1,265	-242
	277	238	39
	224	193	31
	235	202	33
	144	158	-14
	796	888	-92
	1,166	1,301	-135
	958	1,069	-111
	2,561	3,394	-833
	2,525	3,346	-821
	2,048	2,714	-666
	2,401	2,526	-125
	2,370	2,493	-123
	1,921	2,021	-100
	5,529	5,444	85
	5,656	5,569	87
	4,586	4,515	71
	6,773	5,541	1,232
	6,615	5,412	1,203
	5,375	4,397	978
	9,112	9,035	77
	9,100	9,023	77
	7,390	7,328	62
	13,256	10,292	2,964
	13,324	10,345	2,979
	10,678	8,291	2,387
	1,374	1,693	-319
	1,290	1,589	-299
	1,045	1,287	-242
	203	245	-42
	9,489	8,690	799
	10,129	9,276	853
	7,442	6,835	607
	383	394	-11
	407	419	-12
	352	362	-10
	2,409	2,552	-143
	2,091	2,216	-125
	1,590	1,685	-95
	4,951	4,300	651
	4,016	3,488	528
	4,980	4,325	655
	6,302	7,266	-964
	5,009	5,775	-766
	6,797	7,837	-1,040
	3,200	3,255	-55
	2,559	2,603	-44
	3,156	3,210	-54
	322	301	21
	322	269	53
	164	160	4
	187	193	-6
	18,980	18,298	682
	33,800	32,575	1,225
	23,481	22,655	826
	3,556	3,745	-189
	3,266	3,386	-120
	4,660	4,702	-42
	3,787	3,831	-44
	3,915	3,943	-28
	20,197	18,492	1,705
	20,786	18,800	1,986
	25,714	23,378	2,336
	8,754	8,075	679
	7,010	6,466	544
	8,711	8,035	676
	17,519	13,774	3,745
	14,034	11,034	3,000
	17,414	13,692	3,722
	2,736	4,059	-1,323
	2,755	4,040	-1,285
	2,199	3,261	-1,062
	26,392	28,188	-1,796
	21,231	22,676	-1,445
	26,278	28,066	-1,788
	23,905	17,947	5,958
	23,770	17,846	5,924
	19,201	14,415	4,786
	1,130	1,122	8
	29,900	29,603	297
	28,598	28,314	284
	1,127	1,119	8
	23,167	22,930	237
	905	898	7
	4,271	4,760	-489
	479	534	-55
	3,275	3,650	-375
	18,499	16,340	2,159
	18,391	16,244	2,147
	14,824	13,094	1,730
	10,139	11,478	-1,339
	8,149	9,225	-1,076
	10,094	11,427	-1,333
	247	286	-39
	293	339	-46
	5,983	5,021	962
	4,813	4,039	774
	5,957	4,999	958
	15,848	10,491	5,357
	399	264	135
	15,792	10,426	5,366
	12,311	8,082	4,229
	981	1,085	-104
	937	1,036	-99
	762	842	-80
	14,454	14,025	429
	14,393	13,966	427
	11,773	11,412	361
	858	856	2
	4,441	4,768	-327
	3,877	4,162	-285
	3,567	3,829	-262
	4,204	4,893	-689
	3,408	3,967	-559
	4,207	4,897	-690
	23,403	21,417	1,986
	23,355	21,160	2,195
	28,893	26,300	2,593
	540	517	23
	553	529	24
	428	410	18
	598	522	76
	477	417	60
	384	335	49
	2,102	2,252	-150
	1,230	1,084	146
	1,253	1,104	149
	977	861	116
	67	74	-7
	40	44	-4
	678	753	-75
	53	52	1
	54	53	1
	43	42	1
	167	184	-17
	149	164	-15
	179	197	-18
	2,127	2,180	-53
	2,636	2,702	-66
	2,635	2,701	-66
	348	336	12
	428	413	15
	434	418	16
	1,336	1,472	-136
	3,080	2,369	711
	3,337	2,566	771
	2,510	1,930	580
	3,063	3,006	57
	3,063	3,006	57
	2,451	2,405	46
	699	798	-99
	648	740	-92
	738	810	-72
	739	811	-72
	596	654	-58
	81	79	2
	92	90	2
	65	63	2
	336	360	-24
	337	361	-24
	271	291	-20
	142	137	5
	153	148	5
	115	111	4
	44	57	-13
	188	245	-57
	159	207	-48
	1,437	1,181	256
	1,162	960	202
	937	774	163
	784	828	-44
	835	882	-47
	674	712	-38
	110	108	2
	112	110	2
	89	87	2
	40	40
	1,671	1,645	26
	1,891	1,862	29
	1,753	1,726	27
	3,017	3,408	-391
	2,974	3,359	-385
	2,403	2,714	-311
	450	450
	477	477
	348	348
	475	463	12
	475	463	12
	356	347	9
	544	572	-28
	544	572	-28
	438	461	-23
	1,228	1,088	140
	1,256	1,113	143
	984	872	112
			42,370

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			-14
b			33
c			251
d			1
e			99
			11
			-1
			60
			234
			-29
			-49
			43
			59
			331
			443
			-67
			-117
			249
			171
			-171
			-21
			-31
			227
			326
			18
			25
			75
			-23
			-35
			-69
			-20
			-30
			-32
			-101
			-28
			45
			72
			-15
			-25
			61
			85
			324
			435
			-4
			-3
			-35
			-57
			-45
			-67
			-180
			-35

			-3
			-4
			14
			11
			24
			4
			5
			4
			-4
			-65
			-23
			-3
			-4
			-2
			-1
			-28
			-14
			-31
			-88
			-17
			-1
			6
			7
			-2
			-5
			33
			13
			5
			18
			19
			45
			37
			18
			51
			66
			72
			-125
			-68
			-160
			-191
			-1,329
			-1,814
			36
			-1,889
			92
			-202
			-384
			-440
			-228
			7
			6
			7
			95
			79
			104
			151
			150
			123
			-699
			-354
			-822
			-1,045
			446
			504
			377
			53
			53
			49
			-266
			-223
			-267
			2
			2

			-59
			-84
			-88
			-65
			-54
			-36
			-29
			-173
			-208
			-114
			-92
			134
			164
			160
			113
			88
			136
			-4
			2,163
			2,685
			2,692
			1,471
			1,849
			1,842
			110
			96
			108
			1
			1
			1
			1

			81
			100
			104

			1
			1
			1
			1
			1
			1
			-883
			-451
			-456
			-830
			-883
			-271
			-706
			-282
			-364
			-873
			-361
			-877
			1,732
			1,283
			1,704
			-74
			-56
			-75
			3,236
			2,678
			3,157
			526
			529
			405
			107
			85
			105
			491
			493
			387
			23
			23
			246
			309
			425
			42
			57
			56
			246
			251
			201
			59
			18
			50
			-1,180
			-1,184
			-957
			-12
			-12
			-8
			337
			336
			273
			662
			663
			575
			67
			596
			26
			608
			137
			195
			-2,239
			-2,657
			-2,648
			-12
			-12
			-22
			-47
			-2,916
			-3,523
			-3,359
			70
			86
			1,147
			1,414
			-39
			-27
			-32
			-593
			907
			1,119
			8
			-252
			-484
			-214
			-74
			1,005
			-236
			-385
			-287
			-316
			-302
			-363
			-239
			-300
			-23
			-1,314
			-1,643
			-1,165
			-508
			-904
			-34
			-335
			-351
			-73
			-93
			-567
			-102
			-120
			-147
			-778
			-942
			794
			-1,980
			-883
			-1,703
			-579
			-2,001
			-808
			-7,363
			-529
			-494
			-6,042
			-7,529
			-629
			-339
			-522
			-614
			-7,263
			-8,225
			-8,878
			-4
			-4
			-5
			-285
			-216
			-537
			-245
			-514
			503
			454
			415
			-3,370
			-2,714
			-3,300
			-411
			-338
			-455
			-212
			-175
			-11
			-134
			-676
			-664
			-365
			517
			470
			426
			1,424
			1,476
			1,219
			-5,126
			-5,692
			-4,118
			2,747
			2,359
			2,836
			4
			5
			4
			-1,742
			-1,411
			-1,672
			1,770
			1,996
			1,369
			-239
			-193
			-242
			39
			31
			33
			-14
			-92
			-135
			-111
			-833
			-821
			-666
			-125
			-123
			-100
			85
			87
			71
			1,232
			1,203
			978
			77
			77
			62
			2,964
			2,979
			2,387
			-319
			-299
			-242
			-42
			799
			853
			607
			-11
			-12
			-10
			-143
			-125
			-95
			651
			528
			655
			-964
			-766
			-1,040
			-55
			-44
			-54
			21
			53
			4
			-6
			682
			1,225
			826
			-189
			-120
			-42
			-44
			-28
			1,705
			1,986
			2,336
			679
			544
			676
			3,745
			3,000
			3,722
			-1,323
			-1,285
			-1,062
			-1,796
			-1,445
			-1,788
			5,958
			5,924
			4,786
			8
			297
			284
			8
			237
			7
			-489
			-55
			-375
			2,159
			2,147
			1,730
			-1,339
			-1,076
			-1,333
			-39
			-46
			962
			774
			958
			5,357
			135
			5,366
			4,229
			-104
			-99
			-80
			429
			427
			361
			2
			-327
			-285
			-262
			-689
			-559
			-690
			1,986
			2,195
			2,593
			23
			24
			18
			76
			60
			49
			-150
			146
			149
			116
			-7
			-4
			-75
			1
			1
			1
			-17
			-15
			-18
			-53
			-66
			-66
			12
			15
			16
			-136
			711
			771
			580
			57
			57
			46
			-99
			-92
			-72
			-72
			-58
			2
			2
			2
			-24
			-24
			-20
			5
			5
			4
			-13
			-57
			-48
			256
			202
			163
			-44
			-47
			-38
			2
			2
			2

			26
			29
			27
			-391
			-385
			-311



			12
			12
			9
			-28
			-28
			-23
			140
			143
			112

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	32,366
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see instructions before making any entries.

(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2018	184,140	3,390,580	0.054309
2017	206,897	3,599,650	0.057477
2016	182,768	3,497,795	0.052252
2015	171,491	3,379,313	0.050747
2014	235,473	3,399,357	0.06927

Total of line 1, column (d) .....................

0.284055

Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......

0.056811

Enter the net value of noncharitable-use assets for 2019 from Part X, line 5......

3,404,397

Multiply line 4 by line 3......................

193,407

Enter 1% of net investment income (1% of Part I, line 27b)...........

765

Add lines 5 and 6........................

194,172

Enter qualifying distributions from Part XII, line 4,.............

214,165

If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2019)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	765
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	765
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	765
6	Credits/Payments:

a	2019 estimated tax payments and 2018 overpayment credited to 2019	6a	1,068
b	Exempt foreign organizations—tax withheld at source......	6b
c	Tax paid with application for extension of time to file (Form 8868)...	6c	0
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	1,068
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	303
11	Enter the amount of line 10 to be: Credited to 2020 estimated tax303	Refunded	11	0

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions

for definition).................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2019)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

WWW.ELIZABETHCITYFOUNDATION.ORG

The books are in care of bullet

FIRST CITIZENS BANK, C/O R BRANDON WHITLE Telephone no. bullet

(919) 716-2015

Located at bullet

100 E TRYON ROADRALEIGHNC ZIP+4 bullet

27603

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2019?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2019, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2019?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2019 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2019.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?

Form 990-PF (2019)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)
LEE L LEIDY	COMMITTEE MEMBER 1	0
1108 WEST MAIN STREET ELIZABETH CITY,NC27909	COMMITTEE MEMBER 1	0
GEORGE E THOMAS JR	COMMITTEE MEMBER 1	0
806 LISTER CHASE ROAD ELIZABETH CITY,NC27909	COMMITTEE MEMBER 1	0
THOMAS P NASH IV	COMMITTEE MEMBER 1	0
200 N WATER STREET ELIZABETH CITY,NC27909	COMMITTEE MEMBER 1	0
ARTHUR A MCPHERSON III	COMMITTEE MEMBER 1	0
1212 CRESCENT DRIVE ELIZABETH CITY,NC27909	COMMITTEE MEMBER 1	0
JAMES A WHITE	COMMITTEE MEMBER 1	0
1027 SIMPSON DITCH RD ELIZABETH CITY,NC27909	COMMITTEE MEMBER 1	0
TERRI S GRIFFIN	COMMITTEE MEMBER 2	0
100 E tRON rOAD RALEIGH,NC27603	COMMITTEE MEMBER 2	0
FIRST CITIZENS BANK	TRUSTEE 10	22,368
100 E TRYON ROAD RALEIGH,NC27603	TRUSTEE 10	22,368
DAVID R GRIFFIN	EXECUTIVE DIRECTOR 10	20,000
200 BELCROSS ROAD CAMDEN,NC27921	EXECUTIVE DIRECTOR 10	20,000

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2019)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2019)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

3,353,173

Average of monthly cash balances.......................

58,628

Fair market value of all other assets (see instructions)................

44,440

Total (add lines 1a, b, and c).........................

3,456,241

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

3,456,241

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

51,844

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

3,404,397

Minimum investment return. Enter 5% of line 5..................

170,220

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part X, line 6....................

170,220

Tax on investment income for 2019 from Part VI, line 5......

765

Income tax for 2019. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

765

Distributable amount before adjustments. Subtract line 2c from line 1............

169,455

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

169,455

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

169,455

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

214,165

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

214,165

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

765

Adjusted qualifying distributions. Subtract line 5 from line 4..............

213,400

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2019)

Page 9

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2018	(c) 2018	(d) 2019
1 Distributable amount for 2019 from Part XI, line 7					169,455
2 Undistributed income, if any, as of the end of 2019:
a Enter amount for 2018 only.......				0
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2019:
a From 2014......	68,089
b From 2015......	7,914
c From 2016......	10,609
d From 2017......	30,183
e From 2018......	15,678
fTotal of lines 3a through e........		132,473
4Qualifying distributions for 2019 from Part
XII, line 4: $ 214,165
a Applied to 2018, but not more than line 2a				0
b Applied to undistributed income of prior years (Election required—see instructions).....			0
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2019 distributable amount.....					169,455
e Remaining amount distributed out of corpus		44,710
5 Excess distributions carryover applied to 2019.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		177,183
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2018. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2019. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2020 ..........					0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		0
8 Excess distributions carryover from 2014 not applied on line 5 or line 7 (see instructions) ...		68,089
9Excess distributions carryover to 2020. Subtract lines 7 and 8 from line 6a ......		109,094
10 Analysis of line 9:
a Excess from 2015....	7,914
b Excess from 2016....	10,609
c Excess from 2017....	30,183
d Excess from 2018....	15,678
e Excess from 2019....	44,710

Form 990-PF (2019)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2019	(b) 2018	(c) 2017	(d) 2016	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:

Elizabeth City Foundation
P O BOX 574
Elizabeth City,NC27909
(252) 338-3235

bThe form in which applications should be submitted and information and materials they should include:

By completion of the attached application (s) in such manner as the applicant desires

cAny submission deadlines:

March 1 for Educational Scholarships; Other grants should be applied for by 03/15 and 09/15 for cons

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Scholarships confined to students in Camden and/or Pasquotank County per to the terms of trust document (s). Other grants are confined to agencies in the counties of the Albemarle area of Northeast NC.

Form 990-PF (2019)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
JOHN HOPKINS UNIVERSITY 3101 WYMAN PARK DRIVE BALTIMORE,MD21218	NONE	PC	EDUCATION	5,000
UNC - SCHOOL OF THE ARTS 1533 S MAIN ST WINSTONSALEM,NC27127	NONE	PC	EDUCATION	850
VIRGINA TECH UNIVERSITY 800 WASHINGTON STREET SW BLACKSBURG,VA24061	NONE	PC	EDUCATION	750
APPALACHAIN STATE UNIVERSITY ASU BOX 32005 Boone,NC28608	NONE	PC	EDUCATIONAL	500
COMMUNITY CARE COLLABORATIVE ALBEMARLE AREA UNITED WAY P O BOX 293 ELIZABETH CITY,NC27909	NONE	PC	GENERAL PURPOSE	5,000
WAKE FOREST UNIVERSITY 1834 WAKE FOREST ROAD BOX 7227 Winston Salem,NC27109	NONE	PC	EDUCATIONAL	33,613
NENC BLUE LINE CHARITIES P O BOX 344 ELIZABETH CITY,NC27909	NONE	PC	GENERAL PURPOSES	5,000
AMERICAN RED CROSS 1409-B PARKVIEW DRIVE Elizabeth City,NC27909	NONE	PC	GENERAL PURPOSE	12,000
GIRL SCOUTS OF THE COLONIAL COAST 912 CEDAR RD Chesapeake,VA23322	NONE	PC	GENERAL PURPOSE	2,800
CAMPBELL UNIVERSITY PO BOX 36 Buies Creek,NC27506	NONE	PC	EDUCATIONAL	750
MEREDITH COLLEGE 3800 HILLSBOROUGH ST Raleigh,NC27607	NONE	PC	EDUCATIONAL	800
WAKE TECHNICAL COMMUNITY COLLEGE 9101 FAYETTEVILLE ROAD Raleigh,NC27603	NONE	PC	EDUCATIONAL	500
ELIZABETH CITY STATE UNIVERSITY 1704 WEEKSVILLE ROAD Elizabeth City,NC27909	NONE	PC	EDUCATIONAL	1,200
UNC WILMINGTON 601 S COLLEGE ROAD Wilmington,NC28403	NONE	PC	EDUCATIONAL	2,775
FOOD BANK OF THE ALBEMARLE 109 TIDEWATER WAY ELIZABETH CITY,NC27909	NONE	PC	GENERAL PURPOSE	12,500
ALBEMARLE HOPELINE INC PO BOX 2064 ELIZABETH CTY,NC27906	NONE	PC	GENERAL PURPOSE	15,000
NORTH CAROLINA A&T UNIVERSITY 100 DOWDY ADMINISTRATIVE BUILDING 1 Greensboro,NC27411	NONE	PC	EDUCATIONAL	2,500
EAST CAROLINA UNIVERSITY 2200 SOUTH CHARLES BLVD ROOM 2900 Greenville,NC27858	NONE	PC	EDUCATIONAL	12,500
NC STATE UNIVERSITY 2016 HARRIS HALL BOX 7302 Raleigh,NC27695	NONE	PC	EDUCATIONAL	7,488
UNIVERSITY OF NORTH CAROLINA SUITE 2215 SASB Chapel Hill,NC27599	NONE	PC	EDUCATIONAL	2,375
FRIENDS OF THE MUSEUM OF THE ALBERMARLE FUND 501 SOUTH WATER STREET Elizabeth City,NC27909	NONE	PC	GENERAL PURPOSE	3,249
BOY SCOUTS OF AMERICA 1032 HEATHERWOOD DRIVE Virginia Beach,VA23455	NONE	PC	GENERAL PURPSOE	2,800
ARTS OF THE ALBEMARLE 516 EAST MAIN STREET Elizabeth City,NC27909	NONE	PC	GENERAL PURPOSE	30,000
COLLEGE OF THE ALBEMARLE PO BOX 2327 Elizabeth City,NC27906	NONE	PC	EDUCATIONAL	6,274
SPCA OF NORTHEASTERN NORTH CAROLINA 102 ENTERPRISE DRIVE Elizabeth City,NC27909	NONE	PC	GENERAL PURPOSES	7,000
BOYS & GIRLS CLUB OF THE ALBEMARLE 306 NORTH ROAD STREET Elizabeth City,NC27909	NONE	PC	GENERAL PURPOSE	15,000
WESTERN CAROLINA UNIVERSITY 118 KILLIAN ANNEX 1 UNIVERSITY DRIV Cullowhee,NC28723	NONE	PC	EDUCATIONAL	475
MILLIGAN COLLEGE PO BOX 250 Milligan College,TN37682	NONE	PC	EDUCATIONAL	800
GREEN SAVES GREEN 909 COURTHOUSE LANE ELIZABETH CITY,NC27909	NONE	PC	GENERAL PURPOSE	2,500
Total ................................. 3a				191,999

bApproved for future payment

Total ................................. 3b

Form 990-PF (2019)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........			14	221
4 Dividends and interest from securities....			14	70,414
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory ............			18	32,366
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				103,001

13Total. Add line 12, columns (b), (d), and (e)..................

103,001

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2019)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.) Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2019)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description