-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
C O O L FOUNDATION INC
Number and street (or P.O. box number if mail is not delivered to street address)
2925 REGATTA ROAD
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NAPLES
,
FL
34103
A Employer identification number
20-5549550
B
Telephone number (see instructions)
(239) 206-2927
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
401,790
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
8,441
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
8,835
8,835
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
6,041
b
Gross sales price for all assets on line 6a
135,929
7
Capital gain net income (from Part IV, line 2)
...
6,041
8
Net short-term capital gain
.........
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
1,686
1,686
12
Total.
Add lines 1 through 11
........
25,003
16,562
13
Compensation of officers, directors, trustees, etc.
0
0
0
14
Other employee salaries and wages
......
15
Pension plans, employee benefits
.......
16a
Legal fees (attach schedule)
.........
b
Accounting fees (attach schedule)
.......
1,780
1,335
0
c
Other professional fees (attach schedule)
....
2,832
2,832
0
17
Interest
...............
18
Taxes (attach schedule) (see instructions)
...
19
Depreciation (attach schedule) and depletion
...
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
22
Printing and publications
..........
23
Other expenses (attach schedule)
.......
708
0
0
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
5,320
4,167
0
25
Contributions, gifts, grants paid
.......
20,000
20,000
26
Total expenses and disbursements.
Add lines 24 and 25
25,320
4,167
20,000
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-317
b
Net investment income
(if negative, enter -0-)
12,395
c
Adjusted net income
(if negative, enter -0-)
...
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
35,900
21,913
21,913
3
Accounts receivable
Less: allowance for doubtful accounts
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
14,423
10,679
11,453
b
Investments—corporate stock (attach schedule)
.......
189,340
166,207
184,520
c
Investments—corporate bonds (attach schedule)
.......
49,224
47,528
49,595
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
72,567
114,810
134,309
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
361,454
361,137
401,790
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
0
0
27
Paid-in or capital surplus, or land, bldg., and equipment fund
0
0
28
Retained earnings, accumulated income, endowment, or other funds
361,454
361,137
29
Total net assets or fund balances
(see instructions)
.....
361,454
361,137
30
Total liabilities and net assets/fund balances
(see instructions)
.
361,454
361,137
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
361,454
2
Enter amount from Part I, line 27a
.....................
2
-317
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
361,137
5
Decreases not included in line 2 (itemize)
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
361,137
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
21ST CENTY FOX AM 4.50% 21
2018-01-19
2019-03-20
b
ABB LTD SPON ADR
2018-12-19
2019-01-30
c
ABB LTD SPON ADR
2018-12-18
2019-01-30
d
ABB LTD SPON ADR
2018-01-25
2019-01-30
e
ABB LTD SPON ADR
2018-01-23
2019-01-30
ABB LTD SPON ADR
2018-01-17
2019-01-29
ABN AMRO BANK NV SHS ADR
2019-08-13
2019-11-25
ABN AMRO GROUP
2018-08-29
2019-08-12
ABN AMRO GROUP
2018-01-23
2019-08-12
ABN AMRO GROUP
2018-01-17
2019-04-25
ABN AMRO GROUP
2018-01-17
2019-08-12
ACCENTURE PLC SHS
2018-01-17
2019-07-01
ALBEMARLE CORP COM
2019-07-08
2019-10-30
ALCON SA ACT NOM
2018-11-21
2019-04-26
ALIBABA GROUP HOLDING LT
2018-01-17
2019-04-25
ALLEGION PLC SHS
2018-08-16
2019-06-03
ALLERGAN PLC
2018-10-30
2019-07-08
ALLERGAN PLC
2018-09-26
2019-07-08
ALLERGAN PLC
2018-06-28
2019-07-08
ALLIANCE DATA SYS CORP
2018-01-17
2019-06-19
ALLSTATE CORP DEL COM
2018-12-24
2019-04-25
ALPHABET INC SHS CL A
2018-01-17
2019-04-25
ALPHABET INC SHS CL C
2018-01-17
2019-04-25
AMAZON COM INC COM
2018-01-17
2019-04-25
AMER EXPRESS COMPANY
2018-01-17
2019-10-04
AMER EXPRESS COMPANY
2018-01-17
2019-04-25
AMER EXPRESS COMPANY
2018-01-17
2019-12-31
AMER EXPRESS COMPANY
2018-01-17
2019-10-08
AMEREN CORP
2018-05-01
2019-04-25
AMEREN CORP
2018-05-01
2019-09-11
AMERICAN AIRLS GROUP INC
2018-12-28
2019-10-30
AMERICAN AIRLS GROUP INC
2018-01-23
2019-10-30
AMERICAN AIRLS GROUP INC
2018-01-17
2019-04-25
AMERICAN AIRLS GROUP INC
2018-01-17
2019-08-16
AMERICAN AIRLS GROUP INC
2018-01-17
2019-10-30
AMERIPRISE FINL INC
2018-01-17
2019-03-29
AMGEN INC COM
2018-01-17
2019-04-25
AMGEN INC COM
2018-01-17
2019-08-29
AMGEN INC COM
2018-01-17
2019-12-20
ANHEUSER-BUSCH INBEV ADR
2019-01-24
2019-11-14
ANHEUSER-BUSCH INBEV ADR
2018-11-16
2019-11-14
ANHEUSER-BUSCH INBEV ADR
2018-01-23
2019-11-14
ANHEUSER-BUSCH INBEV ADR
2018-01-17
2019-10-30
ANHEUSER-BUSCH INBEV ADR
2018-01-17
2019-11-01
AON PLC
2018-01-17
2019-12-27
APPLE INC
2018-02-08
2019-12-24
APTARGROUP INC
2019-02-13
2019-04-25
ARAMARK SHS
2018-01-17
2019-04-25
ARAMARK SHS
2018-01-17
2019-07-08
ARES CAPITAL CORP
2018-01-23
2019-01-28
ARES CAPITAL CORP
2018-01-17
2019-01-23
ARES CAPITAL CORP
2018-01-17
2019-01-24
ARES CAPITAL CORP
2018-01-17
2019-01-28
ARES MGMT CORP REG S
2019-01-28
2019-10-01
ARES MGMT CORP REG S
2019-01-28
2019-11-25
ARES MGMT CORP REG S
2019-01-23
2019-05-28
ARES MGMT CORP REG S
2019-01-23
2019-04-25
ARES MGMT CORP REG S
2019-01-23
2019-10-01
ARES MGMT CORP REG S
2019-01-23
2019-06-26
ASHTEAD GROUP PLC SHS
2018-01-17
2019-03-11
ASSA ABLOY AB ADR
2018-01-17
2019-10-10
AT&T INC
2018-01-17
2019-04-25
AT&T INC
2018-01-17
2019-07-08
AT&T INC
2018-01-17
2019-10-30
ATHENE HLDG LTD CL A
2018-01-23
2019-04-25
ATHENE HLDG LTD CL A
2018-01-17
2019-03-26
ATHENE HLDG LTD CL A
2018-01-17
2019-04-10
ATLANTICA YIELD PLC
2018-01-17
2019-02-01
ATLANTICA YIELD PLC
2018-01-17
2019-01-09
ATLANTICA YIELD PLC
2018-01-17
2019-02-15
ATLANTICA YIELD PLC
2018-01-17
2019-10-28
ATLANTICA YIELD PLC
2018-01-17
2019-04-25
ATOS ORIGN SA UNSP ADR
2019-05-24
2019-10-14
ATOS ORIGN SA UNSP ADR
2019-05-23
2019-10-14
AUTODESK INC DEL PV$0.01
2018-01-17
2019-04-25
AUTOMATIC DATA PROC
2018-01-17
2019-04-25
AVERY DENNISON CORP
2018-01-17
2019-04-25
BAKER HUGHES INC REG SHS
2018-01-17
2019-04-25
BANK OF N T BUTTERFIELD
2018-01-17
2019-03-13
BANK OF N T BUTTERFIELD
2018-01-17
2019-03-13
BANK OF N T BUTTERFIELD
2018-01-17
2019-03-12
BANK OF N T BUTTERFIELD
2018-01-17
2019-03-25
BANK OF N T BUTTERFIELD
2018-01-17
2019-07-10
BANK OF N T BUTTERFIELD
2018-01-17
2019-07-01
BANK OF N T BUTTERFIELD
2018-01-17
2019-04-25
BB SEGURIDADE PARTI-SPON
2018-01-17
2019-04-25
BEST BUY CO INC
2018-12-28
2019-03-29
BEST BUY CO INC
2018-12-28
2019-12-20
BHP GROUP LTD
2018-01-17
2019-03-01
BHP GROUP LTD
2018-01-17
2019-06-10
BOOZ ALLEN HAMILTON HLDG
2019-03-08
2019-09-10
BOOZ ALLEN HAMILTON HLDG
2019-03-08
2019-09-11
BP PLC SPON ADR
2018-01-17
2019-01-31
BP PLC SPON ADR
2018-01-17
2019-03-29
BP PLC SPON ADR
2018-01-17
2019-04-25
BRIGHT HORIZONS FAMILY
2018-12-24
2019-07-31
BRINKS CO
2018-06-20
2019-04-25
CACI INTL INC CL A
2018-01-17
2019-04-25
CANADIAN NATL RAILWAY CO
2018-01-17
2019-04-25
CAPITAL ONE FINL
2018-01-17
2019-03-28
CAPITAL ONE FINL
2018-01-17
2019-04-25
CAPITAL ONE FINL
2018-01-17
2019-08-16
CARLSBERG AS SPONSOREDAD
2018-01-17
2019-08-05
CATERPILLAR INC
2018-01-19
2019-05-20
CATERPILLAR INC DEL
2018-09-26
2019-04-25
CATERPILLAR INC DEL
2018-09-26
2019-10-30
CDW CORP
2018-12-27
2019-11-25
CDW CORP
2018-12-24
2019-04-24
CENTENE CORP
2018-01-17
2019-04-25
CERNER CORP COM
2018-01-17
2019-04-25
CHEMICAL FINL CORP
2018-01-17
2019-04-25
CHEVRON CORP
2018-01-23
2019-10-30
CHEVRON CORP
2018-01-17
2019-04-25
CHEVRON CORP
2018-01-17
2019-03-28
CHEVRON CORP
2018-01-17
2019-08-16
CHEVRON CORP
2018-01-17
2019-10-30
CHEVRON CORP
2018-01-17
2019-08-29
CIE FINANCIERE RICHEMONT
2018-01-23
2019-11-12
CIE FINANCIERE RICHEMONT
2018-01-17
2019-04-25
CIE FINANCIERE RICHEMONT
2018-01-17
2019-11-12
CIE GENERALE DES
2018-06-26
2019-08-16
CIE GENERALE DES
2018-01-23
2019-08-16
CIE GENERALE DES
2018-01-17
2019-04-25
CIE GENERALE DES
2018-01-17
2019-07-26
CIE GENERALE DES
2018-01-17
2019-08-16
CIELO S A SPONSORED ADR
2018-06-28
2019-03-26
CIELO S A SPONSORED ADR
2018-06-27
2019-03-26
CIELO S A SPONSORED ADR
2018-01-23
2019-03-26
CIELO S A SPONSORED ADR
2018-01-17
2019-03-25
CIELO S A SPONSORED ADR
2018-01-17
2019-03-26
CIGNA CORP REG SHS
2018-02-06
2019-01-04
CISCO SYSTEMS INC COM
2018-01-17
2019-04-30
CISCO SYSTEMS INC COM
2018-01-17
2019-04-25
CISCO SYSTEMS INC COM
2018-01-17
2019-03-29
CISCO SYSTEMS INC COM
2018-01-17
2019-12-20
CISCO SYSTEMS INC COM
2018-01-17
2019-07-08
CISCO SYSTEMS INC COM
2018-01-17
2019-07-03
CITIGROUP INC 4.60% 2026
2018-01-19
2019-04-26
CITIGROUP INC COM NEW
2018-01-17
2019-04-25
CITIGROUP INC COM NEW
2018-01-17
2019-04-30
CITIZENS FINL GROUP INC
2018-01-17
2019-04-25
CMS ENERGY CORP
2018-05-01
2019-04-25
CMS ENERGY CORP
2018-05-01
2019-09-11
COCA COLA COM
2018-01-17
2019-04-25
COLGATE PALMOLIVE
2018-04-16
2019-04-25
COLGATE PALMOLIVE
2018-04-13
2019-04-25
COLGATE PALMOLIVE
2018-04-12
2019-04-25
COLGATE PALMOLIVE
2018-04-11
2019-04-25
COMCAST CORP NEW CL A
2019-06-19
2019-12-20
COMCAST CORP NEW CL A
2018-12-28
2019-12-20
COMCAST CORP NEW CL A
2018-11-30
2019-04-25
COMCAST CORP NEW CL A
2018-11-30
2019-07-08
COMCAST CORP NEW CL A
2018-11-30
2019-12-20
COMPANHIA D SNMNTO BSCO
2018-01-17
2019-03-25
COMPANHIA D SNMNTO BSCO
2018-01-17
2019-04-25
COMPANHIA D SNMNTO BSCO
2018-01-17
2019-08-28
COMPASS GROUP PLC SHS
2018-01-17
2019-05-10
COMPASS GROUP PLC SHS
2018-01-17
2019-04-25
COMPASS GROUP PLC SHS
2018-01-17
2019-10-18
COMPASS GROUP PLC SHS
2018-01-17
2019-05-13
CONSTELLATION BRANDS INC
2019-04-24
2019-06-03
CONSTELLIUM HOLDCO B.V.
2018-01-17
2019-02-27
CONSTELLIUM HOLDCO B.V.
2018-01-17
2019-02-01
CONSTELLIUM HOLDCO B.V.
2018-01-17
2019-01-09
CONSTELLIUM HOLDCO B.V.
2018-01-17
2019-04-25
CONSTELLIUM HOLDCO B.V.
2018-01-17
2019-04-22
CONSTELLIUM HOLDCO B.V.
2018-01-17
2019-03-26
CONSTELLIUM SE
2018-10-29
2019-10-01
CONSTELLIUM SE
2018-10-29
2019-10-17
CONSTELLIUM SE
2018-09-20
2019-09-18
CONSTELLIUM SE
2018-09-20
2019-10-01
CONSTELLIUM SE
2018-01-23
2019-08-01
CONSTELLIUM SE
2018-01-23
2019-09-18
CONSTELLIUM SE
2018-01-17
2019-08-01
CONTINENTAL AG SPNRD ADR
2019-07-25
2019-10-10
CONTINENTAL RESOURCES
2018-01-23
2019-10-10
CONTINENTAL RESOURCES
2018-01-17
2019-03-11
CONTINENTAL RESOURCES
2018-01-17
2019-04-25
CONTINENTAL RESOURCES
2018-01-17
2019-10-10
CROWN HLDGS INC
2018-02-02
2019-10-03
CROWN HLDGS INC
2018-01-23
2019-09-10
CROWN HLDGS INC
2018-01-17
2019-03-11
CROWN HLDGS INC
2018-01-17
2019-03-25
CROWN HLDGS INC
2018-01-17
2019-04-25
CVS HEALTH CORP
2018-01-17
2019-04-25
CVS HEALTH CORP
2018-01-17
2019-04-30
CVS HEALTH CORP 3.87% 2025
2019-01-15
2019-09-25
CVS HEALTH CORP 4.30% 2028
2018-03-07
2019-01-09
CYRUSONE INC
2018-08-23
2019-10-30
CYRUSONE INC
2018-06-22
2019-10-30
CYRUSONE INC
2018-06-21
2019-03-04
CYRUSONE INC
2018-01-17
2019-02-26
DAIWA HOUSE IND LTD ADR
2018-01-17
2019-04-25
DANONE-SPONS ADR
2018-01-17
2019-12-23
DANONE-SPONS ADR
2018-01-17
2019-04-25
DANONE-SPONS ADR
2018-01-17
2019-12-30
DANONE-SPONS ADR
2018-01-17
2019-12-27
DEERE CO
2018-01-17
2019-04-25
DEUTSCHE BANK AG 3.12% 21
2018-01-19
2019-01-22
DOLLAR GENERAL CORP
2018-12-24
2019-12-09
DXC TECHNOLOGY CO
2019-05-01
2019-07-08
DXC TECHNOLOGY CO
2019-05-01
2019-07-09
DXC TECHNOLOGY CO
2019-04-30
2019-07-08
EATON CORP PLC
2018-01-17
2019-05-01
EATON CORP PLC
2018-01-17
2019-04-25
EATON CORP PLC
2018-01-17
2019-12-20
EATON CORP PLC
2018-01-17
2019-10-30
ELECTRONIC ARTS INC DEL
2019-01-07
2019-04-25
ENTERPRISE PRODUC 2.55% 19
2018-01-19
2019-10-15
EVERGY INC
2019-02-28
2019-04-25
EVERSOURCE ENERGY COM
2018-05-01
2019-04-25
EVERSOURCE ENERGY COM
2018-05-01
2019-09-11
EXELON CORPORATION
2018-01-17
2019-04-25
EXELON CORPORATION
2018-01-17
2019-08-16
EXPEDITORS INTL WASH INC
2018-01-17
2019-04-25
EXTENDED STAY AMERICA
2018-07-27
2019-02-22
EXTENDED STAY AMERICA
2018-06-20
2019-02-22
EXTENDED STAY AMERICA
2018-01-23
2019-02-22
EXTENDED STAY AMERICA
2018-01-17
2019-02-22
FACEBOOK INC
2018-01-17
2019-04-25
FACTSET RESH SYS INC
2018-01-17
2019-04-25
FERGUSON NEWCO PLC SHS
2018-01-17
2019-06-11
FERGUSON PLC
2018-01-17
2019-03-26
FERGUSON PLC
2018-01-17
2019-04-25
FIDELITY NATL INFO SVCS
2018-01-17
2019-04-25
FISERV INC WISC PV 1CT
2018-01-17
2019-04-25
FMC CORP COM NEW
2018-01-25
2019-03-26
FMC CORP COM NEW
2018-01-25
2019-08-06
GALLAGHER ARTHUR J & CO
2018-01-17
2019-04-25
GALLAGHER ARTHUR J & CO
2018-01-17
2019-11-04
GALLAGHER ARTHUR J & CO
2018-01-17
2019-11-20
GENERAL MOTORS CO
2018-06-28
2019-04-25
GENERAL MOTORS CO
2018-06-28
2019-11-08
GENERAL MOTORS CO
2018-06-28
2019-12-20
GENL DYNAMICS CORP COM
2018-01-17
2019-04-30
GILDAN ACTIVEWEAR INC
2019-10-21
2019-11-27
GILDAN ACTIVEWEAR INC
2018-05-16
2019-01-11
GILDAN ACTIVEWEAR INC
2018-05-16
2019-04-25
GILDAN ACTIVEWEAR INC
2018-05-16
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2018-06-22
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2018-01-23
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2018-04-26
2019-04-26
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2018-01-17
2019-04-25
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2018-01-19
2019-04-26
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2018-01-17
2019-03-28
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2018-07-16
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2018-07-13
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2018-07-12
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2019-04-25
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2019-09-04
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2018-01-19
2019-04-26
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2018-01-17
2019-06-19
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2019-04-25
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2019-07-05
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2019-01-30
2019-07-05
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2018-09-07
2019-06-05
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2018-09-07
2019-07-03
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2018-09-07
2019-07-05
STARBUCKS CORP
2018-04-13
2019-10-09
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2018-04-12
2019-10-08
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2018-04-12
2019-10-09
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2018-04-11
2019-10-03
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2018-04-11
2019-10-07
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2018-04-10
2019-10-02
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2018-04-09
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2018-04-06
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2018-04-04
2019-04-25
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2018-04-03
2019-04-25
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2018-04-02
2019-04-25
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2018-03-29
2019-04-25
SUMITOMO MITSUI-UNSPONS
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2019-04-25
SUNCOR ENERGY INC NEW
2018-01-17
2019-04-25
SYNCHRONY FINCL C 3.00% 19
2018-02-09
2019-07-15
SYNCHRONY FINL COM
2018-01-17
2019-04-25
SYNCHRONY FINL COM
2018-01-17
2019-05-28
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2018-01-17
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2019-08-16
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TARGET CORP COM
2018-03-01
2019-12-24
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2018-02-06
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2018-01-29
2019-12-24
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2018-01-23
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2018-01-17
2019-07-08
TARGET CORP COM
2018-01-17
2019-04-25
TARGET CORP COM
2018-01-17
2019-03-29
TARGET CORP COM
2018-01-17
2019-08-29
TARGET CORP COM
2018-01-17
2019-12-24
TARGET CORP COM
2018-01-17
2019-12-20
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2018-01-17
2019-10-30
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2019-04-25
TENCENT HOLDINGS LTD ADR
2018-01-23
2019-06-10
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2018-01-17
2019-06-05
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2018-01-17
2019-06-10
TIMKEN COMPANY
2018-03-27
2019-03-28
TIMKEN COMPANY
2018-02-06
2019-03-28
TIMKEN COMPANY
2018-01-25
2019-03-28
TYSON FOODS INC CL A
2018-01-17
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2018-01-17
2019-05-23
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2018-01-17
2019-10-30
UBISOFT ENTERTAINMENT
2018-12-20
2019-11-19
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2018-04-05
2019-11-19
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2018-03-23
2019-05-20
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2018-03-23
2019-11-19
UNILEVER PLC NEW ADR
2019-07-09
2019-12-20
UNILEVER PLC NEW ADR
2019-03-11
2019-12-20
UNILEVER PLC NEW ADR
2018-01-23
2019-12-20
UNILEVER PLC NEW ADR
2018-01-17
2019-11-08
UNILEVER PLC NEW ADR
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2018-01-17
2019-12-20
UNION PACIFIC CORP
2018-01-17
2019-08-29
UNITED PARCEL SVC CL B
2018-01-23
2019-01-16
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2018-01-17
2019-01-15
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2018-01-17
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UNITED TECHS CORP COM
2018-01-17
2019-04-25
UNUM GROUP
2018-01-17
2019-03-29
UNUM GROUP
2018-01-17
2019-04-25
US BANCORP
2018-01-19
2019-04-25
US TSY 2.750% AUG 15 2047
2018-01-19
2019-04-26
US TSY 2.750% SEP 30 2020
2018-10-02
2019-02-08
US TSY 2.750% SEP 30 2020
2018-10-02
2019-02-08
US TSY 2.875% NOV 15 2046
2018-01-19
2019-04-26
US TSY 3.000% MAY 15 2045
2016-01-25
2019-04-29
US TSY 3.000% MAY 15 2045
2016-01-25
2019-10-07
US TSY 3.000% MAY 15 2045
2015-06-04
2019-04-26
US TSY 4.375% MAY 15 2041
2018-01-23
2019-04-26
USD DEUTSCHE BK A 3.37% 21
2019-01-22
2019-04-26
USD ROYAL BK CANA 2.15% 20
2018-01-19
2019-04-26
VARIAN MEDICAL SYS INC
2018-01-17
2019-08-22
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2018-01-17
2019-04-25
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2019-11-13
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2019-11-11
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2018-01-17
2019-03-29
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2018-01-17
2019-04-25
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2018-01-19
2019-12-20
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2018-01-17
2019-04-25
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2019-02-25
2019-04-25
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2019-02-25
2019-10-07
VINCI SA ADR
2018-01-17
2019-07-03
VIRGINIA ELEC & P 3.80% 28
2018-04-20
2019-05-14
VIRTU FINL INC SHS CL A
2019-05-16
2019-09-30
VIRTU FINL INC SHS CL A
2019-05-16
2019-12-09
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2019-04-22
2019-09-27
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2019-04-22
2019-09-30
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2019-04-11
2019-09-27
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2019-04-10
2019-04-25
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2019-04-10
2019-09-27
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2018-01-17
2019-04-25
VISTRA ENERGY CORP
2018-04-30
2019-04-25
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2018-11-05
2019-04-25
WEC ENERGY GROUP INC SHS
2018-04-30
2019-04-25
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2018-04-30
2019-09-11
WELLS FARGO & COMPANY
2018-01-23
2019-04-26
WELLTOWER INC
2018-06-01
2019-04-25
WEST PHARMACTL SVCS INC
2019-01-23
2019-07-31
WILLSCOT CORP
2018-10-15
2019-10-01
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2018-10-15
2019-10-01
WILLSCOT CORP
2018-10-12
2019-10-01
WILLSCOT CORP
2018-10-12
2019-10-01
WILLSCOT CORP
2018-10-11
2019-04-25
WILLSCOT CORP
2018-10-11
2019-10-01
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2018-10-09
2019-03-26
WOLTERS KLUWR NV SPN ADR
2018-01-17
2019-05-13
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2018-01-17
2019-07-03
WPX ENERGY INC
2018-01-17
2019-03-11
WPX ENERGY INC
2018-01-17
2019-04-25
WSTN DIGITAL CORP DEL
2018-01-17
2019-04-25
YANDEX N V CL A
2018-08-24
2019-10-15
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2018-01-17
2019-03-08
YANDEX N V CL A
2018-01-17
2019-10-15
YUM BRANDS INC
2018-01-17
2019-04-25
YUM CHINA HOLDINGS INC
2018-01-17
2019-04-25
ZOZO,INC. SHS ADR
2019-08-20
2019-11-19
PRUDENTIAL PLC ADR
2019-11-08
1999-11-08
ML CAP GAIN DISTRIBUTIONS
2018-01-01
2019-12-31
BBLACKSTONE GROUP LP
2019-01-01
2019-12-31
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
1,026
1,037
-11
b
19
19
0
c
19
19
0
d
57
86
-29
e
19
28
-9
152
224
-72
226
235
-9
63
84
-21
10
17
-7
12
17
-5
167
271
-104
186
159
27
125
140
-15
34
32
2
1,128
1,096
32
98
87
11
165
158
7
495
568
-73
660
674
-14
138
261
-123
97
79
18
1,268
1,134
134
1,263
1,125
138
1,914
1,307
607
228
202
26
233
202
31
124
101
23
226
202
24
72
59
13
74
59
15
121
128
-7
60
115
-55
33
58
-25
155
350
-195
242
466
-224
128
178
-50
181
187
-6
206
187
19
482
375
107
79
74
5
79
79
0
79
114
-35
243
347
-104
80
116
-36
207
135
72
1,137
640
497
110
103
7
31
44
-13
72
89
-17
64
65
-1
255
256
-1
176
176
0
192
192
0
27
21
6
32
21
11
27
20
7
24
20
4
27
20
7
103
81
22
100
121
-21
193
195
-2
182
220
-38
274
294
-20
230
220
10
44
52
-8
122
154
-32
209
257
-48
53
59
-6
78
78
0
37
39
-2
115
92
23
41
39
2
29
32
-3
86
95
-9
877
564
313
164
120
44
108
118
-10
26
36
-10
37
37
0
37
37
0
37
40
-3
168
202
-34
34
40
-6
34
40
-6
78
81
-3
14
19
-5
71
52
19
617
364
253
262
248
14
107
99
8
72
53
19
69
53
16
290
299
-9
44
43
1
132
128
4
153
106
47
79
80
-1
188
139
49
94
81
13
81
105
-24
177
210
-33
597
733
-136
158
146
12
1,000
989
11
136
154
-18
281
308
-27
137
78
59
107
77
30
50
55
-5
388
427
-39
86
111
-25
232
264
-32
118
132
-14
368
396
-28
578
660
-82
232
264
-32
234
264
-30
15
19
-4
7
9
-2
239
303
-64
61
75
-14
20
31
-11
26
32
-6
93
127
-34
102
159
-57
17
30
-13
19
33
-14
10
35
-25
44
138
-94
69
223
-154
176
173
3
280
204
76
733
531
202
54
41
13
621
531
90
618
449
169
621
449
172
1,053
1,045
8
276
308
-32
141
154
-13
143
182
-39
55
47
8
61
47
14
430
420
10
69
72
-3
69
71
-2
69
71
-2
69
71
-2
88
86
2
263
208
55
215
195
20
596
547
49
746
664
82
42
44
-2
11
11
0
36
33
3
111
107
4
23
21
2
74
64
10
89
86
3
178
178
0
67
85
-18
35
49
-14
46
73
-27
20
24
-4
19
24
-5
41
61
-20
13
9
4
28
19
9
13
13
0
25
25
0
12
13
-1
27
26
1
48
49
-1
184
219
-35
28
57
-29
80
114
-34
49
57
-8
139
284
-145
61
58
3
62
58
4
110
116
-6
54
58
-4
58
58
0
107
159
-52
109
159
-50
1,057
985
72
986
992
-6
74
65
9
74
55
19
50
56
-6
307
328
-21
28
41
-13
33
34
-1
462
492
-30
17
17
0
17
17
0
487
506
-19
970
1,002
-32
154
100
54
220
267
-47
55
67
-12
55
66
-11
495
480
15
84
80
4
377
312
65
88
79
9
93
84
9
1,000
1,000
0
57
56
1
71
60
11
82
60
22
151
116
35
540
464
76
472
395
77
18
22
-4
72
89
-17
36
42
-6
18
21
-3
1,357
1,252
105
533
399
134
91
117
-26
19
25
-6
14
17
-3
112
98
14
86
69
17
75
79
-4
82
77
5
83
64
19
91
64
27
92
64
28
79
79
0
153
162
-9
150
162
-12
357
417
-60
57
53
4
62
58
4
38
29
9
199
202
-3
132
135
-3
397
404
-7
245
244
1
123
123
0
41
41
0
40
42
-2
284
293
-9
123
126
-3
144
105
39
192
260
-68
206
260
-54
1,059
1,020
39
51
55
-4
45
40
5
269
337
-68
19
23
-4
59
68
-9
580
634
-54
141
137
4
46
58
-12
11
11
0
134
130
4
132
130
2
510
488
22
602
618
-16
115
95
20
715
665
50
41
27
14
124
111
13
30
28
2
27
28
-1
290
194
96
163
111
52
150
111
39
146
141
5
146
139
7
383
441
-58
524
588
-64
139
139
0
146
147
-1
146
163
-17
878
882
-4
101
112
-11
228
224
4
390
336
54
46
42
4
47
54
-7
424
482
-58
69
85
-16
90
54
36
75
54
21
86
54
32
87
54
33
75
52
23
19
17
2
53
50
3
222
248
-26
25
29
-4
52
59
-7
173
208
-35
205
196
9
555
391
164
60
65
-5
88
97
-9
16
16
0
142
188
-46
143
187
-44
270
374
-104
284
374
-90
240
374
-134
12
13
-1
8
7
1
12
13
-1
12
12
0
12
13
-1
12
12
0
9,398
9,533
-135
391
397
-6
89
117
-28
84
117
-33
94
94
0
94
94
0
94
117
-23
31
47
-16
184
213
-29
330
356
-26
52
66
-14
52
72
-20
52
73
-21
49
75
-26
50
75
-25
73
70
3
1,000
1,000
0
996
1,002
-6
230
187
43
1,043
1,062
-19
777
536
241
260
552
-292
580
654
-74
1,016
1,022
-6
14
34
-20
7
17
-10
14
33
-19
22
49
-27
14
33
-19
14
34
-20
7
18
-11
7
18
-11
7
18
-11
14
35
-21
8
18
-10
14
37
-23
28
56
-28
8
19
-11
19
38
-19
68
135
-67
15
21
-6
90
81
9
238
369
-131
135
151
-16
50
50
0
127
134
-7
79
84
-5
21
32
-11
79
128
-49
125
192
-67
117
80
37
404
381
23
436
504
-68
256
314
-58
114
133
-19
57
69
-12
59
69
-10
171
208
-37
187
148
39
187
144
43
996
957
39
880
800
80
998
995
3
73
91
-18
71
105
-34
76
105
-29
42
37
5
159
147
12
86
77
9
1,032
917
115
168
164
4
244
247
-3
344
329
15
32
33
-1
32
45
-13
64
89
-25
124
126
-2
517
453
64
126
91
35
125
91
34
113
128
-15
206
246
-40
411
614
-203
118
100
18
11
40
-29
17
54
-37
9
32
-23
15
22
-7
37
131
-94
49
185
-136
595
481
114
88
69
19
176
137
39
23
22
1
166
177
-11
10
11
-1
70
78
-8
699
747
-48
143
163
-20
22
21
1
113
51
62
147
156
-9
49
52
-3
49
53
-4
52
50
2
52
50
2
104
100
4
52
50
2
65
73
-8
65
65
0
64
64
0
175
258
-83
23
29
-6
21
29
-8
58
86
-28
996
997
-1
131
110
21
261
462
-201
171
229
-58
266
382
-116
78
70
8
49
35
14
75
172
-97
175
203
-28
19
19
0
45
38
7
89
75
14
88
81
7
45
41
4
45
41
4
171
118
53
85
60
25
171
119
52
84
59
25
86
58
28
85
58
27
77
58
19
77
59
18
77
58
19
77
57
20
154
112
42
77
58
19
21
29
-8
33
38
-5
1,000
1,000
0
34
38
-4
35
37
-2
34
37
-3
196
178
18
6,036
3,451
2,585
128
72
56
1,669
997
672
257
156
101
266
226
40
82
75
7
80
75
5
108
75
33
642
377
265
129
75
54
108
75
33
1,035
548
487
4,483
2,486
1,997
27
32
-5
19
24
-5
43
61
-18
421
573
-152
173
229
-56
43
45
-2
43
49
-6
86
110
-24
148
159
-11
325
317
8
164
159
5
11
16
-5
99
160
-61
78
88
-10
33
53
-20
171
188
-17
57
54
3
57
57
0
239
223
16
112
112
0
57
56
1
796
702
94
98
132
-34
195
267
-72
293
401
-108
140
135
5
68
112
-44
73
112
-39
52
56
-4
965
967
-2
1,004
999
5
1,004
999
5
991
993
-2
1,009
1,038
-29
2,394
2,075
319
1,017
993
24
1,254
1,252
2
998
970
28
996
994
2
108
109
-1
269
218
51
124
109
15
125
109
16
34
28
6
58
48
10
124
103
21
112
103
9
52
41
11
106
83
23
155
161
-6
1,040
1,000
40
16
24
-8
49
71
-22
67
101
-34
32
51
-19
50
75
-25
50
50
0
67
100
-33
1,291
971
320
81
69
12
17
18
-1
78
65
13
90
65
25
1,010
1,006
4
74
58
16
136
105
31
31
33
-2
15
15
0
15
15
0
31
34
-3
26
34
-8
15
17
-2
55
89
-34
68
52
16
147
104
43
285
370
-85
29
30
-1
53
85
-32
92
95
-3
104
107
-3
122
142
-20
310
250
60
267
280
-13
134
128
6
89
89
0
34
34
49
49
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
-11
b
0
c
0
d
-29
e
-9
-72
-9
-21
-7
-5
-104
27
-15
2
32
11
7
-73
-14
-123
18
134
138
607
26
31
23
24
13
15
-7
-55
-25
-195
-224
-50
-6
19
107
5
0
-35
-104
-36
72
497
7
-13
-17
-1
-1
0
0
6
11
7
4
7
22
-21
-2
-38
-20
10
-8
-32
-48
-6
0
-2
23
2
-3
-9
313
44
-10
-10
0
0
-3
-34
-6
-6
-3
-5
19
253
14
8
19
16
-9
1
4
47
-1
49
13
-24
-33
-136
12
11
-18
-27
59
30
-5
-39
-25
-32
-14
-28
-82
-32
-30
-4
-2
-64
-14
-11
-6
-34
-57
-13
-14
-25
-94
-154
3
76
202
13
90
169
172
8
-32
-13
-39
8
14
10
-3
-2
-2
-2
2
55
20
49
82
-2
0
3
4
2
10
3
0
-18
-14
-27
-4
-5
-20
4
9
0
0
-1
1
-1
-35
-29
-34
-8
-145
3
4
-6
-4
0
-52
-50
72
-6
9
19
-6
-21
-13
-1
-30
0
0
-19
-32
54
-47
-12
-11
15
4
65
9
9
0
1
11
22
35
76
77
-4
-17
-6
-3
105
134
-26
-6
-3
14
17
-4
5
19
27
28
0
-9
-12
-60
4
4
9
-3
-3
-7
1
0
0
-2
-9
-3
39
-68
-54
39
-4
5
-68
-4
-9
-54
4
-12
0
4
2
22
-16
20
50
14
13
2
-1
96
52
39
5
7
-58
-64
0
-1
-17
-4
-11
4
54
4
-7
-58
-16
36
21
32
33
23
2
3
-26
-4
-7
-35
9
164
-5
-9
0
-46
-44
-104
-90
-134
-1
1
-1
0
-1
0
-135
-6
-28
-33
0
0
-23
-16
-29
-26
-14
-20
-21
-26
-25
3
0
-6
43
-19
241
-292
-74
-6
-20
-10
-19
-27
-19
-20
-11
-11
-11
-21
-10
-23
-28
-11
-19
-67
-6
9
-131
-16
0
-7
-5
-11
-49
-67
37
23
-68
-58
-19
-12
-10
-37
39
43
39
80
3
-18
-34
-29
5
12
9
115
4
-3
15
-1
-13
-25
-2
64
35
34
-15
-40
-203
18
-29
-37
-23
-7
-94
-136
114
19
39
1
-11
-1
-8
-48
-20
1
62
-9
-3
-4
2
2
4
2
-8
0
0
-83
-6
-8
-28
-1
21
-201
-58
-116
8
14
-97
-28
0
7
14
7
4
4
53
25
52
25
28
27
19
18
19
20
42
19
-8
-5
0
-4
-2
-3
18
2,585
56
672
101
40
7
5
33
265
54
33
487
1,997
-5
-5
-18
-152
-56
-2
-6
-24
-11
8
5
-5
-61
-10
-20
-17
3
0
16
0
1
94
-34
-72
-108
5
-44
-39
-4
-2
5
5
-2
-29
319
24
2
28
2
-1
51
15
16
6
10
21
9
11
23
-6
40
-8
-22
-34
-19
-25
0
-33
320
12
-1
13
25
4
16
31
-2
0
0
-3
-8
-2
-34
16
43
-85
-1
-32
-3
-3
-20
60
-13
6
0
34
49
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
6,041
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
17,000
336,015
0.050593
2017
18,000
338,216
0.053220
2016
20,491
363,672
0.056345
2015
21,100
406,838
0.051863
2014
21,965
424,823
0.051704
2
Total
of line 1, column (d)
.....................
2
0.263725
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.052745
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
341,022
5
Multiply line 4 by line 3
......................
5
17,987
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
124
7
Add lines 5 and 6
........................
7
18,111
8
Enter qualifying distributions from Part XII, line 4
,.............
8
20,000
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
124
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
124
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
124
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
0
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
200
d
Backup withholding erroneously withheld
...........
6d
0
7
Total credits and payments. Add lines 6a through 6d
..............
7
200
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
76
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
76
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
0
(2)
On foundation managers.
$
0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
No
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
IN
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
N/A
14
The books are in care of
ALBERT J RITZ
Telephone no.
(239) 206-2927
Located at
2925 REGATTA ROAD
NAPLES
FL
ZIP+4
34103
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
ALBERT J RITZ
DIRECTOR, PRESIDENT
0.00
0
0
0
2925 REGATTA ROAD
NAPLES
,
FL
34103
ANN RITZ
DIRECTOR, V.P., SECRATARY
0.00
0
0
0
2925 REGATTA ROAD
NAPLES
,
FL
34103
BRIAN RITZ
DIRECTOR, V.P., TREASURER
0.00
0
0
0
519 PINE GROVE LANE
NAPLES
,
FL
34103
CORRIE RITZ
DIRECTOR
0.00
0
0
0
519 PINE GROVE LANE
NAPLES
,
FL
34103
BETSY HENDRICKS
DIRECTOR
0.00
0
0
0
9762 CAMPBELL CIRCLE
NAPLES
,
FL
34109
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
306,868
b
Average of monthly cash balances
.......................
1b
39,347
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
346,215
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
346,215
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
5,193
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
341,022
6
Minimum investment return.
Enter 5% of line 5
..................
6
17,051
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
17,051
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
124
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
124
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
16,927
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
16,927
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
16,927
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
20,000
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
b
Cash distribution test (attach the required schedule)
.................
3b
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
20,000
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
124
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
19,876
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
16,927
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
16,547
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
b
From 2015
......
c
From 2016
......
d
From 2017
......
e
From 2018
......
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
20,000
a
Applied to 2018, but not more than line 2a
16,547
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
3,453
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
13,474
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
b
Excess from 2016
....
c
Excess from 2017
....
d
Excess from 2018
....
e
Excess from 2019
....
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
ALBERT J RITZ
2925 REGATTA ROAD
NAPLES
,
FL
34103
(239) 206-2927
b
The form in which applications should be submitted and information and materials they should include:
N/A
c
Any submission deadlines:
N/A
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
N/A
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
ALLIANCE DEFENDING FREEDOM
15100 N 90TH STREET
SCOTTSDALE
,
AZ
85260
NONE
501(C)(3) TAX EXEMPT
DEFENDING THE CONSTITUTIONAL FREEDOMS
5,000
AMERICAN CENTER FOR LAW AND JUSTICE
PO BOX 90555
WASHINGTON
,
DC
200900555
NONE
501(C)(3) TAX EXEMPT
DEFENDING LIFE AND RELIGIOUS FREEDOM
1,300
COALITION FOR URBAN RENEWAL AND EDUCATION
722 12TH STREET NW FOURTH FLOOR
WASHINGTON
,
DC
20005
NONE
501(C)(3) TAX EXEMPT
EDUCATION
2,000
FELLOWSHIP OF CHRISTIAN ATHLETES
8701 LEEDS ROAD
KANSAS CITY
,
MO
64129
NONE
501(C)(3) TAX EXEMPT
RELIGIOUS
800
FIRST BAPTIST ACADEMY - TU SCHOLARSHIP
3000 ORANGE BLOSSOM DR
NAPLES
,
FL
34109
NONE
501(C)(3) TAX EXEMPT
RELIGIOUS
2,000
FL FAMILY POLICY COUNCIL
4853 SOUTH ORANGE AVENUE
ORLANDO
,
FL
32806
NONE
501(C)(3) TAX EXEMPT
FAMILY EDUCATION
2,300
FOCUS ON FAMILY
8685 EXPLORER DRIVE
COLORADO SPRINGS
,
CO
80920
NONE
501(C)(3) TAX EXEMPT
FAMILY EDUCATION
4,000
IN RTL EDUCATION TR FUND
9465 COUNSELORS ROW SUITE 200
INDIANAPOLIS
,
IN
46240
NONE
501(C)(3) TAX EXEMPT
EDUCATION
1,300
PREGNANCY RESOURCE CENTER
10611 TAMIAMI TRAIL N
NAPLES
,
FL
34108
NONE
501(C)(3) TAX EXEMPT
HEALTH PROGRAM - CHRISTIAN MEDICAL EDUCATION
500
YOUNG LIFE
PO BOX 520
COLORADO SPRINGS
,
CO
80901
NONE
501(C)(3) TAX EXEMPT
RELIGIOUS
800
Total
.................................
3a
20,000
b
Approved for future payment
Total
.................................
3b
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
8,835
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
211110
1,686
8
Gain or (loss) from sales of assets other than
inventory
............
18
6,041
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
1,686
14,876
0
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
16,562
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description