TY 2018 Form 990

(A) Name and Title	(B) Average hours per week (list any hours for related organizations below dotted line)	(C) Position (do not check more than one box, unless person is both an officer and a director/trustee)	(E) Reportable compensation from related organizations (W- 2/1099-MISC)
(1) JAMES POSTL...................................................................... CHAIRMAN	6.00 .................	X	X	0
(2) BERTRAM SCOTT...................................................................... CHAIRMAN-ELE	5.00 .................	X	X	0
(3) ALVIN ROYSE...................................................................... IMMEDIATE PA	4.00 .................	X	X	0
(4) IVOR BENJAMIN...................................................................... PRESIDENT	11.00 .................	X	X	0
(5) ROBERT HARRINGTON...................................................................... PRESIDENT-EL	9.00 .................	X	X	0
(6) JOHN WARNER...................................................................... IMMEDIATE PA	10.00 .................	X	X	0
(7) RAYMOND VARA JR...................................................................... TREASURER	3.00 .................	X	X	0
(8) MARY ANN BAUMAN...................................................................... BOARD MEMBER	2.00 .................	X		1,000
(9) EMELIA BENJAMIN...................................................................... BOARD MEMBER	2.00 .................	X		0
(10) DOUGLAS BOYLE...................................................................... BOARD MEMBER	2.00 .................	X		0
(11) KEITH CHURCHWELL...................................................................... BOARD MEMBER	2.00 .................	X		0
(12) LLOYD DEAN...................................................................... BOARD MEMBER	2.00 .................	X		0
(13) MITCHELL ELKIND...................................................................... BOARD MEMBER	2.00 .................	X		1,000
(14) J DONALD FANCHER...................................................................... BOARD MEMBER	2.00 .................	X		0
(15) LINDA GOODEN...................................................................... BOARD MEMBER	2.00 .................	X		0
(16) RON HADDOCK...................................................................... BOARD MEMBER	2.00 .................	X		0
(17) MARSHA JONES...................................................................... BOARD MEMBER	2.00 .................	X		0

(A) Name and Title	(B) Average hours per week (list any hours for related organizations below dotted line)	(C) Position (do not check more than one box, unless person is both an officer and a director/trustee)	(E) Reportable compensation from related organizations (W- 2/1099-MISC)	(F) Estimated amount of other compensation from the organization and related organizations
(18) JOSEPH LOSCALZO........................................................................ BOARD MEMBER	2.00 .......................	X					0	0
(19) LEE SHAPIRO........................................................................ BOARD MEMBER	2.00 .......................	X					0	0
(20) DAVID SPINA........................................................................ BOARD MEMBER	2.00 .......................	X					0	0
(21) BERNARD TYSON........................................................................ BOARD MEMBER	2.00 .......................	X					0	0
(22) THOMAS PINA WINDSOR........................................................................ BOARD MEMBER	2.00 .......................	X					0	0
(23) JOSEPH WU........................................................................ BOARD MEMBER	2.00 .......................	X					2,560	0
(24) NANCY BROWN........................................................................ CEO	38.00 .......................		X				3,408,415	66,020
(25) LARRY CANNON........................................................................ CAO/CORP SEC	38.00 .......................		X				520,033	7,743
(26) CYNTHIA ROBERTS........................................................................ CFO	38.00 .......................		X				363,749	55,944
(27) LESLIE UPTON........................................................................ COO	38.00 .......................			X			731,770	74,781
(28) ROSE MARIE ROBERTSON........................................................................ CHF SC/MED T	38.00 .......................			X			719,805	49,498
(29) JOHN J MEINERS........................................................................ CHIEF - MISS	38.00 .......................			X			457,585	52,695
(30) DAVID MARKIEWICZ........................................................................ EVP SOUTHEAS	38.00 .......................				X		438,825	68,167
(31) MIDGE EPSTEIN........................................................................ EVP SOUTHWES	38.00 .......................				X		523,861	58,727
(32) KATHLEEN ROGERS........................................................................ EVP WESTERN	38.00 .......................				X		546,982	80,551
(33) KEVIN HARKER........................................................................ EVP MIDWEST	38.00 .......................				X		416,570	74,340
(34) MEIGHAN VAFA........................................................................ CHIEF MKTG/P	38.00 .......................				X		513,417	78,327
(35) LYNNE DARROUZET........................................................................ CORP SEC THR	38.00 .......................					X	278,319	56,013
(36) JEREMY BEAUCHAMP........................................................................ EVP MIDATLAN	38.00 .......................					X	354,622	64,569
(37) NICOLE SAPIO........................................................................ EVP GREAT RI	38.00 .......................					X	352,686	62,797

(A) Name and business address	(B) Description of services	(C) Compensation
PRODUCTION SOLUTIONS INC 1953 GALLOWS ROAD STE 500 VIENNA,VA22182	DIRCT MAIL MKTG	9,856,212
FREEMAN CO 1600 VICEROY DRIVE STE 500 DALLAS,TX75231	AUDIO/VIDEO	7,992,060
ORORA VISUAL TX LLC 3210 INNOVATIVE WAY MESQUITE,TX75149	PRINTING	6,128,819
CRISPIN PORTER BOGUSKY 6450 GUNPARK DRIVE BOULDER,CO80301	MARKETING	4,449,356
BLACKBAUD INC 11501 DOMAIN DRIVE AUSTIN,TX78758	WEB SERVICES	3,655,158
2 Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization 184

- TIN:

SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service

Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow

Attach to Form 990 or Form 990-EZ.
right arrow

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2018

Open to Public
Inspection

Name of the organization

AMERICAN HEART ASSOCIATION INC

Employer identification number

13-5613797

Part I

Reason for Public Charity Status (All organizations must complete this part.) See instructions.

The organization is not a private foundation because it is: (For lines 1 through 12, check only one box.)

A church, convention of churches, or association of churches described in section 170(b)(1)(A)(i).

A school described in section 170(b)(1)(A)(ii). (Attach Schedule E (Form 990 or 990-EZ).)

A hospital or a cooperative hospital service organization described in section 170(b)(1)(A)(iii).

A medical research organization operated in conjunction with a hospital described in section 170(b)(1)(A)(iii). Enter the hospital's name, city, and state:

An organization operated for the benefit of a college or university owned or operated by a governmental unit described in section 170(b)(1)(A)(iv). (Complete Part II.)

A federal, state, or local government or governmental unit described in section 170(b)(1)(A)(v).

An organization that normally receives a substantial part of its support from a governmental unit or from the general public described in section 170(b)(1)(A)(vi). (Complete Part II.)

A community trust described in section 170(b)(1)(A)(vi). (Complete Part II.)

An agricultural research organization described in 170(b)(1)(A)(ix) operated in conjunction with a land-grant college or university or a non-land grant college of agriculture. See instructions. Enter the name, city, and state of the college or university:

An organization that normally receives: (1) more than 331/3% of its support from contributions, membership fees, and gross receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)

An organization organized and operated exclusively to test for public safety. See section 509(a)(4).

An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2). See section 509(a)(3). Check the box in lines 12a through 12d that describes the type of supporting organization and complete lines 12e, 12f, and 12g.

Type I. A supporting organization operated, supervised, or controlled by its supported organization(s), typically by giving the supported organization(s) the power to regularly appoint or elect a majority of the directors or trustees of the supporting organization. You must complete Part IV, Sections A and B.

Type II. A supporting organization supervised or controlled in connection with its supported organization(s), by having control or management of the supporting organization vested in the same persons that control or manage the supported organization(s). You must complete Part IV, Sections A and C.

Type III functionally integrated. A supporting organization operated in connection with, and functionally integrated with, its supported organization(s) (see instructions). You must complete Part IV, Sections A, D, and E.

Type III non-functionally integrated. A supporting organization operated in connection with its supported organization(s) that is not functionally integrated. The organization generally must satisfy a distribution requirement and an attentiveness requirement (see instructions). You must complete Part IV, Sections A and D, and Part V.

Check this box if the organization received a written determination from the IRS that it is a Type I, Type II, Type III functionally integrated, or Type III non-functionally integrated supporting organization.

Enter the number of supported organizations ...............................

Provide the following information about the supported organization(s).

(i) Name of supported organization	(ii) EIN	(iv) Is the organization listed in your governing document?		(v) Amount of monetary support (see instructions)	(vi) Amount of other support (see instructions)
(i) Name of supported organization	(ii) EIN	Yes	No	(v) Amount of monetary support (see instructions)	(vi) Amount of other support (see instructions)


Total

For Paperwork Reduction Act Notice, see the Instructions for
Form 990 or 990-EZ.

Cat. No. 11285F

Schedule A (Form 990 or 990-EZ) 2018

Page 2

Part II

Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv), 170(b)(1)(A)(vi), and 170(b)(1)(A)(ix)
(Complete only if you checked the box on line 5, 7, 8, or 9 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)

Section A. Public Support

Calendar year (or fiscal year beginning in)		(a) 2014	(b) 2015	(c) 2016	(d) 2017	(e) 2018	(f) Total
1	Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grant.") ..	653,927,887	696,658,685	634,662,727	664,906,760	589,746,597	3,239,902,656
2	Tax revenues levied for the organization's benefit and either paid to or expended on its behalf....
3	The value of services or facilities furnished by a governmental unit to the organization without charge..
4	Total. Add lines 1 through 3	653,927,887	696,658,685	634,662,727	664,906,760	589,746,597	3,239,902,656
5	The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..						117,613,193
6	Public support. Subtract line 5 from line 4.						3,122,289,463

Section B. Total Support

Calendar year (or fiscal year beginning in)		(a) 2014	(b) 2015	(c) 2016	(d) 2017	(e) 2018	(f) Total
7	Amounts from line 4..	653,927,887	696,658,685	634,662,727	664,906,760	589,746,597	3,239,902,656
8	Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...	41,116,248	37,973,731	39,397,248	39,640,300	60,837,788	218,965,315
9	Net income from unrelated business activities, whether or not the business is regularly carried on..
10	Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.)..	447,664		8,290,774	3,515,714	1,493,762	13,747,914
11	Total support. Add lines 7 through 10						3,472,615,885

Gross receipts from related activities, etc. (see instructions) ..................

781,633,230

First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here........................................ right arrow

Section C. Computation of Public Support Percentage

Public support percentage for 2018 (line 6, column (f) divided by line 11, column (f)) .........

89.910 %

Public support percentage for 2017 Schedule A, Part II, line 14 ...............

89.170 %

16a

33 1/3% support test—2018. If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box
and stop here. The organization qualifies as a publicly supported organization ....................... right arrow

33 1/3% support test—2017. If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this
box and stop here. The organization qualifies as a publicly supported organization ..................... right arrow

17a

10%-facts-and-circumstances test—2018. If the organization did not check a box on line 13, 16a, or 16b, and line 14
is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain
in Part VI how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported
organization ..................................................... right arrow

10%-facts-and-circumstances test—2017. If the organization did not check a box on line 13, 16a, 16b, or 17a, and line
15 is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here.
Explain in Part VI how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly
supported organization ................................................ right arrow

Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow

Schedule A (Form 990 or 990-EZ) 2018

Page 3

Part III

Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)

Section A. Public Support

Calendar year (or fiscal year beginning in)		(a) 2014	(b) 2015	(c) 2016	(d) 2017	(e) 2018	(f) Total
1	Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .
2	Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose
3	Gross receipts from activities that are not an unrelated trade or business under section 513 .....
4	Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...
5	The value of services or facilities furnished by a governmental unit to the organization without charge
6	Total. Add lines 1 through 5
7a	Amounts included on lines 1, 2, and 3 received from disqualified persons
b	Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.
c	Add lines 7a and 7b..
8	Public support. (Subtract line 7c from line 6.)

Section B. Total Support

Calendar year (or fiscal year beginning in)		(a) 2014	(b) 2015	(c) 2016	(d) 2017	(e) 2018	(f) Total
9	Amounts from line 6...
10a	Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..
b	Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.
c	Add lines 10a and 10b.
11	Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.
12	Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ..
13	Total support. (Add lines 9, 10c, 11, and 12.)..

First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization,
check this box and stop here............................................. right arrow

Section C. Computation of Public Support Percentage

Public support percentage for 2018 (line 8, column (f) divided by line 13, column (f)) .........

Public support percentage from 2017 Schedule A, Part III, line 15 ...............

Section D. Computation of Investment Income Percentage

Investment income percentage for 2018 (line 10c, column (f) divided by line 13, column (f)) ......

Investment income percentage from 2017 Schedule A, Part III, line 17 .............

19a

331/3% support tests—2018. If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization ....... right arrow

33 1/3% support tests—2017. If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3% and line 18 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization .... right arrow

Private foundation. If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions .... right arrow

Schedule A (Form 990 or 990-EZ) 2018

Page 4

Part IV

Supporting Organizations

(Complete only if you checked a box on line 12 of Part I. If you checked 12a of Part I, complete Sections A and B. If you checked 12b of Part I, complete Sections A and C. If you checked 12c of Part I, complete Sections A, D, and E. If you checked 12d of Part I, complete Sections A and D, and complete Part V.)

Section A. All Supporting Organizations

Yes

Are all of the organization’s supported organizations listed by name in the organization’s governing documents?
If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose,
describe the designation. If historic and continuing relationship, explain.

Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2).

Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer (b) and (c) below.

Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination.

Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use.

Was any supported organization not organized in the United States ("foreign supported organization")? If “Yes” and if you checked 12a or 12b in Part I, answer (b) and (c) below.

Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If “Yes,” describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations.

Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If “Yes,” explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes.

Did the organization add, substitute, or remove any supported organizations during the tax year? If “Yes,” answer (b) and (c) below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; (iii) the authority under the organization's organizing document authorizing such action; and (iv) how the action was accomplished (such as by amendment to the organizing document).

Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document?

Substitutions only. Was the substitution the result of an event beyond the organization's control?

Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization’s supported organizations? If “Yes,” provide detail in Part VI.

Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ) .

Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ).

Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If “Yes,” provide detail in Part VI.

Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If “Yes,” provide detail in Part VI.

Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If “Yes,” provide detail in Part VI.

10a

Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If “Yes,” answer line 10b below.

10a

Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings).

10b

Schedule A (Form 990 or 990-EZ) 2018

Page 5

Part IV

Supporting Organizations (continued)

Yes

Has the organization accepted a gift or contribution from any of the following persons?

A person who directly or indirectly controls, either alone or together with persons described in (b) and (c) below, the governing body of a supported organization?

11a

A family member of a person described in (a) above?

11b

A 35% controlled entity of a person described in (a) or (b) above? If “Yes” to a, b, or c, provide detail in Part VI.

11c

Section B. Type I Supporting Organizations

Yes

Did the directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization’s directors or trustees at all times during the tax year? If “No,” describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization’s activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.

Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If “Yes,” explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised or controlled the supporting organization.

Section C. Type II Supporting Organizations

Yes

Were a majority of the organization’s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization’s supported organization(s)? If “No,” describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).

Section D. All Type III Supporting Organizations

Yes

Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization’s tax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the organization’s governing documents in effect on the date of notification, to the extent not previously provided?

Were any of the organization’s officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s).

By reason of the relationship described in (2), did the organization’s supported organizations have a significant voice in the organization’s investment policies and in directing the use of the organization’s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization’s supported organizations played in this regard.

Section E. Type III Functionally-Integrated Supporting Organizations

Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions):

The organization satisfied the Activities Test. Complete line 2 below.

The organization is the parent of each of its supported organizations. Complete line 3 below.

The organization supported a governmental entity. Describe in Part VI how you supported a government entity (see instructions)

Activities Test. Answer (a) and (b) below.

Yes

Did substantially all of the organization’s activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.

Did the activities described in (a) constitute activities that, but for the organization’s involvement, one or more of the organization’s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization’s position that its supported organization(s) would have engaged in these activities but for the organization’s involvement.

Parent of Supported Organizations. Answer (a) and (b) below.

Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations? Provide details in Part VI.

Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of its supported organizations? If "Yes," describe in Part VI. the role played by the organization in this regard.

Schedule A (Form 990 or 990-EZ) 2018

Page 6

Part V

Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations

Check here if the organization satisfied the Integral Part Test as a qualifying trust on Nov. 20, 1970 (explain in Part VI). See instructions. All other Type III non-functionally integrated supporting organizations must complete Sections A through E.

	Section A - Adjusted Net Income		(A) Prior Year	(B) Current Year (optional)
1	Net short-term capital gain	1
2	Recoveries of prior-year distributions	2
3	Other gross income (see instructions)	3
4	Add lines 1 through 3	4
5	Depreciation and depletion	5
6	Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions)	6
7	Other expenses (see instructions)	7
8	Adjusted Net Income (subtract lines 5, 6 and 7 from line 4)	8

	Section B - Minimum Asset Amount		(A) Prior Year	(B) Current Year (optional)
1	Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year):	1
a	Average monthly value of securities	1a
b	Average monthly cash balances	1b
c	Fair market value of other non-exempt-use assets	1c
d	Total (add lines 1a, 1b, and 1c)	1d
e	Discount claimed for blockage or other factors (explain in detail in Part VI):
2	Acquisition indebtedness applicable to non-exempt use assets	2
3	Subtract line 2 from line 1d	3
4	Cash deemed held for exempt use. Enter 1-1/2% of line 3 (for greater amount, see instructions).	4
5	Net value of non-exempt-use assets (subtract line 4 from line 3)	5
6	Multiply line 5 by .035	6
7	Recoveries of prior-year distributions	7
8	Minimum Asset Amount (add line 7 to line 6)	8

	Section C - Distributable Amount		Current Year
1	Adjusted net income for prior year (from Section A, line 8, Column A)	1
2	Enter 85% of line 1	2
3	Minimum asset amount for prior year (from Section B, line 8, Column A)	3
4	Enter greater of line 2 or line 3	4
5	Income tax imposed in prior year	5
6	Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions)	6

Check here if the current year is the organization's first as a non-functionally-integrated Type III supporting organization (see instructions)

Schedule A (Form 990 or 990-EZ) 2018

Page 7

Part V

Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations (continued)

Section D - Distributions		Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in excess of income from activity
3 Administrative expenses paid to accomplish exempt purposes of supported organizations
4 Amounts paid to acquire exempt-use assets
5 Qualified set-aside amounts (prior IRS approval required)
6 Other distributions (describe in Part VI). See instructions
7Total annual distributions. Add lines 1 through 6.
8 Distributions to attentive supported organizations to which the organization is responsive (provide details in Part VI). See instructions
9 Distributable amount for 2018 from Section C, line 6
10 Line 8 amount divided by Line 9 amount

Section E - Distribution Allocations (see instructions)		(i) Excess Distributions	(ii) Underdistributions Pre-2018	(iii) Distributable Amount for 2018
1 Distributable amount for 2018 from Section C, line 6
2 Underdistributions, if any, for years prior to 2018 (reasonable cause required-- explain in Part VI). See instructions.
3 Excess distributions carryover, if any, to 2018:
a From 2013.......
b From 2014.......
c From 2015.......
d From 2016.......
e From 2017.......
fTotal of lines 3a through e
g Applied to underdistributions of prior years
h Applied to 2018 distributable amount
i Carryover from 2013 not applied (see instructions)
j Remainder. Subtract lines 3g, 3h, and 3i from 3f.
4Distributions for 2018 from Section D, line 7:
$
a Applied to underdistributions of prior years
b Applied to 2018 distributable amount
c Remainder. Subtract lines 4a and 4b from 4.
5 Remaining underdistributions for years prior to 2018, if any. Subtract lines 3g and 4a from line 2. If the amount is greater than zero, explain in Part VI. See instructions.
6 Remaining underdistributions for 2018. Subtract lines 3h and 4b from line 1. If the amount is greater than zero, explain in Part VI. See instructions.
7 Excess distributions carryover to 2019. Add lines 3j and 4c.
8 Breakdown of line 7:
a Excess from 2014......
b Excess from 2015.....
c Excess from 2016.....
d Excess from 2017.....
e Excess from 2018.....

Schedule A (Form 990 or 990-EZ) (2018)

Schedule A (Form 990 or 990-EZ) 2018

Page 8

Part VI

Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions).

Facts And Circumstances Test

Return Reference	Explanation
PART II, LINE 10	OTHER INCOME 13,747,914
SUPPLEMENTAL INFORMATION	SCHEDULE A, PART II, SECTION B, LINE 10, YEARS 2014-2017 - OTHER INCOME OTHER INCOME IS GENERALLY COMPRISED OF THE CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS, MISCELLANEOUS TRADE SHOW REVENUE, AND UNCOLLECTIBLE ACCOUNTS RECEIVABLE. YEAR 2018 OTHER INCOME IS COMPRISED OF MISCELLANEOUS TRADE SHOW REVENUE.

Schedule A (Form 990 or 990-EZ) 2018

Additional Data

Software ID:
Software Version:

- TIN:

Schedule B
(Form 990, 990-EZ,
or 990-PF)

Department of the Treasury
Internal Revenue Service

Schedule of Contributors

Attach to Form 990, 990-EZ, or 990-PF.

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2018

Name of the organization

AMERICAN HEART ASSOCIATION INC

Employer identification number

13-5613797

Organization type (check one):

Filers of:

Section:

Form 990 or 990-EZ

501(c)( ) (enter number) organization

4947(a)(1) nonexempt charitable trust not treated as a private foundation

527 political organization

Form 990-PF

501(c)(3) exempt private foundation

4947(a)(1) nonexempt charitable trust treated as a private foundation

501(c)(3) taxable private foundation

Check if your organization is covered by the General Rule or a Special Rule.
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.

General Rule

For an organization filing Form 990, 990-EZ, or 990-PF that received, during the year, contributions totaling $5,000 or more (in money or other property) from any one contributor. Complete Parts I and II. See instructions for determining a contributor's total contributions.

Special Rules

For an organization described in section 501(c)(3) filing Form 990 or 990-EZ that met the 33¹/3% support test of the regulations
under sections 509(a)(1) and 170(b)(1)(A)(vi), that checked Schedule A (Form 990 or 990-EZ), Part II, line 13, 16a, or 16b, and that received from any one contributor, during the year, total contributions of the greater of (1) $5,000 or (2) 2% of the amount on (i) Form 990, Part VIII, line 1h, or (ii) Form 990-EZ, line 1. Complete Parts I and II.

For an organization described in section 501(c)(7), (8), or (10) filing Form 990 or 990-EZ that received from any one contributor,
during the year, total contributions of more than $1,000 exclusively for religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals. Complete Parts I, II, and III.

For an organization described in section 501(c)(7), (8), or (10) filing Form 990 or 990-EZ that received from any one contributor,
during the year, contributions exclusively for religious, charitable, etc., purposes, but no such contributions totaled more than $1,000. If this box is checked, enter here the total contributions that were received during the year for an exclusively religious, charitable, etc., purpose. Don't complete any of the parts unless the General Rule applies to this organization because it received nonexclusively religious, charitable, etc., contributions totaling $5,000 or more during the year ......... Arrow Bullet

Caution. An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).

For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.

Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2018)

Schedule B (Form 990, 990-EZ, or 990-PF) (2018) Page 2

Name of organization AMERICAN HEART ASSOCIATION INC

Part I	Contributors (See instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
RESTRICTED	,	$ RESTRICTED	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2018)

Schedule B (Form 990, 990-EZ, or 990-PF) (2018)

Page 3

Name of organization AMERICAN HEART ASSOCIATION INC		Employer identification number 13-5613797

Part II	Noncash Property (See instructions). Use duplicate copies of Part II if additional space is needed.
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
Schedule B (Form 990, 990-EZ, or 990-PF) (2018)

Schedule B (Form 990, 990-EZ, or 990-PF) (2018)

Page 4


Name of organization AMERICAN HEART ASSOCIATION INC			Employer identification number 13-5613797
Part III Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) $ Use duplicate copies of Part III if additional space is needed.

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

Schedule B (Form 990, 990-EZ, or 990-PF) (2018)

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527

SchCMd Bullet

Complete if the organization is described below. SchCMd Bullet

Attach to Form 990 or Form 990-EZ.
SchCMd Bullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2018

Open to Public
Inspection

If the organization answered "Yes" on Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet

Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet

Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet

Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" on Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet

Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet

Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" on Form 990, Part IV, Line 5 (Proxy Tax) (see separate instructions) or Form 990-EZ, Part V, line 35c (Proxy Tax) (see separate instructions), then
Round Bullet

Section 501(c)(4), (5), or (6) organizations: Complete Part III.

Name of the organization

AMERICAN HEART ASSOCIATION INC

Employer identification number

13-5613797

Part I-A

Complete if the organization is exempt under section 501(c) or is a section 527 organization.

Provide a description of the organization’s direct and indirect political campaign activities in Part IV (see instructions for definition of “political campaign activities")

Political campaign activity expenditures (see instructions) .................................................................... SchCMd Bullet

Volunteer hours for political campaign activities (see instructions) ..................................................................

Part I-B

Complete if the organization is exempt under section 501(c)(3).

Enter the amount of any excise tax incurred by the organization under section 4955 ................................ SchCMd Bullet

Enter the amount of any excise tax incurred by organization managers under section 4955 ....................... SchCMd Bullet

If the organization incurred a section 4955 tax, did it file Form 4720 for this year? .........................................

Yes No

Was a correction made? ......................................................................................................................

Yes No

If "Yes," describe in Part IV.

Part I-C

Complete if the organization is exempt under section 501(c), except section 501(c)(3).

Enter the amount directly expended by the filing organization for section 527 exempt function activities ..... SchCMd Bullet

Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ............................................................................................................................ SchCMd Bullet

Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b........... SchCMd Bullet

Did the filing organization file Form 1120-POL for this year? ...................................................................

Yes No

Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.

(a) Name	(b) Address	(c) EIN	(d) Amount paid from filing organization's funds. If none, enter -0-.	(e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.
1
2
3
4
5
6

For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.

Cat. No. 50084S

Schedule C (Form 990 or 990-EZ) 2018

Page 2

Part II-A

Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).

A Check SchCMd Bullet

if the filing organization belongs to an affiliated group (and list in Part IV each affiliated group member's name, address, EIN, expenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet

if the filing organization checked box A and "limited control" provisions apply.

Limits on Lobbying Expenditures (The term "expenditures" means amounts paid or incurred.)		(b) Affiliated group totals
1a	Total lobbying expenditures to influence public opinion (grass roots lobbying) ......................
b	Total lobbying expenditures to influence a legislative body (direct lobbying) ...............................
c	Total lobbying expenditures (add lines 1a and 1b) ...................................................................
d	Other exempt purpose expenditures ........................................................................
e	Total exempt purpose expenditures (add lines 1c and 1d) ...............................................
f	Lobbying nontaxable amount. Enter the amount from the following table in both columns.
	If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
	Not over $500,00020% of the amount on line 1e.
	Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
	Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
	Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
	Over $17,000,000$1,000,000.

g	Grassroots nontaxable amount (enter 25% of line 1f) .................................................
h	Subtract line 1g from line 1a. If zero or less, enter -0-. ................................................
i	Subtract line 1f from line 1c. If zero or less, enter -0-. ................................................
j	If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting section 4911 tax for this year? ...................................................................................................................	Yes No

4-Year Averaging Period Under section 501(h) (Some organizations that made a section 501(h) election do not have to complete all of the five columns below. See the separate instructions for lines 2a through 2f.)
Lobbying Expenditures During 4-Year Averaging Period
	Calendar year (or fiscal year beginning in)	(a) 2015	(b) 2016	(c) 2017	(d) 2018	(e) Total

2a	Lobbying nontaxable amount

b	Lobbying ceiling amount (150% of line 2a, column(e))

c	Total lobbying expenditures

d	Grassroots nontaxable amount

e	Grassroots ceiling amount (150% of line 2d, column (e))

f	Grassroots lobbying expenditures

Schedule C (Form 990 or 990-EZ) 2018

Page 3

Part II-B

Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).

For each "Yes" response on lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.

(a)

Yes

(b)

Amount

During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:

Volunteers? ...........................................................................................................

Yes

Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ........

Yes

Media advertisements? ...................................................................................................

Yes

413,197

Mailings to members, legislators, or the public? .............................................................................

Yes

119,413

Publications, or published or broadcast statements? ...........................................................

Yes

149,587

Grants to other organizations for lobbying purposes? ..........................................................

Yes

3,834,459

Direct contact with legislators, their staffs, government officials, or a legislative body? .......................

Yes

332,046

Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ..................

Yes

128,744

Other activities? ...................................................................................................................

Total. Add lines 1c through 1i ....................................................................................................

4,977,446

Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....

If "Yes," enter the amount of any tax incurred under section 4912 ...........................................

If "Yes," enter the amount of any tax incurred by organization managers under section 4912 ...................

If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? ........................

Part III-A

Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).

Yes

Were substantially all (90% or more) dues received nondeductible by members? ...............................................

Did the organization make only in-house lobbying expenditures of $2,000 or less? ............................................

Did the organization agree to carry over lobbying and political expenditures from the prior year? .................................

Part III-B

Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."

Dues, assessments and similar amounts from members ......................................................................

Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political expenses for which the section 527(f) tax was paid).

Current year .............................................................................................................................

Carryover from last year ............................................................................................................

Total ...........................................................................................................................................

Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .

If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ......................................................................................................................

Taxable amount of lobbying and political expenditures (see instructions) .........................................

Part IV

Supplemental Information

Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see instructions), and Part ll-B, line 1. Also, complete this part for any additional information.

Return Reference	Explanation
SCHEDULE C, PART IV	PART II-B LINE 1, LOBBYING ACTIVITIES: IN SUPPORT OF ITS MISSION TO BE A RELENTLESS FORCE FOR A WORLD OF LONGER, HEALTHIER LIVES, THE AMERICAN HEART ASSOCIATION (AHA) PLANS, COORDINATES AND IMPLEMENTS A PUBLIC ADVOCACY PROGRAM. AT THE NATIONAL LEVEL, THIS PROGRAM INCLUDES MAINTAINING AND EXPANDING CONTACTS WITH MEMBERS OF CONGRESS. SIMILAR RELATIONSHIPS ARE BUILT AT THE STATE AND LOCAL LEVELS. TO GUIDE ITS FEDERAL, STATE AND LOCAL EFFORTS, THE ASSOCIATION IMPLEMENTS A PUBLIC POLICY AGENDA BY MAINTAINING ACTIVE PARTNERSHIPS IN HEALTH-RELATED COALITIONS WITH OTHER LIKE-MINDED GROUPS; ROBUST POLICY RESEARCH THAT IS SCIENCE AND EVIDENCE-BASED, PRODUCING DOCUMENTS SUCH AS POLICY POSITION STATEMENTS, FACT SHEETS AND PUBLISHED PAPERS; MEDIA ADVOCACY, INCLUDING LETTERS TO THE EDITOR, OP-ED PIECES, ADVERTORIALS AND NEWS CONFERENCES; MONITORING AND COMMENTING ON REGULATORY PROPOSALS; SUBMITTING TESTIMONY AND STATEMENTS FOR THE RECORD IN RESPONSE TO PROPOSED POLICY INITIATIVES; MAINTAINING AN ACTIVE VOLUNTEER GRASSROOTS NETWORK AVAILABLE TO WRITE, CALL AND/OR VISIT LOCAL, STATE AND FEDERAL POLICYMAKERS; AND LOBBYING OF LOCAL, STATE AND FEDERAL LEGISLATIVE BODIES. THE AMERICAN HEART ASSOCIATION IS COMMITTED THROUGHOUT ITS PUBLIC POLICY WORK TO PROACTIVELY CONFRONT AND ADDRESS THE HEALTH INEQUITIES AND DISPARITIES THAT EXIST IN OUR COUNTRY. THE ASSOCIATION ENCOURAGES CONGRESS, STATE LEGISLATURES, LOCAL GOVERNMENTS, FEDERAL AGENCIES AND STATE AGENCIES TO JOIN THE FIGHT AGAINST CARDIOVASCULAR DISEASE, INCLUDING STROKE, THE LEADING CAUSE OF DEATH IN THE UNITED STATES. THE ASSOCIATION'S STRATEGIC PUBLIC POLICY PRIORITIES ARE IN THE FOLLOWING AREAS: - HEART DISEASE AND STROKE RESEARCH: A TOP PRIORITY OF THE AHA IS TO ENSURE SUPPORT FOR BASIC, CLINICAL, TRANSLATIONAL HEALTH SERVICES, OUTCOMES, GENOMICS, AND COMPARATIVE EFFECTIVENESS RESEARCH AND THE OVERALL RESEARCH ENVIRONMENT AS WELL AS COMMUNITY HEALTH SERVICES, PUBLIC HEALTH PROGRAMS, POLICY EVALUATION AND ECONOMICS. THE ORGANIZATION ADVOCATES FOR SIGNIFICANTLY INCREASING FUNDING FOR THE NATIONAL INSTITUTE OF HEALTH AND OTHER STATE AND FEDERAL GOVERNMENT AGENCIES TO ENHANCE HEART AND STROKE RESEARCH. - IMPROVING CARDIOVASCULAR HEALTH/PREVENTION: THE AHA PRIORITIZES PUBLIC POLICIES AIMED AT PROMOTING AND IMPROVING THE HEALTH FACTORS FOR ALL AMERICANS. THESE POLICY PRIORITIES ADDRESS OBESITY PREVENTION, DIAGNOSIS AND TREATMENT; INCREASING ACCESS TO HEALTHY AND AFFORDABLE FOODS; HEALTHY DIET AND NUTRITION; INCREASING PHYSICAL ACTIVITY; ADDRESSING TOBACCO CONTROL AND PREVENTION; AND AIR POLLUTION. THE AHA ADDRESSES THESE ISSUES AT THE LOCAL, STATE, AND FEDERAL LEVEL WITH LEGISLATION, REGULATION, AND OTHER POLICY CHANGE. - SUPPORT HIGH QUALITY/HIGH VALUE HEART AND STROKE CARE AND REDUCE HEALTH DISPARITIES: THE AHA PROMOTES PUBLIC POLICIES AIMED AT IMPROVING HEALTH CARE QUALITY, REDUCING HEALTH DISPARITIES, AND PROMOTING HIGH VALUE, EVIDENCE-BASED CARDIOVASCULAR CARE. TO PROMOTE HEALTH CARE QUALITY, THE AHA ADDRESSES CLINICAL GUIDELINES AND TREATMENT PROTOCOLS, DEVELOPMENT OF DISEASE REGISTRIES, THE ROLE OF QUALITY IN HEALTH CARE PAYMENT SYSTEMS, DRUG FORMULARY POLICY, DELIVERY SYSTEM REFORMS AND CONTINUUM OF CARE, IMPROVED CARE COORDINATION, THE ROLE, DEVELOPMENT AND IMPLEMENTATION OF ELECTRONIC MEDICAL RECORDS AND RELATED HEALTH INFORMATION TECHNOLOGY, AND PROMOTING SAFE, EVIDENCE-BASED AND HIGH VALUE TREATMENTS FOR CARDIOVASCULAR DISEASE. - ENSURE APPROPRIATE AND TIMELY ACCESS TO HEART DISEASE AND STROKE CARE: THE AHA ADVANCES COMPREHENSIVE COVERAGE AND TIMELY ACCESS TO APPROPRIATE CARE FOR HEART DISEASE, PERIPHERAL ARTERY DISEASE, AND STROKE WITH A FOCUS ON ADEQUATE AND AFFORDABLE COVERAGE, APPROPRIATE SYSTEMS OF EMERGENCY CARE, TELEMEDICINE AND SURVEILLANCE. THIS INCLUDES PROMOTING SYSTEMS OF CARE AROUND STROKE, ST ELEVATED MYOCARDIAL INFARCTION (STEMI), EMERGENCY CARE, OUT OF HOSPITAL CARDIAC ARREST, AND TELEHEALTH. - CHARITABLE ORGANIZATIONS: THE AHA SUPPORTS POLICIES THAT PRESERVE THE VIABILITY OF NON-PROFIT ORGANIZATIONS BY MONITORING AND, AS APPROPRIATE, OPPOSING LEGISLATIVE AND REGULATORY EFFORTS THAT ATTEMPT TO RESTRICT OR PROHIBIT CHARITABLE GIVING AND OTHER NON-PROFIT EFFORTS AND ACTIVITIES. THESE INCLUDE PROTECTING NON-PROFIT SECTOR INTERESTS, PROMOTING TAX POLICY CONDUCIVE TO CHARITABLE ORGANIZATIONS, ENCOURAGING VOLUNTEERISM, PRESERVING PUBLIC FUNDING FOR VOLUNTARY HEALTH ORGANIZATIONS, AND SAFEGUARDING THE ABILITY OF CHARITABLE ORGANIZATIONS TO ENGAGE IN ADVOCACY.

Return Reference

Explanation

SCHEDULE C, PART IV

PART II-B LINE 1, LOBBYING ACTIVITIES: IN SUPPORT OF ITS MISSION TO BE A RELENTLESS FORCE FOR A WORLD OF LONGER, HEALTHIER LIVES, THE AMERICAN HEART ASSOCIATION (AHA) PLANS, COORDINATES AND IMPLEMENTS A PUBLIC ADVOCACY PROGRAM. AT THE NATIONAL LEVEL, THIS PROGRAM INCLUDES MAINTAINING AND EXPANDING CONTACTS WITH MEMBERS OF CONGRESS. SIMILAR RELATIONSHIPS ARE BUILT AT THE STATE AND LOCAL LEVELS. TO GUIDE ITS FEDERAL, STATE AND LOCAL EFFORTS, THE ASSOCIATION IMPLEMENTS A PUBLIC POLICY AGENDA BY MAINTAINING ACTIVE PARTNERSHIPS IN HEALTH-RELATED COALITIONS WITH OTHER LIKE-MINDED GROUPS; ROBUST POLICY RESEARCH THAT IS SCIENCE AND EVIDENCE-BASED, PRODUCING DOCUMENTS SUCH AS POLICY POSITION STATEMENTS, FACT SHEETS AND PUBLISHED PAPERS; MEDIA ADVOCACY, INCLUDING LETTERS TO THE EDITOR, OP-ED PIECES, ADVERTORIALS AND NEWS CONFERENCES; MONITORING AND COMMENTING ON REGULATORY PROPOSALS; SUBMITTING TESTIMONY AND STATEMENTS FOR THE RECORD IN RESPONSE TO PROPOSED POLICY INITIATIVES; MAINTAINING AN ACTIVE VOLUNTEER GRASSROOTS NETWORK AVAILABLE TO WRITE, CALL AND/OR VISIT LOCAL, STATE AND FEDERAL POLICYMAKERS; AND LOBBYING OF LOCAL, STATE AND FEDERAL LEGISLATIVE BODIES. THE AMERICAN HEART ASSOCIATION IS COMMITTED THROUGHOUT ITS PUBLIC POLICY WORK TO PROACTIVELY CONFRONT AND ADDRESS THE HEALTH INEQUITIES AND DISPARITIES THAT EXIST IN OUR COUNTRY. THE ASSOCIATION ENCOURAGES CONGRESS, STATE LEGISLATURES, LOCAL GOVERNMENTS, FEDERAL AGENCIES AND STATE AGENCIES TO JOIN THE FIGHT AGAINST CARDIOVASCULAR DISEASE, INCLUDING STROKE, THE LEADING CAUSE OF DEATH IN THE UNITED STATES. THE ASSOCIATION'S STRATEGIC PUBLIC POLICY PRIORITIES ARE IN THE FOLLOWING AREAS: - HEART DISEASE AND STROKE RESEARCH: A TOP PRIORITY OF THE AHA IS TO ENSURE SUPPORT FOR BASIC, CLINICAL, TRANSLATIONAL HEALTH SERVICES, OUTCOMES, GENOMICS, AND COMPARATIVE EFFECTIVENESS RESEARCH AND THE OVERALL RESEARCH ENVIRONMENT AS WELL AS COMMUNITY HEALTH SERVICES, PUBLIC HEALTH PROGRAMS, POLICY EVALUATION AND ECONOMICS. THE ORGANIZATION ADVOCATES FOR SIGNIFICANTLY INCREASING FUNDING FOR THE NATIONAL INSTITUTE OF HEALTH AND OTHER STATE AND FEDERAL GOVERNMENT AGENCIES TO ENHANCE HEART AND STROKE RESEARCH. - IMPROVING CARDIOVASCULAR HEALTH/PREVENTION: THE AHA PRIORITIZES PUBLIC POLICIES AIMED AT PROMOTING AND IMPROVING THE HEALTH FACTORS FOR ALL AMERICANS. THESE POLICY PRIORITIES ADDRESS OBESITY PREVENTION, DIAGNOSIS AND TREATMENT; INCREASING ACCESS TO HEALTHY AND AFFORDABLE FOODS; HEALTHY DIET AND NUTRITION; INCREASING PHYSICAL ACTIVITY; ADDRESSING TOBACCO CONTROL AND PREVENTION; AND AIR POLLUTION. THE AHA ADDRESSES THESE ISSUES AT THE LOCAL, STATE, AND FEDERAL LEVEL WITH LEGISLATION, REGULATION, AND OTHER POLICY CHANGE. - SUPPORT HIGH QUALITY/HIGH VALUE HEART AND STROKE CARE AND REDUCE HEALTH DISPARITIES: THE AHA PROMOTES PUBLIC POLICIES AIMED AT IMPROVING HEALTH CARE QUALITY, REDUCING HEALTH DISPARITIES, AND PROMOTING HIGH VALUE, EVIDENCE-BASED CARDIOVASCULAR CARE. TO PROMOTE HEALTH CARE QUALITY, THE AHA ADDRESSES CLINICAL GUIDELINES AND TREATMENT PROTOCOLS, DEVELOPMENT OF DISEASE REGISTRIES, THE ROLE OF QUALITY IN HEALTH CARE PAYMENT SYSTEMS, DRUG FORMULARY POLICY, DELIVERY SYSTEM REFORMS AND CONTINUUM OF CARE, IMPROVED CARE COORDINATION, THE ROLE, DEVELOPMENT AND IMPLEMENTATION OF ELECTRONIC MEDICAL RECORDS AND RELATED HEALTH INFORMATION TECHNOLOGY, AND PROMOTING SAFE, EVIDENCE-BASED AND HIGH VALUE TREATMENTS FOR CARDIOVASCULAR DISEASE. - ENSURE APPROPRIATE AND TIMELY ACCESS TO HEART DISEASE AND STROKE CARE: THE AHA ADVANCES COMPREHENSIVE COVERAGE AND TIMELY ACCESS TO APPROPRIATE CARE FOR HEART DISEASE, PERIPHERAL ARTERY DISEASE, AND STROKE WITH A FOCUS ON ADEQUATE AND AFFORDABLE COVERAGE, APPROPRIATE SYSTEMS OF EMERGENCY CARE, TELEMEDICINE AND SURVEILLANCE. THIS INCLUDES PROMOTING SYSTEMS OF CARE AROUND STROKE, ST ELEVATED MYOCARDIAL INFARCTION (STEMI), EMERGENCY CARE, OUT OF HOSPITAL CARDIAC ARREST, AND TELEHEALTH. - CHARITABLE ORGANIZATIONS: THE AHA SUPPORTS POLICIES THAT PRESERVE THE VIABILITY OF NON-PROFIT ORGANIZATIONS BY MONITORING AND, AS APPROPRIATE, OPPOSING LEGISLATIVE AND REGULATORY EFFORTS THAT ATTEMPT TO RESTRICT OR PROHIBIT CHARITABLE GIVING AND OTHER NON-PROFIT EFFORTS AND ACTIVITIES. THESE INCLUDE PROTECTING NON-PROFIT SECTOR INTERESTS, PROMOTING TAX POLICY CONDUCIVE TO CHARITABLE ORGANIZATIONS, ENCOURAGING VOLUNTEERISM, PRESERVING PUBLIC FUNDING FOR VOLUNTARY HEALTH ORGANIZATIONS, AND SAFEGUARDING THE ABILITY OF CHARITABLE ORGANIZATIONS TO ENGAGE IN ADVOCACY.

Schedule C (Form 990 or 990EZ) 2018

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE D
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Financial Statements

Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet

Attach to Form 990.
SchDMd Bullet

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2018

Open to Public Inspection

Name of the organization

AMERICAN HEART ASSOCIATION INC

Employer identification number

13-5613797

Part I

Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.

		(a) Donor advised funds	(b) Funds and other accounts
1	Total number at end of year .........
2	Aggregate value of contributions to (during year)
3	Aggregate value of grants from (during year)
4	Aggregate value at end of year ........

Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization’s property, subject to the organization’s exclusive legal control? ............

Yes No

Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................

Yes No

Part II

Conservation Easements. Complete if the organization answered "Yes" on Form 990, Part IV, line 7.

Purpose(s) of conservation easements held by the organization (check all that apply).

Preservation of land for public use (e.g., recreation or education) Preservation of an historically important land area

Protection of natural habitat Preservation of a certified historic structure

Preservation of open space

Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.


a	Total number of conservation easements ......................	2a
b	Total acreage restricted by conservation easements ....................	2b
c	Number of conservation easements on a certified historic structure included in (a) .....	2c
d	Number of conservation easements included in (c) acquired after 7/25/06, and not on a historic structure listed in the National Register ...	2d

Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet

Number of states where property subject to conservation easement is located SchDMd Bullet

Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............

Yes No

Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet

Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet

Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................

Yes No

In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.

If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.

If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:

(i)

Revenue included on Form 990, Part VIII, line 1 ......................... SchDMd Bullet

(ii)

Assets included in Form 990, Part X ............................... SchDMd Bullet

If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:

Revenue included on Form 990, Part VIII, line 1 .......................... SchDMd Bullet

Assets included in Form 990, Part X ............................... SchDMd Bullet

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 52283D

Schedule D (Form 990) 2018

Page 2

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)

Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):

Public exhibition

Loan or exchange programs

Scholarly research

Other

Preservation for future generations

Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.

During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...

Yes No

Part IV

Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.

Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................

Yes No


b	If "Yes," explain the arrangement in Part XIII and complete the following table:		Amount
c	Beginning balance .............................	1c
d	Additions during the year ............................	1d
e	Distributions during the year ..........................	1e
f	Ending balance ................................	1f

Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ...

Yes No

If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ....

Part V

Endowment Funds. Complete if the organization answered "Yes" on Form 990, Part IV, line 10.

		(a)Current year	(b)Prior year	(c)Two years back	(d)Three years back	(e)Four years back

1a	Beginning of year balance ....	65,321,730	61,764,937	57,605,436	58,787,778	59,247,803
b	Contributions ...	2,957,620	655,251	52,738	320,261	1,000,570
c	Net investment earnings, gains, and losses	3,744,761	5,093,973	6,183,220	416,395	724,008
d	Grants or scholarships ...
e	Other expenditures for facilities and programs ...	2,255,714	2,192,431	2,076,457	1,918,998	2,184,603
f	Administrative expenses ....
g	End of year balance ......	69,768,397	65,321,730	61,764,937	57,605,436	58,787,778

Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:

Board designated or quasi-endowment SchDMd Bullet

Permanent endowment SchDMd Bullet

69.830 %

Temporarily restricted endowment SchDMd Bullet

30.170 %

The percentages on lines 2a, 2b, and 2c should equal 100%.

Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes

(i) unrelated organizations .................

3a(i)

(ii) related organizations .................

3a(ii)

If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........

Describe in Part XIII the intended uses of the organization's endowment funds.

Part VI

Land, Buildings, and Equipment.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.

Description of property		(a) Cost or other basis (investment)	(b) Cost or other basis (other)	(c) Accumulated depreciation	(d) Book value

1a	Land .....		7,812,267		7,812,267
b	Buildings ....	2,132,551	74,418,669	45,126,656	31,424,564
c	Leasehold improvements		4,496,259	3,397,279	1,098,980
d	Equipment ....		109,327,645	79,928,842	29,398,803
e	Other .....		234,593	234,593
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..					69,734,614

Schedule D (Form 990) 2018

Page 3

Part VII

InvestmentsOther Securities. Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.

(a) Description of security or category (including name of security)	(b) Book value	(c) Method of valuation: Cost or end-of-year market value
(1) Financial derivatives.........
(2) Closely-held equity interests........
(3) Other (A) HEDGE FUNDS	71,020,677	F
(B) REAL ESTATE FUND	16,782,554	F
(B)
(C)
(D)
(E)
(F)
(G)
(H)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)	87,803,231

Part VIII

InvestmentsProgram Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.

(a) Description of investment	(b) Book value	(c) Method of valuation: Cost or end-of-year market value

(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)

Part IX

Other Assets. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.

(a) Description				(b) Book value
(1) BEN INT PERP TRUST				148,919,393
(2) SPLIT INTEREST AGREEMENTS				71,037,224
(3) OTHER ASSETS				2,815,658
(4) POOLED INCOME FUND A/R				252,475
(5) OTHER A/R				106,212
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........				223,130,962

Part X

Other Liabilities. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.

1.(a) Description of liability	(b) Book value
(1) Federal income taxes
POST-RETIREMENT BENEFITS	13,258,257
CHARITABLE GIFT ANNUITIES	11,942,704
SUPPLEMENTAL RETIREMENT PLAN	6,126,121
DUE FROM RELATED ORG	2,785,727
RENT DEFERRALS/AMORTIZATION	2,421,562
CAPITAL LEASE OBLIGATIONS	1,208,530
OTHER PAYABLES	733,171
FEDERAL INC TAX PAYABLE	470,946
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)	38,947,018
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII

Schedule D (Form 990) 2018

Page 4

Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1	Total revenue, gains, and other support per audited financial statements .......			1	887,420,365
2	Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a	Net unrealized gains (losses) on investments ....	2a	15,125,111
b	Donated services and use of facilities .........	2b	38,412,414
c	Recoveries of prior year grants ...........	2c
d	Other (Describe in Part XIII.) ............	2d	54,161,318
e	Add lines 2a through 2d .....................			2e	107,698,843
3	Subtract line 2e from line 1..................			3	779,721,522
4	Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b .	4a	2,193,611
b	Other (Describe in Part XIII.) ...........	4b	-35,482,744
c	Add lines 4a and 4b....................			4c	-33,289,133
5	Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ......			5	746,432,389

Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1	Total expenses and losses per audited financial statements ...........			1	892,248,216
2	Amounts included on line 1 but not on Form 990, Part IX, line 25:
a	Donated services and use of facilities .........	2a	38,412,414
b	Prior year adjustments ............	2b
c	Other losses ................	2c
d	Other (Describe in Part XIII.) ............	2d	86,415,801
e	Add lines 2a through 2d....................			2e	124,828,215
3	Subtract line 2e from line 1...................			3	767,420,001
4	Amounts included on Form 990, Part IX, line 25, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b ..	4a	2,193,611
b	Other (Describe in Part XIII.) ............	4b	90,833
c	Add lines 4a and 4b.....................			4c	2,284,444
5	Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ......			5	769,704,445

Part XIII

Supplemental Information

Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.

Return Reference	Explanation
SCHEDULE D, PAGE 2, PART V, LINE 4	THE INTENDED USE OF ENDOWMENT FUNDS IS TO PROVIDE FUNDING FOR RESEARCH AND OTHER MISSION-RELATED PROGRAMS.
SCHEDULE D, PAGE 3, PART X	THE ASSOCIATION IS EXEMPT FROM FEDERAL INCOME TAXES ON RELATED INCOME UNDER SECTION 501(A) OF THE INTERNAL REVENUE CODE (IRC) OF 1986, AS AMENDED, AS AN ORGANIZATION DESCRIBED IN IRC SECTION 501(C)(3). FURTHER, THE ASSOCIATION HAS BEEN CLASSIFIED AS AN ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION UNDER IRC SECTION 509(A) AND, AS SUCH, CONTRIBUTIONS TO THE ASSOCIATION QUALIFY FOR DEDUCTION AS CHARITABLE CONTRIBUTIONS. HOWEVER, INCOME GENERATED FROM ACTIVITIES UNRELATED TO THE ASSOCIATION'S EXEMPT PURPOSE IS SUBJECT TO TAX UNDER IRC SECTION 511. THE ASSOCIATION DID NOT HAVE A MATERIAL UNRELATED BUSINESS INCOME TAX LIABILITY FOR THE YEARS ENDED JUNE 30, 2019 AND 2018. THE ASSOCIATION BELIEVES THAT IT HAS TAKEN NO SIGNIFICANT UNCERTAIN TAX POSITIONS.
SCHEDULE D, PAGE 4, PART XI, LINE 2D	UNREAL GAIN/LOSS BEN INT PERP TRST 324,096 CHANGE IN VALUE SPLIT INT AGMT 3,014,143 CONSOLIDATED ENTITY REVENUE 77,375,252 CONSOLIDATED ELIMINATING REV -26,461,340 CGA FEES -90,833
SCHEDULE D, PAGE 4, PART XI, LINE 4B	COST OF GOODS SOLD -35,251,776 RENTAL EXPENSE -312,584 FUNDRAISING EXPENSE 81,616
SCHEDULE D, PAGE 4, PART XII, LINE 2D	CONSOLIDATED ENTITY EXPENSES 70,673,610 CONSOLIDATED ELIMINATING EXP -23,024,357 COST OF GOODS SOLD 35,251,776 RENTAL EXPENSE 312,584 FUNDRAISING EXPENSE -81,616 NON CONTROLLING INTEREST 3,283,804
SCHEDULE D, PAGE 4, PART XII, LINE 4B	CGA FEES 90,833

Schedule D (Form 990) 2018

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE F(Form 990)

Department of the Treasury
Internal Revenue Service

Statement of Activities Outside the United States

Complete if the organization answered "Yes" to Form 990, Part IV, line 14b, 15, or 16. Right pointing arrow large image

Attach to Form 990. Right pointing arrow large image

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2018

Open to Public Inspection

Name of the organization
AMERICAN HEART ASSOCIATION INC

Employer identification number

13-5613797

Part I

General Information on Activities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 14b.

For grantmakers. Does the organization maintain records to substantiate the amount of its grants and

other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used

to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.

Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)

(a) Region		(b) Number of offices in the region	(c) Number of employees, agents, and independent contractors in region	(d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region)	(e) If activity listed in (d) is a program service, describe specific type of service(s) in region	(f) Total expenditures for and investments in region
	CENTRAL AMERICA AND THE CARIBBEAN			INVESTMENTS		228,223
	EAST ASIA AND THE PACIFIC	4	2	INVESTMENTS		26,302,746
	EUROPE (INCL ICELAND AND GREENLAND)	1	2	INVESTMENTS		78,513,814
	MIDDLE EAST AND NORTH AFRICA	1	5	INVESTMENTS		493,274
	NORTH AMERICA			INVESTMENTS		18,669,851
	RUSSIA AND NEIGHBORING STATES			INVESTMENTS		111,316
	SOUTH AMERICA			INVESTMENTS		2,583,649
	SOUTH ASIA			INVESTMENTS		507,554
	SUB-SAHARAN AFRICA			INVESTMENTS		733,877
	CENTRAL AMERICA AND CARIBBEAN			PROGRAM SERVICES	EDUC/TRAIN MAT SALES	34,027
	EAST ASIA AND THE PACIFIC	4	2	PROGRAM SERVICES	EDUC/TRAIN MAT SALES	1,255,278
	EUROPE (INCL ICELAND AND GREENLAND)	1	2	PROGRAM SERVICES	EDUC/TRAIN MAT SALES	639,553
	MIDDLE EAST AND NORTH AFRICA	1	5	PROGRAM SERVICES	EDUC/TRAIN MAT SALES	1,502,482
	NORTH AMERICA			PROGRAM SERVICES	EDUC/TRAIN MAT SALES	847,797
	SOUTH AMERICA			PROGRAM SERVICES	EDUC/TRAIN MAT SALES	654,246
	SOUTH ASIA			PROGRAM SERVICES	EDUC/TRAIN MAT SALES	734,353
	SUB-SAHARAN AFRICA			PROGRAM SERVICES	EDUC/TRAIN MAT SALES	111,417
	EAST ASIA AND THE PACIFIC	4	2	GRANTMAKING		28,716
	EUROPE (INCL ICELAND AND GREENLAND)	1	2	GRANTMAKING		27,460
	NORTH AMERICA			GRANTMAKING		17,702
	SOUTH AMERICA			GRANTMAKING		8,750
	MIDDLE EAST AND NORTH AFRICA	1	5	GRANTMAKING		1,250
	SUB-SAHARAN AFRICA			GRANTMAKING		22,492
	SOUTH ASIA			GRANTMAKING		10,000
	SOUTH AMERICA			GRANTMAKING		480,000
	EAST ASIA AND THE PACIFIC	4	2	GRANTMAKING		337,650
3a	Sub-total .....	6	9			133,923,457
b	Total from continuation sheets to Part I ...					934,020
c	Totals (add lines 3a and 3b)	6	9			134,857,477

For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2018

Schedule F (Form 990) 2018

Page 2

Part II

Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.

(d) Purpose of grant	(e) Amount of cash grant	(f) Manner of cash disbursement
PROF EDUCATION	480,000	WIRE TRANSFER
PROF EDUCATION	337,650	WIRE TRANSFER

2	Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......	3
3	Enter total number of other organizations or entities .......................

Schedule F (Form 990) 2018

Schedule F (Form 990) 2018Page 3

Part III

Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.

Part III can be duplicated if additional space is needed.

	(b) Region	(c) Number of recipients	(d) Amount of cash grant	(e) Manner of cash disbursement
RESEARCH PRIZE	EAST ASIA AND THE PACIFIC	21	15,375	WIRE TRANSFER
RESEARCH PRIZE	EUROPE (INCL ICELAND AND GREENLAND)	34	27,460	WIRE TRANSFER
RESEARCH PRIZE	NORTH AMERICA	26	17,702	WIRE TRANSFER
TRAVEL GRANT	SUB-SAHARAN AFRICA	9	22,492	WIRE TRANSFER
TRAVEL GRANT	EAST ASIA AND THE PACIFIC	7	13,341	WIRE TRANSFER
TRAVEL GRANT	MIDDLE EAST AND NORTH AFRICA	1	1,250	WIRE TRANSFER
TRAVEL GRANT	SOUTH AMERICA	4	8,750	WIRE TRANSFER
TRAVEL GRANT	SOUTH ASIA	6	10,000	WIRE TRANSFER

Schedule F (Form 990) 2018

Page 4

Part IV

Foreign Forms

Schedule F (Form 990) 2018

Page 5

Part V

Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).

ReturnReference	Explanation
SCHEDULE F, PAGE 1, PART I, LINE 2	WITH RESPECT TO RESEARCH GRANTS MADE BY THE AMERICAN HEART ASSOCIATION TO FOREIGN INDIVIDUALS, THE RECIPIENT OF AHA FUNDS MUST SATISFY CERTAIN REQUIREMENTS OUTLINED IN THE GRANT AGREEMENT. UPON SATISFACTORY COMPLETION OF THE AGREEMENT AND WRITTEN ACCEPTANCE OF ALL SERVICES, AHA REMITS THE REMAINING BALANCE OF THE GRANTED FUNDS TO THE RECIPIENT. WITH RESPECT TO TRAVEL GRANTS MADE BY THE AMERICAN HEART ASSOCIATION TO FOREIGN INDIVIDUALS, SELECTED AHA FUNDED INVESTIGATORS FROM LOW AND MIDDLE INCOME COUNTRIES ARE AWARDED GRANT FUNDS TO REIMBURSE THE ACTUAL EXPENSES INCURRED, UP TO A CERTAIN THRESHOLD, TO ATTEND THE AHA SCIENTIFIC SESSIONS CONFERENCE AND THE WORLD CONGRESS OF CARDIOLOGY CONFERENCE. WITH RESPECT TO GRANTS MADE BY THE AMERICAN HEART ASSOCIATION TO FOREIGN ORGANIZATIONS, THE AHA'S POLICY IS TO UNDERTAKE EQUIVALENCY DETERMINATION OF FOREIGN ORGANIZATION RECIPIENTS. THIS PROCESS IS COMPRISED OF OBTAINING THE RECIPIENT ORGANIZATION'S MISSION STATEMENT, FINANCIAL RESULTS, ORGANIZATIONAL DOCUMENTS, SUCH AS BYLAWS AND ARTICLES OF INCORPORATION, AND RENDERING AN OPINION AS TO WHETHER OR NOT THE ORGANIZATION WOULD QUALIFY AS A 501(C)(3) PUBLIC CHARITY IN THE UNITED STATES. RESULTS OF GRANT INITIATIVES ARE MADE AVAILABLE TO THE AHA BY THE RECIPIENT ORGANIZATION.
SCHEDULE F, PAGE 1, PART I, LINE 3	CENTRAL AMERICA AND THE CARIBBEAN 0 228,223 EAST ASIA AND THE PACIFIC 0 26,302,746 EUROPE (INCL ICELAND AND GREENLAND) 0 78,513,814 MIDDLE EAST AND NORTH AFRICA 0 493,274 NORTH AMERICA 0 18,669,851 RUSSIA AND NEIGHBORING STATES 0 111,316 SOUTH AMERICA 0 2,583,649 SOUTH ASIA 0 507,554 SUB-SAHARAN AFRICA 0 733,877 CENTRAL AMERICA AND CARIBBEAN 34,027 0 EAST ASIA AND THE PACIFIC 1,255,278 0 EUROPE (INCL ICELAND AND GREENLAND) 639,553 0 MIDDLE EAST AND NORTH AFRICA 1,502,482 0 NORTH AMERICA 847,797 0 SOUTH AMERICA 654,246 0 SOUTH ASIA 734,353 0 SUB-SAHARAN AFRICA 111,417 0 EAST ASIA AND THE PACIFIC 28,716 0 EUROPE (INCL ICELAND AND GREENLAND) 27,460 0 NORTH AMERICA 17,702 0 SOUTH AMERICA 8,750 0 MIDDLE EAST AND NORTH AFRICA 1,250 0 SUB-SAHARAN AFRICA 22,492 0 SOUTH ASIA 10,000 0 SOUTH AMERICA 480,000 0 EAST ASIA AND THE PACIFIC 337,650 0
SCHEDULE F, PAGE 5, PART V	PART I, LINE 3 THE ASSOCIATION'S INVESTMENTS IN SECURITIES OF FOREIGN CORPORATIONS ARE MADE THROUGH U.S. BROKERAGE ACCOUNTS. THESE INVESTMENTS ARE MANAGED BY INDEPENDENT INVESTMENT MANAGERS AS PART OF A DIVERSIFIED STRATEGY FOR THE ASSOCIATION'S INVESTMENTS. THE INVESTMENT MANAGERS ARE GUIDED BY THE ASSOCIATION'S INVESTMENT POLICY OVERSEEN BY THE INVESTMENT COMMITTEE OF THE BOARD OF DIRECTORS. PARTS II AND III THE ORGANIZATION HAS REPORTED GRANTS BASED ON THE ACCRUAL METHOD OF ACCOUNTING AS REFLECTED IN THE ORGANIZATION'S FINANCIAL STATEMENTS. PART IV, LINE 6 THE ASSOCIATION FILED FORM 5713 WITH ITS FEDERAL FORM 990-T TO REPORT SALES OF EDUCATION AND TRAINING MATERIALS IN THE UNITED ARAB EMIRATES (UAE). ALTHOUGH UAE IS CONSIDERED A BOYCOTTING COUNTRY, THE ASSOCIATION DOES NOT PARTICIPATE IN ANY BOYCOTTING ACTIVITIES.

Schedule F (Form 990) 2018

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE G (Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Supplemental Information Regarding
Fundraising or Gaming Activities

Complete if the organization answered "Yes" on Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrow

Attach to Form 990 or Form 990-EZ.
right arrow

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2018

Open to Public Inspection

Name of the organization
AMERICAN HEART ASSOCIATION INC

Employer identification number

13-5613797

Part I

Fundraising Activities. Complete if the organization answered "Yes" on Form 990, Part IV, line 17.

Form 990-EZ filers are not required to complete this part.

Indicate whether the organization raised funds through any of the following activities. Check all that apply.

a	Mail solicitations	e	Solicitation of non-government grants
b	Internet and email solicitations	f	Solicitation of government grants
c	Phone solicitations	g	Special fundraising events
d	In-person solicitations

Did the organization have a written or oral agreement with any individual (including officers, directors, trustees

or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?

YesNo

If "Yes," list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.

(i) Name and address of individual or entity (fundraiser)		(ii) Activity	(iii) Did fundraiser have custody or control of contributions?		(iv) Gross receipts from activity	(v) Amount paid to (or retained by) fundraiser listed in col. (i)	(vi) Amount paid to (or retained by) organization
			Yes	No
	INFOCISION MANAGEMENT 33 SPRINGSIDE DRIVE AKRON, OH44333	TELEMKTG		No	3,072,908	2,533,282	539,626
	INSURANCE AUTO AUCTIONS 13085 HAMILTON CROSSING SUITE 500 CARMEL, IN46032	AUCTION	Yes		303,175	81,616	221,559








Total . . . . . . . . . . . . . . . . . . . .					3,376,083	2,614,898	761,185

List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.

All States

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 50083H

Schedule G (Form 990 or 990-EZ) 2018

Page 2

Part II

Fundraising Events. Complete if the organization answered "Yes" on Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.

		(a) Event #1 DAL HEARTWALK (event type)	(b) Event #2 BAY AREA HTWK (event type)	(c) Other events 6,049 (total number)	(d) Total events (add col. (a) through col. (c))
1	Gross receipts . . . . .	5,840,763	5,526,957	325,805,767	337,173,487
2	Less: Contributions . . . .	5,840,763	5,526,957	299,943,095	311,310,815
3	Gross income (line 1 minus line 2) . . . . . .			25,862,672	25,862,672

4	Cash prizes . . . . .
5	Noncash prizes . . . .	93,580	49,134	8,656,984	8,799,698
6	Rent/facility costs . . . .	426,215	217,885	13,882,245	14,526,345
7	Food and beverages . . .		103,220	8,029,566	8,132,786
8	Entertainment . . . .	41,451	2,810	2,426,832	2,471,093
9	Other direct expenses . . .	4,285	14,008	3,120,773	3,139,066
10	Direct expense summary. Add lines 4 through 9 in column (d) . . . . . . . . . .				37,068,988
11	Net income summary. Subtract line 10 from line 3, column (d). . . . . . . . . .				-11,206,316

Part III

Gaming. Complete if the organization answered "Yes" on Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.

		(a) Bingo	(b) Pull tabs/Instant bingo/progressive bingo	(c) Other gaming	(d) Total gaming (add col.(a) through col.(c))
1	Gross revenue . . . . .	25,652		88,497	114,149

2	Cash prizes . . . . .
3	Noncash prizes . . . .
4	Rent/facility costs . . . .
5	Other direct expenses . . .	1,647	1,647

Volunteer labor . . . .

	Yes %
	No

	Yes %
	No

	Yes %
	No

Direct expense summary. Add lines 2 through 5 in column (d) . . . . . . . . . . right arrow

1,647

Net gaming income summary. Subtract line 7 from line 1, column (d). . . . . . . . . right arrow

112,502

Enter the state(s) in which the organization conducts gaming activities: LA , SD , TX , NY , PA , CA , AZ

Is the organization licensed to conduct gaming activities in each of these states? . . . . . . . .

YesNo

If "No," explain:

SOME STATES DO NOT REQUIRE SPECIFIC LICENSURE OR THE ACTIVITY IS

10a

Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? . . .

YesNo

If "Yes," explain:

Schedule G (Form 990 or 990-EZ) 2018

Page 3

Does the organization conduct gaming activities with nonmembers? . . . . . . . . . . .

YesNo

Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity

formed to administer charitable gaming? . . . . . . . . . . . . . . . . .

YesNo

Indicate the percentage of gaming activity conducted in:

The organization's facility . . . . . . . . . . . . . . . . . .

13a

An outside facility . . . . . . . . . . . . . . . . . . . .

13b

100.000 %

Enter the name and address of the person who prepares the organization's gaming/special events books and records:

Name

CYNTHIA ROBERTS

Address

7272 GREENVILLE AVE
DALLAS,TX75231

15a

Does the organization have a contract with a third party from whom the organization receives gaming

revenue? . . . . . . . . . . . . . . . . . . . . . . . .

YesNo

If "Yes," enter the amount of gaming revenue received by the organization right arrow

$ and the

amount of gaming revenue retained by the third party right arrow

$ .

If "Yes," enter name and address of the third party:

Name

Address

Gaming manager information:

Name

Gaming manager compensation right arrow

Description of services provided right arrow

Director/officer Employee Independent contractor

Mandatory distributions:

Is the organization required under state law to make charitable distributions from the gaming proceeds to

retain the state gaming license? . . . . . . . . . . . . . . . . . . .

YesNo

Enter the amount of distributions required under state law distributed to other exempt organizations or spent

in the organization's own exempt activities during the tax year right arrow

Part IV

Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v); and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also provide any additional information. See instructions.

Return Reference

Explanation

SCHEDULE G, PAGE 1, PART I, LINE 2B, COLUMN (III)

INSURANCE AUTO AUCTIONS X

SCHEDULE G, PART IV

PART I, LINE 2B, COLUMN (III) INSURANCE AUTO AUCTIONS PROVIDES SERVICES RELATED TO THE MANAGEMENT OF VEHICLE DONATIONS. THIS INCLUDES ANSWERING DONOR CALLS, PREPARATION AND SALE OF DONATED VEHICLES, AND ACKNOLEDGEMENT OF DONORS. VEHICLE DONATIONS ARE RECEIVED THROUGHOUT THE YEAR. AHA PAYS A FIXED MANAGEMENT FEE PER VEHICLE BASED ON VOLUME. INSURANCE AUTO AUCTIONS RETAINS CUSTODY OF THE SALE PROCEEDS UNTIL THEY ARE DEPOSITED IN AHA'S ACCOUNT. PART I, LINE 2B COLUMN (V) INFOCISION PROVIDES SERVICES RELATED TO VARIOUS TELEPHONE MARKETING CAMPAGINS, INCLUDING VOLUNTEER RECRUITMENT AND TRAINING, SENDING OF FOLLOW-UP MAILINGS, AND REPORTING OF RESULTS. THE CONTRACT WITH INFOCISION PROVIDES THAT AHA REIMBURSE INFOCISION FOR POSTAGE AND OTHER MAILING MATERIALS. OF THE 3,072,908 PAID TO INFOCISION DURING THE YEAR, 5,325 IS REIMBURSEMENT OF POSTAGE AND OTHER MAILING MATERIALS. PART III, LINE 16 THE ASSOCIATION DOES NOT HAVE AN OVERALL MANAGER FOR GAMING ACTIVITIES. EACH GAMING EVENT IS MANAGED LOCALLY BY THE STAFF RESPONSIBLE FOR THE EVENT(S) AT THAT LOCATION.

Schedule G (Form 990 or 990-EZ) 2018

Additional Data

Software ID:
Software Version:

- TIN:

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

Schedule I
(Form 990)

Department of the Treasury
Internal Revenue Service

Grants and Other Assistance to Organizations,
Governments and Individuals in the United States

Complete if the organization answered "Yes," on Form 990, Part IV, line 21 or 22.
lBullet

Attach to Form 990.
lBullet

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2018

Open to Public
Inspection

Name of the organization
AMERICAN HEART ASSOCIATION INC

Employer identification number
13-5613797

Part I

General Information on Grants and Assistance

Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ........................

Yes No

Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.

Part II

Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any recipient

that received more than $5,000. Part II can be duplicated if additional space is needed.

(a) Name and address of organization or government	(b) EIN	(c) IRC section (if applicable)	(d) Amount of cash grant	(h) Purpose of grant or assistance
(1) 412 FOOD RESCUE 6022 BROAD ST PITTSBURGH,PA15206	47-3476140	(C)(3)	50,000	COMMUNITY IMPACT
(2) ACTION IN MONTGOMERY INC 8900 GEORGIA AVE SILVER SPRING,MD20910	52-2032072	(C)(3)	45,000	COMMUNITY IMPACT
(3) AFTERSCHOOL ALLIANCE INC 1101 14TH ST NW 700 WASHINGTON,DC20005	52-2275123	(C)(3)	73,700	COMMUNITY IMPACT
(4) ALBANY MEDICAL CENTER 47 NEW SCOTLAND AVE ALBANY,NY12208	14-1338310	(C)(3)	314,220	RESEARCH
(5) ALBERT EINSTEIN COLLEGE OF MEDICINE 1300 MORRIS PARK AVE BRONX,NY10461	13-1624225	(C)(3)	909,648	RESEARCH
(6) ALEGENT CREIGHTON HEALTH 12809 W DODGE RD OMAHA,NE68154	47-0757164	(C)(3)	35,320	EQUIPMENT UPGRADE
(7) ALEGENT HEALTH BERGAN MERCY HEALTH 7500 MERCY RD OMAHA,NE68124	47-0484764	(C)(3)	23,880	EQUIPMENT UPGRADE
(8) ALEGENT HEALTH-IMMANUEL MEDICAL CTR 6901 N 72ND ST OMAHA,NE68122	47-0376615	(C)(3)	23,880	EQUIPMENT UPGRADE
(9) ALEGENT HLTH-MEMORIAL HOSP SCHUYLER 104 W 17TH ST SCHUYLER,NE68661	47-0399853	(C)(3)	7,975	EQUIPMENT UPGRADE
(10) ALLIANCE FOR A HEALTHIER GENERATION 55 W 125TH ST NEW YORK,NY10027	27-2028308	(C)(3)	1,646,468	ANTI-OBESITY
(11) ALTRU HEALTH FOUNDATION PO BOX 6002 GRAND FORKS,ND58206	45-0368330	(C)(3)	45,399	EQUIPMENT UPGRADE
(12) AMERICANS FOR NONSMOKERS RIGHTS 2530 SAN PABLO AVE J BERKELEY,CA94702	94-2598713	(C)(4)	68,601	ANTI-TOBACCO
(13) ANN&ROBERT H LURIE CHILDREN'S HOSP 225 E CHICAGO AVE CHICAGO,IL60611	36-2170833	(C)(3)	284,688	RESEARCH
(14) ARKANSAS CHILDRENS HOSPITAL 1 CHILDRENS WAY LITTLE ROCK,AR72202	71-0236857	(C)(3)	300,000	RESEARCH
(15) ASCENSION PROVIDENCE ROCHESTER HOSP 16001 W 9 MILE RD SOUTHFIELD,MI48075	38-1358212	(C)(3)	7,027	EQUIPMENT UPGRADE
(16) ASCENSION SETON 1345 PHILOMENA ST AUSTIN,TX78723	74-1109643	(C)(3)	60,000	EQUIPMENT UPGRADE
(17) ASHLEY MEDICAL CTR DBA AMC CLINIC PO BOX 450 ASHLEY,ND58413	45-0255914	(C)(3)	5,800	EQUIPMENT UPGRADE
(18) AUGUSTA UNIVERSITY RESEARCH INST 1120 15TH ST AUGUSTA,GA30912	58-1418202	(C)(3)	3,332,576	RESEARCH
(19) AURORA HEALTH CARE INC PO BOX 343910 MILWAUKEE,WI53234	39-1136738	(C)(3)	10,500	EQUIPMENT UPGRADE
(20) BARAKA COMMUNITY WELLNESS 130 WARREN ST 3 FL ROXBURY,MA02119	46-2584139	(C)(3)	20,000	COMMUNITY IMPACT
(21) BATON ROUGE SPONSORING COMMITTEE 2019 GOVERNMENT ST BATON ROUGE,LA70806	80-0581861	(C)(3)	49,937	COMMUNITY IMPACT
(22) BAYLOR COLLEGE OF MEDICINE PO BOX 301207 DALLAS,TX75303	74-1613878	(C)(3)	1,921,979	RESEARCH
(23) BE MORE AMERICA INC 7 GATES AVE 7E BROOKLYN,NY11238	81-0914438	(C)(3)	8,000	COMMUNITY IMPACT
(24) BECKMAN RESEARCH INSTITUTE 1500 E DUARTE RD DUARTE,CA91010	95-3432210	(C)(3)	160,220	RESEARCH
(25) BED-STUY CAMPAIGN AGAINST HUNGER 2010 FULTON ST BROOKLYN,NY11233	20-0934854	(C)(3)	25,000	COMMUNITY IMPACT
(26) BELLEVUE MEDICAL CENTER LLC 2500 BELLEVUE MEDICAL CENTER DRIVE BELLEVUE,NE68123	20-4305186		23,880	EQUIPMENT UPGRADE
(27) BETH ISRAEL DEACONESS MEDICAL CTR 330 BROOKLINE AVE BOSTON,MA02215	04-2103881	(C)(3)	988,644	RESEARCH
(28) BLESSING HOSPITAL 1005 BROADWAY ST QUINCY,IL62301	37-0661183	(C)(3)	20,000	EQUIPMENT UPGRADE
(29) BLOODWORKS NORTHWEST 921 TERRY AVE SEATTLE,WA98104	91-1019655	(C)(3)	228,690	RESEARCH
(30) BOSTON UNIVERSITY MEDICAL CAMPUS 85 E NEWTON ST BOSTON,MA02118	04-2103547	(C)(3)	365,220	RESEARCH
(31) THE BRIGHAM & WOMEN'S HOSPITAL 75 FRANCIS STREET BOSTON,MA02115	04-2312909	(C)(3)	7,247,334	RESEARCH
(32) BRIGHTON AREA FIRE AUTHORITY 615 W GRAND RIVER AVE BRIGHTON,MI48116	38-3538846	GOV	11,200	EQUIPMENT UPGRADE
(33) BROWARD COMMUNITY AND FAMILY HEALTH 6015 WASHINGTON ST 2 FL HOLLYWOOD,FL33023	59-3489664	(C)(3)	13,440	EQUIPMENT UPGRADE
(34) BROWN UNIVERSITY 164 AGNELL ST PROVIDENCE,RI02912	05-0258809	(C)(3)	300,000	RESEARCH
(35) BRYAN MEDICAL CENTER 1600 S 48TH ST LINCOLN,NE68506	47-0376552	(C)(3)	29,840	EQUIPMENT UPGRADE
(36) BUTLER COUNTY HEALTH CARE CENTER 372 S 9TH ST DAVID CITY,NE68632	47-0551144	GOV	7,975	EQUIPMENT UPGRADE
(37) CALIFORNIA BICYCLE COALITION ED FND 1017 L ST 288 SACRAMENTO,CA95814	68-0417507	(C)(3)	123,417	COMMUNITY IMPACT
(38) CALIFORNIA FOOD PLCY ADVOCATES INC 1970 BROADWAY 760 OAKLAND,CA94612	94-3163142	(C)(3)	62,500	COMMUNITY IMPACT
(39) CALIFORNIA HEAD START ASSOCIATION 1107 9TH ST 300 SACRAMENTO,CA95814	77-0412315	(C)(3)	119,966	COMMUNITY IMPACT
(40) CALIFORNIA INSTITUTE OF TECHNOLOGY 1200 E CALIFORNIA BLVD PASADENA,CA91125	95-1643307	(C)(3)	300,000	RESEARCH
(41) CAMPAIGN FOR TOBACCO-FREE KIDS 1400 I ST NW 1200 WASHINGTON,DC20005	52-1969967	(C)(3)	275,000	ANTI-TOBACCO
(42) CAMPAIGN TO END OBESITY ACTION FUND 1341 G ST NW 6 FL WASHINGTON,DC20005	26-0389702	(C)(3)	9,000	ANTI-OBESITY
(43) CARRINGTON HEALTH CENTER 800 N 4TH ST N CARRINGTON,ND58421	45-0227311	(C)(3)	13,600	EQUIPMENT UPGRADE
(44) CAVALIER CNTY MEMORIAL HOSP ASSOC 909 2ND ST LANGDON,ND58249	45-0306787	(C)(3)	5,800	EQUIPMENT UPGRADE
(45) CEDARS-SINAI MEDICAL CENTER 6500 WILSHIRE BLVD 1150 LOS ANGELES,CA90048	95-1644600	(C)(3)	1,293,000	RESEARCH
(46) CTR FOR SCIENCE IN THE PUBLIC INT 1220 L ST NW 300 WASHINGTON,DC20005	23-7122879	(C)(3)	49,500	COMMUNITY IMPACT
(47) CHAPMAN UNIVERSITY ONE UNIVERSITY DR ORANGE,CA92866	95-1643992	(C)(3)	200,000	RESEARCH
(48) CHI LISBON HEALTH 905 MAIN ST LISBON,ND58054	82-0558836	(C)(3)	5,800	EQUIPMENT UPGRADE
(49) CHILDRENS ADVOCACY ALLIANCE 5258 S EASTERN AVENUE 151 LAS VEGAS,NV89119	88-0394078	(C)(3)	98,729	COMMUNITY IMPACT
(50) CHILDREN'S HOSPITAL BOSTON 300 LONGWOOD AVE BOSTON,MA02115	04-2774441	(C)(3)	1,023,048	RESEARCH
(51) CHILDREN'S HOSPITAL MEDICAL CENTER 3333 BURNET AVE CINCINNATI,OH45229	31-0833936	(C)(3)	1,879,604	RESEARCH
(52) CHILDREN'S HOSP PITTSBURGH FDTN 4401 PENN AVE 3 FL PITTSBURGH,PA15224	25-1865744	(C)(3)	25,000	EQUIPMENT UPGRADE
(53) CHILDREN'S RESEARCH INSTITUTE 111 MICHIGAN AVE NW WASHINGTON,DC20010	52-1654453	(C)(3)	110,456	RESEARCH
(54) CHRISTIAN UNITY HOSPITAL CORP 164 W 13TH ST GRAFTON,ND58237	45-0310159	(C)(3)	5,800	EQUIPMENT UPGRADE
(55) CLARINDA REGIONAL HEALTH CENTER 220 ESSIE DAVISON DR CLARINDA,IA51632	42-6005819	GOV	15,000	EQUIPMENT UPGRADE
(56) CLEVELAND CLINIC FOUNDATION 9500 EUCLID AVE CLEVELAND,OH44195	34-0714585	(C)(3)	919,968	RESEARCH
(57) CODMAN SQUARE NEIGHBORHOOD COUNCIL 14 EUCLID ST DORCHESER,MA02124	22-3315109	(C)(3)	6,500	ANTI-OBESITY
(58) COLORADO NONPROFIT DEVELOPMENT CTR 789 SHERMAN ST 250 DENVER,CO80203	84-1493585	(C)(3)	62,140	COMMUNITY IMPACT
(59) COLUMBIA UNIVERSITY PO BOX 29789 NEW YORK,NY10087	13-5598093	(C)(3)	1,099,532	RESEARCH
(60) COLUMBUS COMMUNITY HOSPITAL INC 4600 38TH ST COLUMBUS,NE68601	47-0542043	(C)(3)	9,350	EQUIPMENT UPGRADE
(61) COMMUNITY AMBULANCE SERVICE INC PO BOX 100 ROLLA,ND58367	45-0317568	(C)(3)	8,500	DEFIB/MONITORS
(62) COMMUNITY HEALTH OF SOUTH FL INC 10300 SW 216TH ST MIAMI,FL33190	59-1372690	(C)(3)	7,680	COMMUNITY IMPACT
(63) COMMUNITY PARTNERS 1000 N ALAMEDA ST 240 LOS ANGELES,CA90012	95-4302067	(C)(3)	228,735	COMMUNITY IMPACT
(64) COMMUNITY SERVICE CARE INC 36 PERKINS ST JAMAICA PLAIN,MA02130	04-2754281	(C)(3)	15,000	EQUIPMENT UPGRADE
(65) COOPERSTOWN MEDICAL CENTER 1200 ROBERTS AVE NE COOPERSTOWN,ND58425	45-0227753	(C)(3)	5,075	EQUIPMENT UPGRADE
(66) CORNELL UNIVERSITY 341 PINE TREE ROAD ITHACA,NY14850	13-0532082	(C)(3)	270,676	RESEARCH
(67) COZAD HOSPITAL FOUNDATION PO BOX 108 COZAD,NE69130	47-0634575	(C)(3)	7,975	EQUIPMENT UPGRADE
(68) CRETE AREA MEDICAL CENTER 2910 BETTEN DR CRETE,NE68333	47-0841285	(C)(3)	7,975	EQUIPMENT UPGRADE
(69) CULTURETRUST GREATER PHILADELPHIA 1315 WALNUT ST 320 PHILADELPHIA,PA19107	46-3109411	(C)(3)	20,000	COMMUNITY IMPACT
(70) DANA-FARBER CANCER INSTITUTE 450 BROOKLINE AVE BOSTON,MA02115	04-2263040	(C)(3)	328,152	RESEARCH
(71) DC GREENS INC 2000 P ST NW 240 WASHINGTON,DC20036	26-4527988	(C)(3)	92,065	ANTI-OBESITY
(72) DENVER RESEARCH INSTITUTE 3401 QUEBEC ST 5000 DENVER,CO80207	84-1392442	(C)(3)	231,000	RESEARCH
(73) DIZZY FEET FOUNDATION 12655 W JEFFERSON BLVD LOS ANGELES,CA90066	26-4501295	(C)(3)	250,000	ANTI-OBESITY
(74) DOUGLAS COUNTY FOOD COUNCIL 1100 MASSACHUSETTS ST LAWRENCE,KS66044	48-6033538	GOV	24,995	COMMUNITY IMPACT
(75) DREXEL UNIVERSITY 3141 CHESTNUT ST PHILADELPHIA,PA19104	23-1352630	(C)(3)	231,000	RESEARCH
(76) DUKE UNIVERSITY MEDICAL CENTER PO BOX 602651 CHARLOTTE,NC28260	56-0532129	(C)(3)	1,564,280	RESEARCH
(77) EAST CAROLINA UNIVERSITY 2200 SOUTH CHARLES BLVD GREENVILLE,NC27858	56-6000403	GOV	53,688	RESEARCH
(78) EAST TENNESSEE STATE UNIVERSITY PO BOX 70732 JOHNSON CITY,TN37614	62-6021046	GOV	153,962	RESEARCH
(79) EASTERN VIRGINIA MEDICAL SCHOOL 358 MOWBRAY ARCH 303 NORFOLK,VA23507	54-6055378	(C)(3)	350,866	RESEARCH
(80) EMORY UNIVERSITY PO BOX 935084 ATLANTA,GA31193	58-0566256	(C)(3)	2,153,464	RESEARCH
(81) FAIR FOOD NETWORK 205 E WASHINGTON ST B ANN ARBOR,MI48104	26-4143394	(C)(3)	148,243	COMMUNITY IMPACT
(82) FAITH IN TEXAS 1111 W MOCKINGBIRD LN 595 DALLAS,TX75247	47-3005234	(C)(3)	63,756	COMMUNITY IMPACT
(83) FAITH REGIONAL HEALTH SERVICES 1500 KOENIGSTEIN AVE NORFOLK,NE68701	47-0796875	(C)(3)	23,880	EQUIPMENT UPGRADE
(84) FAMILY CHRISTIAN HEALTH CENTER 31 WEST 155TH ST HARVEY,IL60426	36-4346917	(C)(3)	10,000	EQUIPMENT UPGRADE
(85) FATHERS UPLIFT INC 12 SOUTHERN AVE DORCHESTER,MA02124	46-1407932	(C)(3)	100,000	COMMUNITY IMPACT
(86) FIRE DEPARTMENT OF NEW YORK 9 METROTECH CENTER ROOM 5E-5 BROOKLYN,NY11201	13-6400434	GOV	830,325	EQUIPMENT UPGRADE
(87) FIRST NATIONS DEVELOPMENT INSTITUTE 2432 MAIN ST 2 FL LONGMONT,CO80501	54-1254491	(C)(3)	300,000	COMMUNITY IMPACT
(88) FLINT FRESH 3325 E COURT ST FLINT,MI48506	81-2840219	(C)(3)	100,000	COMMUNITY IMPACT
(89) FLORIDA ATLANTIC UNIVERSITY 777 GLADES RD BOCA RATON,FL33431	65-0385507	GOV	154,000	RESEARCH
(90) FLORIDA INTERNATIONAL UNIVERSITY 11200 SW 8TH ST MIAMI,FL33199	65-0177616	GOV	304,058	RESEARCH
(91) FLORIDA STATE UNIVERSITY 600 W COLLEGE AVE TALLAHASSEE,FL32306	59-1961248	GOV	53,688	RESEARCH
(92) F-M AMBULANCE SERVICE INC PO BOX 5039 SIOUX FALLS,SD57117	45-0344371	(C)(3)	8,500	DEFIB/MONITORS
(93) FOUNDATION FOR ANNIE JEFFREY PO BOX 428 OSCEOLA,NE68651	20-8143443	(C)(3)	7,975	EQUIPMENT UPGRADE
(94) FOUNDATION FOR HEALTHY GENERATIONS 419 3RD AVE W SEATTLE,WA98119	91-6186093	(C)(3)	141,786	COMMUNITY IMPACT
(95) FRANKLIN COUNTY COMMUNITY DEV CORP 324 WELLS ST GREENFIELD,MA01301	04-2678309	GOV	124,451	COMMUNITY IMPACT
(96) FRED HUTCHINSON CANCER RESEARCH CTR 1100 FAIRVIEW AVE N SEATTLE,WA98109	23-7156071	(C)(3)	103,328	RESEARCH
(97) FREEPORT MEMORIAL HOSPITAL 1045 W STEPHENSON ST FREEPORT,IL61032	36-2181997	(C)(3)	74,000	EQUIPMENT UPGRADE
(98) FRESH TRUCK INC 69 SHIRLEY ST BOSTON,MA02119	46-2848535	(C)(3)	120,000	COMMUNITY IMPACT
(99) FUND FOR A HEALTHIER COLORADO 1536 WYNKOOP ST 224 DENVER,CO80202	47-4101801	(C)(3)	19,980	COMMUNITY IMPACT
(100) GARRISON MEMORIAL HOSPITAL 407 3RD AVE SE GARRISON,ND58540	45-0227752	(C)(3)	5,800	EQUIPMENT UPGRADE
(101) GEORGE WASHINGTON UNIVERSITY 45155 RESEARCH PL 240V ASHBURN,VA20147	53-0196584	(C)(3)	1,668,346	RESEARCH
(102) GEORGETOWN UNIVERSITY 2121 WISCONSIN AVE NW WASHINGTON,DC20007	53-0196603	(C)(3)	802,532	RESEARCH
(103) GEORGIA STATE UN RSCH FDTN INC PO BOX 3999 ATLANTA,GA30302	58-1845423	(C)(3)	1,024,356	RESEARCH
(104) GEORGIA TECH RESEARCH CORPORATION PO BOX 101117 ATLANTA,GA30384	58-0603146	(C)(3)	498,596	RESEARCH
(105) GLADSTONE INSTITUTE SAN FRANCISCO 1650 OWENS ST SAN FRANCISCO,CA94158	23-7203666	(C)(3)	106,532	RESEARCH
(106) GOOD SAMARITAN HOSPITAL 10 E 31ST ST KEARNEY,NE68848	47-0379755	(C)(3)	23,880	EQUIPMENT UPGRADE
(107) GOOD SAMARITAN HOSPITAL ASSOCIATION 800 S MAIN AVE RUGBY,ND58368	45-0226419	(C)(3)	5,800	EQUIPMENT UPGRADE
(108) GRADY MEMORIAL HOSPITAL CORPORATION 50 HURT PLAZA 301 ATLANTA,GA30303	26-2037695	(C)(3)	110,000	EQUIPMENT UPGRADE
(109) GROVE HALL NEIGHBORHOOD DEVELOPMENT 7 CHENEY ST DORCHESTER,MA02121	04-2886494	(C)(3)	20,000	COMMUNITY IMPACT
(110) HARRIS COUNTY HOSPITAL DISTR FDTN 2525 HOLLY HALL 292 HOUSTON,TX77054	74-1536936	(C)(3)	6,012	EQUIPMENT UPGRADE
(111) HAWAII APPLESEED CTR LAW ECON JTCE 733 BISHOP ST 1180 HONOLULU,HI96813	76-0748976	(C)(3)	61,304	COMMUNITY IMPACT
(112) HAZEN MEMORIAL HOSPITAL ASSOCIATION 510 8TH AVE NE HAZEN,ND58545	45-0308379	(C)(3)	22,550	EQUIPMENT UPGRADE
(113) HEALTHCARE AND WELLNESS FOUNDATION 2400 ST FRANCIS DR BRECKENRIDGE,MN56520	76-0761782	(C)(3)	11,900	EQUIPMENT UPGRADE
(114) HEALTHY SCHOOLS CAMPAIGN 175 N FRANKLIN ST 300 CHICAGO,IL60606	36-4308068	(C)(3)	125,000	COMMUNITY IMPACT
(115) HENRY COUNTY MEMORIAL HOSPITAL 1000 N 16TH ST NEW CASTLE,IN47362	35-6001583	(C)(3)	46,782	EQUIPMENT UPGRADE
(116) HENRY FORD MACOMB HOSPITAL CORP ONE FORD PLACE 5F DETROIT,MI48202	38-2947657	(C)(3)	21,250	EQUIPMENT UPGRADE
(117) HIGHMARK HEALTH 320 E NORTH AVE PITTSBURGH,PA15212	25-1838458	(C)(3)	30,400	EQUIPMENT UPGRADE
(118) HIP HOP PUBLIC HEALTH INC 515 EDGECOMBE AVE 14 NEW YORK,NY10032	80-0722635	(C)(3)	50,000	COMMUNITY IMPACT
(119) HOMESTART INC 105 CHAUNCY ST 502 BOSTON,MA02111	04-3311270	(C)(3)	150,000	COMMUNITY IMPACT
(120) HOPE COLLEGE 141 E 12TH ST HOLLAND,MI49422	38-1381271	(C)(3)	154,000	RESEARCH
(121) HORIZON FOUNDATION OF HOWARD COUNTY 10480 LITTLE PATUXENT PKWY COLUMBIA,MD21044	52-2119011	(C)(3)	125,000	COMMUNITY IMPACT
(122) HUNGER SOLUTIONS MINNESOTA 555 PARK ST 400 SAINT PAUL,MN55103	36-3567366	(C)(3)	42,181	COMMUNITY IMPACT
(123) IAF NORTHWEST 649 STRANDER BLVD B TUKWILA,WA98188	91-1499816	(C)(3)	86,500	COMMUNITY IMPACT
(124) ICAHN SCHOOL OF MEDICINE-MT SINAI ONE GUSTAVE L LEVY PL NEW YORK,NY10029	13-6171197	(C)(3)	134,376	RSCH & EQUIP UPGRADE
(125) IDAHO HEAD START ASSOCIATION INC 223 N 6TH ST 435 BOISE,ID83702	82-0416273	(C)(3)	124,992	COMMUNITY IMPACT
(126) IDAHO SMART GROWTH INC 910 MAIN ST 314 BOISE,ID83702	82-0522757	(C)(3)	30,003	COMMUNITY IMPACT
(127) IDAHO WALK BIKE ALLIANCE PO BOX 1594 BOISE,ID83701	27-1334849	(C)(3)	60,377	COMMUNITY IMPACT
(128) ILLINOIS INSTITUTE OF TECHNOLOGY 3424 SOUTH ST CHICAGO,IL60453	36-2170136	(C)(3)	352,426	RESEARCH
(129) ILLINOIS VALLEY COMMUNITY HOSPITAL 925 WEST ST PERU,IL61354	36-2852553	(C)(3)	5,070	EQUIPMENT UPGRADE
(130) INCLUSIVE ACTION FOR THE CITY 553 S CLARENCE ST LOS AGELES,CA90033	27-0584116	(C)(3)	25,000	COMMUNITY IMPACT
(131) INDIANA UNIVERSITY PO BOX 66057 INDIANAPOLIS,IN46266	35-6001673	GOV	2,038,201	RESEARCH
(132) INNOVIS HEALTH LLC 3000 32ND AVE S FARGO,ND58103	26-1175213	(C)(3)	57,909	EQUIPMENT UPGRADE
(133) INSTITUTE FOR SYSTEMS BIOLOGY 401 TERRY AVE N SEATTLE,WA98109	91-2003593	(C)(3)	104,060	RESEARCH
(134) IOWA STATE UNIVERSITY 2433 UNION DR AMES,IA50011	42-6004224	GOV	253,688	RESEARCH
(135) JACKSONVILLE JAGUARS FOUNDATION INC ONE TIAA BANK FIELD DRIVE JACKSONVILLE,FL32202	59-3249687	(C)(3)	25,000	COMMUNITY IMPACT
(136) JACOBSON MEMORIAL HOSPITAL CARE CTR 601 EAST ST N ELGIN,ND58533	45-0222079	(C)(3)	5,800	EQUIPMENT UPGRADE
(137) JESSIE TRICE COMMUNITY HEALTH CTR 5607 NW 27TH AVE 1 MIAMI,FL33142	59-1235617	(C)(3)	5,120	EQUIPMENT UPGRADE
(138) JOHNS HOPKINS UNIVERSITY 12529 COLLECTIONS CENTER DR CHICAGO,IL60693	52-0595110	(C)(3)	4,842,968	RESEARCH
(139) JOSLIN DIABETES CENTER INC ONE JOSLIN PL BOSTON,MA02215	04-2203836	(C)(3)	160,220	RESEARCH
(140) KAISER FOUNDATION HOSPITALS 2701 NW VAUGHN 490 PORTLAND,OR97210	94-1105628	(C)(3)	252,216	RESEARCH
(141) KANSAS STATE UNIVERSITY 118 ANDERSON HALL MANHATTAN,KS66506	48-0771751	GOV	53,688	RESEARCH
(142) KEARNEY REGIONAL MEDICAL CENTER 804 22ND AVENUE KEARNEY,NE68845	27-0860326		11,440	EQUIPMENT UPGRADE
(143) KENTUCKY YOUTH ADVOCATES INC 10200 LINN STATION RD 310 LOUISVILLE,KY40223	61-0929390	(C)(3)	125,000	COMMUNITY IMPACT
(144) LA JOLLA INST ALLERGYIMMUNOLOGY 9420 ATHEN CIR LA JOLLA,CA92037	33-0328688	(C)(3)	224,824	RESEARCH
(145) LA SEMILLA FOOD CENTER PO BOX 2579 ANTHONY,NM88021	27-2486484	(C)(3)	74,337	COMMUNITY IMPACT
(146) LAWRENCE LIVERMORE NATL LABORATORY 700 EAST AVE LIVERMORE,CA94550	20-5624386	GOV	2,311,823	RESEARCH
(147) LAWRENCE TECHNOLOGICAL UNIVERSITY 21000 WEST TEN MILE RD SOUTHFIELD,MI48075	38-1369604	(C)(3)	151,734	RESEARCH
(148) LEXINGTON FARMERS MARKET PO BOX 553 LEXINGTON,KY40588	03-0426444		7,800	COMMUNITY IMPACT
(149) LINTON HOSPITAL 518 N BROADWAY ST LINTON,ND58552	45-0253272	(C)(3)	5,800	EQUIPMENT UPGRADE
(150) LIVEWELL COLORADO 1490 LAFAYETTE ST 404 DENVER,CO80218	26-2464764	(C)(3)	115,793	COMMUNITY IMPACT
(151) LIVING STREETS ALLIANCE PO BOX 2641 TUCSON,AZ85702	27-4678502	(C)(3)	73,733	COMMUNITY IMPACT
(152) LOUISIANA STATE UNIVERSITY 433 BOLIVAR ST 619 NEW ORLEANS,LA70112	72-6087770	GOV	859,288	RESEARCH
(153) LOYOLA UNIVERSITY MEDICAL CENTER 820 N MICHIGAN AVE CHICAGO,IL60611	36-1408475	(C)(3)	270,676	RESEARCH
(154) LUTHERAN CHARITY ASSOCIATION 2422 20TH ST SW JAMESTOWN,ND58401	45-0231181	(C)(3)	5,800	EQUIPMENT UPGRADE
(155) MADE INSTITUTE 605 E PARKWAY AVE FLINT,MI48505	47-3281597	(C)(3)	50,000	COMMUNITY IMPACT
(156) MAGEE-WOMENS RSCH INST & FDTN 3339 WARD ST PITTSBURGH,PA15213	25-1462312	(C)(3)	178,340	RESEARCH
(157) MAINE MEDICAL CENTER 81 RESEARCH DR SCARBOROUGH,ME04074	01-0238552	(C)(3)	300,000	RESEARCH
(158) MARQUETTE UNIVERSITY PO BOX 1881 MILWAUKEE,WI53201	39-0806251	(C)(3)	257,328	RESEARCH
(159) MARSHALL UNIVERSITY RESEARCH CORP 1 JOHN MARSHALL DR HUNTINGTON,WV25755	55-0683361	(C)(3)	207,688	RESEARCH
(160) MASONIC MEDICAL RESEARCH LABORATORY 2150 BLEEKER ST UTICA,NY13502	13-5648611	(C)(3)	12,000	RESEARCH
(161) THE MASSACHUSETTS GENERAL HOSPITAL 55 FRUIT ST BOSTON,MA02114	04-1564655	(C)(3)	2,947,068	RSCH & EQUIP UPGRADE
(162) MAYO CLINIC ROCHESTER 200 FIRST ST SW ROCHESTER,MN55905	41-6011702	(C)(3)	1,137,632	RESEARCH
(163) MCKENZIE COUNTY HEALTHCARE SYS INC 709 4TH AVENUE NE WATFORD CIRY,ND58854	77-0637498	(C)(3)	5,800	EQUIPMENT UPGRADE
(164) MEDICAL COLLEGE OF WISCONSIN 8701 WATERTOWN PLANK RD MILWAUKEE,WI53226	39-0806261	(C)(3)	300,000	RESEARCH
(165) MEDICAL UNIV OF SOUTH CAROLINA 19 HAGOOD AVE 303 CHARLESTON,SC29425	57-6000722	GOV	853,688	RESEARCH
(166) MEMORIAL COMMUNITY HEALTH INC 1423 7TH ST AURORA,NE68818	47-0461859	(C)(3)	7,975	EQUIPMENT UPGRADE
(167) MEMORIAL COMMUNITY HOSPITAL CORP 810 N 22ND ST BLAIR,NE68008	47-0426285	(C)(3)	7,975	EQUIPMENT UPGRADE
(168) MERCY HOSPITAL 570 CHAULAUQUA BLVD VALLEY CITY,ND58072	45-0226553	(C)(3)	5,800	EQUIPMENT UPGRADE
(169) MERCY HOSPITAL OF DEVILS LAKE 1031 7TH ST NE DEVILS LAKE,ND58301	45-0227012	(C)(3)	5,800	EQUIPMENT UPGRADE
(170) MERCY HOSPITAL SOUTH 10010 KENNERLY RD ST LOUIS,MO63128	43-0980256	(C)(3)	9,000	EQUIPMENT UPGRADE
(171) MERCY MEDICAL CENTER 1301 15TH AVE W WILLISTON,ND58801	45-0231183	(C)(3)	5,800	EQUIPMENT UPGRADE
(172) METHODIST HOSPITAL 6565 FANNIN ST HOUSTON,TX77030	87-0721923	(C)(3)	800,000	RESEARCH
(173) METRO BICYCLE COALITION 2100 ORETHA CASTLE HALEY BLVD NEW ORLEANS,LA70113	80-0100169	(C)(3)	58,996	COMMUNITY IMPACT
(174) MIAMI BEACH COMM HEALTH CENTER INC 11645 BISCAYNE BLVD 207 MIAMI,FL33181	59-1829984	(C)(3)	7,680	EQUIPMENT UPGRADE
(175) MICHIGAN FARMERS MARKET ASSOCIATION 480 WILSON ROAD 172 EAST LANSING,MI48824	45-2119498	(C)(3)	29,694	COMMUNITY IMPACT
(176) MICHIGAN STATE UNIVERSITY 426 AUDITORIUM RD 2 EAST LANSING,MI48824	38-6005984	GOV	553,522	RESEARCH
(177) MICHIGAN TECHNOLOGICAL UNIVERSITY 1400 TOWNSEND DR HOUGHTON,MI49931	38-6005955	GOV	258,060	RESEARCH
(178) MIDATLANTIC ASSOC OF COMM HLTH CTRS 4319 FORBES BLVD LANHAM,MD20706	52-1344933	(C)(3)	25,000	EQUIPMENT UPGRADE
(179) MILL CITY GROWS INC 650 SUFFOCK ST G10 LOWELL,MA01854	47-2096070	(C)(3)	10,000	COMMUNITY IMPACT
(180) MISSISSIPPI STATE UNIVERSITY PO BOX 5227 MISSISSIPPI STATE,MS39762	64-6000819	GOV	6,175	ANTI-OBESITY
(181) MOUNTRAIL COUNTY MEDICAL CENTER INC 615 6TH ST SE STANLEY,ND58784	45-0447670	(C)(3)	5,800	EQUIPMENT UPGRADE
(182) NACCRRA 1515 NORTH COURTHOUSE RD 3 FL ARLINGTON,VA22201	94-3060756	(C)(3)	47,700	COMMUNITY IMPACT
(183) NATIONAL HEAD START ASSOCIATION 1651 PRINCE STREET ALEXANDRIA,VA22314	52-1282065	(C)(3)	47,700	COMMUNITY IMPACT
(184) NATIONWIDE CHILDREN'S HOSPITAL PO BOX 715245 COLUMBUS,OH43271	31-6056230	(C)(3)	460,220	RESEARCH
(185) NCSL FDTN FOR STATE LEGISLATURES 7700 E 1ST PL DENVER,CO80230	74-2232576	(C)(3)	12,500	COMMUNITY IMPACT
(186) NEBRASKA METHODIST HOSPITAL 825 S 166TH ST OMAHA,NE68118	47-0376604	(C)(3)	33,230	EQUIPMENT UPGRADE
(187) NELSON COUNTY HEALTH SYSTEM 200 N MAIN ST MCVILLE,ND58254	45-0119890	(C)(3)	11,900	EQUIPMENT UPGRADE
(188) NEW JERSEY INSTITUTE OF TECHNOLOGY UNIVERSITY HEIGHTS RM 3 NEWARK,NJ07102	22-1714037	(C)(3)	154,000	RESEARCH
(189) NEW YORK MEDICAL COLLEGE 40 SUNSHINE COTTAGE RD VALHALLA,NY10595	13-1099420	(C)(3)	300,000	RESEARCH
(190) NEW YORK UNIVERSITY 700 WASHINGTON SQUARE S NEW YORK,NY10012	13-5562309	(C)(3)	651,452	RESEARCH
(191) NORTH CAROLINA ALLIANCE FOR HEALTH 3131 RDU CENTER DR 100 MORRISVILLE,NC27560	81-4271401	(C)(3)	68,426	COMMUNITY IMPACT
(192) NORTH CAROLINA PTA 3501 GLENWOOD AVE RALEIGH,NC27612	56-0340503	(C)(3)	104,509	COMMUNITY IMPACT
(193) NORTH CAROLINA STATE UNIVERSITY CAMPUS BOX 7205 RALEIGH,NC27695	56-6000756	GOV	738,376	RESEARCH
(194) NORTH DAKOTA DEPARTMENT OF HEALTH 600 E BOULEVARD AVE BISMARCK,ND58505	45-0309764	GOV	26,347	COMMUNITY IMPACT
(195) NORTH DAKOTA HEAD START ASSOC 1326 1ST ST N FARGO,ND58102	45-0456112	(C)(3)	124,888	COMMUNITY IMPACT
(196) NORTH DAKOTA STATE UNIVERSITY 1340 ADMINISTRATION AVE FARGO,ND58105	45-6002439	GOV	150,887	RESEARCH
(197) NORTH KANSAS CITY HOSPITAL 2800 CLAY EDWARDS DR NORTH KANSAS CITY,MO64116	44-6005747	(C)(3)	5,088	EQUIPMENT UPGRADE
(198) NORTH PLATTE NEBRASKA HOSPITAL CORP 601 W LEOTA ST NORTH PLATTE,NE69101	47-0662290	(C)(3)	23,880	EQUIPMENT UPGRADE
(199) NORTHEAST OHIO MEDICAL UNIVERSITY PO BOX 95 ROOTSTOWN,OH44272	34-1264220	(C)(3)	454,000	RESEARCH
(200) NORTHEASTERN UNIVERSITY 360 HUNTINGTON AVE BOSTON,MA02115	04-1679980	(C)(3)	333,376	RESEARCH
(201) NORTHERN ARIZONA UNIVERSITY 600 S KNOLES DR FLAGSTAFF,AZ86011	74-2579628	GOV	153,995	RESEARCH
(202) NORTHERN CAL INST RESEARCH AND ED 4150 CLEMENT ST 151 SAN FRANCISCO,CA94121	94-3084159	(C)(3)	110,456	RESEARCH
(203) NORTHWEST COMMUNITY HOSPITAL 800W CENTRAL RD ARLINGTON HEIGHTS,IL60005	36-2340313	(C)(3)	10,000	EQUIPMENT UPGRADE
(204) NORTHWESTERN MEDICAL CENTER INC 133 FAIRFIELD ST SAINT ALBANS,VT05478	30-0266986	(C)(3)	28,773	COMMUNITY IMPACT
(205) NORTHWESTERN UNIVERSITY 633 CLARK ST EVANSTON,IL60208	36-2167817	(C)(3)	7,049,921	RESEARCH
(206) NORTHWOOD DEACONESS HEALTH CENTER PO BOX 190 NORTHWOOD,ND58267	45-0226472	(C)(3)	5,075	EQUIPMENT UPGRADE
(207) NYU WINTHROP HOSPITAL 259 1ST ST MINEOLA,NY11501	11-1633486	(C)(3)	213,064	RESEARCH
(208) OAKES COMMUNITY HOSPITAL 1200 N 7TH ST OAKES,ND58474	45-0231675	(C)(3)	5,800	EQUIPMENT UPGRADE
(209) OAKLAND UNIVERSITY 2200 N SQUIRREL RD ROCHESTER,MI48309	38-1714400	(C)(3)	214,000	RESEARCH
(210) OAKWOOD HEALTHCARE INC 26901 BEAUMONT BLVD SOUTHFIELD,MI48033	38-1405141	(C)(3)	14,054	EQUIPMENT UPGRADE
(211) OCCIDENTAL COLLEGE 1600 CAMPUS RD LOS ANGELES,CA90041	95-1667177	(C)(3)	154,000	RESEARCH
(212) OHIO UNIVERSITY OHIO UNIVERSITY ATHENS,OH45701	31-6402113	GOV	157,748	RESEARCH
(213) OHIO HEALTH CORPORATION 1000 MCKINLEY PARK DR MARION,OH43302	31-1070877	(C)(3)	90,000	EQUIPMENT UPGRADE
(214) OKLAHOMA MEDICAL RESEARCH FDN 825 NE 13TH ST OKLAHOMA CITY,OK73104	73-0580274	(C)(3)	447,988	RESEARCH
(215) ON EAGLES WINGS INC 1 MEDICAL PKWY 149 FARMERS BRANCH,TX75234	75-2616002	(C)(3)	75,000	EQUIPMENT UPGRADE
(216) OREGON HEALTH & SCIENCE UNIVERSITY 690 SW BANCROFT ST PORTLAND,OR97239	93-1176109	GOV	521,743	RESEARCH
(217) PALMETTO CYCLING COALITION 141F PELHAM DR 116 COLUMBIA,SC29209	57-1020701	(C)(3)	44,492	COMMUNITY IMPACT
(218) PALO ALTO VETERANS INST FOR RSCH 3801 MIRANDA AVE PALO ALTO,CA94304	77-0207331	(C)(3)	200,000	RESEARCH
(219) PAN-AMERICAN HEALTH ORGANIZATION 525 23RD ST NW WASHINGTON,DC20037	52-1804954		50,000	COMMUNITY IMPACT
(220) PAWNEE COUNTY MEMORIAL HOSPITAL 600 I ST PAWNEE CITY,NE68420	36-3169688	GOV	7,975	EQUIPMENT UPGRADE
(221) PEMBINA COUNTY MEMORIAL HOSP ASSOC 301 MOUNTAIN ST E CAVALIER,ND58220	45-6013474	(C)(3)	5,800	EQUIPMENT UPGRADE
(222) PENDER COMMUNITY HOSPITAL DISTRICT 100 HOSPITAL DR PENDER,NE68047	47-0711662	(C)(3)	7,975	EQUIPMENT UPGRADE
(223) PENNSYLVANIA STATE UNIVERSITY 227 W BEAVER ST 401 STATE COLLEGE,PA16801	24-6000376	GOV	491,124	RESEARCH
(224) PHOENIX CHILDRENS HOSPITAL 2929 E CAMELBACK RD 122 PHOENIX,AZ85016	86-0422559	(C)(3)	231,000	RESEARCH
(225) PRESENTATION MEDICAL CENTER PO BOX 759 ROLLA,ND58367	45-0227391	(C)(3)	5,800	EQUIPMENT UPGRADE
(226) PRESIDENT AND FELLOWS OF HARVARD 1033 MASSACHUSETTS AVE 3 CAMBRIDGE,MA02138	04-2103580	(C)(3)	962,936	RESEARCH
(227) PRINCETON UNIVERSITY 701 CARNEGIE CTR PRINCETON,NJ08540	21-0634501	(C)(3)	106,532	RESEARCH
(228) PROVIDENCE MEDICAL CENTER 1200 PROVIDENCE RD WAYNE,NE68787	47-0566524	(C)(3)	7,975	EQUIPMENT UPGRADE
(229) PUBLIC ALLIES INC 735 N WATER ST 550 MILWAUKEE,WI53202	52-1759564	(C)(3)	68,601	COMMUNITY IMPACT
(230) PUBLIC HLTH INST OF METRO CHICAGO 180 N MICHIGAN AVENUE STE 1200 CHICAGO,IL60601	36-3959353	(C)(3)	8,000	EQUIPMENT UPGRADE
(231) PURDUE UNIVERSITY WEST LAFAYETTE 155 S GRANT ST WEST LAFAYETTE,IN47907	35-6002041	GOV	106,532	RESEARCH
(232) REGENTS OF THE UN OF COLORADO 1800 N GRANT ST 400 DENVER,CO80203	84-6000555	GOV	25,000	EQUIPMENT UPGRADE
(233) REGIONAL WEST MEDICAL CENTER 4021 AVE B SCOTTSBLUFF,NE69361	47-0385129	(C)(3)	23,880	EQUIPMENT UPGRADE
(234) REINVESTMENT PARTNERS 110 E GEER ST DURHAM,NC27701	31-1587628	(C)(3)	45,005	COMMUNITY IMPACT
(235) RESEARCH FOUNDATION CITY OF NEW YOR 230 W 41ST ST NEW YORK,NY10036	13-1988190	(C)(3)	199,234	RESEARCH
(236) RESEARCH FDTN FOR STATE UNIV OF NY PO BOX 9 ALBANY,NY12201	14-1368361	GOV	378,896	RESEARCH
(237) RHODE ISLAND PUBLIC HEALTH FDTN 383 W FOUNTAIN ST 101 PROVIDENCE,RI02903	50-0474726	(C)(3)	124,999	COMMUNITY IMPACT
(238) RILEY COUNTY FOOD AND FARM COUNCIL 2627 KFB PLAZA MANHATTAN,KS66502	48-6023850	GOV	30,000	COMMUNITY IMPACT
(239) RUSH UNIVERSITY MEDICAL CENTER 1700 W VAN BUREN ST 250 CHICAGO,IL60612	36-2174823	(C)(3)	20,000	EQUIPMENT UPGRADE
(240) RUTGERS THE STATE UIV OF NJ 65 DAVIDSON RD 306 PISCATAWAY,NJ08854	46-2354111	GOV	653,688	RESEARCH
(241) SAFE ROUTES TO SCHOOL NTL PSHIP PO BOX 44328 FORT WASHINGTON,MD20749	46-2694434	(C)(3)	101,950	COMMUNITY IMPACT
(242) SAINT ELIZABETH REGIONAL MED CTR 555 S 70TH ST LINCOLN,NE68510	47-0379836	(C)(3)	23,880	EQUIPMENT UPGRADE
(243) SAINT FRANCIS MEDICAL CENTER 2620 W FAIDLEY AVE GRAND ISLAND,NE68803	47-0376601	(C)(3)	23,880	EQUIPMENT UPGRADE
(244) SANFORD MEDICAL CENTER PO BOX 5039 RTE 5218 SIOUX FALLS,SD57117	46-0227855	(C)(3)	60,399	EQUIPMENT UPGRADE
(245) SANFORD BISMARCK PO BOX 5039 RTE 5218 SIOUX FALLS,SD57117	45-0226700	(C)(3)	56,649	EQUIPMENT UPGRADE
(246) SANFORD HEALTH PO BOX 5039 RTE 5218 SIOUX FALLS,SD57117	27-1218956	(C)(3)	8,500	EQUIPMENT UPGRADE
(247) SANFORD HEALTH NETWORK NORTH PO BOX 5039 RTE 5218 SIOUX FALLS,SD57117	46-0388596	(C)(3)	11,875	EQUIPMENT UPGRADE
(248) SCRIPPS RESEARCH INSTITUTE 10550 N TORREY PINES RD LA JOLLA,CA92037	51-0197108	(C)(3)	334,328	RESEARCH
(249) SEATTLE CHILDREN'S HOSPITAL PO BOX 5371 SEATTLE,WA98145	91-0564748	(C)(3)	410,456	RESEARCH
(250) SHAKOPEE MDEWAKANTON SIOUX COMMTY 2330 SIOUX TRAIL NW PRIOR LAKE,MN55372	41-0989737	GOV	150,000	COMMUNITY IMPACT
(251) SHENANDOAH MEDICAL CENTER 300 PERSHING AVE SHENANDOAH,IA51601	42-1101835	(C)(3)	10,000	EQUIPMENT UPGRADE
(252) SMART FROM THE START INC 68 ANNUNCIATION RD BOSTON,MA02120	45-4952663	(C)(3)	150,000	COMMUNITY IMPACT
(253) SOUTH CAROLINA ALLIANCE OF YMCAS 1612 MARION ST 100 COLUMBIA,SC29201	47-3049199	(C)(3)	63,968	COMMUNITY IMPACT
(254) SOUTH CAROLINA EAT SMART MOVE MORE 2711 MIDDLEBURG DR 301 COLUMBIA,SC29204	57-1096619	(C)(3)	104,589	COMMUNITY IMPACT
(255) SOUTH COUNTY COMMUNITY HEALTH CTR 1885 BAY RD EAST PALO ALTO,CA94303	94-3372130	(C)(3)	10,000	EMERGENCY EQUIPMENT
(256) SOUTHEAST ASIAN COALTN OF CTRL MASS 484 MAIN WORCESTER,MA01608	04-3393955	(C)(3)	8,000	COMMUNITY IMPACT
(257) SOUTHERN ILLINOIS UNIVERSITY 1263 LINCOLN DR CARBONDALE,IL62901	37-6005961	GOV	53,688	RESEARCH
(258) SOUTHERN INSTITUTE FOR PUBLIC LIFE 300 WASHINGTON ST 308 MONROE,LA71201	47-2933004	(C)(3)	49,810	COMMUNITY IMPACT
(259) SOUTHWEST HEALTHCARE CORPORATION 802 2ND ST NW BOWMAN,ND58623	45-0458242	(C)(3)	5,800	EQUIPMENT UPGRADE
(260) SPECTRUM HEALTH SYSTEM 100 MICHIGAN ST NE MC 406 GRAND RAPDIS,MI49503	38-3382353	(C)(3)	10,000	EQUIPMENT UPGRADE
(261) SPORTSMENS TENNIS & ENRICHMENT CTR 950 BLUE HILL AVE DORCHESTER,MA02124	23-7037183	(C)(3)	25,000	COMMUNITY IMPACT
(262) SSM HEALTH FOUNDATION - ST LOUIS 12312 OLIVE BLVD 100 ST LOUIS,MO63141	43-1552945	(C)(3)	69,000	EQUIPMENT UPGRADE
(263) ST ALEXIUS MEDICAL CENTER PO BOX 5510 BISMARCK,ND58506	45-0226711	(C)(3)	40,050	EQUIPMENT UPGRADE
(264) ST ALOISIUS HOSPITAL INC 325 BREWSTER ST E HARVEY,ND58341	45-0226729	(C)(3)	5,800	EQUIPMENT UPGRADE
(265) ST ANDREWS HOSPITAL 316 OHMER ST BOTTINEAU,ND58318	45-0226426	(C)(3)	5,800	EQUIPMENT UPGRADE
(266) ST CLOUD HOSPITAL 1406 6TH AVE N SAINT CLOUD,MN56303	41-0695596	(C)(3)	7,322	EQUIPMENT UPGRADE
(267) ST JOSEPHS HOSPITAL AND HEALTH CTR 2500 FAIRWAY ST DICKINSON,ND58601	45-0226429	(C)(3)	5,800	EQUIPMENT UPGRADE
(268) ST LOUIS METROMARKET 4322 WYOMING ST SAINT LOUIS,MO63118	35-2496871	(C)(3)	22,400	COMMUNITY IMPACT
(269) ST LUKES HOSPITAL PO BOX 10 CROSBY,ND58730	45-0254692	(C)(3)	11,900	EQUIPMENT UPGRADE
(270) ST MARYS COMMUNITY HOSPITAL 1301 GRUNDMAN BLVD NEBRASKA CITY,NE68410	47-0443636	(C)(3)	7,975	EQUIPMENT UPGRADE
(271) ST LOUIS UNIVERSITY ONE NORTH GRAND BLVD ST LOUIS,MO63103	43-0654872	(C)(3)	106,532	RESEARCH
(272) STANFORD UNIV SCHOOL OF MEDICINE PO BOX 44253 SAN FRANCISCO,CA94144	94-1156365	(C)(3)	15,082,827	RESEARCH
(273) STAPELTON FDTN SUSTAIN URBAN COMM 7350 E 29TH AVE 300 DENVER,CO80238	84-1497067	(C)(3)	17,623	COMMUNITY IMPACT
(274) STUDENTS RUN PHILLY STYLE 1760 MARKET STREET STE 1111 PHILADELPHIA,PA19103	81-4223573	(C)(3)	10,000	COMMUNITY IMPACT
(275) SYRACUSE UNIVERSITY 820 COMSTOCK AVE SYRACUSE,NY13244	15-0532081	(C)(3)	53,688	RESEARCH
(276) TEACHERS COLLEGE COLUMBIA UNIV 525 W 120TH ST NEW YORK,NY10027	13-1624202	(C)(3)	124,700	RESEARCH
(277) TEMPLE UNIVERSITY PO BOX 824242 PHILADELPHIA,PA19172	23-1365971	(C)(3)	1,091,120	RESEARCH
(278) TEXAS A&M UNIVERSITY 400 HARVEY MITCHELL PKWY S COLLEGE STATION,TX77845	74-6000541	GOV	354,000	RESEARCH
(279) TEXAS A&M UN HEALTH SCIENCE CENTER 400 HARVEY MITCHELL PKWY S COLLEGE STATION,TX77845	74-2907553	GOV	853,688	RESEARCH
(280) TEXAS CHILDRENS HOSPITAL 6621 FANNIN ST HOUSTON,TX77030	74-1100555	(C)(3)	34,000	EQUIPMENT UPGRADE
(281) TEXAS TECH UNIVERSITY 2500 BROADWAY LUBBOCK,TX79409	75-6002622	GOV	611,983	RESEARCH
(282) THAYER COUNTY HEALTH SERVICE 120 PARK AVE HEBRON,NE68370	47-0627838	GOV	7,975	EQUIPMENT UPGRADE
(283) THE CHILDREN'S HOSP OF PHILADELPHIA 3401 CIVIC CENTER BLVD PHILADELPHIA,PA19104	23-2237932	(C)(3)	300,000	RESEARCH
(284) THE DENVER HEALTH & HOSPITALS FDTN 655 BROADWAY 750 DENVER,CO80203	84-1085196	(C)(3)	123,931	COMMUNITY IMPACT
(285) THE FOOD TRUST 1617 JFK BLVD 900 PHILADELPHIA,PA19103	23-2678383	(C)(3)	200,915	COMMUNITY IMPACT
(286) THE INSTITUTE FOR FAMILY HEALTH 2006 MADISON AVE NEW YORK,NY10035	13-3273402	(C)(3)	25,000	COMMUNITY IMPACT
(287) THE MARY LANNING MEMORIAL HOSPITAL 715 N ST JOSEPH AVE HASTINGS,NE68901	47-0378779	(C)(3)	23,880	EQUIPMENT UPGRADE
(288) THE NEBRASKA MEDICAL CENTER 988149 NEBRASKA MEDICAL CTR OMAHA,NE68198	91-1858433	(C)(3)	23,880	EQUIPMENT UPGRADE
(289) THE OHIO STATE UNIVERSITY 1960 KENNY RD COLUMBUS,OH43210	31-6025986	GOV	1,389,596	RESEARCH
(290) THE SALK INST BIOLOGICAL STUDIES 10010 N TORREY PINES RD LA JOLLA,CA92037	95-2160097	(C)(3)	19,200,000	RESEARCH
(291) THE UNIV TEXAS ARLINGTON 219 W MAIN ST ARLINGTON,TX76019	75-6000121	GOV	53,688	RESEARCH
(292) THE UN OF TX MED BRANCH GALVESTON 301 UNIVERSITY BLVD GALVESTON,TX77555	74-6000949	GOV	53,688	RESEARCH
(293) THE WISTAR INSTITUTE PO BOX 185 PITTSBURGH,PA15230	23-6227265	GOV	231,000	RESEARCH
(294) THOMAS JEFFERSON UNIVERSITY 1020 WALNUT ST 5 FL PHILADELPHIA,PA19129	23-1352651	(C)(3)	330,000	COMM IMPACT & RSCH
(295) TIOGA MEDICAL CENTER PO BOX 159 TIOGA,ND58852	45-0308484	(C)(3)	5,800	EQUIPMENT UPGRADE
(296) TOWNER COUNTY MEDICAL CENTER INC PO BOX 688 CANDO,ND58324	45-0425948	(C)(3)	5,800	EQUIPMENT UPGRADE
(297) TRINITY HEALTH PO BOX 5020 MINOT,ND58702	41-2002771	(C)(3)	50,474	EQUIPMENT UPGRADE
(298) TUFTS MEDICAL CENTER 800 WASHINGTON ST BOSTON,MA02111	04-3400617	(C)(3)	356,120	RESEARCH
(299) TUFTS UNIVERSITY 169 HOLLAND ST SOMERVILLE,MA02144	04-2103634	(C)(3)	106,532	RESEARCH
(300) TULANE UNIVERSITY 6823 ST CHARLES AVE NEW ORLEANS,LA70118	72-0423889	(C)(3)	699,056	RESEARCH
(301) UNIV OF AKRON 302 BUCHTEL AVE AKRON,OH44325	34-6002924	GOV	154,000	RESEARCH
(302) UNIV OF ALABAMA BIRMINGHAM 1720 2ND AVE S BIRMINGHAM,AL35294	63-6005396	GOV	2,771,052	RESEARCH
(303) UNIV OF ARIZONA PO BOX 3520 TUCSON,AZ85722	74-2652689	GOV	1,514,064	RESEARCH
(304) UNIV OF ARKANSAS PO BOX 1404 FAYETTEVILLE,AR72701	71-6003252	GOV	353,688	RESEARCH
(305) UNIV OF CALIFORNIA BERKELEY 2195 HEARST AVE 130 BERKELEY,CA94720	94-6002123	GOV	404,060	RESEARCH
(306) UNIV OF CALIFORNIA DAVIS PO BOX 989062 WEST SACRAMENTO,CA95798	94-9036494	GOV	888,748	RESEARCH
(307) UNIV OF CALIFORNIA IRVINE 260 ALDRICH HALL IRVINE,CA92697	95-2226406	GOV	621,020	RESEARCH
(308) UNIV OF CALIFORNIA LOS ANGELES 405 HILGARD AVE LOS ANGELES,CA90095	95-6006143	GOV	1,829,736	RESEARCH
(309) UNIV OF CALIFORNIA RIVERSIDE 900 UNIVERSITY AVE RIVERSIDE,CA92521	95-6006142	GOV	200,000	RESEARCH
(310) UNIV OF CALIFORNIA SAN DIEGO 9500 GILMAN DR LA JOLLA,CA92093	95-6006144	GOV	1,255,684	RESEARCH
(311) UNIV OF CALIFORNIA SAN FRANCISCO 1855 FOLSOM ST SAN FRANCISCO,CA94143	94-6036493	GOV	2,267,260	RESEARCH
(312) UNIV OF CALIFORNIA SANTA BARBARA UC SANTA BARBARA SANTA BARBARA,CA93106	95-6006145	GOV	110,456	RESEARCH
(313) UNIV OF CALIFORNIA SANTA CRUZ 1156 HIGH ST SANTA CRUZ,CA95064	94-1539563	GOV	53,688	RESEARCH
(314) UNIV OF CENTRAL OKLAHOMA 100 N UNIVERSITY DR EDMOND,OK73034	73-6017987	GOV	107,376	RESEARCH
(315) UNIV OF CHICAGO 1427 E 60TH ST CHICAGO,IL60637	36-2177139	(C)(3)	216,988	RESEARCH
(316) UNIV OF CINCINNATI PO BOX 691031 CINCINNATI,OH45269	31-6000989	GOV	1,597,532	RESEARCH
(317) UNIV OF COLORADO PO BOX 910238 DENVER,CO80291	84-6000555	GOV	1,984,810	RESEARCH
(318) UNIV OF CONNECTICUT 438 WHITNEY RD EXT 1 STORRS,CT06269	06-0772160	GOV	905,172	RESEARCH
(319) UNIV OF FLORIDA 219 GRINTER HALL GAINESVILLE,FL32611	59-6002052	GOV	557,748	RESEARCH
(320) UNIV OF GEORGIA 475 N LUMPKIN ST ATHENS,GA30601	58-6001998	GOV	284,688	RESEARCH
(321) UNIV OF HAWAII 2600 CAMPUS RD HONOLULU,HI96822	99-6000354	GOV	300,000	RESEARCH
(322) UNIV OF HOUSTON 4800 CALHOUN RD HOUSTON,TX77004	74-6001399	GOV	154,000	RESEARCH
(323) UNIV OF ILLINOIS PO BOX 20787 SPRINGFIELD,IL62708	37-6000511	GOV	1,519,420	RESEARCH
(324) UNIV OF IOWA 125 N MADISON ST IOWA CITY,IA52242	42-6004813	GOV	2,359,925	RESEARCH
(325) UNIV OF KANSAS 2385 IRVING HILL RD LAWRENCE,KS66045	48-0680117	GOV	413,064	RESEARCH
(326) UNIV OF KENTUCKY UNIV OF KENTUCKY LEXINGTON,KY40506	61-6033693	GOV	1,161,064	RESEARCH
(327) UNIV OF LOUISVILLE 2301 S 3RD ST LOUISVILLE,KY40292	61-1014882	GOV	53,688	RESEARCH
(328) UNIV OF MARYLAND ROUTE 1 COLLEGE PARK,MD21203	15-2071085	GOV	1,299,307	RESEARCH
(329) UNIV OF MASSACHUSETTS 333 SOUTH ST 450 SHREWSBURY,MA01545	04-3167352	GOV	560,531	RESEARCH
(330) UNIV OF MASSACHUSETTS MED SCHOOL 55 LAKE AVE N WORCESTER,MA01655	04-3167352	GOV	284,688	RESEARCH
(331) UNIV OF MEMPHIS PO BOX 1000 DEPT 313 MEMPHIS,TN38148	62-0648618	GOV	300,000	RESEARCH
(332) UNIV OF MIAMI PO BOX 248106 CORAL GABLES,FL33124	59-0624458	(C)(3)	766,676	RESEARCH
(333) UNIV OF MICHIGAN 3003 S STATE ST ANN ARBOR,MI48109	38-6005955	GOV	6,435,764	RESEARCH
(334) UNIV OF MINNESOTA 200 OAK ST NE MINNEAPOLIS,MN55455	41-6007513	GOV	985,356	RESEARCH
(335) UNIV OF MISSISSIPPI MEDICAL CTR 2500 N STATE ST JACKSON,MS39216	65-6008520	GOV	1,060,364	RESEARCH
(336) UNIV OF MISSOURI 310 JESSE HALL COLUMBIA,MO65211	43-6003859	GOV	1,000,956	RSCH & EQUIP UPGR
(337) UNIV OF NEBRASKA 1400 R ST LINCOLN,NE68588	47-0049123	GOV	746,688	RESEARCH
(338) UNIV OF NORTH CAROLINA 104 AIRPORT DR 2200 CHAPEL HILL,NC27599	56-6001393	GOV	1,774,949	RESEARCH
(339) UNIV OF NORTH TEXAS HEALTH SCIENCE 3500 CAMP BOWIE BLVD FORT WORTH,TX76107	75-6064033	GOV	653,366	RESEARCH
(340) UNIV OF NOTRE DAME 724 GRACE HALL NOTRE DAME,IN46556	35-0868188	(C)(3)	231,000	RESEARCH
(341) UNIV OF OREGON 5219 UNIVERSITY OF OREGON DR EUGENE,OR97406	46-4727800	GOV	300,000	RESEARCH
(342) UNIV OF PENNSYLVANIA 3451 WALNUT ST PHILADELPHIA,PA19104	23-1352685	(C)(3)	1,721,156	RESEARCH
(343) UNIV OF PITTSBURGH PO BOX 371220 PITTSBURGH,PA15251	25-0965591	(C)(3)	2,522,875	RESEARCH
(344) UNIV OF ROCHESTER MEDICAL CTR 910 GENESEE ST ROCHESTER,NY14611	16-0743209	(C)(3)	2,187,990	RESEARCH
(345) UNIV OF SOUTH ALABAMA 307 UNIVERSITY BLVD MOBILE,AL36688	63-0477348	GOV	53,688	RESEARCH
(346) UNIV OF SOUTH CAROLINA 1600 HAMPTON ST COLUMBIA,SC29208	57-6001153	GOV	53,688	RESEARCH
(347) UNIV OF SOUTH FLORIDA PO BOX 864568 ORLANDO,FL32886	59-3102112	GOV	810,592	RESEARCH
(348) UNIV OF SOUTHERN CALIFORNIA 900 W 34TH ST LOS ANGELES,CA90074	95-1642394	(C)(3)	765,113	RESEARCH
(349) UT HEALTH SCIENCE CTR SAN ANTONIO 7703 FLOYD CURL DR SAN ANTONIO,TX78229	74-1586031	GOV	53,688	RESEARCH
(350) UNIV TX HLTH SCIENCE CTR AT HOUSTON 7000 FANNIN STREET HOUSTON,TX77030	74-1761309	GOV	3,137,432	RESEARCH
(351) UNIV TX HLTH SCIENCE CTR AT TYLER 11937 US HWY 271 TYLER,TX75708	75-6001354	GOV	323,520	RESEARCH
(352) UNIV OF TEXAS SOUTHWESTERN MED CTR PO BOX 841753 DALLAS,TX75284	75-6002868	GOV	2,578,820	RESEARCH
(353) UNIV OF TEXAS DALLAS 800 W CAMPBELL RD RICHARDSON,TX75080	75-1305566	GOV	525,000	RESEARCH
(354) UNIV OF TOLEDO HEALTH SCIENCE PO BOX 72327 CLEVELAND,OH44192	34-6401483	GOV	53,688	RESEARCH
(355) UNIV OF UTAH 201 PRESIDENTS CIR 408 SALT LAKE CITY,UT84112	87-6000525	GOV	974,872	RESEARCH
(356) UNIV OF VERMONT UNIV OF VERMONT BURLINGTON,VT05405	03-0179440	GOV	107,376	RESEARCH
(357) UNIV OF VIRGINIA PO BOX 400195 CHARLOTTESVILLE,VA22904	54-6001796	GOV	1,602,024	RESEARCH
(358) UNIV OF WASHINGTON 12455 COLLECTIONS DR CHICAGO,IL60693	91-6001537	GOV	2,811,513	RESEARCH
(359) UNIV OF WISCONSIN 21 N PARK ST MADISON,WI53715	39-6006492	GOV	1,114,744	RESEARCH
(360) UNIV OF WYOMING 1000 E UNIVERSITY AVE LARAMIE,WY82071	83-6000331	GOV	300,000	RESEARCH
(361) UNIVERSITY HOSPITALS HEALTH SYSTEM 3605 WARRENSVILLE CENTER RD SHAKER HTS,OH44122	34-0714775	(C)(3)	9,600,000	RESEARCH
(362) UNIVERSITY OF ROCHESTER 300 E RIVER RD ROCHESTER,NY14627	16-0743209	(C)(3)	10,000	EQUIPMENT UPGRADE
(363) URBAN RENAISSANCE CENTER 2505 N CHEVROLET AVE FLINT,MI48504	47-5270395	(C)(3)	60,000	COMMUNITY IMPACT
(364) URSINUS COLLEGE 601 E MAIN ST COLLEGEVILLE,PA19426	23-1177930	(C)(3)	153,930	RESEARCH
(365) UTAH STATE UNIVERSITY UTAH STATE UNIVERSITY LOGAN,UT84322	87-6000528	GOV	154,000	RESEARCH
(366) VA CONNECTICUT RSCH AND ED FDTN 950 CAMPBELL AVE WEST HAVEN,CT06516	20-2206467	(C)(3)	9,988	RESEARCH
(367) VANDERBILT UNIVERSITY 1400 18TH AVE S NASHVILLE,TN37235	62-0476822	(C)(3)	6,062,210	RESEARCH
(368) VIRGINIA COMMONWEALTH UNIVERSITY PO BOX 843039 RICHMOND,VA23284	54-6001758	GOV	1,318,532	RESEARCH
(369) VIRGINIA POLYTECHNIC INSTITUTE 300 TURNER ST NW BLACKSBURG,VA24061	54-6001805	GOV	406,532	RESEARCH
(370) VOICES FOR ALABAMAS CHILDREN PO BOX 4576 MONTGOMERY,AL36103	58-2020321	(C)(3)	50,983	COMMUNITY IMPACT
(371) VOLUNTEER FLORIDA FOUNDATION INC 3800 ESPLANADE WAY 180 TALLAHASSEE,FL32311	10-0973168	(C)(3)	25,000	COMMUNITY IMPACT
(372) WAKE FOREST UNIVERSITY MEDICAL CENTER BLVD WINSTONSALEM,NC27157	22-3849199	(C)(3)	299,559	RESEARCH
(373) WA ST ASSOC OF HEAD START & ECEA 345 118TH AVE SE 220 BELLEVUE,WA98005	23-7444962	(C)(3)	124,864	COMMUNITY IMPACT
(374) WASHINGTON STATE UNIVERSITY PO BOX 641025 PULLMAN,WA99164	91-6001108	GOV	353,688	RESEARCH
(375) WASHINGTON UNIVERSITY 700 ROSEDALE AVE ST LOUIS,MO63112	43-0653611	(C)(3)	2,026,422	RESEARCH
(376) WATERKEEPERS CHESAPEAKE INC PO BOX 11075 TAKOMA PARK,MD20913	45-4381850	(C)(3)	15,000	COMMUNITY IMPACT
(377) WAYNE STATE UNIVERSITY 5057 WOODWARD ST 13 FL DETROIT,MI48202	38-6028429	GOV	53,688	RESEARCH
(378) WEST ALABAMA FOOD BANK INC 3160 MCFARLAND BLVD NORTHPORT,AL35476	63-0947676	(C)(3)	25,000	COMMUNITY IMPACT
(379) WEST RIVER HEALTH SERVICES 1000 HWY 12 HETTINGER,ND58639	45-0340688	(C)(3)	5,800	EQUIPMENT UPGRADE
(380) WEST VIRGINIA UNIVERSITY PO BOX 6201 MORGANTOWN,WV26506	55-6000842	GOV	300,000	RESEARCH
(381) WHITEHEAD INST FOR BIOMED RSCH 9 CAMBRIDGE CENTER CAMBRIDGE,MA02142	06-1043412	(C)(3)	300,000	RESEARCH
(382) WISHEK HOSPITAL CLINIC ASSOCIATION 1007 4TH AVE S WISHEK,ND58495	45-0358986	(C)(3)	5,800	EQUIPMENT UPGRADE
(383) WORCESTER YOUTH CENTER INC 326 CHANDLER ST WORCESTER,MA01602	43-3245867	(C)(3)	6,500	ANTI-OBESITY
(384) YALE UNIVERSITY PO BOX 208239 NEW HAVEN,CT06520	06-0646973	(C)(3)	3,054,739	RESEARCH
(385) YMCA OF GREATER KANSAS CITY 3100 BROADWAY STE 1020 KANSAS CITY,MO64111	44-0546002	(C)(3)	10,000	COMMUNITY IMAPCT
(386) YMCA OF GREATER LOUISVILLE INC 545 S SECOND ST LOUISVILLE,KY40202	61-0444843	(C)(3)	11,150	COMMUNITY IMPACT
(387) YMCA OF GREATER ST LOUIS 1528 LOCUST ST ST LOUIS,MO63146	43-0653616	(C)(3)	11,600	COMMUNITY IMPACT
(388) YORK GENERAL HOSPITAL 2222 N LINCOLN AVE YORK,NE68467	47-0379039	(C)(3)	7,975	EQUIPMENT UPGRADE
(389) RETURNSREFUNDS PY GRANTS 7272 GREENVILLE AVE DALLAS,TX75231	13-5613797	(C)(3)	22,604,345	RESEARCH

Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image

383

Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50055P

Schedule I (Form 990) 2018

Page 2

Part III

Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" on Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.

(a) Type of grant or assistance	(b) Number of recipients	(c) Amount of cash grant	(d) Amount of noncash assistance	(e) Method of valuation (book, FMV, appraisal, other)	(f) Description of noncash assistance

(1) LECTURE HONORARIA	6	6,739
(2) TRAVEL TO CONFERENCES	351	350,619
(3) INVESTIGATOR AWARDS/PRIZE	284	199,118
(4) SCHOLARSHIP	24	26,750
(4)
(5)
(6)
(7)

Part IV

Supplemental Information. Provide the information required in Part I, line 2; Part III, column (b); and any other additional information.

Return Reference

Explanation

SCHEDULE I, PAGE 1, PART I, LINE 2

RESEARCH GRANTS ARE AWARDED BY THE AMERICAN HEART ASSOCIATION ANNUALLY AND PAID TO THE GRANTEE'S INSTITUTION QUARTERLY OVER THE MULTI-YEAR LIFE OF THE AWARD. GRANTEES ARE REQUIRED TO SUBMIT REPORTS OF SCIENTIFIC PROGRESS ANNUALLY PRIOR TO THE ISSUANCE OF EACH SUBSEQUENT YEAR'S PAYMENTS. THESE REPORTS MAY BE REVIEWED BY VOLUNTEER COMMITTEES COMPRISED PRIMARILY OF ACTIVE AND EXPERIENCED RESEARCHERS. AN ANNUAL FINANCIAL REPORT IS REQUIRED PRIOR TO ISSUING EACH SUBSEQUENT YEAR'S PAYMENTS. FINANCIAL REPORTS ARE REQUIRED TO BE FILED WITHIN 90 DAYS OF THE END OF EACH GRANT YEAR AND ARE REVIEWED BY AHA. INSTITUTIONAL ELIGIBILITY FOR AWARDS AND LOCATION OF WORK FOR APPLICANTS/AWARDEES AHA MAY ACCEPT APPLICATIONS FROM INSTITUTIONS THAT CAN DEMONSTRATE THE ABILITY TO CONDUCT THE PROPOSED RESEARCH. APPLICATIONS WILL NOT BE ACCEPTED FOR WORK WITH FUNDING TO BE ADMINISTERED THROUGH ANY FEDERAL INSTITUTION OR WORK TO BE PERFORMED BY A FEDERAL EMPLOYEE WITH THE EXCEPTION OF (1) APPLICATIONS SPECIFICALLY RELATED TO THE AHA'S INSTITUTE FOR PRECISION CARDIOVASCULAR MEDICINE AND (2) THE VETERANS ADMINISTRATION EMPLOYEES. ALL OTHER EXCEPTIONS WILL BE NOTED ON THE PROGRAM ANNOUNCEMENT. INDIVIDUAL ELIGIBILITY FOR AWARDS THE PRINCIPAL INVESTIGATOR MUST HOLD THE APPROPRIATE DEGREE/CREDENTIALS AND ACADEMIC POSITION/RANK AT THE TIME THE AWARD IS ACTIVATED FOR FELLOWSHIPS AND AT THE TIME OF APPLICATION FOR GRANTS. EXCEPTIONS MUST BE DOCUMENTED IN WRITING AND APPROVED BY THE APPROPRIATE GOVERNING BODY OR ITS DESIGNEE (E.G., AHA RESEARCH COMMITTEE, AHA RESEARCH COMMITTEE CHAIR, AHA BOARD EXECUTIVE COMMITTEE, INSTITUTE EXECUTIVE COMMITTEE). THE BASIC REQUIREMENTS OF ELIGIBILITY FOR ALL AMERICAN HEART ASSOCIATION RESEARCH PROGRAMS ARE AS FOLLOWS: PREDOCTORAL FELLOWSHIPS THE PURPOSE OF THE PROGRAM IS TO ENHANCE THE INTEGRATED RESEARCH AND CLINICAL TRAINING OF PROMISING STUDENTS WHO ARE MATRICULATED IN PRE- DOCTORAL OR CLINICAL HEALTH PROFESSIONAL DEGREE TRAINING PROGRAMS. POST BACCALAUREATE, PREDOCTORAL STUDENTS SEEKING A PH.D., M.D., OR EQUIVALENT DEGREE WHO SEEK RESEARCH TRAINING AND EXPERIENCE UNDER THE SUPERVISION OF A SPONSOR/MENTOR PRIOR TO EMBARKING ON A POSTGRADUATE RESEARCH CAREER. THIS AWARD IS NOT INTENDED FOR INDIVIDUALS WHO HAVE ALREADY ATTAINED A DOCTORAL DEGREE, UNLESS THE INDIVIDUAL IS PURSUING A SECOND DOCTORAL DEGREE. POSTDOCTORAL FELLOWSHIPS THE PURPOSE OF THE PROGRAM IS TO ENHANCE THE INTEGRATED RESEARCH AND CLINICAL TRAINING OF POSTDOCTORAL APPLICANTS WHO ARE NOT YET INDEPENDENT. INDIVIDUALS WHO HAVE OBTAINED A PH.D., M.D., OR EQUIVALENT DEGREE BY THE TIME OF AWARD ACTIVATION AND WHO SEEK ADDITIONAL RESEARCH TRAINING UNDER THE SUPERVISION OF A SPONSOR/PRECEPTOR/MENTOR PRIOR TO EMBARKING ON A CAREER OF INDEPENDENT RESEARCH. THIS AWARD IS NOT INTENDED FOR INDIVIDUALS OF FACULTY RANK. INDIVIDUALS ARE EXPECTED TO DEVOTE AT LEAST 80% FULL- TIME EITHER TO RESEARCH OR TO ACTIVITIES PURSUANT TO INDEPENDENT RESEARCH (INSTEAD OF ADMINISTRATIVE, CLINICAL, OR TEACHING RESPONSIBILITIES). CAREER DEVELOPMENT AWARDS THIS PROGRAM SUPPORTS HIGHLY PROMISING HEALTHCARE AND ACADEMIC PROFESSIONALS, IN THE EARLY YEARS OF ONE'S FIRST PROFESSIONAL APPOINTMENT, TO EXPLORE INNOVATIVE QUESTIONS OR PILOT STUDIES. AT THE TIME OF APPLICATION, THE APPLICANT MUST HOLD AN M.D., PH.D., D.O., D.V.M., D.D.S., OR EQUIVALENT POST-BACCALAUREATE DOCTORAL DEGREE. AT THE TIME OF AWARD ACTIVATION, THE APPLICANT MUST HOLD A FACULTY/STAFF POSITION UP TO AND INCLUDING THE RANK OF ASSISTANT PROFESSOR (OR EQUIVALENT). APPLICATIONS MAY BE SUBMITTED FOR REVIEW IN THE FINAL YEAR OF A POSTDOCTORAL RESEARCH FELLOWSHIP OR IN THE INITIAL YEARS OF THE FIRST FACULTY/STAFF APPOINTMENT. APPLICANTS MAY NOT BE A CURRENT OR PRIOR RECIPIENT OF AN AHA SCIENTIST DEVELOPMENT GRANT. AT AWARD ACTIVATION, NO MORE THAN FOUR YEARS MAY HAVE ELAPSED SINCE THE FIRST FACULTY/STAFF APPOINTMENT (AFTER RECEIPT OF DOCTORAL DEGREE) AT THE ASSISTANT PROFESSOR LEVEL OR EQUIVALENT (INCLUDING, BUT NOT LIMITED TO, INSTRUCTOR, RESEARCH ASSISTANT PROFESSOR, RESEARCH SCIENTIST, STAFF SCIENTIST, ETC.). ESTABLISHED INVESTIGATOR AWARDS MID-CAREER INVESTIGATORS WITH UNUSUAL PROMISE AND AN ESTABLISHED RECORD OF ACCOMPLISHMENTS AND DEMONSTRATED COMMITMENT TO CARDIOVASCULAR OR CEREBROVASCULAR SCIENCE. INDIVIDUALS MUST BE FACULTY/STAFF MEMBERS. AT APPLICATION, APPLICANTS MUST HOLD AN M.D., PH.D., D.O. OR EQUIVALENT DOCTORAL DEGREE AND MUST MEET INSTITUTIONAL REQUIREMENTS FOR GRANT SUBMISSION. AT THE TIME OF AWARD ACTIVATION, THE AWARDEE MUST BE AT THE LEVEL OF ASSOCIATE PROFESSOR/STAFF SCIENTIST OR EQUIVALENT. APPLICANTS MUST HAVE CURRENT FUNDING AS PRINCIPAL INVESTIGATOR ON AN R01 GRANT OR ITS EQUIVALENT (E.G. VA MERIT AWARD, NSF GRANT, OR PI ON PROGRAM PROJECT GRANT FROM NIH). NIH "K" SERIES AWARDS ARE NOT CONSIDERED EQUIVALENT TO AN R01. AHA INSTITUTIONAL RESEARCH ENHANCEMENT AWARDS THE AWARD IS INTENDED TO SUPPORT SMALL-SCALE RESEARCH PROJECTS RELATED TO CARDIOVASCULAR DISEASES AND STROKE AND THAT HAVE NOT BEEN MAJOR RECIPIENTS OF NIH SUPPORT. INSTITUTIONAL ELIGIBILITY - ONLY DOMESTIC ACCREDITED PUBLIC OR NON-PROFIT INSTITUTIONS OF HIGHER EDUCATION ARE ELIGIBLE. FEDERAL GOVERNMENT INSTITUTIONS ARE NOT ELIGIBLE. - THE INSTITUTION MUST GRANT BACCALAUREATE OR ADVANCED DEGREES IN THE BIOMEDICAL OR BEHAVIORAL SCIENCES. FOR EXAMPLE, A FOUR-YEAR LIBERAL ARTS COLLEGE. - TO BE ELIGIBLE TO APPLY FOR THIS AWARD, THE APPLICANT'S INSTITUTION MAY NOT HAVE RECEIVED MORE THAN 6 MILLION PER YEAR IN NIH SUPPORT IN EACH OF FOUR OF THE LAST SEVEN YEARS. INSTITUTIONS WITH HEALTH PROFESSIONAL SCHOOLS OR COLLEGES FOR INSTITUTIONS COMPOSED OF MULTIPLE ACADEMIC COMPONENTS (I.E., SCHOOLS OR COLLEGES), THE CRITERION OF FINANCIAL ELIGIBILITY IS BASED ON THE AMOUNT OF NIH RESEARCH GRANT MONIES RECEIVED, NOT BY THE INSTITUTION (UNIVERSITY) AS A WHOLE, BUT BY THE INDIVIDUAL HEALTH PROFESSIONAL SCHOOL/COLLEGE OR BY THE SUM OF "OTHER ACADEMIC COMPONENTS" (AS DEFINED IN THIS SECTION) WHERE THE PD/PI HAS A PRIMARY APPOINTMENT (E.G., SCHOOL OF ARTS AND SCIENCE, SCHOOL OF MEDICINE, COLLEGE OF NURSING, SCHOOL OF PHARMACY, ETC.). - HEALTH PROFESSIONAL SCHOOL OR COLLEGE: ACCREDITED PUBLIC OR NON-PROFIT PRIVATE SCHOOL/COLLEGE THAT GRANTS A TERMINAL HEALTH PROFESSIONAL DEGREE (E.G., MD, DDS, DO, PHARMD, BSN, DVM, DRPH, OD, DPT, DC, ND, DPM). - ACCREDITATION MUST BE PROVIDED BY A BODY APPROVED FOR SUCH PURPOSE BY THE SECRETARY OF EDUCATION. - HEALTH PROFESSIONAL SCHOOLS/COLLEGES THAT MEET THE ABOVE REQUIREMENTS MAY INCLUDE SCHOOLS OR COLLEGES OF MEDICINE, DENTISTRY, OSTEOPATHY, PHARMACY, NURSING, VETERINARY MEDICINE, PUBLIC HEALTH, OPTOMETRY, ALLIED HEALTH, CHIROPRACTIC, NATUROPATHY AND PODIATRY. - OTHER ACADEMIC COMPONENTS: ONCE THE HEALTH PROFESSIONAL SCHOOLS/COLLEGES HAVE BEEN EXCLUDED, THE FINANCIAL ELIGIBILITY OF THE OTHER ACADEMIC COMPONENT IS DETERMINED BY THE SUM OF ALL REMAINING SCHOOLS, COLLEGES, AND FREE-STANDING INSTITUTES OF THE INSTITUTION (UNIVERSITY). PRINCIPAL INVESTIGATOR ELIGIBILITY - THE PI MUST HAVE A PRIMARY APPOINTMENT AT AN AREA-ELIGIBLE INSTITUTION. - THE PI MAY NOT BE THE PI OF AN ACTIVE NIH RESEARCH GRANT AT THE TIME OF AWARD ACTIVATION. TRANSFORMATIONAL PROJECT AWARDS THIS PROGRAM IS INTENDED TO SUPPORT PROJECTS THAT REPRESENT THE SECOND PHASE OF A SUCCESSFUL EXPLORATORY STUDY THAT IS ALREADY SHOWING A HIGH PROBABILITY OF REVEALING NEW AVENUES OF INVESTIGATION. THE PROGRAM ALSO AIMS TO PROVIDE PILOT OR SEED FUNDING THAT SHOULD LEAD TO SUCCESSFUL COMPETITION FOR ADDITIONAL FUNDING BEYOND THE PILOT PERIOD. AT THE TIME OF AWARD ACTIVATION, APPLICANTS MUST HOLD A POST-BACCALAUREATE PH.D. DEGREE OR EQUIVALENT, OR A DOCTORAL-LEVEL CLINICAL DEGREE, SUCH AS M.D., D.O., D.V.M., PHARM.D., OR PH.D. IN NURSING, PUBLIC HEALTH, OR OTHER CLINICAL HEALTH SCIENCE. THIS PROGRAM PLACES NO LIMIT ON ELIGIBILITY BASED ON CAREER STAGE, ACADEMIC RANK OR DISCIPLINE. IT REQUIRES ONLY EVIDENCE OF EMPLOYMENT AT A QUALIFIED INSTITUTION. INNOVATIVE PROJECT AWARDS THIS PROGRAM IS INTENDED TO SUPPORT RESEARCH OF UNEXPLORED IDEAS. CONCEPTS DEEMED AS INNOVATIVE, THAT MAY INTRODUCE A NEW PARADIGM, CHALLENGE CURRENT PARADIGMS, LOOK AT EXISTING PROBLEMS FROM NEW PERSPECTIVES, OR EXHIBIT OTHER UNIQUELY CREATIVE QUALITIES. AT THE TIME OF AWARD ACTIVATION, APPLICANTS MUST HOLD A POST-BACCALAUREATE PH.D. DEGREE OR EQUIVALENT, OR A DOCTORAL-LEVEL CLINICAL DEGREE, SUCH AS M.D., D.O., D.V.M., PHARM.D., OR PH.D. IN NURSING, PUBLIC HEALTH, OR OTHER CLINICAL HEALTH SCIENCE. THIS PROGRAM PLACES NO LIMIT ON ELIGIBILITY BASED ON CAREER STAGE, ACADEMIC RANK OR DISCIPLINE. IT REQUIRES ONLY EVIDENCE OF EMPLOYMENT AT A QUALIFIED INSTITUTION. INSTITUTIONAL UNDERGRADUATE STUDENT FELLOWSHIPS THIS IS AN INSTITUTIONAL AWARD TO QUALIFIED RESEARCH INSTITUTIONS THAT CAN OFFER A MEANINGFUL RESEARCH EXPERIENCE TO UNDERGRADUATE COLLEGE STUDENTS. THE PROGRAM TARGETS UNDERGRADUATE STUDENTS CLASSIFIED AT THE JUNIOR OR SENIOR ACADEMIC STATUS AT THE TIME OF AWARD ACTIVATION OR MAY COMPLETE A FELLOWSHIP IMMEDIATELY

SCHEDULE I, PAGE 4, PART IV

PART I, LINE 2 CONTINUED INSTITUTE FOR PRECISION CARDIOVASCULAR MEDICINE GRANT QUALIFICATIONS: FACULTY/ STAFF MEMBERS CONDUCTING INDEPENDENT RESEARCH AT TIME OF APPLICATION. AT APPLICATION, PRINCIPAL INVESTIGATOR (PI) MUST HOLD AN M.D., PH.D., D.O. OR EQUIVALENT TERMINAL DOCTORAL DEGREE AND MUST MEET INSTITUTIONAL REQUIREMENTS FOR GRANT SUBMISSION. OTHER THAN THE REQUIREMENT THAT THE PRINCIPAL INVESTIGATOR BE INDEPENDENT, ELIGIBILITY FOR THE AHA DATA GRANTS ARE IN NO WAY RESTRICTED UPON EXPERIENCE LEVEL OR SENIORITY. FELLOWSHIP QUALIFICATIONS: FELLOWS MUST HOLD A PH.D., M.D., D.O., D.V.M. OR EQUIVALENT DOCTORAL DEGREE AND COMMIT AT LEAST 80% EFFORT TO RESEARCH TRAINING. A FELLOW MAY NOT HOLD ANOTHER FELLOWSHIP AWARD, ALTHOUGH THE INSTITUTION MAY PROVIDE SUPPLEMENTAL FUNDING. FELLOWS MAY NOT HOLD A FACULTY OR STAFF APPOINTMENT, WITH THE EXCEPTION OF M.D. OR M.D./PH.D. WITH CLINICAL RESPONSIBILITIES WHO NEEDS INSTRUCTOR OR SIMILAR TITLE TO SEE PATIENTS, BUT WHO DEVOTE AT LEAST 80% FULL-TIME TO RESEARCH TRAINING. FELLOWS MAY BE R.N./PH.D. WITH FACULTY APPOINTMENT. FELLOWS WILL BE EXPECTED TO DEVOTE HIS/HER TIME TO RESEARCH OR ACTIVITIES DIRECTLY RELATED TO THE DEVELOPMENT INTO AN INDEPENDENT RESEARCHER. ALL OTHER ELIGIBILITY CRITERIA APPLY. TRAINING GRANTS QUALIFICATIONS: APPLICANTS MAY BE STUDENTS WITH A BACHELOR'S, MASTER'S OR DOCTORAL DEGREE. IF THE APPLICANT IS A POSTDOCTORAL FELLOW, AT THE TIME OF AWARD ACTIVATION, THE CANDIDATE MAY HAVE NO MORE THAN FIVE YEARS OF POSTDOCTORAL RESEARCH TRAINING OR EXPERIENCE (EXCLUDING CLINICAL TRAINING). APPLICANTS MAY BE R.N./PH.D. WITH FACULTY APPOINTMENT. AWARDEES WILL BE EXPECTED TO DEVOTE HIS/HER TIME TO RESEARCH OR ACTIVITIES DIRECTLY RELATED TO THE DEVELOPMENT INTO AN INDEPENDENT RESEARCHER. ALL OTHER ELIGIBILITY CRITERIA APPLY. PROGRAMS OFFERED THROUGH THE INSTITUTE FOR PRECISION CARDIOVASCULAR MEDICINE ARE: - AI AND ML (ARTIFICIAL INTELLIGENCE AND MACHINE LEARNING) - AI AND ML TRAINING GRANTS AHA-ALLEN INITIATIVE IN BRAIN HEALTH AND COGNITIVE IMPAIRMENT AWARD THIS AWARD IS INTENDED FOR INDIVIDUALS WITH A PH.D. AND/OR M.D. (OR THE EQUIVALENT) AND HOLDING A FACULTY APPOINTMENT AT AN ELIGIBLE NONPROFIT INSTITUTION IN THE U.S. OR EQUIVALENT FACULTY POSITION AT A FOREIGN UNIVERSITY THAT MEETS FOREIGN EQUIVALENCY DETERMINANTS FOR A NON-PROFIT IN THE UNITED STATES. U.S. FEDERAL GOVERNMENT EMPLOYEES ARE NOT ELIGIBLE. ANOTHER MAJOR ELIGIBILITY REQUIREMENT FOR INDIVIDUALS IS CITIZENSHIP AWARDS ARE MADE TO PRINCIPAL INVESTIGATORS AND TRAINEES WHO ARE: (A) UNITED STATES CITIZENS OR (B) FOREIGN NATIONALS HOLDING PERMANENT RESIDENCE OR CERTAIN OTHER VISA STATUSES OR (C) FOREIGN NATIONALS WHO HAVE APPLIED FOR PERMANENT RESIDENCY (FORM I-485 ON FILE WITH U.S. CITIZENSHIP AND IMMIGRATION SERVICES) AND WHO HAVE RECEIVED AUTHORIZATION TO LEGALLY REMAIN IN THE U.S. (HAVING FILED AN APPLICATION FOR EMPLOYMENT FORM I-765). AWARDEE MUST MEET AMERICAN HEART ASSOCIATION CITIZENSHIP CRITERIA THROUGHOUT THE DURATION OF THE AWARD. OTHER ELIGIBILITY REQUIREMENTS OR RESTRICTIONS THE APPROPRIATE AHA BODY OR ITS DESIGNEE GOVERNING THE PROGRAM OFFERING HAS THE AUTHORITY TO ADD MORE LENIENT OR RESTRICTIVE ELIGIBILITY CRITERIA TO A RESEARCH GRANT OR AWARD PROGRAM. FOR EXAMPLE, A LIMITATION MAY BE PLACED ON ANNUAL FUNDING DOLLARS FROM OTHER SOURCES.

Schedule I (Form 990) 2018

Additional Data

Software ID:
Software Version:

- TIN:

Schedule J
(Form 990)

Department of the Treasury
Internal Revenue Service

Compensation Information

For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet

Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
SchJMediumBullet

Attach to Form 990.
SchJMediumBullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2018

Open to Public Inspection

Name of the organization

AMERICAN HEART ASSOCIATION INC

Employer identification number

13-5613797

Part I

Questions Regarding Compensation

Yes

Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.

First-class or charter travel Housing allowance or residence for personal use

Travel for companions Payments for business use of personal residence

Tax idemnification and gross-up payments Health or social club dues or initiation fees

Discretionary spending account Personal services (e.g., maid, chauffeur, chef)

If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain .........

Yes

Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked in line 1a? ..

Yes

Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.

Compensation committee Written employment contract

Independent compensation consultant Compensation survey or study

Form 990 of other organizations Approval by the board or compensation committee

During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization:

Receive a severance payment or change-of-control payment? .............

Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........

Yes

Participate in, or receive payment from, an equity-based compensation arrangement? .........

If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.

Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.

For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:

The organization? ....................

Yes

Any related organization? .......................

If "Yes," on line 5a or 5b, describe in Part III.

For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:

The organization? ..................

Any related organization? ......................

If "Yes," on line 6a or 6b, describe in Part III.

For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............

Yes

Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III ..........................

If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50053T

Schedule J (Form 990) 2018

Page 2

Part II

Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.

For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.

(A) Name and Title		(B) Breakdown of W-2 and/or 1099-MISC compensation			(C) Retirement and other deferred compensation	(D) Nontaxable benefits	(E) Total of columns (B)(i)-(D)	(F) Compensation in column (B) reported as deferred on prior Form 990
(A) Name and Title		(i) Base compensation	(ii) Bonus & incentive compensation	(iii) Other reportable compensation	(C) Retirement and other deferred compensation	(D) Nontaxable benefits	(E) Total of columns (B)(i)-(D)
1NANCY BROWN CEO	(i) (ii)	813,595 -------------	1,462,035 -------------	1,132,785 -------------	38,500 -------------	27,520 -------------	3,474,435 -------------	1,089,828 -------------
2LARRY CANNON CAO/CORP SECRETARY	(i) (ii)	420,033 -------------	100,000 -------------	-------------	-------------	7,743 -------------	527,776 -------------	-------------
3CYNTHIA ROBERTS CFO	(i) (ii)	307,964 -------------	55,521 -------------	264 -------------	37,477 -------------	18,467 -------------	419,693 -------------	-------------
4LESLIE UPTON COO	(i) (ii)	479,495 -------------	250,000 -------------	2,275 -------------	67,038 -------------	7,743 -------------	806,551 -------------	-------------
5ROSE MARIE ROBERTSON CHF SC/MED THRU 9/18	(i) (ii)	474,165 -------------	214,038 -------------	31,602 -------------	38,500 -------------	10,998 -------------	769,303 -------------	27,300 -------------
6JOHN J MEINERS CHIEF - MISSION-ALIG	(i) (ii)	406,155 -------------	32,308 -------------	19,122 -------------	38,500 -------------	14,195 -------------	510,280 -------------	19,122 -------------
7DAVID MARKIEWICZ EVP SOUTHEAST	(i) (ii)	430,825 -------------	-------------	8,000 -------------	60,424 -------------	7,743 -------------	506,992 -------------	-------------
8MIDGE EPSTEIN EVP SOUTHWEST	(i) (ii)	431,614 -------------	59,483 -------------	32,764 -------------	38,500 -------------	20,227 -------------	582,588 -------------	22,764 -------------
9KATHLEEN ROGERS EVP WESTERN STATES	(i) (ii)	434,095 -------------	104,887 -------------	8,000 -------------	61,768 -------------	18,783 -------------	627,533 -------------	-------------
10KEVIN HARKER EVP MIDWEST	(i) (ii)	407,589 -------------	-------------	8,981 -------------	54,113 -------------	20,227 -------------	490,910 -------------	-------------
11MEIGHAN VAFA CHIEF MKTG/PROGRAMS	(i) (ii)	406,714 -------------	98,065 -------------	8,638 -------------	58,100 -------------	20,227 -------------	591,744 -------------	-------------
12LYNNE DARROUZET CORP SEC THRU 10/17	(i) (ii)	262,682 -------------	15,637 -------------	-------------	37,688 -------------	18,325 -------------	334,332 -------------	-------------
13JEREMY BEAUCHAMP EVP MIDATLANTIC	(i) (ii)	320,705 -------------	25,917 -------------	8,000 -------------	46,046 -------------	18,523 -------------	419,191 -------------	-------------
14NICOLE SAPIO EVP GREAT RIVERS	(i) (ii)	343,688 -------------	-------------	8,998 -------------	48,790 -------------	14,007 -------------	415,483 -------------	-------------

Schedule J (Form 990) 2018

Page 3

Part III

Supplemental Information

Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.

Return Reference	Explanation
SCHEDULE J, PAGE 1, PART I, LINE 1A	- FIRST CLASS TRAVEL IS LIMITED TO THE CEO, AND EXPENSES ARE APPROVED BY THE BOARD FOR REASONABLENESS. THE EXPENSES ARE NOT TREATED AS TAXABLE INCOME. - FIRST CLASS TRAVEL MAY BE PROVIDED TO OFFICERS AND BOARD MEMBERS ON AN EXCEPTION BASIS WHEN BUSINESS NEEDS DICTATE. - TRAVEL TO A LIMITED NUMBER OF EVENTS AND FUNCTIONS MAY BE PROVIDED FOR SPOUSES OR COMPANIONS OF OFFICERS OF THE ORGANIZATION. IN CALENDAR YEAR 2018, TRAVEL EXPENSES FOR COMPANIONS OF THE CEO, PRESIDENT, IMMEDIATE PAST PRESIDENT, CHAIRMAN AND CHAIRMAN ELECT WERE INCURRED, REIMBURSED AND DEEMED TAXABLE INCOME. - TO ENCOURAGE GOOD HEALTH PRACTICES AND AWARENESS, THE ORGANIZATION PROVIDES EXTENSIVE PHYSICAL ASSESSMENTS TO SENIOR MANAGEMENT. THE VALUE OF SUCH ASSESSMENTS ARE GROSSED UP FOR INCOME TAX PURPOSES. THE FOLLOWING PERSONS RECEIVED TAX INDEMNIFICATION FOR THEIR ASSESSMENTS: NANCY BROWN AND MEIGHAN VAFA. - ROSE MARIE ROBERTSON RECEIVED A GROSS UP PAYMENT FOR THE IMPUTED INCOME ON A TAXABLE FRINGE BENEFIT. - TO ENCOURAGE GOOD HEALTH PRACTICES, THE ORGANIZATION MAKES MEMBERSHIPS TO A LOCAL FITNESS CENTER AVAILABLE TO SENIOR MANAGEMENT. THE FOLLOWING PERSONS PARTICIPATE IN THE PROGRAM - NANCY BROWN, LESLIE UPTON AND MEIGHAN VAFA. THESE BENEFITS ARE TREATED AS TAXABLE INCOME.
SCHEDULE J, PAGE 1, PART I, LINE 5A	THE SENIOR MANAGEMENT OF AHA PARTICIPATES IN AN INCENTIVE PLAN DESIGNED TO MOTIVATE AND REWARD SIGNIFICANT GROWTH AND PERFORMANCE OF THE ASSOCIATION AND CREATE A SENSE OF SHARED OWNERSHIP TO ACHIEVE THE STRATEGIC PLAN AND FURTHER THE MISSION. THE INCENTIVE PLAN IS DESIGNED AS PART OF THE TOTAL CASH COMPENSATION PROVIDED TO THE SENIOR EXECUTIVES. THE TOTAL CASH COMPENSATION HAS BEEN DETERMINED AS REASONABLE BY THE COMPENSATION AND BENEFITS COMMITTEE AND OUTSIDE INDEPENDENT COMPENSATION CONSULTANTS. THE INCENTIVE PLAN FOCUSES ON REVENUE GOALS. AWARD OPPOURTUNITIES UNDER THE INCENTIVE PLAN EFFECTIVE DURING CALENDAR YEAR 2018 FOR SENIOR MANAGEMENT, EXECUTIVE MANAGEMENT, AND THE CEO RANGE FROM 0% - 30%, 0% - 40%, AND 0% - 100%, RESPECTIVELY. SELECT MEMBERS OF THE SENIOR EXECUTIVE TEAM PARTICIPATE IN A BOARD-APPROVED LONG-TERM INCENTIVE PLAN DESIGNED TO ENSURE A UNIFIED, LONG-TERM FOCUS AND THE CONTINUED DEDICATION TO ACHIEVE KEY PRIORITIES THAT WILL HELP THE ORGANIZATION GROW AND SERVE THE COMMUNITY IN PURSUIT OF THE MISSION. ALL GOALS ARE ESTABLISHED AT THE ORGANIZATION-WIDE LEVEL AND INCLUDE REVENUE AND MISSION GOALS. AWARD OPPORTUNITIES UNDER THE LONG-TERM INCENTIVE PLAN EFFECTIVE DURING CALENDAR YEAR 2018 RANGE FROM 0%-15% (TARGET OF 10%) OF BASE SALARY FOR THE SENIOR EXECUTIVE TEAM AND 0%-70% (TARGET OF 50%) FOR THE CEO.
SCHEDULE J, PAGE 1, PART I, LINE 7	THE CEO RECEIVED A DISCRETIONARY INCENTIVE AS APPROVED AND AWARDED BY THE ORGANIZATION'S COMPENSATION, BENEFITS, AND HUMAN RESOURCES ADVISORY COMMITTEE.
SCHEDULE J, PART III	PART I, LINE 4B - NONQUALIFIED RETIREMENT PLAN AHA PROVIDES A 457(F) RETIREMENT RESTORATION PLAN TO CERTAIN MEMBERS OF SENIOR MANAGEMENT. WHILE AHA EMPLOYEES ARE GENERALLY ELIGIBLE TO PARTICIPATE IN THE QUALIFIED RETIREMENT PLAN AND THE 403(B) PLAN, CONTRIBUTIONS BY AHA TO THE QUALIFIED RETIREMENT PLAN AND THE 403(B) PLAN ARE CAPPED PURSUANT TO IRS REGULATIONS. UNDER THE RETIREMENT RESTORATION PLAN, AHA IS ALLOWED TO MAKE CONTRIBUTIONS BASED ON THE AMOUNT A PARTICIPANT WOULD HAVE BEEN ALLOWED TO RECEIVE IF THE RETIREMENT CONTRIBUTIONS BY AHA WERE NOT CAPPED. THE RETIREMENT RESTORATION PLAN SEEKS TO MAKE WHOLE, UPON A SPECIFIED VESTING DATE, THOSE PARTICIPANTS WHOSE COMPENSATION IS SUCH THAT THE ALLOWABLE QUALIFIED RETIREMENT CONTRIBUTION IS CAPPED DURING THEIR SERVICE TO AHA. ONCE A PARTICIPANT IS VESTED, THE RESTORATION PLAN BALANCE (THAT ACCUMULATED OVER MANY YEARS AND INCLUDES GAINS/LOSSES FROM THE MARKET) IS PAID OUT TO THE PARTICIPANT IN A LUMP SUM. AFTER THE PARTICIPANT HAS PASSED HIS OR HER VESTING DATE, ANY CONTRIBUTION THAT WOULD HAVE BEEN MADE TO THE RESTORATION PLAN IS PAID TO THE EMPLOYEE ON A MONTHLY BASIS. THE PAYMENTS ARE CONSIDERED EARNED INCOME WITH APPLICABLE TAXES WITHHELD. IF THE EMPLOYEE LEAVES AHA PRIOR TO REACHING HIS OR HER VESTING DATE, THE ACCOUNT BALANCE IS FORFEITED. DURING THE CALENDAR YEAR, SOME ELIGIBLE PARTICIPANTS IN AHA'S RETIREMENT RESTORATION PLAN REACHED THEIR VESTING DATE OR HAD PREVIOUSLY REACHED THEIR VESTING DATE AND RECEIVED LUMP SUM PAYMENTS FROM THE PLAN. NANCY BROWN VESTED DURING CALENDAR YEAR 2018 AND RECEIVED 1,089,828. PREVIOUSLY VESTED, MIDGE EPSTEIN RECEIVED 22,764, ROSE MARIE ROBERTSON RECEIVED 27,300, AND JOHN MEINERS RECEIVED 19,122 IN CALENDAR YEAR 2018. SCHEDULE J SUPPLEMENTAL INFORMATION LYNNE DARROUZET TRANSITIONED OUT OF THE ROLE OF CORPORATE SECRETARY IN OCTOBER 2017, BUT REMAINED EMPLOYED WITH THE ORGANIZATION. THE COMPENSATION AND HOURS REPORTED ARE FOR THE POSITION HELD DURING THE REPORTING PERIOD. ROSE MARIE ROBERTSON TRANSITIONED OUT OF THE ROLE OF CHIEF SCIENCE AND MEDICAL OFFICER, A KEY EMPLOYEE POSITION, IN SEPTEMBER 2018; HOWEVER, SHE REMAINED EMPLOYED BY THE ORGANIZATION. JEREMY BEAUCHAMP AND NICOLE SAPIO ARE REPORTED AS FORMER KEY EMPLOYEES BUT STILL EMPLOYED BY THE ORGANIZATION. THE COMPENSATION AND HOURS REPORTED ARE FOR THE POSITIONS HELD DURING THE REPORTING PERIOD.

Schedule J (Form 990) 2018

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE M
(Form 990)

Department of the Treasury

Internal Revenue Service

Noncash Contributions

Complete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image

Attach to Form 990.
Right pointing arrow large image

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2018

Open to Public Inspection

Name of the organization

AMERICAN HEART ASSOCIATION INC

Employer identification number

13-5613797

Part I

Types of Property

	(a) Check if applicable	(b) Number of contributions or items contributed	(c) Noncash contribution amounts reported on Form 990, Part VIII, line 1g	(d) Method of determining noncash contribution amounts
1 Art—Works of art ....	X	778	357,510	SALES PRICE
2 Art—Historical treasures .	X	2	9,906	SALES PRICE
3 Art—Fractional interests ..
4 Books and publications ..	X		30,450	SALES PRICE & FMV
5 Clothing and household goods .......
6 Cars and other vehicles ..	X	483	321,675	SALES PRICE
7 Boats and planes ....
8 Intellectual property ...
9 Securities—Publicly traded .	X	451	5,933,117	AVG PRICE/SHARE
10 Securities—Closely held stock .
11 Securities—Partnership, LLC, or trust interests ....
12 Securities—Miscellaneous ..
13 Qualified conservation contribution—Historic structures .....
14 Qualified conservation contribution—Other ...
15 Real estate—Residential .	X	2	344,717	SALES PRICE
16 Real estate—Commercial ..
17 Real estate—Other ...
18 Collectibles .....	X	1,784	585,851	SALES PRICE & FMV
19 Food inventory ...
20 Drugs and medical supplies .
21 Taxidermy ......
22 Historical artifacts ....
23 Scientific specimens ..
24 Archeological artifacts ...
25 Other ( REC/TRAVEL )	X	7,449	4,510,362	SALES PRICE & FMV
26 Other ( FOOD/DRINK )	X	5,551	1,858,246	SALES PRICE & FMV
27 Other ( TANG PERS PROP )	X	7,334	1,313,806	SALES PRICE & FMV
28 Other ( OTHER )	X	3,630	1,493,245	SALES PRICE

Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement

Yes

30a

During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that it must hold for at least three years from the date of the initial contribution, and which is not required to be used for exempt purposes for the entire holding period? ...................

30a

If "Yes," describe the arrangement in Part II.

Does the organization have a gift acceptance policy that requires the review of any nonstandard contributions?

Yes

32a

Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash

contributions? ..........................

32a

Yes

If "Yes," describe in Part II.

If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,

describe in Part II.

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 51227J

Schedule M (Form 990) (2018)

Page 2

Part II

Supplemental Information. Provide the information required by Part I, lines 30b, 32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.

Return Reference

Explanation

SCHEDULE M, PAGE 1, PART I, LINE 32B

THE ASSOCIATION RECEIVES THE PROCEEDS FROM THE SALE OF DONATED VEHICLES THAT ARE RECEIVED AND PROCESSED BY INSURANCE AUTO AUCTIONS. THE ASSOCIATION USES A THIRD PARTY, REDLANDS GROUP, LLC, TO SELL CERTAIN DONATED ILLIQUID ASSETS.

SCHEDULE M, PAGE 2, PART II

PART I, LINE 28 OTHER PROPERTY INCLUDES IRA INTERESTS, PERSONAL SERVICES GIFT CARDS AND MISCELLANEOUS ITEMS. IRA INTEREST A) CHECK IF APPLICABLE = X B) NUMBER OF CONTRIBUTIONS = 13 C) REVENUE REPORTED ON FORM 990, PART VIII 613,540 D) METHOD OF DETERMING VALUE: SALES PRICE OF UNDERLYING INVESTMENT PERSONAL/PROFESSIONAL SERVICES (INCL GIFT CARDS) A) CHECK IF APPLICABLE = X B) NUMBER OF CONTRIBUTIONS = 2,795 C) REVENUE REPORTED ON FORM 990, PART VIII 537,751 D) METHOD OF DETERMING VALUE: SALES PRICE MISCELLANEOUS A) CHECK IF APPLICABLE = X B) NUMBER OF CONTRIBUTIONS = 822 C) REVENUE REPORTED ON FORM 990, PART VIII 314,953 D) METHOD OF DETERMING VALUE: SALES PRICE

Schedule M (Form 990) (2018)

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet

Attach to Form 990 or 990-EZ.
MediumBullet

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2018

Open to Public
Inspection

Name of the organization

AMERICAN HEART ASSOCIATION INC

Employer identification number

13-5613797

Return Reference	Explanation
FORM 990 - ORGANIZATION'S MISSION	THE AMERICAN HEART ASSOCIATION IS A NATIONAL VOLUNTARY HEALTH AGENCY FOCUSED ON ACTIVITIES RELATED TO THE CAUSES, DIAGNOSIS, PREVENTION, AND TREATMENT OF CARDIOVASCULAR DISEASE, STROKE AND OTHER RELATED DISEASES. OUR MISSION STATEMENT IS TO BE A RELENTLESS FORCE FOR A WORLD OF LONGER, HEALTHIER LIVES.
FORM 990, PAGE 2, PART III, LINE 3	RQI PARTNERS, LLC, A PARTNERSHIP BETWEEN THE AMERICAN HEART ASSOCIATION AND LAERDAL MEDICAL, BEGAN OPERATIONS ON JULY 1, 2018. THE PARTNERSHIP BLENDS THE ASSOCIATION'S LEADERSHIP IN SCIENCE WITH LAERDAL'S EXPERTISE IN TECHNOLOGY AND AIMS TO ACCELERATE THE TRANSFORMATION OF THE STANDARD OF CARE FOR CPR COMPETENCY WITHIN HOSPITALS, HEALTHCARE SYSTEMS AND EMS SYSTEMS. PRIOR TO THE FORMATION OF THE PARTNERSHIP, THE ASSOCIATION REPORTED REVENUES AND EXPENSES OF THESE PROGRAMS WITHIN ITS ANNUAL FORM 990 RETURN. BEGINNING WITH THE 2018-19 FISCAL YEAR, RQI PARTNERS, LLC RESULTS ARE REPORTED SEPARATELY FROM THE ASSOCIATION'S FORM 990 RETURN AND REPRESENT A SIGNIFICANT CHANGE IN HOW THE ASSOCIATION CONDUCTS THESE PROGRAM SERVICES. RQI PARTNERS, LLC IS INCLUDED IN THE ASSOCIATION'S AUDITED CONSOLIDATED FINANCIAL STATEMENTS, WHICH ARE RECONCILED TO THE FORM 990 IN SCHEDULE D, PARTS XI AND XII.
FORM 990, PAGE 2, PART III, LINE 4A	SCIENCE AND TECHNOLOGY -THE AMERICAN HEART ASSOCIATION FUNDS SCIENTIFIC STUDIES SEEKING NEW DISCOVERIES RELATED TO CAUSES, PREVENTION AND TREATMENT OF CARDIOVASCULAR AND CEREBROVASCULAR DISEASES. SINCE OUR FOUNDING IN 1924, WE'VE INVESTED MORE THAN 4.5 BILLION IN RESEARCH, MAKING US THE LARGEST PRIVATE, NOT- FOR-PROFIT FUNDER OF CARDIOVASCULAR AND CEREBROVASCULAR RESEARCH. -THE ASSOCIATION'S RESEARCH EXPENSES FOR FISCAL YEAR 2018-19 WERE APPROXIMATELY 193,000,000. -RESEARCH AWARDS FOR THE YEAR TOTALED APPROXIMATELY 176,000,000. -WITH 1 IN 3 WOMEN DYING OF HEART DISEASE, THE AMERICAN HEART ASSOCIATION LAUNCHED RESEARCH GOES RED WITH PROJECT BASELINE BY VERILY TO ENSURE WOMEN ARE EQUITABLY REPRESENTED IN HEART RESEARCH. -OUR STRATEGICALLY FOCUSED RESEARCH NETWORKS NOW TOTAL 10, INCLUDING PREVENTION, HYPERTENSION, DISPARITIES, GO RED FOR WOMEN, HEART FAILURE, OBESITY, CHILDREN'S HEALTH, VASCULAR DISEASE, ATRIAL FIBRILLATION, ARRHYTHMIAS AND SUDDEN CARDIAC DEATH. RESEARCH AWARDS FOR NETWORKS FOCUSED ON CARDIOMETABOLIC CARE AND HEALTH TECHNOLOGY, INCLUDING APPS AND WEARABLES, WILL BE AWARDED IN 2020. -THE AHA-ALLEN INITIATIVE IN BRAIN HEALTH AND COGNITIVE IMPAIRMENT AWARDED ITS FIRST RESEARCH GRANTS TO THREE PRINCIPAL INVESTIGATORS: FRED "RUSTY" GAGE, PH.D., THE SALK INSTITUTE FOR BIOLOGICAL STUDIES, 19,200,000; TONY WYSS-CORAY, PH.D., STANFORD UNIVERSITY, 9,600,000; AND MUKESH K. JAIN, M.D., UNIVERSITY HOSPITALS CLEVELAND MEDICAL CENTER, 9,600,000. -ONE BRAVE IDEA, CO-FUNDED BY THE AHA AND VERILY, WITH SUPPORT FROM ASTRAZENECA, WELCOMED QUEST DIAGNOSTICS AS A PILLAR SUPPORTER TO HELP IDENTIFY EARLY-STAGE CORONARY HEART DISEASE. QUEST COMMITTED 10 MILLION FOR BIOMARKER IMPLEMENTATION, POPULATION HEALTH ANALYTICS AND A NATIONAL LAB PLATFORM. -UNDER A COLLABORATION WITH THE AMERICAN HEART ASSOCIATION'S CENTER FOR HEALTH TECHNOLOGY & INNOVATION, GOOGLE FIT USERS NOW EARN POINTS FOR BOTH MOVEMENT AND INTENSITY. TRACKING IS BASED ON THE AHA'S RECOMMENDATIONS OF AT LEAST 150 MINUTES OF MODERATE EXERCISE WEEKLY AND AT LEAST 75 MINUTES OF VIGOROUS EXERCISE WEEKLY. -CONNECTED PULSE, A COLLABORATION BETWEEN ROYAL PHILIPS AND THE AMERICAN HEART ASSOCIATION INTRODUCED TECHNOLOGY TO IMPROVE SUDDEN CARDIAC ARREST SURVIVAL IN DENSELY POPULATED CITIES. COMPONENTS INCLUDE GPS POSITIONING, COMMAND CENTER APPLICATION, ANALYTICS, TELEPHONE CPR TRAINING, EMS TRAINING, TRAINING KIOSKS, CPR IN SCHOOLS TRAINING KITS AND MORE. -INSIDE THE SAPPHIRE CRYSTAL CROWN OF THE APPLE WATCH SERIES 4 IS A SENSOR THAT MEASURES THE HEART'S ELECTRICAL ACTIVITY, SENDS ALERTS, AND STORES DATA IN REAL TIME. AHA PRESIDENT IVOR BENJAMIN, M.D., JOINED APPLE COO JEFF WILLIAMS FOR THE BIG ANNOUNCEMENT DURING THE TECH GIANT'S ANNUAL PRODUCT LAUNCH.
FORM 990, PAGE 2, PART III, LINE 4B	PUBLIC/CONSUMER EDUCATION -THE GO RED FOR WOMEN CAMPAIGN MARKED 15 YEARS OF MAKING WOMEN AWARE THAT HEART DISEASE IS THEIR GREATEST HEALTH THREAT AND EXPANDED TO BAHRAIN, BRAZIL, INDIA, KUWAIT, LEBANON, OMAN, PAKISTAN, QATAR, RWANDA AND SAUDI ARABIA. -MORE THAN 270,000 PEOPLE VISITED THE AHA'S HANDS-ONLY CPR KIOSKS NATIONWIDE, AND MORE THAN 130,000 COMPLETED THE TUTORIAL, PRACTICED COMPRESSIONS, AND PASSED THE TEST. BY YEAR'S END, 31 KIOSKS HAD BEEN INSTALLED ACROSS THE COUNTRY. -TO ADDRESS INCREASING RATES OF HYPERTENSION, DIABETES AND OTHER CHRONIC CONDITIONS IN ASIAN AMERICAN, NATIVE HAWAIIAN AND PACIFIC ISLANDER (AANHPI) COMMUNITIES, THE AHA ESTABLISHED THE AANHPI HEALTH INITIATIVE. -KIDS HEART CHALLENGE AWARDED THE FIRST OF UP TO 400,000 IN ANNUAL GRANTS TO SUPPORT PHYSICAL ACTIVITY AND EMOTIONAL WELL-BEING PROGRAMS FOR STUDENTS AND TEACHERS. -OUR 40-MEMBER CEO ROUNDTABLE TACKLED THE MENTAL HEALTH CRISIS BY ENGAGING EMPLOYERS TO DE-STIGMATIZE MENTAL HEALTH DISORDERS, TRAIN LEADERS, PROVIDE COMPREHENSIVE BENEFITS, AND FOSTER DIALOGUE. -AS PART OF OUR INVESTMENT IN ADDRESSING SOCIAL DETERMINANTS OF HEALTH, WE DEBUTED THE AHA OFFICE OF HEALTH EQUITY TO CHAMPION ELIMINATION OF HEALTH DISPARITIES. -THE SOCIAL IMPACT FUND, ESTABLISHED WITH A 5 MILLION DONATION FROM STEVIE AND DAVID SPINA, AWARDED THE FIRST ROUND OF INVESTMENTS IN BOSTON, MASSACHUSETTS, AND FLINT MICHIGAN. THIS WAS FOLLOWED BY A 1 MILLION CONTRIBUTION FROM HEALTH CARE SERVICE CORPORATION TO EXPAND INVESTMENTS TO CHICAGO, ILLINOIS. -WE ENGAGED YOUNG PEOPLE IN SHATTERING SOCIAL BARRIERS TO HEALTH, AWARDING 200,000 TO WINNERS OF THE INAUGURAL HBCU HEALTHY COMMUNITY CHALLENGE SHOWCASE. HBCU COEDS AT 30-PLUS CAMPUSES PARTICIPATED IN THE 8-MONTH CONTEST TO DEVELOP INNOVATIVE, EFFECTIVE, SCALABLE SOLUTIONS TO SOCIAL DETERMINANTS OF HEALTH. -IN OUR CONTINUING QUEST TO REDUCE HEALTH DISPARITIES, THE EMPOWERED TO SERVE BUSINESS ACCELERATOR COMPETITION AWARDED 90,000 IN PRIZE MONEY TO TWO FINALISTS AND EIGHT QUALIFIERS CHOSEN AMONG CONTESTANTS FROM ACROSS THE COUNTRY. THE TOP PRIZE OF 50,000 WENT TO LEAH LIZARONDO, FOUNDER OF 412 FOOD RESCUE, AND 25,000 WAS AWARDED TO FRANCOISE MARVEL, M.D., FOUNDER OF CORRIE HEALTH. EACH OF THE REMAINING SIX QUALIFIERS RECEIVED 2,500.
FORM 990, PAGE 2, PART III, LINE 4C	PROFESSIONAL EDUCATION -WE HOSTED MORE THAN A DOZEN SCIENTIFIC CONFERENCES, INCLUDING SCIENTIFIC SESSIONS AND THE INTERNATIONAL STROKE CONFERENCE, AS WELL AS MEETINGS FOCUSED ON SPECIALTY AREAS INCLUDING HYPERTENSION, PREVENTION AND QUALITY OF CARE. ATTENDEES AT ALL MEETINGS ARE ELIGIBLE FOR CONTINUING MEDICAL EDUCATION (CME) CREDITS. WE ALSO HOSTED A SUITE OF ONLINE LEARNING PROGRAMS WHICH OFFERED CME CREDITS. -AS AN INDUSTRY THOUGHT LEADER, THE ASSOCIATION PUBLISHED SCIENTIFIC STATEMENTS AND CLINICAL TREATMENT GUIDELINES FOR MEDICAL PROFESSIONALS ON HEART DISEASE AND STROKE PREVENTION, AND CHOLESTEROL MANAGEMENT. WE ALSO ENDORSED THE U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES' PHYSICAL ACTIVITY GUIDELINES FOR AMERICANS, WHICH REINFORCE THE IMPORTANCE OF MOVING MORE AND SITTING LESS OVER EXERCISING IN 10-MINUTE INTERVALS. -TAKING AIM AT THE OPIOID CRISIS, WE: -PLEDGED EMPLOYER SOLUTIONS LED BY THE AHA CEO ROUNDTABLE -INTRODUCED OPIOID EDUCATION COURSES FOR LAYPEOPLE AND CLINICAL PROVIDERS VIA THE AHA'S EMERGENCY CARDIOVASCULAR CARE DIVISION -JOINED THE ACTION COLLABORATIVE ON COUNTERING THE U.S. OPIOID EPIDEMIC TO ADVANCE KNOWLEDGE, ALIGN ONGOING INITIATIVES AND EXPAND COLLECTIVE, MULTISECTOR SOLUTIONS TO THE OPIOID CRISIS. -THE ASSOCIATION ALSO ADDRESSED GLOBAL INFANT MORTALITY VIA SAVING CHILDREN'S LIVES, TRAINING OVER 1,000 DOCTORS, NURSES AND OTHER PROVIDERS AND GROOMING OVER 80 IN-COUNTRY INSTRUCTORS. -ESTABLISHED TO HELP HOSPITALS PROVIDE EVIDENCE-BASED CARE AND IMPROVE OUTCOMES, GET WITH THE GUIDELINES GREW GLOBALLY TO 3,100 HOSPITALS IN 5 COUNTRIES, IMPACTING 7 MILLION PATIENTS. -FISCAL YEAR 2018-19 WAS AN EXCITING TIME FOR PROFESSIONAL MEMBERSHIP, WITH THE STRATEGIC VALUE PROPOSITION ADVANCING COUNCIL MODERNIZATION WORK. OVER 36,000 MEMBERS SUPPORT THE ASSOCIATION'S MISSION THROUGH CONTRIBUTIONS OF TIME, TALENT AND TREASURE. OF THOSE MEMBERS, 29% ARE FROM NON-U.S. COUNTRIES AND MORE THAN 5,200 ARE FELLOWS OF THE AMERICAN HEART ASSOCIATION (FAHAS). PROFESSIONAL MEMBERS' DUES AND DONATIONS SUPPORT MORE THAN 450,000 IN COUNCIL AWARDS TO OVER 400 RECIPIENTS.
FORM 990, PAGE 2, PART III, LINE 4D	COMMUNITY SERVICES: QUALITY OF CARE/SYSTEMS OF CARE -THE AMERICAN HEART ASSOCIATION AND THE AMERICAN DIABETES ASSOCIATION ANNOUNCED KNOW DIABETES BY HEART TO RAISE AWARENESS OF THE TYPE 2 DIABETES-CARDIOVASCULAR DISEASE LINK. POWERED BY 30 MILLION FROM INAUGURAL SPONSORS BOEHRINGER INGELHEIM, ELI LILLY AND COMPANY AND NOVO NORDISK, WE BEGAN EDUCATING PATIENTS, TRAINING HEALTH CARE PROVIDERS, AND IMPLEMENTING QUALITY IMPROVEMENT MEASURES FOR DIABETES TREATMENT FACILITIES. -THE ASSOCIATION AND THE DUKE-MARGOLIS CENTER FOR HEALTH POLICY FORMED THE VALUE IN HEALTHCARE INITIATIVE TO INCREASE ACCESS TO, AND AFFORDABILITY OF, CARDIOVASCULAR CARE. PARTICIPANTS - INCLUDING RESEARCHERS, REGULATORS AND HEALTH INNOVATORS - CONVENE TO IDENTIFY BARRIERS TO CARE AND DEVELOP SOLUTIONS. -TEAMING WITH THE AHA FOR THE 3RD YEAR ON HEALTHY FOR LIFE 20 BY 20, ARAMARK'S DINING OPERATIONS INCREASED FRUITS, VEGETABLES AND WHOLE GRAINS BY 9% AND SLASHED SATURATED FAT BY 19%, SODIUM BY 14% AND CALORIES BY 11%. THE AMERICAN HEART ASSOCIATION TEAMED WITH EMERGENCY TECHNOLOGY COMPANY, RAPIDSOS, TO PROMOTE A VOLUNTARY REGISTRY FOR PEOPLE TO SUBMIT THEIR HEALTH PROFILE THROUGH A SECURE DATABASE FOR ACCESS BY AUTHORIZED 9-1-1 AGENCIES AND FIRST RESPONDERS. CALLED THE RAPIDSOS CLEARINGHOUSE, THE DATABASE INCLUDES MEDICAL HISTORY, ALLERGIES, MEDICATIONS, MEDICAL DEVICES AND EMERGENCY CONTACTS. BY GIVING FIRST RESPONDERS ACCESS TO THESE IMPORTANT DETAILS DURING A 9-1-1 CALL, RAPIDSOS AIMS TO REDUCE THE TIME FROM ARRIVAL TO DIAGNOSIS AND TREATMENT. -NEARLY 800 HEALTH CARE ORGANIZATIONS PARTICIPATED IN TARGET: BP, OUR BLOOD PRESSURE CONTROL PROGRAM. OF THOSE, 340 ACHIEVED BLOOD PRESSURE CONTROL RATES AT OR ABOVE 70%. IN SUPPORT, 1,050 CVS STORES IN THE STROKE BELT DISPLAYED OUR PUBLIC SERVICE ANNOUNCEMENTS ON STOREBOARD SECURITY PANELS. COMMUNITY SERVICES: PUBLIC ADVOCACY -IN RESPONSE TO A CASE FILED BY THE AMERICAN HEART ASSOCIATION (AND OTHER PUBLIC HEALTH AND MEDICAL GROUPS AND INDIVIDUAL PEDIATRICIANS), A FEDERAL COURT ORDERED THE U.S. FOOD AND DRUG ADMINISTRATION (FDA) TO ISSUE A FINAL RULE MANDATING GRAPHIC HEALTH WARNINGS ON CIGARETTE PACKS AND ADVERTISING BY MARCH 15, 2020. -IN RESPONSE TO OUR LAWSUIT AGAINST THE FDA, A FEDERAL JUDGE SET A DEADLINE OF MAY 12, 2020, FOR E-CIGARETTE MANUFACTURERS TO SUBMIT THEIR PRODUCTS FOR PUBLIC HEALTH REVIEW TO KEEP THEM ON THE MARKET. -FOLLOWING MONTHS OF ADVOCACY, THE FARM BILL PASSED, ENSURING MORE THAN 45 MILLION ELIGIBLE PEOPLE AND THEIR FAMILIES RECEIVE SUPPLEMENTAL NUTRITION ASSISTANCE PROGRAM BENEFITS. -THE ASSOCIATION CHAMPIONED A BILL INCREASING THE NATIONAL INSTITUTES OF HEALTH BUDGET BY 2 BILLION AS PART OF THE FISCAL YEAR 2019 APPROPRIATIONS PACKAGE. THE BILL FUNDS THE NATIONAL HEART, LUNG, AND BLOOD INSTITUTE AT 3.488 BILLION AND THE NATIONAL INSTITUTE OF NEUROLOGICAL DISORDERS AND STROKE AT 2.274 BILLION. IN ADDITION, THE BRAIN RESEARCH THROUGH APPLICATION OF INNOVATIVE NEUROTECHNOLOGIES (BRAIN) INITIATIVE RECEIVED 429 MILLION, AND THE ALL OF US RESEARCH INITIATIVE RECEIVED 376 MILLION. -THERE WERE 113 ADVOCACY WINS AT THE STATE AND COMMUNITY LEVELS IN FISCAL YEAR 2018-19. THANKS TO OUR WORK, LOCAL AND STATE LAWS TO REDUCE TOBACCO USE, IMPROVE NUTRITION, INCREASE OPPORTUNITIES FOR PHYSICAL ACTIVITY AND EXPAND ACCESS TO HIGH-QUALITY HEALTH CARE WILL HELP MILLIONS OF PEOPLE LIVE LONGER, HEALTHIER LIVES. -EIGHT STATES (CONNECTICUT, DELAWARE, ILLINOIS, MARYLAND, MASSACHUSETTS, TEXAS, VERMONT AND WASHINGTON) - ALONG WITH COMMUNITIES ACROSS CONNECTICUT, FLORIDA, ILLINOIS, MINNESOTA, NEW YORK, OHIO, TEXAS AND UTAH - INCREASED THE LEGAL AGE FOR PURCHASING ALL TOBACCO PRODUCTS TO 21. MORE THAN 61.5 MILLION PEOPLE WERE IMPACTED AND THE NUMBER OF ADOLESCENTS AND YOUNG ADULTS WHO START SMOKING WAS SIGNIFICANTLY REDUCED. -CALIFORNIA AND HAWAII, ALONG WITH BALTIMORE AND NEW YORK CITY, PASSED 'HEALTHY-BY-DEFAULT' BEVERAGE ORDINANCES, ENSURING RESTAURANTS EXCLUDE SUGARY DRINKS FROM KIDS' MEALS, IMPACTING MORE THAN 50.2 MILLION PEOPLE. -VOICES FOR HEALTHY KIDS LANDED 197 POLICY WINS IN 6 YEARS, MAKING EACH DAY HEALTHIER FOR MORE THAN 240 MILLION PEOPLE. TO BE A RELENTLESS FORCE FOR A WORLD OF LONGER, HEALTHIER LIVES. THAT'S THE MISSION OF THE AMERICAN HEART ASSOCIATION. TO US, THAT MEANS HITTING BACK AGAINST HEALTH THREATS, SPEAKING UP FOR THOSE WITH NO VOICE, FORGING NEW FRONTIERS, FIGHTING FOR HEALTH EQUITY AND LEVERAGING OUR BRAND TO PROMOTE BETTER HEALTH. OVER THE PAST YEAR, WE HAVE ADVANCED AND STREAMLINED OUR LIFESAVING WORK IN PRIORITY AREAS INCLUDING SCIENTIFIC AND TECHNOLOGICAL INNOVATION, ADVOCACY, SYSTEMS OF CARE, COMMUNITY EMPOWERMENT AND HEALTH CARE TRANSFORMATION. THE ABOVE NARRATIVES REPRESENT JUST A SAMPLING OF OUR ACCOMPLISHMENTS. THE AMERICAN HEART ASSOCIATION'S SUCCESS IS ATTRIBUTABLE TO THE 40 MILLION DEDICATED VOLUNTEERS AND SUPPORTERS WHO GIVE VOICE TO OUR VISION, AS WELL AS OUR DEDICATED STAFF. TOGETHER, WE ARE INSPIRING BREAKTHROUGHS AND BLAZING PATHS TO BETTER HEALTH AND LONGER LIFE WORLDWIDE. FORM 990, PART III, LINE 4D - ALL OTHER ACCOMPLISHMENTS THE LOSS ON UNCOLLECTIBLE ACCOUNTS ON PART VIII, LINE 11C, COLUMN A OF (6,226,998) IS INCLUDED IN LINE 4D, OTHER PROGRAM SERVICES REVENUE.
FORM 990, PART V, LINE 4B	CHINA, PEOPLES REPUB, UNITED ARAB EMIRATES, INDIA
FORM 990, PAGE 6, PART VI, LINE 11B	MANAGEMENT DISTRIBUTED A DRAFT OF THE FORM 990 TO THE AUDIT COMMITTEE APPOINTED BY THE AMERICAN HEART ASSOCIATION'S BOARD OF DIRECTORS. THE AUDIT COMMITTEE MEMBERS REVIEWED THE DRAFT. PRIOR TO FINALIZATION OF THE RETURN, A FINAL DRAFT OF FORM 990 WAS PROVIDED TO ALL MEMBERS OF THE BOARD OF DIRECTORS. THE FORM DISTRIBUTED TO THE BOARD OF DIRECTORS REFLECTS THE RETURN ULTIMATELY FILED WITH THE INTERNAL REVENUE SERVICE.
FORM 990, PAGE 6, PART VI, LINE 12C	THE AMERICAN HEART ASSOCIATION (AHA) HAS ESTABLISHED A CONFLICT OF INTEREST POLICY WHICH HAS BEEN REVIEWED AND APPROVED BY THE BOARD OF DIRECTORS. THE POLICY IS BINDING ON ALL VOLUNTEERS, STAFF AND COMPONENTS OF AHA. A CONFLICT OF INTEREST QUESTIONNAIRE, WHICH INCLUDES THE CONFLICT OF INTEREST AND ETHICS POLICIES, IS REQUIRED TO BE COMPLETED BY ALL AHA BOARD OF DIRECTORS, COMMITTEE AND SUBCOMITTEE MEMBERS, TASK FORCE MEMBERS, WRITING GROUP MEMBERS, DESIGNATED STAFF, AND AHA SPOKESPERSONS UPON THEIR APPOINTMENT, AND TO OFFICERS AND JOURNAL EDITORS PRIOR TO THEIR ELECTION OR APPOINTMENT. AFTER THE INITIAL COMPLETION OF THE CONFLICT OF INTEREST DISCLOSURE QUESTIONNAIRE, VOLUNTEERS AND DESIGNATED STAFF ARE REQUESTED TO UPDATE IT WHENEVER MATERIAL CHANGES OCCUR IN THEIR AHA ROLE, EMPLOYMENT OR OTHER RELATIONSHIP IDENTIFIED AS RELEVANT ON THE DISCLOSURE QUESTIONNAIRE AS WELL AS COMPLETE A NEW DISCLOSURE QUESTIONNAIRE ANNUALLY. AHA HAS IDENTIFIED THE FOLLOWING AREAS IN ITS POLICY TO BE POTENTIAL CONFLICTS OF INTEREST: DIRECT OR INDIRECT INTEREST IN, OR RELATIONSHIP WITH, ANY INDIVIDUAL OR ORGANIZATION THAT PROPOSES TO ENTER INTO ANY TRANSACTION WITH AHA; THE SALE, PURCHASE, LEASE OR RENTAL OF ANY PROPERTY OR OTHER ASSET; EMPLOYMENT, OR RENDITION OF SERVICES, PERSONAL OR OTHERWISE; THE AWARD OF ANY GRANT, CONTRACT, OR SUBCONTRACT; OR THE INVESTMENT OR DEPOSIT OF ANY FUNDS OF AHA. CONFLICTS MAY BE RESOLVED BY HAVING THE AHA REPRESENTATIVE REFRAIN FROM DELIBERATING AND/OR VOTING ON THE PARTICULAR TRANSACTION OR MATTER IN WHICH HE OR SHE HAS AN INTEREST AND OTHERWISE REFRAIN FROM EXERTING ANY INFLUENCE ON AHA TO AFFECT A DECISION. ADDITIONALLY, OTHER MEASURES MAY BE REQUIRED BY AHA, DEPENDING ON THE NATURE OF, AND THE ABILITY TO, REASONABLY MANAGE A CONFLICT.
FORM 990, PAGE 6, PART VI, LINE 15A	AHA'S BOARD OF DIRECTORS AUTHORIZES A COMPENSATION, BENEFITS, AND HUMAN RESOURCES ADVISORY COMMITTEE TO OVERSEE COMPENSATION-RELATED MATTERS WITHIN THE ORGANIZATION. BASED UPON THE ADVICE OF AN INDEPENDENT COMPENSATION CONSULTANT, THE COMMITTEE IS RESPONSIBLE FOR MAKING DETERMINATIONS ABOUT COMPENSATION FOR THE CEO AND DISQUALIFIED PERSONS, INCLUDING EMPLOYED OFFICERS AND KEY EMPLOYEES. THE COMMITTEE IS COMPRISED OF FIVE BOARD MEMBERS. THE COMMITTEE'S OUTSIDE INDEPENDENT CONSULTANT PROVIDES INFORMATION WITH RESPECT TO THE APPROPRIATENESS OF THE CEO AND DISQUALIFIED PERSONS' COMPENSATION AS COMPARED TO EXTERNAL BENCHMARKING, AS WELL AS THE METHODOLOGY IN DEVELOPING CURRENT COMPENSATION. SEVERAL SURVEYS WERE UTILIZED IN DEVELOPING THE COMPARISON, INCLUDING SURVEYS FROM VARIOUS COMPENSATION CONSULTING FIRMS. ADDITIONALLY, THE OUTSIDE INDEPENDENT CONSULTANT PROVIDED A REASONABLENESS OPINION IN ORDER TO ENSURE THAT AHA COMPLIES WITH THE INTERMEDIATE SANCTION AND REBUTTABLE PRESUMPTION POLICY. DECISIONS REGARDING EXECUTIVE COMPENSATION ARE DOCUMENTED IN THE MEETING MINUTES. FOR PURPOSES OF THE 2018-19 FISCAL YEAR, THE COMPENSATION REVIEW OF THE CEO AND DISQUALIFIED PERSONS BY THE COMMITTEE WAS DISCUSSED IN AUGUST AND OCTOBER OF 2018, AND APRIL OF 2019. KEY FACTORS THAT ARE CONSIDERED BY THE COMPENSATION COMMITTEE WITH RESPECT TO COMPENSATION ARE AS FOLLOWS: COMPENSATION PHILOSOPHY, EXPERIENCE AND QUALIFICATIONS OF THE CANDIDATE, MARKET COMPETITIVENESS, AND COMPENSATION REQUIREMENTS AND HISTORY OF THE CANDIDATE. COMPONENTS OF COMPENSATION THAT ARE ROUTINELY REVIEWED BY THE COMPENSATION COMMITTEE INCLUDE BASE SALARY, INCENTIVE OPPORTUNITY, BOTH SHORT AND LONG TERM, RETIREMENT, BENEFITS AND PERQUISITES.
FORM 990, PAGE 6, PART VI, LINE 15B	REFER TO PART VI, LINE 15A EXPLANATION
FORM 990, PAGE 6, PART VI, LINE 17	MARYLAND, MICHIGAN, MINNESOTA, MISSISSIPPI, NORTH CAROLINA, NEW HAMPSHIRE, NEW JERSEY, NEW MEXICO, NEW YORK, OHIO, OKLAHOMA, OREGON, PENNSYLVANIA, RHODE ISLAND, SOUTH CAROLINA, TENNESSEE, UTAH, VIRGINIA, WASHINGTON, WISCONSIN, WEST VIRGINIA, INDIANA
FORM 990, PAGE 6, PART VI, LINE 19	THE AMERICAN HEART ASSOCIATION (AHA) MAKES AVAILABLE THE THREE MOST RECENT YEARS OF AUDITED FINANCIAL STATEMENTS, THREE MOST RECENT YEARS OF THE FORM 990 AND THE CONFLICT OF INTEREST POLICY ON AHA'S INTERNET WEBSITE, WWW.HEART.ORG. FORM 990-T IS AVAILABLE UPON REQUEST. THE AHA DOES NOT MAKE ITS GOVERNING DOCUMENTS AVAILABLE TO THE GENERAL PUBLIC.
FORM 990, PART VII	BOARD MEMBERS PROVIDE THEIR SERVICES AS MEMBERS OF THE BOARD WITHOUT COMPENSATION OR BENEFITS. COMPENSATION REPORTED TO BOARD MEMBERS ON PART VII, SECTION A IS FOR HONORARIUM OR EDITORIAL SERVICES PROVIDED TO THE ORGANIZATION WHICH ARE OUTSIDE THE SCOPE OF THE BOARD MEMBERS' BOARD OF DIRECTOR RESPONSIBILITIES.
FORM 990, PART XI, LINE 9	CHANGE VALUE SPLIT INT AGMTS 3,014,146 NET UNREALIZED GAIN BEN INT PERP TRUST 324,097 POST RETIREMENT FAS 158 ADJ -1,426,794 TOTAL 1,911,449

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 51056K

Schedule O (Form 990 or 990-EZ) 2018

Additional Data

Software ID:
Software Version:

1	Briefly describe the organization’s mission or most significant activities: THE AMERICAN HEART ASSOCIATION IS A NATIONAL VOLUNTARY HEALTH AGENCY FOCUSED ON ACTIVITIES RELATED TO THE CAUSES, DIAGNOSIS, PREVENTION, AND TREATMENT OF CARDIOVASCULAR DISEASE, STROKE AND OTHER RELATED DISEASES.
2	Check this box
3	Number of voting members of the governing body (Part VI, line 1a) ........	3	23
4	Number of independent voting members of the governing body (Part VI, line 1b) .....	4	23
5	Total number of individuals employed in calendar year 2018 (Part V, line 2a) ......	5	4,434
6	Total number of volunteers (estimate if necessary) .............	6	35,800,000
7a	Total unrelated business revenue from Part VIII, column (C), line 12 ........	7a	154,949
b	Net unrelated business taxable income from Form 990-T, line 34 .........	7b

		Prior Year	Current Year
8	Contributions and grants (Part VIII, line 1h) .........	659,678,567	591,046,382
9	Program service revenue (Part VIII, line 2g) .........	43,636,836	43,778,355
10	Investment income (Part VIII, column (A), lines 3, 4, and 7d ) ....	46,937,365	30,633,502
11	Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e)	101,553,966	80,974,150
12	Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)	851,806,734	746,432,389
13	Grants and similar amounts paid (Part IX, column (A), lines 1–3 )...	172,500,615	193,482,172
14	Benefits paid to or for members (Part IX, column (A), line 4).....		0
15	Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10)	372,069,721	366,187,041
16a	Professional fundraising fees (Part IX, column (A), line 11e) .....	3,860,402	2,614,898
b	Total fundraising expenses (Part IX, column (D), line 25) 99,531,754
17	Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e)....	278,629,093	207,420,334
18	Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25)	827,059,831	769,704,445
19	Revenue less expenses. Subtract line 18 from line 12.......	24,746,903	-23,272,056
		Beginning of Current Year	End of Year
20	Total assets (Part X, line 16).............	1,412,915,908	1,437,669,656
21	Total liabilities (Part X, line 26).............	461,117,432	492,106,677
22	Net assets or fund balances. Subtract line 21 from line 20.....	951,798,476	945,562,979

Sign Here

	Signature of officer	Date

	Type or print name and title


4a	(Code: ) (Expenses $ 192,922,713 including grants of $ 175,832,821 ) (Revenue $ )
	SCIENCE AND TECHNOLOGY -THE AMERICAN HEART ASSOCIATION FUNDS SCIENTIFIC STUDIES SEEKING NEW DISCOVERIES RELATED TO CAUSES, PREVENTION AND TREATMENT OF CARDIOVASCULAR AND CEREBROVASCULAR DISEASES. SINCE OUR FOUNDING IN 1924, WE'VE INVESTED MORE THAN 4.5 BILLION IN RESEARCH, MAKING US THE LARGEST PRIVATE, NOT- FOR-PROFIT FUNDER OF CARDIOVASCULAR AND CEREBROVASCULAR RESEARCH. -THE ASSOCIATION'S RESEARCH EXPENSES FOR FISCAL YEAR 2018-19 WERE APPROXIMATELY 193,000,000. -RESEARCH AWARDS FOR THE YEAR TOTALED APPROXIMATELY 176,000,000. -WITH 1 IN 3 WOMEN DYING OF HEART DISEASE, THE AMERICAN HEART ASSOCIATION LAUNCHED RESEARCH GOES RED WITH PROJECT BASELINE BY VERILY TO ENSURE WOMEN ARE EQUITABLY REPRESENTED IN HEART RESEARCH. -OUR STRATEGICALLY FOCUSED RESEARCH NETWORKS NOW TOTAL 10, INCLUDING PREVENTION, HYPERTENSION, DISPARITIES, GO RED FOR WOMEN, HEART FAILURE, OBESITY, CHILDREN'S HEALTH, VASCULAR DISEASE, ATRIAL FIBRILLATION, ARRHYTHMIAS AND SUDDEN CARDIAC DEATH. RESEARCH AWARDS FOR NETWORKS FOCUSED ON CARDIOMETABOLIC CARE AND HEALTH TECHNOLOGY, INCLUDING APPS AND WEARABLES, WILL BE AWARDED IN 2020. -THE AHA-ALLEN INITIATIVE IN BRAIN HEALTH AND COGNITIVE IMPAIRMENT AWARDED ITS FIRST RESEARCH GRANTS TO THREE PRINCIPAL INVESTIGATORS: FRED "RUSTY" GAGE, PH.D., THE SALK INSTITUTE FOR BIOLOGICAL STUDIES, 19,200,000; TONY WYSS-CORAY, PH.D., STANFORD UNIVERSITY, 9,600,000; AND MUKESH K. JAIN, M.D., UNIVERSITY HOSPITALS CLEVELAND MEDICAL CENTER, 9,600,000. -ONE BRAVE IDEA, CO-FUNDED BY THE AHA AND VERILY, WITH SUPPORT FROM ASTRAZENECA, WELCOMED QUEST DIAGNOSTICS AS A PILLAR SUPPORTER TO HELP IDENTIFY EARLY-STAGE CORONARY HEART DISEASE. QUEST COMMITTED 10 MILLION FOR BIOMARKER IMPLEMENTATION, POPULATION HEALTH ANALYTICS AND A NATIONAL LAB PLATFORM. -UNDER A COLLABORATION WITH THE AMERICAN HEART ASSOCIATION'S CENTER FOR HEALTH TECHNOLOGY & INNOVATION, GOOGLE FIT USERS NOW EARN POINTS FOR BOTH MOVEMENT AND INTENSITY. TRACKING IS BASED ON THE AHA'S RECOMMENDATIONS OF AT LEAST 150 MINUTES OF MODERATE EXERCISE WEEKLY AND AT LEAST 75 MINUTES OF VIGOROUS EXERCISE WEEKLY. -CONNECTED PULSE, A COLLABORATION BETWEEN ROYAL PHILIPS AND THE AMERICAN HEART ASSOCIATION INTRODUCED TECHNOLOGY TO IMPROVE SUDDEN CARDIAC ARREST SURVIVAL IN DENSELY POPULATED CITIES. COMPONENTS INCLUDE GPS POSITIONING, COMMAND CENTER APPLICATION, ANALYTICS, TELEPHONE CPR TRAINING, EMS TRAINING, TRAINING KIOSKS, CPR IN SCHOOLS TRAINING KITS AND MORE. -INSIDE THE SAPPHIRE CRYSTAL CROWN OF THE APPLE WATCH SERIES 4 IS A SENSOR THAT MEASURES THE HEART'S ELECTRICAL ACTIVITY, SENDS ALERTS, AND STORES DATA IN REAL TIME. AHA PRESIDENT IVOR BENJAMIN, M.D., JOINED APPLE COO JEFF WILLIAMS FOR THE BIG ANNOUNCEMENT DURING THE TECH GIANT'S ANNUAL PRODUCT LAUNCH.

4b	(Code: ) (Expenses $ 275,052,140 including grants of $ 9,052,277 ) (Revenue $ 2,089,886 )
	PUBLIC/CONSUMER EDUCATION -THE GO RED FOR WOMEN CAMPAIGN MARKED 15 YEARS OF MAKING WOMEN AWARE THAT HEART DISEASE IS THEIR GREATEST HEALTH THREAT AND EXPANDED TO BAHRAIN, BRAZIL, INDIA, KUWAIT, LEBANON, OMAN, PAKISTAN, QATAR, RWANDA AND SAUDI ARABIA. -MORE THAN 270,000 PEOPLE VISITED THE AHA'S HANDS-ONLY CPR KIOSKS NATIONWIDE, AND MORE THAN 130,000 COMPLETED THE TUTORIAL, PRACTICED COMPRESSIONS, AND PASSED THE TEST. BY YEAR'S END, 31 KIOSKS HAD BEEN INSTALLED ACROSS THE COUNTRY. -TO ADDRESS INCREASING RATES OF HYPERTENSION, DIABETES AND OTHER CHRONIC CONDITIONS IN ASIAN AMERICAN, NATIVE HAWAIIAN AND PACIFIC ISLANDER (AANHPI) COMMUNITIES, THE AHA ESTABLISHED THE AANHPI HEALTH INITIATIVE. -KIDS HEART CHALLENGE AWARDED THE FIRST OF UP TO 400,000 IN ANNUAL GRANTS TO SUPPORT PHYSICAL ACTIVITY AND EMOTIONAL WELL-BEING PROGRAMS FOR STUDENTS AND TEACHERS. -OUR 40-MEMBER CEO ROUNDTABLE TACKLED THE MENTAL HEALTH CRISIS BY ENGAGING EMPLOYERS TO DE-STIGMATIZE MENTAL HEALTH DISORDERS, TRAIN LEADERS, PROVIDE COMPREHENSIVE BENEFITS, AND FOSTER DIALOGUE. -AS PART OF OUR INVESTMENT IN ADDRESSING SOCIAL DETERMINANTS OF HEALTH, WE DEBUTED THE AHA OFFICE OF HEALTH EQUITY TO CHAMPION ELIMINATION OF HEALTH DISPARITIES. -THE SOCIAL IMPACT FUND, ESTABLISHED WITH A 5 MILLION DONATION FROM STEVIE AND DAVID SPINA, AWARDED THE FIRST ROUND OF INVESTMENTS IN BOSTON, MASSACHUSETTS, AND FLINT MICHIGAN. THIS WAS FOLLOWED BY A 1 MILLION CONTRIBUTION FROM HEALTH CARE SERVICE CORPORATION TO EXPAND INVESTMENTS TO CHICAGO, ILLINOIS. -WE ENGAGED YOUNG PEOPLE IN SHATTERING SOCIAL BARRIERS TO HEALTH, AWARDING 200,000 TO WINNERS OF THE INAUGURAL HBCU HEALTHY COMMUNITY CHALLENGE SHOWCASE. HBCU COEDS AT 30-PLUS CAMPUSES PARTICIPATED IN THE 8-MONTH CONTEST TO DEVELOP INNOVATIVE, EFFECTIVE, SCALABLE SOLUTIONS TO SOCIAL DETERMINANTS OF HEALTH. -IN OUR CONTINUING QUEST TO REDUCE HEALTH DISPARITIES, THE EMPOWERED TO SERVE BUSINESS ACCELERATOR COMPETITION AWARDED 90,000 IN PRIZE MONEY TO TWO FINALISTS AND EIGHT QUALIFIERS CHOSEN AMONG CONTESTANTS FROM ACROSS THE COUNTRY. THE TOP PRIZE OF 50,000 WENT TO LEAH LIZARONDO, FOUNDER OF 412 FOOD RESCUE, AND 25,000 WAS AWARDED TO FRANCOISE MARVEL, M.D., FOUNDER OF CORRIE HEALTH. EACH OF THE REMAINING SIX QUALIFIERS RECEIVED 2,500.

4c	(Code: ) (Expenses $ 68,941,206 including grants of $ 3,462,089 ) (Revenue $ 63,196,079 )
	PROFESSIONAL EDUCATION -WE HOSTED MORE THAN A DOZEN SCIENTIFIC CONFERENCES, INCLUDING SCIENTIFIC SESSIONS AND THE INTERNATIONAL STROKE CONFERENCE, AS WELL AS MEETINGS FOCUSED ON SPECIALTY AREAS INCLUDING HYPERTENSION, PREVENTION AND QUALITY OF CARE. ATTENDEES AT ALL MEETINGS ARE ELIGIBLE FOR CONTINUING MEDICAL EDUCATION (CME) CREDITS. WE ALSO HOSTED A SUITE OF ONLINE LEARNING PROGRAMS WHICH OFFERED CME CREDITS. -AS AN INDUSTRY THOUGHT LEADER, THE ASSOCIATION PUBLISHED SCIENTIFIC STATEMENTS AND CLINICAL TREATMENT GUIDELINES FOR MEDICAL PROFESSIONALS ON HEART DISEASE AND STROKE PREVENTION, AND CHOLESTEROL MANAGEMENT. WE ALSO ENDORSED THE U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES' PHYSICAL ACTIVITY GUIDELINES FOR AMERICANS, WHICH REINFORCE THE IMPORTANCE OF MOVING MORE AND SITTING LESS OVER EXERCISING IN 10-MINUTE INTERVALS. -TAKING AIM AT THE OPIOID CRISIS, WE: -PLEDGED EMPLOYER SOLUTIONS LED BY THE AHA CEO ROUNDTABLE -INTRODUCED OPIOID EDUCATION COURSES FOR LAYPEOPLE AND CLINICAL PROVIDERS VIA THE AHA'S EMERGENCY CARDIOVASCULAR CARE DIVISION -JOINED THE ACTION COLLABORATIVE ON COUNTERING THE U.S. OPIOID EPIDEMIC TO ADVANCE KNOWLEDGE, ALIGN ONGOING INITIATIVES AND EXPAND COLLECTIVE, MULTISECTOR SOLUTIONS TO THE OPIOID CRISIS. -THE ASSOCIATION ALSO ADDRESSED GLOBAL INFANT MORTALITY VIA SAVING CHILDREN'S LIVES, TRAINING OVER 1,000 DOCTORS, NURSES AND OTHER PROVIDERS AND GROOMING OVER 80 IN-COUNTRY INSTRUCTORS. -ESTABLISHED TO HELP HOSPITALS PROVIDE EVIDENCE-BASED CARE AND IMPROVE OUTCOMES, GET WITH THE GUIDELINES GREW GLOBALLY TO 3,100 HOSPITALS IN 5 COUNTRIES, IMPACTING 7 MILLION PATIENTS. -FISCAL YEAR 2018-19 WAS AN EXCITING TIME FOR PROFESSIONAL MEMBERSHIP, WITH THE STRATEGIC VALUE PROPOSITION ADVANCING COUNCIL MODERNIZATION WORK. OVER 36,000 MEMBERS SUPPORT THE ASSOCIATION'S MISSION THROUGH CONTRIBUTIONS OF TIME, TALENT AND TREASURE. OF THOSE MEMBERS, 29% ARE FROM NON-U.S. COUNTRIES AND MORE THAN 5,200 ARE FELLOWS OF THE AMERICAN HEART ASSOCIATION (FAHAS). PROFESSIONAL MEMBERS' DUES AND DONATIONS SUPPORT MORE THAN 450,000 IN COUNCIL AWARDS TO OVER 400 RECIPIENTS.

	(Code: ) (Expenses $ 58,831,979 including grants of $ 5,134,985 ) (Revenue $ 34,544,462 )
	COMMUNITY SERVICES: QUALITY OF CARE/SYSTEMS OF CARE -THE AMERICAN HEART ASSOCIATION AND THE AMERICAN DIABETES ASSOCIATION ANNOUNCED KNOW DIABETES BY HEART TO RAISE AWARENESS OF THE TYPE 2 DIABETES-CARDIOVASCULAR DISEASE LINK. POWERED BY 30 MILLION FROM INAUGURAL SPONSORS BOEHRINGER INGELHEIM, ELI LILLY AND COMPANY AND NOVO NORDISK, WE BEGAN EDUCATING PATIENTS, TRAINING HEALTH CARE PROVIDERS, AND IMPLEMENTING QUALITY IMPROVEMENT MEASURES FOR DIABETES TREATMENT FACILITIES. -THE ASSOCIATION AND THE DUKE-MARGOLIS CENTER FOR HEALTH POLICY FORMED THE VALUE IN HEALTHCARE INITIATIVE TO INCREASE ACCESS TO, AND AFFORDABILITY OF, CARDIOVASCULAR CARE. PARTICIPANTS - INCLUDING RESEARCHERS, REGULATORS AND HEALTH INNOVATORS - CONVENE TO IDENTIFY BARRIERS TO CARE AND DEVELOP SOLUTIONS. -TEAMING WITH THE AHA FOR THE 3RD YEAR ON HEALTHY FOR LIFE 20 BY 20, ARAMARK'S DINING OPERATIONS INCREASED FRUITS, VEGETABLES AND WHOLE GRAINS BY 9% AND SLASHED SATURATED FAT BY 19%, SODIUM BY 14% AND CALORIES BY 11%. THE AMERICAN HEART ASSOCIATION TEAMED WITH EMERGENCY TECHNOLOGY COMPANY, RAPIDSOS, TO PROMOTE A VOLUNTARY REGISTRY FOR PEOPLE TO SUBMIT THEIR HEALTH PROFILE THROUGH A SECURE DATABASE FOR ACCESS BY AUTHORIZED 9-1-1 AGENCIES AND FIRST RESPONDERS. CALLED THE RAPIDSOS CLEARINGHOUSE, THE DATABASE INCLUDES MEDICAL HISTORY, ALLERGIES, MEDICATIONS, MEDICAL DEVICES AND EMERGENCY CONTACTS. BY GIVING FIRST RESPONDERS ACCESS TO THESE IMPORTANT DETAILS DURING A 9-1-1 CALL, RAPIDSOS AIMS TO REDUCE THE TIME FROM ARRIVAL TO DIAGNOSIS AND TREATMENT. -NEARLY 800 HEALTH CARE ORGANIZATIONS PARTICIPATED IN TARGET: BP, OUR BLOOD PRESSURE CONTROL PROGRAM. OF THOSE, 340 ACHIEVED BLOOD PRESSURE CONTROL RATES AT OR ABOVE 70%. IN SUPPORT, 1,050 CVS STORES IN THE STROKE BELT DISPLAYED OUR PUBLIC SERVICE ANNOUNCEMENTS ON STOREBOARD SECURITY PANELS. COMMUNITY SERVICES: PUBLIC ADVOCACY -IN RESPONSE TO A CASE FILED BY THE AMERICAN HEART ASSOCIATION (AND OTHER PUBLIC HEALTH AND MEDICAL GROUPS AND INDIVIDUAL PEDIATRICIANS), A FEDERAL COURT ORDERED THE U.S. FOOD AND DRUG ADMINISTRATION (FDA) TO ISSUE A FINAL RULE MANDATING GRAPHIC HEALTH WARNINGS ON CIGARETTE PACKS AND ADVERTISING BY MARCH 15, 2020. -IN RESPONSE TO OUR LAWSUIT AGAINST THE FDA, A FEDERAL JUDGE SET A DEADLINE OF MAY 12, 2020, FOR E-CIGARETTE MANUFACTURERS TO SUBMIT THEIR PRODUCTS FOR PUBLIC HEALTH REVIEW TO KEEP THEM ON THE MARKET. -FOLLOWING MONTHS OF ADVOCACY, THE FARM BILL PASSED, ENSURING MORE THAN 45 MILLION ELIGIBLE PEOPLE AND THEIR FAMILIES RECEIVE SUPPLEMENTAL NUTRITION ASSISTANCE PROGRAM BENEFITS. -THE ASSOCIATION CHAMPIONED A BILL INCREASING THE NATIONAL INSTITUTES OF HEALTH BUDGET BY 2 BILLION AS PART OF THE FISCAL YEAR 2019 APPROPRIATIONS PACKAGE. THE BILL FUNDS THE NATIONAL HEART, LUNG, AND BLOOD INSTITUTE AT 3.488 BILLION AND THE NATIONAL INSTITUTE OF NEUROLOGICAL DISORDERS AND STROKE AT 2.274 BILLION. IN ADDITION, THE BRAIN RESEARCH THROUGH APPLICATION OF INNOVATIVE NEUROTECHNOLOGIES (BRAIN) INITIATIVE RECEIVED 429 MILLION, AND THE ALL OF US RESEARCH INITIATIVE RECEIVED 376 MILLION. -THERE WERE 113 ADVOCACY WINS AT THE STATE AND COMMUNITY LEVELS IN FISCAL YEAR 2018-19. THANKS TO OUR WORK, LOCAL AND STATE LAWS TO REDUCE TOBACCO USE, IMPROVE NUTRITION, INCREASE OPPORTUNITIES FOR PHYSICAL ACTIVITY AND EXPAND ACCESS TO HIGH-QUALITY HEALTH CARE WILL HELP MILLIONS OF PEOPLE LIVE LONGER, HEALTHIER LIVES. -EIGHT STATES (CONNECTICUT, DELAWARE, ILLINOIS, MARYLAND, MASSACHUSETTS, TEXAS, VERMONT AND WASHINGTON) - ALONG WITH COMMUNITIES ACROSS CONNECTICUT, FLORIDA, ILLINOIS, MINNESOTA, NEW YORK, OHIO, TEXAS AND UTAH - INCREASED THE LEGAL AGE FOR PURCHASING ALL TOBACCO PRODUCTS TO 21. MORE THAN 61.5 MILLION PEOPLE WERE IMPACTED AND THE NUMBER OF ADOLESCENTS AND YOUNG ADULTS WHO START SMOKING WAS SIGNIFICANTLY REDUCED. -CALIFORNIA AND HAWAII, ALONG WITH BALTIMORE AND NEW YORK CITY, PASSED 'HEALTHY-BY-DEFAULT' BEVERAGE ORDINANCES, ENSURING RESTAURANTS EXCLUDE SUGARY DRINKS FROM KIDS' MEALS, IMPACTING MORE THAN 50.2 MILLION PEOPLE. -VOICES FOR HEALTHY KIDS LANDED 197 POLICY WINS IN 6 YEARS, MAKING EACH DAY HEALTHIER FOR MORE THAN 240 MILLION PEOPLE. TO BE A RELENTLESS FORCE FOR A WORLD OF LONGER, HEALTHIER LIVES. THAT'S THE MISSION OF THE AMERICAN HEART ASSOCIATION. TO US, THAT MEANS HITTING BACK AGAINST HEALTH THREATS, SPEAKING UP FOR THOSE WITH NO VOICE, FORGING NEW FRONTIERS, FIGHTING FOR HEALTH EQUITY AND LEVERAGING OUR BRAND TO PROMOTE BETTER HEALTH. OVER THE PAST YEAR, WE HAVE ADVANCED AND STREAMLINED OUR LIFESAVING WORK IN PRIORITY AREAS INCLUDING SCIENTIFIC AND TECHNOLOGICAL INNOVATION, ADVOCACY, SYSTEMS OF CARE, COMMUNITY EMPOWERMENT AND HEALTH CARE TRANSFORMATION. THE ABOVE NARRATIVES REPRESENT JUST A SAMPLING OF OUR ACCOMPLISHMENTS. THE AMERICAN HEART ASSOCIATION'S SUCCESS IS ATTRIBUTABLE TO THE 40 MILLION DEDICATED VOLUNTEERS AND SUPPORTERS WHO GIVE VOICE TO OUR VISION, AS WELL AS OUR DEDICATED STAFF. TOGETHER, WE ARE INSPIRING BREAKTHROUGHS AND BLAZING PATHS TO BETTER HEALTH AND LONGER LIFE WORLDWIDE. FORM 990, PART III, LINE 4D - ALL OTHER ACCOMPLISHMENTS THE LOSS ON UNCOLLECTIBLE ACCOUNTS ON PART VIII, LINE 11C, COLUMN A OF (6,226,998) IS INCLUDED IN LINE 4D, OTHER PROGRAM SERVICES REVENUE.

4d	Other program services (Describe in Schedule O.)
	(Expenses $ 58,831,979 including grants of $ 5,134,985 ) (Revenue $ 34,544,462 )
4e	Total program service expenses595,748,038

1b	Sub-Total................
c	Total from continuation sheets to Part VII, Section A....
d	Total (add lines 1b and 1c)...........	9,631,199	850,172

1a	Federated campaigns..		1a	2,519,460
b	Membership dues..		1b
c	Fundraising events..		1c	346,179,084
d	Related organizations		1d
e	Government grants (contributions)		1e	3,843,034

f	All other contributions, gifts, grants, and similar amounts not included above		1f	238,504,804

g	Noncash contributions included in lines 1a - 1f:$ 16,758,885
h Total. Add lines 1a-1f.......		591,046,382

		Business Code
2a	CONFERENCES & SEMINARS	611430	16,999,319	16,999,319
b	HOSPITAL ACCREDITATION	900099	6,161,634	6,161,634
c	GET W THE GUIDELINES REGISTRY	611430	6,009,928	6,009,928
d	EDITORIAL REVENUE	511120	5,459,500	5,459,500
e	MEMBERSHIP DUES & ASSESSMENTS	813920	4,927,213	4,927,213
f	All other program service revenue.		4,220,761	4,220,761
g	Total. Add lines 2a–2f ....		43,778,355

3 Investment income (including dividends, interest, and othersimilar amounts) ......			22,099,753		-3,562	22,103,315
4 Income from investment of tax-exempt bond proceeds
5 Royalties...........			37,764,295			37,764,295
		(ii) Personal	(i) Real
6a	Gross rents		1,023,740
b	Less: rental expenses		312,584
c	Rental income or (loss)		711,156
d	Net rental income or (loss)......			711,156			711,156
		(ii) Other	(i) Securities
7a	Gross amount from sales of assets other than inventory	1,689,714	127,998,459
b	Less: cost or other basis and sales expenses	978,125	120,176,299
c	Gain or (loss)	711,589	7,822,160
d	Net gain or (loss).....			8,533,749			8,533,749
8a	Gross income from fundraising events (not including $ 346,179,084of contributions reported on line 1c). See Part IV, line 18 ....
	a		25,862,672
b	Less: direct expenses ...b		41,092,401
c	Net income or (loss) from fundraising events..			-15,229,729			-15,229,729
9a	Gross income from gaming activities. See Part IV, line 19 ...
	a		114,149
b	Less: direct expenses ...b		1,647
c	Net income or (loss) from gaming activities..			112,502		25,652	86,850
10a	Gross sales of inventory, less returns and allowances ..
	a		93,999,296
b	Less: cost of goods sold ..b		35,251,776
c	Net income or (loss) from sales of inventory..			58,747,520	58,747,520
Business Code			Miscellaneous Revenue
11a	RQIP CONTROLLING INTEREST		900099	3,398,691	3,398,691
b	OTHER REVENUE		900099	1,696,713		132,859	1,563,854
c	LOSS ON UNCOLL ACCT		900099	-6,226,998	-6,226,998
d	All other revenue ....
e	Total. Add lines 11a–11d ......			-1,131,594
12	Total revenue. See Instructions......			746,432,389	99,697,568	154,949	55,533,490

1	Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21	191,964,926	191,964,926
2	Grants and other assistance to domestic individuals. See Part IV, line 22	583,226	583,226
3	Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, line 15 and 16.	934,020	934,020
4	Benefits paid to or for members
5	Compensation of current officers, directors, trustees, and key employees ....	5,711,544		5,711,544
6	Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ....	1,540,283	2,180	1,538,103
7	Other salaries and wages	280,575,333	200,563,361	32,551,533	47,460,439
8	Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) ....	23,452,566	16,590,711	2,883,964	3,977,891
9	Other employee benefits .......	33,815,258	24,140,073	4,449,987	5,225,198
10	Payroll taxes ...........	21,092,057	13,756,962	4,181,437	3,153,658
11	Fees for services (non-employees):
a	Management ......
b	Legal .........	1,792,863	1,190,564	546,047	56,252
c	Accounting ...........	1,032,267		1,032,267
d	Lobbying ...........	1,428,676	1,428,676
e	Professional fundraising services. See Part IV, line 17	2,614,898			2,614,898
f	Investment management fees ......	2,193,611		2,193,611
g	Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O)	46,490,341	44,239,988	681,414	1,568,939
12	Advertising and promotion ....	6,089,188	6,089,188
13	Office expenses .......	38,909,684	16,976,644	5,107,609	16,825,431
14	Information technology ......	13,785,738	9,938,508	1,695,305	2,151,925
15	Royalties ..	469,573	469,573
16	Occupancy ...........	18,615,164	13,947,167	1,780,841	2,887,156
17	Travel ............	19,862,638	12,835,088	2,808,893	4,218,657
18	Payments of travel or entertainment expenses for any federal, state, or local public officials .
19	Conferences, conventions, and meetings ....	25,764,107	22,372,569	1,577,781	1,813,757
20	Interest ...........	58,942		58,942
21	Payments to affiliates .......
22	Depreciation, depletion, and amortization ..	14,488,525	10,927,351	1,540,241	2,020,933
23	Insurance ...	1,111,589	240,306	853,778	17,505
24	Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a	BANK LOCKBOX CC FEES	9,094,733	3,651,939	2,328,848	3,113,946
b	MEMBERSHIP DUES	1,963,709	1,348,652	462,698	152,359
c	YOUTH MARKET ACTIVITY	1,668,859			1,668,859
d	UBI TAX	275,000		275,000
e	All other expenses	2,325,127	1,556,366	164,810	603,951
25	Total functional expenses. Add lines 1 through 24e	769,704,445	595,748,038	74,424,653	99,531,754
26	Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here if following SOP 98-2 (ASC 958-720).	230,532,776	152,448,303	22,569,589	55,514,884

1	Cash–non-interest-bearing ........			36,561,400	1	21,745,766
2	Savings and temporary cash investments .........			28,355,760	2	39,176,614
3	Pledges and grants receivable, net ......			287,677,324	3	288,424,446
4	Accounts receivable, net .............			27,069,273	4	35,434,878
5	Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of Schedule L .............
					5
6	Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L ..............
					6
7	Notes and loans receivable, net ....				7
8	Inventories for sale or use ........			5,522,578	8	4,962,803
9	Prepaid expenses and deferred charges ......			9,718,909	9	7,103,014
10a	Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D	10a	198,421,984
b	Less: accumulated depreciation	10b	128,687,370	66,701,392	10c	69,734,614
11	Investments—publicly traded securities .			729,560,248	11	655,212,042
12	Investments—other securities. See Part IV, line 11 .....			3,326,265	12	87,803,231
13	Investments—program-related. See Part IV, line 11 ..				13	4,941,286
14	Intangible assets ...............				14
15	Other assets. See Part IV, line 11 ...........			218,422,759	15	223,130,962
16	Total assets. Add lines 1 through 15 (must equal line 34)...			1,412,915,908	16	1,437,669,656

17	Accounts payable and accrued expenses .....	76,074,760	17	69,066,875
18	Grants payable ...	340,531,435	18	362,490,504
19	Deferred revenue .........	10,606,669	19	21,602,280
20	Tax-exempt bond liabilities .........		20
21	Escrow or custodial account liability. Complete Part IV of Schedule D		21
22	Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
	persons. Complete Part II of Schedule L..		22
23	Secured mortgages and notes payable to unrelated third parties ..		23
24	Unsecured notes and loans payable to unrelated third parties ..		24
25	Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D	33,904,568	25	38,947,018
26	Total liabilities. Add lines 17 through 25..	461,117,432	26	492,106,677

	Organizations that follow SFAS 117 (ASC 958), check here and complete lines 27 through 29, and lines 33 and 34.
27	Unrestricted net assets	373,439,379	27	358,986,605
28	Temporarily restricted net assets ...........	384,690,442	28	388,675,826
29	Permanently restricted net assets	193,668,655	29	197,900,548
	Organizations that do not follow SFAS 117 (ASC 958), check here and complete lines 30 through 34.
30	Capital stock or trust principal, or current funds .....		30
31	Paid-in or capital surplus, or land, building or equipment fund ...		31
32	Retained earnings, endowment, accumulated income, or other funds		32
33	Total net assets or fund balances ...........	951,798,476	33	945,562,979
34	Total liabilities and net assets/fund balances ........	1,412,915,908	34	1,437,669,656

1	Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes,"the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .	Yes	No
2	Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; don't file with Form 990). . . . . . . . . . . . . . . . . . . . . . . .	Yes	No
3	Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .	Yes	No
4	Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .	Yes	No
5	Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .	Yes	No
6	Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713; don't file with Form 990).. . . . . . . . . . . . . . . . . . . . . . . . . . . .	Yes	No

(a) Name, address, and EIN (if applicable) of disregarded entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Total income	(e) End-of-year assets	(f) Direct controlling entity
(1) AMHAS LLC AMHAS LLC 7272 GREENVILLE AVENUE 7272 GREENVILLE AVENUE DALLAS,TX75231 13-5613797	INVESTMENT	DE	2,649,963	71,255,407	AHA

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Exempt Code section	(e) Public charity status (if section 501(c)(3))	(f) Direct controlling entity	(g) Section 512(b)(13) controlled entity?
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Exempt Code section	(e) Public charity status (if section 501(c)(3))	(f) Direct controlling entity	Yes	No

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Predominant income(related, unrelated, excluded from tax under sections 512-514)	(f) Share of total income	(g) Share of end-of-year assets	(h) Disproprtionate allocations?		(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	(j) General or managing partner?		(k) Percentage ownership
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity		(f) Share of total income	(g) Share of end-of-year assets	Yes	No	(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	Yes	No
(1) APHELION CARDEATION LLC APHELION CARDEATION LLC 100 TIBURON BOULEVARD STE 215 100 TIBURON BOULEVARD STE 215 MILL VALLEY,CA94941 82-1740310	INVESTMENT	CA	AHA	RELATED	32,195	440,882		No			No	33.330 %
(2) RQI PARTNERS LLC 7272 GREENVILLE AVENUE SUITE P2020 DALLAS,TX75231 83-0935798	TRAINING	DE	AHA	RELATED	3,398,691	13,921,703		No			No	51.000 %

(a) Name of related organization	(b) Transaction type (a-s)	(c) Amount involved	(d) Method of determining amount involved
(1) 45 PERPETUAL TRUSTS	C	2,001,577	CASH CONTRIBUTIONS RECEIV
(2) 8 CHARITABLE REMAINDER TRUSTS	C	1,184,371	CASH CONTRIBUTIONS RECEIV
(3) APHELION CARDEATION LLC	B	475,000	CAPITAL CONTRIBUTION
(4) RQI PARTNERS LLC	A	22,521,939	ACCRUAL
(5) RQI PARTNERS LLC	M	31,459,687	ACCRUAL
(6) RQI PARTNERS LLC	L	1,622,034	ACCRUAL
(7) RQI PARTNERS LLC	Q	5,120,330	ACCRUAL
(8) RQI PARTNERS LLC	J	52,565	ACCRUAL

(a) Name, address, and EIN of entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	(e) Are all partners section 501(c)(3) organizations?		(f) Share of total income	(g) Share of end-of-year assets	(h) Disproprtionate allocations?		(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	(j) General or managing partner?
(a) Name, address, and EIN of entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	Yes	No	(f) Share of total income	(g) Share of end-of-year assets	Yes	No	(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	Yes	No