Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 12-01-2018 , and ending 11-30-2019
Name of foundation
THE AUGUSTA BROWN HOLLAND
PHILANTHROPIC FOUNDATION INC
Number and street (or P.O. box number if mail is not delivered to street address)333 EAST MAIN STREET NO 401
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
LOUISVILLE, KY40202
A Employer identification number

27-4432220
B Telephone number (see instructions)

(502) 805-7203
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$63,314,040J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 24,374,965
2 Check bullet.............
3 Interest on savings and temporary cash investments 334 334  
4 Dividends and interest from securities... 624,876 624,876  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 38,571
b Gross sales price for all assets on line 6a 206,351
7 Capital gain net income (from Part IV, line 2)... 38,571
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 25,038,746 663,781  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 6,357 3,179   3,178
c Other professional fees (attach schedule).... Click to see attachment 55,345 14,147   41,198
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 24,105 89   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 3,555 0   3,531
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 89,362 17,415   47,907
25 Contributions, gifts, grants paid....... 1,094,036 1,094,036
26 Total expenses and disbursements. Add lines 24 and 25 1,183,398 17,415   1,141,943
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 23,855,348
b Net investment income (if negative, enter -0-) 646,366
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 1,022,710 68,027 68,027
2 Savings and temporary cash investments......... 4,791 23,718 23,718
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 9,547,681 Click to see attachment11,398,624 63,167,539
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 34,000 Click to see attachment53,219 54,756
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 10,609,182 11,543,588 63,314,040
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 0 0
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 10,609,182 11,543,588
30 Total net assets or fund balances (see instructions)..... 10,609,182 11,543,588
31 Total liabilities and net assets/fund balances (see instructions). 10,609,182 11,543,588
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
10,609,182
2
Enter amount from Part I, line 27a .....................
2
23,855,348
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
34,464,530
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
22,920,942
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
11,543,588
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES (SHORT-TERM)      
b PUBLICLY TRADED SECURITIES (LONG-TERM)      
c
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 64,118   62,034 2,084
b 142,233   105,746 36,487
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       2,084
b       36,487
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 38,571
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 464,023 21,436,696 0.021646
2016 355,547 17,256,439 0.020604
2015 654,098 14,470,997 0.045201
2014 908,732 17,871,106 0.050849
2013 804,496 17,711,680 0.045422
2
Total of line 1, column (d) .....................
2
0.183722
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.036744
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
51,535,211
5
Multiply line 4 by line 3......................
5
1,893,610
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
6,464
7
Add lines 5 and 6........................
7
1,900,074
8
Enter qualifying distributions from Part XII, line 4,.............
8
1,141,943
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 12,927
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 12,927
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 12,927
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 13,991
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 13,991
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 1,064
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet1,064 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletKY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. Click to see attachment...............................
    10
    Yes
     
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletZELKOVA STRATEGIC PARTNERS LLC Telephone no.bullet (502) 805-7203

    Located atbullet333 EAST MAIN STREET SUITE 401LOUISVILLEKY ZIP+4bullet40202
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    AUGUSTA BROWN HOLLAND DIRECTOR/PRESIDENT
    0.50     		0 0 0
    C/O ZELKOVA STRATEGIC PARTNERS LLC
    333 E MAIN STREET SUITE 401
    LOUISVILLE,KY40202
    JOHN GILL HOLLAND JR DIRECTOR/SECRETARY/TREASUR
    0.50     		0 0 0
    C/O ZELKOVA STRATEGIC PARTNERS LLC
    333 E MAIN STREET SUITE 401
    LOUISVILLE,KY40202
    OWSLEY BROWN III DIRECTOR
    0.50     		0 0 0
    C/O ZELKOVA STRATEGIC PARTNERS LLC
    333 E MAIN STREET SUITE 401
    LOUISVILLE,KY40202
    BROOKE BROWN BARZUN DIRECTOR
    0.50     		0 0 0
    C/O ZELKOVA STRATEGIC PARTNERS LLC
    333 E MAIN STREET SUITE 401
    LOUISVILLE,KY40202
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    51,765,007
    b
    Average of monthly cash balances.......................
    1b
    555,004
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    52,320,011
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    52,320,011
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    784,800
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    51,535,211
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    2,576,761
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    2,576,761
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    12,927
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    12,927
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    2,563,834
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    2,563,834
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    2,563,834
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    1,141,943
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,141,943
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    1,141,943
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 2,563,834
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 1,057,926
    b Total for prior years:2016, 20, 20 33,720
    3 Excess distributions carryover, if any, to 2018:
    a From 2013......  
    b From 2014......  
    c From 2015......  
    d From 2016......  
    e From 2017......  
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 1,141,943
    a Applied to 2017, but not more than line 2a 1,057,926
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		Click to see attachment33,720
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 50,297
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2018. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		2,513,537
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2014....  
    b Excess from 2015....  
    c Excess from 2016....  
    d Excess from 2017....  
    e Excess from 2018....  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    21ST CENTURY PARKS INC
    471 WEST MAIN STREET
    LOUISVILLE,KY40202     		NONE PC ANNUAL FUND 5,000
    ACCELERATING APPALACHIA
    PO BOX 12408
    DURHAM,NC27709     		NONE PC PATAGONIA MATCH 1,000
    ACTORS THEATRE OF LOUISVILLE INC
    316 W MAIN STREET
    LOUISVILLE,KY40202     		NONE PC ANNUAL FUND 5,000
    AMERICAN FARMLAND TRUST
    1150 CONNECTICUT AVE NW SUITE 600
    WASHINGTON,DC20036     		NONE PC ANNUAL FUND 5,000
    AMERICANA COMMUNITY CENTER INC
    4801 SOUTHSIDE DRIVE
    LOUISVILLE,KY40214     		NONE PC ANNUAL FUND 2,000
    APPALSHOP INC
    91 MADISON AVE
    WHITESBURG,KY41858     		NONE PC ANNUAL FUND 1,000
    APPALSHOP INC
    91 MADISON AVE
    WHITESBURG,KY41858     		NONE PC CAPITAL CAMPAIGN 125,000
    BECKHAM BIRD CLUB INC
    PO BOX 5301
    LOUISVILLE,KY40255     		NONE PC ANNUAL FUND 300
    BRIDGEMAN CHARITABLE GROUP
    3309 COLLINS LANE
    LOUISVILLE,KY40245     		NONE PC POKER & PONIES EVENT 1,000
    CENTER FOR INTERFAITH RELATIONS INC
    415 W MUHAMMAD ALI BLVD
    LOUISVILLE,KY40202     		NONE PC ANNUAL FUND 10,000
    CENTER FOR WOMEN AND FAMILIES INC
    927 S SECOND STREET
    LOUISVILLE,KY40203     		NONE PC HONORARY DONATION 2,100
    CENTER FOR WOMEN AND FAMILIES INC
    927 S SECOND STREET
    LOUISVILLE,KY40203     		NONE PC DOMESTIC VIOLENCE AWARENESS 10,000
    COLUMBIA UNIVERSITY
    622 W 113TH STREET
    NEW YORK,NY10025     		NONE PC ANNUAL FUND 5,000
    COMMONWEALTH FUND FOR KET INC
    560 COOPER DRIVE
    LEXINGTON,KY40502     		NONE PC ANNUAL FUND 5,000
    COMMUNITY CONNECTIONS GROUP INC
    6606 FERNBUSH DRIVE
    LOUISVILLE,KY40228     		NONE PC ANNUAL FUND 1,000
    COMMUNITY FOUNDATION OF LOUISVILLE INC
    325 W MAIN STREET 1110
    LOUISVILLE,KY40202     		NONE PC COORDINATED COMMUNITY INVESTMENT PROJECT 15,000
    CONGRESS FOR THE NEW URBANISM
    1720 N STREET NW
    WASHINGTON,DC20036     		NONE PC CNU LOUISVILLE EVENT 2,535
    CONGRESS FOR THE NEW URBANISM
    1720 N STREET NW
    WASHINGTON,DC20036     		NONE PC CNU LOUISVILLE EVENT 12,500
    DOWNTOWN DEVELOPMENT CORPORATION
    556 SOUTH FOURTH STREET
    LOUISVILLE,KY40202     		NONE PC STAFF SUPPORT 10,000
    DREPUNG GOMANG INSTITUTE
    411 N HUBBARDS LANE
    LOUISVILLE,KY40207     		NONE PC ANNUAL FUND 1,000
    ENVIRONMENTAL DEFENSE FUND INCORPORATED
    257 PARK AVE SOUTH 16TH FLOOR
    NEW YORK,NY10010     		NONE PC ANNUAL FUND 10,000
    EPISCOPAL HIGH SCHOOL IN VIRGINIA
    1200 N QUAKER LN
    ALEXANDRIA,VA22302     		NONE PC ANNUAL FUND 5,000
    EPISCOPAL HIGH SCHOOL IN VIRGINIA
    1200 N QUAKER LN
    ALEXANDRIA,VA22302     		NONE PC ANNUAL FUND 5,000
    FRAZIER HISTORICAL ARMS MUSEUM FOUNDATION INC
    829 W MAIN STREET
    LOUISVILLE,KY40202     		NONE PC KENTUCKY MUSIC EXHIBIT 10,000
    FRIENDS OF PROSPECT PARKS
    6801 GUNPOWDER LANE
    PROSPECT,KY40059     		NONE PC PARK MAINTENANCE 250
    FUND FOR THE ARTS INC
    623 W MAIN STREET
    LOUISVILLE,KY40202     		NONE PC LOUISVILLE CULTURAL PASS 5,000
    HOPE SCARVES INC
    141 N SHERRIN AVE SUITE 101
    LOUISVILLE,KY40207     		NONE PC ANNUAL FUND 500
    IFP (INDEPENDENT FILMMAKER PROJECT)
    30 JOHN STREET
    BROOKLYN,NY11201     		NONE PC ANNUAL FUND 5,000
    JEFFERSON COUNTY PUBLIC EDUCATION FOUNDATION
    3332 NEWBURG ROAD
    LOUISVILLE,KY40218     		NONE PC ARTS CLASSROOM INTEGRATION 8,500
    KAILASH SATYARTHI CHILDREN'S FOUNDATION OF AMERICA INC
    1420 NEW YORK AVE NW SUITE 850
    WASHINGTON,DC20005     		NONE PC ANNUAL FUND 5,000
    KENTUCKY CENTER FOR THE ARTS
    501 W MAIN STREET
    LOUISVILLE,KY40202     		NONE PC ANNUAL FUND 10,000
    KENTUCKY NATURAL LANDS TRUST INC
    433 CHESTNUT ST
    BEREA,KY40403     		NONE PC ANNUAL FUND 5,000
    KENTUCKY REFUGEE MINISTRIES INC
    969B CHEROKEE RD
    LOUISVILLE,KY40204     		NONE PC REFUGEE RELOCATION SUPPORT 2,000
    KENTUCKY RESOURCES COUNCIL INC
    PO BOX 1070
    FRANKFORT,KY40602     		NONE PC ANNUAL FUND 10,000
    LAND INSTITUTE
    2440 E WATER WELL ROAD
    SALINA,KS67401     		NONE PC LAND PRESERVATION EFFORTS 10,000
    LHOME
    1126 BERRY BOULEVARD
    LOUISVILLE,KY40215     		NONE PC ANNUAL FUND 1,000
    LHOME
    1126 BERRY BOULEVARD
    LOUISVILLE,KY40215     		NONE PC EVENT SPONSOR 2,000
    LINCOLN FOUNDATION
    200 W BROADWAY SUITE 500
    LOUISVILLE,KY40202     		NONE PC EVENT SUPPORT 2,500
    LOUISVILLE BALLET
    315 W MAIN STREET
    LOUISVILLE,KY40202     		NONE PC UNDERWRITE POSITION: ARTISTIC & EXECUTIVE DIRECTOR 150,000
    LOUISVILLE COLLEGIATE SCHOOL
    2427 GLENMARY AVENUE
    LOUISVILLE,KY40204     		NONE PC PRISM FUND ENDOWMENT 250,000
    LOUISVILLE COLLEGIATE SCHOOL
    2427 GLENMARY AVENUE
    LOUISVILLE,KY40204     		NONE PC HEAD OF SCHOOL SEARCH EXPENSES 13,100
    LOUISVILLE COLLEGIATE SCHOOL
    2427 GLENMARY AVENUE
    LOUISVILLE,KY40204     		NONE PC HEAD OF SCHOOL SEARCH EXPENSES 21,900
    LOUISVILLE FILM SOCIETY
    PO BOX 6088
    LOUISVILLE,KY40206     		NONE PC FILM PROJECT 284
    LOUISVILLE OLMSTED PARKS CONSERVANCY INC
    1299 TREVILIAN WAY
    LOUISVILLE,KY40213     		NONE PC BIKE IN PROJECT 500
    LOUISVILLE OLMSTED PARKS CONSERVANCY INC
    1299 TREVILIAN WAY
    LOUISVILLE,KY40213     		NONE PC CHICKASAW TENNIS COURTS 1,000
    LOUISVILLE PARKS FOUNDATION
    PO BOX 5755
    LOUISVILLE,KY40255     		NONE PC WYANDOTTE SOCCER FIELDS 50,000
    LOUISVILLE PRESERVATION FUND
    631 SOUTH FIFTH STREET
    LOUISVILLE,KY40202     		NONE PC CREATIVE CORNER 25,000
    LOUISVILLE WATERFRONT DEVELOPMENT CORP
    129 EAST RIVER ROAD
    LOUISVILLE,KY40202     		NONE PC PORTLAND CNU PARKLETS 13,000
    MUHAMMAD ALI CENTER
    144 NORTH SIXTH STREET
    LOUISVILLE,KY40202     		NONE PC ANNUAL FUND 5,000
    NATIONAL JUG BAND JUBILEE INC
    PO BOX 2944
    LOUISVILLE,KY40201     		NONE PC EVENT SUPPORT 1,000
    NATURAL RESOURCES DEFENSE COUNCIL INC
    40 WEST 20TH STREET
    NEW YORK,NY10011     		NONE PC ANNUAL FUND 10,000
    NEIGHBORHOOD HOUSE
    201 N 25TH STREET
    LOUISVILLE,KY40212     		NONE PC ANNUAL FUND 5,000
    NORTON HEALTHCARE FOUNDATION INC
    234 E GRAY STREET
    LOUISVILLE,KY40202     		NONE PC DERBY DIVA EVENT 2,500
    ONEWEST CORPORATION
    2028 W BROADWAY SUITE 104
    LOUISVILLE,KY40203     		NONE PC ANNUAL FUND 10,000
    PEACE EDUCATION PROGRAM INC
    318 W KENTUCKY STREET
    LOUISVILLE,KY40203     		NONE PC A.I.R. LABS 5,000
    PINE MOUNTAIN SETTLEMENT SCHOOL INC
    36 HIGHWAY 510
    BLEDSOE,KY40810     		NONE PC ANNUAL FUND 1,000
    PORTLAND FESTIVAL INC
    PO BOX 11124
    LOUISVILLE,KY40251     		NONE PC PORTLAND FESTIVAL 1,000
    PORTLAND MUSEUM INC
    2308 PORTLAND AVE
    LOUISVILLE,KY40212     		NONE PC ANNUAL FUND 1,000
    PORTLAND NOW INC
    201 N 25TH STREET
    LOUISVILLE,KY40212     		NONE PC HISTORIC TURNPIKE MARKER 400
    RIVER CITY DRUM CORP CULTURAL ARTS INSTITUTE INC
    3308 CHAUNCEY AVE
    LOUISVILLE,KY40211     		NONE PC ANNUAL FUND 5,000
    SARABANDE BOOKS INC
    822 E MARKET STREET
    LOUISVILLE,KY40206     		NONE PC 25TH ANNIVERSARY GIFT 5,000
    SIMMONS COLLEGE OF KENTUCKY INC
    1000 SOUTH 4TH STREET
    LOUISVILLE,KY40203     		NONE PC ANNUAL FUND 5,000
    SIMMONS COLLEGE OF KENTUCKY INC
    1000 SOUTH 4TH STREET
    LOUISVILLE,KY40203     		NONE PC ANNUAL FUND 1,500
    SOS INTERNATIONAL INC
    1500 ARLINGTON AVENUE
    LOUISVILLE,KY40206     		NONE PC ANNUAL FUND 5,000
    THE MOREHEAD-CAIN SCHOLARSHIP FUND
    PO BOX 690
    CHAPEL HILL,NC27514     		NONE PC ALUMNI GIFT 1,000
    UNC ACKLAND ART MUSEUM
    CAMPUS BOX NO 3400
    CHAPEL HILL,NC27599     		NONE PC ALUMNI GIFT 1,000
    UNC COLLEGE OF ARTS & SCIENCES
    134 E FRANKLIN STREET
    CHAPEL HILL,NC27514     		NONE PC ALUMNI GIFT 1,000
    UNC SCHOOL OF LAW
    CAMPUS BOX NO 3382
    CHAPEL HILL,NC27599     		NONE PC ALUMNI GIFT 16,667
    UNIVERSITY OF VIRGINIA
    PO BOX 400331
    CHARLOTTESVILLE,VA22904     		NONE PC ANNUAL FUND 5,000
    UNIVERSITY OF VIRGINIA
    PO BOX 400331
    CHARLOTTESVILLE,VA22904     		NONE PC COMPASSIONATE SCHOOLS PROJECT 150,000
    URBAN LAND INSTITUTE
    2001 L STREET NW SUITE 200
    WASHINGTON,DC20036     		NONE PC WLI REGIONAL SUMMIT 5,000
    WEST END PREPARATORY SCHOOL INC
    3628 VIRGINIA AVENUE
    LOUISVILLE,KY40211     		NONE PC ANNUAL FUND 10,000
    Total .................................bullet 3a 1,094,036
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 334  
    4 Dividends and interest from securities....     14 624,876  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 38,571  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 663,781 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    663,781
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2018
    Name of the organization
    THE AUGUSTA BROWN HOLLAND
    PHILANTHROPIC FOUNDATION INC
    Employer identification number

    27-4432220
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution. An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018) Page 2
    Name of organization
    THE AUGUSTA BROWN HOLLAND
    PHILANTHROPIC FOUNDATION INC         		Employer identification number
    27-4432220
    Part I
    Contributors (See instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    SARA SHALLENBERGER BROWN CHARITABLE LEAD ANNUITY TRUST
     
    C/O PNC WEALTH MANAGEMENT 101 S FIF
     
    LOUISVILLE, KY40202

    		$ 24,374,965


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Page 3
    Name of organization
    THE AUGUSTA BROWN HOLLAND
    PHILANTHROPIC FOUNDATION INC         		Employer identification number

    27-4432220
    Part II
    Noncash Property (See instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 489,420 SHS BROWN-FORMAN CORP CL B (BFB) $ 23,981,580 2018-12-03
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 327 SHS AT&T INC (T) $ 10,369 2018-12-03
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 123 SHS CHUBB LIMITED CO (CB) $ 16,422 2018-12-03
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 411 SHS CISCO SYSTEMS INC (CSCO) $ 20,032 2018-12-03
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 154 SHS WALT DISNEY CO (DIS) $ 17,824 2018-12-03
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 1,081 SHS GENERAL ELECTRIC CO (GE) $ 8,443 2018-12-03
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Name of organization
    THE AUGUSTA BROWN HOLLAND
    PHILANTHROPIC FOUNDATION INC         		Employer identification number

    27-4432220
    Part II
    Noncash Property (See instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 127 SHS HOME DEPOT CO (HD) $ 23,081 2018-12-03
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 405 SHS INTEL CORP (INTC) $ 20,303 2018-12-03
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 295 SHS INTERNATIONAL PAPER CO (IP) $ 13,956 2018-12-03
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 204 SHS JOHNSON & JOHNSON (JNJ) $ 29,827 2018-12-03
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 363 SHS JPMORGAN CHASE & CO (JPM) $ 40,743 2018-12-03
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 86 SHS KIMBERLY CLARK CORP (KMB) $ 9,734 2018-12-03
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Name of organization
    THE AUGUSTA BROWN HOLLAND
    PHILANTHROPIC FOUNDATION INC         		Employer identification number

    27-4432220
    Part II
    Noncash Property (See instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 390 SHS MERCK & CO (MRK) $ 30,896 2018-12-03
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 818 SHS PFIZER INC (PFE) $ 37,620 2018-12-03
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 120 SHS UNITED TECHNOLOGIES CORP (UTX) $ 14,832 2018-12-03
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 600 SHS US BANCORP (USB) $ 32,640 2018-12-03
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 240 SHS VERIZON COMMUNICATIONS (VZ) $ 13,958 2018-12-03
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 281 SHS WEC ENERGY GROUP INC (WEC) $ 20,510 2018-12-03
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Name of organization
    THE AUGUSTA BROWN HOLLAND
    PHILANTHROPIC FOUNDATION INC         		Employer identification number

    27-4432220
    Part II
    Noncash Property (See instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 544 SHS WELLS FARGO CO (WFC) $ 29,507 2018-12-03
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
    Page 4
    Name of organization
    THE AUGUSTA BROWN HOLLAND
    PHILANTHROPIC FOUNDATION INC         		Employer identification number

    27-4432220
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2018)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2018 AccountingFeesSchedule
    Name:
    THE AUGUSTA BROWN HOLLAND
     
    PHILANTHROPIC FOUNDATION INC
    EIN:
    27-4432220
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION AND ACCOUNTING FEES 6,357 3,179   3,178

    TY 2018 AppliedToPriorYearElection
    Name:
    THE AUGUSTA BROWN HOLLAND
     
    PHILANTHROPIC FOUNDATION INC
    EIN:
    27-4432220
    Election:
    THE AUGUSTA BROWN HOLLAND PHILANTHROPIC FOUNDATION, INC333 EAST MAIN STREET, SUITE 401LOUISVILLE, KY 40202EIN: 27-4432220TAX YEAR ENDING: 11/30/2019PURSUANT TO IRC SEC. 4942(H)(2) AND REG. 53.4942(A)-3(D)(2), THE ABOVE REFERENCED FOUNDATION HEREBY ELECTS TO TREAT CURRENT YEAR QUALIFYING DISTRIBUTIONS IN EXCESS OF THE IMMEDIATELY PRECEDING TAX YEAR'S UNDISTRIBUTED INCOME AS BEING MADE OUT OF PRIOR YEAR'S UNDISTRIBUTED INCOME AS FOLLOWS: TAX YEAR ENDING: 11/30/2017AMOUNT: $33,720______________________________AUGUSTA B. HOLLAND, DIRECTOR

    TY 2018 InvestmentsCorpStockSchedule
    Name:
    THE AUGUSTA BROWN HOLLAND
     
    PHILANTHROPIC FOUNDATION INC
    EIN:
    27-4432220
    Name of Stock End of Year Book Value End of Year Fair Market Value
    BROWN-FORMAN CORP CL A (BFA) 4,626 331,632
    BROWN-FORMAN CORP CL B (BFB) 10,750,558 61,989,786
    HORIZON PHARMA PLC (HZNP) 19,690 24,585
    CHUBB LIMITED (CB) 13,663 18,632
    MYLAN NV (MYL) 20,015 12,207
    AT&T INC (T) 11,138 12,223
    ADOBE INC (ADBE) 19,742 23,215
    ALIBABA GROUP HOLDING LTD (BABA) 19,623 26,000
    ALPHABET INC CAP STK CL C (GOOG) 21,515 26,099
    AMAZON.COM INC (AMZN) 41,517 45,020
    ANHEUSER-BUSCH INBEV ADR (BUD) 20,147 21,028
    APPLE INC (AAPL) 18,701 26,725
    BAIDU INC ADS (BIDU) 19,769 13,631
    BANK OF AMERICA (BAC) 19,780 22,491
    BECTON DICKINSON & CO (BDX) 20,168 21,972
    BOEING CO (BA) 22,752 21,971
    BROADCOM INC (AVGO) 24,410 28,459
    CARNIVAL CORP (CCL) 20,510 15,778
    CISCO SYS INC (CSCO) 17,354 18,124
    COSTCO WHOLESALE CORP (COST) 20,034 28,482
    WALT DISNEY CO (DIS) 8,354 23,343
    FEDEX CORP (FDX) 20,520 18,406
    HOME DEPOT INC (HD) 8,549 28,005
    INTEL CORP (INTC) 8,525 23,510
    JPMORGAN CHASE & CO (JPM) 16,913 47,829
    MERCK & CO (MRK) 16,881 34,000
    MICROSOFT CORP (MSFT) 20,930 30,276
    PFIZER (PFE) 14,859 19,260
    QUALCOMM INC (QCOM) 20,257 25,065
    SKYWORKS SOLUTIONS INC (SWKS) 19,583 22,118
    US BANCORP (USB) 19,819 36,018
    UNITED TECHNOLOGIES CORP (UTX) 21,774 29,668
    UNITEDHEALTH GROUP (UNH) 19,444 22,390
    VERIZON COMMUNICATIONS (VZ) 17,280 22,289
    VISA INC (V) 20,238 27,676
    WELLS FARGO (WFC) 18,986 29,626

    TY 2018 InvestmentsOtherSchedule2
    Name:
    THE AUGUSTA BROWN HOLLAND
     
    PHILANTHROPIC FOUNDATION INC
    EIN:
    27-4432220
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    FIDELITY GOVERNMENT CASH RESERVES FUND (FDRXX) AT COST 33,724 33,724
    SCHWAB STRATEGIC TR EMERGING MKTS EQUITY (SCHE) AT COST 19,495 21,032

    TY 2018 OtherDecreasesSchedule
    Name:
    THE AUGUSTA BROWN HOLLAND
     
    PHILANTHROPIC FOUNDATION INC
    EIN:
    27-4432220
    Description Amount
    FMV-TAX BASIS DIFFERENCE FOR CONTRIBUTIONS RECEIVED 22,920,942


    TY 2018 OtherExpensesSchedule
    Name:
    THE AUGUSTA BROWN HOLLAND
     
    PHILANTHROPIC FOUNDATION INC
    EIN:
    27-4432220
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BANK FEES 9 0   0
    FILING FEES 15 0   0
    PRINTING & COPYING SUPPLIES 466 0   466
    LICENSES - SOFTWARE 3,065 0   3,065


    TY 2018 OtherProfessionalFeesSchedule
    Name:
    THE AUGUSTA BROWN HOLLAND
     
    PHILANTHROPIC FOUNDATION INC
    EIN:
    27-4432220
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OTHER PROFESSIONAL FEES 55,345 14,147   41,198


    TY 2018 SubstantialContributorsSch
    Name:
    THE AUGUSTA BROWN HOLLAND
     
    PHILANTHROPIC FOUNDATION INC
    EIN:
    27-4432220
    Name Address
    OWSLEY BROWN II COCKAYNE FUND INC
          		C/O ZSP LLC 333 EAST MAIN STREET
    SUITE 401
    LOUISVILLE,KY40202
    ESTATE OF MARTIN SHALLENBERGER
          		C/O PNC WEALTH MANAGEMENT 101 S
    FIFTH STREET
    LOUISVILLE,KY40202
    SARA SHALLENBERGER BROWN CHARITABLE LEAD ANNUITY TRUST
          		C/O PNC WEALTH MANAGEMENT 101 S
    FIFTH STREET
    LOUISVILLE,KY40202
    SARA S BROWN DECEASED ASHBOURNE
    HARRODS CREEK,KY40027


    TY 2018 TaxesSchedule
    Name:
    THE AUGUSTA BROWN HOLLAND
     
    PHILANTHROPIC FOUNDATION INC
    EIN:
    27-4432220
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PRIOR YEAR EXCISE TAX PAYMENT 10,116 0   0
    CURRENT YEAR ESTIMATED EXCISE TAX PAYMENTS 13,900 0   0
    FOREIGN TAXES - FIDELITY 89 89   0