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TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
The Morton K and Jane Blaustein
Foundation Inc
Number and street (or P.O. box number if mail is not delivered to street address)
AFS One South Street No 2950
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Baltimore
,
MD
21202
A Employer identification number
52-1607300
B
Telephone number (see instructions)
(410) 347-7201
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
65,738,180
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
125,000
2
Check
.............
3
Interest on savings and temporary cash investments
45
45
4
Dividends and interest from securities
...
1,074,661
1,074,661
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
3,441,628
b
Gross sales price for all assets on line 6a
5,739,039
7
Capital gain net income (from Part IV, line 2)
...
3,441,628
8
Net short-term capital gain
.........
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
15,800
-26,680
12
Total.
Add lines 1 through 11
........
4,657,134
4,489,654
13
Compensation of officers, directors, trustees, etc.
0
0
0
14
Other employee salaries and wages
......
197,493
0
197,493
15
Pension plans, employee benefits
.......
57,863
0
57,863
16a
Legal fees (attach schedule)
.........
b
Accounting fees (attach schedule)
.......
73,000
29,200
43,800
c
Other professional fees (attach schedule)
....
89,565
89,565
0
17
Interest
...............
18
Taxes (attach schedule) (see instructions)
...
145,454
35,454
0
19
Depreciation (attach schedule) and depletion
...
20
Occupancy
..............
29,487
0
29,487
21
Travel, conferences, and meetings
.......
5,322
0
5,322
22
Printing and publications
..........
23
Other expenses (attach schedule)
.......
9,144
748
8,396
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
607,328
154,967
342,361
25
Contributions, gifts, grants paid
.......
3,221,010
3,221,010
26
Total expenses and disbursements.
Add lines 24 and 25
3,828,338
154,967
3,563,371
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
828,796
b
Net investment income
(if negative, enter -0-)
4,334,687
c
Adjusted net income
(if negative, enter -0-)
...
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
1,994,319
1,539,566
1,539,566
3
Accounts receivable
Less: allowance for doubtful accounts
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
55,378,227
56,664,698
64,195,017
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
6,519
3,597
3,597
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
57,379,065
58,207,861
65,738,180
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
57,379,065
57,379,065
27
Paid-in or capital surplus, or land, bldg., and equipment fund
0
0
28
Retained earnings, accumulated income, endowment, or other funds
0
828,796
29
Total net assets or fund balances
(see instructions)
.....
57,379,065
58,207,861
30
Total liabilities and net assets/fund balances
(see instructions)
.
57,379,065
58,207,861
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
57,379,065
2
Enter amount from Part I, line 27a
.....................
2
828,796
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
58,207,861
5
Decreases not included in line 2 (itemize)
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
58,207,861
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
BGI Equity
P
2019-01-01
2019-12-31
b
BGI Equity
P
2018-01-01
2019-12-31
c
Boston Partners Int'l Eqty
P
2019-01-01
2019-12-31
d
Boston Partners Int'l Eqty
P
2018-01-01
2019-12-31
e
Common Fd Int'l Venture VI
P
2019-01-01
2019-12-31
Common Fd Int'l Venture VI
P
2018-01-01
2019-12-31
Common Fd Cap PEP V
P
2019-01-01
2019-12-31
Common Fd Cap PEP V
P
2018-01-01
2019-12-31
Common Fd Cap PEP VII
P
2019-01-01
2019-12-31
Common Fd Cap PEP VII
P
2018-01-01
2019-12-31
Common Fd Cap Venture VI
P
2019-01-01
2019-12-31
Common Fd Cap Venture VI
P
2018-01-01
2019-12-31
Common Fd Venture VIII
P
2019-01-01
2019-12-31
Common Fd Venture VIII
P
2018-01-01
2019-12-31
FLAG International Partners LP
P
2019-01-01
2019-12-31
FLAG International Partners LP
P
2018-01-01
2019-12-31
FLAG International Partners II LP
P
2019-01-01
2019-12-31
FLAG International Partners II LP
P
2018-01-01
2019-12-31
FLAG Private Equity III LP
P
2019-01-01
2019-12-31
FLAG Private Equity III LP
P
2018-01-01
2019-12-31
FLAG Private Equity IV LP
P
2019-01-01
2019-12-31
FLAG Private Equity IV LP
P
2018-01-01
2019-12-31
FLAG Venture Partners VI LP
P
2019-01-01
2019-12-31
FLAG Venture Partners VI LP
P
2018-01-01
2019-12-31
Neuberger Berman Income Plus Fund
P
2019-01-01
2019-12-31
Neuberger Berman Income Plus Fund
P
2018-01-01
2019-12-31
Oaktree Opp Fund X
P
2019-01-01
2019-12-31
Oaktree Opp Fund X
P
2018-01-01
2019-12-31
Oaktree Opp Fund XB
P
2019-01-01
2019-12-31
Oaktree Opp Fund XB
P
2018-01-01
2019-12-31
Oaktree REIT
P
2019-01-01
2019-12-31
Oaktree REIT
P
2018-01-01
2019-12-31
Siguler Guff Distressed Opportunities Fd III
P
2019-01-01
2019-12-31
Siguler Guff Distressed Opportunities Fd III
P
2018-01-01
2019-12-31
Spur Ventures III
P
2019-01-01
2019-12-31
Spur Ventures III
P
2018-01-01
2019-12-31
Spur Ventures VI
P
2019-01-01
2019-12-31
BGI Equity
P
2002-01-01
2019-04-30
BGI Equity
P
2002-01-01
2019-06-06
BGI Equity
P
2002-01-01
2019-08-30
BGI Equity
P
2002-01-01
2019-10-04
AXA Secondary FD V - Distribution in excess of basis
P
2018-01-01
2019-12-31
Coller Int'l - Distribution in excess of basis
P
2018-01-01
2019-12-31
Alarm.Com
2019-07-18
2019-10-01
Amedisys Inc
2019-05-28
2019-06-04
Amedisys Inc
2019-05-28
2019-10-01
Aspen Technology
2019-06-05
2019-10-01
Blackline Inc
2019-01-01
2019-06-04
Blackline Inc
2019-01-01
2019-10-01
Cognex Corp
2018-07-20
2019-01-16
Cognex Corp
2019-01-01
2019-06-04
GoDaddy Inc
2019-09-05
2019-10-01
Guidewire Software
2018-10-22
2019-06-04
Guidewire Software
2019-01-01
2019-10-01
Healthcare Services Group
2018-03-16
2019-01-16
Int'l Flavors & Fragrances
2018-07-26
2019-06-04
Knight Swift Transn Holdgs Inc.
2019-01-01
2019-01-31
Lennox Int'l Inc
2018-05-30
2019-01-16
Nat'l Instruments Corp
2019-01-16
2019-06-04
Neogen Corp
2019-06-11
2019-10-01
Paycom Software
2018-06-04
2019-01-16
Paycom Software
2018-06-04
2019-06-04
Paylocity Holding Corp
2019-04-16
2019-06-04
Paylocity Holding Corp
2019-04-16
2019-10-01
Pegasystems Inc
2019-04-16
2019-06-04
Pegasystems Inc
2019-09-09
2019-10-01
Pluralsight Inc
2019-01-01
2019-06-04
Pluralsight Inc
2019-01-01
2019-10-01
Proto Labs Inc
2019-09-05
2019-10-01
Teladoc Health Inc
2018-12-19
2019-06-04
Teladoc Health Inc
2018-12-19
2019-10-01
Tyler Technologies Inc
2019-01-01
2019-06-04
Tyler Technologies Inc
2019-04-12
2019-10-01
West Pharmaceutical Services
2018-09-24
2019-01-16
West Pharmaceutical Services
2018-09-24
2019-06-04
2U Inc
2018-11-28
2019-01-16
2U Inc
2018-11-28
2019-06-04
2U Inc
2018-11-28
2019-10-01
Acuity Brands Inc
2018-01-01
2019-06-04
Acuity Brands Inc
2018-01-01
2019-10-01
Alarm.Com Holdings Inc
2017-05-05
2019-06-04
AMN Healthcare Services Inc
2018-05-31
2019-06-04
AMN Healthcare Services Inc
2018-01-01
2019-10-01
Ansys Inc
2018-01-01
2019-01-16
Ansys Inc
2018-01-01
2019-06-04
Ansys Inc
2018-01-01
2019-10-01
Beacon Roofing Supply Inc
2012-04-02
2019-01-31
Beacon Roofing Supply Inc
2012-04-02
2019-01-31
Bio-Techne Corp
2012-04-02
2019-01-16
Bio-Techne Corp
2012-04-02
2019-06-04
Bio-Techne Corp
2012-04-02
2019-10-01
Chemed Corp
2012-04-02
2019-01-16
Chemed Corp
2012-04-02
2019-06-04
Chemed Corp
2012-04-02
2019-10-01
Cognex Corp
2018-07-24
2019-10-01
Costar Group Inc
2012-05-30
2019-01-16
Costar Group Inc
2012-05-30
2019-06-04
Costar Group Inc
2012-05-30
2019-09-05
Costar Group Inc
2012-05-30
2019-10-01
Covetrus Inc NPV
2018-01-01
2019-02-28
Ellie Mae Inc
2019-11-23
2019-01-16
Ellie Mae Inc
2018-01-01
2019-03-28
Evolent Health Inc
2018-01-01
2019-06-04
Evolent Health Inc
2018-01-01
2019-10-01
ExlService Holdings Inc
2016-12-07
2019-01-16
ExlService Holdings Inc
2016-12-07
2019-06-04
ExlService Holdings Inc
2016-12-07
2019-10-01
Fastenal Co
2012-04-02
2019-01-16
Fastenal Co
2012-04-02
2019-06-04
Fastenal Co
2012-04-02
2019-10-01
Five Below
2018-01-01
2019-06-04
Five Below
2018-01-01
2019-10-01
Gentex Corp
2017-08-10
2019-06-04
Gentex Corp
2018-01-01
2019-10-01
Globant SA
2018-01-01
2019-06-04
Globant SA
2018-01-01
2019-10-01
GoDaddy Inc
2017-10-27
2019-01-16
GoDaddy Inc
2017-10-27
2019-06-04
Grand Canyon Education Inc
2018-01-01
2019-06-04
Grand Canyon Education Inc
2018-01-01
2019-10-01
Healthcare Services Group
2018-01-01
2019-06-04
Healthcare Services Group
2018-01-01
2019-10-01
Heico Corp
2016-07-11
2019-01-16
Heico Corp
2018-01-01
2019-06-04
Heico Corp
2018-01-01
2019-06-10
Heico Corp
2018-01-01
2019-10-01
Henry Schein Inc
2015-12-14
2019-01-16
Henry Schein Inc
2015-12-14
2019-06-04
Henry Schein Inc
2018-01-01
2019-09-06
IHS Markit LTD
2016-07-13
2019-01-16
IHS Markit LTD
2016-07-13
2019-06-04
IHS Markit LTD
2016-07-13
2019-10-01
IHS Markit LTD
2016-07-13
2019-12-03
IHS Markit LTD
2016-07-13
2019-12-03
Int'l Flavors & Fragrances
2018-07-26
2019-10-01
Lennox Int'l Inc
2018-05-30
2019-06-04
Lennox Int'l Inc
2018-01-01
2019-10-01
LKQ Corp
2012-04-02
2019-06-04
LKQ Corp
2012-04-02
2019-10-01
LKQ Corp
2012-04-02
2019-12-03
LKQ Corp
2012-04-02
2019-12-03
Middleby Corp
2018-01-01
2019-06-04
Middleby Corp
2013-12-20
2019-10-01
Nat'l Instruments Corp
2012-04-02
2019-06-04
Nat'l Instruments Corp
2012-04-02
2019-10-01
Neogen Corp
2012-07-12
2019-01-16
Neogen Corp
2018-01-01
2019-06-04
Paycom Software
2018-01-01
2019-10-01
PRA Group Inc
2018-01-01
2019-01-16
PRA Group Inc
2018-01-01
2019-06-04
PRA Group Inc
2012-04-02
2019-10-01
Pros Holdings Inc
2018-01-01
2019-01-16
Pros Holdings Inc
2018-01-01
2019-06-04
Pros Holdings Inc
2018-01-01
2019-09-17
Pros Holdings Inc
2018-01-01
2019-10-01
Proto Labs Inc
2018-01-01
2019-06-04
Ritchie Bros Auctioneers
2018-01-01
2019-06-04
Ritchie Bros Auctioneers
2018-01-01
2019-09-05
Ritchie Bros Auctioneers
2018-01-01
2019-10-01
Rollins Inc
2012-04-02
2019-01-16
Rollins Inc
2012-04-02
2019-06-04
Rollins Inc
2012-04-02
2019-10-01
Smith (A.O.) Corp
2018-02-23
2019-06-04
Smith (A.O.) Corp
2018-01-01
2019-10-01
Snap-On Inc
2017-01-27
2019-06-04
Snap-On Inc
2017-01-27
2019-10-01
Tyler Technologies Inc
2018-09-24
2019-10-01
Ultimate Software Group
2012-04-02
2019-04-12
Veeva Systems Inc
2015-12-16
2019-01-16
Veeva Systems Inc
2018-01-01
2019-06-04
Veeva Systems Inc
2015-12-15
2019-10-01
Verisky Anaylytics Inc
2018-01-01
2019-06-04
Verisky Anaylytics Inc
2018-01-01
2019-10-01
WABCO Holdings
2018-01-01
2019-05-24
Wageworks Inc
2017-04-11
2019-06-04
Wageworks Inc
2018-01-01
2019-06-27
Watsco Inc
2017-06-23
2019-06-04
Watsco Inc
2017-06-23
2019-10-01
West Pharmaceutical Services
2018-09-24
2019-10-01
Capital Gains Dividends
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
3,641
3,641
b
1,169,978
1,169,978
c
55,581
-55,581
d
53,306
-53,306
e
2
2
81,486
81,486
561
561
3,568
3,568
320
320
80,271
80,271
375
375
4,313
4,313
973
973
75,383
75,383
492
492
128,516
128,516
1
-1
49,261
49,261
255
-255
48,697
48,697
34
-34
68,090
68,090
585
-585
103,478
103,478
5,540
-5,540
168,899
168,899
7,203
-7,203
37,755
37,755
4,412
-4,412
19
-19
121
-121
2,915
2,915
107
-107
1,416
1,416
722
-722
145,444
145,444
431
431
6,250
5,007
1,243
500,000
414,181
85,819
6,250
5,017
1,233
1,000,000
799,041
200,959
170,051
170,051
21,026
21,026
8,943
10,089
-1,146
7,921
7,778
143
6,383
5,667
716
6,305
6,236
69
7,034
6,013
1,021
6,444
5,758
686
784
861
-77
5,913
6,312
-399
9,885
10,248
-363
6,812
6,371
441
6,237
5,351
886
1,281
1,366
-85
8,514
7,865
649
28,479
42,830
-14,351
2,210
2,078
132
1,679
2,015
-336
9,481
8,656
825
1,173
972
201
12,397
6,480
5,917
4,726
4,565
161
4,710
4,474
236
6,961
7,043
-82
10,109
10,321
-212
6,364
6,299
65
4,446
8,038
-3,592
13,020
13,741
-721
6,643
5,920
723
6,979
5,180
1,799
14,751
17,223
-2,472
3,399
2,822
577
2,196
2,570
-374
9,318
9,792
-474
1,700
1,758
-58
5,703
8,508
-2,805
2,219
7,770
-5,551
9,062
14,254
-5,192
5,852
7,533
-1,681
4,401
2,643
1,758
5,597
6,223
-626
5,033
5,008
25
2,035
1,183
852
12,499
6,276
6,223
15,662
6,529
9,133
8,981
6,435
2,546
16,060
11,542
4,518
1,278
564
714
11,240
3,881
7,359
10,017
3,740
6,277
573
128
445
13,403
2,553
10,850
13,174
2,042
11,132
5,906
5,490
416
1,092
221
871
20,126
2,951
17,175
18,321
2,214
16,107
15,576
1,918
13,658
5,322
6,236
-914
1,039
1,282
-243
37,084
31,919
5,165
3,408
8,375
-4,967
2,357
7,612
-5,255
1,211
1,057
154
5,375
4,324
1,051
5,781
4,180
1,601
1,097
1,093
4
12,610
10,926
1,684
12,434
10,871
1,563
11,366
3,359
8,007
10,365
3,020
7,345
6,174
4,717
1,457
7,253
3,929
3,324
10,760
5,162
5,598
9,860
4,530
5,330
1,260
925
335
7,851
5,087
2,764
13,666
4,801
8,865
9,356
4,066
5,290
7,871
10,760
-2,889
5,888
9,452
-3,564
1,575
682
893
23,732
6,401
17,331
44,007
11,041
32,966
15,217
3,905
11,312
1,611
1,533
78
2,659
2,392
267
20,295
19,719
576
1,272
822
450
9,291
5,261
4,030
10,718
5,294
5,424
45,527
20,782
24,745
23,978
10,950
13,028
6,423
6,947
-524
5,493
4,155
1,338
6,449
5,533
916
5,794
3,496
2,298
5,822
2,988
2,834
32,287
14,954
17,333
7,028
3,258
3,770
7,931
4,782
3,149
4,578
3,168
1,410
6,909
5,091
1,818
8,001
5,609
2,392
1,183
445
738
3,393
1,322
2,071
9,973
5,099
4,874
1,714
2,108
-394
4,348
5,010
-662
4,360
3,188
1,172
1,626
1,435
191
14,846
7,267
7,579
29,498
11,365
18,133
8,196
3,113
5,083
11,120
6,989
4,131
11,945
10,066
1,879
28,932
19,583
9,349
8,414
4,443
3,971
1,558
388
1,170
9,766
2,458
7,308
8,824
2,477
6,347
3,847
5,954
-2,107
8,359
11,763
-3,404
6,348
7,211
-863
4,498
5,228
-730
9,936
9,327
609
119,218
26,278
92,940
1,016
281
735
60,550
10,918
49,632
15,868
2,808
13,060
16,937
9,559
7,378
17,205
8,671
8,534
39,135
31,537
7,598
6,958
10,060
-3,102
39,212
51,539
-12,327
6,563
6,248
315
4,426
4,217
209
10,492
9,180
1,312
405,941
405,941
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
3,641
b
1,169,978
c
-55,581
d
-53,306
e
2
81,486
561
3,568
320
80,271
375
4,313
973
75,383
492
128,516
-1
49,261
-255
48,697
-34
68,090
-585
103,478
-5,540
168,899
-7,203
37,755
-4,412
-19
-121
2,915
-107
1,416
-722
145,444
431
1,243
85,819
1,233
200,959
170,051
21,026
-1,146
143
716
69
1,021
686
-77
-399
-363
441
886
-85
649
-14,351
132
-336
825
201
5,917
161
236
-82
-212
65
-3,592
-721
723
1,799
-2,472
577
-374
-474
-58
-2,805
-5,551
-5,192
-1,681
1,758
-626
25
852
6,223
9,133
2,546
4,518
714
7,359
6,277
445
10,850
11,132
416
871
17,175
16,107
13,658
-914
-243
5,165
-4,967
-5,255
154
1,051
1,601
4
1,684
1,563
8,007
7,345
1,457
3,324
5,598
5,330
335
2,764
8,865
5,290
-2,889
-3,564
893
17,331
32,966
11,312
78
267
576
450
4,030
5,424
24,745
13,028
-524
1,338
916
2,298
2,834
17,333
3,770
3,149
1,410
1,818
2,392
738
2,071
4,874
-394
-662
1,172
191
7,579
18,133
5,083
4,131
1,879
9,349
3,971
1,170
7,308
6,347
-2,107
-3,404
-863
-730
609
92,940
735
49,632
13,060
7,378
8,534
7,598
-3,102
-12,327
315
209
1,312
405,941
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
3,441,628
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
3,862,940
63,373,116
0.060956
2017
3,625,803
61,741,681
0.058725
2016
3,299,305
57,327,735
0.057552
2015
3,167,398
59,715,440
0.053042
2014
3,528,230
59,691,560
0.059108
2
Total
of line 1, column (d)
.....................
2
0.289383
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.057877
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
62,944,704
5
Multiply line 4 by line 3
......................
5
3,643,051
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
43,347
7
Add lines 5 and 6
........................
7
3,686,398
8
Enter qualifying distributions from Part XII, line 4
,.............
8
3,563,371
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
86,694
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
86,694
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
86,694
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
106,833
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
15,000
d
Backup withholding erroneously withheld
...........
6d
0
7
Total credits and payments. Add lines 6a through 6d
..............
7
121,833
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
35,139
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
35,139
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
0
(2)
On foundation managers.
$
0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
Yes
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
Yes
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
MD
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
www.blaufund.org
14
The books are in care of
Jennifer L Bove CPA
Telephone no.
(410) 347-7205
Located at
AFS One South Street Ste 2950
Baltimore
MD
ZIP+4
21202
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
Jeanne P Blaustein
Trustee & President
0.00
0
0
0
One South Street Ste 2950
Baltimore
,
MD
21202
Susan Blaustein
Trustee & Vice President
0.00
0
0
0
One South Street Ste 2950
Baltimore
,
MD
21202
Alan Berlow
Trustee & Vice President
0.00
0
0
0
One South Street Ste 2950
Baltimore
,
MD
21202
Peter Bokor
Trustee & Vice President
0.00
0
0
0
One South Street Ste 2950
Baltimore
,
MD
21202
Betsy Ringel
Secretary
0.00
0
0
0
One South Street Ste 2950
Baltimore
,
MD
21202
Anne A Patterson
Assistant Secretary
0.00
0
0
0
One South Street Ste 2950
Baltimore
,
MD
21202
Stephen J Bass
Assistant Secretary
0.00
0
0
0
One South Street Ste 2950
Baltimore
,
MD
21202
Jill Robinson
Assistant Secretary
0.00
0
0
0
One South Street Ste 2950
Baltimore
,
MD
21202
Jennifer L Bove
Treasurer
0.00
0
0
0
One South Street Ste 2950
Baltimore
,
MD
21202
Sandra L Glock
Assistant Treasurer
0.00
0
0
0
One South Street Ste 2950
Baltimore
,
MD
21202
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
Tanya Herbick
Prog. Officer
40.00
129,418
45,950
0
One South Street Suite 2900
Baltimore
,
MD
21202
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
Atapco Financial Services Inc
Acct, Tax & Invest.
70,000
One South Street Suite 2950
Baltimore
,
MD
21202
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
61,577,175
b
Average of monthly cash balances
.......................
1b
2,326,078
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
63,903,253
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
63,903,253
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
958,549
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
62,944,704
6
Minimum investment return.
Enter 5% of line 5
..................
6
3,147,235
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
3,147,235
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
86,694
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
86,694
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
3,060,541
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
3,060,541
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
3,060,541
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
3,563,371
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
b
Cash distribution test (attach the required schedule)
.................
3b
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
3,563,371
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
3,563,371
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
3,060,541
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
657,312
b
From 2015
......
269,152
c
From 2016
......
504,146
d
From 2017
......
636,511
e
From 2018
......
843,142
f
Total
of lines 3a through e
........
2,910,263
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
3,563,371
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
3,060,541
e
Remaining amount distributed out of corpus
502,830
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
3,413,093
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
657,312
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
2,755,781
10
Analysis of line 9:
a
Excess from 2015
....
269,152
b
Excess from 2016
....
504,146
c
Excess from 2017
....
636,511
d
Excess from 2018
....
843,142
e
Excess from 2019
....
502,830
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
Jeanne P Blaustein President CO Ms
BPG One South Street Ste 2900
Baltimore
,
MD
212023334
(410) 347-7201
b
The form in which applications should be submitted and information and materials they should include:
Letter
c
Any submission deadlines:
None
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
This organization does not make gifts or grants to individuals.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
Accelerate Change
294 Washington Street Suite 500
Boston
,
MA
02108
N/A
501(c)(3)
general support for voter engagement
50,000
Advocates for Children of New York Inc
151 West 30th Street 5th Floor
New York
,
NY
100014024
N/A
501(c)(3)
renewed support for the School Justice Project to provide advocacy and representation for youth facing court involvement, school suspension and/or emotional challenges
60,000
ALIGN The Alliance for a Greater New York
50 Broadway 29th Floor
New York
,
NY
100041696
N/A
501(c)(3)
general support for climate-related advocacy efforts
50,000
Alliance for Justice
Eleven Dupont Circle NW Suite 500
Washington
,
DC
200361237
N/A
501(c)(3)
general support for the Bolder Advocacy and Justice programs
50,000
American Civil Liberties Union Foundation
125 Broad Street 18th Floor
New York
,
NY
100042400
N/A
501(c)(3)
support for the ACLU's immigrants' rights work
100,000
American Immigration Council
1331 G Street NW Suite 200
Washington
,
DC
200053141
N/A
501(c)(3)
general support to challenge harsh enforcement policies, promote government transparency and advocate for a fair and just immigration system
50,000
Auburn Seminary
475 Riverside Drive Suite 1800
New York
,
NY
101150002
N/A
501(c)(3)
general support for leadership development for faith-rooted justice leaders
50,000
Bend the Arc A Jewish Partnership for Justice
330 Seventh Avenue 19th Floor
New York
,
NY
100015010
N/A
501(c)(3)
renewed general support to promote collaboration and capacity building among organizations that advance social justice as a core expression of Jewish values
30,000
Bend the Arc A Jewish Partnership for Justice
330 Seventh Avenue 19th Floor
New York
,
NY
100015010
N/A
501(c)(3)
renewed general support to engage Jews in promoting opportunity and social justice for all Americans
50,000
Bread for the City
1525 Seventh Street NW
Washington
,
DC
200013201
N/A
501(c)(3)
renewed general support to provide comprehensive social, legal, health and holistic services to low-income DC residents
60,000
Calvary Hospital
1740 Eastchester Road
Bronx
,
NY
104612300
N/A
501(c)(3)
support for palliative care services for adult patients with advanced cancer and other life-limiting illnesses
10,000
Capital Area Immigrants' Rights Coalition
1612 K Street NW Suite 204
Washington
,
DC
200062813
N/A
501(c)(3)
renewed general support to provide legal assistance and advocacy for immigrants at risk of deportation in Maryland and the Capital region
80,000
CASA de Maryland Inc
8151 15th Avenue
Langley Park
,
MD
20783
N/A
501(c)(3)
renewed support for immigrant rights organizing and advocacy in Maryland
50,000
Chesapeake Climate Action Network
6930 Carroll Avenue Suite 720
Takoma Park
,
MD
209124499
N/A
501(c)(3)
renewed general support for regional campaigns to promote clean energy
75,000
Citizens Climate Education
1330 Orange Avenue 309
Coronado
,
CA
921182949
N/A
501(c)(3)
renewed support for a State Initiatives Coordinator to oversee training and integration for state-level education and advocacy
75,000
Climate Mobilization Project
275 9th Street Suite 150329
Brooklyn
,
NY
112154430
N/A
501(c)(3)
general support
25,000
Comprehensive Development Inc
240 Second Avenue
New York
,
NY
100032704
N/A
501(c)(3)
renewed support for the Legal Information Clinic for immigrant and refugee students at the Manhattan Comprehensive Night & Day School and its high school network
35,000
Disability Rights Maryland
1500 Union Avenue Suite 2000
Baltimore
,
MD
212111982
N/A
501(c)(3)
renewed support to expand legal services and advocacy to the disproportionate number of students with disabilities involved in the school discipline process
75,000
EDGE Funders Alliance
Box 55960 29th Street
San Francisco
,
CA
941104929
N/A
501(c)(3)
support through membership
3,000
Encounter Programs Inc
25 Broadway Floor 9
New York
,
NY
10004
N/A
501(c)(3)
renewed general support for programs that promote thoughtful conversation about the Israeli-Palestinian conflict
50,000
End Well
1901 Avenue of the Stars 16th Floor
Los Angeles
,
CA
900676001
N/A
501(c)(3)
general support
10,000
Energy Justice Network
1434 Elbridge Street
Philadelphia
,
PA
191492739
N/A
501(c)(3)
support for efforts to curb air pollution through organizing in Baltimore City
40,000
Environmental Grantmakers Association
475 Riverside Drive Suite 960
New York
,
NY
101150066
N/A
501(c)(3)
general support through membership
4,200
The Fresh Air Fund
633 3rd Avenue 14th Floor
New York
,
NY
100176706
N/A
501(c)(3)
general support
5,000
The Fund for Investigative Journalism Inc
1110 Vermont Avenue NW Suite 500
Washington
,
DC
20005
N/A
501(c)(3)
renewed general support for the organization's efforts to sustain investigative journalism
75,000
The Fund for New Citizens at the New York Community Trust
909 Third Avenue 22nd Floor
New York
,
NY
100224752
N/A
501(c)(3)
renewed support for a collaborative regranting program focusing on advocacy and legal assistance for immigrants and refugees
75,000
Goucher College
1021 Dulaney Valley Road
Baltimore
,
MD
212042794
N/A
501(c)(3)
renewed support for the Goucher Prison Education Partnership
40,000
Grantmakers Concerned with Immigrants and Refugees
P O Box 1100
Sebastopol
,
CA
954731100
N/A
501(c)(3)
general support through membership
2,500
Greater Washington Community Foundation
1325 G Street NW Suite 480
Washington
,
DC
200053121
N/A
501(c)(3)
support for the Stone and Holt Weeks Foundation in memory of Stone and Holt
5,000
Hopewell Fund
1201 Connecticut Avenue NW
Washington
,
DC
200362605
N/A
501(c)(3)
general support for its project, the Movement Institute
100,000
Interfaith Power and Light
100 Allison Street NW
Washington
,
DC
200117303
N/A
501(c)(3)
renewed general support to advocate for climate change solutions through regional faith communities
40,000
International Refugee Assistance Project
One Battery Park Plaza 4th Floor
New York
,
NY
10004
N/A
501(c)(3)
support for IRAPs efforts challenging policies threatening the rights of refugees and other asylum seekers
50,000
J Street Education Fund Inc
1828 L Street NW Suite 240
Washington
,
DC
20036
N/A
501(c)(3)
renewed general support to build a movement in the US for pro-Israel, pro-peace foreign policy
25,000
Jews United for Justice
1100 H Street NW Suite 630
Washington
,
DC
20005
N/A
501(c)(3)
renewed general support for community organizing to fight against inequality in Baltimore and DC
35,000
The Johns Hopkins University
3400 North Charles Street
Baltimore
,
MD
21218
N/A
501(c)(3)
capital support for building expansion at the School of Nursing
200,000
Kids in Need of Defense
1201 L Street NW Floor 2
Washington
,
DC
20005
N/A
501(c)(3)
renewed support for KIND's Baltimore office to provide legal representation for unaccompanied immigrant children in Maryland
75,000
Las Americas Immigrant Advocacy Center
1500 East Yandell Drive
El Paso
,
TX
799025630
N/A
501(c)(3)
support for a pro bono coordinator ($50,000)
50,000
Marlene Meyerson JCC Manhattan
334 Amsterdam Avenue at 76th Street
New York
,
NY
100238205
N/A
501(c)(3)
support for What Matters: Caring Conversations About End of Life
10,000
Martha's Table
2375 Elvans Road SE
Washington
,
DC
200203543
N/A
501(c)(3)
general support
10,000
Maryland Philanthropy Network
1600 West 41st Street Suite 700
Baltimore
,
MD
212111504
N/A
501(c)(3)
renewed general support through membership
6,310
Media Matters for America
455 Massachusetts Avenue NW 6th
Floor
Washington
,
DC
200012621
N/A
501(c)(3)
renewed support to amplify fact- and evidence-based reporting on sustainable energy and climate change
50,000
Mount Sinai Hospital
One Gustave L Levy Place
New York
,
NY
100296574
N/A
501(c)(3)
support for the Hertzberg Palliative Care Institute ($10,000) and the Center to Advance Palliative Care ($10,000)
20,000
Movement Generation
436 14th Street Suite 500
Oakland
,
CA
946122708
N/A
501(c)(3)
support to catalyze low-income communities of color around climate justice
50,000
National Center for Law and Economic Justice
275 Seventh Avenue Suite 1506
New York
,
NY
100016860
N/A
501(c)(3)
general support for policy advocacy and litigation to advance economic justice for low-income families, individuals and communities
50,000
National Wildlife Federation
11100 Wildlife Center Dr
Reston
,
VA
201905361
N/A
501(c)(3)
general support to enable the Maryland Climate Coalition to re-envision and broaden the state's climate movement and create a 2021 climate action policy plan
50,000
Native American Rights Fund
1506 Broadway
Boulder
,
CO
80302
N/A
501(c)(3)
general support
25,000
New Israel Fund
6 East 39th Street Suite 301
New York
,
NY
10016
N/A
501(c)(3)
renewed support to defend human rights and democratic institutions in Israel
75,000
New York Community Trust
909 Third Avenue 22nd Floor
New York
,
NY
100224752
N/A
501(c)(3)
renewed support for the Donors' Education Collaborative - a regranting effort to support programs to ensure that NYC public schools are equitable and responsive to the needs of all children
60,000
The New York Immigration Coalition
131 West 33rd Street
New York
,
NY
100012967
N/A
501(c)(3)
general support to promote immigrants' civic participation, leadership and unified voice
75,000
The New York Times Neediest Cases Fund
620 Eighth Avenue 4th Floor
New York
,
NY
10018
N/A
501(c)(3)
general support
10,000
Our Climate Education Fund
PO Box 221012
Seattle
,
WA
98102
N/A
501(c)(3)
renewed general support for youth leadership development and policy advocacy work that tangibly advances state-level climate solutions in key states
75,000
Partners for Dignity & Rights
90 John Street Suite 501
New York
,
NY
10038
N/A
501(c)(3)
renewed support for the Dignity in Schools Campaign - New York coalition
60,000
Peaceworks Foundation
3 Times Square 12th Floor
New York
,
NY
10036
N/A
501(c)(3)
support for the One Voice Movement
25,000
Refugee and Immigrant Fund Inc
32-13 37th Street
Astoria
,
NY
111034003
N/A
501(c)(3)
renewed support for legal and psychosocial services for newly-arrived refugees seeking asylum
40,000
The Reporters Committee for Freedom of the Press
1156 15th Street NW Suite 1020
Washington
,
DC
20005
N/A
501(c)(3)
renewed general support to provide pro bono legal services to journalists
25,000
The Sentencing Project
1705 Desales Street NW 8th Floor
Washington
,
DC
200364405
N/A
501(c)(3)
renewed general support for the organization's work reforming criminal justice policies and practice in the United States
50,000
Tahirih Justice Center
6402 Arlington Boulevard Suite 300
Falls Church
,
VA
220422333
N/A
501(c)(3)
renewed general support for legal representation and advocacy on behalf of refugee women and girls fleeing gender-based violence
40,000
Tides Foundation
PO Box 29903
San Francisco
,
CA
941290903
N/A
501(c)(3)
general support for NY Renews, a state-wide coalition of environmental, labor, and community groups that aims to achieve an environmentally sustainable and just New York State economy
75,000
Tides Foundation
PO Box 29903
San Francisco
,
CA
941290903
N/A
501(c)(3)
support to the Organizing Empowerment Funds nonpartisan voter engagement work
100,000
T'ruah
266 West 37th Street Suite 803
New York
,
NY
100186669
N/A
501(c)(3)
renewed general support to bring the moral voice of rabbis to pressing human rights issues
40,000
Type Media Center
116 East 16th Street 8th Floor
New York
,
NY
100032158
N/A
501(c)(3)
renewed support for Type Investigations to facilitate the development and publication of socially significant reporting with an emphasis on human and civil rights
50,000
University of Maryland Baltimore Foundation Inc
Office of Philanthropy220 Arch
Street 14th Floor
Baltimore
,
MD
21201
N/A
501(c)(3)
renewed support for the Positive Schools Center at the University of Maryland School of Social Work
50,000
University of Orange
47 Cleveland Street
Orange
,
NJ
07050
N/A
501(c)(3)
support for "Remembering Jamestown: Place-Based Observances of 400 Years of Inequality"
20,000
The Voter Participation Center
1707 L Street NW Suite 950
Washington
,
DC
200364230
N/A
501(c)(3)
general support
100,000
West Harlem Environmental Action Inc
1854 Amsterdam Avenue 2nd Floor
New York
,
NY
10031
N/A
501(c)(3)
general support to build community power to fight environmental racism
75,000
WomenStrong International
2040 S Street NW
Washington
,
DC
20009
N/A
501(c)(3)
general support
45,000
Total
.................................
3a
3,221,010
b
Approved for future payment
Accelerate Change
294 Washington Street Suite 500
Boston
,
MA
02108
N/A
501(c)(3)
general support for voter engagement
250,000
Advocates for Children of New York Inc
151 West 30th Street 5th Floor
New York
,
NY
100014024
N/A
501(c)(3)
renewed support for the School Justice Project to provide advocacy and representation for youth facing court involvement, school suspension and/or emotional challenges
60,000
Capital Area Immigrants' Rights Coalition
1612 K Street NW Suite 204
Washington
,
DC
200062813
N/A
501(c)(3)
renewed general support to provide legal assistance and advocacy for immigrants at risk of deportation in Maryland and the Capital region
80,000
Comprehensive Development Inc
240 Second Avenue
New York
,
NY
100032704
N/A
501(c)(3)
renewed support for the Legal Information Clinic for immigrant and refugee students at the Manhattan Comprehensive Night & Day School and its high school network
35,000
Encounter Programs Inc
25 Broadway Floor 9
New York
,
NY
10004
N/A
501(c)(3)
renewed general support for programs that promote thoughtful conversation about the Israeli-Palestinian conflict
50,000
Energy Justice Network
1434 Elbridge Street
Philadelphia
,
PA
191492739
N/A
501(c)(3)
support for efforts to curb air pollution through organizing in Baltimore City
40,000
The Fund for New Citizens at the New York Community Trust
909 Third Avenue 22nd Floor
New York
,
NY
100224752
N/A
501(c)(3)
renewed support for a collaborative regranting program focusing on advocacy and legal assistance for immigrants and refugees
75,000
Goucher College
1021 Dulaney Valley Road
Baltimore
,
MD
212042794
N/A
501(c)(3)
renewed support for the Goucher Prison Education Partnership
25,000
Hopewell Fund
1201 Connecticut Avenue NW
Washington
,
DC
200362605
N/A
501(c)(3)
general support for its project, the Movement Institute
100,000
Interfaith Power and Light
100 Allison Street NW
Washington
,
DC
200117303
N/A
501(c)(3)
renewed general support to advocate for climate change solutions through regional faith communities
40,000
J Street Education Fund Inc
1828 L Street NW Suite 240
Washington
,
DC
20036
N/A
501(c)(3)
renewed general support to build a movement in the US for pro-Israel, pro-peace foreign policy
25,000
Martha's Table
2375 Elvans Road SE
Washington
,
DC
200203543
N/A
501(c)(3)
general support
5,000
The New York Immigration Coalition
131 West 33rd Street
New York
,
NY
100012967
N/A
501(c)(3)
general support to promote immigrants' civic participation, leadership and unified voice
75,000
Partners for Dignity & Rights
90 John Street Suite 501
New York
,
NY
10038
N/A
501(c)(3)
renewed support for the Dignity in Schools Campaign - New York coalition
60,000
Refugee and Immigrant Fund Inc
32-13 37th Street
Astoria
,
NY
111034003
N/A
501(c)(3)
renewed support for legal and psychosocial services for newly-arrived refugees seeking asylum
40,000
The Sentencing Project
1705 Desales Street NW 8th Floor
Washington
,
DC
200364405
N/A
501(c)(3)
renewed general support for the organization's work reforming criminal justice policies and practice in the United States
50,000
Tides Foundation
PO Box 29903
San Francisco
,
CA
941290903
N/A
501(c)(3)
support to the Organizing Empowerment Funds nonpartisan voter engagement work
100,000
T'ruah
266 West 37th Street Suite 803
New York
,
NY
100186669
N/A
501(c)(3)
renewed general support to bring the moral voice of rabbis to pressing human rights issues
40,000
Type Media Center
116 East 16th Street 8th Floor
New York
,
NY
100032158
N/A
501(c)(3)
renewed support for Type Investigations to facilitate the development and publication of socially significant reporting with an emphasis on human and civil rights
50,000
University of Maryland Baltimore Foundation Inc
Office of Philanthropy220 Arch
Street 14th Floor
Baltimore
,
MD
21201
N/A
501(c)(3)
renewed support for the Positive Schools Center at the University of Maryland School of Social Work
50,000
The Voter Participation Center
1707 L Street NW Suite 950
Washington
,
DC
200364230
N/A
501(c)(3)
general support
100,000
Total
.................................
3b
1,350,000
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
14
45
4
Dividends and interest from securities
....
14
1,074,661
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
14
8
Gain or (loss) from sales of assets other than
inventory
............
18
3,441,628
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
BGI Equity
900000
18
30,903
b
Book income/alternative investments
18
28,063
c
Boston Partners Int'l Eqty
900000
18
-12,294
d
Commonfund Intl Vent VI
900000
100
18
-4,923
e
Commonfund PEP V
900000
282
18
-1,001
f
Commonfund PEP VII
900000
2,280
18
-890
g
Commonfund Venture Pt VI
900000
-64
18
4,258
h
Commonfund Venture VIII
900000
-3
18
-1,394
i
Flag International
900000
-16
18
-5,698
j
Flag Intl Partners II
900000
18
-10,343
k
Flag Priv Eq III
900000
1,130
18
-1,918
l
Flag Priv Eq IV
900000
10,105
18
10,108
m
Flag Venture VI
900000
-21
18
-5,851
n
Neuberger Berman
900000
4,954
18
43,542
o
Oaktree Opp Fund X, LP
900000
18
-10,570
p
Oaktree Opp Fund XB, LP
900000
-3,626
18
-8,442
q
Oaktree Real Estate Fd V
900000
-669
18
-23,608
r
Sigular Guff
900000
-2
18
-216
s
Spur Ventures III
900000
-33
18
-16,238
t
Spur Ventures VI
900000
18
-8,873
12
Subtotal. Add columns (b), (d), and (e)
..
14,417
4,517,717
0
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
4,532,134
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description