-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
08-01-2019
, and ending
07-31-2020
Name of foundation
HAWKINS EDUCATIONAL FOUNDATION CO COMPASS
Number and street (or P.O. box number if mail is not delivered to street address)
PO BOX 10566 - GW TRUST TAX DEPT
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
BIRMINGHAM
,
AL
35296
A Employer identification number
61-6320623
B
Telephone number (see instructions)
(205) 297-6713
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
3,608,132
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
985
985
4
Dividends and interest from securities
...
69,930
74,105
5a
Gross rents
............
3,105
3,105
b
Net rental income or (loss)
2,203
6a
Net gain or (loss) from sale of assets not on line 10
111,252
b
Gross sales price for all assets on line 6a
1,376,216
7
Capital gain net income (from Part IV, line 2)
...
111,252
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
6,849
12
Total.
Add lines 1 through 11
........
185,272
196,296
13
Compensation of officers, directors, trustees, etc.
72,694
36,347
36,347
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
3,150
3,150
0
0
c
Other professional fees (attach schedule)
....
4,675
4,675
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
1,167
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
1,134
0
0
1,134
23
Other expenses (attach schedule)
.......
2,230
3,041
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
85,050
47,213
0
37,481
25
Contributions, gifts, grants paid
.......
188,000
188,000
26
Total expenses and disbursements.
Add lines 24 and 25
273,050
47,213
0
225,481
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-87,778
b
Net investment income
(if negative, enter -0-)
149,083
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
45,253
75,121
75,121
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
629,603
579,494
611,269
b
Investments—corporate stock (attach schedule)
.......
1,575,497
1,703,352
2,156,239
c
Investments—corporate bonds (attach schedule)
.......
799,310
605,849
645,503
11
Investments—land, buildings, and equipment: basis
60,000
Less: accumulated depreciation (attach schedule)
60,000
60,000
120,000
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
0
14
Land, buildings, and equipment: basis
0
Less: accumulated depreciation (attach schedule)
0
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
3,109,663
3,023,816
3,608,132
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
3,109,663
3,023,816
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
3,109,663
3,023,816
30
Total liabilities and net assets/fund balances
(see instructions)
.
3,109,663
3,023,816
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
3,109,663
2
Enter amount from Part I, line 27a
.....................
2
-87,778
3
Other increases not included in line 2 (itemize)
3
2,033
4
Add lines 1, 2, and 3
..........................
4
3,023,918
5
Decreases not included in line 2 (itemize)
5
102
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
3,023,816
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
39. WORLDPAY INC-CLASS A
2017-05-09
2019-08-01
b
.72 ACS ACTIVIDADES CONS-UNS ADR
2017-05-09
2019-08-02
c
.2193 FIDELITY NATIONAL INFO SERV
2017-05-09
2019-08-23
d
.7454 GLOBAL PAYMENTS INC
2010-06-04
2019-10-08
e
50000. ORACLE CORP 2.25% 08 OCT 2019
2014-12-04
2019-10-08
1006. ACS ACTIVIDADES CONS-UNS ADR
2017-05-09
2019-12-02
220. AIA GROUP LTD-SP ADR
2017-05-09
2019-12-02
275. AIRBUS SE - UNSP ADR
2017-05-09
2019-12-02
13. ALIBABA GROUP HOLDING-SP ADR
2014-12-01
2019-12-02
21. AMERICAN EXPRESS COMPANY
2011-04-08
2019-12-02
11. AMGEN INCORPORATED
2014-09-03
2019-12-02
224. ARCELORMITTAL-NY REGISTERED
2019-05-30
2019-12-02
258. AXA -SPONS ADR
2016-12-05
2019-12-02
198. BAE SYSTEMS PLC -SPON ADR
2019-05-30
2019-12-02
294. BASF SE-SPON ADR
2019-05-30
2019-12-02
174. BHP GROUP PLC-ADR
2016-12-05
2019-12-02
44. BAIDU INC - SPON ADR
2017-05-09
2019-12-02
1270. BANCO SANTANDER SA-SPON ADR
2018-11-13
2019-12-02
299. CARLSBERG AS-B-SPON ADR
2017-05-09
2019-12-02
119. DBS GROUP HOLDINGS-SPON ADR
2017-05-09
2019-12-02
364. DNB ASA-SPONSOR ADR
2017-05-09
2019-12-02
413. DAIMLER AG-UNSPONSORED ADR
2019-05-30
2019-12-02
303. DANONE-SPONS ADR
2014-09-03
2019-12-02
540. DEUTSCHE BOERSE AG-UNSPN ADR
2019-05-30
2019-12-02
209. DEUTSCHE POST AG-SPON ADR
2019-05-30
2019-12-02
603. E.ON SE -SPONSORED ADR
2016-12-05
2019-12-02
481. ENGIE-SPON ADR
2017-05-09
2019-12-02
93. ESSILORLUXOT-UNSPON ADR
2017-05-09
2019-12-02
342. FANUC CORP-UNSP ADR
2019-05-30
2019-12-02
39. GLOBAL PAYMENTS INC
2010-06-04
2019-12-02
155. HSBC HOLDINGS PLC-SPONS ADR
2016-12-05
2019-12-02
25. HEICO CORP-CLASS A
2016-06-07
2019-12-02
418. INDITEX-UNSPON ADR
2019-05-30
2019-12-02
573. INTESA SANPAOLO-SPON ADR
2016-12-05
2019-12-02
19. J.P. MORGAN CHASE & CO
2013-02-04
2019-12-02
666. JULIUS BAER GROUP LTD-UN ADR
2014-12-01
2019-12-02
11. KONTOOR BRANDS INC
2016-06-07
2019-12-02
2248. LLOYDS BANKING GROUP PLC-ADR
2019-05-30
2019-12-02
17. MICROSOFT CORPORATION
2009-01-14
2019-12-02
461. MURATA MANUFACTUR-UNSPON ADR
2019-05-30
2019-12-02
127. NASPERS LTD-N SHS SPON ADR
2019-05-30
2019-12-02
794. NORDEA BANK ABP - SPON ADR
2019-05-30
2019-12-02
306. ORANGE-SPON ADR
2016-06-07
2019-12-02
333. OTSUKA HOLDINGS CO LTD- UNSP
2014-03-17
2019-12-02
29. PNC BANK CORP
2016-03-04
2019-12-02
21. PROCTOR & GAMBLE COMPANY
2014-12-01
2019-12-02
127. PROSUS NV -SPON ADR
2019-09-17
2019-12-02
88. RE/MAX HOLDINGS INC-CL A
2016-06-07
2019-12-02
514. REPSOL SA-SPONSORED ADR
2019-05-30
2019-12-02
64. ROCHE HOLDINGS LTD-SPONS ADR
2013-08-16
2019-12-02
313. KONINKLIJKE DSM NV-SPONS ADR
2017-05-09
2019-12-02
128. ROYAL DUTCH SHELL-SPON ADR-A
2016-03-04
2019-12-02
22. SPDR GOLD TRUST - UIT
2017-05-09
2019-12-02
24. SPDR S&P DIVIDEND ETF
2011-08-25
2019-12-02
95. SALLY BEAUTY HOLDINGS INC
2016-12-05
2019-12-02
75. SAP SE-SPONSORED ADR
2019-05-30
2019-12-02
330. SECOM CO LTD - UNSP - ADR
2014-12-01
2019-12-02
305. SIEMENS HEALTHINEE-UNSP ADR
2019-05-30
2019-12-02
154. SMITH & NEPHEW PLC -SPON ADR
2015-05-14
2019-12-02
845. SUMITOMO MITSUI-SPONS ADR
2019-05-30
2019-12-02
654. TESCO PLC-SPONSORED ADR
2019-05-30
2019-12-02
411. TORAY INDUSTRIES-UNSPON ADR
2019-05-30
2019-12-02
119. TOTAL SE-SPON ADR
2016-12-05
2019-12-02
49. V F CORPORATION
2016-06-07
2019-12-02
1009.317 VANGUARD DEV MKT INDX-ADM
2019-06-03
2019-12-02
294.83 VANGUARD DEV MKT INDX-ADM
2016-03-04
2019-12-02
19. VARIAN MEDICAL SYSTEMS INC
2014-09-03
2019-12-02
11.539 VANGUARD MID CAP IND FD ADM
2014-12-01
2019-12-02
54.502 VANGUARD VALUE INDEX-ADM
2017-05-09
2019-12-02
191. AERCAP HOLDINGS NV
2017-05-09
2019-12-02
17. ASML HOLDING NV-NY REG SHS
2019-05-30
2019-12-02
67. NXP SEMICONDUCTORS NV
2019-05-30
2019-12-02
. VIRTUS INVESTMENT PARTNERS INC
2019-12-18
. JOY GLOBAL INC
2020-02-19
. ALLERGAN PLC
2020-02-26
42. ASGN INC
2016-03-04
2020-03-10
13. AZZ INC
2019-05-30
2020-03-10
120. ALAMOS GOLD INC-CLASS A
2019-05-30
2020-03-10
41. ALLETE INC
2016-12-05
2020-03-10
16. AMERICAN EXPRESS COMPANY
2014-09-03
2020-03-10
33. AMERICAN TOWER CORP-CL A - REIT
2010-06-04
2020-03-10
9. BANNER CORPORATION
2019-05-30
2020-03-10
14. BARNES GROUP INC
2019-12-02
2020-03-10
17. BELDEN INC
2016-06-07
2020-03-10
73. CALAMP CORP
2019-12-02
2020-03-10
30. CHARLES RIVER LABORATORIES
2016-06-07
2020-03-10
64. CROSS COUNTRY HEALTHCARE INC
2019-06-03
2020-03-10
36. DESIGNER BRANDS INC-CLASS A
2019-05-30
2020-03-10
171. DEVON ENERGY CORP
2019-05-30
2020-03-10
15. DYCOM INDUSTRIES INC
2016-06-07
2020-03-10
3. EQUINIX INC - REIT
2016-06-07
2020-03-10
71. FLIR SYSTEMS INC
2016-12-05
2020-03-10
1. GARTNER INC
2017-04-06
2020-03-10
21. HEICO CORP-CLASS A
2016-06-07
2020-03-10
3. IPG PHOTONICS CORP
2019-05-30
2020-03-10
46. INFINERA CORP
2019-05-30
2020-03-10
49. ISHARES TIPS BOND ETF
2019-12-02
2020-03-10
1301. ISHARES TIPS BOND ETF
2017-05-09
2020-03-10
1565. ISHARES MSCI EAFE INDEX FUND
2015-05-14
2020-03-10
25. ITRON INC
2016-06-07
2020-03-10
12. JONES LANG LASALLE INC
2016-06-07
2020-03-10
70. KRATON CORP
2016-12-05
2020-03-10
35. LIQUIDITY SERVICES INC
2019-06-03
2020-03-10
34. MACOM TECHNOLOGY SOLUTIONS H
2019-05-30
2020-03-10
74. MEDNAX INC
2016-06-07
2020-03-10
39. NASDAQ INC
2016-06-07
2020-03-10
55. NEWELL RUBBERMAID INC
2016-12-05
2020-03-10
69. NEXTIER OILFIELD SOLUTIONS I
2019-05-30
2020-03-10
15. NU SKIN ENTERPRISES INC - A
2019-05-30
2020-03-10
73. OCEANEERING INTL INC
2016-06-07
2020-03-10
132. 1-800-FLOWERS.COM INC-CL A
2016-06-07
2020-03-10
16. PRESTIGE CONSUMER HEALTHCARE
2016-12-05
2020-03-10
116. QEP RESOURCES INC
2019-12-02
2020-03-10
66. RPC INC
2019-05-30
2020-03-10
60. RANGE RESOURCES CORP
2019-05-30
2020-03-10
25. ROGERS CORP
2016-06-07
2020-03-10
873. SPDR GOLD TRUST - UIT
2017-05-09
2020-03-10
124. SOLAR CAPITAL LTD
2016-06-07
2020-03-10
28. SUPERNUS PHARMACEUTICALS INC
2019-12-02
2020-03-10
100. TEGNA INC
2016-03-04
2020-03-10
57. TIVO CORP COM
2019-12-02
2020-03-10
12. TREEHOUSE FOODS INC
2019-12-02
2020-03-10
860. VANGUARD FTSE EMERGING MARKETS ETF
2015-12-03
2020-03-10
17. WSFS FINANCIAL CORP
2019-05-30
2020-03-10
10. WILEY (JOHN) & SONS-CLASS A
2019-05-30
2020-03-10
559. WISDOMTREE CONTINUOUS COMMOD
2019-12-02
2020-03-10
6037. WISDOMTREE CONTINUOUS COMMOD
2017-05-09
2020-03-10
42. HERBALIFE NUTRITION LTD
2016-06-07
2020-03-10
44. TRONOX HOLDINGS PLC- A
2019-05-30
2020-03-10
7. ALCON INC
2019-12-02
2020-03-10
83. AERCAP HOLDINGS NV
2017-05-09
2020-03-10
40. CORE LABORATORIES N.V.
2015-12-03
2020-03-10
71.886 VANGUARD SML CAP INDX-ADM
2017-05-09
2020-03-11
25000. QUALCOMM INC 2.25% 20 MAY 2020
2016-09-28
2020-05-20
41. ABBOTT LABORATORIES
2014-03-17
2020-05-26
13. ALIBABA GROUP HOLDING-SP ADR
2014-12-01
2020-05-26
2. AMAZON COM INC
2014-09-03
2020-05-26
17. AMGEN INCORPORATED
2014-09-03
2020-05-26
28. AMGEN INCORPORATED
2020-03-10
2020-05-26
18. APERGY CORP
2017-05-09
2020-05-26
13. AUTODESK INC
2014-09-03
2020-05-26
101. CINEMARK HOLDINGS INC
2016-06-07
2020-05-26
120. COCA COLA COMPANY
2020-03-10
2020-05-26
96. COCA COLA COMPANY
2016-03-04
2020-05-26
276. DANONE-SPONS ADR
2018-06-07
2020-05-26
356. DANONE-SPONS ADR
2020-03-10
2020-05-26
74. DISCOVER FINANCIAL SERVICES
2019-05-30
2020-05-26
38. EASTMAN CHEMICAL COMPANY (SPUN-OFF FROM EASTMAN KODAK EFFECT-
2013-08-16
2020-05-26
36. FACEBOOK INC-CLASS A
2014-09-03
2020-05-26
90. FIRST FINL BANKSHARES INC
2019-05-30
2020-05-26
35. GLOBAL PAYMENTS INC
2016-06-07
2020-05-26
17. JACK HENRY & ASSOCIATES INC
2009-02-17
2020-05-26
15. INTUIT INC
2007-08-14
2020-05-26
67. LOEWS CORP
2016-03-04
2020-05-26
51. MERCK & CO. INC.
2014-09-03
2020-05-26
37. MICROSOFT CORPORATION
2014-09-03
2020-05-26
125. NOVO-NORDISK A/S-SPONS ADR
2014-09-03
2020-05-26
61. NOVO-NORDISK A/S-SPONS ADR
2020-03-10
2020-05-26
7. NVIDIA CORP
2019-05-30
2020-05-26
16.5 OTIS WORLDWIDE CORP
2016-03-04
2020-05-26
30.5 OTIS WORLDWIDE CORP
2020-03-10
2020-05-26
25. PHILIP MORRIS INTERNATIONAL
2005-11-21
2020-05-26
95. PHILIP MORRIS INTERNATIONAL
2020-03-10
2020-05-26
105. PROCTOR & GAMBLE COMPANY
2016-03-04
2020-05-26
13. PROCTOR & GAMBLE COMPANY
2020-03-10
2020-05-26
34. QUALCOMM INCORPORATED
2014-09-03
2020-05-26
61. RAYTHEON TECHNOLOGIES CORP
2020-03-10
2020-05-26
33. RAYTHEON TECHNOLOGIES CORP
2016-03-04
2020-05-26
6. REGENERON PHARMACEUTICALS
2016-12-05
2020-05-26
1133. SPDR S&P DIVIDEND ETF
2016-06-07
2020-05-26
316. SPDR S&P DIVIDEND ETF
2020-03-10
2020-05-26
41. UNITED AIRLINES HOLDINGS INC
2019-05-30
2020-05-26
16.156 VANGUARD MID CAP IND FD ADM
2014-12-01
2020-05-26
. NET L/T/C/G NASDQ CLASS ACTION-MUTIPLE SECURITIES 1986-1995
2020-06-01
. NET L/T/C/G NASDQ CLASS ACTION-MUTIPLE SECURITIES 1986-1995
2020-06-01
50000. US TREASURY N/B 1.375% 31 MAY 2020
2015-01-28
2020-06-01
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
2,931
2,502
429
b
6
5
1
c
30
15
15
d
119
15
104
e
50,000
50,303
-303
7,620
6,950
670
8,801
6,309
2,492
9,852
5,157
4,695
2,527
1,390
1,137
2,472
974
1,498
2,571
1,523
1,048
3,798
3,397
401
6,952
6,327
625
5,763
4,464
1,299
5,471
4,914
557
7,751
5,957
1,794
5,151
8,033
-2,882
4,783
8,576
-3,793
8,660
6,045
2,615
8,698
6,796
1,902
6,008
5,975
33
5,652
5,450
202
4,889
4,328
561
8,049
7,552
497
7,675
6,246
1,429
6,172
4,625
1,547
7,419
6,482
937
7,022
6,186
836
6,459
5,816
643
6,947
809
6,138
5,703
6,724
-1,021
2,471
705
1,766
6,356
5,816
540
8,575
8,498
77
2,502
905
1,597
6,157
6,057
100
390
308
82
6,759
6,587
172
2,539
326
2,213
6,677
4,917
1,760
3,544
5,695
-2,151
5,467
5,808
-341
4,876
5,425
-549
7,211
4,953
2,258
4,437
2,538
1,899
2,566
1,902
664
1,706
2,030
-324
3,328
3,689
-361
7,981
8,365
-384
2,446
2,043
403
9,880
5,282
4,598
7,324
6,180
1,144
3,031
2,551
480
2,540
1,189
1,351
1,770
2,561
-791
9,960
9,357
603
7,017
4,220
2,797
7,282
6,025
1,257
6,842
5,438
1,404
6,115
5,968
147
5,771
5,700
71
5,419
5,645
-226
6,214
5,687
527
4,314
2,912
1,402
13,858
13,000
858
4,048
3,347
701
2,556
1,421
1,135
2,476
1,763
713
2,486
2,027
459
11,852
7,729
4,123
4,502
3,238
1,264
7,647
6,062
1,585
10
10
8
8
72
72
1,714
1,495
219
401
553
-152
696
549
147
3,008
2,525
483
1,616
966
650
7,763
1,310
6,453
346
472
-126
693
836
-143
663
1,128
-465
487
754
-267
4,353
2,575
1,778
475
452
23
441
712
-271
1,485
4,474
-2,989
303
1,319
-1,016
1,753
1,118
635
2,662
2,548
114
111
109
2
1,786
592
1,194
360
387
-27
206
150
56
5,783
5,685
98
153,540
142,997
10,543
91,263
100,236
-8,973
1,766
1,139
627
1,713
1,704
9
545
2,234
-1,689
143
197
-54
725
504
221
1,078
4,865
-3,787
4,036
2,546
1,490
776
2,530
-1,754
124
530
-406
338
719
-381
334
2,576
-2,242
2,205
1,117
1,088
582
742
-160
64
384
-320
130
513
-383
129
474
-345
2,604
1,644
960
135,814
101,219
34,595
2,120
2,373
-253
458
636
-178
1,741
1,603
138
353
448
-95
440
604
-164
33,158
29,193
3,965
527
685
-158
385
422
-37
9,171
9,996
-825
99,040
148,560
-49,520
1,299
1,303
-4
279
492
-213
391
388
3
3,710
3,816
-106
514
4,890
-4,376
4,399
4,006
393
25,000
25,719
-719
3,713
1,613
2,100
2,651
1,390
1,261
4,875
679
4,196
3,827
2,354
1,473
6,303
5,646
657
159
587
-428
2,614
706
1,908
1,545
3,465
-1,920
5,559
6,269
-710
4,447
4,150
297
3,689
3,953
-264
4,758
5,212
-454
3,214
5,657
-2,443
2,599
1,995
604
8,493
2,747
5,746
2,641
2,605
36
6,256
864
5,392
3,164
288
2,876
4,261
424
3,837
2,223
2,548
-325
3,966
3,099
867
6,769
1,513
5,256
7,976
5,716
2,260
3,892
3,689
203
2,472
982
1,490
865
820
45
1,600
1,913
-313
1,797
952
845
6,829
7,751
-922
11,863
8,876
2,987
1,469
1,523
-54
2,682
2,573
109
3,932
4,256
-324
2,127
1,824
303
3,277
2,251
1,026
101,838
71,069
30,769
28,403
28,739
-336
1,180
3,261
-2,081
3,164
2,469
695
80
80
110
110
50,000
50,109
-109
2
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
429
b
1
c
15
d
104
e
-303
670
2,492
4,695
1,137
1,498
1,048
401
625
1,299
557
1,794
-2,882
-3,793
2,615
1,902
33
202
561
497
1,429
1,547
937
836
643
6,138
-1,021
1,766
540
77
1,597
100
82
172
2,213
1,760
-2,151
-341
-549
2,258
1,899
664
-324
-361
-384
403
4,598
1,144
480
1,351
-791
603
2,797
1,257
1,404
147
71
-226
527
1,402
858
701
1,135
713
459
4,123
1,264
1,585
10
8
72
219
-152
147
483
650
6,453
-126
-143
-465
-267
1,778
23
-271
-2,989
-1,016
635
114
2
1,194
-27
56
98
10,543
-8,973
627
9
-1,689
-54
221
-3,787
1,490
-1,754
-406
-381
-2,242
1,088
-160
-320
-383
-345
960
34,595
-253
-178
138
-95
-164
3,965
-158
-37
-825
-49,520
-4
-213
3
-106
-4,376
393
-719
2,100
1,261
4,196
1,473
657
-428
1,908
-1,920
-710
297
-264
-454
-2,443
604
5,746
36
5,392
2,876
3,837
-325
867
5,256
2,260
203
1,490
45
-313
845
-922
2,987
-54
109
-324
303
1,026
30,769
-336
-2,081
695
80
110
-109
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
111,252
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
213,444
3,539,818
0.060298
2017
227,916
3,772,348
0.060418
2016
220,357
3,724,318
0.059167
2015
187,307
3,737,287
0.050118
2014
187,561
3,973,568
0.047202
2
Total
of line 1, column (d)
.....................
2
0.277203
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.055441
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
3,523,151
5
Multiply line 4 by line 3
......................
5
195,327
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
1,491
7
Add lines 5 and 6
........................
7
196,818
8
Enter qualifying distributions from Part XII, line 4
,.............
8
225,481
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
1,491
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
1,491
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
1,491
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
844
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
844
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
647
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
0
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
AL
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
www.hawkinsscholarship.com
14
The books are in care of
COMPASS BANK
Telephone no.
(205) 297-6713
Located at
15TH SOUTH 20TH STREET
BIRMINGHAM
AL
ZIP+4
35233
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
Ashley Marass
Comm Mbr
1
0
410 Myrtle Ave
Fairhope
,
AL
36532
Wendy Pierce
Comm Mbr
1
0
140 South Section Street
Fairhope
,
AL
36532
Peggy Duck Branch
Comm Mbr
1
0
PO Box 584
Loxley
,
AL
36551
Dr Joyce Woodburn
Chairman
1
0
8644 Wolf Bay Lane
Foley
,
AL
36535
Compass Bank
Trustee
5
72,694
PO Box 10566
Birmingham
,
AL
35296
Otis French
Comm Mbr
1
0
43860 Old Robinson Road
Bay Minette
,
AL
36507
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
3,452,162
b
Average of monthly cash balances
.......................
1b
124,641
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
3,576,803
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
3,576,803
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
53,652
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
3,523,151
6
Minimum investment return.
Enter 5% of line 5
..................
6
176,158
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
176,158
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
1,491
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
1,491
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
174,667
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
174,667
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
174,667
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
225,481
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
225,481
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
1,491
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
223,990
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
174,667
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
582
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
225,481
a
Applied to 2018, but not more than line 2a
582
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
174,667
e
Remaining amount distributed out of corpus
50,232
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
50,232
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
50,232
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
50,232
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NONE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
COMPASS BANK - WEALTH MANAGEMENT GR
ATTN PATSY ALFORD PO BOX 10566
BIRMINGHAM
,
AL
35296
(205) 297-6713
b
The form in which applications should be submitted and information and materials they should include:
APPLICATION AVAILABLE ON THE WEBSITE, HAWKINSSCHOLARSHIP.COM
c
Any submission deadlines:
MARCH 1, 2017
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
SEE ATTACHED FOOTNOTE
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
JESSICA P BRYANT
AUBURN UNIVERSITY
MARY MARTIN HALL
AUBURN
,
AL
36849
NONE
N/A
SCHOLARSHIP
2,000
LAUREN ELIZABETH BURCH
UNIVERSITY OF SOUTH ALABAMA
MEISIER HALL SUITE 1200
MOBILE
,
AL
366880002
NONE
N/A
SCHOLARSHIP
4,000
BAYLEE NICOLE ALFORD
MEISLER HALL SUITE 1200
MOBILE
,
AL
366880002
NONE
I
SCHOLARSHIP
4,000
KAITLYN BREANNA FARLEY
111 ADAMS ADMINISTRATION BLDG
TROY
,
AL
36082
NONE
I
SCHOLARSHIP
2,000
MADELINE CEPHISE LAURENDINE
118 COLLEGE DRIVE 5133
HATTIESBURG
,
AL
39406
NONE
I
SCHOLARSHIP
2,000
KAYLA RAE LAZAUSKAS
115 QUAD CENTER
AUBURN
,
AL
36849
NONE
I
SCHOLARSHIP
4,000
PHILIP JOHN LEFF
MEISLER HALL SUITE 1200
MOBILE
,
AL
366880002
NONE
I
SCHOLARSHIP
2,000
LUCAS RYAN MICHAELIS
115 QUAD CENTER
AUBURN
,
AL
36849
NONE
I
SCHOLARSHIP
2,000
EMMA ANN PACEY
1720 2ND AVENUE SOUTH
BIRMINGHAM
,
AL
35294
NONE
I
SCHOLARSHIP
2,000
KATHERINE JEAN PIERCE
106 STUDENT SERVICES
TUSCALOOSA
,
AL
35487
NONE
I
SCHOLARSHIP
2,000
CONNER ALEXANDER RALEY
4000 DAUPHIN STREET
MOBILE
,
AL
366081791
NONE
I
SCHOLARSHIP
2,000
JAMES CHRISTOPHER STEWARD
115 QUAD CENTER
AUBURN
,
AL
36849
NONE
I
SCHOLARSHIP
4,000
MARCELLA GRACE WOODLEY
1720 2ND AVENUE SOUTH
BIRMINGHAM
,
AL
352940013
NONE
I
SCHOLARSHIP
2,000
GRADY CHAPMAN GUNN
115 QUAD CENTER
AUBURN
,
AL
36849
NONE
I
SCHOLARSHIP
4,000
LAUREN GRACE BAISCH
118 COLLEGE DRIVE 5133
HATTIESBURG
,
MS
39406
NONE
I
SCHOLARSHIP
4,000
JOSHUA PRESTON CULBRETH
MEISIER HALL SUITE 1200
MOBILE
,
AL
36688
NONE
I
SCHOLARSHIP
4,000
CANDACE RENAE JOHNSON
MEISIER HALL SUITE 1200
MOBILE
,
AL
36688
NONE
I
SCHOLARSHIP
4,000
KATIE MARLENE PFEIFFER
MEISIER HALL SUITE 1200
MOBILE
,
AL
36688
NONE
I
SCHOLARSHIP
4,000
MAGGIE LETHI SHARP
1720 2ND AVENUE SOUTH
BIRMINGHAM
,
AL
35294
NONE
I
SCHOLARSHIP
4,000
WAYDE FRANKLIN THOMPSON
1900 HIGHWAY 31 SOUTH
BAY MINETTE
,
AL
36507
NONE
I
SCHOLARSHIP
4,000
HARRISON COSTANTINI
3301 COLLEGE AVENUE
FORT LAUDERDALE
,
FL
33314
NONE
I
SCHOLARSHIP
4,000
MARISSA JADE BURTS
4484 PEACHTREE ROAD NE
ATLANTA
,
GA
30319
NONE
I
SCHOLARSHIP
6,000
FERNANDO CAMPOS
115 QUAD CENTER
AUBURN
,
AL
36849
NONE
I
SCHOLARSHIP
4,000
LANDRY GARDNER
PO BOX 5316
MISSISSIPPI STATE
,
MS
39762
NONE
I
SCHOLARSHIP
2,000
ALICIA HARKINS
PO BOX 870120
TUSCALOOSA
,
AL
35487
NONE
I
SCHOLARSHIP
4,000
REGAN MILLER
BOX 870120
TUSCALOOSA
,
AL
35487
NONE
I
SCHOLARSHIP
4,000
HALEY MOORE
118 COLLEGE DRIVE 5133
HATTIESBURG
,
MS
39406
NONE
I
SCHOLARSHIP
4,000
MICAH NERO
1900 HIGHWAY 31 SOUTH
BAY MINETTE
,
AL
36507
NONE
I
SCHOLARSHIP
4,000
ANDREA PHILLIPS
BOX 870120
TUSCALOOSA
,
AL
35487
NONE
I
SCHOLARSHIP
4,000
MALLORIE PAPADELIAS
4000 DAUPHIN STREET
MOBILE
,
AL
36608
NONE
I
SCHOLARSHIP
4,000
CAIRO PLAUCHE
BOX 4026
CLINTON
,
MS
39058
NONE
I
SCHOLARSHIP
4,000
JAE LYNNE RADVANSKY
1900 HIGHWAY 31 SOUTH
BAY MINETTE
,
AL
36507
NONE
I
SCHOLARSHIP
2,000
ELISE TAYLOR
4000 DAUPHIN STREET
MOBILE
,
AL
36608
NONE
I
SCHOLARSHIP
2,000
TAYLOR MACKENZIE HUBBARD
UNIVERSITY OF SOUTH ALABAMA
MEISIER HALL SUITE 1200
MOBILE
,
AL
36688
NONE
I
SCHOLARSHIP
4,000
MADISON BLUCAS
UAB OFFICE OF STUDENT FINANCIAL AID
1720 2ND AVE SOUTH
BIRMINGHAM
,
AL
35294
NONE
I
SCHOLARSHIP
4,000
AYANNA CARVIN
UAB OFFICE OF STUDENT FINANCIAL AID
1720 2ND AVE SOUTH
BIRMINGHAM
,
AL
35294
NONE
I
SCHOLARSHIP
4,000
BRIANNA NICHOLE ENNIS
UNIVERSITY OF ALABAMA
BOX 870120
TUSCALOOSA
,
AL
35487
NONE
I
SCHOLARSHIP
4,000
TIMOTHY NATHANIEL GETCH
HUNTINGDON COLLEGE
1500 EAST FAIRVIEW AVE
MONTGOMERY
,
AL
36106
NONE
I
SCHOLARSHIP
4,000
SARAH CLASS
UAB OFFICE OF STUDENT FINANCIAL AID
1720 2ND AVE SOUTH
BIRMINGHAM
,
AL
35294
NONE
I
SCHOLARSHIP
6,000
HERBERT PETERSON JONES
BAYLOR UNIVERSITY
ONE BEAR PLACE 97048
WACO
,
TX
76798
NONE
I
SCHOLARSHIP
4,000
ANA REBECCA ORTIZ MIRANDA
UNIVERSITY OF WASHINGTON
PO BOX 24967
SEATTLE
,
WA
98124
NONE
I
SCHOLARSHIP
4,000
MADELINE RITTICH-WATTS
COASTAL ALABAMA COMMUNITY COLLEGE
1900 HIGHWAY 31 SOUTH
BAY MINETTE
,
AL
36507
NONE
I
SCHOLARSHIP
4,000
CASSIDY SCHNEIDER
AUBURN UNIVERSITY
108 MARY MARTIN HALL
AUBURN
,
AL
36849
NONE
I
SCHOLARSHIP
4,000
LENA SALTER
UNIVERSITY OF WEST ALABAMA
STATION 2
LIVINGSTON
,
AL
35470
NONE
I
SCHOLARSHIP
2,000
Emily Dillon
ATTN STUDENT FINANCIAL SERVICES
SPRINGHILL COLLEGE
MOBILE
,
AL
366081791
NONE
I
SCHOLARSHIP
2,000
Cole Abbott
COASTAL ALABAMA COMMUNITY COLLEGE
BAY MINETTE
,
AL
36507
NONE
I
SCHOLARSHIP
2,000
Brandon Wilson
UNIVERSITY OF ALABAMA
TUSCALOOSA
,
AL
35487
NONE
I
SCHOLARSHIP
2,000
Hallie Wells
AUBURN UNIVERSITY
AUBURN
,
AL
36849
NONE
I
SCHOLARSHIP
2,000
Cutter Crane
UAB OFFICE OF STUDENT FINANCIAL AID
BIRMINGHAM
,
AL
35294
NONE
I
SCHOLARSHIP
2,000
Jaquesha Preston
UNIVERSITY OF SOUTHERN MISSISSIPPI
HATTIESBURG
,
AL
39406
NONE
I
SCHOLARSHIP
2,000
Mykaylah Bennett
UAB OFFICE OF STUDENT FINANCIAL AID
BIRMINGHAM
,
AL
352940013
NONE
I
SCHOLARSHIP
2,000
Demi Hester
AUBURN UNIVERSITY
AUBURN
,
AL
36849
NONE
I
SCHOLARSHIP
2,000
Alice Livingston
AUBURN UNIVERSITY
AUBURN
,
AL
36849
NONE
I
SCHOLARSHIP
2,000
Tatum Keel
AUBURN UNIVERSITY
AUBURN
,
AL
36849
NONE
I
SCHOLARSHIP
2,000
Ashley Campos
UAB OFFICE OF STUDENT FINANCIAL AID
BIRMINGHAM
,
AL
35294
NONE
I
SCHOLARSHIP
2,000
Hawkins Educational Fdn of Baldwin
BBVA COMPASS ATTN PATSY ALFORD
Birmingham
,
AL
35233
NONE
I
SCHOLARSHIP
12,000
Total
.................................
3a
188,000
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
14
985
4
Dividends and interest from securities
....
14
69,930
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
16
2,203
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
111,252
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
184,370
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
184,370
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
4
INCOME FROM INVESTMENT ACTIVITY IS TO BE USED FOR THE
6
BENEFIT OF AND USE OF ANY CORPORATION OR ORGANIZATION
8
FORMED EXCLUSIVELY FOR RELIGIOUS, CHARITABLE, SCIENTIFIC
8
LITERARY OR EDUCATIONAL PURPOSES AS DESCRIBED IN SECTION
11
501 (C) (3) AND SECTION 170 (C) (2) OF THE IRC AS AMENDED.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description