-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
MARGARET J EARLY CHARITABLE TRUST
Number and street (or P.O. box number if mail is not delivered to street address)
114 W 47TH ST NY8-114-07-07
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK
,
NY
100361510
A Employer identification number
27-1445246
B
Telephone number (see instructions)
(212) 852-3049
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
2,406,025
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
61,032
60,171
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
98,019
b
Gross sales price for all assets on line 6a
881,796
7
Capital gain net income (from Part IV, line 2)
...
98,019
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
12
Total.
Add lines 1 through 11
........
159,051
158,190
13
Compensation of officers, directors, trustees, etc.
28,844
11,538
17,306
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
4,252
833
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
59
59
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
33,155
12,430
0
17,306
25
Contributions, gifts, grants paid
.......
100,000
100,000
26
Total expenses and disbursements.
Add lines 24 and 25
133,155
12,430
0
117,306
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
25,896
b
Net investment income
(if negative, enter -0-)
145,760
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
1,116
433
433
2
Savings and temporary cash investments
.........
129,568
108,743
108,743
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
1,042,700
1,209,877
1,635,764
c
Investments—corporate bonds (attach schedule)
.......
488,046
494,484
518,727
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
269,639
142,982
142,358
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
1,931,069
1,956,519
2,406,025
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
1,931,069
1,956,519
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
1,931,069
1,956,519
30
Total liabilities and net assets/fund balances
(see instructions)
.
1,931,069
1,956,519
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
1,931,069
2
Enter amount from Part I, line 27a
.....................
2
25,896
3
Other increases not included in line 2 (itemize)
3
577
4
Add lines 1, 2, and 3
..........................
4
1,957,542
5
Decreases not included in line 2 (itemize)
5
1,023
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
1,956,519
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
.45 DELL TECHNOLOGIES INC
2018-01-26
2019-01-04
b
17. NOVO NORDISK A/S ADR
2017-10-18
2019-01-07
c
10. NOVO NORDISK A/S ADR
2018-01-17
2019-01-07
d
3. NOVO NORDISK A/S ADR
2018-01-18
2019-01-07
e
4. NOVO NORDISK A/S ADR
2018-01-19
2019-01-07
3. NOVO NORDISK A/S ADR
2018-01-22
2019-01-07
4. PFIZER INC
2017-10-10
2019-01-07
27. PFIZER INC
2015-07-14
2019-01-07
3. PUBLIC SERVICE ENTERPRISE GROUP INC
2017-05-03
2019-01-07
6. PUBLIC SERVICE ENTERPRISE GROUP INC
2015-09-25
2019-01-07
13. PUBLIC SERVICE ENTERPRISE GROUP INC
2017-05-17
2019-01-07
6. PUBLIC SERVICE ENTERPRISE GROUP INC
2017-05-18
2019-01-07
45. SUNTRUST BANKS INC
2013-01-14
2019-01-07
32. SUNTRUST BANKS INC
2013-01-15
2019-01-07
8. UNITEDHEALTH GROUP INC
2014-10-27
2019-01-07
19. FIRSTENERGY CORP
2017-07-21
2019-01-08
1. FIRSTENERGY CORP
2017-07-24
2019-01-08
4. FIRSTENERGY CORP
2017-10-11
2019-01-08
10. FIRSTENERGY CORP
2017-10-12
2019-01-08
11. HARTFORD FINL SVCS GROUP INC COM
2017-12-15
2019-01-08
17. HARTFORD FINL SVCS GROUP INC COM
2017-06-28
2019-01-08
1. NOVO NORDISK A/S ADR
2018-01-22
2019-01-08
3. NOVO NORDISK A/S ADR
2017-10-18
2019-01-08
1. NOVO NORDISK A/S ADR
2018-01-17
2019-01-08
1. NOVO NORDISK A/S ADR
2018-01-18
2019-01-08
1. NOVO NORDISK A/S ADR
2018-01-19
2019-01-08
29. FIRSTENERGY CORP
2017-10-12
2019-01-09
11. FIRSTENERGY CORP
2017-10-11
2019-01-09
51. FIRSTENERGY CORP
2017-07-21
2019-01-09
9. HARTFORD FINL SVCS GROUP INC COM
2017-06-28
2019-01-09
6. HARTFORD FINL SVCS GROUP INC COM
2017-12-15
2019-01-09
35. FIRSTENERGY CORP
2017-01-09
2019-01-10
2. FIRSTENERGY CORP
2017-07-21
2019-01-10
1. FIRSTENERGY CORP
2017-10-12
2019-01-10
1. FIRSTENERGY CORP
2017-10-11
2019-01-10
22. HARTFORD FINL SVCS GROUP INC COM
2017-06-26
2019-01-10
33. FIRSTENERGY CORP
2017-01-09
2019-01-11
7. HARTFORD FINL SVCS GROUP INC COM
2017-06-26
2019-01-11
19. HARTFORD FINL SVCS GROUP INC COM
2017-06-28
2019-01-11
20000. U.S. TREASURY NOTE
2018-04-27
2019-01-11
9. NEXTERA ENERGY INC
2015-07-14
2019-01-14
7. MICROSOFT CORP COM
2017-06-21
2019-01-17
8. NORFOLK SOUTHERN CORP
2017-02-21
2019-01-17
36. PFIZER INC
2015-07-14
2019-01-17
11. WAL MART STORES INC
2017-08-04
2019-01-17
2000. BB&T CORPORATION
2017-10-25
2019-01-29
83. BLACKROCK STRATEGIC
2014-03-04
2019-01-29
3546. BLACKROCK HIGH YIELD BOND PORTFOLIO
2015-11-10
2019-01-29
7848. BLACKROCK FLOATING RATE INCOME PORTFOLIO
2015-11-10
2019-01-29
13. CDW CORP/DE
2016-02-22
2019-01-29
5. CDW CORP/DE
2016-02-23
2019-01-29
2000. GLAXOSMITHKLINE CAPITAL
2018-06-08
2019-01-29
517. ISHARES US PREFERRED STOCK ETF
2015-11-10
2019-01-29
1000. U.S. TREASURY BOND
2018-03-01
2019-01-29
1000. U.S. TREASURY NOTE
2018-03-01
2019-01-29
1000. U.S. TREASURY NOTE
2018-04-27
2019-01-29
1000. U.S. TREASURY NOTE
2018-06-08
2019-01-29
3000. U.S. TREASURY NOTE
2018-09-12
2019-01-29
1000. U.S. TREASURY NOTE
2017-03-09
2019-01-29
1000. U.S. TREASURY NOTE
2017-10-25
2019-01-29
1000. U.S. TREASURY NOTE
2017-09-20
2019-01-29
2000. WALMART INC
2018-08-23
2019-01-29
1. CVS HEALTH CORP
2012-09-24
2019-01-31
16. CVS HEALTH CORP
2015-11-21
2019-01-31
16. CVS HEALTH CORP
2018-11-30
2019-01-31
10. DIAGEO PLC SPON ADR NEW
2015-07-14
2019-01-31
8. FIRSTENERGY CORP
2017-01-09
2019-01-31
36. FIRSTENERGY CORP
2017-01-10
2019-01-31
10. HESS CORP
2017-03-14
2019-02-06
17. HESS CORP
2016-02-12
2019-02-06
5. PUBLIC SERVICE ENTERPRISE GROUP INC
2015-09-28
2019-02-06
23. PUBLIC SERVICE ENTERPRISE GROUP INC
2015-09-25
2019-02-06
7. UNITEDHEALTH GROUP INC
2014-10-27
2019-02-06
4. SUNCOR ENERGY INC
2018-02-05
2019-02-07
15. SUNCOR ENERGY INC
2018-05-08
2019-02-07
8. SUNCOR ENERGY INC
2018-10-05
2019-02-07
3. SUNCOR ENERGY INC
2018-10-04
2019-02-07
3. SUNCOR ENERGY INC
2013-01-17
2019-02-07
28. MERCK AND CO INC SHS
2015-07-14
2019-02-08
29. PFIZER INC
2015-07-14
2019-02-08
15. SUNCOR ENERGY INC
2018-05-08
2019-02-08
7. SUNCOR ENERGY INC
2018-10-05
2019-02-08
3. SUNCOR ENERGY INC
2018-02-05
2019-02-08
2. SUNCOR ENERGY INC
2013-01-17
2019-02-08
3. SUNCOR ENERGY INC
2018-10-04
2019-02-08
23000. ANHEUSER-BUSCH INBEV FIN
2018-03-01
2019-02-11
10. GILEAD SCIENCES INC
2015-10-20
2019-02-13
3. GILEAD SCIENCES INC
2016-02-25
2019-02-13
14. GILEAD SCIENCES INC
2016-02-25
2019-02-13
3. GILEAD SCIENCES INC
2016-02-26
2019-02-13
27. KELLOGG CO
2017-11-09
2019-02-13
25. MERCK AND CO INC SHS
2015-07-14
2019-02-13
9. MOTOROLA SOLUTIONS INC
2015-07-14
2019-02-13
2. MOTOROLA SOLUTIONS INC
2016-06-03
2019-02-13
48. SUNCOR ENERGY INC
2013-01-16
2019-02-13
3. MOTOROLA SOLUTIONS INC
2015-07-14
2019-02-14
1. MOTOROLA SOLUTIONS INC
2016-06-03
2019-02-14
14. SUNCOR ENERGY INC
2013-01-16
2019-02-14
1. SUNCOR ENERGY INC
2013-01-16
2019-02-14
1000. CISCO SYSTEMS INC
2010-02-24
2019-02-15
7000. CISCO SYSTEMS INC
2011-03-31
2019-02-15
5000. CISCO SYSTEMS INC
2009-02-24
2019-02-15
3000. CISCO SYSTEMS INC
2013-04-18
2019-02-15
14. DEVON ENERGY CORP
2018-05-09
2019-02-20
27. SUNCOR ENERGY INC
2013-01-16
2019-02-20
44. DEVON ENERGY CORP
2018-05-09
2019-02-21
4. SUNCOR ENERGY INC
2013-01-16
2019-02-21
27. SUNCOR ENERGY INC
2013-01-16
2019-02-21
28. CISCO SYSTEMS INC
2018-01-29
2019-02-25
34. HESS CORP
2016-02-12
2019-02-25
64. SUNCOR ENERGY INC
2013-01-17
2019-02-25
12. UNION PACIFIC CORP
2015-07-14
2019-02-25
2. NORFOLK SOUTHERN CORP
2017-02-21
2019-02-27
10. NORFOLK SOUTHERN CORP
2017-06-09
2019-02-27
27. FIRSTENERGY CORP
2018-01-25
2019-02-28
11. FIRSTENERGY CORP
2017-07-24
2019-02-28
18. ANTHEM INC
2015-07-14
2019-03-01
3. DEVON ENERGY CORP
2018-05-09
2019-03-01
101. DEVON ENERGY CORP
2018-05-08
2019-03-01
8. FIRSTENERGY CORP
2018-01-25
2019-03-01
3. FIRSTENERGY CORP
2017-07-24
2019-03-01
74. MERCK AND CO INC SHS
2015-07-14
2019-03-01
29. PFIZER INC
2018-02-06
2019-03-01
43. PFIZER INC
2015-10-30
2019-03-01
31. PFIZER INC
2015-07-14
2019-03-01
24. FIRSTENERGY CORP
2017-06-15
2019-03-05
4. FIRSTENERGY CORP
2017-01-10
2019-03-05
14. FIRSTENERGY CORP
2017-06-14
2019-03-05
11. NORFOLK SOUTHERN CORP
2017-01-09
2019-03-05
14. JM SMUCKER CO/THE
2018-03-06
2019-03-05
5. JM SMUCKER CO/THE
2018-03-07
2019-03-06
1. JM SMUCKER CO/THE
2018-03-06
2019-03-06
39. URBAN OUTFITTERS INC
2017-03-08
2019-03-06
13. URBAN OUTFITTERS INC
2017-03-08
2019-03-07
6. URBAN OUTFITTERS INC
2017-03-31
2019-03-07
22. URBAN OUTFITTERS INC
2017-07-26
2019-03-07
4. HESS CORP
2016-02-12
2019-03-08
10. HONEYWELL INTERNATIONAL INC
2015-07-14
2019-03-08
24. MERCK AND CO INC SHS
2015-07-14
2019-03-08
15. URBAN OUTFITTERS INC
2017-07-28
2019-03-08
23. URBAN OUTFITTERS INC
2017-07-27
2019-03-08
3. URBAN OUTFITTERS INC
2017-07-26
2019-03-08
19. HESS CORP
2016-02-12
2019-03-11
6. HESS CORP
2016-02-12
2019-03-11
3. URBAN OUTFITTERS INC
2017-07-28
2019-03-11
11. URBAN OUTFITTERS INC
2017-07-31
2019-03-11
27. URBAN OUTFITTERS INC
2019-01-29
2019-03-11
13. HESS CORP
2016-02-12
2019-03-12
4. URBAN OUTFITTERS INC
2019-01-29
2019-03-12
4. NORFOLK SOUTHERN CORP
2017-06-09
2019-03-13
8. NORFOLK SOUTHERN CORP
2017-04-03
2019-03-13
55. ASTRAZENECA PLC SPONS ADR
2016-10-20
2019-03-19
1. ASTRAZENECA PLC SPONS ADR
2016-06-03
2019-03-19
17. CARDINAL HEALTH INC COM
2018-01-11
2019-03-19
5. FORTIVE CORP
2017-11-27
2019-03-19
4. FORTIVE CORP
2017-11-21
2019-03-19
4. FORTIVE CORP
2017-11-22
2019-03-19
8. FORTIVE CORP
2017-07-12
2019-03-19
15. MCKESSON CORP
2017-06-22
2019-03-19
8. NORFOLK SOUTHERN CORP
2017-04-03
2019-03-19
2. NORFOLK SOUTHERN CORP
2017-01-12
2019-03-19
1. PFIZER INC
2015-10-30
2019-03-19
10. PFIZER INC
2017-04-11
2019-03-19
20. PFIZER INC
2017-06-21
2019-03-19
18. PFIZER INC
2017-09-01
2019-03-19
9. CARDINAL HEALTH INC COM
2018-01-12
2019-03-20
1. CARDINAL HEALTH INC COM
2018-01-11
2019-03-20
1. FORTIVE CORP
2017-11-22
2019-03-20
1. FORTIVE CORP
2017-11-27
2019-03-20
1. FORTIVE CORP
2017-07-12
2019-03-20
1. FORTIVE CORP
2017-11-21
2019-03-20
6. CARDINAL HEALTH INC COM
2018-01-17
2019-03-21
14. CARDINAL HEALTH INC COM
2018-01-12
2019-03-21
6. SUNCOR ENERGY INC
2018-03-05
2019-03-21
1. SUNCOR ENERGY INC
2018-03-06
2019-03-21
3. SUNCOR ENERGY INC
2017-09-05
2019-03-21
1. SUNCOR ENERGY INC
2018-02-06
2019-03-21
1. SUNCOR ENERGY INC
2017-02-22
2019-03-21
1. SUNCOR ENERGY INC
2017-08-01
2019-03-21
1. SUNCOR ENERGY INC
2017-07-31
2019-03-21
1. SUNCOR ENERGY INC
2017-02-24
2019-03-21
2. SUNCOR ENERGY INC
2017-02-23
2019-03-21
5. SUNCOR ENERGY INC
2013-01-17
2019-03-21
1. SUNCOR ENERGY INC
2017-07-28
2019-03-21
3. SUNCOR ENERGY INC
2017-09-01
2019-03-21
13. LENNAR CORP
2015-09-09
2019-03-22
15. LENNAR CORP
2015-09-10
2019-03-22
14. LENNAR CORP
2015-09-22
2019-03-22
9. SUNCOR ENERGY INC
2018-03-05
2019-03-22
1. SUNCOR ENERGY INC
2018-03-06
2019-03-22
5. SUNCOR ENERGY INC
2017-09-05
2019-03-22
1. SUNCOR ENERGY INC
2018-02-06
2019-03-22
4. SUNCOR ENERGY INC
2017-09-01
2019-03-22
2. SUNCOR ENERGY INC
2017-08-01
2019-03-22
2. SUNCOR ENERGY INC
2017-07-31
2019-03-22
1. SUNCOR ENERGY INC
2017-07-28
2019-03-22
1. SUNCOR ENERGY INC
2017-02-24
2019-03-22
3. SUNCOR ENERGY INC
2017-02-23
2019-03-22
3. SUNCOR ENERGY INC
2017-02-22
2019-03-22
8. SUNCOR ENERGY INC
2013-01-17
2019-03-22
6. SUNCOR ENERGY INC
2018-03-06
2019-03-25
4. SUNCOR ENERGY INC
2018-02-06
2019-03-25
25. SUNCOR ENERGY INC
2018-03-05
2019-03-25
13. SUNCOR ENERGY INC
2017-09-01
2019-03-25
15. SUNCOR ENERGY INC
2017-09-05
2019-03-25
9. SUNCOR ENERGY INC
2017-02-22
2019-03-25
11. SUNCOR ENERGY INC
2017-02-23
2019-03-25
5. SUNCOR ENERGY INC
2017-02-24
2019-03-25
5. SUNCOR ENERGY INC
2017-07-28
2019-03-25
8. SUNCOR ENERGY INC
2017-07-31
2019-03-25
7. SUNCOR ENERGY INC
2017-08-01
2019-03-25
22. SUNCOR ENERGY INC
2013-01-17
2019-03-25
21. DELL TECHNOLOGIES INC
2016-12-14
2019-03-26
6. DELL TECHNOLOGIES INC
2016-12-13
2019-03-26
2. SUNCOR ENERGY INC
2017-08-01
2019-03-26
8. SUNCOR ENERGY INC
2013-01-17
2019-03-26
44. SUNCOR ENERGY INC
2013-02-20
2019-03-26
3. SUNCOR ENERGY INC
2017-02-22
2019-03-26
3. SUNCOR ENERGY INC
2017-02-23
2019-03-26
1. SUNCOR ENERGY INC
2017-02-24
2019-03-26
9. SUNCOR ENERGY INC
2018-03-05
2019-03-26
4. SUNCOR ENERGY INC
2017-09-01
2019-03-26
1. SUNCOR ENERGY INC
2017-07-28
2019-03-26
1. SUNCOR ENERGY INC
2018-03-06
2019-03-26
2. SUNCOR ENERGY INC
2017-07-31
2019-03-26
1. SUNCOR ENERGY INC
2018-02-06
2019-03-26
19. SUNCOR ENERGY INC
2017-09-05
2019-03-26
11. DELL TECHNOLOGIES INC
2016-12-14
2019-03-27
12. DELL TECHNOLOGIES INC
2017-01-26
2019-03-27
4. DELL TECHNOLOGIES INC
2017-01-25
2019-03-27
8. DELL TECHNOLOGIES INC
2018-01-26
2019-03-28
10. DELL TECHNOLOGIES INC
2017-06-23
2019-03-28
3. DELL TECHNOLOGIES INC
2017-06-22
2019-03-28
1. DELL TECHNOLOGIES INC
2017-01-26
2019-03-28
28. APPLE INC
2015-11-18
2019-03-29
.33 DOW INC
2019-03-26
2019-04-05
24. LOWES COMPANIES INC COM
2017-09-18
2019-04-05
53. CISCO SYSTEMS INC
2018-01-29
2019-04-08
34. ANADARKO PETE CORP
2018-05-21
2019-04-12
6. BAXTER INTERNATIONAL INC
2017-10-11
2019-04-12
11. BAXTER INTERNATIONAL INC
2017-10-10
2019-04-12
4. BAXTER INTERNATIONAL INC
2017-05-05
2019-04-12
10. BAXTER INTERNATIONAL INC
2017-05-04
2019-04-12
11. CDW CORP/DE
2018-02-02
2019-04-12
10000. U.S. TREASURY NOTE
2018-03-01
2019-04-12
16000. U.S. TREASURY NOTE
2018-04-27
2019-04-12
11. CDW CORP/DE
2018-02-02
2019-04-16
10. CDW CORP/DE
2018-02-02
2019-04-16
5. GOLDMAN SACHS GROUP INC
2016-01-28
2019-04-16
8. GOLDMAN SACHS GROUP INC
2017-05-17
2019-04-16
1. GOLDMAN SACHS GROUP INC
2012-12-18
2019-04-16
2. NOVARTIS AG SPNSRD ADR
2018-11-30
2019-04-16
1. NOVARTIS AG SPNSRD ADR
2018-11-21
2019-04-16
2. NOVARTIS AG SPNSRD ADR
2018-11-05
2019-04-16
68. PFIZER INC
2017-04-11
2019-04-16
1. PFIZER INC
2017-04-12
2019-04-16
25. MASCO CORP
2019-01-07
2019-04-17
9. NOVARTIS AG SPNSRD ADR
2018-11-30
2019-04-17
1. NOVARTIS AG SPNSRD ADR
2018-11-21
2019-04-17
11. NOVARTIS AG SPNSRD ADR
2018-11-05
2019-04-17
27. PFIZER INC
2017-04-11
2019-04-17
30. MASCO CORP
2019-01-07
2019-04-18
11. NOVARTIS AG SPNSRD ADR
2018-10-16
2019-04-18
3. NOVARTIS AG SPNSRD ADR
2018-10-17
2019-04-18
36. MASCO CORP
2019-01-09
2019-04-22
6. MASCO CORP
2019-01-07
2019-04-22
33. APPLE INC
2012-06-29
2019-04-23
17. MASCO CORP
2019-01-09
2019-04-23
48. MERCK AND CO INC SHS
2015-07-14
2019-04-23
10. MERCK AND CO INC SHS
2016-06-03
2019-04-23
17. LOWES COMPANIES INC COM
2013-06-21
2019-04-25
.2 ALCON SA ACT NOM
2019-01-29
2019-04-26
12. APPLE INC
2015-11-18
2019-04-30
3. CENTENE CORP
2015-06-17
2019-04-30
14. CENTENE CORP
2015-06-17
2019-04-30
23. CENTENE CORP
2019-02-20
2019-04-30
32. GILEAD SCIENCES INC
2016-04-13
2019-04-30
23. CENTENE CORP
2015-06-16
2019-05-02
6. CENTENE CORP
2015-06-16
2019-05-02
11. CENTENE CORP
2015-06-17
2019-05-02
13. 3M CO
2019-04-16
2019-05-07
21. GILEAD SCIENCES INC
2016-04-13
2019-05-13
7. GILEAD SCIENCES INC
2016-02-26
2019-05-13
38. CARNIVAL CORP
2015-03-02
2019-05-15
175. FREEPORT-MCMORAN INC
2018-05-02
2019-05-15
22000. U.S. TREASURY NOTE
2018-09-12
2019-05-15
3. GILEAD SCIENCES INC
2016-02-25
2019-05-16
6. GILEAD SCIENCES INC
2016-02-26
2019-05-16
24. GILEAD SCIENCES INC
2017-05-31
2019-05-16
10. GILEAD SCIENCES INC
2015-10-20
2019-05-16
6. GILEAD SCIENCES INC
2017-05-31
2019-05-17
14. BAXTER INTERNATIONAL INC
2017-05-04
2019-05-20
9. BAXTER INTERNATIONAL INC
2017-04-13
2019-05-20
5. MICROSOFT CORP COM
2016-01-20
2019-05-20
20. MICROSOFT CORP COM
2017-06-21
2019-05-20
21. ORACLE CORP
2017-05-17
2019-05-20
31. ORACLE CORP
2017-12-19
2019-05-20
66. JOHNSON CTLS INTL PLC
2018-08-07
2019-05-28
4. FREEPORT-MCMORAN INC
2018-05-02
2019-05-30
99. FREEPORT-MCMORAN INC
2018-05-11
2019-05-30
88. FREEPORT-MCMORAN INC
2018-08-03
2019-05-30
14. PROCTER & GAMBLE CO/THE
2015-07-14
2019-05-31
7. ANADARKO PETE CORP
2018-05-21
2019-06-04
14. ANADARKO PETE CORP
2019-02-25
2019-06-04
34. ANADARKO PETE CORP
2018-05-18
2019-06-04
46. AES CORP/VA
2018-09-19
2019-06-06
15. ALLY FINANCIAL INC
2018-02-08
2019-06-06
1. ALPHABET INC SHS CL C
2012-08-28
2019-06-06
1. ALPHABET INC SHS CL A
2012-06-29
2019-06-06
12. ALTRIA GROUP INC
2015-06-11
2019-06-06
23. AMERICAN INTERNATIONAL GROUP INC
2012-09-20
2019-06-06
32. ANADARKO PETE CORP
2019-02-25
2019-06-06
3. ANTHEM INC
2015-07-14
2019-06-06
21. ASTRAZENECA PLC SPONS ADR
2016-04-06
2019-06-06
24. BP P L C SPONS ADR
2014-10-27
2019-06-06
13. BAKER HUGHES A GE CO
2019-03-20
2019-06-06
9. CVS HEALTH CORP
2018-11-30
2019-06-06
7. CHEVRONTEXACO CORP
2015-09-23
2019-06-06
5. CISCO SYSTEMS INC
2013-10-10
2019-06-06
31. CITIGROUP INC
2012-06-12
2019-06-06
9. CONAGRA BRANDS INC
2019-02-13
2019-06-06
. DOWDUPONT INC
2019-06-06
2019-06-06
27. DR HORTON INC
2016-07-13
2019-06-06
3. DISH NETWORK CORPATION
2018-08-21
2019-06-06
20. DISH NETWORK CORPATION
2018-08-20
2019-06-06
.33 DUPONT DE NEMOURS INC
2019-05-15
2019-06-06
19. FIRSTENERGY CORP
2017-06-15
2019-06-06
16. FREEPORT-MCMORAN INC
2018-05-02
2019-06-06
5. ARTHUR J GALLAGHER & CO
2018-10-12
2019-06-06
2. HUMANA INC
2015-08-06
2019-06-06
4. INTERNATIONAL PAPER CO
2015-07-14
2019-06-06
4. KELLOGG CO
2017-11-08
2019-06-06
6. LABORATORY CORP AMER HLDGS
2014-12-26
2019-06-06
27. METLIFE INC
2015-07-14
2019-06-06
35. MICROSOFT CORP COM
2010-08-31
2019-06-06
23. MORGAN STANLEY
2015-07-14
2019-06-06
4. NOVARTIS AG SPNSRD ADR
2018-10-17
2019-06-06
17. NOVO NORDISK A/S ADR
2017-09-26
2019-06-06
2. O'REILLY AUTOMOTIVE INC
2018-07-09
2019-06-06
8. ONEOK INC
2018-08-03
2019-06-06
1. ONEOK INC
2018-08-06
2019-06-06
6. PACKAGING CORP OF AMERICA
2013-02-26
2019-06-06
5. PEPSICO INC
2018-06-13
2019-06-06
24. PFIZER INC
2015-09-10
2019-06-06
2. PROCTER & GAMBLE CO/THE
2015-07-14
2019-06-06
6. PUBLIC SERVICE ENTERPRISE GROUP INC
2015-06-11
2019-06-06
6. CHARLES SCHWAB CORP/THE
2017-10-11
2019-06-06
1. SUNCOR ENERGY INC
2013-01-16
2019-06-06
21. SUNCOR ENERGY INC
2013-01-16
2019-06-06
2. SUNCOR ENERGY INC
2013-01-17
2019-06-06
5. SUNCOR ENERGY INC
2013-02-20
2019-06-06
3. SUNCOR ENERGY INC
2013-01-17
2019-06-06
27. SUNCOR ENERGY INC
2013-01-17
2019-06-06
12. SUNCOR ENERGY INC
2016-06-03
2019-06-06
48. TAIWAN SEMICONDUCTOR ADR
2017-01-20
2019-06-06
2. 3M CO
2012-09-24
2019-06-06
13. US BANCORP DEL
2012-10-31
2019-06-06
1. UNITEDHEALTH GROUP INC
2014-10-27
2019-06-06
12. WAL MART STORES INC
2017-01-09
2019-06-06
36. WELLS FARGO & CO NEW
2015-07-14
2019-06-06
32. WILLIAMS COS INC/THE
2018-05-21
2019-06-06
8. WILLIAMS COS INC/THE
2018-05-18
2019-06-06
9. MEDTRONIC PLC SHS
2017-10-26
2019-06-06
2. ALCON SA ACT NOM
2018-10-16
2019-06-06
1. ALCON SA ACT NOM
2018-10-18
2019-06-06
3. ALCON SA ACT NOM
2018-10-17
2019-06-06
3. DUPONT DE NEMOURS INC
2016-12-13
2019-06-14
23. DUPONT DE NEMOURS INC
2013-10-23
2019-06-14
3. DUPONT DE NEMOURS INC
2016-11-18
2019-06-14
3. DUPONT DE NEMOURS INC
2016-12-12
2019-06-14
116. FREEPORT-MCMORAN INC
2018-09-14
2019-06-14
64. FREEPORT-MCMORAN INC
2019-01-29
2019-06-14
37. FREEPORT-MCMORAN INC
2018-05-02
2019-06-14
38. LENNAR CORP
2015-09-23
2019-06-14
1. LENNAR CORP
2015-09-22
2019-06-14
41. MOLSON COORS BREWING CO
2019-01-31
2019-06-14
47. FREEPORT-MCMORAN INC
2019-01-29
2019-06-17
1. LENNAR CORP
2019-01-29
2019-06-18
14. LENNAR CORP
2017-03-08
2019-06-18
3. LENNAR CORP
2015-09-24
2019-06-18
8. LENNAR CORP
2015-09-23
2019-06-18
71. ANADARKO PETE CORP
2019-03-01
2019-06-19
19. LENNAR CORP
2019-01-29
2019-06-19
5. ONEOK INC
2018-08-07
2019-06-19
66. ORACLE CORP
2017-05-17
2019-06-19
24. ORACLE CORP
2017-05-18
2019-06-19
5. MARSH & MCLENNAN COS INC
2016-08-11
2019-06-20
4. MARSH & MCLENNAN COS INC
2016-08-12
2019-06-20
1. MARSH & MCLENNAN COS INC
2016-08-15
2019-06-20
8. ONEOK INC
2018-08-07
2019-06-20
2. DUPONT DE NEMOURS INC
2017-01-12
2019-06-21
10. DUPONT DE NEMOURS INC
2017-02-01
2019-06-21
4. DUPONT DE NEMOURS INC
2017-02-21
2019-06-21
11. DUPONT DE NEMOURS INC
2019-01-29
2019-06-21
1. MARSH & MCLENNAN COS INC
2016-08-15
2019-06-21
4. MARSH & MCLENNAN COS INC
2016-08-11
2019-06-21
3. MARSH & MCLENNAN COS INC
2016-08-12
2019-06-21
17. ONEOK INC
2018-08-07
2019-06-21
12. MARSH & MCLENNAN COS INC
2016-08-11
2019-06-24
5. MARSH & MCLENNAN COS INC
2016-08-15
2019-06-24
9. MARSH & MCLENNAN COS INC
2016-08-12
2019-06-24
20000. U.S. TREASURY BOND
2016-09-23
2019-06-25
9. CARNIVAL CORP
2019-01-29
2019-06-26
28. CARNIVAL CORP
2018-09-06
2019-06-26
21. CARNIVAL CORP
2018-08-10
2019-06-26
1. PUBLIC SERVICE ENTERPRISE GROUP INC
2015-09-28
2019-06-26
3. PUBLIC SERVICE ENTERPRISE GROUP INC
2015-06-11
2019-06-26
8. US BANCORP DEL
2012-10-31
2019-06-26
11. PUBLIC SERVICE ENTERPRISE GROUP INC
2015-09-28
2019-06-27
19. PUBLIC SERVICE ENTERPRISE GROUP INC
2015-06-11
2019-06-27
55. US BANCORP DEL
2012-10-31
2019-06-27
31. CARNIVAL CORP
2019-01-29
2019-06-28
6. CARNIVAL CORP
2019-01-11
2019-06-28
5. CARNIVAL CORP
2019-01-10
2019-06-28
6. DUPONT DE NEMOURS INC
2017-01-10
2019-06-28
9. DUPONT DE NEMOURS INC
2017-01-12
2019-06-28
11. DUPONT DE NEMOURS INC
2017-01-13
2019-06-28
3. DUPONT DE NEMOURS INC
2017-01-06
2019-06-28
64. INTERNATIONAL PAPER CO
2015-07-14
2019-06-28
3. INTERNATIONAL PAPER CO
2016-06-03
2019-06-28
17. APPLE INC
2016-03-31
2019-07-01
1. APPLE INC
2015-11-18
2019-07-01
8. DIAGEO PLC SPON ADR NEW
2016-08-26
2019-07-01
6. DIAGEO PLC SPON ADR NEW
2015-07-14
2019-07-01
29. ORACLE CORP
2017-02-21
2019-07-01
26. ORACLE CORP
2017-05-18
2019-07-01
10. QUALCOMM INC
2014-09-23
2019-07-01
1. QUALCOMM INC
2014-09-23
2019-07-01
7. QUALCOMM INC
2016-06-03
2019-07-01
31. QUALCOMM INC
2014-09-23
2019-07-01
18. CARNIVAL CORP
2019-01-10
2019-07-02
24. CARNIVAL CORP
2019-01-08
2019-07-02
2. SUNCOR ENERGY INC
2017-04-26
2019-07-02
32. SUNCOR ENERGY INC
2016-06-03
2019-07-02
6. SUNCOR ENERGY INC
2017-04-25
2019-07-02
6. SUNCOR ENERGY INC
2017-04-25
2019-07-03
32. SUNCOR ENERGY INC
2016-06-03
2019-07-03
1. SUNCOR ENERGY INC
2017-04-26
2019-07-03
33. SUNCOR ENERGY INC
2016-06-03
2019-07-05
1. SUNCOR ENERGY INC
2017-04-26
2019-07-05
6. SUNCOR ENERGY INC
2017-04-25
2019-07-05
2. SUNCOR ENERGY INC
2017-04-25
2019-07-08
15. SUNCOR ENERGY INC
2016-06-03
2019-07-08
1. SUNCOR ENERGY INC
2017-04-26
2019-07-08
16. CENTENE CORP
2015-06-12
2019-07-09
27. CENTENE CORP
2015-06-15
2019-07-09
34. SUNCOR ENERGY INC
2016-06-03
2019-07-09
2. ALCON SA ACT NOM
2018-11-16
2019-07-09
5. ALCON SA ACT NOM
2018-10-18
2019-07-09
2. ALCON SA ACT NOM
2018-10-19
2019-07-09
4. ALCON SA ACT NOM
2018-11-05
2019-07-09
3. SUNCOR ENERGY INC
2016-08-10
2019-07-10
11. SUNCOR ENERGY INC
2016-08-09
2019-07-10
15. SUNCOR ENERGY INC
2016-06-03
2019-07-10
2. ALCON SA ACT NOM
2018-11-16
2019-07-10
3. ALCON SA ACT NOM
2018-11-26
2019-07-10
4. ALCON SA ACT NOM
2018-11-19
2019-07-10
3. ALCON SA ACT NOM
2018-11-21
2019-07-10
3. ALCON SA ACT NOM
2018-12-14
2019-07-11
2. ALCON SA ACT NOM
2018-12-13
2019-07-11
3. ALCON SA ACT NOM
2018-11-30
2019-07-11
1. ALCON SA ACT NOM
2018-11-26
2019-07-11
8. CARNIVAL CORP
2015-06-11
2019-07-16
2. CARNIVAL CORP
2015-06-10
2019-07-16
33. CARNIVAL CORP
2015-03-02
2019-07-16
23. SUNCOR ENERGY INC
2016-08-11
2019-07-16
11. SUNCOR ENERGY INC
2016-08-10
2019-07-16
11. SUNCOR ENERGY INC
2016-08-11
2019-07-17
17. SUNCOR ENERGY INC
2016-10-14
2019-07-17
2. SUNCOR ENERGY INC
2016-10-17
2019-07-17
11000. U.S. TREASURY NOTE
2018-09-12
2019-07-18
3. DOW INC
2017-02-21
2019-07-22
3. DOW INC
2016-12-13
2019-07-22
1. DOW INC
2016-12-12
2019-07-22
7. DOW INC
2017-01-12
2019-07-22
1. DOW INC
2017-01-13
2019-07-22
7. DOW INC
2017-02-01
2019-07-22
7. DOW INC
2019-01-29
2019-07-22
27. CARNIVAL CORP
2015-06-11
2019-07-23
6. CENTENE CORP
2015-06-15
2019-07-23
33. CENTENE CORP
2015-06-16
2019-07-23
1. DOW INC
2017-02-21
2019-07-23
1. DOW INC
2017-01-13
2019-07-23
1. DOW INC
2016-12-12
2019-07-23
1. DOW INC
2016-12-13
2019-07-23
3. DOW INC
2017-02-01
2019-07-23
4. DOW INC
2019-01-29
2019-07-23
4. DOW INC
2017-01-12
2019-07-23
11. CARNIVAL CORP
2019-01-09
2019-07-24
5. CARNIVAL CORP
2019-01-08
2019-07-24
13. CARNIVAL CORP
2015-06-11
2019-07-24
25. CENTENE CORP
2015-06-15
2019-07-25
100. CISCO SYSTEMS INC
2013-10-10
2019-07-26
8. NOVARTIS AG SPNSRD ADR
2018-11-21
2019-07-26
8. NOVARTIS AG SPNSRD ADR
2018-11-05
2019-07-26
6. NOVARTIS AG SPNSRD ADR
2018-11-30
2019-07-26
20. SUNCOR ENERGY INC
2016-10-17
2019-07-26
7. SUNCOR ENERGY INC
2016-10-18
2019-07-26
18. SUNCOR ENERGY INC
2016-10-18
2019-07-29
9. SUNCOR ENERGY INC
2017-04-24
2019-07-29
1. DOW INC
2016-12-12
2019-07-30
23. DOW INC
2013-10-23
2019-07-30
3. DOW INC
2016-11-18
2019-07-30
3. DOW INC
2017-01-06
2019-07-30
3. ALCON SA ACT NOM
2019-01-08
2019-07-30
5. ALCON SA ACT NOM
2019-01-29
2019-07-30
3. ALCON SA ACT NOM
2019-04-15
2019-07-30
1. ALCON SA ACT NOM
2019-01-09
2019-07-30
8. DOW INC
2017-01-06
2019-07-31
6. DOW INC
2017-01-10
2019-07-31
1. DOW INC
2017-01-12
2019-07-31
13. ALCON SA ACT NOM
2019-04-15
2019-07-31
4. ALCON SA ACT NOM
2019-04-15
2019-08-01
19. EMERSON ELECTRIC CO
2018-10-05
2019-08-02
12. EMERSON ELECTRIC CO
2018-10-08
2019-08-02
12. EMERSON ELECTRIC CO
2018-10-16
2019-08-05
8. EMERSON ELECTRIC CO
2018-10-08
2019-08-05
14. EMERSON ELECTRIC CO
2018-10-17
2019-08-05
5. EMERSON ELECTRIC CO
2018-10-05
2019-08-05
3. DIAGEO PLC SPON ADR NEW
2017-02-01
2019-08-08
7. DIAGEO PLC SPON ADR NEW
2016-08-26
2019-08-08
1. DIAGEO PLC SPON ADR NEW
2016-08-25
2019-08-08
13. MICROSOFT CORP COM
2016-01-20
2019-08-08
16. ORACLE CORP
2016-08-08
2019-08-08
14. ORACLE CORP
2017-02-21
2019-08-08
2. IAA INC REG SHS WHEN
2018-06-22
2019-08-12
4. IAA INC REG SHS WHEN
2018-06-21
2019-08-12
1. IAA INC REG SHS WHEN
2018-06-20
2019-08-12
4. IAA INC REG SHS WHEN
2018-06-19
2019-08-12
12. IAA INC REG SHS WHEN
2018-04-05
2019-08-12
4. IAA INC REG SHS WHEN
2018-06-19
2019-08-13
14. IAA INC REG SHS WHEN
2018-04-05
2019-08-13
1. IAA INC REG SHS WHEN
2018-06-20
2019-08-13
5. IAA INC REG SHS WHEN
2018-06-21
2019-08-13
3. IAA INC REG SHS WHEN
2018-06-22
2019-08-13
1. TAIWAN SEMICONDUCTOR ADR
2017-03-09
2019-08-14
27. TAIWAN SEMICONDUCTOR ADR
2018-09-07
2019-08-14
10. TAIWAN SEMICONDUCTOR ADR
2018-09-10
2019-08-14
8. TAIWAN SEMICONDUCTOR ADR
2017-03-10
2019-08-14
24. EMERSON ELECTRIC CO
2018-10-31
2019-08-15
6. EMERSON ELECTRIC CO
2018-11-01
2019-08-15
6. EMERSON ELECTRIC CO
2018-10-16
2019-08-15
1. IAA INC REG SHS WHEN
2018-05-17
2019-08-15
13. IAA INC REG SHS WHEN
2018-04-05
2019-08-15
9. SUNTRUST BANKS INC
2016-06-24
2019-08-15
34. SUNTRUST BANKS INC
2019-01-29
2019-08-15
18. TAIWAN SEMICONDUCTOR ADR
2017-03-10
2019-08-15
22. TAIWAN SEMICONDUCTOR ADR
2018-09-10
2019-08-15
56. TAIWAN SEMICONDUCTOR ADR
2018-09-07
2019-08-15
2. TAIWAN SEMICONDUCTOR ADR
2017-03-09
2019-08-15
19. EMERSON ELECTRIC CO
2019-01-29
2019-08-16
12. EMERSON ELECTRIC CO
2018-11-02
2019-08-16
7. EMERSON ELECTRIC CO
2018-11-01
2019-08-16
14. IAA INC REG SHS WHEN
2018-04-05
2019-08-16
3. IAA INC REG SHS WHEN
2018-05-17
2019-08-16
5. EMERSON ELECTRIC CO
2019-01-29
2019-08-19
2. IAA INC REG SHS WHEN
2018-05-17
2019-08-19
10. IAA INC REG SHS WHEN
2018-04-05
2019-08-19
42. HONEYWELL INTERNATIONAL INC
2015-07-14
2019-08-20
11. NOVARTIS AG SPNSRD ADR
2018-10-17
2019-08-20
1. NOVARTIS AG SPNSRD ADR
2018-10-18
2019-08-20
7. SUNCOR ENERGY INC
2018-10-05
2019-08-20
3. SUNCOR ENERGY INC
2018-10-04
2019-08-20
3. SUNCOR ENERGY INC
2018-10-04
2019-08-20
15. SUNCOR ENERGY INC
2018-05-08
2019-08-20
15. SUNCOR ENERGY INC
2018-05-08
2019-08-20
4. SUNCOR ENERGY INC
2018-02-05
2019-08-20
3. SUNCOR ENERGY INC
2018-02-05
2019-08-20
7. SUNCOR ENERGY INC
2017-04-24
2019-08-20
8. SUNCOR ENERGY INC
2017-04-26
2019-08-20
16. TAIWAN SEMICONDUCTOR ADR
2017-01-20
2019-08-20
109. TAIWAN SEMICONDUCTOR ADR
2017-01-23
2019-08-20
4. 3M CO
2018-05-08
2019-08-20
8. 3M CO
2018-08-16
2019-08-20
2. DIAGEO PLC SPON ADR NEW
2017-02-01
2019-08-21
9. DIAGEO PLC SPON ADR NEW
2017-02-02
2019-08-21
2. DIAGEO PLC SPON ADR NEW
2019-03-08
2019-08-21
6. LOCKHEED MARTIN CORP
2015-07-14
2019-08-21
6. NORTHROP GRUMMAN CORP
2015-07-14
2019-08-21
1. NOVARTIS AG SPNSRD ADR
2018-11-16
2019-08-21
11. NOVARTIS AG SPNSRD ADR
2018-10-19
2019-08-21
25. NOVARTIS AG SPNSRD ADR
2018-10-18
2019-08-21
8. ONEOK INC
2018-08-07
2019-08-21
19. ONEOK INC
2018-08-06
2019-08-21
42. SUNCOR ENERGY INC
2019-01-02
2019-08-21
1. SUNCOR ENERGY INC
2018-10-05
2019-08-21
7. SUNCOR ENERGY INC
2018-10-05
2019-08-21
11. DIAGEO PLC SPON ADR NEW
2019-03-08
2019-08-22
1. KONINKLIJKE PHILIPS NV
2017-05-08
2019-08-22
1. KONINKLIJKE PHILIPS NV
2017-05-05
2019-08-22
28. KONINKLIJKE PHILIPS NV
2017-05-08
2019-08-23
29. KONINKLIJKE PHILIPS NV
2017-05-05
2019-08-23
16. DOLLAR GENERAL CORP
2015-12-17
2019-09-03
7. NOVO NORDISK A/S ADR
2017-10-18
2019-09-05
11. TAIWAN SEMICONDUCTOR ADR
2018-10-31
2019-09-05
4. TAIWAN SEMICONDUCTOR ADR
2017-01-23
2019-09-05
18. TAIWAN SEMICONDUCTOR ADR
2017-03-09
2019-09-05
21. JOHNSON CTLS INTL PLC
2018-08-08
2019-09-05
1. JOHNSON CTLS INTL PLC
2018-08-07
2019-09-05
84. MARVELL TECHNOLOGY GROUP LTD 0.002
2019-01-18
2019-09-05
15. NOVO NORDISK A/S ADR
2017-10-18
2019-09-06
2. TAIWAN SEMICONDUCTOR ADR
2017-01-23
2019-09-06
11. TAIWAN SEMICONDUCTOR ADR
2017-03-09
2019-09-06
7. TAIWAN SEMICONDUCTOR ADR
2018-10-31
2019-09-06
31. JOHNSON CTLS INTL PLC
2018-08-08
2019-09-06
3. JOHNSON CTLS INTL PLC
2018-08-07
2019-09-06
89. MARVELL TECHNOLOGY GROUP LTD 0.002
2019-01-22
2019-09-06
41. MARVELL TECHNOLOGY GROUP LTD 0.002
2019-01-18
2019-09-06
1. IAA INC REG SHS WHEN
2018-05-21
2019-09-09
2. IAA INC REG SHS WHEN
2018-05-10
2019-09-09
1. IAA INC REG SHS WHEN
2018-05-16
2019-09-09
1. IAA INC REG SHS WHEN
2018-05-17
2019-09-09
1. IAA INC REG SHS WHEN
2018-05-18
2019-09-09
16. NOVO NORDISK A/S ADR
2017-10-18
2019-09-09
2. IAA INC REG SHS WHEN
2018-05-16
2019-09-10
5. IAA INC REG SHS WHEN
2018-05-10
2019-09-10
4. IAA INC REG SHS WHEN
2018-05-18
2019-09-10
2. IAA INC REG SHS WHEN
2018-05-17
2019-09-10
2. NOVARTIS AG SPNSRD ADR
2018-12-13
2019-09-10
4. NOVARTIS AG SPNSRD ADR
2018-11-21
2019-09-10
12. NOVARTIS AG SPNSRD ADR
2018-11-26
2019-09-10
2. IAA INC REG SHS WHEN
2018-05-16
2019-09-11
5. IAA INC REG SHS WHEN
2018-05-10
2019-09-11
2. IAA INC REG SHS WHEN
2018-05-17
2019-09-11
4. IAA INC REG SHS WHEN
2018-05-18
2019-09-11
2. NOVARTIS AG SPNSRD ADR
2018-11-21
2019-09-11
2. NOVARTIS AG SPNSRD ADR
2018-12-13
2019-09-11
7. NOVARTIS AG SPNSRD ADR
2018-11-26
2019-09-11
3. IAA INC REG SHS WHEN
2018-05-18
2019-09-12
5. IAA INC REG SHS WHEN
2018-05-10
2019-09-12
1. IAA INC REG SHS WHEN
2018-05-17
2019-09-12
1. IAA INC REG SHS WHEN
2018-05-16
2019-09-12
15. NOVO NORDISK A/S ADR
2017-10-18
2019-09-17
8. NOVO NORDISK A/S ADR
2017-10-24
2019-09-17
12. CDW CORP/DE
2016-02-24
2019-09-18
9. CDW CORP/DE
2016-02-23
2019-09-18
21. CDW CORP/DE
2018-02-02
2019-09-18
12. CDW CORP/DE
2016-02-25
2019-09-18
11. NOVO NORDISK A/S ADR
2017-09-27
2019-09-19
7. NOVO NORDISK A/S ADR
2017-09-26
2019-09-19
10000. USD ROYAL BK CANADA
2016-04-26
2019-09-23
6000. SHELL INTERNATIONAL FIN
2009-09-17
2019-09-23
3000. SHELL INTERNATIONAL FIN
2013-04-18
2019-09-23
7000. SHELL INTERNATIONAL FIN
2011-03-31
2019-09-23
24. MARATHON PETROLEUM CORP
2014-10-27
2019-09-24
5. MARSH & MCLENNAN COS INC
2016-08-10
2019-09-24
1. MCKESSON CORP
2017-06-22
2019-09-24
5. MCKESSON CORP
2017-06-23
2019-09-24
8. MCKESSON CORP
2017-07-20
2019-09-24
10. ONEOK INC
2018-08-06
2019-09-24
15. PEPSICO INC
2018-06-13
2019-09-24
26. PFIZER INC
2016-01-06
2019-09-24
30. PFIZER INC
2015-09-10
2019-09-24
1. QUALCOMM INC
2017-08-16
2019-09-24
16. QUALCOMM INC
2014-09-23
2019-09-24
7. QUALCOMM INC
2014-09-23
2019-09-24
11. JOHNSON CTLS INTL PLC
2018-08-06
2019-09-24
12. JOHNSON CTLS INTL PLC
2018-08-08
2019-09-24
20. MARATHON PETROLEUM CORP
2014-10-27
2019-09-25
3. MARSH & MCLENNAN COS INC
2016-08-12
2019-09-25
11. MARSH & MCLENNAN COS INC
2016-08-10
2019-09-25
10. ONEOK INC
2018-11-05
2019-09-25
7. ONEOK INC
2018-08-06
2019-09-25
5. JOHNSON CTLS INTL PLC
2018-08-08
2019-09-25
63. JOHNSON CTLS INTL PLC
2018-11-05
2019-09-25
7. IAA INC REG SHS WHEN
2018-05-10
2019-10-11
64. COMCAST CORP
2012-10-04
2019-10-14
11. IAA INC REG SHS WHEN
2019-01-17
2019-10-14
6. IAA INC REG SHS WHEN
2018-05-10
2019-10-14
9. SONY CORP ADR AMERN SH NEW
2019-06-14
2019-10-14
13. IAA INC REG SHS WHEN
2019-01-22
2019-10-15
11. IAA INC REG SHS WHEN
2019-01-18
2019-10-15
1. IAA INC REG SHS WHEN
2019-01-29
2019-10-15
24. SONY CORP ADR AMERN SH NEW
2019-06-14
2019-10-15
3. IAA INC REG SHS WHEN
2019-01-29
2019-10-16
10. IAA INC REG SHS WHEN
2019-01-29
2019-10-18
10. IAA INC REG SHS WHEN
2019-01-29
2019-10-21
8. BIOGEN IDEC INC
2016-08-24
2019-10-22
2. BIOGEN IDEC INC
2016-08-23
2019-10-22
6. IAA INC REG SHS WHEN
2019-01-29
2019-10-23
6. IAA INC REG SHS WHEN
2019-02-28
2019-10-23
5. IAA INC REG SHS WHEN
2019-02-28
2019-10-24
5. IAA INC REG SHS WHEN
2019-03-01
2019-10-24
7. IAA INC REG SHS WHEN
2019-03-01
2019-10-25
10. IAA INC REG SHS WHEN
2019-03-01
2019-10-28
4. IAA INC REG SHS WHEN
2019-03-04
2019-10-28
11. APPLE INC
2012-06-29
2019-10-29
50. MATTEL INC
2017-08-01
2019-10-30
27. MATTEL INC
2017-07-31
2019-10-30
11. MATTEL INC
2017-08-02
2019-10-30
40. MATTEL INC
2017-08-02
2019-10-31
50. MATTEL INC
2017-08-03
2019-10-31
25. DISH NETWORK CORPATION
2018-08-21
2019-11-07
28. DISH NETWORK CORPATION
2018-08-22
2019-11-07
11. DISH NETWORK CORPATION
2018-08-23
2019-11-07
7. JM SMUCKER CO/THE
2018-03-13
2019-11-11
1. JM SMUCKER CO/THE
2018-03-08
2019-11-11
6. JM SMUCKER CO/THE
2018-03-07
2019-11-11
3. JM SMUCKER CO/THE
2018-03-23
2019-11-11
5. JM SMUCKER CO/THE
2018-03-14
2019-11-11
13. SONY CORP ADR AMERN SH NEW
2019-06-14
2019-11-11
26. SONY CORP ADR AMERN SH NEW
2019-06-17
2019-11-11
15. SONY CORP ADR AMERN SH NEW
2019-06-19
2019-11-11
17. SONY CORP ADR AMERN SH NEW
2019-06-18
2019-11-11
7. JM SMUCKER CO/THE
2018-03-23
2019-11-12
2. JM SMUCKER CO/THE
2018-03-26
2019-11-12
23. QUALCOMM INC
2017-08-16
2019-11-14
5. ASTRAZENECA PLC SPONS ADR
2016-04-06
2019-11-18
10. DOW INC
2017-01-13
2019-11-18
8. DOW INC
2017-01-17
2019-11-18
1. DOW INC
2017-02-21
2019-11-18
1. DOW INC
2019-01-17
2019-11-18
6. GOLDMAN SACHS GROUP INC
2012-12-17
2019-11-18
16. ORACLE CORP
2016-02-12
2019-11-18
20. ORACLE CORP
2016-03-02
2019-11-18
34. PROCTER & GAMBLE CO/THE
2015-07-14
2019-11-18
5. JM SMUCKER CO/THE
2018-05-16
2019-11-18
4. JM SMUCKER CO/THE
2018-03-26
2019-11-18
40. ASTRAZENECA PLC SPONS ADR
2016-04-07
2019-11-19
43. ASTRAZENECA PLC SPONS ADR
2016-04-06
2019-11-19
11. DOW INC
2019-03-26
2019-11-19
10. DOW INC
2019-01-17
2019-11-19
15. DOW INC
2019-03-01
2019-11-19
13. DOW INC
2019-03-08
2019-11-19
8. GOLDMAN SACHS GROUP INC
2012-12-17
2019-11-19
15. GOLDMAN SACHS GROUP INC
2012-12-18
2019-11-19
1. NOVO NORDISK A/S ADR
2017-09-28
2019-11-19
7. NOVO NORDISK A/S ADR
2017-09-27
2019-11-19
4. ORACLE CORP
2016-03-02
2019-11-19
6. PROCTER & GAMBLE CO/THE
2015-07-14
2019-11-19
3. JM SMUCKER CO/THE
2018-05-16
2019-11-19
5. JM SMUCKER CO/THE
2019-01-29
2019-11-19
6. JM SMUCKER CO/THE
2018-05-17
2019-11-19
4. SONY CORP ADR AMERN SH NEW
2019-06-26
2019-11-19
6. SONY CORP ADR AMERN SH NEW
2019-06-20
2019-11-19
2. SONY CORP ADR AMERN SH NEW
2019-06-19
2019-11-19
13. NOVO NORDISK A/S ADR
2017-09-28
2019-11-20
10. NOVO NORDISK A/S ADR
2017-09-29
2019-11-20
4. JM SMUCKER CO/THE
2019-01-29
2019-11-20
21. SONY CORP ADR AMERN SH NEW
2019-07-01
2019-11-20
12. SONY CORP ADR AMERN SH NEW
2019-06-28
2019-11-20
5. SONY CORP ADR AMERN SH NEW
2019-06-26
2019-11-20
29. SONY CORP ADR AMERN SH NEW
2019-06-27
2019-11-20
15. DISH NETWORK CORP RIGHTS
2019-11-22
2019-12-02
13. DOLLAR GENERAL CORP
2015-10-30
2019-12-02
. DISH NETWORK CORP RIGHTS
2019-12-03
2019-12-03
5. DOLLAR GENERAL CORP
2015-10-30
2019-12-03
7. DOLLAR GENERAL CORP
2018-11-21
2019-12-03
5. DOLLAR GENERAL CORP
2015-10-30
2019-12-03
3. DOLLAR GENERAL CORP
2015-12-17
2019-12-03
1. BAXTER INTERNATIONAL INC
2017-04-11
2019-12-10
10. BAXTER INTERNATIONAL INC
2017-04-13
2019-12-10
24. BAXTER INTERNATIONAL INC
2017-04-12
2019-12-10
7. PACKAGING CORP OF AMERICA
2013-02-26
2019-12-10
20. BAXTER INTERNATIONAL INC
2017-04-17
2019-12-11
3. BAXTER INTERNATIONAL INC
2017-04-13
2019-12-11
9. PACKAGING CORP OF AMERICA
2013-02-26
2019-12-11
12. PACKAGING CORP OF AMERICA
2013-02-26
2019-12-12
6. APPLE INC
2012-06-29
2019-12-16
6. APPLE INC
2016-03-31
2019-12-16
4. NOVO NORDISK A/S ADR
2017-10-12
2019-12-17
4. NOVO NORDISK A/S ADR
2017-10-12
2019-12-17
9. NOVO NORDISK A/S ADR
2017-10-11
2019-12-17
9. NOVO NORDISK A/S ADR
2017-10-10
2019-12-17
6. NOVO NORDISK A/S ADR
2017-10-09
2019-12-17
2. NOVO NORDISK A/S ADR
2017-09-29
2019-12-17
.81 TRUIST FINL CORP
2013-01-15
2019-12-17
5. NOVO NORDISK A/S ADR
2017-10-18
2019-12-18
28. NOVO NORDISK A/S ADR
2017-10-17
2019-12-18
1. NOVO NORDISK A/S ADR
2017-10-13
2019-12-18
10000. U.S. TREASURY NOTE
2019-09-25
2019-12-18
24000. U.S. TREASURY NOTE
2019-02-20
2019-12-18
2. BAXTER INTERNATIONAL INC
2019-01-29
2019-12-20
12. BAXTER INTERNATIONAL INC
2017-04-18
2019-12-20
15. BAXTER INTERNATIONAL INC
2017-04-17
2019-12-20
24. BAXTER INTERNATIONAL INC
2019-01-29
2019-12-23
1. BAXTER INTERNATIONAL INC
2019-01-29
2019-12-24
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
20
21
-1
b
812
856
-44
c
478
562
-84
d
143
169
-26
e
191
230
-39
143
173
-30
173
146
27
1,168
950
218
155
131
24
310
246
64
671
568
103
310
261
49
2,454
1,268
1,186
1,745
914
831
1,922
736
1,186
715
601
114
38
31
7
150
127
23
376
324
52
477
614
-137
737
895
-158
48
58
-10
145
151
-6
48
56
-8
48
56
-8
48
58
-10
1,100
939
161
417
349
68
1,935
1,612
323
392
474
-82
261
335
-74
1,337
1,086
251
76
63
13
38
32
6
38
32
6
970
1,143
-173
1,268
1,024
244
310
364
-54
842
1,000
-158
20,110
19,644
466
1,539
920
619
738
493
245
1,313
990
323
1,525
1,267
258
1,060
885
175
1,945
1,991
-46
802
843
-41
26,169
26,524
-355
77,538
79,029
-1,491
1,067
504
563
410
195
215
2,020
1,998
22
18,529
20,251
-1,722
990
975
15
1,003
1,000
3
996
993
3
1,016
1,000
16
3,028
2,985
43
977
976
1
978
994
-16
978
1,010
-32
2,037
2,025
12
66
48
18
1,058
1,498
-440
1,058
1,291
-233
1,519
1,211
308
309
248
61
1,392
1,097
295
550
469
81
936
675
261
275
204
71
1,265
941
324
1,878
644
1,234
131
139
-8
490
573
-83
261
317
-56
98
119
-21
98
104
-6
2,166
1,633
533
1,216
1,021
195
483
573
-90
225
277
-52
96
104
-8
64
69
-5
96
119
-23
22,025
22,929
-904
660
1,028
-368
198
269
-71
924
1,257
-333
198
271
-73
1,533
1,698
-165
1,973
1,458
515
1,238
528
710
275
137
138
1,559
1,645
-86
412
176
236
137
68
69
455
480
-25
32
34
-2
1,000
1,000
7,000
7,000
5,000
4,909
91
3,000
3,000
426
563
-137
923
925
-2
1,325
1,769
-444
137
137
922
913
9
1,422
1,200
222
1,956
1,350
606
2,178
2,209
-31
2,036
1,164
872
361
247
114
1,803
1,188
615
1,101
865
236
449
346
103
5,529
2,894
2,635
90
121
-31
3,022
3,908
-886
326
256
70
122
94
28
6,045
4,315
1,730
1,258
997
261
1,866
1,477
389
1,345
1,091
254
972
713
259
162
122
40
567
414
153
1,964
1,202
762
1,429
1,807
-378
510
645
-135
102
129
-27
1,187
952
235
387
317
70
178
145
33
654
411
243
219
159
60
1,513
997
516
1,907
1,399
508
438
291
147
671
443
228
88
56
32
1,056
754
302
336
238
98
89
58
31
326
211
115
799
869
-70
741
516
225
119
129
-10
723
475
248
1,446
906
540
2,356
1,705
651
43
30
13
859
1,167
-308
416
364
52
333
292
41
333
288
45
665
518
147
1,832
2,492
-660
1,438
906
532
359
222
137
42
34
8
421
339
82
841
681
160
757
611
146
445
637
-192
49
69
-20
83
72
11
83
73
10
83
65
18
83
73
10
300
434
-134
699
992
-293
207
192
15
35
32
3
104
95
9
35
34
1
35
32
3
35
32
3
35
32
3
35
32
3
69
65
4
173
173
35
32
3
104
96
8
623
671
-48
719
748
-29
671
680
-9
303
287
16
34
32
2
168
158
10
34
34
134
128
6
67
64
3
67
65
2
34
32
2
34
32
2
101
98
3
101
97
4
269
276
-7
198
193
5
132
135
-3
827
799
28
430
416
14
496
475
21
298
290
8
364
358
6
165
161
4
165
162
3
265
259
6
232
226
6
728
759
-31
1,222
958
264
349
274
75
67
64
3
267
276
-9
1,466
1,390
76
100
97
3
100
98
2
33
32
1
300
287
13
133
128
5
33
32
1
33
32
1
67
65
2
33
34
-1
633
602
31
635
502
133
692
548
144
231
183
48
460
365
95
575
456
119
172
137
35
57
46
11
5,301
3,275
2,026
19
17
2
2,756
1,870
886
2,934
2,272
662
2,102
2,436
-334
476
372
104
872
678
194
317
224
93
793
559
234
1,174
836
338
10,098
9,996
102
15,996
15,891
105
1,181
836
345
1,079
760
319
1,009
782
227
1,614
1,719
-105
202
127
75
159
160
-1
79
78
1
159
157
2
2,781
2,304
477
41
34
7
1,002
791
211
699
722
-23
78
78
854
862
-8
1,076
915
161
1,200
949
251
840
825
15
229
225
4
1,425
1,165
260
238
190
48
6,845
2,736
4,109
679
550
129
3,584
2,799
785
747
567
180
1,935
669
1,266
11
11
2,400
1,404
996
153
119
34
713
555
158
1,172
1,501
-329
2,058
3,105
-1,047
1,164
909
255
304
237
67
557
436
121
2,331
2,817
-486
1,340
2,038
-698
447
632
-185
2,038
1,725
313
1,895
2,643
-748
22,540
21,890
650
198
280
-82
396
542
-146
1,584
1,552
32
660
1,065
-405
396
388
8
1,056
782
274
679
480
199
631
251
380
2,525
1,408
1,117
1,127
933
194
1,663
1,490
173
2,544
2,513
31
39
60
-21
969
1,604
-635
862
1,386
-524
1,458
1,150
308
494
502
-8
988
619
369
2,400
2,397
3
768
629
139
447
416
31
1,042
337
705
1,044
289
755
608
585
23
1,243
778
465
2,246
1,414
832
839
482
357
821
623
198
995
1,005
-10
296
365
-69
490
726
-236
836
534
302
273
114
159
2,051
849
1,202
263
212
51
9
9
1,228
915
313
108
107
1
722
700
22
24
30
-6
820
565
255
163
242
-79
437
354
83
504
372
132
178
191
-13
222
249
-27
1,005
651
354
1,309
1,364
-55
4,416
827
3,589
978
917
61
353
299
54
840
819
21
760
576
184
528
519
9
66
66
574
250
324
658
526
132
1,032
782
250
214
164
50
360
242
118
262
271
-9
30
34
-4
632
710
-78
60
69
-9
151
158
-7
90
102
-12
813
932
-119
361
331
30
1,830
1,443
387
328
187
141
686
432
254
244
92
152
1,266
824
442
1,643
2,065
-422
886
886
222
222
872
723
149
117
104
13
59
52
7
176
155
21
225
260
-35
1,727
1,410
317
225
220
5
225
257
-32
1,238
1,586
-348
683
673
10
395
559
-164
2,034
1,864
170
54
49
5
2,215
2,703
-488
500
494
6
52
46
6
731
713
18
157
144
13
418
392
26
4,973
3,130
1,843
967
869
98
331
332
-1
3,465
2,931
534
1,260
1,062
198
487
337
150
389
270
119
97
67
30
540
531
9
150
173
-23
751
892
-141
301
361
-60
826
957
-131
97
67
30
390
270
120
292
202
90
1,167
1,129
38
1,177
809
368
490
337
153
883
606
277
19,913
20,566
-653
409
505
-96
1,271
1,729
-458
953
1,256
-303
59
41
18
178
121
57
416
266
150
647
448
199
1,118
768
350
2,857
1,829
1,028
1,435
1,740
-305
278
314
-36
231
260
-29
447
513
-66
670
779
-109
819
948
-129
223
257
-34
2,778
3,063
-285
130
128
2
3,434
1,860
1,574
202
117
85
1,366
921
445
1,024
727
297
1,682
1,227
455
1,508
1,150
358
775
722
53
78
72
6
543
372
171
2,403
2,318
85
836
936
-100
1,114
1,248
-134
62
62
995
881
114
187
186
1
187
186
1
997
881
116
31
31
1,038
909
129
31
31
189
186
3
63
62
1
471
413
58
31
31
804
607
197
1,357
1,047
310
1,088
937
151
121
107
14
303
261
42
121
106
15
242
217
25
97
83
14
355
300
55
485
413
72
122
107
15
183
162
21
244
214
30
183
162
21
185
160
25
123
108
15
185
166
19
62
54
8
371
380
-9
93
95
-2
1,531
1,498
33
726
642
84
347
303
44
345
307
38
533
484
49
63
57
6
11,408
10,945
463
153
177
-24
153
170
-17
51
56
-5
356
397
-41
51
56
-5
356
409
-53
356
399
-43
1,245
1,281
-36
315
233
82
1,733
1,304
429
52
59
-7
52
56
-4
52
56
-4
52
57
-5
156
175
-19
207
228
-21
207
227
-20
514
571
-57
234
260
-26
607
617
-10
1,308
970
338
5,649
2,287
3,362
745
627
118
745
627
118
558
481
77
594
571
23
208
202
6
526
519
7
263
275
-12
48
56
-8
1,110
924
186
145
144
1
145
168
-23
177
158
19
295
263
32
177
166
11
59
53
6
385
448
-63
289
336
-47
48
57
-9
764
717
47
237
221
16
1,173
1,480
-307
741
929
-188
719
879
-160
480
620
-140
839
1,029
-190
300
390
-90
489
336
153
1,142
806
336
163
115
48
1,784
653
1,131
870
659
211
761
593
168
87
69
18
174
138
36
44
34
10
174
137
37
522
410
112
184
137
47
645
478
167
46
34
12
230
172
58
138
103
35
40
31
9
1,092
1,214
-122
404
446
-42
324
248
76
1,356
1,648
-292
339
421
-82
339
439
-100
45
34
11
579
444
135
533
367
166
2,012
2,089
-77
704
558
146
861
982
-121
2,191
2,518
-327
78
62
16
1,099
1,201
-102
694
842
-148
405
491
-86
612
478
134
131
101
30
292
316
-24
89
67
22
443
342
101
6,895
4,188
2,707
983
823
160
89
76
13
197
273
-76
85
118
-33
85
119
-34
423
563
-140
423
571
-148
113
136
-23
85
104
-19
197
214
-17
226
248
-22
673
481
192
4,586
3,306
1,280
646
805
-159
1,292
1,622
-330
337
224
113
1,517
1,002
515
337
318
19
2,296
1,197
1,099
2,213
1,013
1,200
90
77
13
989
844
145
2,248
1,892
356
569
525
44
1,351
1,237
114
1,195
1,183
12
28
39
-11
199
276
-77
1,842
1,747
95
47
36
11
47
36
11
1,303
1,011
292
1,350
1,056
294
2,492
1,151
1,341
369
353
16
487
420
67
177
121
56
796
557
239
902
791
111
43
38
5
2,086
1,426
660
791
756
35
88
61
27
483
341
142
307
267
40
1,331
1,168
163
129
114
15
2,217
1,474
743
1,021
696
325
48
34
14
97
66
31
48
33
15
48
34
14
48
33
15
812
806
6
93
67
26
232
166
66
186
134
52
93
67
26
177
155
22
354
313
41
1,063
938
125
92
67
25
229
166
63
92
67
25
183
134
49
177
157
20
177
155
22
620
547
73
137
100
37
229
166
63
46
34
12
46
33
13
765
756
9
408
403
5
1,441
464
977
1,080
351
729
2,551
1,597
954
1,441
469
972
561
531
30
357
337
20
10,000
10,041
-41
6,000
5,969
31
3,000
3,000
7,000
7,000
1,332
1,035
297
502
335
167
140
166
-26
702
825
-123
1,123
1,327
-204
741
651
90
2,030
1,577
453
936
825
111
1,080
978
102
75
53
22
1,203
1,151
52
526
501
25
478
414
64
522
452
70
1,170
863
307
301
202
99
1,105
738
367
736
616
120
515
456
59
218
188
30
2,748
2,086
662
260
233
27
2,894
1,170
1,724
398
350
48
217
199
18
521
463
58
470
417
53
398
356
42
36
32
4
1,391
1,234
157
111
96
15
378
321
57
391
321
70
2,281
2,336
-55
570
585
-15
229
193
36
229
177
52
192
147
45
192
147
45
267
206
61
382
295
87
153
119
34
2,677
912
1,765
592
984
-392
319
529
-210
130
216
-86
474
784
-310
592
952
-360
865
892
-27
969
984
-15
381
386
-5
730
920
-190
104
128
-24
626
773
-147
313
360
-47
521
663
-142
793
669
124
1,586
1,362
224
915
791
124
1,037
888
149
733
841
-108
210
242
-32
2,081
1,219
862
240
148
92
544
565
-21
435
446
-11
54
59
-5
54
55
-1
1,318
734
584
899
561
338
1,123
751
372
4,143
2,793
1,350
526
560
-34
421
485
-64
1,909
1,191
718
2,052
1,276
776
586
574
12
532
551
-19
799
778
21
692
693
-1
1,758
979
779
3,295
1,902
1,393
57
48
9
399
338
61
226
150
76
732
493
239
312
336
-24
521
515
6
625
667
-42
247
210
37
371
323
48
124
106
18
723
625
98
556
478
78
418
412
6
1,295
1,119
176
740
630
110
308
263
45
1,788
1,516
272
8
8
2,016
886
1,130
766
341
425
1,071
739
332
765
341
424
459
216
243
82
53
29
821
533
288
1,970
1,278
692
780
291
489
1,655
1,056
599
248
160
88
1,006
375
631
1,349
499
850
1,681
497
1,184
1,681
656
1,025
232
196
36
232
196
36
523
444
79
523
439
84
349
295
54
116
96
20
45
18
27
286
252
34
1,603
1,382
221
57
48
9
10,102
10,085
17
24,246
24,053
193
165
140
25
990
633
357
1,237
792
445
2,020
1,683
337
84
70
14
435
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
-1
b
-44
c
-84
d
-26
e
-39
-30
27
218
24
64
103
49
1,186
831
1,186
114
7
23
52
-137
-158
-10
-6
-8
-8
-10
161
68
323
-82
-74
251
13
6
6
-173
244
-54
-158
466
619
245
323
258
175
-46
-41
-355
-1,491
563
215
22
-1,722
15
3
3
16
43
1
-16
-32
12
18
-440
-233
308
61
295
81
261
71
324
1,234
-8
-83
-56
-21
-6
533
195
-90
-52
-8
-5
-23
-904
-368
-71
-333
-73
-165
515
710
138
-86
236
69
-25
-2
91
-137
-2
-444
9
222
606
-31
872
114
615
236
103
2,635
-31
-886
70
28
1,730
261
389
254
259
40
153
762
-378
-135
-27
235
70
33
243
60
516
508
147
228
32
302
98
31
115
-70
225
-10
248
540
651
13
-308
52
41
45
147
-660
532
137
8
82
160
146
-192
-20
11
10
18
10
-134
-293
15
3
9
1
3
3
3
3
4
3
8
-48
-29
-9
16
2
10
6
3
2
2
2
3
4
-7
5
-3
28
14
21
8
6
4
3
6
6
-31
264
75
3
-9
76
3
2
1
13
5
1
1
2
-1
31
133
144
48
95
119
35
11
2,026
2
886
662
-334
104
194
93
234
338
102
105
345
319
227
-105
75
-1
1
2
477
7
211
-23
-8
161
251
15
4
260
48
4,109
129
785
180
1,266
996
34
158
-329
-1,047
255
67
121
-486
-698
-185
313
-748
650
-82
-146
32
-405
8
274
199
380
1,117
194
173
31
-21
-635
-524
308
-8
369
3
139
31
705
755
23
465
832
357
198
-10
-69
-236
302
159
1,202
51
9
313
1
22
-6
255
-79
83
132
-13
-27
354
-55
3,589
61
54
21
184
9
324
132
250
50
118
-9
-4
-78
-9
-7
-12
-119
30
387
141
254
152
442
-422
149
13
7
21
-35
317
5
-32
-348
10
-164
170
5
-488
6
6
18
13
26
1,843
98
-1
534
198
150
119
30
9
-23
-141
-60
-131
30
120
90
38
368
153
277
-653
-96
-458
-303
18
57
150
199
350
1,028
-305
-36
-29
-66
-109
-129
-34
-285
2
1,574
85
445
297
455
358
53
6
171
85
-100
-134
114
1
1
116
129
3
1
58
197
310
151
14
42
15
25
14
55
72
15
21
30
21
25
15
19
8
-9
-2
33
84
44
38
49
6
463
-24
-17
-5
-41
-5
-53
-43
-36
82
429
-7
-4
-4
-5
-19
-21
-20
-57
-26
-10
338
3,362
118
118
77
23
6
7
-12
-8
186
1
-23
19
32
11
6
-63
-47
-9
47
16
-307
-188
-160
-140
-190
-90
153
336
48
1,131
211
168
18
36
10
37
112
47
167
12
58
35
9
-122
-42
76
-292
-82
-100
11
135
166
-77
146
-121
-327
16
-102
-148
-86
134
30
-24
22
101
2,707
160
13
-76
-33
-34
-140
-148
-23
-19
-17
-22
192
1,280
-159
-330
113
515
19
1,099
1,200
13
145
356
44
114
12
-11
-77
95
11
11
292
294
1,341
16
67
56
239
111
5
660
35
27
142
40
163
15
743
325
14
31
15
14
15
6
26
66
52
26
22
41
125
25
63
25
49
20
22
73
37
63
12
13
9
5
977
729
954
972
30
20
-41
31
297
167
-26
-123
-204
90
453
111
102
22
52
25
64
70
307
99
367
120
59
30
662
27
1,724
48
18
58
53
42
4
157
15
57
70
-55
-15
36
52
45
45
61
87
34
1,765
-392
-210
-86
-310
-360
-27
-15
-5
-190
-24
-147
-47
-142
124
224
124
149
-108
-32
862
92
-21
-11
-5
-1
584
338
372
1,350
-34
-64
718
776
12
-19
21
-1
779
1,393
9
61
76
239
-24
6
-42
37
48
18
98
78
6
176
110
45
272
8
1,130
425
332
424
243
29
288
692
489
599
88
631
850
1,184
1,025
36
36
79
84
54
20
27
34
221
9
17
193
25
357
445
337
14
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
98,019
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
117,592
2,230,867
0.052711
2017
117,099
2,181,793
0.053671
2016
115,102
2,026,121
0.056809
2015
115,789
2,090,318
0.055393
2014
115,997
2,093,530
0.055407
2
Total
of line 1, column (d)
.....................
2
0.273991
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.054798
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
2,230,154
5
Multiply line 4 by line 3
......................
5
122,208
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
1,458
7
Add lines 5 and 6
........................
7
123,666
8
Enter qualifying distributions from Part XII, line 4
,.............
8
117,306
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
2,915
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
2,915
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
2,915
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
3,128
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
3,128
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
213
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
0
Refunded
11
213
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
FL
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
N/A
14
The books are in care of
BANK OF AMERICA NA
Telephone no.
(212) 852-3049
Located at
114 W 47TH ST NY8-114-07-07
NEW YORK
NY
ZIP+4
100361510
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
BANK OF AMERICA N A
TRUSTEE
2
28,844
114 W 47TH ST NY8-114-07-07
NEW YORK
,
NY
100361510
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
2,160,464
b
Average of monthly cash balances
.......................
1b
103,652
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
2,264,116
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
2,264,116
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
33,962
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
2,230,154
6
Minimum investment return.
Enter 5% of line 5
..................
6
111,508
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
111,508
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
2,915
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
2,915
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
108,593
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
108,593
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
108,593
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
117,306
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
117,306
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
117,306
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
108,593
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
15,100
b
From 2015
......
15,926
c
From 2016
......
15,346
d
From 2017
......
10,846
e
From 2018
......
9,177
f
Total
of lines 3a through e
........
66,395
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
117,306
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
108,593
e
Remaining amount distributed out of corpus
8,713
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
75,108
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
15,100
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
60,008
10
Analysis of line 9:
a
Excess from 2015
....
15,926
b
Excess from 2016
....
15,346
c
Excess from 2017
....
10,846
d
Excess from 2018
....
9,177
e
Excess from 2019
....
8,713
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NONE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
Trustees Of Boston University
881 COMMONWEALTH AVE 4TH FL
BOSTON
,
MA
022151390
NONE
PC
GENERAL OPERATING
50,000
Syracuse University
SKYTOP OFFICE BL
Syracus
,
NY
132444415
NONE
PC
GENERAL OPERATING
50,000
Total
.................................
3a
100,000
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
61,032
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
98,019
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
159,051
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
159,051
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description