Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 12-01-2018 , and ending 11-30-2019
Name of foundation
ETHA ELEANOR ROSE CHARITABLE FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 0634
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
MILWAUKEE, WI532010634
A Employer identification number

43-6858210
B Telephone number (see instructions)

(314) 418-2643
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$531,626J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 12,450 12,415  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 15,740
b Gross sales price for all assets on line 6a 418,046
7 Capital gain net income (from Part IV, line 2)... 15,740
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 28,190 28,155  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 8,003 7,203   800
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... Click to see attachment 1,500 0 0 1,500
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 977 460   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule).......        
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 10,480 7,663 0 2,300
25 Contributions, gifts, grants paid....... 21,540 21,540
26 Total expenses and disbursements. Add lines 24 and 25 32,020 7,663 0 23,840
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -3,830
b Net investment income (if negative, enter -0-) 20,492
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 130    
2 Savings and temporary cash investments......... 1,735 3,990 3,990
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 387,253 Click to see attachment358,183 410,943
c Investments—corporate bonds (attach schedule)....... 75,367 Click to see attachment116,127 116,693
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 17,594   0
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 482,079 478,300 531,626
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 482,079 478,300
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)..... 482,079 478,300
31 Total liabilities and net assets/fund balances (see instructions). 482,079 478,300
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
482,079
2
Enter amount from Part I, line 27a .....................
2
-3,830
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
51
4
Add lines 1, 2, and 3 ..........................
4
478,300
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
478,300
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 260.78 AMER CENT DIVERSIFI BOND INS   2018-03-23 2018-12-17
b 83.915 FEDERATED INST HI YLD BD FD   2014-02-28 2018-12-17
c 27.858 NUVEEN REAL ESTATE SECS I   2014-09-23 2018-12-17
d 6. PPG INDS INC COM W/RTS ATTACHED EXP 04/30/2008   2017-04-24 2018-12-17
e 28. RED HAT INC COM     2018-12-17
127.829 VOYA INTERNATIONAL REAL ESTATE I   2014-08-28 2018-12-17
9. CHUBB LTD   2015-07-22 2018-12-17
36.18 BARON EMERGING MARKETS INSTITUTIONAL   2018-07-19 2019-03-15
25.038 CONGRESS MID CAP GROWTH INS   2017-01-25 2019-03-15
9. AMERICAN TOWER CORP     2019-03-21
43. BANK OF AMERICA CORP   2015-07-22 2019-03-21
19. CABOT OIL GAS CORP CL A   2017-06-15 2019-03-21
34.606 FIDELITY INVT TR AD INTL DISCI   2014-09-23 2019-03-21
14. MICRON TECHNOLOGY INC   2018-09-17 2019-03-21
14. RINGCENTRAL INC   2018-09-17 2019-03-21
6. SERVICENOW INC   2017-04-24 2019-03-21
3. SPLUNK INC   2018-09-17 2019-03-21
9. SPLUNK INC   2017-01-17 2019-03-21
4. TRANSDIGM GROUP INC   2017-04-24 2019-03-21
17. APTIV PLC     2019-03-21
4. CHUBB LTD   2015-07-22 2019-03-21
102.297 BARON EMERGING MARKETS INSTITUTIONAL   2015-07-27 2019-03-22
1309.677 AMER CENT DIVERSIFI BOND INS   2018-03-23 2019-05-22
146.648 AMER CENT DIVERSIFI BOND INS   2019-03-22 2019-05-22
221.413 BARON EMERGING MARKETS INSTITUTIONAL     2019-05-22
1791.873 BARON EMERGING MARKETS INSTITUTIONAL     2019-05-22
3. BIOGEN, INC   2016-03-17 2019-05-22
9. CABOT OIL GAS CORP CL A     2019-05-22
11. CABOT OIL GAS CORP CL A   2018-09-17 2019-05-22
2102.373 CAUSEWAY EMERGING MARKETS INSTL     2019-05-22
202.918 CAUSEWAY EMERGING MARKETS INSTL   2018-07-19 2019-05-22
4090.413 FEDERATED INST HI YLD BD FD     2019-05-22
208.068 FIDELITY INVT TR AD INTL DISCI     2019-05-22
789.444 FIDELITY INVT TR AD INTL DISCI     2019-05-22
13.373 FIDELITY INVT TR AD INTL DISCI   2016-03-23 2019-05-22
155.549 GOLDMAN SACHS COMM STRAT INS     2019-05-22
1179.268 GOLDMAN SACHS COMM STRAT INS     2019-05-22
355. ISHARES MSCI EAFE VALUE INDEX ETF   2018-10-01 2019-05-22
310.888 NUVEEN SMALL CAP VALUE FUND CL I     2019-05-22
25.843 NUVEEN SMALL CAP VALUE FUND CL I   2019-03-22 2019-05-22
1205.985 NUVEEN REAL ESTATE SECS I     2019-05-22
70.634 NUVEEN INFLATION PRO SEC CL I   2019-03-22 2019-05-22
1337.304 NUVEEN INFLATION PRO SEC CL I     2019-05-22
725.679 CONGRESS MID CAP GROWTH INS     2019-05-22
101.225 CONGRESS MID CAP GROWTH INS     2019-05-22
51.587 CONGRESS MID CAP GROWTH INS   2018-11-21 2019-05-22
206.743 ROBECO BOSTON PARTNERS L S RSRCH     2019-05-22
29.638 ROBECO BOSTON PARTNERS L S RSRCH   2018-10-01 2019-05-22
1479.242 ROBECO BOSTON PARTNERS L S RSRCH     2019-05-22
227.661 ROBECO BOSTON PARTNERS L S RSRCH   2018-12-17 2019-05-22
43.501 ROBECO BOSTON PARTNERS L S RSRCH   2019-03-22 2019-05-22
24.84 T ROWE PRICE SMALL CAP STOCK FD     2019-05-22
134.039 T ROWE PRICE SMALL CAP STOCK FD   2014-09-23 2019-05-22
267.675 ROWE T PRICE MID-CAP VALUE FD INC     2019-05-22
56.5 ROWE T PRICE MID-CAP VALUE FD INC     2019-05-22
252.312 ROWE T PRICE MID-CAP VALUE FD INC     2019-05-22
53.273 ROWE T PRICE MID-CAP VALUE FD INC   2018-12-17 2019-05-22
68.31 TCW EMERGING MARKETS INCOME FUND   2018-07-19 2019-05-22
1833.685 TCW EMERGING MARKETS INCOME FUND     2019-05-22
3. TC ENERGY CORP   2015-07-22 2019-05-22
7. TC ENERGY CORP   2016-01-05 2019-05-22
2. TRANSDIGM GROUP INC   2017-04-24 2019-05-22
118.631 VOYA INTERNATIONAL REAL ESTATE I   2018-07-19 2019-05-22
2915.162 VOYA INTERNATIONAL REAL ESTATE I     2019-05-22
187.247 FEDERATED INST HI YLD BD FD   2019-03-22 2019-06-26
11. MICROSOFT CORP COM   2015-07-22 2019-06-26
54. PARSLEY ENERGY INC-CLASS A     2019-06-26
24.606 CONGRESS MID CAP GROWTH INS   2018-11-21 2019-06-26
33.223 ROBECO BOSTON PARTNERS L S RSRCH   2019-03-22 2019-06-26
10. RAYTHEON CO COM NEW     2019-06-26
17. RAYTHEON CO COM NEW     2019-06-26
10.101 T ROWE PRICE SMALL CAP STOCK FD   2018-12-17 2019-06-26
20. SQUARE INC A   2018-01-17 2019-06-26
15. TC ENERGY CORP   2016-01-05 2019-06-26
238.776 STONE RIDGE REINSUR RISK PRE   2018-05-14 2019-08-23
27.365 AMERICAN BEACON STEPHENS MID CAP GR   2019-05-22 2019-10-16
11. FIDELITY NATL INFORMATION SVCS INC   2017-01-17 2019-10-16
40. ISHARES MSCI EAFE VALUE INDEX ETF   2018-10-01 2019-10-16
10. MICROSOFT CORP COM   2015-07-22 2019-10-16
6. MOHAWK INDS INC COM     2019-10-16
2. RINGCENTRAL INC   2018-09-17 2019-10-16
7. RINGCENTRAL INC   2018-12-17 2019-10-16
18.643 ROWE T PRICE MID-CAP VALUE FD INC   2018-12-17 2019-10-16
13. SCHWAB US REIT ETF   2019-05-22 2019-10-16
24. TC ENERGY CORP     2019-10-16
11.99992 ARISTA NETWORKS INC     2019-11-08
3.00008 ARISTA NETWORKS INC   2019-05-22 2019-11-08
5. BIOGEN, INC     2019-11-08
35. CELGENE CORPORATION COM     2019-11-08
118. PARSLEY ENERGY INC-CLASS A     2019-11-08
4. TYLER TECHNOLOGIES INC   2017-09-21 2019-11-08
5. CELGENE CORPORATION COM   2018-03-23 2019-11-20
114.5304 STONE RIDGE REINSUR RISK PRE   2018-05-14 2019-11-22
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 2,681   2,738 -57
b 787   871 -84
c 528   624 -96
d 585   648 -63
e 4,918   4,236 682
1,006   1,258 -252
1,149   956 193
506   506  
502   422 80
1,744   507 1,237
1,214   784 430
504   441 63
1,412   1,354 58
608   615 -7
1,556   1,297 259
1,498   537 961
392   363 29
1,177   483 694
1,808   974 834
1,374   1,399 -25
544   425 119
1,417   1,155 262
13,935   13,752 183
1,560   1,553 7
2,943   3,025 -82
23,814   20,312 3,502
710   679 31
239   202 37
292   238 54
24,598   22,968 1,630
2,374   2,601 -227
39,759   41,506 -1,747
8,510   8,700 -190
32,288   31,208 1,080
547   500 47
1,756   1,780 -24
13,314   14,178 -864
17,075   18,462 -1,387
7,042   6,115 927
585   576 9
25,892   26,999 -1,107
785   784 1
14,857   15,080 -223
14,666   10,395 4,271
2,046   1,500 546
1,043   966 77
3,099   3,414 -315
444   500 -56
22,174   22,629 -455
3,413   3,285 128
652   647 5
1,222   1,160 62
6,596   5,895 701
7,123   6,897 226
1,503   1,738 -235
6,714   7,552 -838
1,418   1,344 74
556   548 8
14,926   15,575 -649
147   115 32
342   224 118
918   487 431
1,010   1,010  
24,808   27,534 -2,726
1,835   1,814 21
1,481   507 974
997   1,410 -413
513   461 52
507   494 13
1,792   1,719 73
3,047   2,791 256
504   423 81
1,433   801 632
740   480 260
1,977   2,166 -189
714   702 12
1,445   862 583
1,928   2,080 -152
1,400   461 939
757   1,396 -639
335   185 150
1,172   549 623
498   470 28
611   584 27
1,225   1,093 132
2,320   3,015 -695
580   759 -179
1,451   1,178 273
3,815   4,151 -336
1,979   3,132 -1,153
1,107   682 425
575   435 140
920   1,039 -119
      5,363
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -57
b       -84
c       -96
d       -63
e       682
      -252
      193
       
      80
      1,237
      430
      63
      58
      -7
      259
      961
      29
      694
      834
      -25
      119
      262
      183
      7
      -82
      3,502
      31
      37
      54
      1,630
      -227
      -1,747
      -190
      1,080
      47
      -24
      -864
      -1,387
      927
      9
      -1,107
      1
      -223
      4,271
      546
      77
      -315
      -56
      -455
      128
      5
      62
      701
      226
      -235
      -838
      74
      8
      -649
      32
      118
      431
       
      -2,726
      21
      974
      -413
      52
      13
      73
      256
      81
      632
      260
      -189
      12
      583
      -152
      939
      -639
      150
      623
      28
      27
      132
      -695
      -179
      273
      -336
      -1,153
      425
      140
      -119
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 15,740
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 25,462 529,560 0.048081
2016 23,919 511,208 0.046789
2015 27,278 473,938 0.057556
2014 27,791 509,211 0.054577
2013 26,895 538,930 0.049904
2
Total of line 1, column (d) .....................
2
0.256907
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.051381
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
504,621
5
Multiply line 4 by line 3......................
5
25,928
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
205
7
Add lines 5 and 6........................
7
26,133
8
Enter qualifying distributions from Part XII, line 4,.............
8
23,840
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 410
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 410
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 410
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 534
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 534
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 124
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet124 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMO
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletUS BANK NA Telephone no.bullet (314) 418-2643

    Located atbulletPO BOX 0634MILWAUKEEWI ZIP+4bullet532010634
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    U S BANK NA TRUSTEE
    1     		8,003    
    PO BOX 387
    ST LOUIS,MO63166
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    509,317
    b
    Average of monthly cash balances.......................
    1b
    2,989
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    512,306
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    512,306
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    7,685
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    504,621
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    25,231
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    25,231
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    410
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    410
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    24,821
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    24,821
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    24,821
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    23,840
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    23,840
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    23,840
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 24,821
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013...... 1,048
    b From 2014...... 3,436
    c From 2015...... 3,661
    d From 2016...... 0
    e From 2017...... 0
    fTotal of lines 3a through e........ 8,145
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 23,840
    a Applied to 2017, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 23,840
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2018. 981 981
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 7,164
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		67
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		7,097
    10 Analysis of line 9:
    a Excess from 2014.... 3,436
    b Excess from 2015.... 3,661
    c Excess from 2016.... 0
    d Excess from 2017.... 0
    e Excess from 2018.... 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    SOUTHWEST MISSOURI HUMANE SOCIETY
    ATTN GARY BAUMGARTNER
    3161 W NORTON RD
    SPRINGFIELD,MO65803     		NONE PC GENERAL OPERATING 21,540
    Total .................................bullet 3a 21,540
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 12,450  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 15,740  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   28,190  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    28,190
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2018 AccountingFeesSchedule
    Name:
    ETHA ELEANOR ROSE CHARITABLE FOUNDATION
    EIN:
    43-6858210
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE (NON-ALLOC 1,500     1,500

    TY 2018 InvestmentsCorpBondsSchedule
    Name:
    ETHA ELEANOR ROSE CHARITABLE FOUNDATION
    EIN:
    43-6858210
    Name of Bond End of Year Book Value End of Year Fair Market Value
    31420B300 FEDERATED INST HI YL    
    024932600 AMER CENT DIVERSIFI    
    861729101 STONE RIDGE REINSUR 5,046 4,456
    72369L107 PIONEER ILS INTERVAL 8,250 7,069
    258620103 DOUBLELINE TOTAL RET 15,287 15,461
    024932154 AMERICAN CENTURY HIG 26,327 26,291
    74440B884 PGIM TOTAL RETURN BO 15,287 15,902
    464287226 ISHARES CORE TOTAL U 45,930 47,514

    TY 2018 InvestmentsCorpStockSchedule
    Name:
    ETHA ELEANOR ROSE CHARITABLE FOUNDATION
    EIN:
    43-6858210
    Name of Stock End of Year Book Value End of Year Fair Market Value
    151020104 CELGENE CORPORATION    
    701877102 PARSLEY ENERGY INC-C    
    594918104 MICROSOFT CORP 5,288 10,597
    024835100 AMERICAN CAMPUS COMM 2,573 2,450
    H1467J104 CHUBB LTD 1,960 2,424
    670678200 NUVEEN SMALL CAP VAL    
    09062X103 BIOGEN, INC    
    81762P102 SERVICENOW INC 1,130 2,264
    56585A102 MARATHON PETROLEUM C 5,517 5,882
    74316J458 CONGRESS MID CAP GRO    
    440452100 HORMEL FOODS CORP 991 1,336
    38143H381 GOLDMAN SACHS COMM S    
    315910620 FIDELITY INVT TR AD    
    127097103 CABOT OIL GAS CORP C 2,278 1,865
    92914A810 VOYA INTERNATIONAL R    
    149498107 CAUSEWAY EMERGING MA    
    89353D107 TRANSCANADA CORP    
    87234N765 TCW EMERGING MARKETS    
    46625H100 J P MORGAN CHASE CO 2,079 2,899
    779572106 T ROWE PRICE SMALL C    
    023135106 AMAZON.COM INC 4,254 9,004
    03027X100 AMERICAN TOWER CORP 2,820 5,137
    931142103 WAL MART STORES INC 3,007 4,645
    037833100 APPLE INC 3,840 5,880
    848637104 SPLUNK INC 4,889 6,566
    74925K581 ROBECO BOSTON PARTNE    
    060505104 BANK OF AMERICA CORP 1,696 3,099
    670678507 NUVEEN REAL ESTATE S    
    91324P102 UNITED HEALTH GROUP 4,359 6,997
    28176E108 EDWARDS LIFESCIENCES 645 1,470
    30303M102 FACEBOOK INC A 4,340 6,856
    77957Y106 T ROWE PRICE MID CAP    
    808513105 SCHWAB CHARLES CORP 3,339 4,356
    893641100 TRANSDIGM GROUP INC 731 1,701
    06828M876 BARON EMERGING MARKE    
    670690387 NUVEEN INFLATION PRO    
    N59465109 MYLAN NV 5,189 3,174
    22160K105 COSTCO WHSL CORP 1,735 3,298
    247361702 DELTA AIR LINES INC 4,511 5,502
    464288877 ISHARES MSCI EAFE VA 22,419 21,272
    15135B101 CENTENE CORP COM 7,683 8,103
    852234103 SQUARE INC A 1,172 1,521
    G6095L109 APTIV PLC 1,033 1,314
    608190104 MOHAWK INDS INC CO 1,684 1,115
    89400J107 TRANSUNION 2,883 3,711
    70450Y103 PAYPAL HOLDINGS INC 2,918 3,456
    76680R206 RINGCENTRAL INC 2,419 3,277
    595112103 MICRON TECHNOLOGY IN 703 760
    902252105 TYLER TECHNOLOGIES I 911 1,451
    110122108 BRISTOL MYERS SQUIBB 280 285
    012653101 ALBEMARLE CORP 3,439 2,288
    524686524 LEGG MASON CLEARBRID 20,392 22,263
    464287499 ISHARES RUSSELL MIDC 35,625 38,383
    02079K305 ALPHABET INC CL A 4,112 7,825
    4812A1696 JPMORGAN TR I US SMA 25,490 27,611
    172967424 CITIGROUP INC 1,089 1,502
    78409V104 S P GLOBAL INC 1,171 3,176
    33829M101 FIVE BELOW 3,172 3,216
    46434G103 ISHARES CORE MSCI EM 35,570 37,252
    46432F842 ISHARES CORE MSCI EA 40,708 42,823
    88339J105 TRADE DESK INC THE C 1,586 2,107
    375558103 GILEAD SCIENCES INC 1,098 1,143
    040413106 ARISTA NETWORKS INC 894 585
    N53745100 LYONDELLBASELL INDUS 1,450 1,666
    958102105 WESTERN DIGITAL CORP 2,381 1,409
    464287473 ISHARES RUSSELL MIDC 20,298 21,566
    024524217 AMERICAN BEACON STEP 20,192 21,782
    285512109 ELECTRONIC ARTS INC 3,924 4,141
    808524847 SCHWAB US REIT ETF 20,489 21,418
    110122157 BRISTOL MYERS SQUIBB 45 11
    097023105 BOEING CO 1,483 1,465
    192422103 COGNEX CORP 1,045 1,355
    87807B107 TC ENERGY CORP 868 1,120
    57636Q104 MASTERCARD INC 386 1,169

    TY 2018 InvestmentsOtherSchedule2
    Name:
    ETHA ELEANOR ROSE CHARITABLE FOUNDATION
    EIN:
    43-6858210
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ALBEMARLE CORP      
    ALPHABET INC CL A      
    FIDELITY NATL INFORMATION SVCS      
    MASTERCARD INC      
    P P G INDS INC      
    RAYTHEON COMPANY      
    RED HAT INC      
    S P GLOBAL INC      
    TYLER TECHNOLOGIES INC      
    WESTERN DIGITAL CORP      

    TY 2018 OtherIncreasesSchedule
    Name:
    ETHA ELEANOR ROSE CHARITABLE FOUNDATION
    EIN:
    43-6858210
    Description Amount
    ROUNDING ADJUSTMENT 51


    TY 2018 TaxesSchedule
    Name:
    ETHA ELEANOR ROSE CHARITABLE FOUNDATION
    EIN:
    43-6858210
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 387 387   0
    FEDERAL ESTIMATES - PRINCIPAL 517 0   0
    FOREIGN TAXES ON NONQUALIFIED 73 73   0